Respondents Brief — Ruben Gutierrez, Petitioner v. Luis Saenz, et al.
Supreme Court briefJan 17, 2025
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No. 23-7809
In the Supreme Court of the United States
RUBEN GUTIERREZ, PETITIONER
v.
LUIS SAENZ, ET AL.,
ON WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
BRIEF FOR RESPONDENTS
KEN PAXTON
Attorney General of Texas
AARON L. NIELSON
Solicitor General
BRENT WEBSTER
First Assistant Attorney
General
WILLIAM F. COLE
Deputy Solicitor General
Counsel of Record
OFFICE OF THE
ATTORNEY GENERAL
P.O. Box 12548 (MC 059)
Austin, Texas 78711-2548
CAMERON FRASER
Assistant Solicitor General
William.Cole@oag.texas.gov
(512) 936-1700
ERIC ABELS
JEFFERSON D. CLENDENIN
Assistant Attorneys General
QU ES TIO N P RE SEN TED
In Reed v. Goertz, 598 U.S. 230 (2023), this Court held
that when a state prisoner is denied access to post-conviction DNA testing under a state statute, a federal judgment declaring the statute unconstitutional can redress
the prisoner’s injury if (1) it would “eliminate the state
prosecutor’s justification for denying DNA testing” and
thereby (2) “significant[ly] increase . . . the likelihood
that the state prosecutor would grant access to the
requested evidence.” Id. at 234 (cleaned up).
In this case, Petitioner Ruben Gutierrez sought and
received a judgment from the district court declaring
Texas’s DNA-testing statute, Texas Code of Criminal
Procedure, Chapter 64, unconstitutional insofar as it
allows a prisoner sentenced to death to conduct postconviction DNA testing to challenge his conviction but
not his sentence. Yet the Texas Court of Criminal Appeals (“CCA”) has held, in three separate opinions over
the course of thirteen years, that Gutierrez would not be
eligible for DNA testing under state law even if he could
use the results to challenge his sentence.
Following issuance of the district court’s declaratory
judgment, Cameron County District Attorney Luis
Saenz has continued to stand on that independent statelaw ground—among others—as a basis for continuing to
deny Gutierrez DNA testing. And just last summer, the
CCA held that the district court’s declaratory judgment
did not change the fact that Gutierrez is ineligible for
DNA testing under state law.
The question presented is whether, under Reed,
Gutierrez’s injury is redressable by the declaratory
judgment he sought and obtained from the district court.
(I)
TA BLE OF C ONTE N TS
Page
Question Presented.................................................. I
Table of Authorities ...............................................IV
Introduction.............................................................. 1
Statement ................................................................. 3
I. Gutierrez’s Capital-Murder Conviction ...... 3
A. Escolastica Harrison’s murder .............. 3
B. The police’s investigation and
Gutierrez’s confession ............................ 3
C. Gutierrez’s trial, conviction, and
sentence ................................................... 6
II. Gutierrez’s Collateral Postconviction
Litigation....................................................... 8
A. Gutierrez’s first motion for DNA
testing, two state habeas applications,
and federal habeas petition .................... 8
B. Gutierrez’s second motion for DNA
testing .................................................... 11
C. Gutierrez’s federal civil rights lawsuit 13
D. Gutierrez’s third motion for DNA
testing .................................................... 16
Summary of Argument .......................................... 17
Argument................................................................ 21
I. Gutierrez Lacks Standing. ......................... 21
A. Gutierrez’s injury is not redressable
under Reed. ........................................... 22
B. Gutierrez’s arguments are meritless. . 28
1. The theoretical possibility that
Saenz could unilaterally agree to
DNA testing does not establish
redressability. ................................. 28
(II)
III
2. Gutierrez cannot establish
redressability by speculating that
Saenz might disregard the CCA’s
previous decisions. .......................... 30
3. Gutierrez cannot establish
redressability by adopting a new
theory of injury. .............................. 32
4. The Fifth Circuit did not fashion a
novel redressability test but
faithfully applied this Court’s
decision in Reed............................... 38
II. Alternatively, This Case is Now Moot. ..... 42
Conclusion .............................................................. 47
IV
TA BLE OF AU T HOR I TIE S
Page(s)
Cases:
Allen v. Wright,
468 U.S. 737 (1984) ....................................................... 23
Already, LLC v. Nike, Inc.,
568 U.S. 85 (2013) ......................................................... 44
Arizonans for Off. Eng. v. Arizona,
520 U.S. 43 (1997) ......................................................... 43
Bank of Am., N.A. v. Caulkett,
575 U.S. 790 (2015) ....................................................... 39
California v. Texas,
593 U.S. 659 (2021) ....................................................... 23
Canales v. Stephens,
765 F.3d 551 (5th Cir. 2014) ........................................ 37
Chafin v. Chafin,
568 U.S. 165 (2013) ........................................... 21, 43, 44
Cooper Indus., Inc. v. Aviall Servs., Inc.,
543 U.S. 157 (2004) ....................................................... 42
Ctr. for Biological Diversity v. Env’t Prot. Agency,
861 F.3d 174 (D.C. Cir. 2017) ................................ 36, 37
Dep’t of Educ. v. Brown,
600 U.S. 551 (2023) ........................................... 22, 36, 37
Dist. Att’ys Off. for Third Jud. Dist. v. Osborne,
557 U.S. 52 (2009) ................................................... 20, 35
Enmund v. Florida,
458 U.S. 782 (1982) ....................................................... 10
Exxon Mobil Corp. v. Saudi Basic Indus. Corp.,
544 U.S. 280 (2005) ....................................................... 45
Food & Drug Admin. v. All. for Hippocratic Med.,
602 U.S. 367 (2024) ....................................................... 22
V
Franklin v. Massachusetts,
505 U.S. 788 (1992) ........................................... 23, 29, 39
Fuentes v. Shevin,
407 U.S. 67 (1972) ................................................... 34, 35
Genesis Healthcare Corp. v. Symczyk,
569 U.S. 66 (2013) ............................................. 20, 43, 44
Ex parte Gutierrez,
No. WR-59,552-01, 2004 WL 7330936
(Tex. Crim. App. Sept. 15, 2004) ................................... 8
Ex parte Gutierrez,
No. WR-59,552-01, 2008 WL 2059277
(Tex. Crim. App. May 14, 2008) .................................... 8
Ex parte Gutierrez,
No. WR-59,552-02 (Tex. Crim. App.
