Petition for Writ of Certiorari — Alicia Lowe, et al., Petitioners v. Sara Gagne-Holmes, Acting Commissioner, Maine Department of Health and Human Services, et al.
Supreme Court briefApr 17, 2025
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No. ________
IN THE
Supreme Court of the United States
ALICIA LOWE, JENNIFER BARBALIAS, GARTH
BERENYI, DEBRA CHALMERS, NICOLE GIROUX,
ADAM JONES, NATALIE SALAVARIA,
Petitioners,
v.
SARAH GAGNÉ-HOLMES, in her official capacity as
Acting Commissioner of the Maine Department of
Health and Human Services, et al.,
Respondents.
On Petition for Writ of Certiorari to the
United States Court of Appeals for the First
Circuit
PETITION FOR WRIT OF CERTIORARI
Mathew D. Staver
Horatio G. Mihet
Counsel of Record
Daniel J. Schmid
Anita L. Staver
LIBERTY COUNSEL
LIBERTY COUNSEL
P.O. Box 540774
Orlando, FL 32854
109 Second St., NE
(407) 875-1776
Washington, D.C. 20002
(202) 289-1776
court@LC.org
Counsel for Petitioners
LEGAL PRINTERS LLC ! Washington, DC ! 202-747-2400 ! legalprinters.com
i
QUESTIONS PRESENTED
As Justice Gorsuch noted nearly four years ago,
This case presents an important constitutional
question, a serious error, and an irreparable
injury. Where many other States have adopted
religious exemptions, Maine has charted a
different course. There, healthcare workers
who have served on the front line of a pandemic
for the last 18 months are now being fired and
their practices shuttered. All for adhering to
their constitutionally protected religious
beliefs. Their plight is worthy of our attention.
Does 1-3 v. Mills, 142 S. Ct. 17, 22 (2021) (Gorsuch, J.,
dissenting). Since its inception, this case has come to
this Court three times and in the court of appeals four
times. In the third appeal, the First Circuit permitted
Petitioners to probe their claims in discovery. Upon
returning to the district court, the State immediately
claimed that its vaccine mandate was no longer
necessary, rescinded it (after maintaining it for three
years), and moved to dismiss Petitioners’ claims to
evade scrutiny of its discriminatory mandate.
Petitioners’ constitutional claims were worthy of this
Court’s attention four years ago and still are today.
Though the pandemic has ended, the ruinous
constitutional injury thrust upon Petitioners has not.
The questions presented for review are:
(1) Whether a State may avoid judicial review of
an authorizing statute that categorically prohibits
ii
religious
accommodations
to
compulsory
vaccination—contrary to Title VII of the Civil Rights
Act of 1964—by rescinding an emergency rule
applying the statute to a specific disease, while
continuing to enforce the statute in all other respects.
(2) Whether a State’s decision to maintain an
unconstitutionally
discriminatory
system
of
compulsory vaccination through three years of
litigation and only rescinds its vaccination mandate
immediately after an appellate court requires it to
submit to merits discovery concerning the
constitutionality of that system engages in a
litigation-driven sham to escape review of its
unconstitutional policies.
iii
PARTIES
Petitioners are Alicia Lowe, Jennifer Barbalias,
Garth Berenyi, Debra Chalmers, Nicole Giroux,
Adam Jones, and Natalie Salavaria. Respondents
Sarah Gagné-Holmes, in her official capacity as
Acting Commissioner of the Maine Department of
Health and Human Services and Dr. Puthiery Va,
Director of the Maine Center for Disease Control and
Prevention. Additional Parties are Janet T. Mills, in
her official capacity as Governor of the State of Maine,
MaineHealth, Genesis Healthcare of Maine, LLC,
MaineGeneral Health, and Northern Light Eastern
Maine Medical Center.
DIRECTLY RELATED PROCEEDINGS
ALICIA LOWE, et al. v. MILLS, et al., No. 22-1710,
(1st Cir. May 25, 2023), Opinion Affirming District
Court’s Dismissal of First Amended Verified
Complaint is reprinted in Appendix A at 1a-26a.
ALICIA LOWE, et al. v. MILLS, et al., No. 22-1710,
(1st Cir. May 25, 2023), Judgment is reprinted in
Appendix B at 27a-28a.
ALICIA LOWE, et al. v. MILLS, et al., No. 1:21-cv242-JDL, (D. Me. Aug. 18, 2022), Opinion and Order
Dismissing First Amended Verified Complaint is
reprinted in Appendix C at 29a-52a.
JOHN DOES 1-3, et al. v. MILLS, et al., No. 21-717,
(U.S. Feb. 22, 2022), Order Denying Petition for Writ
of Certiorari is reported at 142 S. Ct. 1112 (2022).
iv
JOHN DOES 1–3, et al. v. MILLS, et al., No. 21A90,
(U.S. Oct. 29, 2021), Order Denying Emergency
Application for Writ of Injunction is reported at 142
S. Ct. 17 (2021)
JOHN DOES 1–3, et al. v. MILLS, et al., No. 21A83,
(U.S. Oct. 19, 2021), Order Denying Emergency
Application for Writ of Injunction is available
electronically at 2021 WL 1170854.
JANE DOES 1–6, et al. v. MILLS, et al., No. 21-1826
(1st Cir. Oct. 19, 2021), Opinion and Order Affirming
Denial of Motion for Preliminary Injunction is
reported at 16 F.4th 20 (1st Cir. 2021).
JANE DOES 1–6, et al. v. MILLS, et al.. No. 1:21-cv242-JDL (D. Me. October 13, 2021), Order Denying
Motion for Preliminary Injunction is reported at 566
F. Supp. 3d 34 (D. Me. 2021).
v
TABLE OF CONTENTS
OPINIONS AND ORDERS BELOW ......................... 1
JURISDICTION ......................................................... 1
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED ........................................ 1
STATEMENT OF THE CASE ................................... 2
A. The State’s Vaccine Mandate. .............. 6
1. Respondents’
emergency
then
permanent then temporary rule. ......... 7
2.
