Petition for Writ of Certiorari — Michael Nissen, Petitioner v. Javier Ambler, Sr., Individually and on Behalf of All Wrongful Death Beneficiaries of Javier Ambler, II, the Estate of Javier Ambler, II, and as Next Friend of J. R. A., minor child, et al.
Supreme Court briefApr 2, 2025
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No. 24In the
Supreme Court of the United States
MICHAEL NISSEN,
Petitioner,
v.
JAVIER AMBLER, SR., INDIVIDUALLY, ON BEHALF
OF ALL WRONGFUL DEATH BENEFICIARIES OF
JAVIER AMBLER, II, ON BEHALF OF THE ESTATE
OF JAVIER AMBLER, II, AND AS NEXT FRIENDS
OF J.R.A., MINOR CHILD; MARITZA AMBLER,
INDIVIDUALLY, ON BEHALF OF ALL WRONGFUL
DEATH BENEFICIARIES OF JAVIER AMBLER, II,
ON BEHALF OF THE ESTATE OF JAVIER AMBLER,
II, AND AS NEXT FRIENDS OF J.R.A., MINOR
CHILD; MICHELLE BEITIA, AS NEXT FRIEND OF
J.A.A., MINOR CHILD; JAVIER AMBLER, II,
ESTATE OF JAVIER AMBLER, II,
Respondents.
On Petition for a Writ of Certiorari to the
United States Court of A ppeals for the Fifth Circuit
PETITION FOR A WRIT OF CERTIORARI
Stephen B. Barron
Counsel of Record
Wright & Greenhill P.C.
4700 Mueller Boulevard,
Suite 200
Austin, TX 78723
(512) 476-4600
sbarron@w-g.com
Counsel for Petitioner
120368
A
(800) 274-3321 • (800) 359-6859
i
QUESTIONS PRESENTED
After a crash filled 20-minute high-speed car chase—
caught on video by police helicopter—Javier Ambler II
died while resisting being handcuffed due in part to an
imperceptible heart condition. Video shows Nissen used a
modicum of force for less than 90 seconds to assist the first
arriving deputies handcuff Ambler in the prone position.
Ambler stated he could not breathe in the scuffle, but force
stopped when the handcuffs clicked. Nissen was denied
qualified immunity.
The questions presented are:
1. Can a fact question on the “deadliness” of force impose
a heightened deadly force standard that “constrains” the
Fourth Amendment’s objective test—essentially requiring
officers to forfeit immunity unless they can prove it would
have also been appropriate to shoot the suspect?
2. After a suspect leads police on a 20-minute highspeed car chase, can a reasonable officer use 90 seconds
of soft-hand controls in the prone position to handcuff that
suspect—reasonably making a split-second presumption
that the suspect is dangerous and his claimed medical
emergency is a ploy?
3. Did the law clearly establish that soft-hand controls
and a taser—used to effectuate handcuffing in the prone
position—became unlawful the instant the suspect stated,
“I can’t breathe”, when no prior precedent in this Court
or the Fifth Circuit ever contemplated that such a suspect
had just led police on an outrageous high-speed chase?
ii
PARTIES TO THE PROCEEDING
Austin Police Officer Michael Nissen was the
Defendant-Appellant below and is the Petitioner in this
Court.
Javier Ambler, Sr., individually and as representative
of the Estate of Javier Ambler II, and as next friend of
minor child J.R.A., was a Plaintiff-Appellee below and is
a Respondent in this Court.
Maritza Ambler, individually and as representative
of all wrongful death beneficiaries of Javier Ambler II,
and as next friend of minor child J.R.A., was a PlaintiffAppellee below and is a Respondent in this court.
Michelle Beita, as next friend of J.A.A., minor child,
was a Plaintiff-Appellee below and is a Respondent in
this Court.
iii
STATEMENT OF RELATED CASES
All proceedings directly related to this Petition
include:
1)
Ambler v. Nissen, No. 1:20-CV-1068 (W.D. Tex. July
31, 2023) (Report & Recommendation).
2)
Ambler v. Nissen, No. 1:20-CV-1068 (W.D. Tex. Sept.
21, 2023) (Adopting Report & Recommendation).
3)
Ambler v. Nissen, 116 F.4th 351, 355 (5th Cir. 2024)
(dismissing interlocutory appeal).
iv
TABLE OF CONTENTS
Page
QUESTIONS PRESENTED . . . . . . . . . . . . . . . . . . . . . . . i
PARTIES TO THE PROCEEDING . . . . . . . . . . . . . . . . ii
STATEMENT OF RELATED CASES . . . . . . . . . . . . iii
TABLE OF CONTENTS . . . . . . . . . . . . . . . . . . . . . . . . . iv
TABLE OF APPENDICES . . . . . . . . . . . . . . . . . . . . . . vii
TABLE OF CITED AUTHORITIES . . . . . . . . . . . . . viii
OPINIONS BELOW . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
STATEMENT OF JURISDICTION . . . . . . . . . . . . . . . 1
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED . . . . . . . . . . . . . . . . . . . . . 1
INTRODUCTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
STATEMENT OF THE CASE . . . . . . . . . . . . . . . . . . . . 5
A. Statement of Facts . . . . . . . . . . . . . . . . . . . . . . . . . 5
B. Procedural History . . . . . . . . . . . . . . . . . . . . . . . . 9
1.
District Court . . . . . . . . . . . . . . . . . . . . . . . . . 9
2.
Fifth Circuit Majority Opinion . . . . . . . . . . 12
v
Table of Contents
Page
3.
The Dissent . . . . . . . . . . . . . . . . . . . . . . . . . . 14
4.
En Banc . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
REASONS FOR GRANTING THE PETITION . . . . 17
I.
The Decision Below Flouts Scott to
Eliminate Qualified Immunity in Cases
of Accidental Death . . . . . . . . . . . . . . . . . . . . . . . 17
A. This Court should grant Certiorari to
enforce Scott, which held that Garner
did not establish a magical on/off
switch triggering a rigid “Deadly
Force” standard. Scott is ignored by
the Fifth Circuit and other circuits
in favor of pre-Scott precedents . . . . . . . . . 18
B. This case is important, as the decision
below stacks the qualified immunity
deck to eliminate immunity in all
cases of accidental death . . . . . . . . . . . . . . . 24
II. The Decision Below is Wrong. Addressing
the Prone Position is Important, and the
Majority Ignored the Mandates of Plumhoff
to Deny Immunity . . . . . . . . . . . . . . . . . . . . . . . . 26
vi
Table of Contents
Page
A. Reviewing the prone position in this
case is important, as the decision below
arbitrarily denies qualified immunity in
all cases if the suspect dies after going
prone, even if they were unhandcuffed
and only prone for a short time . . . . . . . . . 26
B. The Decision violated Plumhoff by
failing to decide the threat posed by
Ambler as a matter of law and failing
to adopt an on-scene reasonable officer’s
perspective on Ambler’s resistance
without the benefit of hindsight . . . . . . . . . 28
III. The Fifth Circuit’s Decision Contravened
This Court’s Qualified Immunity Precedent
by Defining Clearly Established Law at a
High Level of Generality . . . . . . . . . . . . . . . . . . . 31
CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 34
vii
TABLE OF APPENDICES
Page
APPENDIX A — OPINION OF THE UNITED
STATES COURT OF A PPEA LS
FOR T H E FI F T H CIRCU I T, FILED
SEPTEMBER 10, 2024 . . . . . . . . . . . . . . . . . . . . . . . . 1a
A PPENDI X B — J U DGM EN T OF T H E
UNITED STATES COURT OF APPEALS
FOR T H E FI F T H CIRCU I T, FILED
SEPTEMBER 10, 2024 . . . . . . . . . . . . . . . . . . . . . . . 44a
APPENDIX C — ORDER OF THE UNITED
S TAT E S DI S T R IC T C OU RT FOR
T HE W EST ERN DIST RICT OF
T EX A S , AUST IN DI V ISION, FILED
SEPTEMBER 21, 2023 . . . . . . . . . . . . . . . . . . . . . . . 46a
A PPENDIX D — ORDER A ND REPORT
A N D R EC OM M EN DAT ION OF T H E
U NITED STATES M AGISTR ATE
JUDGE, UNITED STATES DISTRICT
COURT FOR THE WESTERN DISTRICT
OF T E X A S , AUS T I N DI V I SION,
FILED JULY 31, 2023 . . . . . . . . . . . . . . . . . . . . . . . 49a
APPENDIX E — DENIAL OF REHEARING
OF THE UNITED STATES COURT OF
APPEALS FOR THE FIFTH CIRCUIT,
FILED JANUARY 2, 2025 . . . . . . . . . . . . . . . . . . . 91a
viii
TABLE OF CITED AUTHORITIES
Cases
Page
Aguirre v. City of San Antonio,
995 F.3d 395 (5th Cir. 2021) . . . . . . . . . . . . . . . 9, 23, 24
Argueta v. Jaradi,
86 F.4th 1084 (5th Cir. 2023),
cert. denied, 145 S. Ct. 435 (2024) . . . . . . . . . . . . 16, 29
Bradley v. Benton,
10 F.4th 1232 (11th Cir. 2021) . . . . . . . . . . . . . . . . . . . 23
Cansler v. Hanks,
777 Fed. Appx. 627 (4th Cir. 2019) . . . . . . . . . . . . . . 22
City and County of San Francisco v. Sheehan,
575 U.S. 600 (2015) . . . . . . . . . . . . . . . . . . . . . . . . 32, 33
Darden v. City of Fort Worth,
880 F.3d 722 (5th Cir. 2018) . . . . . . . . . . . 12, 14, 16, 33
Estate of Armstrong ex rel. Armstrong v.
Village of Pinehurst,
810 F.3d 892 (4th Cir. 2016) . . . . . . . . . . . . . . . . . . . . 19
Estate of Phillips v. City of Milwaukee,
123 F.3d 586 (7th Cir. 1997) . . . . . . . . . . . . . . . . . . . . 22
Flores v. City of Palacios,
381 F.3d 391 (5th Cir. 2004) . . . . . . . . . . . . . . 13, 16, 19
ix
Cited Authorities
Page
Graham v. Connor,
490 U.S. 386 (1986) . . . 11, 12, 13, 15, 16, 22, 28, 29, 31
Gutierrez v. City of San Antonio,
139 F.3d 441 (5th Cir. 1998) . . . . . . . . 10, 17, 19, 23, 24
Harris v. Coweta County,
433 F.3d 807 (11th Cir. 2005) . . . . . . . . . . . . . . . . . . . 19
In re City of Philadelphia Litigation,
49 F.3d 945 (3d Cir. 1995) . . . . . . . . . . . . . . . . . . . . . . 19
Kisela v. Hughes,
584 U.S. 100 (2018) . . . . . . . . . . . . . . . . . . . . . . . . 31, 32
Lombardo v. City of St. Louis, Missouri,
594 U.S. 464 (2021) . . . . . . . . . . . . . . . . . . . . . . . . . 4, 27
Mitchell v. Forsyth,
472 U.S. 511 (1985) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
Morrow v. Meachum,
917 F.3d 870 (5th Cir. 2019) . . . . . . . . . . . . . . . . . . . . 25
Mullenix v. Luna,
577 U.S. 7 (2015) . . . . . . . . . . . . . . . . 3, 4, 21, 25, 29, 32
Perez v. City of Fresno,
98 F.4th 919 (9th Cir. 2024) . . . . . . . . . . . . . . . . . . . . 26
x
Cited Authorities
Page
Plumhoff v. Rickard,
572 U.S. 765 (2014) . . . . . . . . . . . . . . . . . . . . . 26, 28, 30
Pruitt v. City of Montgomery,
771 F.2d 1475 (11th Cir. 1985) . . . . . . . . . . . . 19, 20, 23
Ramirez v. Martinez,
716 F.3d 369 (5th Cir. 2013) . . . . . . . . . . . . . . . . . . . . 33
Robinette v. Barnes,
854 F.2d 909 (6th Cir. 1988) . . . . . . . . . . . . . . . . . . . . 19
Ryder v. City of Topeka,
814 F.2d 1412 (10th Cir. 1987) . . . . . . . . . . . . . . . . . . 19
Salazar v. Molina,
37 F.4th 278 (5th Cir. 2022) . . . . . . . . 13, 14, 16, 31, 32
Saucier v. Katz,
533 U.S. 194 (2001) . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
Scott v. Harris,
550 U.S. 372 (2007) . . . . . . . . . . . . 3, 4, 10, 13, 15, 17-25
Scott v. Smith,
109 F.4th 1215 (9th Cir. 2024) . . . . . . . . . . . . . . . . . . 23
Smith v. City of Hemet,
394 F.3d 689 (9th Cir. 2005) . . . . . . . . . . . . . . . . . 19, 23
xi
Cited Authorities
Page
Tennessee v. Garner,
471 U.S. 1 (1985) . . . . . . . . . . . . 3, 4, 9, 10, 15, 17-22, 25
Terranova v. New York,
676 F.3d 305 (2d Cir. 2012) . . . . . . . . . . . . . . . . . . . . . 22
Terrell v. Allgrunn,
114 F.4th 428 (5th Cir. 2024) . . . . . . . . . . . . . . . . . . . 29
Vera Cruz v. City of Escondido,
139 F.3d 659 (9th Cir. 1998) . . . . . . . . . . . . . . . . . . . . 19
White v. Pauly,
580 U.S. 73 (2017) . . . . . . . . . . . . . . . . . . . . . . . . . 31, 33
Constitutional Provisions
U.S. Const. amend. IV . . 1-3, 8, 13, 18, 20-21, 25-26, 28, 30-32
Statutes, Rules and Regulations
28 U.S.C. § 1254(1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
28 U.S.C. § 1291 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
42 U.S.C. § 1983 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2, 7
Tex. Penal Code §38.04 . . . . . . . . . . . . . . . . . . . . . . . . 7, 11
xii
Cited Authorities
Page
Sup. Ct. R. 10 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
Sup. Ct. R. 13(1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
Sup. Ct. R. 13(3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
Other Authorities
W.E. Fa irba irn , Scientific Self-Defence, 52
(1931), available at https://archive.org /
download/william-e.-fairbairn-scientific-selfdefense/William%20E.%20Fairbairn%20-%20
Scientific%20Self-Defense.pdf . . . . . . . . . . . . . . . . . . 26
Kroll M.W., Brave M.A., et al., Applied Force
During Prone Restraint: Is Officer Weight a
Factor? A m. J. Forensic Med. Pathol. Vol. 40,
No. 1 (2019) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
Luo J., Pavlov I., et al., Awake Prone Positioning
Me t a -An a l ys i s G r o u p . Aw a k e Pr o n e
Positioning in Adults With COVID-19:
A n Ind iv idua l Pa r t icipa nt Dat a Met aAnalysis. JAMA Intern. Med. (2025) . . . . . . . . . . . 27
1
OPINIONS BELOW
The Fifth Circuit’s decision is reported at 116 F.4th
351 (5th Cir. 2024). Pet. App. 1a – 23a. Judge Smith filed
a separate dissenting opinion. Pet. App. 24a – 43a. The
Report and Recommendation in the district court is not
reported, but it is available at 2023 WL 4879903, and
it is reproduced in Appendix D. Pet. App. 49a – 90a.
The District Court’s decision to adopt the Report and
Recommendation is not reported, but it is available at
2023 WL 6168253, and it is reproduced in Appendix C.
Pet. App. 46a – 49a.
STATEMENT OF JURISDICTION
The Fifth Circuit had appellate jurisdiction because
the district court’s order denying Petitioner’s motion
for summary judgment was a final decision within the
meaning of 28 U.S.C. § 1291 and the collateral order
doctrine. Mitchell v. Forsyth, 472 U.S. 511, 527 – 30 (1985).
The Fifth Circuit entered its opinion on September 10,
2024. The Fifth Circuit denied rehearing en banc eightto-nine on January 2, 2025. Pet. App. 92a. Petitioner filed
this timely petition for writ of certiorari on April 2, 2025.
See Sup. Ct. R. 13(1), (3). This Court has jurisdiction under
28 U.S.C. § 1254(1).
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
The Fourth Amendment to the Constitution provides
in relevant part:
2
The right of the people to be secure in their
persons, houses, papers, and effects, against
unreasonable searches and seizures, shall not
be violated * * * .
U.S. Const. amend. IV.
Section 1983 provides, in relevant part:
Every person who, under color of any statute,
ordinance, regulation, custom, or usage, of any
State or Territory or the District of Columbia,
subjects or causes to be subjected, any citizen
of the United States or other person within
the jurisdiction thereof to the deprivation of
any rights, privileges, or immunities secured
by the Constitution and laws, shall be liable to
the party injured in action at law, suit in equity,
or other proper proceeding for redress * * * .
42 U.S.C. § 1983.
INTRODUCTION
“[I]t stacks the deck against the officer,
it seems to me, to describe his action
as the application of deadly force.”
—Mullenix v. Luna, 577 U.S. 7, 19 (2015)
(Scalia, J., concurring).
***
3
Below, Austin Police Officer Michael Nissen played
against the stacked deck Justice Scalia’s concurrence
foresaw in Mullenix.1 Unsurprisingly, Nissen lost.
“In the wake of a high-speed chase involving three
crashes and triple digit speeds, Officer Michael Nissen
used a modicum of force to restrain Javier Ambler.” Pet.
App. 24a (Smith, J., dissenting). But qualified immunity
was denied.
Below, a 2-1 Fifth Circuit panel declined to disturb
the district court’s finding that—since Ambler died—a
jury could find that Nissen’s soft hand force constituted
“deadly force.” Under a “constrained” Fourth Amendment
test that the Fifth Circuit adopted post-Garner in 1998,
the majority held that Nissen must forfeit qualified
immunity unless he could pass this “constrained” test.
That test essentially required Nissen to prove he could
shoot Ambler.
Vigorously dissenting, Judge Jerry E. Smith rejoined
that this Court “flatly” rejected this reading of Garner
in Scott v. Harris, and that the majority’s “deadly force”
sleight-of-hand made it impossible for officers to receive
qualified immunity in any case involving an accidental
death. Judge Smith explained how the deck was loaded:
“One might charitably express a narrow version
of what the majority advances as follows:
1. “It does not assist analysis to refer to all use of force that
happens to kill the arrestee as the application of deadly force….
[t]hough it was force sufficient to kill, it was not applied with the
object of harming the body of the felon.” Mullenix v. Luna, 577 U.S.
7, 19 (2015) (Scalia, J., concurring) (cleaned up).
4
Ambler died. Deadly force is a question of fact.
There is no question that if Nissen had walked
up and shot Ambler in the head he would be
liable. So deadly force is obviously material.
Ergo, we deny [qualified immunity].” Pet. App.
25a.
This is the “stacked deck” that the Mullenix
concurrence contemplated—and which this Court
explicitly prohibited in Scott v. Harris, 550 U.S. 372
(2007). 2 This case thus presents the optimal vehicle for
this Court to grant Certiorari to enforce Scott on Circuits
that are split on applying its mandate.
This is also the ideal case to decisively issue nationwide
guidance on the prone position. Lombardo v. City of St.
Louis, Missouri, 594 U.S. 464 (2021). Specifically, this
case should be an example of a clearly constitutional use
of the maneuver. After all, if officers cannot use the prone
position for 90 seconds to put handcuffs on a felon who
just previously fled for 20 minutes at 100mph—then this
common yet crucial police maneuver might as well be per
se unconstitutional.
