Amicus Curiae Brief — Zachary Greenberg, Petitioner v. Jerry Lehocky, in His Official Capacity as Board Chair of the Disciplinary Board of the Supreme Court of Pennsylvania, et al.
Supreme Court briefMar 4, 2024
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No. 23-833
In the Supreme Court of the United States
__________
ZACHARY GREENBERG,
Petitioner,
v.
JERRY M. LEHOCKY, IN HIS OFFICIAL CAPACITY AS
BOARD CHAIR OF THE DISCIPLINARY BOARD OF THE
SUPREME COURT OF PENNSYLVANIA, ET AL.,
__________
Respondents.
ON PETITION FOR A WRIT OF CERTIORARI TO THE U.S.
COURT OF APPEALS FOR THE THIRD CIRCUIT
__________
BRIEF OF AMICI CURIAE FIRST LIBERTY
INSTITUTE AND INDEPENDENCE LAW
CENTER IN SUPPORT OF PETITIONER
__________
RANDALL L. WENGER
JEREMY L. SAMEK
JANICE MARTINO-GOTTSHALL
INDEPENDENCE LAW CENTER
23 North Front Street
Harrisburg, PA 17101
(717) 657-4990
rwenger@indlawcenter.org
KAYLA A. TONEY
FIRST LIBERTY INSTITUTE
1331 Penn. Ave. NW, Ste. 1410
Washington, DC 20004
KELLY J. SHACKELFORD
Counsel of Record
JEFFREY C. MATEER
DAVID J. HACKER
JUSTIN E. BUTTERFIELD
FIRST LIBERTY INSTITUTE
2001 W. Plano Pkwy, Ste. 1600
Plano, TX 75075
(972) 941-4444
kshackelford@firstliberty.org
Counsel for Amici Curiae
i
QUESTION PRESENTED
Does amending or supplementing a complaint to
include new factual developments absolve the
government of its burden to prove mootness?
ii
TABLE OF CONTENTS
QUESTION PRESENTED .......................................... i
TABLE OF AUTHORITIES ...................................... iii
INTEREST OF AMICI CURIAE ................................1
SUMMARY OF ARGUMENT .....................................2
ARGUMENT ................................................................3
I.
The decision below unfairly shifted the
burden to Petitioner by analyzing
standing rather than mootness. .................3
A. Two circuits have now defied this Court’s
pre-enforcement precedent by removing
standing because the plaintiffs have not
yet experienced the harms they seek to
avoid ...........……………………………………3
B. By improperly applying standing doctrine
instead of mootness, the court tipped the
scales in favor of the government whose
policy is at issue...........................................7
II.
Pennsylvania’s modified Rule 8.4(g)
disproportionately
chills
the
constitutional
rights
of
religious
attorneys ....................................................11
A. Rule
8.4(g)
violates
the
First
Amendment by censoring the speech of
religious attorneys. ..................................14
B. Rule 8.4(g) deters lawyers from zealously
representing faith-based and other pro
bono clients. ..............................................18
CONCLUSION ..........................................................25
iii
TABLE OF AUTHORITIES
Cases
303 Creative v. Elenis,
600 U.S. 570 (2023) ........................................... 5, 22
Agency for Int’l Dev. v. All. for Open Soc’y Int’l, Inc.,
570 U.S. 205 (2013) ................................................ 14
American Legion v. American Humanist Association,
139 S. Ct. 2067 (2019)………………………………….1
Americans for Prosperity Found. v. Bonta,
141 S. Ct. 2373 (2021) ........................................... 13
Babbit v. UFW Nat’l Union,
442 U.S. 289 (1979) ............................................. 6, 7
Brown & Smith v. Alaska Airlines, Inc., et.al.,
No. 2:22-cv-668 (W.D. Wash. filed May 17, 2022).22
Broadrick v. Oklahoma,
413 U.S. 601 (1973) ................................................. 6
Burwell v. Hobby Lobby Stores, Inc.,
573 U.S. 682 (2014) ............................................... 24
Capitol Square Review & Advisory Bd. v. Pinette,
515 U.S. 753 (1995) ............................................... 15
Carson v. Makin,
596 U.S. 767 (2022)……………………………………1
iv
Cincinnati v. Discovery Network, Inc.,
507 U.S. 410 (1993) ............................................... 16
Citizens United v. FEC,
558 U.S. 310 (2010) ............................................... 13
Doe v. Boyertown Area Sch. Dist.,
893 F.3d 179 (3d Cir. 2018) ................................... 24
Downtown Soup Kitchen v. Mun. of Anchorage,
576 F. Supp. 3d 636 (D. Alaska 2021) ............ 20, 21
Elrod v. Burns,
427 U.S. 347 (1976) ............................................... 12
EXC, Inc. v. Kayenta District Court,
No. SC-CV-07-10 (Navajo Nation Supreme Court,
Sept. 10, 2010)......................................................... 20
Fellowship of Christian Athletes v. San Jose Unified
Sch. Dist. Bd. of Educ.,
82 F.4th 664 (9th Cir. 2023) ............................. 24, 25
Friends of the Earth, Inc. v. Laidlaw Env’t Serv., Inc.,
528 U.S. 167 (2000) .......................................... 7, 8, 9
Fulton v. City of Philadelphia,
593 U.S. 522 (2021) ............................................... 25
Gentile v. State Bar of Nev.,
501 U.S. 1030 (1991) ............................................. 15
Groff v. DeJoy,
600 U.S. 447 (2023)…………………………………....1
v
In re Primus,
436 U.S. 412 (1978) ................................................ 16
Janus v. American Fed’n of State, Cty., & Mun. Emp.,
Council 31,
138 S. Ct. 2448 (2018) ..................................... 14, 15
John and Jane Parents 1 v. Montgomery Cnty. Bd. of
Educ.,
78 F.4th 622 (4th Cir. 2023), cert. docketed, No.
23-601 .................................................................. 3, 4
Kennedy v. Bremerton Sch. Dist.,
597 U.S. 507 (2022) ............................... 1, 15, 17, 25
Kloosterman v. Metropolitan Health,
No. 1:22-cv-00944 (W.D. Mich. Sept. 20, 2023)...... ..
