Amicus Curiae Brief — Ohio, et al., Petitioners v. Environmental Protection Agency, et al.
Supreme Court briefAug 8, 2024
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No. 24-13
IN THE
Supreme Court of the United States
_________
STATE OF OHIO, et al.,
Petitioners,
v.
U.S. ENVIRONMENTAL PROTECTION AGENCY, et al.,
Respondents.
_________
On Petition for Writ of Certiorari to the
United States Court of Appeals
for the District of Columbia Circuit
_________
BRIEF AMICI CURIAE OF THE STATES OF
IOWA, IDAHO, NEW HAMPSHIRE, NORTH
DAKOTA, SOUTH DAKOTA, TENNESSEE,
VIRGINIA, AND WYOMING SUPPORT OF
PETITIONERS
_________
BRENNA BIRD
Attorney General
ERIC WESSAN*
Solicitor General
PATRICK C. VALENCIA
Deputy Solicitor General
IOWA DEPT. OF JUSTICE
Hoover Office Building
Des Moines, Iowa 50309
(515) 823-9117
eric.wessan@ag.iowa.gov
Counsel for Amici Curiae
*Counsel of Record
(additional counsel listed at end)
i
QUESTION PRESENTED
May Congress pass a law under the Commerce Clause
that empowers one State to exercise sovereign power
that the law denies to all other States?
ii
TABLE OF CONTENTS
QUESTION PRESENTED ........................................... i
TABLE OF CONTENTS .............................................ii
TABLE OF AUTHORITIES ....................................... iv
INTEREST OF AMICUS CURIAE ............................. 1
SUMMARY OF ARGUMENT ..................................... 2
ARGUMENT ................................................................ 4
I. EQUAL SOVEREIGNTY MUST BE
CONSIDERED IN REGULATIONS UNDER THE
COMMERCE POWER ............................................. 4
1. States did not give up their right to equal
sovereignty when they adopted The Constitution.
........................................................................ 4
2. Since equal sovereignty applies to the
Reconstruction Amendments, it must also apply
to exercises of commerce power. ........................... 6
II.
THE COURT SHOULD RECOGNIZE
EQUAL SOVEREIGNTY AS A LIMIT ON THE
COMMERCE POWER AND REVERSE THE D.C.
CIRCUIT................................................................... 9
1. Even under Shelby County’s framework, the
waiver provisions cannot stand. ........................... 9
2. Affirming equal sovereignty will not open
Pandora’s Box. ..................................................... 13
III.
THIS IS THE CASE TO AFFIRM EQUAL
SOVEREIGNTY. .................................................... 16
1. Opportunities to affirm equal sovereignty
are rare. ............................................................... 17
iii
2.
This case is an excellent vehicle. ................ 18
3. The waiver provisions threaten to throw
federalism off balance. ....................................... 19
CONCLUSION .......................................................... 21
ADDITIONAL COUNSEL ........................................ 22
iv
TABLE OF AUTHORITIES
Cases
American Automobile Mfrs. Assn. v. Cahill,
152 F.3d 196 (2d Cir. 1998).................................... 11
American Petroleum Inst. v. Jorling,
710 F. Supp. 421 (N.D.N.Y. 1989) ......................... 11
Bolln v. Nebraska,
176 U.S. 83 (1900) .................................................... 2
Case v. Toftus,
39 F. 730 (C.C.D. Or. 1889) .................................... 16
City of New York v. Chevron Corp.,
993 F.3d 81 (2d Cir. 2021)...................................... 12
Coll. Sav. Bank v. Fla. Prepaid Postsecondary Educ.