Respondents’ discriminatory statute. .. 9
B. Petitioners’ Sincere Religious Beliefs. 10
C. Respondents’ Discriminatory Preference
For Non-Religious Medical
Exemptions. ........................................ 12
A. Procedural history prior to litigationdriven efforts to evade review. .................. 14
B. The First Circuit’s revival of Petitioners’
claims. ........................................................ 18
C. Respondents’ litigation-drive efforts to
evade
review
of
unconstitutionally
discriminatory
statutory
scheme
for
compulsory vaccination. ............................ 19
REASONS FOR GRANTING THE PETITION ...... 22
vi
A. The First Circuit wrongly held that a
facial challenge involving both the
authorizing statute and the implementing
regulation was moot when the emergency
regulation is rescinded. ............................. 22
B. This Court has held that a facial
challenge to statute is not mooted merely
because the state rescinds an implementing
regulation................................................... 24
A. The First Circuit below, and the Second,
Ninth, Eleventh, and D.C. Circuits, have
held that the State may evade constitutional
vii
review of its compulsory vaccination scheme
by rescinding it on the eve of discovery. ... 32
B. The Fifth, Ninth, and Tenth Circuits
have held that the government’s rescission of
a Covid-19 vaccination mandate to escape
judicial scrutiny does not moot a plaintiff’s
constitutional claims. ................................ 35
C. This Court’s precedents hold that a
State is not permitted to engage in litigationbased timing to avoid review of challenged
laws. ........................................................... 40
CONCLUSION ......................................................... 41
TABLE OF APPENDICES
APPENDIX A - ALICIA LOWE, et al. v. MILLS, et
al., No. 24-1284, (1st Cir. Jan. 17, 2025), Opinion
Affirming District Court’s Dismissal of First
Amended Verified Complaint ……………..………….1a
APPENDIX B - ALICIA LOWE, et al. v. MILLS, et
al., No. 24-1283, (1st Cir. Jan. 17, 2025),
Judgment ………………………………………………27a
APPENDIX C - ALICIA LOWE, et al. v. MILLS, et
al., No. 1:21-cv-242-JDL, (D. Me. Feb. 23, 2024),
Opinion and Order Dismissing First Amended
Verified Complaint…………………………………....29a
APPENDIX D - First Amended Verified Complaint
For Injunctive Relief, Declaratory Relief, and
Damages……………………………………………..…53a
APPENDIX E - Declaration of Nancy Beardsley..116a
viii
TABLE OF AUTHORITIES
Cases
Bacon v. Woodward,
104 F.4th 744 (9th Cir. 2024) ........................ 36, 37
City of Los Angeles v. Lyons, 461 U.S. 95 (1983) ... 24,
29, 30
City of Mesquite v. Aladdin’s Castle, Inc.,
455 U.S. 283 (1982) .............................24, 25, 26, 27
Crocker v. Austin,
115 F.4th 660 (5th Cir. 2024) .................. 37, 38, 39
Does 1-11 v. Board of Regents of University of
Colorado,
100 F.4th 1251 (10th Cir. 2024) .................... 39, 40
Does 1-2 v. Hochul,
2024 WL 5182675 (2d Cir. Dec. 20, 2024) ........... 34
Does 1-3 v. Mills,
2021 WL 1170854 (U.S. Oct. 19, 2021) ............... 15
Does 1-3 v. Mills,
2022 WL 1736742 (1st Cir. July 14, 2022) .......... 17
Does 1-3 v. Mills,
No. 21-1826, 2021 WL 4845812 (1st Cir. Oct. 15,
2021) ..................................................................... 15
Does 1-3 v. Mills, 142 S. Ct. 17 (2021) ................. 2, 15
Does 1-3 v. Mills, 39 F.4th 20 (1st Cir. 2022) .......... 17
Does 1-6 v. Mills,
566 F. Supp. 3d 34 (D. Me. 2021) ........................ 22
Does 1-6 v. Mills, 16 F.4th 20 (1st Cir. 2021) .......... 15
Donovan v. Vance,
70 F.4th 1167 (9th Cir. 2023) .............................. 34
ix
Health Freedom Defense Fund, Inc. v. Carvalho,
104 F.4th 715 (9th Cir. 2024) ........................ 35, 36
Jackson v. Noem,
2025 WL 868167 (5th Cir. Mar. 20, 2025) .......... 38
Knox v. Serv. Emps. Int’l Union, Local 1000,
567 U.S. 298 (2012) .............................................. 40
Los Angeles Cnty. v. Davis,
440 U.S. 625 (1979) .................................. 24, 25, 30
Lowe v. Mills,
2022 WL 3542187 (D. Me. Aug. 18, 2022) ... 7, 9, 22
Lowe v. Mills, 68 F.4th 706 (1st Cir. 2023) .... 7, 9, 18,
19, 23, 35
McCreary County, Ky. v. Am. Civil Liberties Union of
Ky., 545 U.S. 844 (2005) ...................................... 40
Navy Seal 1 v. Austin,
2023 WL 2482927 (D.C. Cir. Mr. 10, 2023) ......... 34
Ne. Fla. Chapter of Assoc. Gen. Contr. Of Am. v. City
of Jacksonville,
508 U.S. 656 (1993) .................................. 24, 27, 28
Regaldo v. Director, Ctr. For Disease Control,
2023 WL 239989 (11th Cir. Jan 18, 2023) .......... 34
Statutes
22 M.R.S.A. §802 ................................................ 5, 7, 9
42 U.S.C. §2000e-2 ............................................. 2, 3, 4
Rules
10-144 C.M.R. Ch. 264 ............................................... 8
22 M.R.S. § 802........................................................... 8
Fed. R. App. P. 8....................................................... 15
x
Other Authorities
2 Timothy 3:16 (KJV) ............................................... 10
Exodus (KJV)............................................................ 11
Isaiah 44 (KJV) ........................................................ 10
Psalm 139 (ESV) ...................................................... 10
1
OPINIONS AND ORDERS BELOW
The First Circuit’s opinion affirming the dismissal
of Petitioners’ complaint is reported at 126 F.4th 747
(1st Cir. 2025) and reprinted in Appendix A at 1a-26a.
The district court’s dismissal of Petitioners’ complaint
is reported at 718 F. Supp. 3d 69 (D. Me. 2024) and
reprinted in Appendix C at 29a-52a.
JURISDICTION
The First Circuit entered its opinion and
judgment, affirming the district court’s dismissal of
Petitioners’ complaint on January 17, 2025. (App. 1a26a, 27a-28a.) Petitioners invoke this Court’s
jurisdiction under 28 U.S.C. §1254(1).
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
The First Amendment to the United States
Constitution provides, in relevant part, “Congress
shall make no law respecting an establishment of
religion, or prohibiting the free exercise thereof; or
abridging the freedom of speech . . . .” U.S. Const.
amend. I.
The Fourteenth Amendment to the United
States Constitution provides, in relevant part, “No
state shall . . . deny to any person within its
jurisdiction the equal protection of the laws.” U.S.
Const. amend. XIV.
2
STATEMENT OF THE CASE
I. INTRODUCTION
Petitioners are all former healthcare workers in
the State of Maine who submitted, under Title VII of
the Civil Rights Act of 1964, a request for a religious
accommodation from the State’s mandate that all
healthcare workers in Maine receive a COVID-19
vaccination as a condition of continued employment.
(App. 60a.) Justice Gorsuch described Petitioners’
fight years ago,
This case presents an important constitutional
question, a serious error, and an irreparable
injury. Where many other States have adopted
religious exemptions, Maine has charted a
different course. There, healthcare workers
who have served on the front line of a pandemic
for the last 18 months are now being fired and
their practices shuttered. All for adhering to
their constitutionally protected religious
beliefs. Their plight is worthy of our attention.
Does 1-3 v. Mills, 142 S. Ct. 17, 22 (2021) (Gorsuch, J.,
dissenting). (emphasis added).
Though circumstances and the seminal question
have changed from Petitioners’ original plea to this
Court, Petitioners’ plight has not and is still worthy of
this Court’s attention today. In August 2021, the
Governor instituted a vaccine mandate for healthcare
workers in the State of Maine. (App. 68a.) Prior to
their termination, Petitioners worked for healthcare
3
facilities in Maine that were subject to the Governor’s
vaccination mandate, including MaineHealth,
Genesis Healthcare of Maine, LLC, MaineGeneral
Health, and Northern Light Eastern Maine Medical
Center (“Employers”). Petitioners all sought
accommodations under Title VII for their sincerely
held religious objections to the COVID-19 vaccines
and were automatically refused such accommodations
solely because the State’s mandate prohibited any and
all such religious accommodations. (App. 59a.) While
the State’s statutory system prohibited religious
accommodations from compulsory vaccination, it
permitted the more favored non-religious medical
exemption to the same compulsory vaccine.
Petitioners filed a federal complaint against the State
and several private employers for instituting a
COVID-19 vaccination requirement that prohibited
religious accommodations in violation of the First and
Fourteenth Amendments to the United States
Constitution, and against the Employers for refusing
to provide the religious accommodations demanded by
Title VII.
Despite the plain import of Title VII’s requirement
that
employers
provide
accommodation
for
Petitioners’ sincerely held religious convictions, see 42
U.S.C. §2000e-2(a), Employers all explicitly informed
Petitioners that their religious convictions must be
overridden by state law, with no exception and no
accommodation
whatsoever.
When
rejecting
Petitioners’ request for religious accommodation,
Employers informed Petitioners that Title VII did not
apply, and the State’s position was that neither did
the First Amendment.
4
Petitioner Lowe was informed by her employer
that, under its view, “federal law did not supersede
state law in this instance.” (App. 80a, Compl. ¶77.)
Petitioner Lowe’s employer stated, based on the newly
implemented state mandate, “we are no longer able to
consider religious exemptions for those who work in
the state of Maine.” (App. 79a, Compl. ¶74.) Petitioner
Lowe was further informed that her employer
believed providing a religious accommodation
required by Title VII would cause it “to violate state
law by granting unrecognized exemptions.” (App. 80a,
Compl. ¶77.) It stated, “we are not able to grant a
request for a religious exemption from the state
mandate vaccine.” (Id.)
Petitioner Giroux was informed by her employer
that,: “Allowing for a religious exemption would be a
violation of the state mandate issued by Governor
Mills. So, unfortunately, that is not an option for us.”
(App. 83a, Compl. ¶85.)
All Petitioners were refused any consideration for
religious accommodation under Title VII and were
terminated from their employment solely because
Employers thought compliance with Title VII would
require violation of a contrary state law. (App. 79a83a, Compl. ¶¶72-86.)
Though one would search in vain for a merited
justification for such a constitutionally inverted
analysis, the First Circuit’s decision below supplied it.