Aug. 24, 2011) ................................................................ 11
Ex parte Gutierrez,
No. WR-59,552-05, 2020 WL 3118514
(Tex. Crim. App. June 12, 2020) ................................. 32
In re Gutierrez,
No. WR-59,552-03, 2019 WL 5418389
(Tex. Crim. App. Oct. 22, 2019) ................................... 11
Gutierrez v. Saenz,
141 S.Ct. 1260 (2021) .................................................... 14
Gutierrez v. State,
No. 73,462 (Tex. Crim. App. Jan. 16, 2002) ............. 7, 8
Gutierrez v. Stephens,
577 U.S. 829 (2015) ....................................................... 11
Gutierrez v. Stephens,
590 F. App’x 371 (5th Cir. 2014) ....................... 9, 10, 11
Gutierrez v. Stephens,
No. 1:09-cv-22, 2013 WL 12092544
(S.D. Tex. Oct. 13, 2013) ............................................. 8-9
VI
Haaland v. Brackeen,
599 U.S. 255 (2023) ......................... 20, 23, 24, 29, 33, 41
Hewitt v. Helms,
482 U.S. 755 (1987) ................................................. 19, 29
Holberg v. State,
425 S.W.3d 282 (Tex. Crim. App. 2014) ................ 19, 31
Honig v. Doe,
484 U.S. 305 (1988) ....................................................... 43
Johnson v. De Grandy,
512 U.S. 997 (1994) ....................................................... 45
Knox v. Serv. Emps. Int’l Union, Loc. 1000,
567 U.S. 298 (2012) .................................................. 43-44
Lewis v. Cont’l Bank Corp.,
494 U.S. 472 (1990) ....................................................... 43
Lujan v. Defs. of Wildlife,
504 U.S. 555 (1992) ............................... 21, 22, 28, 36, 37
Medimmune, Inc. v. Genentech, Inc.,
549 U.S. 118 (2007) ....................................................... 23
Ex parte Milam,
No. WR-79,322-04, 2021 WL 197088
(Tex. Crim. App. Jan. 15, 2021)................................... 34
Montana v. United States,
440 U.S. 147 (1979) ....................................................... 41
Murphy v. Hunt,
455 U.S. 478 (1982) ....................................................... 44
Murray v. Giarratano,
492 U.S. 1 (1989) ..................................................... 20, 35
Peralta v. Heights Med. Ctr., Inc.,
485 U.S. 80 (1988) ................................................... 34, 35
Preiser v. Newkirk,
422 U.S. 395 (1975) ....................................................... 43
VII
Ramirez v. Collier,
595 U.S. 411 (2022) ....................................................... 13
Reed v. Goertz,
598 U.S. 230 (2023) . I, 1, 2, 17, 18, 21, 23, 25, 27, 28, 33,
38, 39, 40, 42, 44, 45
Reed v. State,
541 S.W.3d 759 (Tex. Crim. App. 2017)...................... 31
Rocha v. Thaler,
626 F.3d 815 (5th Cir. 2010) ........................................ 37
Rooker v. Fid. Tr. Co.,
263 U.S. 413 (1923) ....................................................... 45
S. Pac. Ry. Co. v. United States,
168 U.S. 1 (1897) ........................................................... 41
Skinner v. Switzer,
562 U.S. 521 (2011) ....................................................... 45
Tahoe-Sierra Pres. Council, Inc. v. Tahoe
Reg’l Plan. Agency, Inc.,
535 U.S. 302 (2002) ....................................................... 26
Tison v. Arizona,
481 U.S. 137 (1987) ....................................................... 10
TransUnion LLC v. Ramirez,
594 U.S. 413 (2021) ................................................. 22, 29
U.S. Parole Comm’n v. Geraghty,
445 U.S. 388 (1980) ....................................................... 43
United States v. Juv. Male,
564 U.S. 932 (2011) ........................................... 19, 33, 36
United States v. Sineneng-Smith,
590 U.S. 371 (2020) ....................................................... 39
Utah v. Evans,
536 U.S 452 (2002) ...................................... 24, 28, 38, 39
VIII
Ex parte Weathers, No. WR-64,302-02,
2012 WL 1378105 (Tex. Crim. App.
Apr. 18, 2012) ................................................................ 34
Webster v Fall,
266 U.S. 507 (1925) ....................................................... 42
Constitutional Provisions and Statutes:
U.S. Const.:
amend. I......................................................................... 13
amend. VIII .................................................................. 13
amend. XIV ......................................................... 1, 13, 15
5 U.S.C.:
§ 553(b) .......................................................................... 37
§ 553(c) ........................................................................... 37
16 U.S.C. § 1536(a)(2)......................................................... 37
20 U.S.C. § 1098a(a)-(b) ..................................................... 37
28 U.S.C.:
§ 1257(a) ........................................................................ 45
§ 2201(a) ........................................................................ 43
42 U.S.C:
§ 1983 ....................................................... 8, 13, 39, 42, 45
§ 4332(2)(C) ................................................................... 37
Tex. Code Crim. Proc.:
art. 11.071 ................................................................ 34, 36
art. 11.071, § 5(a) ........................................ 11, 32, 33, 37
art. 11.071, § 5(a)(1) ...................................................... 37
art. 11.071, § 5(a)(3) .......................................... 15, 36, 37
art. 37.071(b)(1)-(2) ......................................................... 7