The dissent similarly underscored the majority’s logic
“arbitrarily denies QI to officers in another category of
situations. As soon as a suspect goes prone, for however
long, if the suspect happens to die later, the case must go
to trial. That would be a bizarre result indeed.” Pet. App.
36a – 37a.
2. Scott, 550 U.S. at 382. (“Garner did not establish a magical
on/off switch that triggers rigid preconditions whenever an officer’s
actions constitute deadly force.”).
5
A divided Fifth Circuit denied en banc review by
the slimmest of margins—an eight-to-nine vote. This
Court should accordingly grant Certiorari to correct
a closely divided Fifth Circuit. If left unreviewed, the
dissent correctly warns this case will make it “impossible
for officers to receive qualified immunity in cases of
accidental death, no matter how reasonable their force
was in context.” Pet. App. 24a – 25a. This Court should
not forsake law enforcement to that fate.
STATEMENT OF THE CASE
A. Statement of Facts
In the dark early morning hours of March 28, 2019,
Javier Ambler II refused to pull over for a routine traffic
stop initiated by Williamson County Deputies.
Instead, Ambler f led. Deputies chased Ambler
for more than twenty minutes as he sped down both
interstate highways and residential roads. Pet. App. 2a.
Ambler reached speeds exceeding 100mph and crashed
his car numerous times—only to subsequently resume his
attempt to escape. Pet. App. 2a – 3a, 24a, 38a, 59a.
Ambler’s flight from justice was so dangerous that
the Austin Police Department deployed its helicopter to
monitor Ambler. The footage from the helicopter shows
Ambler weaving in and out of traffic in what amounted to
a “desperate” flight from justice. Pet. App. 24a, 27a. His
driving endangered the public, the officers, and himself.
Pet. App. 24a.
6
Austin Police Officer Michael Nissen was not part of
the chase, but it is undisputed that he knew all about it,
as he was kept informed via radio while he was patrolling.
Pet. App. 58 – 59a. Nissen became involved when he
learned that Ambler’s anticipated flight path would pass
his location. Attempting to terminate the chase nonlethally, Nissen got out of his car in order to deploy tire
spikes on the street. ROA.3643 (Exhibit 12, 02:50 – 02:57).
Before Nissen could deploy the spikes, Ambler’s
wrecked car sped right past him. Moments later, Nissen
observed Ambler spinout sideways, almost hit cars
stopped at a traffic light, and then skid across a sidewalk
before stopping after hitting a traffic sign. Pet. App. 59a.
The spinout was captured by the helicopter’s video camera.
This crash was loud and severe—but Ambler resumed
fleeing. ROA.3624 (Exhibit 6, 2:25 – 2:37).
Finally, Ambler’s flight was terminated when he
crashed a third time—this time into some trees on the
side of a residential road. Pet. App. 2a, 59a. The pursuing
Williamson County deputies quickly arrived on the scene.
Ambler opened his car door and was promptly ordered
to get on the ground by a deputy. When Ambler did not
immediately get on the ground, he was tased. Ambler fell
to the asphalt, and the deputies began trying to handcuff
him. Pet. App. 3a, 50a – 51a.
Officer Nissen arrived at the scene a little less than
one minute after the deputies. Pet. App. 9a, 40a – 41a. On
arrival, Nissen saw the deputies standing over Ambler as
they vigorously struggled to cuff him in the prone position.
Pet. App. 3a, 32a, 51a.
7
Nissen observed that Ambler was an enormous
man3 who was still unrestrained at night on a dark road.
Ambler was feet away from his unsearched car. Pet. App.
29a. Since Ambler had just feloniously evaded arrest in
a motor vehicle, Nissen made the split-second decision to
help the deputies handcuff Ambler in the prone position.
Pet. App. 37a; see Tex. Penal Code § 38.04. Nissen’s bodyworn camera video captured that he used a “modicum” of
force. Pet. App. 24a. As the dissent below noted:
Nissen spent about a minute controlling
Ambler’s hand—without touching any other
part of his body—and then no more than 20
seconds applying pressure to Ambler’s upper
back and head. Pet. App. 24a.
During this force, Ambler disobeyed command after
command to lay flat on his stomach and put his hands
behind his back so he could be handcuffed. Instead, he
“rather obviously” provided physical resistance to the
multiple officers trying to cuff him. Pet. App. 32a. As he
resisted the cuffs, Ambler stated, “I can’t breathe,” and
softly stated that he had congestive heart failure. Nissen
later testified that he did not hear the latter. Pet. App.
32a, 51a.
Nissen also testified as to his thinking:
[I]n this situation, where I am assisting trying
to take an individual into custody who just spent
the last 20-or-so minutes driving recklessly
through the City of Austin, crashing multiple
3. 410 pounds to be exact.
8
times, I had to weigh the risk of not taking
him into custody quickly against what possible
health conditions he may or may not have had.
Pet. App. 37a.
In the scuffle, one deputy tased Ambler again in “drive
stun” mode. Unlike the first tasing, this second tasing
occurred in Nissen’s presence. Pet. App. 32a, 71a. Finally,
the officers managed to handcuff Ambler. Pet. App. 51a.
Two minutes and fifteen seconds passed between the time
the first deputy made physical contact with Ambler and
the time the handcuffs clicked. Pet. App. 32a.
Force stopped once Ambler was handcuffed, and the
officers quickly moved him off his stomach and into a
seated position. They checked him for a pulse, which they
could not find. Ambler was taken to a hospital where he
was pronounced dead. Pet. App. 52a.
The Travis County Medical Examiner determined
that Ambler’s cause of death was “congestive heart failure
and cardiovascular disease associated with morbid obesity
in combination with forcible restraint.” Pet. App. 65a. Or
as the dissent below put it, “[t]ragically, in part because
of an imperceptible medical condition, Ambler died during
the arrest as a result of the restraint.” Pet. App. 24a.
Respondents sued Officer Nissen under 42 U.S.C.
§ 1983. In relevant part, they accused Nissen of using
excessive force against Ambler in violation of his Fourth
Amendment rights, and for failing to intervene to stop the
Williamson County Deputies from using excessive force.
Pet. App. 2a, 52a.
9
Officer Nissen moved for summary judgment based
on qualified immunity. Pet. App. 49a – 50a.
B. Procedural History
1.
District Court.
The district court 4 denied Nissen’s motion for
summary judgment. It determined that, because Ambler
died, it would treat this case as a “deadly force case”
pursuant to the Fifth Circuit’s precedent in Aguirre v.
City of San Antonio, 995 F.3d 395, 412 (5th Cir. 2021)
Pet. App. 64a.
The district court noted that under Aguirre, the
Fifth Circuit treats deadly force cases as a “special
subset of excessive force claims” in which the “objective
reasonableness balancing test is constrained.” Pet. App.
64a. Under this constraint, the court applies a heightened
restrictive standard derived from Tennessee v. Garner,
471 U.S. 1, 3 (1985).
The constrained two-part test asks: (1) “whether
the force constituted deadly force” and (2) whether “the
subject posed a threat of serious harm justifying the use
of deadly force.” Pet. App. 64a (numerals added). If the
answer to part one is “yes” and the answer to part two
is “no” then the officer is per se not entitled to qualified
immunity. Nissen argued below that his force did not
4. The district court adopted the Report & Recommendation of
the Magistrate Judge in toto and without adding its own articulated
analysis. Pet. App. 46a. Petitioner therefore refers to the Magistrate’s
order as if it were the district court’s order.
10
amount to deadly force as a matter of law warranting
a restricted Garner standard, and that instead all that
mattered under this Court’s precedent in Scott v. Harris
was if his force was reasonable. ROA.7460 (citing 550 U.S.
372, 382).
Pursuant to a 1998 Fifth Circuit precedent the district
court rejected Nissen’s argument that his force did not
amount to deadly force as a matter of law. Pet. App. 64a
(citing Gutierrez v. City of San Antonio, 139 F.3d 441, 446
(5th Cir. 1998)). Instead, the district court followed this
pre-Scott precedent and reiterated:
Whether a use of force is ‘deadly force’ is a
question of fact. Deadly force is force that
carries with it a substantial risk of causing
death or serious bodily harm. A reasonable jury
can find that the restraint used by an officer
amounted to deadly force. Pet. App. 64a.
Because the medical examiner and Respondents’
expert opined that Ambler died of his cardiovascular
disease in combination with restraint, and because Nissen
acknowledged he had received training on the risks of
asphyxia in the prone position, the district court held that:
A reasonable jury could conclude that the
use of prone restraint on an individual with
obesity and congestive heart failure created
a substantial risk of death or serious bodily
injury. Pet. App. 64a – 66a.
Analyzing Respondents’ “deadly force claim” in isolation,
the district court denied Nissen qualified immunity. It held
11
genuine issues of material fact existed as to if soft hand
restraining force constituted “deadly force.” Pet. App. 67a.
Separately, the district court also analyzed Nissen’s
force under the factors announced in Graham v. Connor,
490 U.S. 386, 109 (1986). The district court concluded
that the first factor—the severity of the crime—weighed
in favor of the force Nissen used. The district court
acknowledged that the videos showed that Ambler “evaded
police for 22 minutes, driving at high rates of speed on both
a highway and residential streets” and that he crashed
three times. Pet. App. 58a. Since evading arrest in a motor
vehicle is a felony under Texas law, the first factor weighed
for Nissen. Pet. App. 59a (citing Tex. Penal Code § 38.04).
But the district court found that fact questions
prevented resolving the second and third Graham factors
for Nissen’s force.
As to the second factor, “whether the suspect poses an
immediate threat to the safety of the officers or others,”
the district court determined that it would be a material
fact question as to if Nissen should have realized that
Ambler was not a threat because he had been sufficiently
“subdued” by the two deputies standing over him when
Nissen began helping them handcuff Ambler. Pet. App.
61a.
As to the third factor—“whether the suspect is
actively resisting arrest or trying to evade arrest by
flight”—the district court determined that it would be a
material fact question as to if Nissen should have realized
that Ambler’s resistance to being handcuffed was the
result of him “instinctively” resisting due to a medical
12
emergency, instead of intentional resistance to arrest.
Pet. App. 63a. The district court determined that the
video evidence did not provide clarity to resolve a factual
dispute as to Ambler’s reason for resistance. Pet. App. 63a.
The district court also held it was clearly established
by Darden v. City of Fort Worth, 880 F.3d 722 (5th Cir.
2018) that it was unconstitutional to use this force on a
suspect claiming a medical emergency. Pet. App. 68a.
The district court reached this conclusion even though
the suspect in Darden never attempted to escape police.
Pet. App. 29a.
For similar reasons, the district court also denied
Nissen qualified immunity on Respondents’ bystander
liability claim. The district court found that it was clearly
established that Nissen had a duty to intervene to stop
the force used by the Williamson County deputies. Pet.
App. 69a – 71a.
2.
Fifth Circuit Majority Opinion.
On September 10, 2024, a divided panel of the Fifth
Circuit affirmed and dismissed Nissen’s interlocutory
appeal. Pet. App. 2a.
Continuing to analyze “deadly force” separately
from the Graham factors, the majority denied Nissen’s
argument that “no reasonable officer would have known
that using force on Ambler for such a brief period of time
would lead to his death.” Pet. App. 13a. The majority
also dismissed Nissen’s assertion that “any conclusion
otherwise would essentially require denying QI in all
cases involving an accidental death” and “that such a
13
result would trade the Fourth Amendment’s general
reasonableness standard for an outcome-oriented one
that contravenes Supreme Court authority.” Pet. App. 14a
(citing Scott v. Harris, 550 U.S. 372, 383 (2007)).
In dismissing that argument, the majority held that
“Nissen’s fears are unfounded” because “[a]s a threshold
matter, whether a use of force is ‘deadly’ is a question of
fact.” Pet. App. 14a. In support, the majority cited Flores, a
Fifth Circuit case decided nearly three years before Scott
v. Harris. Pet. App. 14a (citing Flores v. City of Palacios,
381 F.3d 391, 399 (5th Cir. 2004)).
Concluding its separate “deadly force” analysis, the
majority admitted that Nissen’s maneuver may have
resulted in no injury at all on a healthy suspect, but that
“[n]ot all plaintiffs are the same, and harmless force in one
situation could be deadly force in another” and that holding
otherwise would “trade nuance for willful blindness.” Pet.
App. 15a – 16a.
The majority also refused to disturb the district
court’s proffered material fact questions precluding
immunity on the second and third Graham factors and
the Respondents’ failure to intervene claim. To do so,
the majority distinguished Salazar and held that Nissen
was incorrect in his argument that any reasonable officer
would believe Ambler’s prior flight made it reasonable to
view him as an ongoing threat justifying at least soft hand
controls until he was restrained in handcuffs. Pet. App.
9a (citing Salazar v. Molina, 37 F.4th 278 (5th Cir. 2022)).
The majority also held that Nissen was incorrect to
argue he was objectively reasonable in viewing Ambler’s
14
struggle against the handcuffs as resisting arrest due
to his prior flight. Instead, the majority determined
that Nissen could not reasonably suspect Ambler was
engaging in a ploy to avoid being handcuffed by claiming a
medical emergency. Distinguishing Salazar, the majority
determined that Nissen was “[a]pplying such reasoning
without context” and therefore attempting to “undermine
the fact-specific nature of the excessive force analysis.”
Pet. App. 11a.
The majority held that a jury would decide if “Ambler
was indeed refusing to submit to officers by pulling his
body away from the ground” or if he was instead “in a
struggle for his life.” Pet. App. 12a.
Finally, the majority affirmed that Darden had
clearly established that Nissen’s conduct amounted to
unconstitutional excessive force, and that it was also
clearly established that Nissen had a duty to intervene
to stop the Williamson County deputies’ force. Pet. App.
21a – 23a (citing Darden, 880 F.3d at 733 – 34).
3.
The Dissent.
Judge Smith dissented. He criticized that a charitable
view of the majority’s logic “essentially eliminates qualified
immunity in cases of accidental death, almost all of which
are situations where deadly force is not warranted. If it
were warranted, they would likely not be accidental.” Pet.
App. 26a (emphasis original). “[W]hether force is deadly
will almost always be material in accidental death cases.
Since deadliness is a fact question, a defendant will never
get QI.” Pet. App. 26a.
15
Judge Smith explained that the majority erroneously
used Garner to obscure the relevant analysis to instead
“establish some sort of threshold inquiry in deadly-force
cases” which presupposes that an officer’s force is per se
unconstitutional unless the officer has probable cause to
believe the suspect posed a significant threat of death or
serious harm. Pet. App. 35a.
This Court, Judge Smith wrote, “flatly rejected this
errant reading of Garner” in Scott v. Harris. Pet. App.
35a. Judge Smith explained that this Court held that
Garner did not permit courts to flip “a magical on/off
switch that triggers rigid preconditions whenever an
officer’s actions constitute deadly force.” Pet. App. 35a
(citing Scott, 550 U.S. at 382). Under the Scott standard,
Judge Smith dissented that “whether or not Nissen’s
actions constituted application of deadly force, all that
matters is whether Nissen’s actions were reasonable.”
Pet. App. 35a (cleaned up).
The dissent also criticized the majority for “curiously”
recontextualizing Garner’s language to untether it “from
Garner’s very different set of facts.” Pet. App. 35a. Judge
Smith wrote that a fair reading of Garner’s text limited
any such heightened standard “to the facts of that case,
which involved shooting a fleeing suspect with live rounds
to prevent his escape.” Pet. App. 36a (citing Garner, 471
U.S. at 3). Judge Smith noted that shooting someone with
live rounds was very different from the force Nissen used
here, and “consequently it calls for a different sort of
inquiry.” Pet. App. 36a.
Judge Smith also disagreed with the majority’s
Graham analysis. He found that the district court’s
16
proffered material fact questions were immaterial5 to
finding that Nissen’s force was constitutional under
Graham. Pet. App. 36a.
On the second Graham factor, Judge Smith rejoined
that whether a reasonable officer would believe that
Ambler was a threat was a “question of law left to the
court.” Pet. App. 28a (citing Argueta v. Jaradi, 86 F.4th
1084, 1090 (5th Cir. 2023), cert. denied, 145 S. Ct. 435
(2024)). In light of the video evidence, Judge Smith wrote it
“boggles the mind” to think a reasonable officer could not
view Ambler as a threat as a matter of law. Pet. App. 29a.
On the third Graham factor, Judge Smith agreed
that any further escape attempt by Ambler would have
failed—but only because of the multiple officers “applying
to Ambler the precise sort of force that the majority finds
objectionable.” Pet. App. 32a. Judge Smith noted that
the videos showed that Ambler ignored command after
command to lay flat and put his hands behind his back.
Thus, it was clear Ambler was resisting. Pet. App. 32a.
Finally, the dissent faulted the majority’s finding
that the law was clearly established that Nissen’s force
was unconstitutional, and that it was clearly established
that he was required to intervene to stop the Williamson
County deputies.
The majority’s reliance on Darden, in Judge Smith’s
view, failed at its first breath because “Darden never
attempted to escape the police.” Pet. App. 39a (emphasis
5. In light of “multiple clear videos of what happened…”. Pet.
App. 25a.
17
original). The dissent noted that the law was arguably
established in the opposite direction—in favor of Nissen—
as prior precedent “stands for the proposition that lack
of restraint after an extended attempt to escape justifies
a heightened use of force.” Pet. App. 40a (citing Salazar,
37 F.4th at 284).
4.
En Banc.
Officer Nissen filed a petition for rehearing en banc.
On January 2, 2025, the Fifth Circuit denied rehearing
by an eight-to-nine vote. Judges Jones, Smith, Richman,
Ho, Duncan, Engelhardt, Oldham, and Wilson voted to
rehear the case.
Chief Judge Elrod and Judges Stewart, Southwick,
Haynes, Graves, Higginson, Willett, Douglas, and
Ramirez voted against rehearing. Pet. App. 92a.
REASONS FOR GRANTING THE PETITION
I.
The Decision Below Flouts Scott to Eliminate
Qualified Immunity in Cases of Accidental Death.
Below, the majority impermissibly used a “constrained”
deadly force framework based on pre-Scott precedent to
deny Nissen qualified immunity. Gutierrez, 139 F.3d at
446. The majority flouted Scott to hold that “whether a
use of force is ‘deadly’ is a question of fact.” Pet. App. 14a.
Flores, 381 F.3d at 399.
Conversely, the dissent is correct. Scott flatly rejected
and overruled this “constrained” 1998 test as an errant
reading of Garner. Pet. App. 35a (citing Scott, 550 U.S. at
18
382). This Court should grant Certiorari to enforce Scott
and resolve the Circuit split on Scott’s application.
A.
This Court should grant Certiorari to enforce
Scott, which held that Garner did not establish
a magical on/off switch triggering a rigid
“Deadly Force” standard. Scott is ignored by
the Fifth Circuit and other circuits in favor of
pre-Scott precedents.
Forty years ago, this Court decided Tennessee v.
Garner and announced that a police officer may not use
deadly force to “prevent the escape of all felony suspects”
no matter the circumstances. Garner, 471 U.S. at 11.