As the First Circuit saw the matter, “granting the
accommodation would have exposed the Providers to
penalties for violating the [state] Mandate.” Lowe v.
5
Mills, 65 F.4th 706, 724 (1st Cir. 2023). The upshot of
all this: Petitioners were all fired from their
occupations solely because their employers thought
they were compelled to comply with an
unconstitutionally discriminatory statute that
prohibited religious accommodation while permitting
non-religious medical accommodations.
Respondents maintained their mandate for two
years after every unvaccinated healthcare worker had
been
terminated
for
seeking
a
religious
accommodation. In other words, despite eliminating
the alleged “danger” of having religious healthcare
workers continue in the field for which they had
served admirably for nearly two years, the State
nevertheless continued to enforce the specific
mandate as to COVID-19 vaccination long after any
purported risks remained in the healthcare setting.
Once the First Circuit issued its decision in the third
appeal, which permitted Petitioners to begin probing
their
constitutional
claims
against
the
unconstitutionally
discriminatory
statute
in
discovery, Respondents charted a different course.
At that point, on the eve of discovery, Respondents
suggested that “new evidence” required a
reconsideration of the mandate altogether, and
Respondents repealed the rule requiring COVID-19
vaccination. What Respondents did not repeal at that
time, and what remains alive and well today, is the
Statute, 22 M.R.S.A. §802, which prohibits any
religious accommodation for any compulsory
vaccination under any circumstances. At the same
time, the Statute permits the State’s preferred non-
6
religious medical exemption. Thus, on its face,
Respondents’ statutory scheme and the system of
compulsory vaccination treated Petitioners’ religious
objections less favorably than Respondents’ preferred
nonreligious medical exemptions.
Petitioners’ challenged the entire system. Though
Respondents repealed a small portion of that system
(the COVID-19 vaccination requirement), they have
not repealed the Statute that prohibits any religious
accommodation.
Respondents’
unconstitutional
scheme remaining in place to this day. Despite that
fact, the First Circuit below held that Respondents’
partial repeal of the unconstitutional system was
sufficient to moot Petitioners’ challenge to the entire
constitutionally injurious scheme. That decision
conflicts with this Court’s precedents and the
precedent of the Fifth, Ninth, and Tenth Circuits.
This Court should grant review and resolve the
conflicts.
II. FACTUAL BACKGROUND
A. The State’s Vaccine Mandate.
On August 12, 2021, the Governor announced that
Maine would require healthcare workers to receive
one of the three, then-available COVID-19 vaccines to
remain employed in the healthcare profession. (App.
67a, Compl. ¶31.) The Governor’s announcement
defined healthcare workers as “any individual
employed by a hospital, multi-level health care
facility, home health agency, nursing facility,
residential care facility, and intermediate care facility
7
for individuals with intellectual disabilities that is
licensed by the State of Maine.” (App. 68a, Compl.
¶32.) Respondents threatened to enforce the
vaccination mandate by revoking the licenses of all
healthcare employers who failed to mandate that all
employees receive the COVID-19 vaccine. (Id., ¶34.)
As the First Circuit previously recognized, the vaccine
mandate challenged by Petitioners “is the product of
th[e] rule and the related state statute.” Lowe v. Mills,
68 F.4th 706, 711 (1st Cir. 2023). The district court,
in its first dismissal of Petitioners’ Complaint,
likewise recognized that the emergency rule and the
statute both operated “in tandem” to effectuate the
injury Petitioners alleged. Lowe v. Mills, 2022 WL
3542187, *5 (D. Me. Aug. 18, 2022) (“DHHS’s removal
of the religious and philosophical exemptions in April
2021 served to conform the Rule to the requirements
of the statute, 22 M.R.S.A. §802(4-B), which operate
in tandem. (emphasis added).
1. Respondents’
emergency
then
permanent then temporary rule.
In general, Maine law has long required certain
licensed healthcare facilities to require certain
vaccines for healthcare workers. Lowe, 68 F.4th at
709-10. Since 2001, the Maine Department of Health
and Human Services (“MDHHS”) has been delegated
authority to designate the diseases against which a
healthcare worker is required to be vaccinated. Id. at
710. In August 2021, the Maine Center for Disease
Control and Prevention (“MCDC”) issued an
emergency rule that added COVID-19 to the list of
diseases against which healthcare workers must be
8
vaccinated. (App. 68a, Compl. ¶36.) Effective on
September 1, 2021, MCDC amended 10-144 C.M.R.
Ch. 264 to eliminate the ability of healthcare workers
in Maine to request and obtain a religious exemption
and accommodation from the COVID-19 vaccination
mandate. (Id., ¶36.) The only exemptions Maine now
lists as available to healthcare workers are those
outlined in 22 M.R.S. § 802.4-B, which exempts only
those individuals for whom an immunization is
medically inadvisable and who provide a written
statement from a doctor. (App. 69a, Compl. ¶37.)
Under the prior version of the rule, 10-144 C.M.R.
Ch. 264, § 3-B, a healthcare worker could be exempt
from mandatory immunizations if the “employee
states in writing an opposition to immunization
because of a sincerely held religious belief.” (Id., ¶38.)
Maine removed the religious exemption to mandatory
immunizations effective September 1, 2021. (Id., ¶39
(“The health care immunization law has removed the
allowance for philosophical and religious exemptions
and has included influenza as a required
immunization.”). MDHHS made the Emergency Rule
permanent in November 2021. Lowe, 68 F.4th at 711.
Permanent, that is, only until the First Circuit
reversed the earlier dismissal of Petitioners’
Complaint, the effect of which was to require
Respondents to submit to discovery concerning the
constitutionality of their discriminatory system of
exemptions to compulsory vaccination, at which point
Respondents promptly and suspiciously repealed the
“permanent” rule to evade constitutional scrutiny.
9
2. Respondents’ discriminatory statute.
Much like the emergency-turned-permanentturned-rescinded rule requiring healthcare workers
in Maine to receive COVID-19 vaccination as a
condition of employment, Maine’s statutory scheme
prohibits religious exemptions from compulsory
vaccination. Prior to 2019, Maine permitted
healthcare workers to request and receive three
potential
accommodations
from
compulsory
vaccination: (1) a medical exemption, (2) a religious
exemption, and (3) a philosophical exemption. See
Lowe, 2022 WL 3542187, *4 (citing the previous
version of 22 M.R.S.A. §802(4-B)(A), (B) (2019)). (App.
69a, Compl. ¶38.) The medical exemption was
available for anyone “who provided a physician’s
written statement that immunization . . . may be
medically inadvisable.” Lowe, 2022 WL 3542187, *4.
The religious and philosophical exemptions were
available to those “who stated in writing a sincere
religious or philosophical belief that is contrary to the
immunization requirement.” Id.
Respondents
revoked
the
religious
and
philosophical exemptions in 2019, but retained a
medical exemption. Lowe, 68 F.4th at 710 (noting that
the medical exemption was now available if a licensed
physician, nurse practitioner or physician assistant
stated that the immunization “may be medically
inadvisable”). MDHHS made the removal of the
religious and philosophical exemptions applicable to
healthcare workers in September 2021. (App. 69a,
Compl. ¶39.)
10
B. Petitioners’ Sincere Religious Beliefs.
Petitioners have sincerely held religious beliefs
that precluded them from accepting or receiving any
of the three then-available COVID-19 vaccines
because of their connection to aborted fetal cell lines,
whether in the vaccines’ origination, production,
development, or testing. (App. 69a, Compl. ¶40.) A
fundamental component of Petitioners’ sincerely held
religious beliefs is that all life is sacred, from the
moment of conception to natural death, and that
abortion is a grave sin against God and the taking of
an innocent life. (App. 70a, Compl. ¶41.) Petitioners’
sincerely held religious beliefs are rooted in
Scripture’s teachings that “[a]ll Scripture is given by
inspiration of God, and is profitable for doctrine, for
reproof, for correction, [and] for instruction in
righteousness.” (Id., ¶42. (quoting 2 Timothy 3:16
(KJV)).) Because of their sincerely held religious
beliefs, Petitioners must conform their lives,
including their decisions relating to medical care, to
the commands and teaching of Scripture. (Id., ¶43.)
Petitioners have sincerely held religious beliefs
that God forms children in the womb and knows them
prior to their births, and that life is sacred from the
moment of conception. (Id., ¶44 (quoting, inter alia,
Psalm 139:13–14 (ESV); Psalm 139:16 (ESV); Isaiah
44:2 (KJV)).) Petitioners have sincerely held religious
beliefs that every child’s life is sacred because each
child is made in the image of God. (App. 71a, Compl.
