Petition for Writ of Certiorari — Kenneth James Rosellini, Petitioner v. New Jersey Office of Attorney Ethics
Supreme Court briefOct 16, 2023
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IN THE
SUPREME COURT OF THE UNITED STATES
IN THE MATTER OF KENNETH JAMES
ROSELLINI AN ATTORNEY AT LAW
KENNETH JAMES ROSELLINI.- PETITIONER
ON PETITION FOR A WRIT OF CERTIORARI
TO THE
SUPREME COURT OF
THE STATE OF NEW JERSEY
KENNETH JAMES ROSELLINI {PROS®
636A VAN HOUTEN AVENUE
CLIFTON, NEW JERSEY 07013
(973) 998-8375
filed
OCT 1 6 2023
QUESTIONS PRESENTED
1) Can an attorney can be sanctioned in an ethics
proceeding for failure to obey the rules of a tribunal when he
is openly asserting that no valid obligation exists, because the
orders are unconstitutional under the First and Fourteenth
Amendments, and were issued when the state court found
Res Judicata as grounds to deny a motion to vacate orders
based upon fraud upon the court, when Res Judicata is not a
valid basis to deny a motion to vacate an order based upon
fraud upon the court, under the Fourteenth Amendment?
2) Can an attorney can be assessed a more severe
ethics sanction for having asserted a civil rights complaint in
federal court against officials of the ethics proceeding, for
declaratory and injunctive relief, based upon assertions of
violations of free speech under the First Amendment and due
process under the Fourteenth Amendment?
3) Can a state’s highest court issue rules prohibiting
lower tribunals in attorney ethics proceedings from
considering whether or not the ethics rules they are enforcing
violate the Constitution for the United States of America?
LIST OF PARTIES
All parties do not appear in the caption of the case on
the cover page. A list of all parties to the proceeding
in the court whose judgment is the subject of this
petition is as follows1. Kenneth Rosellini, Esq., Petitioner.
2. New Jersey Office of Attorney Ethics,
Respondent
TABLE OF CONTENTS
OPINIONS BELOW..................................
JURISDICTION..........................................
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED ....................
1
2
STATEMENT OF THE CASE..................
3
REASONS FOR GRANTING WRIT ....
10
CONCLUSION ...........................................
16
3
INDEX TO APPENDICES
APPENDIX A Order of the Supreme Court of New
Jersey, granting the motion of the Office of Attorney
Ethics for Reconsideration
APPENDIX B Order of the Supreme Court of New
Jersey, OrderING that Kenneth James Rosellini an
Attorney at Law be censured as Attorney Discipline
APPENDIX C Order of the Supreme Court of New
Jersey, Denying the petition of Respondent, Kenneth
James Rosellini, for review of the decision of the
Disciplinary Review Board
APPENDIX D Opinion of the Supreme Court of New
Jersey Disciplinary Review Board recommendING by
a five to four vote that Kenneth James Rosellini
receive a three month suspension from the practice of
law, with the four votes recommending censure.
APPENDIX E Opinion of the DISTRICT XI ETHICS
COMMITTEE, recommending dismissal without prejudice
pending the outcome of the §1983 Constitutional Civil
li
Rights (First Amendment) case of Rosellini v. Wilcox,
et al.,
Docket No2-20-cv-20101-MCA-LDW
(U.S.D.N.J.)
APPENDIX F Dissenting Opinion of the DISTRICT XI
ETHICS COMMITTEE, recommending a higher sanction
of reprimand, solely for the reason Kenneth James
Rosellini was actively prosecuting his civil rights
case and that he should receive the higher sanction
regardless of the outcome of that case.
TABLE OF AUTHORITIES CITED
PAGE NUMBER
CASES
Blonder-Tongue Laboratories v. University of
Illinois Foundation, 1971. 402 U.S. 313, 329.
91 S.Ct. 1434. 28 L.Ed.2d 788 (1971).............. 14.
Gentile v. State Bar of Nev., 501 U.S. 1030,
1054, 111 S. Ct. 2720 (1991)..........................