...................................................................... 22, 23
NAACP v. Button,
371 U.S. 415 (1963) ............................................... 16
National Institute of Family & Life Advocates
(“NIFLA”) v. Becerra,
585 U.S. 755 (2018) .......................................... 16, 17
Northeastern Fla. Chapter v. Jacksonville,
508 U.S. 656 (1993) .................................................. 5
Reed v. Town of Gilbert, Ariz.,
576 U.S. 155 (2015) ................................................ 16
Reno v. ACLU,
521 U.S. 844 (1997) .......................................... 13, 14
vi
Secretary of State of Md. v. Joseph H. Munson Co.,
467 U.S. 947 (1984) ........................................ 6, 7, 14
Spokeo, Inc. v. Robins,
578 U.S. 330 (2016) ................................................. 5
Strader v. CVS Health Corporation,
No. 4:23-cv-00038-P (N.D. Tex. Jan. 11, 2023) ... 22
Susan B. Anthony List v. Driehaus,
573 U.S. 149 (2014) ............................................. 6, 7
Thomas v. Review Bd. of Ind. Emp. Security Div.,
450 U.S. 707 (1981) ................................................ 25
TransUnion LLC v. Ramirez,
141 S. Ct. 2190 (2021) .......................................... 4, 5
United States v. Stevens,
559 U.S. 460 (2010)…………………………….……10
U.S. Navy Seals 1-26 v. Biden,
72 F.4th 666 (5th Cir. 2023) ............................... 8, 9
U.S. Navy SEALs 1-26 v. Biden,
No. 4:21-cv-01236-O (N.D. Tex. Feb. 14, 2024) ...... 9
Village of Schaumburg v. Citizens for a Better
Environment,
444 U.S. 620 (1980) ................................................. 6
Virginia v. American Booksellers Ass’n, Inc.,
484 U.S. 383 (1988) ................................................. 7
vii
Walsh v. Georgia Dep’t of Public Health, et al.,
No. 1:16-cv-01278 (N.D. Ga. dismissed Feb. 15,
2017) ..................................................................... 23
West Virginia Bd. of Educ. v. Barnette,
319 U.S. 624 (1943) ......................................... 14, 17
Other Authorities
Davis & Reaves, The Point Isn’t Moot: How Lower
Courts Have Blessed Government Abuse of
Voluntary-Cessation Doctrine,
129 YALE L.J. FORUM 325 (2019)............................. 7
First Liberty Institute, Public Comment on Section
1557 NPRM (Oct. 3, 2022) ..................................... 20
Josh Blackman, ABA Model Rule 8.4(g) in the States,
68 CATH. U. L. REV. 629 (2019) .............................. 17
Kiarash Aramesh, Perspectives of Hinduism and
Zoroastrianism on abortion: a comparative study
between two pro-life ancient sisters,
J. MED. ETHICS HIST. 12:9 (2019) .......................... 20
Leslie Griffin, The Relevance of Religion to a Lawyer’s
Work: Legal Ethics,
66 FORDHAM L. REV. 1253 (1998) .................... 17, 18
Religious Landscape Study, PEW RESEARCH CENTER
(2014) ...................................................................... 19
Rules
Pa. Rule of Professional Conduct 8.4(g)…….11, 18, 19
1
INTEREST OF AMICI CURIAE 1
First Liberty Institute is a nonprofit, public
interest law firm dedicated to defending religious
liberty for all Americans. First Liberty has won
several religious freedom cases at this Court,
including Groff v. DeJoy, 600 U.S. 447 (2023); Kennedy
v. Bremerton School District, 597 U.S. 507 (2022);
Carson v. Makin, 596 U.S. 767 (2022); and American
Legion v. American Humanist Association, 139 S. Ct.
2067 (2019). First Liberty provides pro bono legal
representation to individuals and institutions of all
faiths and has represented people of the Catholic,
Islamic, Jewish, Native American, Protestant,
Muslim, Falun Gong, and other faiths. First Liberty
attorneys are barred in many states including
Pennsylvania. First Liberty attorneys desire freedom
to represent clients and speak on matters of public
concern without fear of bar discipline.
Independence Law Center is a Pennsylvania-based
public interest civil rights law firm and nonprofit
§ 501(c)(3) organization that works to promote the
family, improve education, protect human rights, and
preserve religious liberty. Independence Law Center
attorneys, who are primarily barred in Pennsylvania,
advance this work through legal advocacy, the media,
and state and local policy development. Independence
Law Center provides pro bono services not only to
1 All parties were timely notified of the filing of this brief. No
counsel for a party authored this brief in whole or in part, and no
party or counsel for a party made a monetary contribution
intended to fund the preparation or submission of this brief. No
person or entity other than amici curiae or their counsel made a
monetary contribution to this brief’s preparation or submission.
2
individuals but also to schools, businesses, churches,
and nonprofits. Its attorneys often present testimony
before legislative bodies and speak to groups on these
topics. From time to time, Independence Law Center
attorneys are also invited to provide their perspective
on these issues for continuing education programs.
Independence Law Center attorneys also serve on
nonprofit boards.
SUMMARY OF ARGUMENT
The First Amendment protects unpopular
viewpoints. But for its protections to carry real
meaning for non-lawyers, those protections must
extend to lawyers who represent unpopular clients. To
protect his freedom of speech and the freedoms of
thousands of other Pennsylvania-barred attorneys,
Zachary Greenberg brought a pre-enforcement
challenge to Pennsylvania’s Rule 8.4(g). But after over
a year of litigation, the Third Circuit held that one
government declaration removed his standing,
making the Rule nearly impossible to challenge. The
Third Circuit’s extreme justiciability rule shoehorns
traditional mootness analysis into the doctrine of
standing in a way that dramatically harms religious
liberty claimants if left unchecked.