¶45 (quoting Genesis 1:26–27 (KJV)).) Because life is
sacred from the moment of conception, the killing of
that innocent life is the murder of an innocent human
11
in violation of Scripture. (Id., ¶46 (quoting, inter alia,
Exodus 20:13 (KJV); Exodus 21:22–23 (KJV); Exodus
23:7 (KJV)).)
Petitioners have sincerely held religious beliefs,
rooted in the Scriptures, that anything that condones,
supports, justifies, or benefits from the taking of
innocent human life via abortion is sinful, and
contrary to the Scriptures. (Id., ¶48.) Petitioners
believe that it is an affront to Scripture’s teaching for
them to use a product derived from or connected in
any way with abortion. (App. 72a, Compl. ¶49.)
Petitioners’ sincerely held religious beliefs
compelled them to abstain from accepting or receiving
any of the three then-available COVID-19 vaccines
because of the unquestioned connection to aborted
fetal cells. (App. 72a-73a, Compl. ¶¶50, 52, 55, 56, 57.)
Because all three of the COVID-19 vaccines then
available to Petitioners were developed and produced
from, tested with, researched on, or otherwise
connected with the aborted fetal cell lines HEK-293
and PER.C6, Petitioners’ sincerely held religious
beliefs compelled them to abstain from injecting any
of these products into their bodies. And, because
Petitioners’ sincerely held religious convictions
precluded them from accepting a COVID-19 vaccine,
they were terminated from their employment. (App.
58a, Compl. ¶5.)
12
C. Respondents’ Discriminatory Preference
For Non-Religious Medical Exemptions.
Respondents’ compulsory vaccination system
requiring Petitioners to receive a COVID-19 vaccine
contained only one potential exemption: a
nonreligious medical exemption. (See also App. 68a69a, Compl., ¶¶36-39.) The option to obtain an
exemption and accommodation for Petitioners’
sincerely held religious beliefs was revoked by
Respondents, and precluded Petitioners from
obtaining that which the First Amendment and
federal law required. It was not merely theoretical
that Petitioners’ religious beliefs were relegated to
subservient status—they were explicitly told by their
employers that Maine prohibited the employers from
offering or providing any respect for their religious
beliefs.
In its response to Petitioner Lowe, MaineHealth
indicated it was perfectly willing to accept and grant
medical exemptions but not religious exemptions.
(App. 84a, Compl. ¶88). Specifically, MaineHealth
stated to Petitioner Lowe: “You submitted a religious
exemption, your request is unable to be evaluated due
to a change in the law. Your options are to receive
vaccination or provide documentation for a medical
exemption to meet current requirements for
continued employment.” (Id.) To add clarity to
Petitioner Lowe’s disfavored status, MaineHealth
stated: “If you seek an accommodation other than a
religious exemption from state mandated vaccine,
please let us know.” (Id., ¶90.)
13
Petitioner Barbalias’s employer, Northern Light
Eastern Maine Medical Center, indicated her request
for a religious accommodation was impermissible and
that only medical exemptions would be considered or
approved. (Id., ¶ 91.) Specifically, Northern Light
stated that “the only exemptions that may be made to
this requirement are medical exemptions” and that
all Northern Light employees must comply with the
Vaccine Mandate “except in the case of an approved
medical exemption.” (Id.)
Petitioner Giroux’s employer, MaineGeneral,
stated that all healthcare workers must comply with
the Vaccine Mandate “unless they have a medical
exemption,” and that the “mandate states that only
medical exemptions are allowed, no religious
exemptions are allowed.” (App. 85a, Compl. ¶92.)
It was by force of Respondents’ COVID-19
vaccination mandate and the discriminatory
statutory system that prohibited Petitioners from
obtaining any consideration for their sincere religious
objections that Petitioners’ employers prohibited
them from receiving accommodations for their sincere
religious convictions and terminated them.
Respondents created a two-tiered system of
exemptions and placed religious beliefs and those who
hold them in a class less favorable than other
exemptions that Respondents were perfectly willing
to accept. Under Respondents’ statutory and
regulatory system creating a disfavored class of
religious exemptions, employers were not even
permitted to consider religious exemptions, much less
14
grant them to those who have sincerely held religious
objections to the COVID-19 vaccines.
III.
PROCEDURAL HISTORY
A. Procedural history prior to litigationdriven efforts to evade review.
Petitioners commenced this action on August 25,
2021, with the filing of a Verified Complaint (District
Court Docket Entry (“dkt.”) No. 1) and a Motion for
Temporary Restraining Order and Preliminary
Injunction (dkt. 3). On August 26, the district court
held a hearing on Petitioenrs’ Motion for Temporary
Restraining Order and issued an order denying
Petitioners’ motion the same day. (Dkt. 11.) The
district court initially scheduled a hearing on
Petitioners’ Motion for Preliminary Injunction for
September 10, 2021, but granted Defendants’ request,
over Petitioners’ objection, to continue that hearing to
September 20. (See dkt. 44.) The court held a hearing
on Petitioners’ Motion for Preliminary Injunction on
September 20, took the matter under advisement, and
informed the parties that a decision would issue
expeditiously. Twenty-three days later, and two days
before Petitioners’ deadline to become vaccinated or
face termination, the district court issued its decision
denying injunctive relief. (Dkt. 65.)
Petitioners timely noticed their appeal to the First
Circuit within an hour of the district court’s decision.
(Dkt. 66.) Immediately thereafter, Petitioners moved
for an injunction pending appeal in the district court
(dkt. 67), which the district court denied on October
13, 2021. (Dkt. 68.) Petitioners promptly moved for an
15
emergency injunction pending appeal under Fed. R.
App. P. 8 in the First Circuit on October 14, 2021. The
court of appeals denied the injunction pending appeal
without comment the next day, October 15, 2021. See
Does 1-3 v. Mills, 2021 WL 4845812 (1st Cir. Oct. 15,
2021).
Immediately after the court of appeals denied
Petitioners’ motion for injunction pending appeal,
Petitioners sought emergency relief in this Court,
filing an emergency application for injunctive relief.
On October 19, 2021, Justice Breyer denied
Petitioners’ emergency application for injunctive
relief. Does 1-3 v. Mills, 2021 WL 1170854 (U.S. Oct.
19, 2021). Justice Breyer’s denial of Petitioners’
emergency application “without prejudice to
[Petitioners] filing a new application after the Court
of Appeals issues a decision on the merits of the
appeal, or if the Court of Appeals does not issue a
decision by October 29, 2021.” Id. at *1.
That same day, October 19, 2021, the court of
appeals issued its decision in Petitioners’ preliminary
injunction appeal, affirming the district court’s denial
of preliminary injunction. Does 1-6 v. Mills, 16 F.4th
20 (1st Cir. 2021). Petitioners again sought
emergency injunctive relief against Respondents’
discriminatory compulsory vaccination system in this
Court on October 21, 2021. That application was
referred by Justice Breyer to the full Court, which
denied the application on October 29, 2021. Does 1-3
v. Mills, 142 S. Ct. 17 (2021).
16
Three Justices dissented from the denial of
injunctive relief. See id. at 18. As Justice Gorsuch
wrote: “Maine has adopted a new regulation requiring
certain healthcare workers to receive COVID–19
vaccines if they wish to keep their jobs. Unlike
comparable rules in most other States, Maine’s rule
contains no exemption for those whose sincerely held
religious beliefs preclude them from accepting
the vaccination.” Id. (Gorsuch, J., dissenting). But,
“[t]he State’s vaccine mandate is not absolute;
individualized exemptions are available, but only if
they invoke certain preferred (nonreligious)
justifications. Under Maine law, employees can avoid
the vaccine mandate if they produce a “written
statement from a doctor or other care provider
indicating that immunization may be medically
inadvisable.” Id. at 19 (cleaned up). “From all this, it
seems Maine will respect even mere trepidation over
vaccination as sufficient, but only so long as it is
phrased in medical and not religious terms. That kind
of double standard is enough to trigger at least a more
searching (strict scrutiny) review.” Id. (emphasis
original).
Justice Gorsuch noted that “Maine’s decision to
deny a religious exemption in these circumstances
doesn’t just fail the least restrictive means test, it
borders on the irrational.” Id. at 22 (emphasis added).