Expense Bd.,
527 U.S. 666 (1999) .................................................. 9
Coyle v. Smith,
221 U.S. 559 (1911) .................................................. 4
Ctr. for Biological Diversity v. EPA,
722 F.3d 401 (D.C. Cir. 2013) ................................ 14
Disc. Inn, Inc. v. City of Chicago,
803 F.3d 317 (7th Cir. 2015) .................................. 18
EPA v. EME Homer City Generation, L.P.,
572 U.S. 489 (2014) ................................................ 21
Franchise Tax Bd. v. Hyatt,
587 U.S. 230 (2019) .................................................. 4
HollyFrontier Cheyenne Refining, LLC v. Renewable
Fuels Association,
594 U.S. 382 (2021) ................................................ 22
In re Dry Max Pampers Litig.,
724 F.3d 714 (6th Cir. 2013) .................................. 18
v
Massachusetts v. EPA,
549 U.S. 497 (2007) ................................................ 23
Mayhew v. Burwell,
772 F.3d 80 (1st Cir. 2014)..................................... 19
McGirt v. Oklahoma,
140 S. Ct. 2452 (2020) ............................................ 15
Michigan v. EPA,
576 U.S. 743 (2015) ................................................ 21
New State Ice Co. v. Liebmann,
285 U.S. 262 (1932) ................................................ 22
New York v. U.S.,
505 U.S. 141 (1992) .............................................. 5, 6
Nw. Austin Mun. Utility Dist. No. One. v. Holder,
557 U.S. 193 (2009) ............................................ 8, 11
See NCAA v. Governor of New Jersey,
730 F.3d 208 (3d Cir. 2013).................................... 19
Seminole Tribe v. Florida,
517 U.S. 44 (1996) ................................................... 9
Shelby Cnty. v. Holder,
570 U.S. 529 (2013) .... 2, 3, 7, 8, 9, 11, 13, 14, 16, 19
South Carolina v. Katzenbach,
383 U.S. 301 (1966) ............................................ 8, 18
Stearns v. Minnesota,
179 U.S. 223 (1900) ................................................ 15
U.S. Term Limits, Inc. v. Thornton,
514 U.S. 779 (1995) .................................................. 6
Utility Air Regulatory Group v. EPA,
573 U.S. 302 (2014) ................................................ 22
Virginia v. West Virginia,
246 U.S. 565 (1918) .................................................. 2
vi
Statutes
26 U.S.C. § 142 .......................................................... 16
28 U.S.C. § 3701 ........................................................ 19
42 U.S.C. § 10136 ...................................................... 16
42 U.S.C. § 3796bb .................................................... 16
42 U.S.C. § 6297 ........................................................ 17
42 U.S.C. § 7543 .......................................................... 2
42 U.S.C. § 7607(b) .................................................... 21
5 U.S.C. § 706 .............................................................. 2
Other Authorities
113 Cong. Rec. 30,948 (Nov. 2, 1967)........................ 13
95 Cong. Rec. 123 ...................................................... 13
Amy Coney Barrett, Statutory Stare Decisis in the
Courts of Appeals,
73 Geo. Wash. L. Rev. 317 (2005) .......................... 21
Bellia & Clark, The International Law Origins of
American Federalism,
120 Colum. L. Rev. 835 (2020). ................................ 7
Climate Change and Social Vulnerability in the
United States 12, EPA (Sept. 2021),
https://perma.cc/5VAE-9VLG ................................ 11
Leah Littman, Inventing Equal Sovereignty,
114 Mich. L. Rev. 1207 (2016) ......................... 14, 17
Patricia Wald, Regulation at Risk: Are Courts Part of
the Solution, or Most of the Problem?,
67 S. Cal. L. Rev. 621 (1994) .................................. 21
Thomas Colby, In Defense of the Equal Sovereignty
Principle,
65 Duke L. J. 1087 (2016) ................................ 16, 20
Regulations
vii
49 Fed. Reg. 18,887, 18890 (May 3, 1984) ................ 13
84 Fed. Reg. 51, 349 (2019) ....................................... 12
INTEREST OF AMICUS CURIAE
Amici curiae States of Iowa, Idaho, New
Hampshire, North Dakota, South Dakota, Tennessee,
Virginia, and Wyoming (“amici States”) submit this
brief in support of Petitioners, State of Ohio et al.,
urging this Court to reverse the District of Columbia
Circuit’s decision. That decision denied State
Petitioners’ equal sovereignty claim under the United
States Constitution.
Amici States have a strong interest in this
case’s outcome. First, the Environmental Protection
Agency’s decision to waive federal preemption of
California Regulations inflicts an unconstitutional
wound to the States’ equal sovereignty. Only
California can seek waivers while other States must
either adopt the EPA’s or California’s regulations. So
California may pursue regulatory innovation but
other States may not.
Second, California’s stringent regulatory
requirements burden Petitioner States with their
financial repercussions. California mandates that a
specific percentage of an automaker’s fleet must
consist of electric vehicles. That mandate surpasses
the current market demand for such vehicles,
compelling manufacturers to invest far more resources
than they would absent the regulations. Those added
expenses are inevitably passed down to consumers,
including Petitioner States, who are large-scale
vehicle purchasers. In essence, Petitioner States are
forced to subsidize California’s stringent regulatory
framework while also being barred from adopting
2
their own. Thus, California’s regulations creates an
unconstitutional double indignity for other States.
Those States must bear the economic strain of
subsidizing California’s regulations without equal
sovereignty to express their own policy preferences.
SUMMARY OF ARGUMENT
Waivers under Section 209 of the Clean Air Act
are unconstitutional because of the Constitution’s
fundamental principle of equal sovereignty. 42 U.S.C.