10-11
Gibson v. Berryhill, 411 U.S. 564, 577 (1973) . 15
Hansberry v. Lee, 1940, 311 U.S. 32,
61 S.Ct. 115. 85 L.Ed. 22....................
14
In re Disciplinary Proceeding Against
Cottingham, 423 P.3d 818, 826 (Wash. 2018). . 10
Legal Servs. Corp. v. Velazquez, 531 U.S. 533,
546, 149 L. Ed. 2d 63, 121 S. Ct. 1043 (2001). . 12
Mezibov v. Allen, 411 F.3d 712, 723-26 (6th Cir.
2005) (dissenting opinion)................................... 12
in
Middlesex Cty. Ethics Comm. v. Garden State
Bar Ass’n, 457 U.S. 423, 437 (1982).................. 15
Root Ref. Co. v. Universal Oil Prod. Co.,
169 F.2d 514, 521-22 (3d Cir. 1948).
13
Shammas v. Shammas, 9 N.J. 321, 330,
88 A.2d 204, 209 (1952)..........................
14
Southwest Airlines Co. v. Texas Intern Airlines,
546 F.2d 84, 95 (5th Cir. 1977)............................. 14
United States v. Gurney, 558 F.2d 1202
1209-10 (5th Cir. 1977).......................
11
STATUTES AND RULES
28 U.S.C. §2104..........................................
3
16
Rule 10 of the Supreme Court Rules
Following Rules Governing the Courts of the State of
New Jersey
RPC 8.4(d)
1-7
RPC 3.4(c)
1-7
Rule 1-4-8
6-7
Rule i:20-15(h)
8-14
CONSTITUION OF THE UNITED STATES
First Amendment
2-12
Fourteenth Amendment
3-14
IV
OPINIONS BELOW
The Order of the Supreme Court of New
Jersey, filed on May 19, 2023, reprinted in the
Appendix hereto at Appendix B, pp. 3a-4a, In the
Matter of Kenneth Rosellini an Attorney at Law,
Case No.- 086980. This Ordered that Kenneth James
Rosellini an Attorney at Law be censured as attorney
discipline for violation of the New Jersey Rules of
Professional Conduct, RPC 3.4(c) (knowingly
disobeying an obligation under the rules of a
tribunal), and RPC 8.4(d) (engaging in conduct
prejudicial to the administration of justice); that he
satisfy sanctions against him issued in the state
family court proceeding of Doblin v. Doblin, and
reimburse the Disciplinary Oversight Committee for
appropriate administrative costs. The Order of the
Supreme Court of New Jersey, filed on May 16, 2023,
reprinted in the Appendix hereto at Appendix B, pp.
5a_6a, In the Matter of Kenneth Rosellini an
Attorney at Law, Case No.' 086980. This Order
denied the petition of Respondent, Kenneth James
Rosellini, for review of the decision of the
Disciplinary Review Board in DRB 21-231 and 21232.
The Order of the Supreme Court of New
Jersey, filed on July 21, 2023, reprinted in the
Appendix hereto at Appendix A, pp. la-2a, In the
Matter of Kenneth Rosellini an Attorney at Law,
Case No.' 086980. This Order granted the motion of
the Office of Attorney Ethics for reconsideration
(rehearing) and ORDERED that Kenneth James
Rossellini [sic] pay the sum of $12,287.50 by certified
check or money order, sent by the U.S. Mail or
1
comparable delivery method to Dr. Michael Doblin
within 45 days of this order.
The Opinion of the Supreme Court of New
Jersey Disciplinary Review Board Docket Nos. DRB
21-231 and 21-232 District Docket No. XT20190005E, April 20, 2022, reprinted in the Appendix
hereto at Appendix D, pp. 6a-67a. This opinion
recommended by a five to four vote that Kenneth
James Rosellini receive a three month suspension
from the practice of law, with the four votes
recommending censure.