Specific to the facts of Garner, this Court held that “[a]
police officer may not seize an unarmed, nondangerous
suspect by shooting him dead.” Id. Instead, it would only
be constitutional to use this force “[w]here the officer has
probable cause to believe the suspect poses a threat of
serious physical harm…”. Id.
Three dissenters admonished the Garner majority,
asserting that by failing to explicitly “limit its holding to
the use of firearms, the Court unnecessarily implies that
the Fourth Amendment constrains the use of any police
practice that is potentially lethal, no matter how remote
the risk.” Id. at 31 (O’Connor, J., dissenting).
With no explicit definition of what “deadly force” was
from this Court, the lower courts rushed to adopt their
own. This created a landscape of shifting definitions and
legal frameworks between the mid-1980s and mid-2000s.
Many Circuits eventually settled on the Model Penal
19
Code’s definition, with some adopting a modified version
to remove the Code’s subjective component.6
In 1998 in Gutierrez, the Fifth Circuit determined it
would define deadly force as “carrying with it a substantial
risk of causing death or serious bodily harm.” Flores v.
City of Palacios, 381 F.3d 391, 399 (5th Cir. 2004) (citing
Gutierrez, 139 F.3d at 446). This precedent also held that
it would be a “a question of fact, not one of law” as to if
an officer used such force. Id. (emphasis added). Tying
it all together, the Fifth Circuit determined that under
Garner, the “objective reasonableness balancing test is
constrained” and that an officer’s conduct would per se be
unconstitutional unless they could satisfy the constrained
test. Id. (emphasis added).
In Harris v. Coweta County, the Eleventh Circuit
issued an identical holding based on a modified Model
Penal Code definition. 433 F.3d 807, 814 (11th Cir. 2005),
rev’d Scott v. Harris, 550 U.S. 372 (2007) (citing Pruitt,
6. See e.g., Smith v. City of Hemet, 394 F.3d 689, 705 (9th Cir.
2005) (overruling previous definition established in Vera Cruz v. City
of Escondido, 139 F.3d 659, 663 (9th Cir. 1998)) (collecting cases);
Gutierrez v. City of San Antonio, 139 F.3d 441, 446 (5th Cir. 1998)
(deadly force “creates a substantial risk of death or serious bodily
injury”); Estate of Phillips v. City of Milwaukee, 123 F.3d 586, 593
(7th Cir. 1997) (same); In re City of Philadelphia Litigation, 49 F.3d
945, 966 (3d Cir. 1995) (adopting the Model Penal Code definition);
Ryder v. City of Topeka, 814 F.2d 1412, 1416 n.11 (10th Cir. 1987)
(same); Robinette v. Barnes, 854 F.2d 909, 912 (6th Cir. 1988) (same);
Pruitt v. City of Montgomery, 771 F.2d 1475, 1479 n.10 (11th Cir.
1985) (same).
20
771 F.2d at n.10).7 Using that definition, the Eleventh
Circuit found that “there is little dispute that the
ramming of [the suspect’s] car could constitute a use of
‘deadly force’ (under the Model Penal Code definition) and
that a jury could so reasonably conclude.” Id. (cleaned
up) (parenthetical added). Under a constrained and
heightened Garner standard, the Eleventh Circuit denied
Officer Scott qualified immunity. 8
This Court granted Certiorari to review the Eleventh
Circuit and resoundingly reversed. Scott, 550 U.S. at 382.
This Court’s majority then announced the guardrails that
the dissent in Garner contemplated. Garner, 471 U.S. at
31 (O’Connor, J., dissenting).
First, this Court noted that the Scott Respondent
urged the Court “to analyze this case as we analyzed
Garner.” Scott, 550 U.S. at 381 – 82. That meant deciding
as a threshold matter “whether the actions [the officer]
took constituted deadly force.” Id. The Scott Respondent
defined deadly force as per the Eleventh Circuit’s
definition: “[A]ny use of force which creates a substantial
likelihood of causing death or serious bodily injury.” Id.
Second, the Scott Respondent argued that if the force
met that definition, then “Garner prescribes certain
preconditions that must be met before Scott’s actions
can survive Fourth Amendment scrutiny.” Id. (emphasis
added). One of those preconditions was that “[t]he suspect
7. See id. (“‘Deadly force’ is force that creates ‘a substantial
risk of causing death or serious bodily injury.’”) (citing Pruitt, 771
F.2d at 1479).
8. Id. at 815 (Holding that under Garner “[n]one of the
antecedent conditions for the use of deadly force existed in this
case.”).
21
must have posed an immediate threat of serious physical
harm to the officer or others.” Id. If any precondition
was not met, then the officer’s “actions were per se
unreasonable.” Id. at 382.
Scott categorically rejected that position, and with it
any case law holding that Garner required a heightened
“deadly force” standard that could be triggered by a Model
Penal Code definition.
This clause is dispositive:
“Garner did not establish a magical on/off
switch (rejecting a fact question) that triggers
rigid preconditions (rejecting a “constrained”
deadly force analysis) whenever an officer’s
actions constitute deadly force.” (rejecting
the Model Penal Code definition) (cleaned up)
(parentheticals added) Scott, 550 U.S. at 382.
At bottom, Scott explained that Garner was merely
an application of the Fourth Amendment’s reasonableness
test regarding a particular type of force in a particular
situation. 9 Said another way, Garner applies when
Garner’s facts apply—when an officer shoots a gun so
as to hit a person. Id. at 383; accord Mullenix, 577 U.S.
at 19 – 20 (Scalia, J., concurring); accord Pet. App. 36a
(Smith, J., dissenting).
9. See id. at 383 (“Whatever Garner said about the factors
that might have justified shooting the suspect in that case, such
‘preconditions’ have scant applicability to this case, which has vastly
different facts. Garner had nothing to do with one car striking
another or even with car chases in general . . . . A police car’s bumping
a fleeing car is, in fact, not much like a policeman’s shooting a gun
so as to hit a person”) (cleaned up).
22
In the aftermath of Scott, some Circuits explicitly
acknowledged and applied this holding.
The Second Circuit acknowledged and applied Scott’s
holding as outlined supra. In Terranova, police officers
intentionally stopped traffic to create a barricade of
stopped cars to stop motorcyclists who were fleeing police
at high-speed. Terranova v. New York, 676 F.3d 305, 307
(2d Cir. 2012). As a result, one of the motorcyclists was
killed. Id. The case was tried, and despite acknowledging
that the officer’s actions “placed the plaintiff ‘at risk of
serious injury or death’” the district court refused to give a
heightened deadly force instruction derived from Garner.
Id. at 309, n.2. The Second Circuit affirmed after an indepth analysis of Scott—holding a deadly force instruction
would be impermissible in a case which did not involve the
equivalent of “firing a gun aimed at a person.” Id.10
The Fourth Circuit in Cansler also acknowledged
that Scott rejected “any effort to prescribe certain
preconditions for a police officer’s use of reasonable force.”
Cansler v. Hanks, 777 Fed. Appx. 627, 635 (4th Cir. 2019).
Instead, the Fourth Circuit affirmed that Scott repudiated
any strict framework that “a suspect would have to pose
an immediate threat of serious physical harm to the
officer or others for deadly force to be reasonable” in all
circumstances. Id.11
10. Id. (Noting that under Scott “[t]he present matter is easily
distinguishable from Garner given the type of force used—a traffic
stop as opposed to firing a gun aimed at a person.”).
11. See also Estate of Armstrong ex rel. Armstrong v. Village
of Pinehurst, 810 F.3d 892 (4th Cir. 2016) (declining to use any
framework other than the Graham factors in a lethal tasing case).
23
But other Circuits have declined to apply Scott in favor
of their pre-Scott precedents and a modified Model Penal
Code definition.12
The Fifth Circuit is one of those Circuits. After
Scott, the Fifth Circuit never analyzed if this Court had
overruled the permissibility of the “constrained” deadly
force framework that it established in 1998 until Aguirre in
2021. Aguirre, 995 F.3d 395. In Aguirre, the Fifth Circuit
finally analyzed if Scott prohibited its framework in a nonshooting case where force resulted in the suspect’s death.
After briefly acknowledging Scott’s mandate, the opinion
shockingly proceeded to ignore it entirely. Holding in its
next breath:
Nevertheless, we have long held that the use
of deadly force is unreasonable where an
officer does not have probable cause to believe
that the suspect pose[d] a threat of serious
physical harm…and we know of no case that
has departed from this basic principle….[T]his
court defines deadly force as force that creates
a substantial risk of death or serious bodily
injury. Id. at 412 – 13 (emphasis added) (citing
Gutierrez, 139 F.3d at 446).
12. See e.g., Scott v. Smith, 109 F.4th 1215 (9th Cir. 2024)
(creating a deadly force fact question under a Model Penal Code
definition adopted in 2005 in Smith, 394 F.3d at 706, to deny immunity
under a heightened deadly force standard in a case where a suspect
died of prone restraint); see also Bradley v. Benton, 10 F.4th 1232
(11th Cir. 2021) (creating a deadly force fact question under a Model
Penal Code definition established in 1985 in Pruitt, 771 F.2d at 1479,
to deny immunity under a heightened deadly force standard in a
case where a suspect died after being tased while climbing a wall).
24
Aguirre’s dismissal of Scott in favor of continuing the
Fifth Circuit’s 1998 “constrained” deadly force framework
was clearly wrong. This Court should grant certiorari
to enforce its holding in Scott, and to resolve the split
amongst the Circuits.
B. This case is important, as the decision
below stacks the qualified immunity deck to
eliminate immunity in all cases of accidental
death.
This Court should also grant this Petition because
the issue is important. Sup. Ct. R. 10. Specifically, the
importance of enforcing Scott’s mandate in this case is
made manifest by Judge Smith’s dissent—which correctly
stated that the majority used Guiterrez’s “constrained”
deadly force framework to essentially eliminate qualified
immunity in any case involving an accidental death. Pet.
App. 25a – 26a.
That has to be error. If qualified immunity has any
home, then “this sort of accidental death case is squarely
within its heartland.” Pet. App. 26a. The dissent explained
this reductivism:
Ambler died. Deadly force is a question of fact.
There is no question that if Nissen had walked
up and shot Ambler in the head he would be
liable. So deadly force is obviously material.
Ergo, we deny [qualified immunity]. Pet. App.
25a.
25
As Nissen argued below, this logic trades the Fourth
Amendment’s general reasonableness test for an outcomeoriented one—a test the officer always loses. Pet. App.
14a.
Ten years ago, Justice Scalia’s concurrence in
Mullenix foresaw and forewarned that it “stacked the
deck” against officers to describe all “force that happens
to kill the arrestee as the application of deadly force.”
Mullenix, 577 U.S. at 19 (Scalia, J., concurring). The
concurrence explained that the deadly force attribution—
in a case where the officer “did not shoot to wound or
kill the fleeing [suspect]”—contravened Scott. In a nonshooting case, the Fourth Amendment required the Court
to ask “not whether it was reasonable to kill” but whether
the officer’s objective in using force was reasonable. Id.
Ten years later, the value of this wisdom is even more
prescient in this case. Currently, the Fifth Circuit’s deadly
force framework “distorts” the Fourth Amendment’s
inquiry. Id. Some panels in the Fifth Circuit have tacitly
recognized the error. See Morrow v. Meachum, 917 F.3d
870, 878 (5th Cir. 2019) (Oldham, J., Maj. Op.) (“[t]he
Supreme Court has warned us against extending
Garner.”).
But the divided Fifth Circuit below denied en banc
review by the slimmest of margins—an eight-to-nine vote.
Review is needed to help the Fifth Circuit rid itself of its
persisting error. Otherwise, this case will truly make it
impossible for officers to receive qualified immunity in
cases of accidental death, no matter how reasonable their
use of force was in context. Pet. App. 24a – 25a.
26
II. The Decision Below is Wrong. Addressing the Prone
Position is Important, and the Majority Ignored the
Mandates of Plumhoff to Deny Immunity.
A.
Reviewing the prone position in this case is
important, as the decision below arbitrarily
denies qualified immunity in all cases if the
suspect dies after going prone, even if they
were unhandcuffed and only prone for a short
time.
Handcuffing in the prone position is one of the oldest
techniques of modern policing.13 Yet this Court has yet
to issue an opinion that provides affirmative nationwide
guidance on when the prone position meets constitutional
muster under the Fourth Amendment.
But the legality of this maneuver is undoubtably an
important and reoccurring issue, as it regularly appears
in controversy in the lower courts.14 It is also a profoundly
common and crucial aspect of day-to-day police work.15
13. W.E. Fairbairn, Scientific Self-Defence, 52 (1931) (British
police superintendent’s published trainings, teaching that the prone
position is “the only way one man can handcuff another, unless
the latter is willing to submit.”) available at https://archive.org/
download/william-e.-fairbairn-scientific-self-defense/William%20
E.%20Fairbairn%20-%20Scientific%20Self-Defense.pdf.
14. See e.g., Perez v. City of Fresno, 98 F.4th 919, 928 (9th
Cir. 2024) (Thomas, J., concurring in part) (collecting cases with a
negative view of the prone position).
15. Kroll M.W., Brave M.A., et al., Applied Force During Prone
Restraint: Is Officer Weight a Factor? A m. J. Forensic Med. Pathol.
Vol. 40, No. 1 (2019) (“North American law enforcement officers
27
And though much maligned, very recent medical studies
have shown that the prone position actually helps
oxygenation.16
In Lombardo, this Cour t issued a summar y
disposition to the Eighth Circuit in a prone position case
where a pre-trial detainee died after he was “already
handcuffed” and shackled and then placed in the prone
position for 15 minutes with weight pressed against him.
Lombardo, 594 U.S. at 467. Without deciding the merits,
this Court worried that the Eighth Circuit had held prone
restraint per se constitutional for any length of time if
the suspect kept resisting—even if already handcuffed.
Id. This Court remanded to consider “the kind, intensity,
duration” and surrounding circumstances of the prone
restraint. Id. at 467.
Three members of this Court dissented, and wrote
the case should have been decided on the merits, noting
“a decision by this Court on the question here could be
instructive.” Id. at 460 (Alito, J., dissenting).
That instruction is still needed. In this case, the
dissent articulates that the majority below has held that
the prone position is per se unconstitutional if the suspect
(LEOs) control and restrain agitated and resistant subjects in the
prone position more than 500,000 times each year without a death
or serious injury.”).
16. Luo J., Pavlov I., et al., Awake Prone Positioning MetaAnalysis Group. Awake Prone Positioning in Adults With
COVID-19: An Individual Participant Data Meta-Analysis. JAMA
Intern. Med. (2025) (Noting that “awake prone positioning” was
found to improve COVID-19 outcomes).
28
dies—no matter how short the duration or minimal the
force. Pet. App. 36a – 37a. To wit, the majority concedes
that Nissen’s “maneuver” may have resulted in no injury
at all “on a healthy plaintiff.” Pet. App. 15a.
This case should be an example of a clea rly
constitutional use of the prone position. Here, the clear
video evidence reveals that Nissen’s force was minuscule,
the duration was minimal, but the need for the maneuver
after the dangerous chase was maximal—as Ambler
had yet to be handcuffed. Pet. App. 24a. This Court
should accordingly grant this Petition because the need
for instruction on the prone position is important and
reoccurring. Sup. Ct. R. 10.
B. The Decision violated Plumhoff by failing
to decide the threat posed by Ambler as a
matter of law and failing to adopt an on-scene
reasonable officer’s perspective on Ambler’s
resistance without the benefit of hindsight.
At the first step of a qualified immunity analysis, the
question of whether an officer’s conduct was objectively
reasonable “requires a careful balancing of the nature
and quality of the intrusion on the individual’s Fourth
A mendment interests against the counter vailing
governmental interests at stake.” Plumhoff v. Rickard,
572 U.S. 765, 774 (2014) (citing Graham, 490 U.S. at 396).
In Plumhoff, this Court announced that when an officer
raises legal issues, it is the core responsibility of the
appellate courts “to decide such issues” and that such
issues may not be dismissed as fact questions. Id. at 773.
Below, the majority violated this cardinal rule by
dismissing as a fact question “whether [Ambler] pose[d]
29
an immediate threat to the safety of the officers or
others.” Graham, 490 U.S. at 396. Balancing the nature
of the intrusion against the government’s interests, this
amounted to holding that there was a fact question as to if
Ambler was so non-threating that he could not be subjected
to 90 seconds of handcuffing in the prone position despite
a 20-minute high-speed flight that endangered the Texas
citizenry. Pet. App. 28a, 59a.
But as discussed the last time this Court reviewed a
high-speed chase from the Fifth Circuit, the “immediacy
of the risk” posed by a suspect “is a pure question of
law.” Mullenix, 577 U.S. at 10. Said another way, “an
assessment of whether a suspect’s physical actions amount
to threatening behavior bearing on an excessive force
claim is a question of law.” Terrell v. Allgrunn, 114 F.4th
428, 438 (5th Cir. 2024) (citing Argueta, 86 F.4th at 1090).
Here, the majority conceded that when Nissen used
force, Ambler was unhandcuffed and “pulling his body
away from the ground” despite three officers struggling to
cuff him in the prone position. Pet. App. 12a. The majority
would send this case to trial based on the district court’s
belief that a jury could find Ambler was not a threat
because he was inexplicably “subdued” despite resisting to
the cuffs. Pet. App. 10a. Such a bare bones “fact question”
is “simply a restatement of the objective reasonableness
test”—not a true controversy. Mullenix, 577 U.S. at 10.
The videos reveal a reasonable officer could view
Ambler as an ongoing threat as a matter of law. Firstly,
Ambler was an enormous man who was unhandcuffed
and feet from an unsearched car that he had just crashed.
Secondly, Ambler’s prior high-speed flight suggested that
30
he had little to no regard for the lives of others, and that
he had demonstrated a willingness to flee police at all
costs. Pet. App. 29a. Any reasonable officer would say that
such a man is dangerous and cannot have his hands free.
The majority below also failed to properly state and
follow the law regarding how an officer’s split-second
choices are analyzed under the Fourth Amendment’s test.
Instead, the majority decided to second guess Nissen’s
split-second on-scene judgment that—in light of the prior
chase—the need to handcuff Ambler outweighed the risk
of not immediately attending to “what possible health
conditions he may or may not have had.” Pet. App. 37a
(Nissen’s testimony).
That is not permissible. Objective reasonableness is
examined “from the perspective of a reasonable officer on
the scene, rather than with the 20/20 vision of hindsight.”
Plumhoff, 572 U.S. at 775. It is error to fail to account
“for the fact that police officers are often forced to make
split-second judgments—in circumstances that are tense,
uncertain, and rapidly evolving—about the amount of
force that is necessary in a particular situation.” Id.
Officers are allowed latitude for “mistaken beliefs” about
the amount of force necessary. Saucier v. Katz, 533 U.S.
194, 204 (2001).
With the prejudicial hindsight of knowing Ambler
died, the majority determined that Nissen was “reasoning
without context…” when he argued he could doubt
the sincerity of Ambler’s statement that he could
not breathe. Pet. App. 11a. But it is undisputed that
Ambler was resisting the handcuffs. Pet. App. 12a. The
only controversy presented is accordingly Ambler’s
31
subjective intent for resisting. See Graham, 490 U.S. at
399 (“subjective concepts” have “no proper place” in the
Fourth Amendment query).