§ 7543. Therefore, the waiver issued under its
authority is “not in accordance with law” and
“contrary to constitutional right, power, privilege, or
immunity.” 5 U.S.C. §§ 706 (2)(A)–(B).
In ruling for the EPA, the D.C. Circuit
“overlook[ed] the truism that the Union under the
Constitution is essentially one of States equal in local
government power.” Virginia v. W. Va., 246 U.S. 565,
593 (1918). “[T]he whole Federal system is based upon
the fundamental principle of the equality of the States
under the Constitution.” Bolln v. Neb., 176 U.S. 83, 89
(1900). But the court below held that this fundamental
principle did not apply when Congress exercises its
commerce power. This is wrong. States enjoyed equal
sovereignty before they joined the union, and they did
not surrender it when they adopted the Constitution.
By adopting the Reconstruction Amendments,
States surrendered some of their equal sovereignty.
But Shelby County explained that the principle
remains. Shelby Cnty. v. Holder, 570 U.S. 529, 544
(2013). In evaluating whether legislation to enforce
the Amendments is “appropriate,” the courts must
3
consider the degree to which it infringes on equal
sovereignty. Id. at 537. Because equal sovereignty
remains part of America’s legal background even
where evaluating actions taken pursuant to the
Reconstruction Amendments, the principle must be
considered in cases relating to the Commerce power.
In holding otherwise, the D.C. Circuit failed to
disaggregate Congress’ power related to State
sovereignty under the Reconstruction Amendments
from Shelby County.
Because the Reconstruction Amendments did
not impede equal sovereignty under the Constitution’s
commerce powers, Ohio’s challenge should proceed.
Evaluating the Clean Air Act’s waiver provisions
under the Shelby County framework, the waiver
provisions fail to show that they are an appropriate
means of remedying a “local evil.” South Carolina v.
Katzenbach, 383 U.S. 301, 329 (1966). Air pollution,
particularly the greenhouse gas emissions that
California seeks to stringently regulate, is a global
problem, not a local one.
This Court should build out the principles
underlying equal sovereignty. Here, the Court can
make good on the guarantee of equal sovereignty
without jeopardizing enforceability of other federal
laws. The waiver provisions are part of a small and
discrete class of laws that allow one State to regulate
in areas that others cannot. Equal sovereignty does
not require equal treatment, but it does require
equality in the sovereign “power, dignity, and
authority” Coyle v. Smith, 221 U.S. 559, 567 (1911).
4
ARGUMENT
I.
EQUAL SOVEREIGNTY MUST BE
CONSIDERED
IN
REGULATIONS
UNDER THE COMMERCE POWER
Equal Sovereignty is a fundamental principle of
the Constitution, “implicit in its structure and
supported by historical practice.” Franchise Tax Bd. v.
Hyatt, 587 U.S. 230, 247 (2019). It traces its genesis to
the States as sovereigns before the Union. And from
there, it was never lost. States did not give up equal
sovereignty when they adopted the Constitution.
Rather, they divided sovereignty between the States
and the Federal government. In so doing, they
retained their sovereignty. While States compromised
their equal sovereignty in adopting the Reconstruction
Amendments, even there, the principle remains
important in evaluating legislation. And because
States did not give up equal sovereignty with respect
to Article I, it must also be considered in regulation of
commerce.
1. States did not give up their right to equal
sovereignty when they adopted The
Constitution.
Equal sovereignty starts at the Founding.
When the States declared their independence, each
“claimed the powers inherent in sovereignty—in the
words of the Declaration of Independence, the
authority ‘to do all . . . Acts and Things which
Independent States may of right do.’” Murphy v.
NCAA, 138 S. Ct. 1461, 1475 (2018) (quoting
Declaration of Independence ¶ 32). Here, equal
5
sovereignty
sovereignty.
derives
from
that
earlier
total
The Constitution’s ratification did not disrupt
that equal sovereignty—the Constitution regulated
people, not States. Whether Congress would legislate
directly on individuals or States, as it had under the
Articles of Confederation, was “a topic of lively debate
among the Framers.” New York v. U.S., 505 U.S. 141,
163 (1992). The Framers ultimately adopted a
structure, encapsulated in the Supremacy Clause,
under which “Congress would exercise its legislative
authority directly over individuals rather than over
States.” Id. at 165. Oliver Ellsworth articulated that
principle at the Connecticut Convention: “This
Constitution does not attempt to coerce sovereign
bodies, states, in their political capacity.” Id. (quoting
2 Jonathan Elliot, Debates on the Federal
Constitution 197 (2d ed. 1863)). Similarly, Charles
Pinckney explained at the South Carolina Convention
that, under the Constitution, the government would
“operate upon the people, and not upon the states.” Id.