The Opinion of the DISTRICT XI ETHICS
COMMITTEE, March 31, 2021, reprinted in the Appendix
hereto at Appendix E, pp. 67a* 100a, with a dissenting
Opinion reprinted in the Appendix hereto as Appendix F,
pp. 101a-107a. By a two to one vote, in this proceeding in
which the presenter sought admonishment against
Kenneth James Rosellini, the majority recommended
dismissal without prejudice pending the outcome of the
§1983 Constitutional Civil Rights (First Amendment)
case of Rosellini v. Wilcox, et al., Docket No: 2:20-cvThe dissenting
20101-MCA-LDW (U.S.D.N.J.).
opinion recommended a higher sanction of
reprimand, solely for the reason Kenneth James
Rosellini was actively prosecuting his civil rights
case and that he should receive the higher sanction
regardless of the outcome of that case.
JURISDICTION
The date on which the Supreme Court of the
State of New Jersey granted reconsideration
(rehearing) filed by the Office of Attorney Ethics was
July 21, 2023, a copy of this order appears at
Appendix A.
2
This matter involves federal questions under
the under the First and Fourteenth Amendments to
the Constitution for the United States of America.
The jurisdiction of this Court is invoked under
28 U.S.C. §2104.
CONSTITUTIONAL, PROVISIONS, STATUTES
AND POLICIES AT ISSUE
First Amendment to the Constitution of the United
States
Congress shall make no law . . . abridging the
freedom of speech....
Fourteenth Amendment to the Constitution of the
United States
No State shall make or enforce any law which shall
abridge the privileges or immunities of citizens of the
United States; nor shall any State deprive any
person of life, liberty, or property, without due
process of law ....
STATEMENT OF THE CASE
This matter stems from New Jersey Attorney
Ethics proceedings brought against Kenneth James
Rosellini, primarily under New Jersey Rule of
Professional Conduct. 3.4, which states that an
attorney in the State of New Jersey shall not
knowingly “disobey an obligation under the rules of a
3
tribunal except for an open refusal based on an
assertion that no valid obligation exists”. The “rules
of a tribunal” Kenneth Janies Rosellini has disobeyed
are frivolous litigation sanctions orders that were
issued when he filed, pro bono, on behalf of a client, a
motion in New Jersey Superior Court to vacate
family court orders based upon fraud upon the court,
including allegations that there was forged signature
on a settlement agreement, which was not properly
placed upon the record and which went missing from
the record, which had never been litigated
before. That motion was denied based upon Res
Judicata, which as a matter of due process is not a
valid basis to deny a motion to vacate orders based
upon fraud upon the court, and the sanctions were
issued against me on a cross-motion, which is also
not permitted under the court rules. Kenneth James
Rosellini appealed these orders on behalf of his
client, appeals which were denied, and additional
totaling
over
were
issued
sanctions
$14,000. Kenneth James Rosellini openly asserts
that these orders are constitutionally invalid, and
were issued in retaliation for him having raised
issues of fraud upon the court which expose the state
courts’ own wrongdoing.
Kenneth James Rosellini’s client, Linda
Doblin, passed away in August of 2022. She was
denied justice in her lifetime. At the time of the
fraud upon the court, she was a hearing disabled
financially dependent spouse who had obtained a
4
final order of divorce after being subjected to spousal
abuse, with primary custody of her minor child and
with necessary financial support from her ex
spouse. Due to the ex-spouse’s successful fraud upon
the court and abuse of process, less than three years
after the final arbitrator’s judgment pursuant to the
divorce, my client found herself a) bankrupt, b) with
her child effectively in the sole custody of the spouse,
with one hour a week supervised visitation with her
son, the father enabled to abuse their son’s education
by sending him away to an isolated desert
Scientology indoctrination camp for months at a
time, and c) subjected to malicious criminal
prosecution for interference with custody (which was
dismissed when the subject settlement agreement
came up missing from the court record), when her
son in accordance with the law, time after time
sought refuge with his mother from abuse from the
spouse. Kenneth James Rosellini and the courts
have an obligation to see that the fraud in this case
is exposed, and that what happened to my client
never happens again to any person appearing in the
New Jersey Courts.
When ethics proceedings were brought against
Kenneth James Rosellini seeking a finding of
admonishment, he raised the following legal issues
and filed a federal complaint seeking, inter alia, the
following relief with respect to those issues.