art. 37.071(e)(1) ............................................................... 7
art. 64.01(b)(1)(B) ........................................................... 9
IX
art. 64.03(a)(1)(C) ............................................. 10, 26, 41
art. 64.03(a)(2) ............................................................... 12
art. 64.03(a)(2)(A) ................................................... 10, 25
art. 64.03(a)(2)(B) ................................................... 26, 41
Tex. Penal Code § 7.01(a) .................................................... 7
Other Authorities:
Act of May 20, 2011, 82nd Leg., R.S., ch.
366, § 1, 2011 Tex. Gen. Laws 1016)
(S.B. 122, eff. Sept. 1, 2011) ......................................... 10
Brief for Defendants-Appellants,
Gutierrez v. Saenz, No. 21-70009
(5th Cir. Feb. 14, 2022) ................................................ 34
Brief for Respondent, Reed v. Goertz,
No. 21-422 (U.S. Aug. 23, 2022) ............................ 24, 42
Brief of Plaintiff-Appellee, Gutierrez v. Saenz,
No. 21-7009 (5th Cir. Aug. 1, 2022) ............................. 33
Order, Gutierrez v. Davis, No. 1:09-CV-22
(S.D. Tex. Aug. 22, 2018) ............................................. 11
Order of Dismissal, Gutierrez v. Saenz, et al.,
No. 1:19-CV-185 (S.D. Tex. Mar. 10, 2023) ................ 13
Subsequent Appl. For Post-Conviction Writ
of Habeas Corpus, Ex parte Gutierrez,
No. 98-CR-1391 (107th Dist. Ct.,
Cameron County, Tex. June 8, 2020) ......................... 32
INT RODU C TION
In 1998, Ruben Gutierrez and two other individuals
concocted a plot to rob 85-year-old Escolastica Harrison
of the nearly $600,000 in cash Gutierrez knew she stored
in her mobile home. During the robbery, Mrs. Harrison
was beaten to death and repeatedly stabbed with screwdrivers in the face and neck. Multiple witnesses placed
Gutierrez at the scene of the crime, and Gutierrez confessed to planning the robbery and then carrying it out
in the very room where Mrs. Harrison was being murdered. After a jury trial, Gutierrez was convicted and
sentenced to death. His conviction was affirmed on direct
appeal, and his efforts to win habeas relief from state and
federal courts have been repeatedly rejected.
For the last fourteen years, Gutierrez has also unsuccessfully sought access to DNA testing of certain evidence that he aims to use to challenge his death sentence
in a future (second) subsequent state habeas application.
The Texas Court of Criminal Appeals (“CCA”) has rejected those efforts three separate times, finding that
Gutierrez was not entitled to DNA testing because he
could not meet the required elements under Texas Code
of Criminal Procedure, Chapter 64. Following his second
failed attempt to win DNA testing, Gutierrez filed this
federal civil rights lawsuit seeking to hold various aspects of Chapter 64 unconstitutional under the Due Process Clause. The district court accepted one of those theories, declaring Chapter 64 unconstitutional insofar as it
allows a prisoner sentenced to death to conduct postconviction DNA testing to challenge his conviction but
not his capital sentence. Yet following this Court’s decision in Reed v. Goertz, 598 U.S. 230 (2023), the Fifth Circuit reversed on Article III standing grounds, holding
that Gutierrez failed to prove redressability. The court
(1)
2
observed that the CCA had already held twice that even
if Gutierrez could use that evidence to challenge his sentence, he would still not be entitled to DNA testing under
Texas law. And Saenz was “quite likely to follow” the
CCA’s holdings rather than a declaratory judgment that
has no effect on Gutierrez’s ultimate eligibility for DNA
testing under Texas law. Pet.App.12.
This Court should affirm. The district court’s declaratory judgment does not “eliminate the state
prosecutor’s justification for denying DNA testing,”
Reed, 598 U.S. at 234, because that judgment affects only
one of multiple, independent state-law grounds that
support District Attorney Saenz’s decision to deny
access to the evidence. Likewise, the declaratory
judgment does nothing to “significant[ly] increase . . . the
likelihood that the state prosecutor would grant access
to the requested evidence.” Id. (cleaned up). That was
affirmatively proven when Saenz continued to stand on
his objections in response to Gutierrez’s attempt to use
the declaratory judgment in support of a third motion for
DNA testing in state court. And just last summer, the
CCA affirmed the denial of Gutierrez’s motion,
reiterating for a third time that Gutierrez was not
entitled to DNA testing under state law even if he could
use the evidence to challenge his sentence. Thus, the declaratory judgment Gutierrez won does not redress the
injury he suffers from denial of access to DNA testing,
and he lacks Article III standing to pursue it. For similar
reasons, these events now render Gutierrez’s case moot,
robbing him of any personal stake in the outcome of the
case and making the district court’s declaratory judgment purely advisory.
The Court should therefore affirm the Fifth Circuit’s
decision dismissing the case for lack of jurisdiction.
3
ST ATE MEN T
I. Gutierrez’s Capital-Murder Conviction
A. Escolastica Harrison’s murder
In September 1998, Avel Cuellar discovered the lifeless body of his aunt, 85-year-old Escolastica Harrison,
laying in a pool of her own blood in the bedroom of the
mobile home they shared in Brownsville, Texas.