Here, not only did the Third Circuit’s holding
improperly erase Plaintiff’s standing to challenge Rule
8.4(g), but it also left many attorneys, like amici,
without any safeguard against the state’s
unconstitutional rule. Religious attorneys cannot rely
on the declaration’s passing acknowledgement that
they may still have “the right to express intolerant
religious views,” because that subjective assessment
could change at any time—and is itself discriminatory.
3
JA275 (C.A. Dkt. 23-2) at 148. Further, the declaration
says nothing about client representation—the central
work of most attorneys—which Rule 8.4(g) clearly
governs. This broad-sweeping rule directly restricts
speech and targets viewpoints on subjects which are
often matters of public concern and must be open to
free debate. Consequently, its chilling effect on
attorneys who commonly represent clients in such
matters is very significant.
ARGUMENT
I.
The decision below unfairly shifted the
burden to Petitioner by analyzing
standing rather than mootness.
Procedural rules such as standing and mootness
are foundational to constituional judicial review. Here,
however, by ignoring this Court’s pre-enforcement
precedents and improperly applying standing instead
of mootness, the lower court created a novel rule that
empowers government defendants to ensure that
religious plaintiffs can never have their rights secured
until they have already been trampled upon.
A. Two circuits have now defied this
Court’s pre-enforcement precedent by
removing
standing
because
the
plaintiffs have not yet experienced the
harms they seek to avoid.
In another petition for certiorari currently pending
before this Court, John and Jane Parents 1 v.
Montgomery County Board of Education, 2 the same
question is at stake: in cases bringing pre-enforcement
2 Petitioners in John and Jane Parents 1 filed their petition for
certiorari on Nov. 13, 2023. The Response is due March 18, 2024.
4
challenges based on constitutional rights, can an
appellate court remove standing because the plaintiff
has not yet experienced the harm he seeks to avoid?
There, parents sued anonymously to protect their
families’ safety, challenging a school policy that
requires school staff to conceal gender transitions from
parents that they subjectively deem will not be
“sufficiently supportive.” 78 F.4th 622, 646 (4th Cir.
2023) (Niemeyer, J., dissenting), cert. docketed, No. 23601. Although Montgomery County never questioned
plaintiffs’ standing, the Fourth Circuit found sua
sponte that plaintiffs lacked standing because their
children had not yet actually begun gender
transitions—even though the policy at issue hid that
information from parents. Id. at 626; see also id. at 642
(Niemeyer, J., dissenting) (300 secret transitions have
taken place).
Here, Petitioner finds himself in a similar catch-22.
Unless and until he is actually investigated for his
CLE presentations, is the subject of a bar complaint
for representing an unpopular client, or loses his bar
license, he cannot challenge a Rule that imposes clear
limitations on his constitutional rights. Therefore, this
Court should intervene because both the Third and
Fourth Circuits have wrongly removed standing from
plaintiffs who brought pre-enforcement challenges,
simply because they had not yet experienced the full
extent of the harm they sued to avoid.
These outlier opinions ignore longstanding
Supreme
Court
precedent
recognizing
preenforcement challenges as vehicles to challenge
facially unconstitutional laws or policies. See, e.g.,
TransUnion LLC v. Ramirez, 141 S. Ct. 2190, 2204-
5
2205 (2021) (noting that intangible, constitutional
harms are concrete and confer standing); Spokeo, Inc.
v. Robins, 578 U.S. 330, 347 (2016) (Thomas, J.,
concurring) (“Our contemporary decisions have not
required a Plaintiff to assert an actual injury beyond
the violation of his personal legal rights to satisfy the
‘injury-in-fact’ requirement.”); Northeastern Fla.
Chapter v. Jacksonville, 508 U.S. 656, 665-666 (1993)
(plaintiff had standing to challenge policy that would
potentially deny him government benefit, even if he
did not allege it would actually do so).
In 303 Creative v. Elenis, this Court reaffirmed the
longstanding doctrine that plaintiffs have standing to
bring pre-enforcement challenges. Lorie Smith needed
only to “show ‘a credible threat’ existed that Colorado
would, in fact seek to compel speech from her that she
did not wish to produce.” 600 U.S. 570, 580 (2023).
Likewise, here, Zachary Greenberg needed only to
show a credible threat that Pennsylvania’s Rule 8.4(g)
would be enforced against him. His initial complaint
clearly made that showing. App. 188a-202a. By the
Third Circuit’s logic, in 303 Creative, the Colorado
Civil Rights Commission could have devised a midlitigation declaration and deprived Smith of standing
two years into her lawsuit. But declarations do not
eliminate the chill to constitutional speech, which is
the injury at issue. 303 Creative, 600 U.S. at 597
(reaffirming that “Ms. Smith faces a credible threat of
sanctions unless she conforms her views to the State’s”)
(emphasis added).
This Court has long recognized pre-enforcement
challenges as an important safeguard to constitutional
rights. “[W]hen there is a danger of chilling free
6
speech,” “[l]itigants . . . are permitted to challenge a
statute not because their own rights of free expression
are violated, but because of a judicial prediction or
assumption that the statute’s very existence may
cause others not before the court to refrain from
constitutionally protected speech or expression.”
Secretary of State of Md. v. Munson Co., 467 U.S. 947,
956-957 (1984) (quoting Broadrick v. Oklahoma, 413
U.S. 601, 612 (1973)); see also Village of Schaumburg
v. Citizens for a Better Environment, 444 U.S. 620, 634
(1980) (“Given a case or controversy, a litigant whose
own activities are unprotected may nevertheless
challenge a statute by showing that it substantially
abridges the First Amendment rights of other parties
not before the court”). In Munson, the Court upheld a
charity’s facial challenge, even if the statute might not
restrict its own First Amendment rights, because
“[f]acial challenges to overly broad statutes are
allowed not primarily for the benefit of the litigant, but
for the benefit of society—to prevent the statute from
chilling the First Amendment rights of other parties
not before the court.” 467 U.S. at 958.