5
Count I seeks declaratory relief under 28
U.S.C. §2201 for the followingA. Declaring as a matter of due process
under the Fourteenth Amendment to the
Constitution for the United States of
America, that state court officers have a
duty and obligation to guard against fraud
upon
the
court
to
ensure
their
constitutional integrity, and that the
doctrine of Res Judicata may not be used as
a legitimate basis under the Fourteenth
Amendment to deny an application to
vacate or void a state court judgment based
upon fraud upon the court; and
B. Declaring as a matter of due process
under the Fourteenth Amendment to the
Constitution for the United States of
America that any state court sanctioning a
litigant, or an attorney appearing before it,
must set forth both the reason for the
sanction and the basis in law upon which
the sanction was issued; and
C. Declaring as a matter of due process
under the Fourteenth Amendment, that
Rule 1-20-15(h) of the Rules Governing the
Courts of the State of New Jersey violates
the due process clause of the Fourteenth
Amendment, both on its face and as applied
to the Plaintiff, because it instructs persons
to take actions regardless of whether those
actions violate the Constitution for the
United States of America; and
6
D. Declaring that Rule 1-4-8 of the Rules
of the Courts of the State of New Jersey
violates the First Amendment and both the
Due Process and Privileges and Immunities
clauses of the Fourteenth Amendment as to
the fundamental rights of free speech and
advocacy of litigants in state courts, so that
it violates the Constitution of the United
States of America both on its face and as
applied to Plaintiff; and
E. Declaring that New Jersey Rule of
Professional Conduct 8.4(d) and Rule of
Professional Conduct 3.4(c) violate the
First Amendment and both the Due
Process and Privileges and Immunities
clauses of the Fourteenth Amendment to
the extent that they infringe upon the
fundamental rights of free speech and
advocacy of litigants in state courts, so that
these rules violate the Constitution of the
United States of America both on their face
and as applied to Plaintiff; and
F.
Declaring that Rule 1-4-8, RPC 8.4(d)
RPC 3.4(c), and any inherent power
possessed by state courts, may not be used
for purposes of intimidation or chilling
fundamental rights under the First
Amendment and both the Due Process and
Privileges and Immunities clauses of the
Fourteenth Amendment so that they
infringe upon the fundamental rights of
7
free speech and advocacy of litigants in
state courts.
Count II of the Complaint sought injunctive
relief for the following'
An injunction enjoining these defendants from
violating the rights of litigants appearing
before the courts of the State of New Jersey,
and abusing the process of law so as to deny
litigants their fundamental rights under the
First Amendment and both the Due Process
and Privileges and Immunities clauses of the
Fourteenth Amendment for their benefit and
to injure persons appearing before the courts
of the State of New Jersey.
[See pp. 13a-17a, 36a-49a, 79a-88a on Res Judicata
and Due Process, pp. 16a-40a, 55a-61a, 81a, 89a, on
First Amendment, pp. 18a, 54a_57a, 107a, on the
Fourteenth Amendment, pp 35a, 54a-55a, on Rule
1*20- 15(h)]
Subsequent to the filing of the federal civil
rights complaint, on March 31, 2021 the District
Ethics Panel issued a 2-1 decision that the
Complaint should be dismissed without prejudice for
Kenneth James Rosellini to pursue the issues raised
in the federal complaint. The public panelist who
refused to recuse himself, issued a dissenting opinion
in clear retaliation for the filing of the federal
8
complaint; in violation of Kenneth James Rosellini’s
First Amendment rights he found [emphasis added]-
.. . in light of the fact that Mr. Rosellini continues to
pursue his quest, and now cites that he is being
denied his right to free speech as guaranteed by the
First and Fourteenth Amendments to the
Constitution, I would now recommend that the
District Review Board consider to issue a reprimand
as a result of this hearing, regardless of the outcome
of his latest Civil Complaint.
Subsequently, the Office of Attorney Ethics
(“OAE”) sought censure, citing with approval the
dissenter’s opinion. When the Disciplinary Review
Board (appellate review from the District Ethics
Panel) found for Suspension, the OAE adopted that
position to the New Jersey Supreme Court. After
Briefing on an Order to Show Cause and Petition for
Review, and Oral Argument, the New Jersey
Supreme Court issued orders denying Petition for
Review, and for Censure, without addressing any of
the constitutional issues raised. On a motion for
reconsideration by the Office of Attorney Ethics, the
Supreme Court then ordered that Kenneth James
Rosellini pay the subject sanctions within 45 days of
the order.