17.RR.37, 117-18.1 Mrs. Harrison had extensive bruising
to her face and neck as well as at least thirteen stab
wounds, one of which punctured her skull, inflicted by
what appeared to be flathead and Phillips-head screwdrivers. 19.RR.226-27, 234-39. The nearly $600,000 in
cash that she kept in her trailer from her management of
the mobile-home site was nowhere to be found, and her
home office had been ransacked. 18.RR.106-110; see
17.RR.81-82. Mrs. Harrison’s ultimate cause of death
was “[h]omicidal blows to the left eyebrow area of the
face and the right side of the head,” which “severely and
fatally damaged her brain.” 19.RR.224-25.
B. The police’s investigation and Gutierrez’s
confession
The police’s investigation of this crime led detectives
to Ruben Gutierrez. Gutierrez was a friend of Mrs. Harrison’s nephew, Cuellar, and had drawn close to Mrs.
Harrison while befriending Cuellar. 17.RR.88-95. That
friendship led to Gutierrez being one of the few people
who knew that Mrs. Harrison kept large quantities of
cash in her home because she did not trust banks.
17.RR.96-97. Acting on multiple reports that Gutierrez
“RR,” preceded by volume number and followed by page numbers, refers to the court reporter’s record of Gutierrez’s capitalmurder trial.
1
4
was spotted in the mobile-home park around Mrs. Harrison’s home during the evening of her murder, detectives sought to bring Gutierrez in for questioning.
18.RR.133-34. Gutierrez voluntarily appeared at the police station and told detectives that he had encountered
Cuellar and another friend while he was visiting the mobile-home park on the Friday before the murder, but
that he was driving around with another friend on the
Saturday of the murder. 18.RR.120-21, 131-32. Yet the
detectives had already spoken with multiple witnesses
who placed Gutierrez outside of Mrs. Harrison’s home on
Saturday—the day she was murdered—so the detectives pressed him on this point, asking whether he was
sure about those dates. 18.RR.133. At that point,
Gutierrez abruptly ended the interview and left the police station. 18.RR.134-35.
Upon the detectives’ further investigation, the individual Gutierrez claimed he was with the night of
Mrs. Harrison’s murder contradicted his alibi.
18.RR.137-38. A tip also led detectives to Gutierrez’s two
accomplices, Rene Garcia and Pedro Gracia, who were in
possession of large quantities of cash and newly purchased vehicles and electronics. 18.RR.142-44. The police
then obtained, and later executed, a capital-murder warrant for Gutierrez’s arrest. 18.RR.148-49. After learning
that his two accomplices were in custody and had given
statements to the police,2 Gutierrez volunteered another
Although they were “referred to but not admitted at trial,”
JA.578a, the police secured a statement from Rene Garcia “that
places [Gutierrez] in Mrs. Harrison’s home and stabbing her,” along
with a statement from Pedro Gracia “that places [Gutierrez] inside
Mrs. Harrison’s home at the time of the murder,” JA.587a. The CCA
held that it could properly, and constitutionally, consider those
2
5
statement to the police. 18.RR.162; see 30.RR.Ex.45. In
this statement, Gutierrez claimed that Gracia approached him and asked for his help in robbing
Mrs. Harrison. 18.RR.168. Gutierrez agreed, recruited
Garcia, and then came up with a plan for the robbery:
while Gracia distracted Mrs. Harrison by pretending to
be interested in renting a lot in her mobile-home park,
Garcia would slip into her house to steal the money from
her bedroom closet, where Gutierrez knew it would be.
18.RR.169.
Though Gutierrez confessed that “[t]here was no
doubt about the fact that I planned the whole ripoff,” he
claimed that he “never wanted for either one of them to
kill Ms. Harrison.” 18.RR.172. Gutierrez insisted that,
while Gracia and Garcia took off to Mrs. Harrison’s home
with two screwdrivers in hand, he waited at a nearby
park for Gracia and Garcia to complete the robbery.
18.RR.169-71. And according to Gutierrez, when the two
returned with a blue suitcase containing Mrs. Harrison’s
files and a toolbox full of her cash, Garcia was holding a
bloody screwdriver and confessed to killing Mrs. Harrison. 18.RR.170. At that point, Gutierrez “decided that
[he] did not want any money that they had just ripped
off” and insisted he would walk home. 18.RR.170-71, 172.
Following this confession, Gutierrez led detectives right
to the location of the blue suitcase (he claimed Gracia told
him where it was). 18.RR.178-79, 183-89.
The next day, Gutierrez agreed to give a third statement to the police. 19.RR.52-53; see 30.RR.Ex.66. In this
statement, Gutierrez admitted that he had previously
“lied” about not “being in [Mrs. Harrison’s] house”
statements when assessing Gutierrez’s eligibility for DNA testing
under Chapter 64. See JA.582a-585a.
6
during her murder. 19.RR.67. Instead, Gutierrez now
confessed that Gracia was the driver and Gutierrez “was
in the house looking for the money while [Garcia] was
stabbing that lady.” 19.RR.68. He stated that Garcia was
supposed to lure Mrs. Harrison outside of her home on
the pretense of renting a mobile-home lot while
Gutierrez would enter the house to take the money.