In Susan B. Anthony List v. Driehaus, this Court
held that petitioners, who “intend[ed] to criticize
candidates for political office, [were] easy targets” of
the challenged statute. 573 U.S. 149, 164 (2014).
Because the statute subjected petitioners to a credible
threat of enforcement, the Court ruled that preenforcement review was warranted. Id. at 167-168.
See, e.g., Babbit v. UFW Nat’l Union, 442 U.S. 289,
301-302 (1979) (pre-enforcement review justified
where statute could unconstitutionally penalize
inadvertent erroneous statements made during free
debate); Virginia v. American Booksellers Ass’n, Inc.,
7
484 U.S. 383, 393 (1988) (pre-enforcement review
justified where facially over-broad law subjected
booksellers to actual and well-founded fear the law
would be used against them, thus risking selfcensorship).
Here, anyone could file a complaint with the
Disciplinary
Board,
instigating
review
and
enforcement action against Greenberg and any other
Pennsylvania-barred attorney. “Because the universe
of potential complainants is not restricted to state
officials who are constrained by explicit guidelines or
ethical obligations,” the “credibility of [the] threat is
bolstered.” SBA List, 573 U.S. at 164. Under Munson
and SBA List, Greenberg has standing to bring his
pre-enforcement challenge both to protect his own free
speech from the chilling effect he has already
experienced, and to protect others whose First
Amendment rights are at stake.
B. By improperly applying standing
doctrine instead of mootness, the court
tipped the scales in favor of the
government whose policy is at issue.
Government defendants are already at an
advantage when courts apply the mootness doctrine,
because the voluntary cessation exception tips the
scales. See, e.g., Davis & Reaves, The Point Isn’t Moot:
How Lower Courts Have Blessed Government Abuse of
Voluntary-Cessation Doctrine, 129 YALE L.J. FORUM
325, 329-331 (2019). But at least with mootness, it is
the defendant’s duty to prove that voluntary cessation
has occurred. This is a “heavy burden” to satisfy. See
Friends of the Earth, Inc. v. Laidlaw Env’t Serv., Inc.,
528 U.S. 167, 170 (2000). Under this Court’s
8
precedents, the only way a defendant can satisfy this
burden is by repudiating the alleged conduct. Here,
the Third Circuit shifted this burden onto Petitioner,
forcing him to re-prove that he has standing at all, or
as he describes, forcing him to “prove non-mootness.”
Pet. 30. That is not the law.
When the faulty application of justiciability rules
shifts the burden to the plaintiff, this unfairly
advantages the government. For example, in U.S.
Navy Seals 1-26 v. Biden, 72 F.4th 666, 671 (5th Cir.
2023), the Fifth Circuit mooted an interlocutory
appeal challenging the Navy’s vaccine mandate after
Congress directed the Navy to rescind its policy. But
despite this rescission, “[t]he Secretary of Defense
maintained his fervent opposition to Congress’s repeal
of his mandate.” Id. at 677 (Ho, J., dissenting). The
Navy still sought to implement as much of the
mandate as it could: (1) telling military commanders
they could still consider vaccination status in making
deployment decisions, (2) “refus[ing] to admit
illegality or assure the SEALs that their religious
convictions would be respected in the future,” id. at
677 (Ho, J., dissenting), and (3) conceding that “it
could implement a new vaccine mandate in the
future.” Id. at 674. Despite all this, the Fifth Circuit
gave the government defendant a presumption that it
was acting in good faith and that, absent any evidence
to the contrary, it was not changing course as a mere
litigation tactic. Id. at 675. The Fifth Circuit dismissed
9
the preliminary injunction appeal as moot, id. at 676,
but the rest of the case is proceeding. 3
The Fifth Circuit’s approach in U.S. Navy Seals 126 cannot be justified under this Court’s precedents.
Indeed, the party seeking to defeat the voluntary
cessation doctrine “bears the formidable burden of
showing that it is absolutely clear the allegedly
wrongful behavior could not reasonably be expected to
recur.” Friends of the Earth, 528 U.S. at 190. Under
Friends of the Earth, the presumption is that the
defendant will re-engage in the conduct in question
unless it proves otherwise. Under this Court’s
precedents, the defendant must prove it will not
reengage in that conduct.
Here, the district court correctly applied mootness
doctrine rather than standing. It held that the Farrell
Declaration and Pennsylvania’s amendments to the
Rule did not moot the case because Defendants
continued to “defend the constitutionality” of the Rule
and “vigorously assert the compelling need to regulate
attorneys” and “eradicate[] discrimination and
harassment,” and to insist that “incidental” burdens in
speech are permissible. App. 62a-63a. Further,
“[d]efendants effectively ask Plaintiff to trust them not
to regulate and discipline his offensive speech even
though they have given themselves the authority to do
so,” and “there remains the constant threat that the
3 The district court allowed the SEALs’ remaining claims to
proceed, holding that “live harm remains due to allegations
regarding the Navy’s broader religious accommodations process,”
and that “Plaintiffs retain a concrete interest in the outome of
this litigation.” U.S. Navy SEALs 1-26 v. Biden, No. 4:21-cv01236-O (N.D. Tex. Feb. 14, 2024), at 5, 16 (cleaned up).
10
Rule will be engaged as the plain language of it”
promises. App. 148a (emphasis added). The district
court’s analysis echoes United States v. Stevens, which
held that “the First Amendment protects against the
Government; it does not leave us at the mercy of
noblesse oblige. We would not uphold an
unconstitutional statute merely because the
Government promised to use it responsibly.” 559 U.S.
460, 480 (2010).