(citing 4 Elliot, supra, at 256).
The Federalist Papers also illuminate the equal
sovereignty doctrine’s underlying logic. James
Madison explained that “a sovereignty over
sovereigns, a government over governments, a
legislation for communities, as contradistinguished
from individuals, as it is a solecism in theory, so in
practice it is subversive of the order and ends of civil
polity.” Id. at 180 (quoting The Federalist No. 20
(James Madison & Alexander Hamilton) (Clinton
Rossiter ed., 1961)). That historical context
6
underscores that Congress, under the Supremacy
Clause, was not intended to exercise “a sovereignty
over sovereigns,” or to be “a government over
governments,” regardless of whether it acts through
prohibition or affirmative command. Id.
In other words, sovereignty precludes hierarchy
through granting unique privileges to one State but
not others. Heeding Madison’s warning, the
Constitution instead “split the atom of sovereignty.”
U.S. Term Limits, Inc. v. Thornton, 514 U.S. 779, 838
(1995) (Kennedy, J., concurring). In so doing, it creates
“two orders of government, each with its own direct
relation, its own privity, its own set of mutual rights
and obligations to the people who sustain it and are
governed by it.” Id. And within that structure, the
Constitution enshrines the “idea that our citizens
would have two political capacities, one state and one
federal, each protected from incursion by the other.”
Id. The equal sovereignty doctrine avoids that type of
unconstitutional incursion.
2. Since equal sovereignty applies to the
Reconstruction Amendments, it must also
apply to exercises of commerce power.
Equal sovereignty is at its nadir under the
Reconstruction Amendments—but even there, the
important principle remains. In adopting the
Reconstruction “Amendments, the States . . . expressly
compromised their right to equal sovereignty.” Bellia
& Clark, The International Law Origins of American
Federalism, 120 Colum. L. Rev. 835, 938 (2020).Under
the Reconstruction Amendments, Congress may
7
enforce their guarantees through “appropriate
legislation,” which can include limiting the
sovereignty of a single State. See U.S. Const., amend.
13, § 2; amend. 14, § 5; amend. 15, § 2. Even where
Congress may act, equal sovereignty retains a
powerful force in defining what legislation is
appropriate. Shelby Cnty., 570 U.S. at 544–45.
This partial abrogation of equal sovereignty in
the context of the Reconstruction Amendments is
what allows Congress to place disparate burdens on
State sovereignty to enforce those provisions of the
Constitution. Before adopting the Reconstruction
Amendments, this Court declined to allow Congress to
coerce a single State into protecting religious freedom
because there “must be, from a constitutional
necessity, a perfect and unchangeable equality among
the states, not indeed in reference to the powers which
they may separately exercise, (for that depends upon
their own municipal constitutions,) but in reference to
those which they separately retain.” Permoli v. Mun.
No. 1 of New Orleans, 44 U.S. (3 How.) 589, 606 (1845).
But the Reconstruction Amendment permit,
and perhaps even encourage, regulations that target
individual States to remedy local evils. See, e.g., City
of Boerne v. Flores, 521 U.S. 507, 532 (1997) (“The
[nationwide] reach and scope of RFRA distinguish it
from other measures passed under Congress’
enforcement power, even in the area of voting
rights.”). In sum, the Reconstruction Amendments
alter the calculus surrounding equal sovereignty when
it comes to laws passed pursuant to those
Amendments.
8
But even in the context of the Reconstruction
Amendments, “the fundamental principle of equal
sovereignty remains highly pertinent” in evaluating
legislation for appropriateness. Id. at 544. To pass
equal sovereignty muster, Congress “must identify
those jurisdictions to be singled out on a basis that
makes sense in light of current conditions.” Shelby
Cnty., 570 U.S. at 553.” Those conditions must take
the form of “local evils” present in the jurisdictions
that bear the burden of discriminatory regulation. Nw.
Austin Mun. Utility Dist. No. One. v. Holder, 557 U.S.
193, 203 (2009) (quoting Katzenbach, 383 U.S. at 328–
29). Where such an evil is present, “any departure
from the fundamental principle of equal sovereignty
requires a showing that a statute’s disparate
geographic coverage is sufficiently related to the
problem it targets.” Id.
That approach shows the equal sovereignty
doctrine’s importance in our Constitutional system.
The Reconstruction Amendments were “specifically
designed to alter the federal-state balance” and allow
the Federal Government to exert power over the
States. Coll. Sav. Bank v. Fla. Prepaid Postsecondary
Educ. Expense Bd., 527 U.S. 666, 670 (1999). But even
under those amendments the States retain their equal
sovereignty. This resilience, even in an area where
equal sovereignty is partially abrogated, necessarily
implies even greater strength where equal sovereignty
remains unrestricted, the Commerce Power.