19.RR.68. But when Gutierrez entered the home, Garcia
and Mrs. Harrison were still inside talking, so Garcia
punched her in the face, knocking her out, and then
dragged her by her hair into her bedroom, where
Gutierrez searched for her money. 19.RR.68-69. While
he was rooting around in Mrs. Harrison’s closet,
Gutierrez claimed, Garcia began repeatedly stabbing
Mrs. Harrison with a screwdriver that “had a clear handle with red,” which was one of the two screwdrivers he
said “we” brought to the house (the other being “a star
type” screwdriver). 19.RR.68-69. Even after Gutierrez
located the money and “tossed it to” Garcia, Gutierrez
contended that Garcia “put it on the bed,” “told [him]
that [Mrs. Harrison] didn’t want to die,” and then went
back to “stabbing the old lady,” only stopping after
Gutierrez “told him to blow it off” as he “was walking
out” the door “with the blue suitcase” to catch a getaway
ride from Gracia. 19.RR.69.
C. Gutierrez’s trial, conviction, and sentence
Gutierrez was eventually indicted and tried for capital murder. “The prosecution’s theory at trial was that
[Gutierrez], either as a principal or as a party, intentionally murdered Mrs. Harrison during a robbery.”
JA.571a. In addition to Gutierrez’s confession placing
himself inside Mrs. Harrison’s home and, at minimum,
burglarizing her home while she was being murdered,
the prosecution’s case-in-chief also emphasized “the
7
medical examiner’s testimony that two different instruments caused the stab wounds”—flathead and Phillipshead screwdrivers—and the fact that “four different people,” including one who did not know him at all, placed
Gutierrez at the mobile-home park the day of Mrs. Harrison’s murder. JA.571a. The jury was instructed that it
could convict Gutierrez of capital murder “if it found that
Gutierrez[,] ‘acting alone or as a party’ with the accomplice[,] intentionally caused the victim’s death.” JA.571a;
20.RR.52; see Tex. Penal Code § 7.01(a). The jury returned a general verdict of guilt. JA.571a; 21.RR.3-5.
At the punishment stage of Gutierrez’s trial, the jury
was instructed that Gutierrez could be sentenced to
death if it found that he: (1) posed a “continuing threat to
society,” (2) “intended to kill the deceased or another or
anticipated that a human life would be taken,” and
(3) there was a lack of “a sufficient mitigating circumstance or circumstances to warrant that a sentence of life
imprisonment without parole rather than a death sentence be imposed.” Tex. Code Crim. Proc.
art. 37.071(b)(1)-(2), (e)(1); see 24.RR.126-33. At the punishment stage, the jury heard evidence of Gutierrez’s
lengthy involvement with the criminal-justice system, including: his commission of several burglaries, assault of
a police officer, threats to kill a teacher, instigation of “an
‘almost riot’ because county jail employees would not
give him any Kool-Aid,” threat to “shank” a prison guard
if the guard interfered with his attempt to escape, and
threat to kill an assistant district attorney following his
conviction. See Gutierrez v. State, No. 73,462, slip op. at
6 (Tex. Crim. App. Jan. 16, 2002). The jury answered the
first two special issues in the affirmative and, as to the
third, found a lack of sufficient mitigating evidence.
8
25.RR.3-5. Based on those findings, the trial judge sentenced Gutierrez to death. 25.RR.7-8.
The CCA affirmed Gutierrez’s conviction on direct
appeal, overruling each of his ten asserted points of error, including challenges to the legal sufficiency of the
evidence at the guilt-innocence stage, the legal sufficiency of the evidence as to the first two special issues at
the punishment stage, and the voluntariness of his confession. See Gutierrez, No. 73,462, supra, slip op. at 5-21.
II. Gutierrez’s Collateral Postconviction Litigation
More than two decades of collateral litigation have
followed Gutierrez’s conviction and its affirmance on direct appeal. That litigation includes three state habeas
applications, one federal habeas petition, three motions
for DNA testing, and the instant lawsuit under 42 U.S.C
§ 1983 challenging the constitutionality of Texas’s DNAtesting statute, Chapter 64.
A. Gutierrez’s first motion for DNA testing, two
state habeas applications, and federal habeas
petition
Following affirmance of his conviction on direct appeal, Gutierrez first filed a state habeas application raising “twenty allegations in which he challenge[d] the validity of his conviction and resulting sentence.” Ex parte
Gutierrez, No. WR-59,552-01, 2004 WL 7330936, at *1
(Tex. Crim. App. Sept. 15, 2004). The CCA rejected most
of those claims but remanded the case to the trial court
for fact development on two ineffective assistance of trial
counsel claims related to the voluntariness of his confession. Id. The CCA later rejected those two remaining
claims upon the case’s return to that court. Ex parte
Gutierrez, No. WR-59,552-01, 2008 WL 2059277, at *1
(Tex. Crim. App. May 14, 2008); see Gutierrez v.
9
Stephens, No. 1:09-cv-22, 2013 WL 12092544, at *18-*21,
*23 (S.D. Tex. Oct. 13, 2013).
Gutierrez then turned to federal court, filing a federal
habeas petition in January 2009. But “[b]ecause his petition included two claims that he had not raised in his initial state habeas [application], the district court stayed
and administratively closed the case to allow him to fully
exhaust his state court remedies.” Gutierrez v. Stephens,
590 F. App’x 371, 374 (5th Cir. 2014).
Once back in state court, Gutierrez initiated a lawsuit
making a request for DNA testing under Chapter 64.
Gutierrez sought DNA testing of five items: (1) a blood
sample taken from Mrs. Harrison; (2) a shirt belonging
to Cuellar containing apparent blood stains; (3) nail
scrapings taken from Mrs. Harrison; (4) blood samples
from Cuellar’s bathroom, a raincoat found in or just outside of that bathroom, and Mrs. Harrison’s sofa; and (5) a
single loose hair found on Mrs. Harrison. JA.572a.