In contrast, the Third Circuit got the analysis—and
the timing—backwards. Instead of looking to the
original complaint to analyze jurisdiction, the court
looked only at the supplemental complaint, and used
a mid-litigation declaration filed after the
supplemental complaint to remove Petitioner’s
standing. App. 20a-24a. Because the lower court
abdicated its constitutional gatekeeping role, Rule
8.4(g) is alive and well, and Petitioner is being told to
risk his bar license, career, and livelihood on the
government’s say-so that it won’t enforce the Rule
against him. This outcome ignores the thousands of
other Pennsylvania attorneys who face enforcement of
a facially unconstitutional rule. 4
4 Granted,
other Pennsylvania attorneys can sue to challenge
Rule 8.4(g). But Respondents could file more declarations
promising not to enforce the Rule against those specific attorneys.
It is difficult to see how any attorney can have standing to
challenge the Rule until they actually lose their bar license or face
a career-destroying investigation—the exact harms that
Greenberg’s pre-enforcement challenge seeks to avoid.
11
II.
Pennsylvania’s modified Rule 8.4(g)
disproportionately
chills
the
constitutional rights of religious
attorneys.
As the district court correctly held, Rule 8.4(g) is
“an unconstitutional infringement of free speech”
under the First Amendment. App. 127a. Patterned
after ABA Model Rule 8.4(g), the Disciplinary Board of
the Supreme Court of Pennsylvania (the “Board”)
adopted a modified version:
It is professional misconduct for a lawyer
to: . . . (g) in the practice of law,
knowingly
engage
in
conduct
constituting
harassment
or
discrimination based upon race, sex,
gender identity or expression, religion,
national origin, ethnicity, disability, age,
sexual orientation, marital status, or
socioeconomic status. This paragraph
does not limit the ability of a lawyer to
accept, decline or withdraw from a
representation in accordance with Rule
1.16. This paragraph does not preclude
advice or advocacy consistent with these
Rules.
Rule 8.4(g) (App. 38a, n.3). Because the Rule expressly
includes “sex, gender identity or expression . . . sexual
orientation,” and “marital status” as prohibited
categories, it raises concerns for religious attorneys, as
well as non-religious attorneys who represent
religious clients. Dozens of faith groups believe that
sex is biological and cannot or should not be changed
to conform with gender identity, and that abortion is
12
morally wrong because human life is sacred. Given the
diverse group of attorneys and clients that could be
targeted by this Rule because of their religious beliefs
about these sensitive topics, the vigorous protection of
First Amendment rights plays an important role in
preserving viewpoint diversity in the legal profession.
As the district court held and Respondents
conceded below, Rule 8.4(g) constitutes viewpointbased and content-based discrimination, App. 100a;
Resp’ts Br. (C.A. Dkt. 22) at 2, 16, and such
discrimination violates the Free Speech Clause. Its
complaint-driven, case-by-case enforcement provides a
vehicle for viewpoint discrimination by the Board.
App. 95a-100a. The district court also correctly held
that the Rule is unconstitutionally vague under the
Fourteenth Amendment. App. 127a.
The Third Circuit acknowledged that Greenberg
“asserts standing based on an ongoing chill to his
speech.” App. 20a. Yet it dismisses his concern as not
“objectively reasonable or fairly traceable to the
challenged Rule,” ignoring that the injury here is the
chilling effect on speech. Id. In Elrod v. Burns, where
this Court held that “the loss of First Amendment
freedoms, for even minimal periods of time,
unquestionably constitutes irreparable injury,” one of
the plaintiffs had merely been threatened with
discharge, and others had agreed to support the
Democratic Party to avoid the threat of discharge. 427
U.S. 347, 373-374 (1976). Those plaintiffs still had
standing and still deserved injunctive relief. So too
here. It is enough that Greenberg’s speech and First
Amendment activities are threatened by the Rule,
that multiple attorneys and students have told him
13
they took offense at his presentations, App. 228a, and
that he has curtailed his talks to avoid investigation
or discipline. App. 233a (Greenberg “will refrain from
conducting speaking engagements on controversial
issues as a result [of the Rule]” and “Greenberg’s selfcensorship will extend to excluding, limiting, and
sanitizing the examples used in his speaking
engagements to illustrate his points, in order to reduce
the risk of an audience member reporting his
expression to ODC.”). That chilling effect violates the
First Amendment.
This Court has consistently held that laws which
have a chilling effect on speech—or pose a risk of
chilling speech—violate the First Amendment.
“Premised on mistrust of governmental power, the
First Amendment stands against attempts to disfavor
certain subjects or viewpoints.” Citizens United v.
FEC, 558 U.S. 310, 340 (2010) (finding that First
Amendment prohibited law banning corporate
expenditures for electioneering communications,
because it chilled political speech). “The Government
may not by these means deprive the public of the right
and privilege to determine for itself what speech and
speakers are worthy of consideration.” Id. at 341. See
also Americans for Prosperity Found. v. Bonta, 141 S.
Ct. 2373, 2388 (2021) (law’s donor requirement
disclosure may deter association, thereby creating “a
risk of a chilling effect” which was enough to violate
the First Amendment because such “freedoms need
breathing space to survive”) (internal citations
omitted). In Reno v. ACLU, the Court found that the
Communications Decency Act was “a content-based
regulation of speech” that was unconstitutionally
vague and overbroad. 521 U.S. 844, 871 (1997). In
14
particular, “[t]he vagueness of such a regulation raises
special First Amendment concerns because of its
obvious
chilling
effect
on
free
speech,”
and “this increased deterrent effect, coupled with the
‘risk of discriminatory enforcement’ of vague
regulations, poses great[] First Amendment
concerns.” Id. at 871-872 (internal citations omitted).
see also Munson, 467 U.S. at 957 (statute regulating
fundraising activity “create[d] an unnecessary risk of
chilling free speech” and was subject to facial attack
due to imprecise and overbroad language).
A. Rule 8.4(g) violates the First
Amendment by censoring the speech
of religious attorneys.
Government officials may not prevent citizens from
speaking religious messages or compel them to speak
messages that violate their sincere religious beliefs.