9
REASONS WHY CERTIORARI SHOULD BE
GRANTED
I. First Amendment Rights of Attorneys to Advocate
for their Clients must be Recognized and Settled
An attorney cannot be assessed a more severe
ethics sanction, as the New Jersey Supreme Court
has done, for having advocated for his client
consistent with the First Amendment and having
asserted a civil rights complaint in federal court
against officials of the ethics proceeding, for
declaratory and injunctive relief, based upon
assertions of violations of free speech under the First
Amendment and due process under the Fourteenth
Amendment.
It is true, as Cottingham contends, that
“disciplinary rules governing the legal
profession cannot punish activity protected by
the First Amendment, and [the] First
Amendment protection survives even when
the attorney violates a disciplinary rule he
swore to obey when admitted to the practice of
law.” Gentile v. State Bar of Nev., 501 U.S.
1030, 1054, 111 S. Ct. 2720, 115 L. Ed. 2d 888
(1991).
See In re Disciplinary Proceeding Against
Cottingham, 423 P.3d 818, 826 (Wash. 2018)
(emphasis added). The First Amendment right of
attorneys to advocate for their clients as Petitioner
has done is essential to the judicial process.
While the Supreme Court and others have, on
several occasions, upheld restrictions on
10
courtroom speech, they have done so, not
because First Amendment rights do not exist
in the courtroom, but rather because such
restrictions served to protect a defendant's
constitutional right to a fair trial and to
the
of
the
preserve
dignity
courts. 1 See Gentile v. State Bar of Nevada,
501 U.S. 1030, 1081-82, 115 L. Ed. 2d 888, 111
S. Ct. 2720 (1991) (O'Connor, J., concurring)
("Lawyers are officers of the court and, as
such, may legitimately be subject to ethical
precepts that keep them from engaging in
what otherwise might be constitutionally
protected speech. This does not mean, of
course,
that lawyers forfeit their First
Amendment rights,
only that a less
demanding standard applies.”) (emphasis
added, citation omitted); United States v.
Gurney, 558 F.2d 1202, 1209-10 (5th Cir.
1977)....
The majority also rests its holding
that attorneys have no First Amendment
rights in the courtroom on the belief that
attorneys are simply like "other trial
participants" who have no right "to interrupt a
judicial proceeding with their questions or
musings." Maj. Op. at 5. However, I do not
share the view that an attorney is simply
another trial participant or that an attorney's
filing of motions seeking the dismissal of
11
criminal charges against his or her client is
somehow akin to ’'interruptions” by "jurors,
court reporters, bailiffs, or spectators." Maj.
Op. at 5. An attorney’s primary role is to serve
as his or her client's representative and
advocate in the judicial process, and it is for
this very reason that an attorney's First
Amendment rights in the courtroom must be
zealously guarded. 3 The Supreme Court has
long recognized that parties often need the
assistance of a trained, professional advocate
who will represent their interests throughout
the judicial process.^See Legal Serve. Corp. v.
Velazquez, 531 U.S. 533, 546, 149 L. Ed. 2d
63, 121 S. Ct. 1043 (2001) ....
However, the ability and willingness of
persons to serve as advocates for their clients.
particularly in matters adverse to the
government, will be severely hampered if
persons acting under color of state law are
permitted to retaliate with impunity against
attorneys who exercise their First Amendment
rights on behalf of their clients....
See Mezibov v. Allen, 411 F.3d 712, 723-26 (6th Cir.
2005) (dissenting opinion) (emphasis added).
12
II. Fourteenth Amendment Due Process requires
that a Motion to Vacate a Judgment based upon
Fraud Upon the Court may not be denied under the
Doctrine of Res Judicata
It is unconstitutional for an attorney to be
sanctioned in an ethics proceeding, as the New
Jersey Supreme Court has done, for failure to obey
the rules of a tribunal when he is openly asserting
that no valid obligation exists, because the orders are
unconstitutional under the First and Fourteenth
Amendments, and were issued when the state court
found Res Judicata as grounds to deny a motion to
vacate orders based upon fraud upon the court, when
Res Judicata is not a valid basis to deny a motion to
vacate an order based upon fraud upon the court,
under the Fourteenth Amendment.