“Where many other States have adopted religious
exemptions, Maine has charted a different course.
There, healthcare workers who have served on the
front line of a pandemic for the last 18 months are
now being fired and their practices shuttered,” and
17
“[a]ll for adhering to their constitutionally protected
religious beliefs.” Id.
On January 27, 2022, news media organizations
intervened for the sole purpose of challenging
Petitioners previously granted pseudonymity (dkt.
105)—to which no party had objected—and on
February 14, the defendants filed motions to dismiss
Petitioners’ claims (dkts. 107, 108, 109). On May 31,
2022, the district court granted the intervenors’
motion and ordered Petitioners to file an amended
complaint disclosing their identities by July 11, 2022.
(Dkt. 131.) Petitioners appealed the pseudonymity
order to the court of appeals on June 1, 2022 (dkt. 132)
and sought an emergency stay preventing the
disclosure of their identities. On June 24, 2022, the
district court held a hearing on Defendants’ motions
to dismiss. (Dkt. 146.)
On July 7, 2022, four days before Petitioners were
required to reveal their identities in an amended
complaint, the First Circuit denied Petitioners’
requested stay of the pseudonymity order, Does 1-3 v.
Mills, 39 F.4th 20 (1st Cir. 2022), effectively
foreclosing any relief that could be obtained through
full briefing and argument. Petitioners voluntarily
dismissed the appeal. See Does 1-3 v. Mills, 2022 WL
1736742 (1st Cir. July 14, 2022).
Petitioners filed their First Amended Verified
Complaint on July 11, 2022. (App. 053a-115a.) Prior
to filing the amended complaint, defendants had
moved to dismiss the Complaint for failure to state a
claim and lack of jurisdiction on February 14, 2022.
18
(Dkt. 107, 108, 109.) The district court originally set a
hearing on those motions for June 2, 2022 (dkt. 123),
which was cancelled pending Petitioners’ appeal of
the order to disclose their identities. (Dkt. 135.) After
returning to the district court on the First Amended
Verified Complaint, the district court set another
hearing on the motions to dismiss for June 24, 2022.
(Dkt. 137.) On August 18, 2022, the district court
entered an order dismissing Petitioners’ amended
complaint for failure to state a claim and lack of
jurisdiction (dkt. 156) and entered judgment of
dismissal the same day. (Dkt. 157.)
Petitioners timely noticed their appeal to the First
Circuit on September 15, 2022. (Dkt. 158.) The Court
of Appeals heard oral arguments on that appeal on
May 4, 2023, and entered its Opinion reversing in
part the district court’s dismissal on May 25, 2023,
Lowe, 68 F.4th 706, permitting Petitioners to probe
their constitutional claims in discovery.
B. The First Circuit’s revival of Petitioners’
claims.
In Petitioners’ appeal of the original dismissal of
their claims, the court of appeals concluded:
Applying the Rule 12(b)(6) standard and
drawing all reasonable inferences in the
plaintiffs’ favor, we conclude that it is plausible,
in the absence of any factual development, that
the Mandate falls in this category, based on the
complaint’s allegations that the Mandate
allows some number of unvaccinated
individuals to continue working in healthcare
19
facilities based on medical exemptions while
refusing to allow individuals to continue
working while unvaccinated for religious
reasons.
Lowe, 68 F.4th at 714. The court of appeals further
held that “it is plausible based on the plaintiffs’
allegations that the medical exemption undermines
these interests in a similar way to a hypothetical
religious exemption.” Id. at 715. Simply put, the First
Circuit concluded that it had “reason to be skeptical
that dismissal is appropriate absent further factual
development.” Id. It held that “applying the
plausibility standard applicable to Rule 12(b)(6)
motions and drawing all reasonable inferences from
the complaint’s factual allegations in the plaintiffs’
favor, the complaint states a claim under the Free
Exercise Clause.” Id. at 718. The court of appeals
concluded the same as to Petitioners’ Equal
Protection claims. Id. The First Circuit then
remanded the matter back to the district court for
Petitioners to probe their claims in discovery and
have a trial on the merits. Id. at 725.
C. Respondents’ litigation-drive efforts to
evade review of unconstitutionally
discriminatory statutory scheme for
compulsory vaccination.
Upon returning to the district court, Petitioners
attempted to begin probing their claims in discovery
only to be met with Respondents’ new strategy—this
time to evade review. On July 11, 2023, MDHHS
announced that it was proposing to revoke the
20
COVID-19 vaccination requirement for healthcare
workers in Maine. (App. 127a, Declaration of Nancy
Beardsley, (“Beardsley Decl.”), ¶38.) MDHHS
announced that “[a]round the end of May 2023 and
beginning of June 2023,” corresponding perfectly with
the timing of the First Circuit’s remand of Petitioners’
claims against the State for discovery and trial on the
merits, Respondents began “reviewing” available
science on the continued need for its COVID-19
vaccination mandate for healthcare workers. (App.
120a, Bearsley Decl. ¶16.) Respondents claimed that
some of their decision was based upon the Center for
Medicare and Medicaid Services’ removal of its
healthcare worker mandates, but under its own
admissions, it was aware of that revocation prior to
this Court even holding oral arguments on the
previous appeal. (See App. 119a, Beardsley Decl. ¶9
(noting that CMS had announced its intent to revoke
the rule on May 1, 2023—three days before the First
Circuit held oral argument and a full three weeks
before the court of appeals entered its opinion sending
Plaintiffs’ claims back to the district court).)
In addition to the suspicious timing that perfectly
coincided with the court of appeals’ revival of
Petitioners’ constitutional challenges to the
discriminatory system, Respondents timing for the
revocation of the COVID-19 vaccination requirement
for healthcare workers was also suspiciously
coincidental for another independent reason. Though
Respondents contended that their decision to revoke
the COVID-19 vaccination requirement for
healthcare workers was purportedly triggered—in
part—by the CMS revocation of its rule, they also
21
claimed that they were revoking the requirement
based on the “science and research,” “changed
circumstances
regarding
COVID-19
variants,
vaccination rates, and disease prevalence,” and the
“evidence base for the rule requiring COVID-19
vaccination for healthcare workers.” (App. 120a,
Beardsley Decl. ¶¶16-18.) But, as Respondents’ sworn
testimony demonstrated below—the number of
hospitalizations and deaths were increasing
dramatically at the exact time of the repeal. (App.
129a-130a, Beardsley Decl. ¶¶45, 47.) From July
2023—when the State proposed repealing the Rule—
to August 2023—when the repeal became effective,
Maine saw an over 40 percent increase in COVID-19
hospitalizations (id., ¶45), and a 167 percent increase
in deaths over the same period. (Id., ¶47.) Yet,
Respondents still averred that the State’s decision to
revoke the Rule was based on the science and
“declining hospitalization and death rates.” (App.
131a, Beardsley Decl. ¶51.) That was not true.
The First Circuit held below that, despite the
significant evidence against the merits of
Respondents’ rescission and the suspicious timing of
that decision, Petitioners’ claims were nevertheless
moot because the mandate had been rescinded. (App.
28a.) This Petition follows.
22
REASONS FOR GRANTING THE PETITION
I. The First Circuit’s Holding That A State May
Maintain An Discriminatory Operative
Statute That Directly Conflicts with Title VII
of the 1964 Civil Rights Act And That Facially
Violates The First Amendment May Evade
Review By Rescinding A Regulation
Implementing Compulsory Vaccination Over
Every Religious Objection Conflicts With
This Court’s Precedents.
A. The First Circuit wrongly held that a
facial challenge involving both the
authorizing statute and the implementing
regulation was moot when the emergency
regulation is rescinded.
As the district court previously (and correctly)
stated, Petitioners’ Complaint included a challenge to
both
the
Statute
prohibiting
religious
accommodations from compulsory vaccination and
the Rule which made that Statute applicable to
COVID-19 vaccination. Lowe v. Mills, 2022 WL
3542187, *5 (D. Me. Aug. 18, 2022) (“the COVID-19
vaccine mandate refer[s] to both the current version
of the Rule and the statute, 22 M.R.S.A. §802(4-B),
which operate in tandem” to prohibit Plaintiffs from
obtaining a religious exemption to compulsory
vaccination.). See also Does 1-6 v. Mills, 566 F. Supp.