See West Virginia Bd. of Educ. v. Barnette, 319 U.S.
624, 642 (1943) (“If there is any fixed star in our
constitutional constellation, it is that no official, high
or petty, can prescribe what shall be orthodox in
politics, nationalism, religion, or other matters of
opinion or force citizens to confess by word or act their
faith therein.”). Government officials may not
condition a public benefit on affirming or abjuring a
specific set of beliefs or policy statements. See Agency
for Int’l Dev. v. All. for Open Soc’y Int’l, Inc., 570 U.S.
205, 218 (2013) (“By requiring recipients to profess a
specific belief, the Policy Requirement goes beyond
defining the limits of the federally funded program to
defining the recipient.”). Simply put, compelling
individuals to mouth support for views they find
objectionable violates the Free Speech Clause. See
15
Janus v. American Fed’n of State, Cty., & Mun. Emp.,
Council 31, 138 S. Ct. 2448, 2463-2464 (2018).
These protections are even more robust when
religious speech is implicated. As this Court held in
Kennedy v. Bremerton School District, the Free
Exercise and Free Speech Clauses “work in tandem.”
597 U.S. 507, 523 (2022). “Where the Free Exercise
Clause protects religious exercises, whether
communicative or not, the Free Speech Clause
provides overlapping protection for expressive
religious activities.” Id. This double protection for
religious speech is “no accident,” because “‘government
suppression of speech has so commonly been
directed precisely at religious speech that a freespeech clause without religion would be Hamlet
without the prince.’” Id. at 523-524 (quoting Capitol
Square Review & Advisory Bd. v. Pinette, 515 U.S. 753,
760 (1995) (emphasis in original)).
By participating in the legal profession, attorneys
do not forfeit the First Amendment’s protections. This
Court has long held that “disciplinary rules governing
the legal profession cannot punish activity protected
by the First Amendment.” Gentile v. State Bar of Nev.,
501 U.S. 1030, 1054 (1991). Respondents’ assertion
that “[o]rdinary First Amendment standards do not
apply” to the regulation of attorneys is unfounded.
Resp’ts Br. at 26-28. In National Institute of Family &
Life Advocates (“NIFLA”) v. Becerra, this Court held
that “governments have no power to restrict
expression because of its message, its ideas, its subject
matter, or its content.” 585 U.S. 755, 766 (2018)
(internal citations omitted). The Court held that the
First Amendment protects professional speech,
16
including attorney speech, when the government seeks
to regulate its content. Id. at 771. The only instances
when professional speech receives less protection are
when
laws
require
disclosure
of
“factual,
noncontroversial information,” or when laws seek to
regulate professional conduct rather than speech. Id.
at 768. The Court repeatedly mentioned lawyers as
professionals deserving First Amendment protection,
“appl[ying] strict scrutiny to content-based laws that
regulate the noncommercial speech of lawyers.” Id. at
771 (citing Reed v. Town of Gilbert, Ariz., 576 U.S. 155,
167 (2015); NAACP v. Button, 371 U.S. 415, 438-439
(1963); and In re Primus, 436 U.S. 412, 432 (1978)).
The Court acknowledged that professionals often
disagree about important issues affecting their duties;
for example, “lawyers and marriage counselors might
disagree about the prudence of prenuptial agreements
or the wisdom of divorce.” Id. at 772. The Court
concluded that “the people lose when the government
is the one deciding which ideas should prevail.” Id.
Explicitly rejecting the notion that the professionalspeech doctrine removes First Amendment protections
from lawyers merely because States have imposed a
licensing requirement, the Court held that “[s]tates
cannot choose the protection that speech receives
under the First Amendment, as that would give them
a powerful tool to impose ‘invidious discrimination of
disfavored subjects.’” Id. at 773 (quoting Cincinnati v.
Discovery Network, Inc., 507 U.S. 410, 423-424, n.19
(1993)).
Here, Rule 8.4(g) triggers strict scrutiny under the
Free Speech Clause because it regulates speech based
on content and viewpoint, and the First Amendment
protects attorneys in both instances. Neither of the
17
narrow exemptions the NIFLA Court identified
applies here. Respondents freely admit that Rule
8.4(g) regulates “harassing and discriminatory
speech,” and the sweeping scope of the Rule goes far
beyond factual disclosures. Resp’ts Br. at 57; see also
Josh Blackman, ABA Model Rule 8.4(g) in the States,
68 CATH. U. L. REV. 629, 637 (2019). Furthermore,
because many lawyers hold sincere religious beliefs
that inform their viewpoints and client interactions,
including beliefs about marriage, gender identity, and
human life, the Rule also impinges on attorneys’ free
exercise rights. Given that the Free Speech Clause and
Free Exercise Clause provide overlapping protection
for religious speech, Kennedy, 509 U.S. at 523-524, the
Rule violates both clauses by impermissibly
discriminating against religious viewpoints on issues
of public concern, such as marriage and gender
identity. As this Court recognized in both Barnette and
NIFLA, society benefits when diverse viewpoints are
welcomed rather than stamped out by the
government. Religious attorneys offer a particularly
valuable perspective by drawing from the moral and
ethical norms inherent in their own traditions. “It may
be a theological teaching that convinces an attorney
that a professional ethical standard is incomplete, and
the attorney may be right.” Leslie Griffin, The
Relevance of Religion to a Lawyer’s Work: Legal Ethics,
66 FORDHAM L. REV. 1253, 1261 (1998). Furthermore,
“[t]he legal profession needs criticism to improve its
own standards,” and “from their own tradition,
religious adherents may gain the insight and the
wisdom to know that an ethical standard is deficient.”
Id. Instead of acknowledging the value that diverse
religious viewpoints can bring to the legal profession,
18
Rule 8.4(g) short-circuits them by censoring religious
speech on important matters of public concern.
B. Rule 8.4(g) deters lawyers from
zealously representing faith-based
and other pro bono clients.