Gutierrez’s theory was that “exculpatory results” from
this testing “would tend to support his assertion that ‘he
was not present during, did not participate in, and did
not know or anticipate the victim’s murder.’” JA.577a578a.
The trial court issued findings of fact and conclusions
of law denying the request for DNA testing, and the CCA
affirmed. JA.574a, 588a-604a. The CCA identified four
independent grounds for rejecting Gutierrez’s request
for DNA testing. First, the court held that Gutierrez was
“at fault” for not previously testing the evidence because
his counsel made a strategic decision not to test the evidence so that he could argue that the police’s own failure
to test the evidence demonstrated a “lack of investigation” and that they “fell down on the job.” JA.588a-593a
(citing Tex. Code Crim. Proc. art. 64.01(b)(1)(B)
10
(amended by Act of May 20, 2011, 82nd Leg., R.S., ch.
366, § 1, 2011 Tex. Gen. Laws 1016, 1016) (S.B. 122, eff.
Sept. 1, 2011)). Second, the court held that “the trial
judge acted within his discretion in finding that identity
was and is not an issue in this case,” given that the case
was tried under Texas’s law of parties, see supra at 7,
and, among other things, Gutierrez’s own confession and
multiple witnesses placing him at the scene of the murder. JA.597a-598a; see also JA.582a-587a; Tex. Code
Crim. Proc. art. 64.03(a)(1)(C) (requiring a convict seeking to obtain DNA testing to show that “identity was or
is an issue in the case”). Third, the court held that “[t]he
statute does not authorize testing when exculpatory testing results might affect only the punishment or sentence
that he received.” JA.602a; see Tex. Code Crim. Proc.
art. 64.03(a)(2)(A) (requiring a convict seeking to obtain
DNA testing to “establish[] by a preponderance of the
evidence that” he “would not have been convicted if exculpatory results had been obtained through DNA testing” (emphasis added)). Finally, the court held that
“even if Chapter 64 did apply to evidence that might affect the punishment stage as well as conviction,”
Gutierrez “still would not be entitled to testing” because
“the record facts satisfy the Enmund/Tison[3] culpability requirements that he played a major role in the underlying robbery and that his acts showed a reckless indifference to human life.” JA.603a.
In response to the CCA’s rejection of his request for
DNA testing—and in an effort to exhaust his claims for
purposes of his federal habeas petition, Gutierrez, 590 F.
App’x at 374—Gutierrez filed a second state habeas
Tison v. Arizona, 481 U.S. 137 (1987); Enmund v. Florida, 458
U.S. 782 (1982).
3
11
application, this time arguing, among other things, that
the State violated its Brady obligations by failing to submit certain biological evidence for DNA testing. JA.551a.
The CCA dismissed that application as an abuse of the
writ under state law. JA.551a (citing Ex parte Gutierrez,
No. WR-59,552-02 (Tex. Crim. App. Aug. 24, 2011)); see
Tex. Code Crim. Proc. art. 11.071, § 5(a).
Having run out of options in state court, Gutierrez returned to federal court and filed an amended habeas petition. The district court eventually denied that petition,
and the Fifth Circuit declined to issue a certificate of appealability. Gutierrez, 590 F. App’x at 384. This Court
thereafter denied his certiorari petition. Gutierrez v. Stephens, 577 U.S. 829 (2015).
B. Gutierrez’s second motion for DNA testing
Following the conclusion of federal habeas proceedings, Gutierrez’s court-appointed counsel withdrew from
the case, and the district court appointed new counsel.
Order, Gutierrez v. Davis, No. 1:09-CV-22 (S.D. Tex.
Aug. 22, 2018), ECF No. 79. To allow new counsel time
to gain familiarity with the case, the district court stayed
Gutierrez’s then-pending execution. Id. After that stay
expired and a new execution date was set, new counsel
also succeeded in obtaining a stay of that second execution due to state-law issues concerning the warrant of execution. In re Gutierrez, No. WR-59,552-03, 2019 WL
5418389, at *1 (Tex. Crim. App. Oct. 22, 2019) (per curiam).
About a month after the second execution date was
set, Gutierrez filed a second motion for postconviction
DNA testing in state court, seeking testing of the same
items he sought in his first motion, in addition to Mrs.
Harrison’s “nightgown, robe, and slip.” JA.554a. The
trial court denied his motion in a written order. Tracking
12
two of Chapter 64’s statutory requirements, the court
held that Gutierrez was not entitled to DNA testing because: (1) he “ha[d] not shown by a preponderance of the
evidence that a reasonable probability exists that” he
“would not have been prosecuted or convicted if exculpatory results had been obtained through DNA testing,”
and (2) his “request for the proposed DNA testing is
made for the purpose of unreasonably delaying the execution of [his] sentence or [the] administration of justice.” JA.555a.
The CCA affirmed on three independent state-law
grounds. First, the court independently analyzed each of
the five items of which Gutierrez sought testing and concluded that, for each one, he had “not met the requirements of Article 64.03(a)(2),” because he had “not established by a preponderance of the evidence that he would
not have been convicted if exculpatory results were obtained through DNA testing.” JA.561a-564a. Second, the
court reaffirmed its prior conclusion that Chapter 64
“does not authorize testing when exculpatory testing results might affect only the punishment or sentence that
he received.” JA.564a. Third, the court separately reaffirmed its alternative finding that “even if Chapter 64 did
apply to evidence that might affect the punishment
stage,” Gutierrez “still would not be entitled to testing”
because “the record facts satisfy the Enmund/Tison culpability requirements that he played a major role in the
underlying robbery and that his acts showed a reckless
indifference to human life.” JA.564a-565a. The court did
not reach, and therefore left undisturbed, the trial
court’s finding that Gutierrez was not entitled to DNA
testing for another independent state-law reason: his request for DNA testing was “made to unreasonably delay
13
the execution of [his] sentence or the administration of
justice.” JA.565a-566a.