Because equal sovereignty retains its force even
when expressly compromised, it is not “so ephemeral
as to dissipate” when Congress acts under its Article I
9
power. Seminole Tribe v. Fla., 517 U.S. 44, 65–66
(1996). The Reconstruction Amendments “alter the
federal state balance,” in which the Commerce Clause
is the status quo. Coll. Sav. Bank, 527 U.S. at 670.
Therefore, the equal sovereignty doctrine must apply
with at least equal force in evaluating legislation
under the commerce power. In adopting the
Constitution, including Article I, States did not forfeit
their equal sovereignty.
II.
THE COURT SHOULD AFFIRM EQUAL
SOVEREIGNTY AS A LIMIT ON THE
COMMERCE POWER.
The D.C. Circuit got it backward. Congress has
more latitude to encroach on equal sovereignty within
the context of the Reconstruction Amendments, not
less. State sovereignty, including equal sovereignty,
traces a direct line to the Founding. States did not
abandon that sovereignty when they joined the union.
They did not lose that sovereignty when they ratified
the Constitution. And they did not forfeit the
protections of that sovereignty elsewhere when
enacting the Reconstruction Amendments. Even if
Congress can abrogate equal sovereignty identically
under the commerce power as it can under the
Reconstruction Amendments, the Clean Air Act’s
waiver provisions fail to satisfy Shelby County’s
framework for appropriateness.
1. Even under Shelby County’s framework,
the waiver provisions cannot stand.
Even under Shelby County Section 209’s
waivers fail. The waiver allows States to regulate
10
greenhouse gases to alleviate climate change. Pet.
App. 211a. But climate change is a global problem. So
the waiver’s “disparate geographic coverage is [not]
sufficiently related to the problem it targets.” Nw.
Austin, 557 U.S. at 203.
States other than California bear the brunt of
climate change, undermining the appropriateness of
allowing only California, out of all States, to set its
own independent policies. The EPA’s own projections
contend that temperature changes are projected to be
greater in the Northeast. See Climate Change and
Social Vulnerability in the United States 12, EPA
(Sept. 2021), https://perma.cc/5VAE-9VLG. The EPA
has also explained that sea-level rise is projected to
affect New York, Houston, and Philadelphia more
than coastal California cities. Id. at 14.
But even though New York is projected to suffer
more harm than California, New York cannot also
adopt regulations like California. See American
Automobile Mfrs. Assn. v. Cahill, 152 F.3d 196, 200 (2d
Cir. 1998) (preempting regulations concerning the sale
of Zero Emission Vehicles); see also Am. Petroleum
Inst. v. Jorling, 710 F. Supp. 421, 431 (N.D.N.Y. 1989)
(finding New York’s fuel regulations must yield to the
EPA’s regulations).
Even if California were uniquely affected,
granting only California a unique authority to waive
federal environmental regulations will not solve the
global climate crisis. The causes of any relevantly
alleged climate change are “global,” not local. City of
New York v. Chevron Corp., 993 F.3d 81, (2d Cir.
11
2021). Greenhouse gases “remain in the atmosphere
long enough to become well mixed, meaning that the
amount that is measured in the atmosphere is roughly
the same all over the world, regardless of the source of
the emissions.” Overview of Greenhouse Gases, U.S.
Environmental
Protection
Agency,
https://perma.cc/5777-TJRN. It is hard to see how a
uniform global distribution of Carbon Dioxide could be
called a “local evil.” Katzenbach, 383 U.S. at 329.
Beyond failing to identify a local evil to be
addressed by the waiver provisions, it is far from clear
that the provisions effectively address any evil at all.
The EPA has never disturbed its finding that
California’s standards “will not meaningfully address
global air pollution problems of the sort associated
with [greenhouse-gas] emissions.” 84 Fed. Reg. at
51,349. In review, “appropriate legislation” must
address a local evil. Climate change is a global evil.
And according to both caselaw and the EPA, the
waiver provisions address neither.
The historical justification for the regulations
also fails to render them appropriate as they do not
reflect “current conditions,” and the present waiver
does not relate to them. Shelby County, 570 U.S. at
553. What’s more, it is not clear that there ever was
sufficient
support
for
a
California-specific
waiver
provision. The Clean Air Act’s legislative history
suggests that many Representatives had concerns
about the specific effects of climate on their State, but
only California got authority under the waiver
provision. See 95 Cong. Rec. 123, 16676 (remarks of
Rep. Maguire) (“My State [New Jersey] wants to be
12
able to do what California is doing, and as I
understand it some other States might also wish to do
so. Why should we not be permitted to do that?”); Id.
at 16677 (remarks of Rep. Carter) (“[W]e have one
State right now, [Colorado], which has specific
problems today over in the city of Denver. Are we
going to tell them they cannot solve their pollution
problems, just as California is solving theirs?”)