But in the aftermath of a dangerous chase, a
reasonable officer is permitted to conclude that a suspect
who endangered others by fleeing at high-speed would also
engage in “ploys” to continue to evade arrest. See Salazar,
37 F.4th at 278. Here, Nissen made a judgment call as he
helped the deputies handcuff Ambler in the dark of night
in the wake of a high-speed chase. Pet. App. 11a. The Fifth
Circuit denied qualified immunity on the excessive force
and failure-to-intervene claims only because it knew in
hindsight that Nissen’s call was wrong—not because an
objectively reasonable officer could not have made it.
III. The Fifth Circuit’s Decision Contravened This
Court’s Qualified Immunity Precedent by Defining
Clearly Established Law at a High Level of
Generality.
This Court has established distinct guidelines for the
lower courts at the second step of the qualified immunity
analysis. Qualified immunity attaches when an official’s
conduct does not violate clearly established statutory or
constitutional rights of which a reasonable person would
have known. White v. Pauly, 580 U.S. 73, 78 – 79 (2017).
Though a case does not have to be directly on point
for a right to be clearly established, “existing precedent
must have placed the statutory or constitutional question
beyond debate.” Kisela v. Hughes, 584 U.S. 100, 104 (2018)
(emphasis added). Said better, “immunity protects all but
the plainly incompetent or those who knowingly violate the
32
law.” Id. This Court has repeatedly had to correct lower
courts that define clearly established law too generally.
Id. (citing City and County of San Francisco v. Sheehan,
575 U.S. 600, 613 (2015)).
Here, the Fifth Circuit erred by denying immunity
when it failed to identify any prior precedent that found
an officer used excessive force, or impermissibly failed
to intervene, in a case with even generally similar facts.
“[S]pecificity is especially important in the Fourth
Amendment context” as this Court has emphasized it is
difficult to recognize how the relevant legal doctrines “will
apply to the factual situations the officer confronts.” Id.
(citing Mullenix, 577 U.S. at 305).
This case called for Nissen to control an enormous
suspect in the aftermath of a high-octane chase. In the
preceding chase, this suspect had endangered the general
public by crashing numerous times only to resume his
escape attempt. When Nissen arrived a minute after the
deputies, he saw this dangerous individual resisting being
handcuffed despite the efforts of two men. Pet. App. 38a.
Here, just as in Kisela, “the most analogous Circuit
precedent favors [Nissen].” Kisela, 584 U.S. at 106.
The Fifth Circuit’s precedent in Salazar stands for the
proposition that “what preceded” an arrest “matters” and
that after an extended attempt to escape at high-speeds,
an unrestrained suspect cannot “turn around, appear
to surrender, and receive the same Fourth Amendment
protection” from force. Salazar, 37 F.4th at 283 – 84;
accord Pet. App. 40a.
33
Even assuming that Circuit precedent can “constitute
clearly established law” it did not do so here. Sheehan, 575
U.S. at 614. The majority relied on Darden and Ramirez
for the proposition that the law was clearly established
that Nissen used excessive force and failed to intervene to
stop the deputies’ force. Specifically, the majority relied on
Darden for the proposition that officers needed to cease
force when they are told a subdued suspect is having a
medical emergency. Pet. App. 20a.
Neither of the majority’s proffered precedents involved
a preceding high-speed chase. Darden, 880 F.3d at 725; see
also Ramirez v. Martinez, 716 F.3d 369, 379 (5th Cir. 2013).
In fact, Darden made no effort to run at all, and instead
“immediately raised his hands in the air.” Id. The facts
presented by these two precedents could accordingly not
be more different. For similar reasons, it was not clearly
established that Nissen failed to intervene—especially
since he arrived late and had to trust the deputies were
using appropriate force. White, 580 U.S. at 80.
34
CONCLUSION
For these reasons, the Court should grant certiorari.
Repectfully submitted,
Stephen B. Barron
Counsel of Record
Wright & Greenhill P.C.
4700 Mueller Boulevard,
Suite 200
Austin, TX 78723
(512) 476-4600
sbarron@w-g.com
Counsel for Petitioner
APPENDIX
i
TABLE OF APPENDICES
Page
APPENDIX A — OPINION OF THE UNITED
STATES COURT OF A PPEA LS
FOR T H E FI F T H CIRCU I T, FILED
SEPTEMBER 10, 2024 . . . . . . . . . . . . . . . . . . . . . . . . 1a
A PPENDI X B — J U DGM EN T OF T H E
UNITED STATES COURT OF APPEALS
FOR T H E FI F T H CIRCU I T, FILED
SEPTEMBER 10, 2024 . . . . . . . . . . . . . . . . . . . . . . . 44a
APPENDIX C — ORDER OF THE UNITED
S TAT E S DI S T R IC T C OU RT FOR
T HE W EST ERN DIST RICT OF
T EX A S , AUST IN DI V ISION, FILED
SEPTEMBER 21, 2023 . . . . . . . . . . . . . . . . . . . . . . . 46a
A PPENDIX D — ORDER A ND REPORT
A N D R EC OM M EN DAT ION OF T H E
U NITED STATES M AGISTR ATE
JUDGE, UNITED STATES DISTRICT
COURT FOR THE WESTERN DISTRICT
OF T E X A S , AUS T I N DI V I SION,
FILED JULY 31, 2023 . . . . . . . . . . . . . . . . . . . . . . . 49a
APPENDIX E — DENIAL OF REHEARING
OF THE UNITED STATES COURT OF
APPEALS FOR THE FIFTH CIRCUIT,
FILED JANUARY 2, 2025 . . . . . . . . . . . . . . . . . . . 91a
1a
Appendix
A
APPENDIX A — OPINION
OF THE
UNITED STATES
COURT OF APPEALS FOR THE FIFTH CIRCUIT,
FILED SEPTEMBER 10, 2024
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 23-50696
JAVIER AMBLER, SR., INDIVIDUALLY,
ON BEHALF OF ALL WRONGFUL DEATH
BENEFICIARIES OF JAVIER AMBLER, II, ON
BEHALF OF THE ESTATE OF JAVIER AMBLER,
II, AND AS NEXT FRIENDS OF J.R.A., A MINOR
CHILD; MARITZA AMBLER, INDIVIDUALLY,
ON BEHALF OF ALL WRONGFUL DEATH
BENEFICIARIES OF JAVIER AMBLER, II, ON
BEHALF OF THE ESTATE OF JAVIER AMBLER,
II, AND AS NEXT FRIENDS OF J.R.A., A MINOR
CHILD; MICHELLE BEITIA, AS NEXT FRIEND
J.A.A., A MINOR CHILD; JAVIER AMBLER, II,
ESTATE OF JAVIER AMBLER, II,
Plaintiffs-Appellees,
versus
MICHAEL NISSEN,
Defendant-Appellant.
Appeal from the United States District Court
for the Western District of Texas
USDC No. 1:20-CV-1068
2a
Appendix A
Before SMITH, WIENER, and DOUGLAS, Circuit
Judges.
Dana M. Douglas, Circuit Judge:
Several officers attempted to restrain an individual
following a high-speed chase. As they did so, the suspect
exclaimed that he was suffering congestive heart failure
and could not breathe. One Austin City Police Officer
continued to restrain the arrestee despite those pleas.
A few minutes later, the suspect died. His family later
brought a lawsuit in federal court, alleging theories
of excessive force and bystander liability against the
restraining officers. As pertinent here, the Police
Officer moved for summary judgment on qualified
immunity grounds. But the district court denied the
motion, reasoning that genuine fact disputes precluded a
judgment as a matter of law. Because those fact disputes
were material, we DISMISS for lack of jurisdiction and
REMAND for further proceedings.
I
Javier Ambler II was traveling on a Texas roadway
in the early morning hours without dimming the high
beams on his vehicle. A Texas sheriff’s deputy noticed
and signaled for Ambler to stop, but Ambler refused. A
high-speed pursuit then ensued as more officers joined the
chase. Authorities trailed Ambler for more than twenty
minutes along interstate highways and residential streets,
at times exceeding speeds of one-hundred miles per hour.
The chase ended when Ambler crashed into roadside trees
3a
Appendix A
within the city limits of Austin, Texas. After the collision,
a deputy approached Ambler and the wrecked vehicle with
his gun drawn. As Ambler opened his car door, another
deputy ordered him to “get on the ground,” and discharged
a taser. Ambler fell to the ground from the shock, and two
deputies tried handcuffing him.
That was the moment when Austin City Policeman
Michael Nissen entered the scene. The events that
followed are in dispute. We nevertheless restate the facts
“in the light depicted by the videotape” Scott v. Harris, 550
U.S. 372, 381, 127 S. Ct. 1769, 167 L. Ed. 2d 686 (2007), or
in this case, Nissen’s body-worn camera, which shows the
following: On arrival, Nissen advanced toward Ambler’s
vehicle with his gun drawn. He called out to the other
officers that the car “look[ed] clear” and then approached
the deputies, who were standing over Ambler’s body. One
of the deputies held a taser to Ambler’s neck and said:
“Give me your hand or I’m going to Tase you again.”
Ambler faintly exclaimed that he had congestive heart
failure. An officer then yelled: “Other hand. Give me your
hand.” As one officer instructed Ambler to lie “flat on [his]
stomach,” Ambler twice said, “I can’t breathe.”
The officers repeatedly told Ambler to stop resisting,
to which Ambler responded: “I am not resisting.” Using
his hands, Nissen then applied force to Ambler’s arms and
the back of his head, pushing it into the pavement. One of
the deputies exclaimed: “I think I just broke his finger.”
Another said “I am going to put my knee on this one to
control him. Let me know when you’re ready.” The officers
then handcuffed Ambler, who appeared limp. Less than
4a
Appendix A
thirty seconds later, the officers raised Ambler to a seated
position and checked for a pulse. They felt nothing. Ambler
was taken to a hospital where he was pronounced dead;
the medical examiner’s report stated that his manner of
death was homicide.
Ambler’s family filed suit in federal district court
against Williamson County, the City of Austin Texas,
and several defendants, including Nissen.1 According to
the family, Nissen violated Ambler’s constitutional rights
by using excessive force and failing to intervene in the
altercation that allegedly cost Ambler his life. The district
court denied Nissen’s motion for summary judgment,
finding that Nissen could not avail himself of qualified
immunity. 2 Nissen now appeals that ruling.
II
We typically lack jurisdiction over non-final district
court orders, although a few exceptions exist. Numbered
1. Several defendants had been dismissed prior to Nissen’s
motion for summary judgment. Plaintiffs also alleged that the City
of Austin failed to provide Ambler reasonable accommodations, in
violation of Title II of the ADA, and is liable for Nissen’s Fourth
Amendment violation under Monell v. Dep’t of Soc. Servs. of City
of New York, 436 U.S. 658, 98 S. Ct. 2018, 56 L. Ed. 2d 611 (1978).
Neither theory is relevant to this appeal. The district court dismissed
the deliberate indifference claim, and the arguments against the
City are not implicated in this appeal.
2. The factual findings and legal conclusions were outlined
in a report and recommendation issued by the Magistrate Judge.
Because the district court adopted the ruling, we refer to the opinion
throughout as the “district court’s ruling.”
5a
Appendix A
among them, we may review interlocutory denials of
summary judgment on qualified immunity. But that
review is confined: We have jurisdiction to consider such
appeals only if they “turn[] on an issue of law.” Curran
v. Aleshire, 800 F.3d 656, 660 (5th Cir. 2015) (quoting
Kinney v. Weaver, 367 F.3d 337, 346 (5th Cir.2004) (en
banc)). 3 In other words, judging the genuineness of the
district court’s factual findings (i.e., whether they exist)
is off limits; determining whether those factual findings
have “legal significance” is fair game. Joseph ex. rel. Est.
of Joseph v. Bartlett, 981 F.3d 319, 331 (5th Cir. 2020)
(citation omitted). We review the latter issue de novo.
See, e.g., Flores v. City of Palacios, 381 F.3d 391, 394 (5th
Cir. 2004).
With those basics in mind, we must unfortunately
complicate matters further. Although the district court’s
factual findings are given near-complete deference, we
cannot disregard clear video footage when available: If
events in dispute are recorded, as they are here, we do not
accept any facts that are “blatantly contradicted by the
record” Scott, 550 U.S. at 380 (emphasis added); see also
Bros. v. Zoss, 837 F.3d 513, 517 (5th Cir. 2016) (Smith, J.)
(“The Supreme Court has created a narrow exception to
this jurisdictional limitation where the record blatantly
contradicts one party’s version of events.”). The summary
judgment standard otherwise remains the same: We
view all other facts “in the light most favorable to the
3. Because both qualified immunity issues involve questions of
law, we consider the merits of the disputes to the extent that they
are legally significant. See Argueta v. Jaradi, 86 F.4th 1084, 1088
(5th Cir. 2023).
6a
Appendix A
nonmoving party and draw all reasonable inferences in
its favor.” Deville v. Marcantel, 567 F.3d 156, 164 (5th Cir.
2009). A movant is entitled to a judgment as a matter of
law if they show “no genuine dispute as to any material
fact.” Fed. R. Civ. P. 56(a).
III
Plaintiffs’ complaint challenges Nissen’s allegedly
unconstitutional conduct under 42 U.S.C. § 1983, a statute
that holds state actors liable for depriving claimants of
their constitutional rights. In this case, Plaintiffs say
Nissen violated the Fourth Amendment, which protects
individuals from “unreasonable searches and seizures.”
U.S. Const. amend. IV. Plaintiffs contend that, by holding
Ambler’s body to the ground during a medical emergency,
Nissen used unreasonable force which was a contributing
cause of Ambler’s death.” Plaintiffs also contend that
Nissen should have protected Ambler from the other
officers’ unnecessary force. Nissen’s failure to do so,
Plaintiffs assert, means Nissen is equally liable for his
failure to intervene.
In response to Plaintiffs’ allegations, Nissen invokes
the doctrine of qualified immunity (“QI”), a defense
that shields government officials “from liability for civil
damages[.]” Harlow v. Fitzgerald, 457 U.S. 800, 818, 102
S. Ct. 2727, 73 L. Ed. 2d 396 (1982). Whether an official
is entitled to such a defense depends on the answers to
two distinct legal questions. See Ashcroft v. al-Kidd, 563
U.S. 731, 735, 131 S. Ct. 2074, 179 L. Ed. 2d 1149 (2011).
The first asks whether the official violated another’s
7a
Appendix A
constitutional rights; the other asks if the alleged violation
was “clearly established” when the misconduct occurred.
Id. The latter inquiry involves a review of legal authority
to see if caselaw has deemed similar police actions to be
illegal, thus putting state officials on “notice.” Id.
In this case, the district court denied QI based on an
inconclusive record and the presence of several factual
disputes. The issue presented for this appeal is whether
those disputes were “legally significant” and support the
district court’s holding. See Joseph, 981 F.3d at 331.
A
To resolve that issue, we begin with the constitutional
violation prong of the QI analysis. We accordingly consider
whether Nissen violated Ambler’s Fourth Amendment
right to be free from excessive force. Recovering under an
excessive force theory requires that Plaintiffs prove “(1)
an injury (2) which resulted directly and only from a use of
force that was clearly excessive, and (3) the excessiveness
of which was clearly unreasonable.” Ontiveros v. City
of Rosenberg, 564 F.3d 379, 382 (5th Cir. 2009) (quoting
Freeman v. Gore, 483 F.3d 404, 416 (5th Cir. 2007)). No one
disputes the first element—and for good reason. Ambler,
after all, suffered more than injuries; he died as officers
tried to arrest and detain him.
The crux of the parties’ dispute instead concerns the
force Nissen used to subdue Ambler and whether such
force was clearly excessive or unreasonable. Collapsing
these questions into a single inquiry, the district court
8a
Appendix A
found that Plaintiffs raised material fact issues about
whether the level of force Nissen used was appropriate
given the circumstances of the encounter. It reached
that conclusion after considering the “totality of the
circumstances” from the “perspective of a reasonable
officer on the scene” and the well-established Graham
factors, named after the Supreme Court case bearing the
same name. Graham v. Connor, 490 U.S. 386, 396, 109 S.
Ct. 1865, 104 L. Ed. 2d 443 (1989). We address the district
court’s reasoning and the parties’ arguments below.
1
One Graham factor relevant to the excessive force
inquiry considers the severity of the arrestee’s crime. Id.
In Nissen’s view, the district court’s Fourth Amendment
analysis deemphasized this issue and, by extension, key
portions of our precedent. Doing so, according to Nissen,
was reversible error. In making his argument, Nissen
points to our ruling in Salazar v. Molina, 37 F.4th 278 (5th
Cir. 2022), a case involving a suspect who, like Ambler,
led officers on a high-speed chase. The chase in Salazar
culminated in the subject stopping and exiting his vehicle,
and then lying on the ground, presumably in an act of
surrender. Id. at 280. Despite the suspect’s submission,
however, a sheriff’s deputy immediately tased him. The
arrestee later sued, alleging excessive force. Id. We
concluded that the arrestee’s claim was meritless, partly
because the suspect could have posed a serious safety
threat after dangerously evading capture. Id. at 282.
Nissen claims here that Ambler similarly posed
a serious threat of bodily injury after leading officers
9a
Appendix A
on a dangerous chase. And like the circumstances in
Salazar, Nissen asserts that any reasonable officer would
believe that Ambler was an ongoing threat until he was
restrained in handcuffs. Nissen accordingly contends that
he is entitled to judgment as matter of law on Plaintiffs’
excessive force claim. We hold a different view. For one
thing, the district court’s ruling did not undermine the
significance of the high-speed pursuit—nor could it, as
the state of Texas considers evading arrest via highspeed chase a felony, Tex. Penal Code § 38.04, and the
helicopter footage clearly shows Ambler weaving in and
out of traffic, jeopardizing the safety and wellbeing of
others, see Salazar, 37 F.4th at 281-82.
But, for another, the Fourth Amendment analysis
considers the facts and circumstances of each challenged
encounter. See Graham, 490 U.S. at 396. And although
some of Salazar’s factual details parallel Ambler’s initial
evasion, what happened after the pursuit in each case
is meaningfully distinct. Of particular note, the officers
in Salazar encountered the unrestrained suspect mere
seconds after the chase ended. Id. at 280. Such a timeframe
and scenario are unlike those at issue here: Nissen entered
the arrest scene nearly one minute after the chase. On
arrival, Nissen witnessed several officers surrounding
Ambler’s body with one officer pointing a taser to Ambler’s
neck. Distinguishing matters further, Ambler was gasping
as he presumably underwent a medical emergency, all the
while repeating “I have congestive heart failure,” and “I
can’t breathe.”
Relying on these distinctions, the district court
believed a separate Graham factor outweighed the
10a
Appendix A
severity of Ambler’s initial crime—that is, Ambler’s
immediate threat of danger. Graham, 490 U.S. at 396. The
court specifically held that the record raised a genuine
issue of “material fact as to whether a reasonable officer
would believe that [Ambler] . . . was subdued [or] an
immediate threat to safety when Nissen began helping
handcuff him.” The video footage does not blatantly
contradict that holding. Scott, 550 U.S. at 380. True
enough, Ambler engaged in dangerous behavior before
his arrest. Even still, based on the district court’s factual
findings, a reasonable jury could conclude that Ambler
lacked a means to evade custody when Nissen entered the
scene. See Joseph, 981 F.3d at 335 (“If the suspect lacks
any means of evading custody—for example, by being
pinned to the ground by multiple police officers—force is
not justified.”). A reasonable jury could therefore conclude
that Ambler posed little or no threat to Nissen or others
during the arrest. See id. The fact issues identified by
the district court in this context were therefore material
to Plaintiffs’ Fourth Amendment claim. And we lack
jurisdiction to consider anything more. See id. at 331.