3d 34, 43 (D. Me. 2021) (“when I refer in this decision
to the COVID-19 vaccine mandate, I am referring to
the Rule as it operates in conjunction with the statute,
22 M.R.S.A. §802(4-B), which authorizes it.”). Prior to
23
its decision below, the First Circuit had likewise
referred to Petitioners’ challenge as to both the Rule
and the Statute. Lowe v. Mills, 68 F.4th 706, 709 (1st
Cir. 2023) (“Since 2021, Maine has required certain
healthcare facilities to ensure that their non-remote
workers are vaccinated against COVID-19. See 10144-264 Me. Code R. § 2(A)(7); see also Me. Rev. Stat.
Ann. tit. 22, § 802. We refer to this requirement as the
“Mandate.”). In other words, up until the last decision
below, all courts treated Petitioners’ challenge as to
the entirety of the discriminatory system of
accommodations.
That only changed when Respondents revoked a
part of that system—the Rule. Despite its prior
holdings to the contrary, the First Circuit went to
great lengths in the latest appeal to suggest that
Petitioners’ challenge to the system of discriminatory
vaccination exemptions did not include a challenge to
the Statute at all, but was merely a challenge to the
Rule applying the Statute to COVID-19. (App. 11a
(“The district court correctly concluded that the
appellants’ complaint did not present a facial
challenge to the statute. . . Appellants’ challenge was
only to that portion of the regulation concerning
COVID-19 vaccinations which was in existence from
August 12, 2021 to September 5, 2023.” (cleaned up)).)
The First Circuit, contrary to the district court’s
decision below and its own decision before, see Lowe,
68 F.4th at 709, held that Petitioners had
nevertheless only challenged the “emergency rule –
but not the enabling statute.” (App. 12a.)
24
The First Circuit below held that Respondents’
rescission of the Rule requiring COVID-19
vaccination mooted Petitioners’ claims against the
system that treated religious accommodation
requests differently and less favorably than
nonreligious, medical accommodation requests. (App.
13a (“Because the COVID-19 vaccine mandate has
been repealed by way of COVID-19’s removal from
Chapter 264, and it has not been reinstated, there is
simply no ongoing conduct to enjoin.”).) It therefore
rejected Petitioners’ contentions that their claims
were not moot because the Statute remains alive and
well. The First Circuit’s decision below directly
conflicts with this Court’s precedents.
B. This Court has held that a facial challenge
to statute is not mooted merely because
the state rescinds an implementing
regulation.
The First Circuit’s decision below conflicts with
this Court’s precedents on the issue of whether a
constitutional challenge to a discriminatory system of
compulsory vaccination is mooted by a partial repeal
of the State’s statutory system imposing the
constitutional injury. E.g., City of Mesquite v.
Aladdin’s Castle, Inc., 455 U.S. 283, 288-89 (1982);
City of Los Angeles v. Lyons, 461 U.S. 95, 101 (1983);
Ne. Fla. Chapter of Assoc. Gen. Contr. Of Am. v. City
of Jacksonville, 508 U.S. 656 (1993); Los Angeles Cnty.
v. Davis, 440 U.S. 625, 631 (1979).
Contrary to the decision below, this Court has held
that a State’s efforts to evade constitutional review of
25
an allegedly discriminatory statutory system is not
mooted unless interim events “have completely and
irrevocably eradicated the effects of the alleged
violation.” Davis, 440 U.S. at 631. At best, what
Respondents did was effectuate a partial repeal of the
constitutional violations that Petitioners challenged
below. Under this Court’s precedents, a partial repeal
of the challenged conduct is insufficient to moot the
case. See, e.g., Aladdin’s Castle, Inc., 455 U.S. at 28889 (holding that defendant’s partial repeal of a
challenged ordinance did not moot the case). The
decision below conflicts with this Court’s precedents.
In Aladdin’s Castle, petitioners challenged the
government’s ordinance prohibiting it from operating
its coin-operated amusements in the city. 455 U.S. at
285-86. After securing a lease arrangement to operate
it establishment, the police chief denied petitioner’s
application for a business license because he found
that petitioner’s parent corporation was connected
with criminal elements—a term in the statute
authorizing him to withhold business licenses. Id. at
287. Petitioner sought relief in the state court system,
contending that the statute was unconstitutionally
vague, secured an injunction, and obtained the
business license. Id. Immediately after providing
petitioner with a business license, the City enacted a
new ordinance which effectively repealed petitioner’s
license. Id. at 288. Petitioner challenged the amended
ordinance in federal court, obtained an injunction
against the amended ordinance, and that injunction
was affirmed on appeal. Id.
26
In the interim between the Court of Appeals’
decision and this Court’s adjudication of the appeal,
the City again amended the operative ordinance and
repealed the portion of the offending language
altogether. Id. This Court held that a partial repeal of
an allegedly unconstitutional ordinance was not
sufficient to moot an otherwise well-pleaded claim. “A
question of mootness is raised by the revision of the
ordinance that became effective while the case was
pending in the Court of Appeals. When that court
decided that the term “connections with criminal
elements” was unconstitutionally vague, that
language was no longer a part of the ordinance.” Id.
But the fact that the government has enacted a
partial repeal or total revision of the allegedly
offending ordinance is not alone sufficient to moot a
claim. “Such abandonment is an important factor
bearing on the question whether a court should
exercise its power to enjoin the defendant from
renewing the practice, but that is a matter relating to
the exercise rather than the existence of judicial
power.” Id. at 289.
In this case the city’s repeal of the objectionable
language would not preclude it from reenacting
precisely the same provision if the District
Court's judgment were vacated. The city
followed that course with respect to the age
restriction, which was first reduced for Aladdin
from 17 to 7 and then, in obvious response to
the state court’s judgment, the exemption was
eliminated. There is no certainty that a similar
course would not be pursued if its most recent
27
amendment were effective to defeat federal
jurisdiction.
Id.
Because the partial repeal of the operative
language of the ordinance did not completely
eradicate its unconstitutional effects, this Court held
that it was required to review the merits of the claim.
That holding is in direct conflict with the First
Circuit’s decision below that the State’s repeal of the
offending regulation is sufficient to moot Petitioners’
claims against the operative statute that created the
unconstitutionally discriminatory system.
In Northeastern Florida, this Court likewise held
that the government’s partial repeal of the challenged
ordinance does not moot a plaintiff’s claims. 508 U.S.
at 660-61. After the City repealed the ordinance that
had been found unconstitutional by the district court
(and after successful appeal in the Eleventh Circuit),
it repealed the offending ordinance before this Court
could reach the merits. Id. After repealing the
allegedly offending language, the City moved to
dismiss the appeal in this Court, claiming “that there
was no longer a live controversy with respect to the
constitutionality of the repealed ordinance.” Id. at
661. The City claimed (as did Respondents below) that
“the repeal of the challenged ordinance renders the
case moot.” Id. This Court disagreed.
Instead, this Court held that “repeal of the
objectionable language” does not render a case moot if
28
circumstances demonstrate that the unconstitutional
effect is not eradicated. Id. at 662.
This is an a fortiori case. There is no mere risk
that Jacksonville will repeat its allegedly
wrongful conduct; it has already done so. Nor
does it matter that the new ordinance differs in
certain respects from the old one. City of
Mesquite does not stand for the proposition that
it is only the possibility that the selfsame
statute will be enacted that prevents a case
from being moot; if that were the rule, a
defendant could moot a case by repealing the
challenged statute and replacing it with one
that differs only in some insignificant respect.
The gravamen of petitioner’s complaint is that
its members are disadvantaged in their efforts
to obtain city contracts. The new ordinance may
disadvantage them to a lesser degree than the
old one, but insofar as it accords preferential
treatment to black- and female-owned
contractors—and, in particular, insofar as its
“Sheltered Market Plan” is a “set aside” by
another name—it disadvantages them in the
same fundamental way.
Id. (second emphasis added).
The same is true of Respondents’ decision to keep
the Statute prohibiting religious accommodations to
compulsory vaccination while repealing the Rule
applying it to COVID-19. The State’s discriminatory
statute prohibits religious accommodations for any
compulsory vaccination, yet permits nonreligious
29
accommodations to the same compulsory vaccination,
and the Rule made that applicable to COVID-19.
While the Rule was rescinded to evade review may
disadvantage Petitioners “to a lesser degree,” the
unconstitutional discrimination against religious
beliefs “disadvantages them in the same fundamental
way” under the Statute. The First Circuit’s decision
below was in direct conflict with this Court’s
precedents.