Outdated climate science explained that
California’s “geography and prevailing wind
patterns,” coupled with its unusually large number of
vehicles, made smog a more significant problem there
than in other States. 49 Fed. Reg. 18,887, 18890 (May
3, 1984) (citing 113 Cong. Rec. 30,948 (Nov. 2, 1967)).
But the waiver now is not being used to target local
smog. Rather, the waivers are requested to combat the
global ill of an allegedly changing climate. That
changing climate is alleged to be related to carbon
dioxide—notably not a local California issue.
According to the EPA, smog and greenhouse gas
emissions are different. See Greenhouse Gas Versus
Smog
Forming
Emissions,
EPA,
https://perma.cc/8MYX-UV5A. Smog is caused by local
pollutants like nitrogen oxides and volatile organic
compounds, while greenhouse gasses including carbon
dioxide are alleged to contribute to global climate
change. Id. Waivers issued to reduce greenhouse gas
emissions are unrelated to any California-specific
environmental woes and are therefore not
“appropriate legislation.”
The “task of dealing with” a changing climate is
inappropriate to delegate to one State’s idiosyncratic
13
preferences. Ctr. for Biological Diversity v. EPA, 722
F.3d 401, 415 (D.C. Cir. 2013) (Kavanaugh, J.,
concurring). Allowing one State, not uniquely affected
by greenhouse gas emissions, to intrude on other
States’ sovereign regulatory powers while all others
are denied the ability to do so is a quintessential
violation of the equal sovereignty principle.
2. Affirming equal sovereignty will not open
Pandora’s Box.
Concerns about proper respect for the equal
sovereignty doctrine and its effect on jurisprudence
are misplaced. Some radical commentators that object
to Shelby County believe that duly applying that
precedent would have bad policy effects. See Leah
Littman, Inventing Equal Sovereignty, 114 Mich. L.
Rev. 1207, 1239-45 (2016) (listing statutes author
alleges as violating equal sovereignty); see also Shelby
Cnty., 570 U.S. at 588 (Ginsburg, J., dissenting)
(“[E]xtension of the equal sovereignty principle
outside of . . . the admission of new states is capable of
much mischief.”). Those concerns boil down to the
claim that robust protection of equal sovereignty will
lead to the invalidation of many laws.
Respect for the sovereignty of States and the
effects of that respect should not dissuade the court
from affirming Shelby County and equal sovereignty
for two reasons.
First, most of the laws cited as endangered by
equal sovereignty are safe. Equal sovereignty only
requires uniform distribution of “political rights and
obligations,” not burdens and benefits that stem from
14
federal legislation. Stearns v. Minn., 179 U.S. 223, 245
(1900). Most federal enactments do not give special
advantages to one State that deny it to another. Even
rarer is a statute like Section 209 that explicitly gives
only one State authority to regulate contrary to federal
law but denies that right to other States.
Second, “the magnitude of a legal wrong is no
reason to perpetuate it.” McGirt v. Okla., 140 S. Ct.
2452, 2480 (2020).
Many laws that critics refer to as violating
equal sovereignty principles do not actually do so. A
law can have a differential impact between States—
giving one State more resources, for example—
without affecting political sovereignty. In dissent,
Justice
Ginsburg
warned
of
hypothetical
consequences of affirming the equal sovereignty
principle—none of which have come to pass. See
Shelby Cnty., 570 U.S. at 588 (Ginsburg, J.,
dissenting). According to that dissent, considering
equal sovereignty in a context outside a State’s
admission to the union would invalidate many
longstanding laws related to how the government
allocated funding. See id. (citing 26 U.S.C. § 142
(where the EPA could locate green building projects);
42 U.S.C. § 3796bb (allocating rural drug enforcement
assistance funding); 42 U.S.C. § 10136 (restricting
funding to nuclear waste sites)). But federal spending
and distribution of resources are not restrictions on
sovereignty.