2
Another Graham factor relevant to the excessive
force inquiry is whether Ambler was resisting or evading
arrest by flight. Graham, 490 U.S. at 396. According to
Nissen’s testimony, he was unaware whether Ambler had
been compliant before coming to the scene. But Nissen
said that, after he arrived, it was “clear” that Ambler
was not complying with commands; he was “physically
resisting [Nissen’s] efforts to place his hands behind his
back.” Plaintiffs view the facts differently. They contend
11a
Appendix A
that Ambler was not resisting but instead “instinctively
putting one arm on the ground to try to breathe.” For
its part, the district court held that the videos did “not
provide the clarity necessary to resolve the factual dispute
presented by the parties’ conflicting accounts.”
On appeal, Nissen contests the district court’s
characterization, reasoning that any reasonable officer
would have believed Ambler was resisting authority.
Although Ambler alerted the officers about his inability to
breathe, Nissen says he need not have credited “Ambler’s
statements that he was having a medical emergency.”
Nissen again references Ambler’s choice to evade arrest
by vehicle, explaining that an officer could have reasonably
been concerned about the sincerity of Ambler’s appeals.
“When a suspect has put officers and bystanders in harm’s
way,” Nissen stresses, “it is reasonable for officers to
question whether the now-cornered suspect’s purported
surrender is a ploy.” See Salazar, 37 F.4th at 282.
Applying such reasoning without context, however,
would undermine the fact-specific nature of the excessive
force analysis. After all, a criminal’s choice to engage in
unreasonable behavior does not give officer license to do
the same. To the contrary, an officer must use a “justifiable
level of force in light of the continuing threat of harm
that a reasonable officer could perceive.” Id. at 283. And
in this case, “the issue of whether reasonable officers in
this situation would have credited the warnings from
[Ambler] . . . is a factual question that must be decided by
a jury.” Darden v. City of Fort Worth, 880 F.3d 722, 730
(5th Cir. 2018).
12a
Appendix A
None of that means that Nissen acted unreasonably
as a matter of law. Perhaps Ambler was indeed refusing
to submit to the officers by pulling his body away from
the ground, and perhaps Nissen responded in a reasonable
manner. But viewing the evidence in Plaintiffs’ favor as we
must, however, it is just as believable that their allegations
are correct, and Ambler was in a struggle for his life.
In either case, such a dispute is reserved for a jury, not
summary judgment. Fed. R. Civ. P. 56(a) (stating that
a “court shall grant summary judgment if the movant
shows that there is no genuine dispute as to any material
fact.”). Because the court correctly considered the legal
significance of the factual disputes, we end our inquiry on
this issue here. See Joseph, 981 F.3d at 331.
B
To supplement their Fourth Amendment allegations,
Plaintiffs next contend that Nissen’s use of restraint was
an application of deadly force. Such a theory “is treated as
a special subset of excessive force claims.” Aguirre v. City
of San Antonio, 995 F.3d 395, 412 (5th Cir. 2021). And like
the excessive force analysis above, this particular inquiry
still calls for an objective reasonableness standard, see
Scott, 550 U.S. at 382-83, even though the analysis includes
an added layer: Analyzing the validity of a deadly force
allegation involves a two-pronged test. The first part asks
“whether the force used constituted deadly force”; the
second considers “whether the subject posed a threat of
serious harm justifying the use of deadly force.” Timpa v.
Dillard, 20 F.4th 1020, 1028 (5th Cir. 2021). Applying both
prongs to the facts here, the district court denied Nissen
13a
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summary judgment. On appeal, Nissen contends that the
district court’s holding was in error and contradicted by
video evidence.
Nissen focuses his challenge on the first prong of
the analysis—whether the force used was deadly. Even
though he concedes that deadly force was unwarranted
in Ambler’s case, he nevertheless avers that the force he
applied was not deadly to begin with. In Nissen’s telling,
he was using “minimal force” or “soft hand force” to place
Ambler into handcuffs. That Ambler died because of such
minimal restraint was merely accidental and mainly the
result of Ambler’s poor health. Nissen reasons that it was
unforeseeable that applying “soft hand force” would result
in an injury, let alone death. In support of this argument,
Nissen points to video footage that he argues “conclusively
shows that no officer was using deadly force to try and kill
Ambler.”4 As the video depicts, Nissen restrained Ambler
for 90 seconds. Compared with other deadly force cases,
Nissen explains that such a period was minuscule. Indeed,
two similar cases the district court referenced involved
officers who restrained decedents for at least five minutes.
See, e.g., Aguirre, 995 F.3d at 413 (five minutes); Timpa,
20 F.4th at 1028 (fourteen minutes).
Nissen believes that no reasonable officer would have
known that using force on Ambler for such a brief period
would lead to his death. He contends that any conclusion
otherwise would essentially require denying QI in all
4. We note that the test isn’t whether an officer was trying to
kill Ambler, but whether the force is deadly—that is, could have
killed him. See Scott, 550 U.S. at 381.
14a
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cases involving an accidental death. Such a result, in
Nissen’s telling, would trade the Fourth Amendment’s
general reasonableness standard for an outcome-oriented
one that contravenes Supreme Court authority. See Scott,
550 U.S. at 383. (“Whether or not [the officer’s] actions
constituted application of ‘deadly force,’ all that matters
is whether [the officer’s] actions were reasonable.”).
At least in this case, however, Nissen’s fears are
unfounded. As a threshold matter, whether a use of force
is “deadly” is a question of fact. Flores, 381 F.3d at 399
(“We lack jurisdiction to review the district court’s factual
finding that [the officer] used deadly force.”). The question
is whether a jury could find that the use of force “carr[ied]
with it a substantial risk of causing death or serious bodily
harm.” Timpa, 20 F.4th at 1032 (quoting Gutierrez v. City
of San Antonio, 139 F.3d 441, 446 (5th Cir. 1998)). And the
district court here identified specific material fact issues
precluding summary judgment. For example, it considered
the recorded footage of the encounter. As noted, the video
shows an obese Ambler stating: “I have congestive heart
failure” and twice exclaiming “I can’t breathe.” Nissen
himself even acknowledged that one “obvious pitfall[] of
[a suspect lying face down] is, you know . . . people could
be at risk for positional asphyxiation.”
The district court also considered expert reports.
The medical examiner who performed Ambler’s autopsy
determined that Ambler’s death was a homicide and
found that it was caused by “congestive heart failure and
cardiovascular disease associated with morbid obesity in
combination with forcible restraint.” Plaintiffs’ medical
expert further opined that Ambler died from “a vicious
15a
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cycle of respiratory distress from hypertensive crisis and
worsening heart failure pushed to physiological extremes
by subsequent tasing and forcible restraint.”
And while Nissen’s maneuver on a healthy plaintiff
may have resulted in no injury at all, it is well established
that state actors who unlawfully use excessive force take
their victims as they find them. Darden, 880 F.3d at 728.
Although that standard does not make minimal force
excessive when used on an eggshell plaintiff, a claimant
may nevertheless prevail on an excessive force claim
if a reasonable officer would be aware of a preexisting
health issue and then aggravates it. See Windham v.
Harris Cnty., 875 F.3d 229, 242 (5th Cir. 2017) (“Our law
is clear that the second [excessive force] prong does not
‘preclude [] recovery for aggravation of preexisting injury
caused by the use of excessive force.’”) (second alteration
in the original). In this case, the court identified enough
evidence to conclude that a reasonable officer could have
been aware of Ambler’s health issues giving his obvious
size and pleas for air. See, e.g., Timpa, 20 F.4th at 1033
(holding that reasonable jury could find “use of a prone
restraint with bodyweight force on an individual with
three apparent risk factors—obesity, physical exhaustion,
and excited delirium—’created a substantial risk of death
or serious bodily injury.’” (quoting Gutierrez, 139 F.3d at
446)). This was so even if Nissen applied force for a mere
ninety seconds.
Perhaps Nissen heard Ambler’s cries. Perhaps he
did not. And perhaps Nissen’s use of force, in his mind,
was minimal given the context. But the issues here do
not turn on Nissen’s subjective appraisals; the relevant
16a
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inquiry is whether a “reasonable officer” would consider
applying Nissen’s level of force in the same situation. See
Graham, 490 U.S. at 396. The district court acknowledged
this reality and, to that end, did not legally err as a result.
If anything, the district court’s holding demonstrates
precisely why these Fourth Amendment cases are fact
intensive: Not all plaintiffs are the same, and harmless
force in one situation could be deadly force in another.
While Nissen would have us disregard the context of
his encounter with Ambler, doing so would trade nuance
for willful blindness. And contrary to his view, such an
approach is incompatible with the Fourth Amendment
reasonableness standard. See Graham, 490 U.S. at 396
(“Because ‘the test of reasonableness under the Fourth
Amendment is not capable of precise definition or
mechanical application,’ however, its proper application
requires careful attention to the facts and circumstances
of each particular case[.]”) (citation omitted) (quoting Bell
v. Wolfish, 441 U.S. 520, 559, 99 S. Ct. 1861, 60 L. Ed. 2d
447 (1979))).
In sum, the district court’s factual findings regarding a
Fourth Amendment violation support its legal conclusions.
We lack jurisdiction to “second guess” anything more. See
Joseph, 981 F.3d at 331.
IV
Excessive force aside, Plaintiffs’ other basis for
establishing § 1983 liability stems from Nissen’s alleged
failure to intervene. According to Plaintiffs, Nissen
is liable under this theory because he was “present at
17a
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the scene and [did] not take reasonable measures to
protect a suspect from another officer’s use of excessive
force.” Hale v. Townley, 45 F.3d 914, 919 (5th Cir. 1995).
Section 1983 claimants may succeed on these “bystander
liability” claims when the officer “(1) knows that a fellow
officer is violating an individual’s constitutional rights;
(2) has a reasonable opportunity to prevent the harm;
and (3) chooses not to act.” Whitley v. Hanna, 726
F.3d 631, 330 (5th Cir. 2013) (cleaned up). In resolving
whether a bystander liability claim is viable, courts also
consider whether an officer “acquiesce[d] in” the alleged
constitutional violation. See Hale, 45 F.3d at 919.
When addressing Plaintiffs’ allegations here, the
district court identified a genuine dispute of material
fact as to whether Nissen failed to reasonably intervene.
Relying on video evidence and testimony, the court found
that Nissen helped with the arrest after he cleared
Ambler’s vehicle. It further pointed to evidence showing
that Nissen heard Ambler say he had congestive heart
failure and repeatedly say he could not breathe. Based
on Nissen’s proximity and the duration of force, the court
concluded that a reasonable jury could find that Nissen
had an opportunity to intervene. Nissen disagrees.
As a threshold issue, Nissen stresses that he cannot be
liable for the force other officers used outside his presence.
As for the force they used after he arrived, Nissen claims
it was insignificant. He argues that videos reveal that
he saw Ambler tased only once by the deputies—and
this occurred as they tried rolling Ambler back onto
his stomach after Ambler had “effectively resisted all
18a
Appendix A
three officers.” In Nissen’s telling, it was impossible for
him to know how Ambler acted between the time the
crash occurred and his arrival on the scene. As a policy
matter, Nissen contends that courts should give leeway
to late-arriving officers because they must make splitsecond assumptions based on incomplete information.
See Chivers v. Reaves, No. 1:13-CV-00171, 2017 U.S. Dist.
LEXIS 159397, 2017 WL 4296726, at *27 (D. Utah Sept.
26, 2017) (holding that “[i]t [was] plain that a reasonably
prudent officer arriving on scene with limited information
would be justified in assuming that . . . [a plaintiff] [was
a] potential threat[].”).
While it might be true that Nissen’s actions were
reasonable, the video evidence here does not blatantly
contradict Plaintiffs’ version of events or the district
court’s findings. Plaintiffs allege that Nissen had every
reasonable opportunity to mitigate and stop the use
of force once he arrived at the active arrest. After all,
Plaintiffs note, Nissen had at least two minutes when he
was within arm’s reach to realize that Ambler was not
resisting and posed no threat. Based on the video footage,
Plaintiffs say Nissen was in earshot of Ambler to hear his
breathing and pleas for help. Nissen was also present as
the deputies tased Ambler at least once. It is true that
Nissen’s expert report explained that the other officer’s
taser was set to a mode that “does not penetrate deeply
enough to affect any human muscles or organs.” But as
the district court found, Plaintiffs’ expert concluded that
Ambler died from “a vicious cycle of respiratory distress
from hypertensive crisis and worsening heart failure
pushed to physiological extremes by subsequent tasing
and forcible restraint.”
19a
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Given those contradicting facts, the court held that
a jury could reasonably determine that Nissen had an
opportunity to stop the excessive force but failed to do
so. We agree that the factual disputes the district court
identified are material. Ambler’s pleas for help, coupled
with his arguably obvious medical distress, may have
alerted a reasonable officer to intervene in the ordeal
to stop the tasing and continued use of force. See, e.g.,
Carroll v. Ellington, 800 F.3d 154, 178 (5th Cir. 2015)
(affirming denial of summary judgment when it was
disputed whether officer was present for taser strikes of
restrained individual). We have no authority to engage
Nissen’s arguments further on this claim because they
turn on factual disputes alone.
V
Our analysis does not end after a plaintiff clears QI’s
first hurdle. As noted above, plaintiffs must also meet the
“clearly established” prong to avoid summary judgment.
Doing so requires them to point to a case where an official,
faced with similar circumstances as the defendant, was
held to have violated the Constitution. White v. Pauly,
580 U.S. 73, 79, 137 S. Ct. 548, 196 L. Ed. 2d 463 (2017).
Although the law can be clearly established “despite
notable factual distinctions between the precedents relied
on and the cases then before the Court,” Hope v. Pelzer,
536 U.S. 730, 740, 122 S. Ct. 2508, 153 L. Ed. 2d 666
(2002), relying on generalized principles is not enough: The
pertinent decisions must give “reasonable warning that
the conduct then at issue violated constitutional rights”
White, 580 U.S. at 79.
20a
Appendix A
A
We first address excessive force. Citing Darden
v. City of Fort Worth, 880 F.3d at 733-34, the district
court held that Nissen violated clearly established
law. In Darden, officers performed a no-knock raid to
execute a narcotics warrant inside a residence. During
his subsequent arrest, arrestee Darden was thrown to
the ground, tased, choked, and punched. He was “obese”
and died from a “heart attack” during the encounter. Id.
at 725. Throughout Darden’s arrest “other people in the
residence were repeatedly yelling that Darden could not
breathe.” Id. at 726. A unanimous panel of this court held
it clearly established that “the degree of force an officer
can reasonably employ is reduced when an arrestee is not
actively resisting.” Id. at 733 (collecting cases). Because
Darden was issued years before the relevant encounter
here, the district court held that it applied to this case;
Nissen, according to the district court, was therefore on
notice that it was unlawful to use excessive force against a
person who was on the ground, not resisting, and possibly
unable to breathe.
Nissen disputes that holding, arguing that the district
court’s rehashing of Darden “glossed” over the relevant
facts without considering the relevant distinctions. Most
importantly, Nissen explains, the Darden court held that
the force used on an arrestee was excessive partly because
he “was not suspected of committing a violent offense.” Id.
at 729 (citation omitted). That issue alone, Nissen thinks,
makes Darden counterfactual to the case here. Indeed,
Nissen argues that Ambler was suspected of committing a
21a
Appendix A
crime that revealed an abject intention to endanger others
and escape at all costs.
In making his argument, however, Nissen seems to
suggest that Ambler continued fleeing throughout the
encounter, despite the clear video evidence suggesting
otherwise. To be sure, “where a suspect initially resists,
force must be reduced once he has been subdued.” Bagley
v. Guillen, 90 F.4th 799, 803-04 (5th Cir. 2024) (internal
quotation marks, alteration, and citation omitted). As
explained above, there is a fact dispute about whether
Ambler was subdued when Nissen arrived on the scene.
If Ambler was indeed compliant and not resisting
arrest, then the continued use of force, particularly after
Ambler said he had congestive heart failure and could
not breathe, necessarily would be excessive. See id.; see
also Timpa, 20 F.4th at 1038 (determining that law in
2016 clearly established that if plaintiff was “subdued and
nonthreatening by nine minutes into the restraint, then
the continued use of force for five additional minutes was
necessarily excessive”). To that end, such a circumstance
would, as the district court found, parallel Darden. On
that basis, the district court did not commit legal error.
B
Turning last to Plaintiffs’ § 1983 bystander claim on
QI’s second prong, the district court held that an officer
violates clearly established law in excessive force cases
if the officer “knew a constitutional violation was taking
place and had a reasonable opportunity to prevent the
harm.” Hamilton v. Kindred, 845 F.3d 659, 663 (5th Cir.
22a
Appendix A
2017). In this context, the district court concluded that
tasing someone who is subdued and does not pose a threat
can constitute excessive force. See Ramirez v. Martinez,
716 F.3d 369, 379 (5th Cir. 2013); Newman v. Guedry, 703
F.3d 757, 764 (5th Cir. 2012).
On appeal, Nissen again points to Ambler’s decision
to flee from police by motor vehicle. He contends that no
clearly established case put Officer Nissen on notice that
the deputies—in subjecting Ambler to a taser and prone
restraint after a high-speed chase—violated Ambler’s
constitutional rights. But, again, the district court
identified a fact dispute about whether Ambler was visibly
undergoing a medical emergency when Nissen arrived at
the active arrest. It also found a dispute about whether
Nissen had time to decide that force was not necessary
and try to stop it. See Hamilton, 845 F.3d at 663. If
Plaintiffs’ view of the encounter prevails at trial, Nissen
had fair notice that participating in another officers’ use
of excessive force gives rise to liability. See, e.g., Carroll,
800 F.3d at 178 (affirming denial of summary judgment
where it was disputed whether officer was present for
taser strikes of restrained individual); Timpa, 20 F.4th at
1039 (holding that it was clearly established in 2016 that
officers who stood “mere feet away” from plaintiff during
fourteen-minute restraint were subject to bystander
liability). The district court did not legally err in reaching
that conclusion.
One final point bears mentioning. In reaching our
conclusion today, we deferred to the district court’s sound
identification of genuine factual disputes and reserved
23a
Appendix A
the weighing of evidence for the jury’s capable hands. In
doing so, we have not only allowed the district court space
to do its job, but we have given jurors the space to do
theirs. See Joseph, 981 F.3d at 331. So, for all the dissent’s
inflammatory rhetoric, it makes at least one salient point:
The majority’s ruling indeed “serves . . . this plaintiff.” See
post, at 15. Absent from the dissent’s observation, however,
is the value our decision offers this defendant. A restrained
judiciary, after all, benefits all parties in equal measure. In
the dissent’s view, our decision today in this interlocutory
appeal will lead to an endless parade of horribles. But to
the extent the dissent’s concerns are valid, it should direct
its criticisms at the Federal Rules of Civil Procedure, see
Fed. R. Civ. P. 56(a), or Supreme Court authority, Mitchell
v. Forsyth, 472 U.S. 511, 530, 105 S. Ct. 2806, 86 L. Ed. 2d
411 (1985), not this opinion. See also Anderson v. Liberty
Lobby, Inc., 477 U.S. 242, 249, 106 S. Ct. 2505, 91 L. Ed. 2d
202 (1986) (“[T]he judge’s function is not himself to weigh
the evidence and determine the truth of the matter but
to determine whether there is a genuine issue for trial.”).