In Lyons, the petitioner challenged the City of Los
Angeles’s police “department-authorized chokeholds”
in certain police encounters. 461 U.S. at 99. Petitioner
had been stopped by officers of the Los Angeles police
department and, during that stop, had been placed in
a “bar arm control” or “carotid-artery control”
chokehold. Id. at 97-98. Through its official and
unofficial
policies,
the
police
department
“authorize[d] the use of the holds in situations where
no one is threatened by death or grievous bodily
harm.” Id. at 99. The district court enjoined the police
department’s policy of permitting chokeholds in
certain situations, the court of appeals affirmed the
injunction, and this Court granted certiorari. Id. at
100.
During the interim period between this Court’s
grant of certiorari and the parties’ briefing, the City
of Los Angeles “imposed a six-month moratorium on
the use of the carotid-artery chokehold except under
circumstance where deadly force is authorized.” Id.
The petitioner contended that the moratorium
mooted plaintiff’s claims because he was no longer
threatened with injury from the allegedly
30
unconstitutional policy authorizing the use of the
offending chokeholds. Id. This Court disagreed,
holding that a repeal of a policy or regulation that
does not—by its own operation—permanently repeal
the allegedly unconstitutional government action is
not sufficient to moot a plaintiff’s claims. Id. at 101.
“[W]hile acknowledging that subsequent event have
significantly changed the posture of this case,” the
Court nevertheless noted that “the case is not moot
because the moratorium is not permanent and may be
lifted at any time.” Id. “[S]ince the moratorium by its
terms is not permanent,” [i]ntervening evens have not
‘completely eradicated the effects of the alleged
violation.” Id. (quoting Davis, 440 U.S. at 631). The
same is true here because the Statute remains alive
and well. The First Circuit’s decision cannot be
reconciled with Lyons.
II. The First Circuit’s Holding That The State’s
Decision To Maintain Its Discriminatory
Compulsory Covid-19 Vaccination Scheme
For Three Years In Direct Conflict With Title
VII of the 1964 Civil Rights Act And Rescind
It Only When The State Will Be Subjected To
Merits Discovery By Order Of the Court Of
Appeals Does Not Moot The Case According
To The Precedent Of This Court And The
Fifth, Ninth, and Tenth Circuits.
Respondents admitted below that it was not until
“around the end of May 2023 and the beginning of
June 2023,” that they purportedly “reviewed the
available science and research on the then current
risks of COVID-19 in healthcare settings.” (App. 120a,
31
Beardsley Decl. ¶16.) Respondents announced that
“[a]round the end of May 2023 and beginning of June
2023,” (App. 120a, Beardsley Decl. ¶16),
corresponding perfectly with the timing of the court of
appeals’ remand of Plaintiffs’ claims for discovery and
trial on the merits.
Respondents claimed that some of their decision
was based upon the Center for Medicare and Medicaid
Services’ removal of its healthcare worker mandates,
but under their own admissions, they were aware of
that revocation prior to the court of appeals even
holding oral arguments on the previous appeal. (See
App. 119a, Beardsley Decl. ¶9 (noting that the CMS
had announced its intent to revoke the rule on May 1,
2023—three days before the First Circuit held oral
argument and a full three weeks before the court of
appeals entered its opinion sending Plaintiffs’ claims
back to the district court).)
Both the First Circuit and the district court
attributed little weight to this unquestionably
suspicious timing, calling Petitioners’ recitation of the
sequence of events “misleading.” (App. 10a.) But the
timing is critical. After Petitioners fought for two
years to have their day in Court, and despite
Respondents admitting that they were aware of
changed circumstances concerning the risk of COVID19 beginning “in January 2022” (App. 47a),
Respondents did nothing to alter the challenged
Vaccine Mandate until the eve of discovery
commencing in the district court, and after the First
Circuit had required they submit to Plaintiffs’
32
discovery. That is litigation-based timing, but the
First Circuit’s decision below disagreed.
A. The First Circuit below, and the Second,
Ninth, Eleventh, and D.C. Circuits, have
held
that
the
State
may
evade
constitutional review of its compulsory
vaccination scheme by rescinding it on
the eve of discovery.
The First Circuit held that “the defendant state
officials have independently demonstrated that the
‘voluntary’ repeal of the COVID-19 regulatory vaccine
mandate was not done in order to moot the case.”
(App. 19a.)
The First Circuit noted that Respondents
“continued to monitor the COVID-19 public health
situation in Maine,” and that the May 2023 timeframe
for Respondents’ rescission of the challenged rule did
not have anything to do with its own previous
decision—which also came down (coincidentally) in
May 2023. (App. 20a (“In early 2023, when the federal
government announced that the public health
emergency would end on May 11, MDHHS began
planning for the end of Maine’s public health
emergency, which was set to terminate on the same
date. In early May, CMS announced that it planned
to rescind the federal vaccine requirement, which it
did on June 5, 2023. Following these events, and in
recognition of changed circumstances regarding
COVID-19 variants, vaccination rates and disease
prevalence, around the end of May and the beginning
of June, MDHHS began a review of the available
33
science and research undergirding its vaccine
requirement. It concluded, based on the changed
COVID-19 risk in Maine, that the mandate was no
longer necessary.”).
The
First
Circuit
rejected
Petitioners’
demonstration that Respondents’ rescission was
litigation-driven and effectuated to evade the courts’
review of the unconstitutional scheme. (App. 21a
(noting that Petitioners claimed that “the timing
shows that it was this court’s reinstatement of their
claims and remand which motivated the Maine health
officials to revoke the regulation.”). The First Circuit
cited to the evidence showing that “the number of
hospitalizations and deaths were increasing
dramatically at the exact time of Defendants’ repeal.”
(App. 21a) Nevertheless, despite noting the timing
concerns and the questionable scientific basis for
Respondents’ rescission, the First Circuit held that
the data was insufficient to suggest that it was done
to moot Petitioners’ claims. (App. 21a (“The
appellants point only to two months of data, but the
complete set of data that the state reviewed showed
an overall decline in hospitalizations and deaths since
the vaccine mandate was issued. The increases that
appellants point to also represent small numeric
shifts, not ‘dramatic’ increases: three deaths in July
2023 relative to eight deaths in August 2023, and
thirty-one hospitalized COVID-19 patients per day in
July 2023 relative to forty-four in August 2023.”).)
The First Circuit then held that the evidence was
insufficient to demonstrate that Respondents’
decision was litigation driven to evade constitutional
34
scrutiny. (App. 22a.) The First Circuit then criticized
Petitioners for not engaging in discovery on the
mootness questions (App. 9a)—although Petitioners
were never given that opportunity and the burden
indisputably rests on Respondents to demonstrate
that it was not litigation driven—not the other way
around.
The Second, Ninth, Eleventh, and D.C. Circuits
have reached similar conclusions to the First Circuit
below that a government entity may evade
constitutional review of its challenged COVID-19
vaccination mandate by rescinding it after it effects
had already been felt by the plaintiffs. E.g., Does 1-2
v. Hochul, 2024 WL 5182675 (2d Cir. Dec. 20, 2024)
(holding that New York’s rescission of the
discriminatory
scheme
permitting
medical
exemptions from compulsory COVID-19 vaccination
while prohibiting religious accommodations mooted
plaintiffs’ claims); Donovan v. Vance, 70 F.4th 1167
(9th Cir. 2023) (holding that the government’s
rescission of a COVID-19 vaccine mandate mooted
plaintiff’s claims despite the discriminatory process
still existing and not being rescinded); Navy Seal 1 v.
Austin, 2023 WL 2482927 (D.C. Cir. Mr. 10, 2023)
(holding that the Secretary of Defense’s rescission of
the COVID-19 vaccination mandate mooted the
servicemember plaintiffs’ claims, despite the fact that
the discriminatory process remained in place);
Regaldo v. Director, Ctr. For Disease Control, 2023
WL 239989 (11th Cir. Jan 18, 2023) (same).
35
B. The Fifth, Ninth, and Tenth Circuits have
held that the government’s rescission of a
Covid-19 vaccination mandate to escape
judicial scrutiny does not moot a
plaintiff’s constitutional claims.
The Ninth Circuit confronted a virtually identical
scenario in Health Freedom Defense Fund, Inc. v.
Carvalho, 104 F.4th 715 (9th Cir. 2024), but reached
a result directly contrary to the First Circuit below.