Res Judicata, is completely inapplicable to an
application to vacate or void orders based upon fraud
on the court.
[W]hen the controversy has been terminated
by a judgment, its freedom from fraud may
always be the subject of further judicial
inquiry? and the general rule that courts do
not set aside their judgments after the term at
which they rendered has no application.
See Root Ref. Co. v. Universal Oil Prod. Co., 169 F.2d
514, 521-22 (3d Cir. 1948).
... as a matter of policy, a court should be
particularly cautious about making subjective
judgments which aid the conspirators in giving
effect to their fraud and as a practical matter
13
ratify the fraud. See Restatement of
Judgments, Section 121, comment a (1942).
See Shammas v. Shammas, 9 N.J. 321, 330, 88 A.2d
204, 209 (1952). The United States Supreme Court
has declared Res Judicata violative of due process in
other contexts, and should declare it unconstitutional
as a basis to deny a motion to vacate a judgment
based upon fraud upon the court. See Southwest
Airlines Co. v. Texas Intern Airlines, 546 F.2d 84, 95
(5th Cir. 1977) [“Because res judicata denies a nonparty his day in court, the due process clauses
prevent preclusion when the relationship between
the
party
and
non-party
becomes
too
attenuated. Hansberry v. Lee, 1940, 311 U.S. 32, 61
S.Ct. 115. 85 L.Ed. 22; cited with approval, BlonderTongue Laboratories v. University of Illinois
Foundation, 1971,402 U.S. 313. 329,91 S.Ct.
1434. 28 L.Ed.2d 788.”].
III. A State may not Prohibit a Tribunal in an Ethics
Proceeding from Considering a Claim that the Rules
which they are Enforcing Violate Federal
Constitutional Guarantees
As a matter of due process under the
Fourteenth Amendment, Rule l-20-15(h) of the Rules
Governing the Courts of the State of New Jersey
violates the due process clause of the Fourteenth
Amendment, both on its face and as applied to the
Plaintiff, because it instructs persons to take actions
regardless of whether those actions violate the
Constitution for the United States of America. Rule
1-20- 15(h) of the New Jersey Court Rules states in
pertinent part that, “Constitutional challenges to the
14
proceedings raised before the trier of fact shall be
preserved, without Board action, for Supreme Court
consideration as a part of its review of the matter on
the merits
This Rule was reviewed previously by the
United States Supreme Court in Middlesex Cty.
Ethics Comm. v. Garden State Bar Ass’n, 457 U.S.
423, 437 (1982) (abstaining under the Younger
doctrine because the attorney-respondent had an
“opportunity to raise and have timely decided by a
competent state tribunal the federal issues involved”
under New Jersey’s Court Rules) (quoting Gibson v.
Berryhill, 411 U.S. 564, 577 (1973)).” The New
Jersey Supreme Court has improperly applied the
rule to bar lower tribunals in attorney ethics
proceedings from applying the United States
Constitution. This was clearly not what the United
States Supreme Court believed was the intent of the
rule when it issues its opinion in Middlesex Cty.
Ethics Comm. v. Garden State Bar Ass’n. [the
petitioner cites “nothing existing at the time the
complaint was brought by the local Committee to
indicate that the members of the Ethics Committee,
the majority of whom are lawyers, would have
refused to consider a claim that the rules which they
were enforcing violated federal constitutional
guarantees. ” Middlesex Ethics Comm. v. Garden
State Bar Assn, 457 U.S. 423, 435 (1982)]
15
CONCLUSION
Based on the foregoing, Petitioner respectfully
submits that this Petition for Writ of Certiorari
should be granted under Rule 10 of the Rules of the
Supreme Court of the United States.
Dated- October 19, 2023
Respectfully submitted,
2
KENNETH ROSELLINI, ESQ.
16
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from this filing is
available in the
Clerk's Office.
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