Indeed, equal sovereignty plays no role in the
normal and uneven distribution of resources and
15
funding. “The true constitutional equality between the
states only extends to the right of each, under the
Constitution, to have and enjoy the same measure of
local or self-government, and to be admitted to an
equal
participation
in
the
maintenance,
administration, and conduct of the common or
national government.” Case v. Toftus, 39 F. 730, 732
(C.C.D. Or. 1889). The Constitutional “guarantee [is]
of equal sovereignty, not of equal treatment in all
respects” and simple expenditures clearly fall on
unprotected treatment side of the dichotomy. Thomas
Colby, In Defense of the Equal Sovereignty Principle,
65 Duke L. J. 1087, 1149 (2016) (emphasis omitted).
Another concern with the equal sovereignty
doctrine are laws that allow longstanding State
regulations to continue unchanged but disallow States
from prospectively enacting similar statutes. See, e.g.,
42 U.S.C. § 6297 (excluding “regulation concerning the
water use of lavatory or kitchen faucets adopted by the
State of Rhode Island prior to October 24, 1992” from
preemption). But it is not clear that those laws violate
equal sovereignty, either. All states are equally frozen
in their ability to regulate prospectively. And all
States are allowed to continue with their existing
regulations unchanged.
There is no inequality
between the States there.
Enforcing the equal sovereignty principle will
not lead to mass invalidation. It is true that a few
“federal laws impose limits on states’ lawmaking
power while exempting particular states . . . from
federal regulation.” Littman, supra, at 1239–45
(collecting statutes). But even here, it is far from
16
certain that those laws are invalid under equal
sovereignty, which, though “highly pertinent in
assessing subsequent disparate treatment of states,”
is not a categorical “bar on differential treatment”—at
least in the limited sphere of evaluating laws enacted
under the Reconstruction Amendments. Shelby Cnty.,
570 U.S. at 544 (citing Katzenbach, 383 U.S. at 338–
339).
In any case, potential equal sovereignty
violations are not prolific. And if laws violating the
equal sovereignty principle outside the Clean Air Act
exist, they may very well be “like dandelions on an
unmowed lawn—present more by inattention than by
design” and thus not deeply indispensable to
Congress’ ability to legislate. In re Dry Max Pampers
Litig., 724 F.3d 714, 722 (6th Cir. 2013). Whatever the
frequency of laws raising issues of equal sovereignty,
it’s time for this court to do some weed-whacking. See
Disc. Inn, Inc. v. City of Chicago, 803 F.3d 317, 325
(7th Cir. 2015) (“dandelions . . . are weeds”).
III.
THIS IS THE CASE TO AFFIRM EQUAL
SOVEREIGNTY.
The Clean Air Act’s unconstitutional California
favoritism presents the perfect opportunity for this
Court to reaffirm the equal sovereignty doctrine. This
record represents a clear-cut example of an equal
sovereignty violation without a need to extend its
reach. Shelby County, if it is to have any meaning at
all outside the reconstruction amendments, means
that this California-specific waiver fails to present an
appropriate occasion to abrogate equal sovereignty.
17
Further percolation on this issue is unlikely as equal
sovereignty is such a foundational principle under our
Constitution that violations are rare. And because the
D.C. Circuit has exclusive jurisdiction in many Clean
Air Act cases, there cannot be a circuit split on this
issue. The time is right to affirm equal sovereignty.
1. Opportunities to affirm equal sovereignty
are rare.
It is not clear when another equal sovereignty
issue will present itself. In ruling for the respondents,
the D.C. Circuit claimed to be “join[ing] two other
circuits to have considered the issue in rejecting State
Petitioners’ request to extend the equal sovereignty
principle in this fashion.” Ohio v. Env’t Prot. Agency,
98 F.4th 288, 307 (D.C. Cir. 2024) (citing NCAA v.
Governor of N.J., 730 F.3d 208, 239 (3d Cir. 2013),
abrogated on other grounds by Murphy v. NCAA, 584
U.S. 453 (2018) and Mayhew v. Burwell, 772 F.3d 80,
95 (1st Cir. 2014)). But neither case clarifies equal
sovereignty.
Murphy set aside as unconstitutional the
Professional and Amateur Sports Protection Act
(PASPA), 28 U.S.C. § 3701 et seq. See Murphy, 584
U.S. 453. Just as the Clean Air Act restricts all States
but California in environmental regulation, PAPSA
prevented States other than Nevada from regulating
gambling. PAPSA likely violated equal sovereignty—
but neither the Third Circuit nor this Court reached
that issue in preventing its enforcement. And as it is
no longer enforced, there can be no future equal
18
sovereignty
percolation.
challenges
to
generate
further
Mayhew addressed whether the Affordable
Care Act could condition Medicaid funding on meeting
its “maintenance-of-effort” section, which required
States to maintain their existing Medicaid eligibility
standards for children. 772 F.3d at 83. But that is
distinct from an equal sovereignty issue. “Giving
money to one state but not another—or spending
money in one state but not another—is a form of
discrimination, but not one that directly impedes the
regulatory authority or sovereign autonomy of the
state that got the short end of the stick.” Thomas B.