If enforced, Rule 8.4(g) will curtail pro bono legal
work. ABA Model Rule 6.1 requires lawyers to provide
legal services to those unable to pay, suggesting that
lawyers provide a “substantial majority” of their pro
bono
hours
to
“charitable”
or
“religious”
organizations.”
ABA
Model
Rule
6.1(a)(2).
Pennsylvania Rule 6.1 likewise encourages lawyers to
provide pro bono services. Religious attorneys are
often more inclined to engage in pro bono work
because their faith motivates them to serve
underprivileged communities free of charge. See, e.g.,
Griffin, supra, at 1257 (“[R]eligion will influence some
to spend their legal careers in service of the poor and
others to resist the material pressures of the
profession[.]”). For example, a large network of
Christian legal aid clinics provide pro bono legal
services, prayer, and holistic support to those who
cannot afford legal assistance. However, because Rule
8.4(g) applies to the “practice of law,” which includes
pro bono work, it would infringe on attorneys’ ability
to provide pro bono assistance that aligns with their
religious and philanthropic missions. Many legal aid
organizations focus on specific populations; for
example, immigrants from certain regions facing
violence or seeking asylum, children who are
undocumented, and women and girls facing domestic
violence. Under Rule 8.4(g), these clinics and the
attorneys serving them could be charged with
19
“discriminating” on the basis of religion, sex, national
origin, or age.
For the millions of Americans whose faith serves
an important role in their daily lives, 5 Rule 8.4(g)
would especially harm their religious communities by
decreasing access to quality legal representation.
Because this Rule expressly includes “sex, gender
identity or expression . . . sexual orientation,” and
“marital status,” it raises concerns for attorneys who
represent religious clients or organizations.
Regardless of the attorney’s own religious affiliation
(or lack thereof), the Rule would have a chilling effect
on the attorney’s ability to zealously represent a faithbased client because the attorney could be disciplined
for “discrimination” in that client representation. In
Obergefell v. Hodges, this Court emphasized that
“religions, and those who adhere to religious doctrines,
may continue to advocate with utmost, sincere
conviction that, by divine precepts, same-sex marriage
should not be condoned,” and it encouraged “an open
and searching debate” on the issue. 576 U.S. 644, 679680 (2015).
At a cultural moment when controversy about
abortion, gender identity, and marriage runs high, it
is crucial to recognize how many diverse religious
groups have long held sincere beliefs about these
issues. At least 20 different faith groups believe that
According to the Pew Research Center, 53% of Americans
reported that their religion is “very important in their daily life.”
Of this group, 73% believe that abortion should be illegal in all or
most cases, and 76% oppose same-sex marriage. “Importance of
religion in one’s life,” Religious Landscape Study, PEW RESEARCH
CENTER (2014), https://perma.cc/BP9L-5NR9.
5
20
sex is biological and cannot or should not be changed
to conform with a person’s gender identity. These
include Christian denominations such as the Amish
community, Assemblies of God, and the Orthodox
Church, but they also include minority faith groups
such as Buddhism, Confucianism, the Falun Gong,
Jehovah’s Witnesses, and Shi’ah and Sunni Muslims. 6
These groups often face religious discrimination due to
cultural prejudice or a lack of understanding by
government officials, and thus it is especially
important that they receive high quality, affordable
legal counsel. Similarly, at least 13 different faith
groups—including Hindus, Navajos, and Zoroastrians
as well as Catholics and Protestants—believe that
abortion is morally wrong because human life is
sacred. 7
Since religious clients and organizations act
according to their sincerely held beliefs protected by
the First Amendment, their attorneys must respect
these beliefs in order to provide effective and zealous
advocacy and representation under the Rules. For
example, many faith-based homeless shelters such as
the Downtown Hope Center in Anchorage, Alaska,
have sex-segregated facilities or admit only biological
females because they care for women who have
6 See, e.g., First Liberty Institute,
Public Comment on Section
1557 NPRM (Oct. 3, 2022), at 4-9, https://perma.cc/97NU-VCMZ
(detailing religious beliefs of 20 different faith groups on sex and
gender).
7 See, e.g., Kiarash Aramesh, Perspectives of Hinduism and
Zoroastrianism on abortion: a comparative study between two
pro-life ancient sisters, J. MED. ETHICS HIST. 12:9 (2019); EXC,
Inc. v. Kayenta District Court, No. SC-CV-07-10 (Navajo Nation
Supreme Court, Sept. 10, 2010).
21
experienced domestic violence. When the Hope Center
was sued by a transgender plaintiff for allegedly
violating a local nondiscrimination policy, Christian
attorneys represented the Center in court. Downtown
Soup Kitchen v. Mun. of Anchorage, 576 F. Supp. 3d
636 (D. Alaska 2021). When one of the attorneys
zealously defended his client’s religious liberty, the
Anchorage Equal Rights Commission brought charges
against his firm, in addition to his client, for violating
local “non-discrimination” ordinances. Pamela Basler
v. Downtown Hope Center, and Brena, Bell &
Clarkson, P.C., No. 18-167 (AERC filed May 15, 2018).
This action violated the First Amendment rights of
both attorney and client and unlawfully interfered
with the attorney-client relationship.
As a nonprofit legal organization representing pro
bono clients of all faiths, First Liberty Institute
currently represents and has represented multiple
clients who were wrongfully accused of discrimination
because of their religious beliefs. Enforcing Rule 8.4(g)
against First Liberty attorneys may compromise their
representation, as they would be forced to choose
between zealously advocating for their client’s rights
and facing bar discipline. Below are a few
representative examples:
•
Melissa and Aaron Klein, devout Christians,
were accused of violating a local nondiscrimination ordinance when they declined
to create a custom cake for a same-sex wedding
because it conveyed a message that would
violate their Christian beliefs. State officials
issued a devastating $135,000 fine that put
them out of business. This Court granted,
22
vacated, and remanded the case in light of 303
Creative v. Elenis. Klein v. Or. Bureau of Lab.