VI
As outlined above, Nissen fails to raise pure legal
issues and instead challenges the district court’s factual
findings. Nissen has therefore failed to invoke this court’s
limited interlocutory jurisdiction and this appeal is
accordingly DISMISSED. This case is REMANDED for
further proceedings.
24a
Appendix A
Jerry E. Smith , Circuit Judge, dissenting:
The majority, albeit with the most wholesome of
intentions, preaches that qualified immunity is “a defense
that shields state officials from being held accountable for
their misconduct.” Op. at 5 (citation omitted). Given that
opening, what follows is no surprise.
In the wake of a high-speed chase involving three
crashes and triple digit speeds, Officer Michael Nissen
used a modicum of force to restrain Javier Ambler. Nissen
spent about a minute controlling Ambler’s hand—without
touching any other part of his body—and then no more
than 20 seconds applying pressure to Ambler’s upper back
and head. That is hardly anything out of the ordinary,
especially in the immediate aftermath of Ambler’s
extended and reckless flight from justice that endangered
the public, the officers, and Ambler himself. Indeed, that
is precisely the type of controlled and measured response
we expect from police reacting to a manifestly dangerous
suspect. Tragically, in part because of an imperceptible
medical condition, Ambler died during the arrest as a
result of the restraint.
Qualified immunity exists for just this sort of a
case. A police officer made an appropriate, split-second
judgment about reasonable force in light of the gravity of
the situation and is now tied up in a federal lawsuit, facing
possible civil damages, because of it. Yet the majority
jettisons QI for officers who do just that.
Because the majority makes it impossible for officers
to receive qualified immunity in cases of accidental death,
25a
Appendix A
no matter how reasonable their use of force was in context,
I respectfully dissent.
I.
Some of the major ity ’s er rors stem from its
misconception of the appropriate standard of review. It
avers that “judging the genuineness of the district court’s
factual findings (i.e., whether they exist) is off limits.” Op.
at 4 (citation omitted). Yet, though some judges, in error,
have suggested that we are forbidden to do so,1 “we are
permitted to review genuineness where, as here, video
evidence is available.” Argueta v. Jaradi, 86 F.4th 1084,
1088 (5th Cir. 2023) (citations omitted). There are multiple,
clear videos of what happened. Therefore, reviewing the
district court’s determinations of genuineness is not off
the table.
II.
One might charitably express a narrow version of what
the majority advances as follows:
Ambler died. Deadly force is a question of fact.
There is no question that if Nissen had walked
up and shot Ambler in the head he would be
liable. So deadly force is obviously material.
Ergo, we deny QI.
The practical problem is two-fold. First, the majority
essentially eliminates qualified immunity in cases of
1. See Argueta v. Jaradi, 94 F.4th 475, 476-81 (5th Cir. 2024)
(Douglas, J., dissenting from denial of rehearing en banc).
26a
Appendix A
accidental death, almost all of which are situations where
deadly force is not warranted. If it were warranted, they
would likely not be accidental. That means “whether force
is deadly” will almost always be material in accidentaldeath cases. Since deadliness is a fact question, a defendant
will never get QI.
That is error. If we accept the basic rationale behind
qualified immunity, this sort of an accidental-death case is
squarely within its heartland. But instead, the majority’s
rationale categorically eliminates QI from this set of cases.
Second, the majority’s reasoning creates a perverse
incentive for police to use deadly force when it is justified,
even if the situation can be deescalated. This case is the
perfect example: To avoid liability, Nissen should have shot
Ambler during the chase (when deadly force was more
likely justified to protect the public). In the majority’s
view, waiting and trying to defuse the situation with
minimum force increased, counterintuitively, Nissen’s risk
of liability. That is an odd result, indeed.
Obviously, we are not policymakers, so none of
the above matters on its own accord. I offer it only to
demonstrate the grave consequences of the majority’s
legal error.
II.
And what a legal error! Nissen should receive qualified
immunity from both claims at both prongs of the standard
QI analysis.
27a
Appendix A
A.
Nissen did not use constitutionally excessive force.
1.
In excessive-force claims, the reasonableness of
an officer’s conduct depends on the “facts and
circumstances of each particular case, including
[1] the severity of the crime at issue, [2] whether
the suspect poses an immediate threat to the
safety of the officers or others, and [3] whether
he is actively resisting arrest or attempting to
evade arrest by flight.”
Cooper v. Brown, 844 F.3d 517, 522 (5th Cir. 2016) (quoting
Graham v. Connor, 490 U.S. 386, 396, 109 S. Ct. 1865, 104
L. Ed. 2d 443 (1989)). These are the so-called Graham
factors, each of which supports Nissen’s use of force
against Ambler.
The majority agrees that the first Graham factor
supports Nissen. It rightly notes that “the state of Texas
considers evading arrest via high-speed chase a felony,
Tex. Penal Code § 38.04, and the helicopter footage
clearly shows Ambler weaving in and out of traffic,
jeopardizing the safety and wellbeing of others.” Op. at
7 (citation omitted). The majority wrongly emphasizes
the district court’s weighing of the factors. “[T]he
ultimate determination of Fourth Amendment objective
reasonableness is a question of law.” White v. Balderama,
153 F.3d 237, 241 (5th Cir. 1998) (per curiam) (citation
28a
Appendix A
omitted). Therefore, we may freely weigh the first Graham
factor in favor of Nissen.
The majority does not grapple with the degree to which
this factor supports Nissen’s use of force. Undeterred
by multiple crashes, Ambler continued to flee at tripledigit speed through residential neighborhoods—gravely
endangering many innocent lives to evade a routine traffic
stop. This weighs strongly in favor of Nissen.
2.
On to the second Graham factor, “whether the suspect
poses an immediate threat to the safety of the officers or
others.” Graham, 490 U.S. at 396. The majority suggests
that there is a genuine dispute of material fact “whether
a reasonable officer would believe that [Ambler] . . . was
subdued [or] an immediate threat to safety when Nissen
began helping handcuff him.” Op. at 8 (citation omitted).
But this factor—which may or may not be the most
important in this context2 —”is a question of law left to the
court.” Argueta, 86 F.4th at 1092. And with the benefit of
two videos of Ambler’s arrest, this factor readily resolves
in favor of Nissen.
There are several reasons why a reasonable officer
in Nissen’s position might act as he did. First, Ambler
2. ”[T]he second factor—whether there is an immediate threat
to safety—is generally the most important factor in determining the
objective reasonableness of an officer’s use of deadly force.” Baker v.
Coburn, 68 F.4th 240, 247-48 (5th Cir. 2023) (citation omitted). I will
address the argument that this was a use of deadly force.
29a
Appendix A
had just come from of a high-speed chase fleeing a traffic
stop for failure to dim his high beams. That suggests (1)
that Ambler had little to no regard for the lives of others,
(2) that Ambler had a demonstrated willingness to flee
the police at all costs, and (3) that maybe this was not
just about a minor traffic infraction. Maybe Ambler had
something else in the car that heightened his desire to
flee. Maybe he was mentally ill or on drugs. Each of these
is a meaningful possibility that a reasonable officer would
consider. Ambler’s flight alone makes this Graham factor
weigh in favor of Nissen.
But the flight was not the only fact known to Nissen
from which he could have reasonably inferred Ambler’s
dangerousness. Inter alia, Ambler—at 410 pounds—was a
very large individual, who was still unrestrained and feet
from an unsearched car, despite the efforts of multiple
other police officers who had deployed a taser. It boggles
the mind to think that a reasonable officer would not
perceive Ambler as a meaningful threat.
Resisting this conclusion, the majority attempts to
distinguish Salazar v. Molina, 37 F.4th 278 (5th Cir. 2022),
in which, after a considerably less dangerous chase,
Salazar abruptly stopped his vehicle. He quickly
got out, dropped to his knees next to the car,
and raised his hands. He then lay on the ground
with arms above his head and legs crossed. Five
seconds after stopping his car, Salazar was
lying prone on the ground.
30a
Appendix A
Id. at 280. Despite the clear surrender, the police tased
Salazar. Our court rejected Salazar’s excessive force
claim, holding that
when a suspect has put officers and bystanders
in harm’s way to try to evade capture, it is
reasonable for officers to question whether the
now-cornered suspect’s purported surrender is
a ploy. That’s especially true when a suspect is
unrestrained, in close proximity to the officers,
and potentially in possession of a weapon.
Id. at 282. Here, “[Ambler] ha[d] put officers and
bystanders in harm’s way to try to evade capture.” Id.
He was also “is unrestrained, in close proximity to the
officers, and potentially in possession of a weapon.” Id.3
The majority attempts to distance itself from Salazar:
“Distinguishing matters further, Ambler was gasping as
he presumably underwent a medical emergency, all the
while repeating ‘I have congestive heart failure,’ and ‘I
can’t breathe.’” Op. at 8 (emphasis added). But what the
majority labels a distinction is the central analogy. The
majority gets the presumption precisely backward. In the
3. I grant that whether Ambler was “potentially in possession
of a weapon” is the weakest point of comparison. But it is not
inconceivable, given Ambler’s size and proximity to the relatively
unsearched car. More importantly, this is just one of many factors
that heighten the already reasonable assumption that Ambler’s
actions were a ploy. That’s especially true when every single one
of the other facts mentioned in this holding from Salazar is on all
fours with this case.
31a
Appendix A
context of this sort of a chase, when a reasonable officer
hears Ambler’s pleas, he reasonably assumes “ploy,” not
“medical emergency.” See Salazar, 37 F.4th at 282. Or,
at the very least, he is reasonably entitled to make that
presumption.4
The majority fixates on one other aspect of Ambler’s
situation, that “a reasonable jury could conclude that
Ambler lacked a means to evade custody when Nissen
entered the scene.” Op. at 8 (citation omitted). This falls
properly under the third Graham factor, “whether he is
actively resisting arrest or attempting to evade arrest by
flight,” 490 U.S. at 396, so I will address it there.
But factor two—”whether the suspect poses an
immediate threat to the safety of the officers or others,”
id.—unambiguously favors Nissen.
3.
Thus far, we are faced with an unrestrained suspect
who poses a substantial threat to officers in the wake of a
serious crime indicating a very low regard for human life.
4. The majority also points to Nissen’s comparatively late
arrival, though it admits the difference between the cases is
measured in mere seconds. The majority does not explain why time of
arrival—especially when still so close to the initial contact—matters
in applying the Salazar presumption. The Salazar presumption is
that somebody who is willing to flee at great cost to others might
also be willing to lie to officers to get out of a tricky spot. Why
that has anything do with a difference in arrival times escapes my
imagination.
32a
Appendix A
Those factors alone justify Nissen’s light-touch application
of force to Ambler.
The final Graham factor is “whether he is actively
resisting arrest or attempting to evade arrest by flight.”
Id. (emphasis added). I agree with the majority that any
attempt by Ambler to flee the scene would have likely
failed. 5 But the third Graham factor includes “actively
resisting arrest.” Id. And it’s hard to characterize
Ambler’s actions as anything other than that. Two
minutes and fifteen seconds pass between the time the
first officer makes physical contact with Ambler and
the time the handcuffs click. In those two-plus minutes,
Ambler ignored command after command, continuously
and rather obviously providing physical resistance to the
multiple officers trying to cuff him. It does not get more
clear-cut than that.
Yet the majority proffers two objections to the clarity
of this situation. First, the majority concludes that “a
reasonable jury could conclude that Ambler lacked a means
to evade custody when Nissen entered the scene.” Op. at
8 (citation omitted). Its best authority for the relevance of
that conclusion is an absurdly overbroad reading of Joseph
v. Bartlett, 981 F.3d 319, 335 (5th Cir. 2020).
Joseph held that “[i]f the suspect lacks any means of
evading custody—for example, by being pinned to the
ground by multiple police officers—force is not justified.”
Id. The only way that might matter in this case is if one
5. Though this is only because of multiple officers’ applying to
Ambler the precise sort of force that the majority finds objectionable.
33a
Appendix A
reads the court to be imposing a categorical bar on the
use of any force when a suspect is on the ground. But that
is quite clearly not what Joseph stands for.
First, the language immediately before this passage
makes it plain that subduing a suspect means that officers
must reduce but not necessarily cease force. Second, it
conditions that reduction in force to require the actual
subduing of the suspect. And Ambler was far from
subdued. That differs significantly from the situation in
Joseph.6 And third, even if Nissen’s toes edged beyond the
boundary set forth in Joseph, we don’t jettison the other
Graham factors—which obviously and strongly support
a robust use of force in this case.7
6. In Joseph, a schizophrenic man who had been seen standing
by a middle school jumped behind a convenience store counter while
avoiding the police. He promptly crumpled into the fetal position.
Then, “Officer Martin, weighing 300 pounds, immediately placed his
full weight onto Joseph, who was still lying on the floor with his legs
bent toward his chest.” 981 F.3d at 326. And the use of force continued
for some time, including “deploy[ing] [a] taser for eleven seconds,”
“jabb[ing] [a baton] downward, striking Joseph at least twice with
the pointed end,” tasing for another three seconds, “kick[ing] Joseph
twelve to thirteen times while holding onto the counter,” “punching
Joseph in the head three times,” “drag[ging] Joseph toward [a] wider
area,” then “punch[ing] Joseph in the face [another] three times,”
and closing out the “scrum” with “punch[ing] Joseph in the head
[yet another] six times.” Id. at 326-27. Read in context, the court
was concerned about the timing of all this in relation to the initial
pinning. See id. at 335.
7. Especially relative to Joseph—in which the police used
significantly more force against a significantly less dangerous person
because of a far less serious offense. See supra note 5.
34a
Appendix A
Second, the majority attempts to distinguish Salazar
by appealing to “the fact specific nature of the excessive
force analysis.” Op. at 9. Beyond this vague handwringing,
we get very little. Presumably, the majority means to
impute its attempt to distinguish Salazar under the second
Graham factor here. But that distinction proves the
central analogy between the cases on the third factor, just
as it does on the second factor. Indeed, the third Graham
factor also implicates reasonable concerns about the
genuineness of a surrender. See Salazar, 37 F.4th at 284.
Because Nissen could reasonably doubt the genuineness
of Ambler’s pleas, he could reasonably interpret Ambler’s
attempts to move away from officers as resistance rather
than as “a struggle for his life.” Op. at 10. 8
Because all three Graham factors support Nissen,
Ambler’s excessive-force claim fails on the first prong of
qualified immunity.
4.
The majority separately treats plaintiffs’ claims of
deadly force. That methodology is error as a matter of
law. Though “[c]laims that law enforcement unreasonably
utilized deadly force are treated as a special subset of
excessive force claims,” Aguirre v. City of San Antonio,
995 F.3d 395, 412 (5th Cir. 2021), the constitutional inquiry
is still governed by the Graham factors.9
8. And that’s assuming Ambler’s actions were ambiguous. But
they were not.
9. All that changes is which factors are emphasized. “When an
officer uses deadly force, the second Graham factor is generally the
most important.” Singleton v. Casanova, No. 22-50327, 2024 U.S.
35a
Appendix A
The majority relied on the important decision in
Tennessee v. Garner, 471 U.S. 1, 3, 105 S. Ct. 1694, 85
L. Ed. 2d 1 (1985), to obscure the relevant analysis. In
particular, the majority reads Garner to establish some
sort of threshold inquiry in deadly-force cases: “Deadly
force is objectively unreasonable ‘unless it is necessary to
prevent [a suspect’s] escape and the officer has probable
cause to believe that the suspect poses a significant threat
of death or serious physical injury to the officer or others.’”
Op. at 10 (quoting Garner, 471 U.S. at 3). That is error
twice over.
First, the Supreme Court has flatly rejected this
errant reading of Garner. See Scott v. Harris, 550
U.S. 372, 382, 127 S. Ct. 1769, 167 L. Ed. 2d 686 (2007).
Indeed, “Garner did not establish a magical on/off switch
that triggers rigid preconditions whenever an officer’s
actions constitute ‘deadly force.’” Id. Instead, “Whether
or not [Nissen]’s actions constituted application of ‘deadly
force,’ all that matters is whether [Nissen]’s actions
were reasonable.” Id. at 383. Having already applied the
Graham factors and found that each one favors Nissen,
that ends our inquiry.
Second, the majority curiously recontextualizes
Garner’s language to untether it from Garner’s very
different set of facts. In full, the passage from Garner
reads,
This case requires us to deter mine the
constitutionality of the use of deadly force to
App. LEXIS 14073, 2024 WL 2891900, at *31 n.17 (5th Cir. June 10,
2024) (unpublished) (citation and internal quotation marks omitted).
36a
Appendix A
prevent the escape of an apparently unarmed
suspected felon. We conclude that such force
may not be used unless it is necessary to prevent
the escape and the officer has probable cause
to believe that the suspect poses a significant
threat of death or serious physical injury to the
officer or others.
Garner, 471 U.S. at 3 (emphasis added). The use of “such”
harkens back to the facts of that case, which involved
shooting a fleeing suspect with live rounds to prevent his
escape. See id. at 4. That sort of force that is very different
from what was present here, and consequently it calls for
a different sort of inquiry.
In short, none of the facts raised by the majority in
this section materially bears on whether Nissen’s actions
were reasonable in light of the Graham factors. Whether
Nissen heard Ambler does not matter because Nissen
could reasonably disregard Ambler’s complaints in the
context of his flight. Whether Nissen’s actions did or did
not in fact lead to Ambler’s death, as the medical examiner
suggested, doesn’t matter because it does not cast doubt
on the reasonableness of Nissen’s split-second decisions at
the time of the accident. Even Nissen’s admission about the
risks of the prone position in the abstract does not matter
because of the negligible amount of time Nissen forced
Ambler to be quasi-prone in this case. That such a position
“could be” dangerous to “some people” “depending on the
situation” is not enough to send this case to trial.10
10. In this way, the majority arbitrarily denies QI to officers
in another category of situations. As soon as a suspect goes prone,
37a
Appendix A
In Nissen’s words,
In this specific situation, Mr. Ambler’s size
was certainly a consideration that I had when
I was attempting to take him into custody, but
the other part of that, what they also teach us
at the Academy is that you have to weigh those
considerations against the situation that you are
facing. So in this situation, where I am assisting
trying to take an individual into custody who
just spent the last 20-or-so minutes driving
recklessly through the City of Austin, crashing
multiple times, I had to weigh the risk of not
taking him into custody quickly against what
possible health conditions he may or may not
have had.
Nissen’s testimony confirms what the video plainly
shows—that he acted reasonably.
B.
We should also extend qualified immunity because
the law is not clearly established. The majority only gets
to “clearly established” by stringing together several
cases—none of which contains all the major facts in this
case—at an inappropriately high level of generality. But
applying the appropriate level of generality is central to
this part of the QI inquiry:
for however long, if the suspect happens to die later, the case must
go to trial. That would be a bizarre result, but seemingly one that
the majority’s reasoning dictates.