C. Gutierrez’s federal civil rights lawsuit
While Gutierrez was litigating his second DNA-testing motion in state court, he filed the instant lawsuit in
federal district court under 42 U.S.C. § 1983 against the
Cameron County, Texas District Attorney, Luis Saenz,
and the Chief of the Brownsville, Texas Police, Felix
Sauceda, Jr. JA.32a. Because the CCA had not yet ruled
on his second request for DNA testing, the district court
stayed the case pending resolution of that motion.
JA.32a.
Following the CCA’s denial of his second DNA-testing motion, supra at 12, the district court lifted the stay
and Gutierrez filed an amended complaint. JA.427a-466a.
In that operative complaint, Gutierrez sought, as relevant here, a declaratory judgment holding that Chapter
64 violated his procedural due process rights under the
Fourteenth Amendment.4 Gutierrez advanced two procedural-due-process theories. The first challenged Chapter
Gutierrez also brought claims under the Eighth Amendment
and the First Amendment (the latter under an access-to-courts theory) related to the denial of DNA testing. JA.458a-459a. He also
brought claims under the First Amendment and the Religious Land
Use and Institutionalized Persons Act challenging the Texas Department of Criminal Justice’s then-existing policy excluding outside spiritual advisors from the execution chamber. JA.459a-463a.
None of these claims is at issue here. The First and Eighth Amendment claims related to DNA testing were dismissed at the pleading
stage, JA.239a-240a, and Gutierrez did not appeal that dismissal.
The spiritual-advisor claims were ultimately dismissed as moot after the policy was changed following this Court’s decision in
Ramirez v. Collier, 595 U.S. 411 (2022). Order of Dismissal,
Gutierrez v. Saenz, et al., No. 1:19-CV-185 (S.D. Tex. Mar. 10, 2023),
ECF No. 213.
4
14
64’s requirement that a convict demonstrate by a “preponderance of evidence” that he “would not have been
convicted if exculpatory results had been obtained
through DNA testing,” which Gutierrez argued was too
“high” of a standard. JA.448a-449a. In particular,
Gutierrez contended that the CCA’s application of that
standard in affirming the rejection of his two motions for
DNA testing showed that, “as construed by the CCA, the
statute effectively precludes DNA testing.” JA.448a455a. Gutierrez’s second theory was that the statute’s
limitation of DNA testing to challenges to a prisoner’s
conviction but not his sentence deprived him of a liberty
interest in obtaining a reduced sentence. JA.456a-458a.
Saenz and Sauceda initially moved to dismiss
Gutierrez’s complaint on several grounds, including
standing, sovereign immunity, statute of limitations, and
failure to state a claim. JA.370a-372a, 379a-389a, 392a412a. The district court denied the motion in relevant
part. JA.286a-327a. After ancillary litigation over
Gutierrez’s claim demanding the presence of an outside
spiritual advisor in the execution chamber that eventually reached this Court, see Gutierrez v. Saenz, 141 S.Ct.
1260 (2021), the district court ordered briefing on “what,
if any, DNA claims remain in this case and the merits of
those claims.” JA.26a.
After receiving briefing on the DNA claim, the court
entered a declaratory judgment holding Chapter 64
partly unconstitutional. JA.61a. The court first rejected
Gutierrez’s challenge to Chapter 64’s “preponderance of
the evidence . . . standard,” holding that Gutierrez failed
to show that it is impossible to receive DNA testing under Chapter 64 or that the standard “offends historical
practice or a fundamental principle of justice.” JA.53a56a. But the court nevertheless accepted Gutierrez’s
15
theory that limiting DNA testing to challenges to a prisoner’s conviction but not his sentence was unconstitutional. JA.56a-61a. In the court’s view, because Texas law
permits prisoners to file a “subsequent habeas application” challenging their death sentence under Texas Code
of Criminal Procedure article 11.071, § 5(a)(3), precluding them from obtaining DNA testing to attack that sentence renders Texas’s abuse-of-the-writ statute “illusory” in violation of the Due Process Clause because it
“barricades the primary avenue for” a prisoner to “make
use of that right.” JA.59a-60a. The district court thereafter entered a final judgment disposing of Gutierrez’s
DNA testing claims. JA.63a-71a. Although Saenz and
Sauceda appealed the district court’s declaratory judgment to the Fifth Circuit, Gutierrez did not cross-appeal
the district court’s rejection of his procedural due process challenge to Chapter 64’s preponderance-of-the-evidence standard.
On appeal, the Fifth Circuit held that Gutierrez
lacked standing to seek a declaratory judgment because
he failed to establish redressability. Pet.App.7-15. Applying this Court’s recent decision in Reed, the court held
“there is not a substantial likelihood that a favorable ruling by a federal court on Gutierrez’s claims would cause
the prosecutor to order DNA testing,” because the CCA
“has already found that Gutierrez would have no right to
DNA testing even if the statutory bar to testing for evidence about sentencing were held to be unconstitutional.” Pet.App.14, 15. Moreover, the court concluded
that “a state prosecutor is quite likely to follow what his
state’s highest criminal court has already held should be
the effect of such a decision,” and “a state court, if presented with Gutierrez’s request for DNA testing, would
be bound by the Texas Court of Criminal Appeals’
16
holding that such testing would be meaningless.”
Pet.App.12, 15.
This Court granted Gutierrez’s petition for a writ of
certiorari.