& Indus., 143 S. Ct. 2686 (2023). First Liberty
continues representing the Kleins at the
Oregon Court of Appeals.
•
Robyn Strader is a Baptist nurse practitioner
whose religious beliefs prevent her from
prescribing contraceptives or abortifacient
drugs. CVS refused to grant her a religious
accommodation and fired her instead. First
Liberty filed suit in January 2023. Strader v.
CVS Health Corporation, No. 4:23-cv-00038-P
(N.D. Tex. Jan. 11, 2023).
• Lacey Smith and Marli Brown are Christian
flight attendants who were fired for asking
respectful questions about Alaska Airlines’
open support for the Equality Act. First Liberty
filed suit in May 2022, and currently awaits a
ruling on cross-motions for summary
judgment. Brown & Smith v. Alaska Airlines,
Inc., et al., No. 2:22-cv-668 (W.D. Wash. filed
May 17, 2022).
• Valerie Kloosterman is a Christian physician
assistant whose religious beliefs prevent her
from using biology-obscuring pronouns or
participating in gender-transition drugs or
procedures. University of Michigan Health
refused to grant her a religious accommodation
and fired her instead. First Liberty filed suit in
October 2022, and the court allowed her Free
Exercise, Equal Protection, Title VII, and
Elliot-Larsen Civil Rights Act claims to
23
proceed. Kloosterman v. Metropolitan Health,
No. 1:22-cv-00944 (W.D. Mich. Sept. 20, 2023).
• Dr. Johnson Varkey is a Christian biology
professor who was fired because a few students
complained when he taught that sex is
determined by X and Y chromosomes. First
Liberty reached a favorable settlement
ensuring his reinstatement in February 2024.
•
Dr. Eric Walsh is a devout Seventh-Day
Adventist who is a public health expert and
pastor. After Georgia hired him as district
health director, they listened to his sermons
and fired him because of their religious
content. After litigation, Georgia agreed to pay
Dr. Walsh $225,000 to remedy its religious
discrimination. Walsh v. Georgia Dep’t of
Public Health, et al., No. 1:16-cv-01278 (N.D.
Ga. dismissed Feb. 15, 2017).
•
U.S. Air Force Colonel Bohannon, despite
twenty years of decorated military service, was
accused of unlawful discrimination by Air
Force investigators because he requested a
religious accommodation from signing a samesex spouse appreciation certificate due to his
faith. First Liberty appealed to the Secretary of
the Air Force, and his record was cleared.
In each of these cases, religious individuals were
targeted because of their sincerely held beliefs
regarding gender, sexuality, human life, and
marriage, which came into perceived conflict with
prevailing “non-discrimination” policies in their
24
localities or workplaces. Without zealous pro bono
legal representation, these clients would have had no
remedy for the discrimination they faced because of
their beliefs.
In the same way, Independence Law Center has
represented clients whose religious and moral beliefs
have resulted in legal conflict and the need for legal
representation. The ability to address such needs will
be jeopardized under Rule 8.4(g). The Law Center has
both represented and sued schools regarding such
issues as locker room privacy and athletic
opportunities for female athletes. See, e.g., Doe v.
Boyertown Area Sch. Dist., 893 F.3d 179 (3d Cir. 2018)
(regarding privacy facilities). Since these issues also
involve beliefs about human sexuality and gender,
representing clients in these matters has become
controversial. Rule 8.4(g) strikes at the heart of this
controversy by restricting viewpoint and content on
these topics. Likewise, Independence Law Center’s
representation of clients’ religious, pro-life beliefs
concerning abortifacient drugs stirred criticism by
those who had a different view of sex-based rights.
See, e.g., Burwell v. Hobby Lobby Stores, Inc., 573 U.S.
682, 691 (2014) (representing a Mennonite family and
their business). If Rule 8.4(g) can be used as a weapon
in such situations, the traditional role of attorneys in
providing counsel to diverse clients will be
undermined.
In sum, “[a]nti-discrimination laws and policies
serve undeniably admirable goals, but when those
goals collide with the protections of the Constitution,
they must yield—no matter how well-intentioned.
Fellowship of Christian Athletes v. San Jose Unified
25
Sch. Dist. Bd. of Educ., 82 F.4th 664, 695 (9th Cir.
2023) (en banc). “And ‘religious beliefs need not be
acceptable, logical, consistent, or comprehensible to
others in order to merit First Amendment protection.’”
Fulton v. City of Philadelphia, 593 U.S. 522, 532
(2021) (quoting Thomas v. Review Bd. of Ind.
Employment Security Div., 450 U.S. 707, 714 (1981)).
Not only has the First Amendment always protected
unpopular viewpoints, it provides extra protection for
religious viewpoints under both the Free Speech and
Free Exercise Clauses. Kennedy, 509 U.S. at 523.
For these robust protections to have any meaning
for the vast majority of Americans without a law
degree, the same protections must extend to the
attorneys who represent them, or else those clients
cannot seek justice.
CONCLUSION
The Court should grant certiorari.
26
Respectfully submitted,
RANDALL L. WENGER
JEREMY L. SAMEK
JANICE MARTINOGOTTSHALL
INDEPENDENCE LAW
CENTER
23 North Front Street
Harrisburg, PA 17101
(717) 657-4990
rwenger@indlawcenter.org
KELLY J. SHACKELFORD
Counsel of Record
JEFFREY C. MATEER
DAVID J. HACKER
JUSTIN E. BUTTERFIELD
FIRST LIBERTY INSTITUTE
2001 W. Plano Pkwy
Suite 1600
Plano, TX 75075
(972) 941-4444
kshackelford@firstliberty.org
KAYLA A. TONEY
FIRST LIBERTY INSTITUTE
1331 Pennsylvania Ave. NW
Suite 1410
Washington, DC 20004
Counsel for Amici Curiae
March 4, 2024
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.