38a
Appendix A
What clearly established means depends
largely upon the level of generality at which
the relevant legal rule is to be identified. An
official does not lose qualified immunity merely
because a certain right is clearly established
in the abstract. Officials should receive the
protection of qualified immunity unless the law
is clear in the more particularized sense that
reasonable officials should be on notice that
their conduct is unlawful.
Cantrell v. City of Murphy, 666 F.3d 911, 919-20 (5th Cir.
2012) (cleaned up). Recall the high bar required to deny
QI: “Qualified immunity is justified unless no reasonable
officer could have acted as Officer [Nissen] did here, or
every reasonable officer faced with the same facts would”
have acted differently. Mason v. Faul, 929 F.3d 762, 764
(5th Cir. 2019).
The law is not clearly established because there
is no case that is factually similar, even at a low level
of generality. The majority fails to identify a single
decision that found an excessive-force violation based
on (1) controlling a subject in the aftermath of a highoctane chase; (2) let alone an unhandcuffed subject in
the aftermath of a high-octane chase; (3) and a subject
who crashed and resumed his attempt at escape several
times; (4) and whose car had not yet been searched; (5)
and who was an exceedingly large individual (6) who’d
been able to avoid being handcuffed despite the efforts
of multiple able-bodied police officers. Keep in mind this
was all over a busted light. Ambler’s desperate attempt
39a
Appendix A
to escape suggests any number of additional facts that
justify Nissen’s actions.
The majority leans on Darden:
In Darden, officers performed a no-knock
raid to execute a narcotics warrant inside
a residence. During his subsequent arrest,
arrestee Darden was thrown to the ground,
tased, choked, and punched. He was obese and
died from a heart attack during the encounter.
Throughout Darden’s arrest other people in
the residence were repeatedly yelling that
Darden could not breathe. A unanimous panel
of this court held it clearly established that the
degree of force an officer can reasonably employ
is reduced when an arrestee is not actively
resisting. Because Darden was issued years
before the relevant encounter here, the district
court held that it applied to this case; Nissen,
according to the district court, was therefore
on notice that it was unlawful to use excessive
force against a person who was on the ground,
not resisting, and possibly unable to breathe.
Op. at 16-17 (cleaned up).
But the many differences from Darden are striking.
One is sufficient: Darden never attempted to escape the
police. Here’s how the court described the beginning of
that raid:
40a
Appendix A
When the police first arrived at the house, the
entry team broke down the front door with a
battering ram, yelled that they were police, and
ordered everyone to get down. A large man,
later identified as Darden, was kneeling on the
seat of a couch near the door when the officers
first entered, and he immediately raised his
hands in the air.
Darden v. City of Fort Worth, 880 F.3d 722, 725 (5th Cir.
2018). Darden made no effort to run at any point. That
stands in striking contrast to Ambler’s prolonged flight
with reckless disregard for the lives of others.
The majority pushes back by insisting that Nissen’s
argument depends on the premise that “Ambler continued
fleeing throughout the encounter, despite the clear video
evidence suggesting otherwise.” Op. at 17. Even were that
portrayal of facts correct, that misses the point: Ambler’s
immediately prior flight fundamentally changes the
analysis, particularly because he was not yet restrained.
That’s where Salazar comes in. Salazar stands for
the proposition that lack of restraint after an extended
attempt to escape justifies a heightened used of force. See
37 F.4th at 284. The majority faults the analogy to Salazar,
because unlike as in Salazar,
Nissen entered the ar rest scene nearly
one minute after the chase. On arrival,
Nissen witnessed several officers surrounding
Ambler’s body with one officer pointing a taser
41a
Appendix A
to Ambler’s neck. Distinguishing matters
further, Ambler was gasping as he presumably
underwent a medical emergency, all the while
repeating “I have congestive heart failure,” and
“I can’t breathe.”
Op. at 8. But these distinctions are not as extreme as the
majority makes them out to be.11 And, more importantly,
it tiptoes away from the relevant standard here. Salazar
creates enough ambiguity that the law is not clearly
established. At the time of the officers’ respective arrivals,
both subjects remained unrestrained. Sure, officers
were hovering over Ambler, but that hardly constitutes
restraint, given Ambler’s size, proximity to the unsearched
car, and demonstrated hostility to arrest.12
III.
For largely similar reasons, the failure-to-intervene
claim fails at both prongs of the analysis. Taser
deployment easily gets expanded leeway after a highspeed chase. See Salazar, 37 F.4th at 284. If the officers
11. For example, the gap between the arrival of the officers in
Salazar (eight seconds), 37 F.4th at 280, and Nissen here (“nearly
one minute”), is still a matter of seconds.
12. For what it’s worth, the chase here was also substantially
longer and more dangerous than that in Salazar (in which the
chase lasted 5 minutes and topped out at 70 mph). Id. So, even if
the treatment of the suspects between the cases were meaningfully
different, the discrepancy would be justified because officers could
reasonably believe that Ambler was considerably more dangerous
than Salazar.
42a
Appendix A
were not clearly committing a constitutional violation,
then Nissen cannot be faulted for failing to intervene.13
And Nissen gets even broader leniency because of his late
arrival.14 Neither the majority nor the briefing serves up a
case that overcomes the doubt raised by Salazar as to the
law in these circumstances. Indeed, neither Ramirez v.
Martinez, 716 F.3d 369, 379 (5th Cir. 2013), nor Newman
v. Guedry, 703 F.3d 757, 764 (5th Cir. 2012), involved a
flight from justice at all.
*****
The majority’s opinion serves nobody but this plaintiff.
Police will be unduly subject to litigation because of
circumstances completely beyond their control. Suspects
face greater danger because police now have an incentive
to use deadly force instead of de-escalating.
13. Though not legally relevant here, it’s worth noting that
the officers were acquitted of manslaughter, criminally negligent
homicide, and assault by a jury. See Serena Lin & Tony Plohetski,
Former sheriff’s deputies found not guilty of all charges in death
of Javier Ambler, Austin A m.-Statesman, Mar. 7, 2024, available at
https://tinyurl.com/94aprsxj.
14. ”Clearly established federal law does not prohibit a
reasonable officer who arrives late to an ongoing police action in
circumstances like this from assuming that proper procedures, such
as officer identification, have already been followed.” White v. Pauly,
580 U.S. 73, 80, 137 S. Ct. 548, 196 L. Ed. 2d 463 (2017). Cf., e.g.,
Otkins v. Gilboy, 2023 U.S. App. LEXIS 26548, 2023 WL 6518119
at *3-4 (5th Cir. Oct. 5, 2023) (per curiam) (unpublished) (affirming
QI for late-arriving officers with limited information while vacating
as to first responder).
43a
Appendix A
Because Officer Nissen acted as would any reasonable
officer in this tricky, high-stakes, split-second situation, I
respectfully dissent.
44a
B
APPENDIX BAppendix
— JUDGMENT
OF THE
UNITED STATES COURT OF APPEALS FOR THE
FIFTH CIRCUIT, FILED SEPTEMBER 10, 2024
UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
No. 23-50696
JAVIER AMBLER, SR., INDIVIDUALLY,
ON BEHALF OF ALL WRONGFUL DEATH
BENEFICIARIES OF JAVIER AMBLER, II, ON
BEHALF OF THE ESTATE OF JAVIER AMBLER,
II, AND AS NEXT FRIENDS OF J.R.A., A MINOR
CHILD; MARITZA AMBLER, INDIVIDUALLY,
ON BEHALF OF ALL WRONGFUL DEATH
BENEFICIARIES OF JAVIER AMBLER, II, ON
BEHALF OF THE ESTATE OF JAVIER AMBLER,
II, AND AS NEXT FRIENDS OF J.R.A., A MINOR
CHILD; MICHELLE BEITIA, AS NEXT FRIEND
J.A.A., A MINOR CHILD; JAVIER AMBLER, II,
ESTATE OF JAVIER AMBLER, II,
Plaintiffs-Appellees,
versus
MICHAEL NISSEN,
Defendant-Appellant.
Appeal from the United States District Court
for the Western District of Texas
USDC No. 1:20-CV-1068
45a
Appendix B
Before Smith, Wiener, and Douglas, Circuit Judges.
JUDGMENT
This cause was considered on the record on appeal
and was argued by counsel.
IT IS ORDERED and ADJUDGED that the appeal is
DISMISSED for lack of jurisdiction. Nissen fails to raise
pure legal grounds and instead challenges the district
court’s factual findings. Nissen has therefore failed to
invoke this court’s limited interlocutory jurisdiction and
this appeal is accordingly DISMISSED. This case is
REMANDED for further proceedings.
IT IS FURTHER ORDERED that appellant pay to
appellees the costs on appeal to be taxed by the Clerk of
this Court.
The judgment or mandate of this court shall issue 7
days after the time to file a petition for rehearing expires,
or 7 days after entry of an order denying a timely petition
for panel rehearing, petition for rehearing en banc, or
motion for stay of mandate, whichever is later. See Fed.
R. App. P. 41(b). The court may shorten or extend the time
by order. See 5th Cir. R. 41 I.O.P.
46a
Appendix
C UNITED STATES
APPENDIX C — ORDER
OF THE
DISTRICT COURT FOR THE WESTERN DISTRICT
OF TEXAS, AUSTIN DIVISION, FILED
SEPTEMBER 21, 2023
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF TEXAS
AUSTIN DIVISION
1:20-CV-1068-DII
JAVIER AMBLER, SR, INDIVIDUALLY,
ON BEHALF OF ALL WRONGFUL DEATH
BENEFICIARIES OF JAVIER AMBLER, II,
ON BEHALF OF THE ESTATE OF JAVIER
AMBLER, II, AND AS NEXT FRIENDS
OF J.R.A., A MINOR CHILD, ET AL.,
Plaintiffs,
v.
MICHAEL NISSEN AND CITY OF AUSTIN,
Defendants.
ORDER
Before the Court is the report and recommendation
from United States Magistrate Judge Susan Hightower
concerning Defendants City of Austin’s and Michael
Nissen’s (collectively, “Defendants”) Motions for Summary
Judgment, (Dkts. 165, 167). (R. & R., Dkt. 206). Pursuant
to 28 U.S.C. § 636(b) and Rule 1(d) of Appendix C of
the Local Rules of the United States District Court
47a
Appendix C
for the Western District of Texas, Judge Hightower
issued her report and recommendation on July 31, 2023.
(Id.). Both Defendants filed objections to the report and
recommendation. (Objs., Dkts. 210, 212).
A party may serve and file specific, written objections
to a magistrate judge’s findings and recommendations
within fourteen days after being served with a copy of the
report and recommendation and, in doing so, secure de
novo review by the district court. 28 U.S.C. § 636(b)(1)(C).
Because Defendants timely objected to the report and
recommendation, the Court reviews the report and
recommendation de novo. Having done so and for the
reasons given in the report and recommendation, the
Court overrules Defendants’ objections and adopts the
report and recommendation as its own order.
Accordingly, the Court ORDERS that the Report and
Recommendation of the United States Magistrate Judge,
(Dkt. 206), is ADOPTED.
Defendant Michael Nissen’s Motion for Summary
Judgment, (Dkt. 167), is GRANTED IN PART and
DENIED IN PART. Specifically, the motion is granted as
to Plaintiffs’ deliberate indifference to a serious medical
need claim but denied in all other respects.
Defendant City of Austin’s Motion for Summary
Judgment, (Dkt. 165), is GRANTED IN PART and
DENIED IN PART. Specifically, the motion is granted
as to Plaintiffs’ claims that the City is liable for Nissen’s
Fourth Amendment violation based on its policy of
48a
Appendix C
condoning excessive force and failing to train its officers
but denied as to Plaintiffs’ claims for failure to enforce
its intervention policy and violation of the Americans with
Disabilities Act.
SIGNED on September 21, 2023.
/s/ Robert Pitman
ROBERT PITMAN
UNITED STATES DISTRICT JUDGE
49a
D REPORT AND
APPENDIX D — Appendix
ORDER AND
RECOMMENDATION OF THE UNITED STATES
MAGISTRATE JUDGE, UNITED STATES DISTRICT
COURT FOR THE WESTERN DISTRICT OF TEXAS,
AUSTIN DIVISION, FILED JULY 31, 2023
IN THE UNITED STATES DISTRICT COURT
FOR THE WESTERN DISTRICT OF TEXAS
AUSTIN DIVISION
Case No. 1:20-cv-1068-DII-SH
JAVIER AMBLER, SR. AND MARITZA AMBLER,
INDIVIDUALLY, ON BEHALF OF ALL
WRONGFUL DEATH BENEFICIARIES OF JAVIER
AMBLER, II, ON BEHALF OF THE ESTATE OF
JAVIER AMBLER, II, AND AS NEXT FRIENDS OF
J.R.A. A MINOR CHILD; AND MICHELLE BEITIA,
AS NEXT FRIEND OF J.A.A. A MINOR CHILD,
Plaintiffs,
v.
MICHAEL NISSEN and CITY OF AUSTIN,
Defendants.
ORDER AND REPORT AND RECOMMENDATION
OF THE UNITED STATES MAGISTRATE JUDGE
TO: THE HONORABLE DISTRICT COURT
Before the Court are Defendant City of Austin’s
Motion for Summary Judgment (Dkt. 165) and Defendant
Michael Nissen’s Motion for Summary Judgment (Dkt.
50a
Appendix D
167), both filed February 28, 2023, and the associated
response, reply, and sur-reply briefs. The District
Court referred all pending and future nondispositive
and dispositive motions in this case to this Magistrate
Judge for resolution or Report and Recommendation,
respectively, pursuant to 28 U.S.C. § 636(b)(1), Fed. R.
Civ. P. 72, and Rule 1 of Appendix C to the Local Rules of
the United States District Court for the Western District
of Texas. Dkt. 144.
The family of decedent Javier Ambler II brings this
suit on behalf of Ambler and his heirs (“Plaintiffs”) against
Austin Police Officer Michael Nissen and the City of
Austin under the Civil Rights Act, 42 U.S.C. § 1983, and
Title II of the Americans with Disabilities Act (“ADA”).
I. Background
Shortly before 1:30 a.m. on March 28, 2019, Williamson
County Sherriff’s Deputy James Johnson initiated a traffic
stop of Ambler’s car for failing to dim the lights. Dkt. 185-2
at 3. Ambler, a 40-year-old Black man, did not pull over,
and Johnson began pursuing him. Dkts. 174-8 at 6, 185-2 at
3. Williamson County Sherriff’s Deputy Zachary Camden
joined the chase, which lasted more than 20 minutes along
an interstate highway and residential streets, at speeds
exceeding 100 miles per hour. Dkt. 167-1 at 48. The chase
ended when Ambler crashed into roadside trees within
the Austin city limits. Dkt. 167-11.
Video evidence shows that Johnson approached
Ambler’s car with what appears to be his gun drawn. Id.at
22:35-40. As Ambler opens the door to get out of his car,
51a
Appendix D
Johnson orders him to “get on the ground.” Id. Johnson
appears to holster his gun and draw his Taser, which he
discharges at Ambler. Id. at 22:40-50. Ambler falls to the
ground, and Johnson and Camden try to handcuff him
as Austin Police Officer Michael Nissen arrives. Id. at
22:50-23:11.
Video from Nissen’s body-worn camera shows him
approach Ambler’s vehicle with his gun drawn. Dkt. 16712 at 4:10-20. Nissen calls out to the Williamson County
deputies that the car “looks clear” and then approaches
the deputies, who are standing over Ambler. Id. at 4:20-28.
One of the deputies holds a Taser to Ambler’s neck and
says: “Give me your hand or I’m going to Tase you again.”
Id. at 4:25-30. Ambler can be heard saying softly that
he has congestive failure. Id. at 4:25-33. An officer then
yells: “Other hand. Give me your hand.” Id. at 4:33-40. As
an officer instructs Ambler to lie “flat on your stomach,”
Ambler can be heard saying “I can’t breathe” twice. Id.
at 4:40-49. The officers repeatedly tell Ambler to stop
resisting, to which Ambler responds: “I am not resisting.”
Id. at 4:50-5:00.
Nissen applies force to Ambler’s arms and the back
of his head, pushing his head onto the pavement. Id. at
5:00-6:10. The parties dispute how much pressure he used,
which cannot be determined from the video. During that
time, one of the Williamson County Deputies says: “I think
I just broke his finger.” Id. at 5:30-38. An officer then
says: “I am going to put my knee on this one to control
him. Let me know when you’re ready.” Id. at 5:40-49. The
officers then handcuff Ambler, who does not appear to be
moving. Id. at 6:00-08. Less than thirty seconds later, the
52a
Appendix D
officers raise Ambler to a seated position and check for
a pulse, which they cannot find. Id. at 6:31-8:20. Ambler
was taken to a hospital where he was pronounced dead,
and the medical examiner’s report states that his manner
of death was homicide. Dkt. 174-8 at 3-4.
Plaintiffs sued Williamson County, former Williamson
County Sheriff Robert Chody, former Williamson County
Sheriff’s Deputies Johnson and Camden, Williamson
County General Counsel Jason Nassour, Nissen, and the
City. Dkt 1. The District Court granted Plaintiffs’ motion
to dismiss Williamson County, Johnson, Camden, and
Nassour. Dkt. 107.
In their First Amended Complaint, Plaintiffs allege
that Nissen was deliberately indifferent to Ambler’s
serious medical needs and violated his Fourth Amendment
rights by using excessive force against him and failing
to intervene. Dkt. 44. Plaintiffs also allege that the City
failed to provide Ambler reasonable accommodations, in
violation of Title II of the ADA, and is liable for Nissen’s
Fourth Amendment violation under Monell v. Dep’t of Soc.
Servs. of City of New York, 436 U.S. 658, 98 S. Ct. 2018,
56 L. Ed. 2d 611 (1978). Defendants move for summary
judgment under Rule 56.
II. Legal Standards
Summary judgment will be rendered when the
pleadings, the discovery and disclosure materials, and any
affidavits on file show that there is no genuine dispute as to
any material fact and that the moving party is entitled to
53a
Appendix D
judgment as a matter of law. Fed. R. Civ. P. 56(a); Celotex
Corp. v. Catrett, 477 U.S. 317, 323-25, 106 S. Ct. 2548, 91 L.
Ed. 2d 265 (1986); Washburn v. Harvey, 504 F.3d 505, 508
(5th Cir. 2007). A dispute over a material fact is “genuine”
if the evidence is such that a reasonable jury could return
a verdict for the nonmoving party. Anderson v. Liberty
Lobby, Inc., 477 U.S. 242, 248, 106 S. Ct. 2505, 91 L. Ed.
2d 202 (1986). When ruling on a motion for summary
judgment, the court is required to view all inferences
drawn from the record in the light most favorable to the
nonmoving party. Matsushita Elec. Indus. Co. v. Zenith
Radio, 475 U.S. 574, 587, 106 S. Ct. 1348, 89 L. Ed. 2d
538 (1986); Washburn, 504 F.3d at 508. A court “may not
make credibility determinations or weigh the evidence”
in ruling on a motion for summary judgment. Reeves v.
Sanderson Plumbing Prods., Inc., 530 U.S. 133, 150, 120
S. Ct. 2097, 147 L. Ed. 2d 105 (2000); see also Anderson,
477 U.S. at 254-55.
Once the moving party has made an initial showing
that no evidence supports the nonmoving party’s case,
the party opposing the motion must come forward with
competent summary judgment evidence of the existence
of a genuine fact issue. Matsushita, 475 U.S. at 586.