Colby, In Defense of the Equal Sovereignty Principle,
65 Duke L. J. 1087, 1151 (2016).
Unlike here, neither case properly presented
equal sovereignty to the respective circuit courts and
thus did not present as clean an opportunity for this
Court to clarify the doctrine’s scope.
2. This case is an excellent vehicle.
As a vehicle, this case is no lemon. Ohio does
not have jurisdictional issues, nor does it present
alternative grounds for affirmance. It follows the
simple yet wrong proposition that equal sovereignty
cannot
apply
outside
the
Reconstruction
Amendments. See Ohio v. Env’t Prot. Agency, 98 F.4th
at 307.
But that fails to recognize that the
Reconstruction Amendments present the context in
which the equal sovereignty doctrine is weakest. This
important separation of vertical powers principle is
background to the Constitutional structure. Ignoring
19
it in the context of the Commerce power risks
rendering equal sovereignty effectively a dead letter.
Shelby County should not be a ticket good for one ride
only.
A circuit split is likely impossible due to the
D.C. Circuit’s exclusive jurisdiction over all nationally
significant Clean Air Act rules. See 42 U.S.C.
§ 7607(b). Waiting for further percolation is pointless
because the D.C. Circuit has already issued a binding
decision on the issue. This court regularly reviews
splitless decisions interpreting the Clean Air Act. See,
e.g., Michigan v. EPA, 576 U.S. 743 (2015); EPA v.
EME Homer City Generation, L.P., 572 U.S. 489
(2014); Util. Air Regul. Group v. EPA, 573 U.S. 302
(2014); HollyFrontier Cheyenne Refining, LLC v.
Renewable Fuels Ass’n, 594 U.S. 382 (2021). The same
should be done here.
3. The Section 209 waiver threatens to
throw federalism off balance.
The Clean Air Act’s waiver frustrates core
federalism tenets by granting California a monopoly
on regulatory innovation. “It is one of the happy
incidents of the federal system that a single
courageous State may, if its citizens choose, serve as a
laboratory and try novel social and economic
experiments without risk to the rest of the country.”
New State Ice Co. v. Liebmann, 285 U.S. 262, 311
(1932) (Brandeis, J., dissenting). By allowing
California—and only California—to set its own unique
environmental standards, the waiver effectively
prohibits each of the other States from innovating.
20
Federal law can preempt State laws but it raises
troubling questions when it only preeempts some
States’ laws.
Beyond
injuring
other
States’
equal
sovereignty, the waiver has significant negative
effects. California can wield the authority that only it
possesses as a regulatory cudgel when acting as a
market participant. Because other States may adopt
California’s standards but not their own, California
has unique authority to negotiate with automakers.
When California regulates, they are doing so not just
for themselves but also, potentially, for other States.
And the costs of those expensive California priorities
are felt across the country—including in States that
do not choose to adopt California’s regulations.
California has wielded this unduly enhanced
regulatory leverage to gain an advantage over
automakers and injure Fuel Petitioners. After the
waiver here was set aside (before its subsequent
resurrection), California entered the “California
Framework Agreement” with automakers. C.A. Resp.Int. Br. 4. That framework agreed to adopt the State’s
stringent standards in exchange for certain
concessions. Id. California would wield less predatory
regulatory power without the availability of its
waiver.
And as a result, a favorable decision for Fuel
Petitioners here would “take steps to slow or reduce”
their injury and put money back in their pocket.
Massachusetts v. EPA, 549 U.S. 497, 525 (2007). To
untangle the mess created by the waiver provisions’
21
incursion on equal sovereignty, this Court should also
address the redressability question raised by Fuel
Petitioners.
CONCLUSION
This Court should grant certiorari to reverse
District of Columbia Circuit Court’s judgment.
Respectfully submitted,
BRENNA BIRD
Attorney General
State of Iowa
ERIC WESSAN*
Solicitor General
PATRICK C. VALENCIA
Deputy Solicitor General
eric.wessan@ag.iowa.gov
August 8, 2024
*Counsel of Record
22
ADDITIONAL COUNSEL
RAÚL R. LABRADOR
Attorney General of
Idaho
JOHN FORMELLA
Attorney General of
New Hampshire
DREW WRIGLEY
Attorney General of
North Dakota
MARTY JACKLEY
Attorney General of
South Dakota
JONATHAN SKRMETTI
Attorney General of
Tennessee
JASON S. MIYARES
Attorney General of
Virginia
BRIDGET HILL
Attorney General of
Wyoming
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.