There, the government similarly engaged in
litigation-based revocation of a challenged COVID-19
vaccine mandate. As the Ninth Circuit noted, “For
over two years—until twelve days after argument—
Los Angeles Unified School District (LAUSD)
required
employees
to
get
the
COVID19 vaccination or lose their jobs. LAUSD has not
carried its “formidable burden” to show that it did not
abandon this policy because of litigation.” Id. at 719.
The Ninth Circuit “held oral argument . . . where
LAUSD’s counsel was vigorously questioned. The
same day LAUSD submitted a report recommending
rescission of the Policy. Twelve days later, LAUSD
withdrew the policy.” Id. at 723.
Respondents here likewise faced vigorous
questioning at the First Circuit’s oral argument in the
previous appeal and ultimately faced a reversal of the
dismissal. Lowe, 68 F.4th 706. And, just like
Respondents here, “LAUSD’s about-face occurred
only after vigorous questioning at argument in this
court, which suggests that it was motivated, at least
in part, by litigation tactics.” Health Freedom, 104
36
F.4th at 723. The Ninth Circuit held, “LAUSD’s
timing is suspect,” and that alone precludes a finding
of mootness. Id. The reason was simple: the
government’s suspicious timing for rescinding a
mandate that was kept in place up until the point it
would be scrutinized “can be interpreted as acting at
least partially in bad faith to avoid litigation risk.” Id.
at 724 (cleaned up). The same is true of Respondents’
suspicious and scientifically unsupported timing of
rescission here, but the First Circuit reached a result
directly in conflict with the Ninth Circuit’s decision in
Health Freedom Defense Fund.
Similarly, in Bacon v. Woodward, the Ninth
Circuit reached a conclusion that is also in direct
conflict with the First Circuit’s decision below. See
104 F.4th 744 (9th Cir. 2024). There, the Washington
Governor, similar to Maine’s Governor below, issued
a mandate that all state agency employees be
vaccinated against COVID-19. Id. at 747. Contrary to
the facially discriminatory mandate below,
Washington at least pretended to permit religious
accommodations, id., though they were not available
in practice. Id. A group of state firefighters and EMTs
sued, challenging the denial of their request for
religious accommodation. The district court denied
the request for injunctive relief, and the plaintiffs
appealed. Id. at 749. While the appeal was pending
but before the Ninth Circuit could adjudicate the
appeal, the Governor rescinded the mandate. Id. at
750. The Ninth Circuit held that such rescission was
not sufficient to moot the plaintiff’s claims.
37
Here, the firefighters filed the Complaint before
the Proclamation required them to get
vaccinated and thereby violate their religious
beliefs. Since then, some firefighters lost their
jobs because of the Proclamation. These factual
developments are relevant to our mootness
analysis, as the request for prospective relief
requires a return to the pre-termination status
quo between the firefighters and Spokane.
Thus, the last legally relevant relationship
between the parties is the firefighters’ gainful
employment for Spokane. The district court
could require Spokane to reinstate terminated
firefighters, and the claim for injunctive relief
thus remains live as well.
Id. (emphasis added). The same relief was available
to and requested by Petitioners below, but the First
Circuit held that it did not matter for justiciability
purposes. (App. 10a.) The First Circuit’s decision
below and the Ninth Circuit’s decision in Bacon
cannot be reconciled.
The Fifth Circuit’s decision in Crocker v. Austin,
115 F.4th 660 (5th Cir. 2024) is also directly contrary
to the First Circuit’s decision below. There, as
Petitioners did here (App. 91a, Compl. ¶120), the
plaintiffs’ complaint challenged the system of
compulsory vaccination and the failure of the system
to appropriately recognize requests for religious
accommodation. 115 F.4th at 667. During the
pendency of the plaintiffs’ claims, the Department of
Defense and the Air Force rescinded the mandate
compelling service members to receive the COVID-19
38
vaccine. Id. (“The Air Force has at least partially
redressed the harm Appellants suffered by rescinding
the vaccine mandate and correcting Appellants’
service records.”) After doing so, the government
contended that plaintiff’s claims were moot because
they were no longer subject to a mandate to receive
the COVID-19 vaccine. Id. The Fifth Circuit
disagreed.
The primary reason the Fifth Circuit held that the
plaintiffs’ claims were not moot was because the
allegedly unconstitutional accommodation process
remained in place—even though the mandate for the
COVID-19 vaccine had been rescinded. “[T]he district
court failed to consider Appellants’ broader, ongoing
claims concerning the Air Force’s alleged ‘sham’
religious exemption process and policies.” Id. at 668.
“We also hold that the claims of the six Appellants
still serving in the Air Force are not moot because
they plausibly allege an ongoing harm—that they
remain
subject
to
an
allegedly
unlawful
accommodations process.” Id. (emphasis added).
This is precisely what Petitioners’ alleged below,
which is that the system remains in place because the
Statute remains operative, despite the rescission of
Rule applying it to the COVID-19 vaccine. The First
Circuit’s decision below cannot be reconciled with the
Firth Circuit’s decision in Crocker.
The Fifth Circuit’s decision in Jackson v. Noem,
2025 WL 868167 (5th Cir. Mar. 20, 2025), is also in
direct conflict with the First Circuit’s decision below.
There, despite the United States rescinding the
39
mandate that Coast Guard members receive the
COVID-19 vaccine, the Fifth Circuit held that relief
could still be effectuated against the plaintiff’s
injuries. Id. at *2. The Fifth Circuit discussed the fact
that the plaintiffs were still subject to a
discriminatory process that had never been rescinded.
Id. In other words, the mandate was rescinded but the
discriminatory process that produced the denial of
religious accommodations under the vaccination
mandate remained alive and well. Id. (citing Crocker,
115 F.4th at 667-68). Because the process (or, as here,
the system) that resulted in the alleged injuries was
not rescinded, the Fifth Circuit held that the
plaintiffs’ claims were not moot. Id. Jackson is in
direct conflict with the First Circuit’s decision below.
The Tenth Circuit’s decision in Does 1-11 v. Board
of Regents of University of Colorado, 100 F.4th 1251
(10th Cir. 2024), is likewise in direct conflict with the
First Circuit’s decision below. There, the Tenth
Circuit noted that government claimed mootness
because it had rescinded its prior vaccination
mandate. Id. at 1263 (“The Administration contends
that the September 1 Policy is dead letter because it
was ‘rescinded and replaced’ with the September 24
Policy.”) Much like Respondents here, the
government contended that “there is no threat the
September 1 Policy will ever be enforced against any
plaintiff in the future.” Id. at 1264. The Tenth Circuit
rejected that contention because
the Administration’s denial of that exemption
has never been reconsidered under any
subsequent policy, a preliminary injunction
40
would require the Administration to revoke and
to re-examine its application of the September
1 Policy to Jane Doe 2. That relief would
necessarily
entail
revocation
of
the
Administration’s decision unlawfully to
terminate Jane Doe 2’s employment under the
September 1 Policy. Therefore, this Court
“could ... cause a real-world effect through a
favorable decision” for Jane Doe 2.
Id. In other words, despite the rescission of the
original mandate, the Tenth Circuit found that it
could still provide effectual relief to the plaintiffs. The
same is true here, but the First Circuit said that was
not enough to keep Petitioners’ claims justiciable. The
First Circuit’s decision below cannot be reconciled
with the Tenth Circuit’s decision in Does.
C. This Court’s precedents hold that a State
is not permitted to engage in litigationbased timing to avoid review of
challenged laws.
The First Circuit’s decision below is also in direct
conflict with this Court’s precedents. Knox v. Serv.
Emps. Int’l Union, Local 1000, 567 U.S. 298, 307
(2012) (“Such [post-litigation] maneuvers designed to
insulate a decision from review by this Court must be
viewed with a critical eye.”); McCreary County, Ky. v.
Am. Civil Liberties Union of Ky., 545 U.S. 844, 871
(2005). These decisions cannot be reconciled.
41
CONCLUSION
Because the First Circuit’s decision below directly
conflicts with this Court’s precedents and multiple
decisions of the Fifth, Ninth, and Tenth Circuits on a
question of exceptional importance, this Court should
grant the petition and resolve the conflicts.
Respectfully submitted,
Mathew D. Staver
Counsel of Record
Anita L. Staver
Liberty Counsel
109 Second St., NE
Washington, D.C. 20002
(202) 289-1776
Horatio G. Mihet
Daniel J. Schmid
Liberty Counsel
P.O. Box 540774
Orlando, FL 32854
(407) 875-1776
Counsel for Petitioners
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