Mere conclusory allegations are not competent summary
judgment evidence and thus cannot defeat a motion for
summary judgment. Turner v. Baylor Richardson Med.
Ctr., 476 F.3d 337, 343 (5th Cir. 2007). Unsubstantiated
assertions, improbable inferences, and unsupported
speculation also are not competent summary judgment
evidence. Id. The party opposing summary judgment must
identify specific evidence in the record and articulate the
54a
Appendix D
precise manner in which that evidence supports its claim.
Adams v. Travelers Indem. Co. of Conn., 465 F.3d 156,
164 (5th Cir. 2006). If the nonmoving party fails to make a
showing sufficient to establish the existence of an element
essential to its case and on which it will bear the burden
of proof at trial, summary judgment must be granted.
Celotex, 477 U.S. at 322-23.
The qualified immunity defense changes the usual
summary judgment burden of proof. Baker v. Coburn, 68
F.4th 240, 244 (5th Cir. 2023). “Once an official pleads the
[qualified immunity] defense, the burden then shifts to
the plaintiff, who must rebut the defense by establishing
a genuine fact issue as to whether the official’s allegedly
wrongful conduct violated clearly established law.” Id.
(citation omitted). Courts also assign greater weight
to the video recordings taken at the scene. Id. (quoting
Betts v. Brennan, 22 F.4th 577, 582 (5th Cir. 2022)). But
a court “should not discount the nonmoving party’s story
unless the video evidence provides so much clarity that a
reasonable jury could not believe his account.” Id. at 250
n.9 (quoting Darden v. City of Fort Worth, 880 F.3d 722,
727 (5th Cir. 2018)).
III. Nissen’s Motion for Summary Judgment
Nissen moves for summary judgment on Plaintiffs’
claims for excessive force, failure to intervene, and
deliberate indifference to a serious medical need.
Plaintiffs do not respond to Nissen’s arguments on their
claim for deliberate indifference to a serious medical need.
When a party fails to pursue a claim or defense beyond its
55a
Appendix D
initial pleading, the claim is deemed abandoned or waived.
Arias v. Wells Fargo Bank, N.A., 2019 U.S. Dist. LEXIS
110317, 2019 WL 2770160, at *2 (N.D. Tex. July 2, 2019)
(“When a plaintiff fails to defend a claim in response to
a motion to dismiss or summary judgment motion, the
claim is deemed abandoned.”); see also Black v. North
Panola Sch. Dist., 461 F.3d 584, 588 n.1 (5th Cir. 2006)
(holding that plaintiff abandoned claim when she failed
to defend it in response to motion to dismiss). The Court
recommends that Plaintiffs’ deliberate indifference claim
should be dismissed.
Nissen argues that Plaintiffs did not plead a claim for
failure to intervene in their First Amended Complaint and
therefore cannot raise the claim on summary judgment.
The Court rejects this argument because the First
Amended Complaint provides notice of the claim. Dkt. 44
¶ 324 (stating that Nissen is liable as a bystander).
A. Video Evidence
The police chase was recorded by the dashboard
camera on Johnson’s vehicle, but the recording does not
include Johnson’s attempted traffic stop. Dkt. 167-11.
Ambler’s arrest also was recorded by two cameras. The
dashboard camera on Johnson’s vehicle captured the
entire interaction but, because of the distance and angle of
the camera, most of the events are difficult to see. Id. The
video from Nissen’s body-worn camera captures the arrest
after Nissen arrives at the scene. Dkt. 167-12. While this
recording has clearer audio and video than the dashboard
camera, the view from the camera is limited. Id.
56a
Appendix D
B. Qualified Immunity
Qualified immunity extends to government officials
performing discretionary functions “insofar as their
conduct does not violate clearly established statutory or
constitutional rights of which a reasonable person would
have known.” Harlow v. Fitzgerald, 457 U.S. 800, 818,
102 S. Ct. 2727, 73 L. Ed. 2d 396 (1982). An official who
violates a federal right is entitled to qualified immunity
if his or her actions were objectively reasonable. Spann
v. Rainey, 987 F.2d 1110, 1114 (5th Cir. 1993).
To determine whether a government official is entitled
to qualified immunity, a court must decide both (1) whether
a plaintiff has alleged facts sufficient to establish a
constitutional violation and (2) whether the right at issue
was clearly established at the time of defendant’s alleged
misconduct. Pearson v. Callahan, 555 U.S. 223, 231, 129 S.
Ct. 808, 172 L. Ed. 2d 565 (2009). A court has discretion to
determine the order in which it considers those questions.
Id. at 236. The Court first considers whether Plaintiffs
have adequately alleged a constitutional violation.
C. Nissen’s Use of Force
Nissen argues that he is entitled to qualified immunity
because the force he used was reasonable under the factors
set forth in Graham v. Connor, 490 U.S. 386, 109 S. Ct.
1865, 104 L. Ed. 2d 443 (1989), and Plaintiffs have not
identified clearly established law placing his use of force
beyond debate. Plaintiffs respond that all the Graham
factors weigh against the reasonableness of the force and
that Fifth Circuit precedent clearly establishes that use of
force against a person who is not resisting is unreasonable.
57a
Appendix D
To prevail on an excessive force claim, a plaintiff
must show (1) injury (2) which resulted directly and only
from a use of force that was clearly excessive and (3) the
excessiveness of which was clearly unreasonable. Hanks
v. Rogers, 853 F.3d 738, 744 (5th Cir. 2017). There is no
question that Ambler, who died in the arrest, was injured.
The Court thus turns to whether Nissen’s use of force was
“clearly excessive” or “clearly unreasonable,” inquiries
that are “often intertwined.” Poole v. City of Shreveport,
691 F.3d 624, 628 (5th Cir. 2012).
Excessive force claims are fact-intensive. Deville
v. Marcantel, 567 F.3d 156, 167 (5th Cir. 2009). The
reasonableness of an officer’s conduct is judged objectively,
without reference to the officer’s intent or motivation.
Graham, 490 U.S. at 397. Courts must look at the facts
and circumstances “from the perspective of a reasonable
officer on the scene, rather than with the 20/20 vision of
hindsight.” Id. at 396. Courts also must account for the
difficult and split-second decisions that police officers
must make in carrying out their duties. Id. at 396-97.
The determination of “the reasonableness of an officer’s
conduct under the Fourth Amendment is often a question
that requires the input of a jury.” Lytle v. Bexar Cnty.,
Tex., 560 F.3d 404, 411 (5th Cir. 2009).
1.
Graham Factors
The right to make an arrest or investigatory stop
“necessarily carries with it the right to use some degree
of physical coercion or threat thereof to effect it.” Graham,
490 U.S. at 396. Determining whether force is “excessive”
or “unreasonable” requires considering the totality of the
circumstances, including the severity of the crime at issue,
58a
Appendix D
whether the suspect poses an immediate threat to the
safety of the officers or others, and whether the suspect
is actively resisting arrest or trying to evade arrest by
flight. Id.
Nissen argues that the force he used on Ambler was
“minimal” or “soft-hand force.” Dkt. 192-1 at 3. Plaintiffs
respond that Nissen was “pushing Ambler’s head and
neck down, pulling on Ambler’s left arm, placing his left
knee on Ambler’s shoulder sufficient to cause hemorrhage,
and further impairing Ambler’s breathing.” 185-1 at 20.
Although the amount of pressure applied is unclear in the
videos, Plaintiffs offer evidence that the medical examiner
found bruising on Ambler’s head and upper extremities,
as well as “hemorrhages of the neck muscles and a muscle
in the upper right side of the back.” Dkt. 174-8.
a.
Severity of the Crime
The first Graham factor is the severity of the crime
at issue. Plaintiffs argue that the severity of the crime
weighs against the reasonableness of the force because
the original traffic stop was for Ambler’s failure to dim
his headlights, a violation of the Transportation Code.
Plaintiffs also present evidence that Austin Police
Department (“APD”) officers were instructed not to
pursue Ambler because it was against APD policy to
engage in a pursuit for this type of offense. Dkt. 185-2 at 3.
The video shows that Ambler evaded police for 22
minutes, driving at high rates of speed on both a highway
and residential streets. Dkt. 183-5; see also Dkt. 167-13
59a
Appendix D
(APD investigative summary stating that Ambler’s vehicle
exceeded 100 miles per hour during the chase). Nissen also
submits evidence that Ambler had three minor accidents
during the chase, hitting a barrier wall and then a road
sign before his car crashed into trees on the side of a road,
ending the chase. Dkts. 167-9, 167-13.
Evading arrest in a motor vehicle is a felony under
Texas law, Tex. Penal Code § 38.04, and “leading law
enforcement in a high-speed chase through a heavily
populated area is a serious crime that puts at risk not
only the lives of Plaintiff and the officers but also those
of the general public.” Salazar v. Molina, 37 F.4th 278,
281-82 (5th Cir. 2022). It is undisputed that Nissen knew
about the chase when he arrived at the scene. Nissen Tr.
at 73:18-74:3, Dkt. 183-2 at 15. The Court finds that this
factor weighs in favor of the reasonableness of the force
he used.
b.
Immediate Safety Threat
The second Graham factor is whether Ambler
posed an immediate threat to the safety of the officers
or others. Plaintiffs contend that any threat dissipated
when Ambler “exited his vehicle, raised his hands in the
air, and surrendered to the deputies’ authority.” Dkt.
185-1 at 13.Nissen relies on Salazar, 37 F.4th at 282,
for the proposition that “when a suspect has put officers
and bystanders in harm’s way to try to evade capture, it
is reasonable for officers to question whether the nowcornered suspect’s purported surrender is a ploy.” In
Salazar, the plaintiff “led police on a high-speed chase
60a
Appendix D
through a residential neighborhood” before exiting his
vehicle and lying on the ground. Id. When the officer
reached the plaintiff, he deployed his Taser twice and then
arrested the plaintiff without further incident. Id. There
was no genuine issue of material fact that the plaintiff
posed an immediate threat when the force was used. Id.
at 282.
An officer must use a “justifiable level of force in light
of the continuing threat of harm that a reasonable officer
could perceive.” Id. at 283; see also Lytle, 560 F.3d at 413
(“[A]n exercise of force that is reasonable at one moment
can become unreasonable in the next if the justification
for the use of force has ceased.”). Construing the evidence
in Plaintiffs’ favor, Nissen knew, before arriving at the
scene, that the attempted stop was for a traffic violation
and Ambler had no prior criminal history. Dkts. 183-17,
185-2. When Nissen arrived, he scanned Ambler’s vehicle
for “obvious threats” and did not observe any people or
weapons. Nissen Tr. at 226:19-227:16, Dkt. 183-2 at 58.
Although Nissen testified that there were “unknowns”
because neither Ambler nor the vehicle had been fully
searched, there is no suggestion he believed that Ambler
had a weapon or was violent.1 Id. at 136:16-138:4, 222:1522, Dkt. 167-15 at 35-36, 57. When Nissen approached
Ambler, Ambler was lying on his stomach with two officers
standing over him and a Taser pressed into the back of
his neck. Dkt. 167-12 at 4:25-30. Nissen testified that he
1. That a suspect has not been searched, in the absence of
other evidence that the suspect might be armed, cannot by itself
characterize a suspect as an immediate threat. Cooper v. Brown,
844 F.3d 517, 523 n.2 (5th Cir. 2016).
61a
Appendix D
believed a Taser had been used on Ambler once before he
arrived, and he heard an officer activate his Taser during
the attempt to take Ambler into custody. Dkt. 183-2 at
93:1-25. Nissen also testified that he heard Ambler say
he could not breathe. Other officers arrived at the scene
while Nissen tried to handcuff Ambler, but Nissen testified
that he did not notice them. Id. at 204:1-14.
Nissen argues that, after a “dangerous chase,” a
suspect does not regain their “full” Fourth Amendment
protection until they are in handcuffs. Dkt. 192-1 at 10. He
offers no support for a bright-line rule requiring that an
individual be handcuffed. To the contrary, a suspect can be
“subdued,” requiring a reduction in use of force, without
being in handcuffs if he lacks “any means of evading
custody—for example, by being pinned to the ground by
multiple police officers.” Austin v. City of Pasadena, Tex.,
74 F.4th 312, No. 22-20341, 2023 WL 4569562, at *7 (5th
Cir. 2023) (citing Joseph ex rel. Est. of Joseph v. Bartlett,
981 F.3d 319, 335 (5th Cir. 2020)).
The Court finds that Plaintiffs have raised a genuine
issue of material fact as to whether a reasonable officer
would believe that Ambler, who was surrounded by
multiple officers with a Taser to his neck, was subdued and
posed no immediate threat to safety when Nissen began
helping handcuff him. Compare Cooper v. Brown, 844
F.3d 517, 523 (5th Cir. 2016) (holding that no reasonable
officer would believe that suspect, who was suspected of
committing serious but nonviolent offense and fled his
vehicle on foot, was an immediate threat while lying on
his stomach with his hands visible) with Salazar, 37 F.4th
62a
Appendix D
at 280 (holding that suspect posed threat seconds after
exiting his vehicle because he was “unrestrained at night
in the open”).
c.
Resisting or Evading Arrest
The final Graham factor is whether the suspect is
actively resisting arrest or trying to evade arrest by flight.
The Court finds that there is a genuine issue of material
fact as to whether Ambler was actively resisting arrest
when Nissen used force. In Darden, 880 F.3d at 730, the
Fifth Circuit found that a jury could conclude that the
plaintiff was not resisting arrest even though he “pushed
himself up on his hands, and eventually onto his knees,
and he seemed to pull his arm away from the officers
when they were trying to handcuff him.” These “events
occurred while other people in the house were loudly
and repeatedly yelling that Darden had asthma and was
trying to breathe.” Id. In that case, the officers argued, as
Nissen testified in his deposition, that they had no way of
knowing whether these statements were true. Id.; Nissen
Tr. at 113:3-10, Dkt. 167-15 at 30. The court determined
that whether reasonable officers in that situation would
have “credited the warnings” is a fact question that must
be decided by a jury. Id.
Nissen testified that he was unaware whether Ambler
had been compliant before he arrived but after he arrived
it was “clear” that Ambler was not complying with
commands, instead “physically resisting [Nissen’s] efforts
to place his hands behind his back.” Nissen Tr. at 132:20133:1-17, 235:1-11, Dkt. 167-15 at 34-35, 60. Plaintiffs
63a
Appendix D
contend that Ambler was not resisting but “instinctively
putting one arm on the ground to try to breathe.” Dkt.
185-1 at 13.
As in Darden, the videos “do not provide the clarity
necessary to resolve the factual dispute presented by the
parties’ conflicting accounts.” Id., 880 F.3d at 730; see
also Scott v. White, No. 1:16-CV-1287-RP, 2019 U.S. Dist.
LEXIS 2324, 2019 WL 122055, at *12 (W.D. Tex. Jan.
7, 2019) (holding that third factor weighed in plaintiff’s
favor because video did not “blatantly contradict”
plaintiff’s position that his movements “were protective
or involuntary responses to [the officer’s] uses of force”).
Viewing the evidence in the light most favorable to
Plaintiffs, the Court finds that there are genuine issues of
material fact as to whether Ambler posed a threat at the
time the force was used or was actively resisting arrest.
2.
Deadly Force
The Court next considers whether a reasonable
jury could find that Nissen used deadly force. Plaintiffs
argue that a reasonable jury could find that Nissen knew
forcing Ambler’s face into the pavement and the deputies’
simultaneous use of force was deadly because of Ambler’s
visible morbid obesity, congestive heart failure, and
pleas for help. Nissen responds that the video shows the
Williamson County deputies were using “intermediate
force,” Nissen was using “minimal” or “soft-hand” force,
and Ambler died because he “was the quintessential
‘eggshell’ suspect.” Dkt. 192-1 at 3.
64a
Appendix D
Claims that law enforcement used deadly force are
“treated as a special subset of excessive force claims.”
Aguirre v. City of San Antonio, 995 F.3d 395, 412 (5th Cir.
2021). When an officer uses deadly force, the “objective
reasonableness” balancing test is constrained. Flores v.
City of Palacios, 381 F.3d 391, 399 (5th Cir. 2004). It is
objectively unreasonable to use deadly force “unless it is
necessary to prevent [a suspect’s] escape and the officer
has probable cause to believe that the suspect poses a
significant threat of death or serious physical injury to the
officer or others.” Tennessee v. Garner, 471 U.S. 1, 3, 105
S. Ct. 1694, 85 L. Ed. 2d 1 (1985). The deadly force inquiry
is two-pronged: Whether the force used constituted deadly
force, and whether the subject posed a threat of serious
harm justifying the use of deadly force. Timpa v. Dillard,
20 F.4th 1020, 1032 (5th Cir. 2021), cert. denied, 142 S. Ct.
2755, 213 L. Ed. 2d 999 (2022).
Whether a use of force is “deadly force” is a question
of fact. Flores, 381 F.3d at 399. Deadly force is force that
“carr[ies] with it a substantial risk of causing death or
serious bodily harm.” Gutierrez v. City of San Antonio,
139 F.3d 441, 446 (5th Cir. 1998). A reasonable jury can find
that the restraint used by an officer amounted to deadly
force. See, e.g., Timpa, 20 F.4th at 1033 (holding that
reasonable jury could find “use of a prone restraint with
bodyweight force on an individual with three apparent
risk factors—obesity, physical exhaustion, and excited
delirium” could constitute deadly force); Aguirre, 995
F.3d at 413-14 (same where maximal-restraint position
was used on drug-affected individual); Gutierrez, 139
F.3d. at 446 (same where “hog-tying” was used on drug-
65a
Appendix D
affected individual). In Aguirre, 995 F.3d at 413-14, the
plaintiffs offered sufficient evidence through expert
testimony that the combination of a maximal restraint
position, pressure on the back of the neck, and drug use
restricted blood oxygen and ultimately resulted in fatal
cardiac arrhythmia.
The medical examiner who performed Ambler’s
autopsy determined that his death was a homicide and
found that his cause of death was “congestive heart failure
and cardiovascular disease associated with morbid obesity
in combination with forcible restraint.” Dkt. 183-6 at 3.
Plaintiffs’ medical expert, Dr. Aran Kadar, opines that
Ambler died from “a vicious cycle of respiratory distress
from hypertensive crisis and worsening heart failure
pushed to physiological extremes by subsequent tasing
and forcible restraint.” Dkt. 183-10 (Kadar Dec.) at 3. He
explains:
• Obesity and congestive heart failure
substantially impaired Ambler’s ability
to “breathe and survive in high intensity
situations”;
• Lying flat increases the work of breathing,
especially among the obese, and can
interfere with oxygenation of the blood
even without additional pressure in obese
patients; and
• The application of pressure to Ambler’s neck
further restrained his ability to breathe and
66a
Appendix D
the pressure on his back would have stopped
his chest from expanding.
Id. at 2-3. Kadar opines that Ambler’s physiological
responses were amplified by the officers using Tasers on
him. Id. at 3. He concludes: “Had the officers stopped or
paused their restraint at any of the points in time when
Mr. Ambler was communicating his inability to breathe,”
it was “more likely than not” that Ambler would not have
died. Id. at 3-4.
Nissen knew that Ambler, who weighe
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