D. Gutierrez’s third motion for DNA testing
Shortly after securing a declaratory judgment from
the district court holding Chapter 64 partly unconstitutional—but before the Fifth Circuit reversed that decision on standing grounds—Gutierrez filed a third motion
for DNA testing in state court, “seek[ing] testing of the
same items for which he sought testing in his first two
motions.” JA.467a-468a. After initial litigation over jurisdictional questions was resolved by the CCA, see
JA.481a-490a, the trial court rejected Gutierrez’s request for DNA testing on the merits. The court held that
Gutierrez’s request was “collaterally estopped, barred
by the doctrine of res judicata, and barred by the doctrine of law of the case,” given the CCA’s two prior opinions rejecting Gutierrez’s requests for testing. JA.476a.
After the Fifth Circuit issued its opinion and while
Gutierrez’s certiorari petition was pending in this Court,
the CCA affirmed the trial court’s denial of Gutierrez’s
motion. JA.480a. Gutierrez argued that his motion was
not barred by res judicata or the law-of-the-case doctrine
because this time he had the benefit of the district
court’s declaratory judgment. But the CCA rejected
Gutierrez’s argument that the district court’s declaratory judgment (which by then had been reversed by the
Fifth Circuit) changed the analysis. JA.477a-479a. As the
CCA explained, its two prior opinions rested on a statelaw ground that was independent of the one the district
court held unconstitutional, and that ground “continues
to apply here.” JA.479a. For a third time, the CCA held
that “[e]ven if, Chapter 64 applied to evidence affecting
17
the punishment stage, given the evidence in this case,
[Gutierrez] cannot show that the jury would have answered the punishment issues differently should he obtain exculpatory DNA results.” JA.479a. Consequently,
“[g]iven the evidence presented the statute did not operate unconstitutionally as to” Gutierrez. JA.479a.
SU M MA RY O F A RGU MENT
I. The Court should affirm because the Fifth Circuit
correctly held that Gutierrez lacks Article III standing.
In Reed, this Court held that a Texas prisoner who had
been denied access to DNA testing under Chapter 64 had
standing to seek a federal-court judgment declaring
Chapter 64 unconstitutional. 598 U.S. at 234. And under
Reed, Gutierrez’s injury—denial of access to DNA
testing—is redressable if the declaratory judgment
(1) would “eliminate the state prosecutor’s justification
for
denying
DNA
testing”
and
thereby
(2) “significant[ly] increase . . . the likelihood that the
state prosecutor would grant access to the requested
evidence.” Id.
Under this standard, Gutierrez failed to prove
redressability. The district court declared Chapter 64
unconsitutional insofar as it allows a prisoner sentenced
to death to conduct post-conviction DNA testing to
challenge his conviction but not his capital sentence.
JA.56a-61a. Yet the CCA has held three times over
thirteen years that Gutierrez would be ineligible for
DNA testing even if he could use it to challenge his
sentence, because exculpatory DNA evidence would not
change that sentence. See JA.603a; JA.565a; JA.479a.
And over the course of its three detailed opinions
denying Gutierrez’s motions for DNA testing, the CCA
has identified other statutory grounds that Saenz relied
on to deny Gutierrez DNA testing under state law.
18
JA.597a-598a; JA.555a. Because multiple, independent
state-law grounds that were unaffected by the district
court’s declaratory judgment continue to support
Saenz’s decision to deny Gutierrez access to evidence for
DNA testing, the district court’s declaratory judgment
does not “eliminate the state prosecutor’s justification
for denying DNA testing,” and therefore it will not
redress his injury attributable to the denial of access to
that evidence. Reed, 598 U.S. at 234
For similar reasons, Gutierrez cannot show that the
district
court’s
declaratory
judgment
would
“significant[ly] increase . . . the likelihood” that Saenz
“would grant access to the requested evidence.” Id. To
the contrary, as the Fifth Circuit correctly explained, a
Texas prosecutor is “quite likely to follow” the CCA’s
holdings rather than a declaratory judgment that has no
effect on Gutierrez’s ultimate eligibility for DNA testing
under Texas law. Pet.App.12. But the Court need not
speculate about what Saenz would do. After Gutierrez
obtained the declaratory judgment from the district
court, he took it to state court and filed a third motion for
DNA testing, seeking to compel Saenz to turn over the
evidence. Saenz refused, and the CCA upheld that refusal, holding that the declaratory judgment did not alter
the preclusive effect of its two prior decisions denying
DNA testing on other state-law grounds. See JA.477a479a. Accordingly, Gutierrez’s theory that the district
court’s declaratory judgment would “significant[ly] increase . . . the likelihood” that Saenz “would grant access
to the requested evidence,” Reed, 598 U.S. at 234, has already been disproven.
Gutierrez resists these straightforward conclusions
in several ways, but none has merit. First, he argues (at
5, 25, 27, 37-38, 40) that his injury is redressable because
19
Saenz might one day “unilaterally” decide to hand over
the requested evidence. This argument, founded entirely
on speculation, is an admission that it is not the district
court’s declaratory judgment that would redress his injury but the voluntary actions of Saenz. This Court’s
precedents are clear, however, that though redress is
sought “from the defendant,” it must come “through the
court.” Hewitt v. Helms, 482 U.S. 755, 761 (1987).
Second, Gutierrez contends (at 14, 33, 37, 38-39, 40)
that his injury is redressable because Saenz might
choose to disregard the CCA’s repeated holding that he
is not eligible for DNA testing even if he could use it to
challenge his death sentence, because the CCA based
that conclusion on only the “record facts” at trial and not
on the supposedly new theories and evidence he wishes
to present. But this argument disregards the fact that
the CCA was required under state law to consider only
those record facts when adjudicating Gutierrez’s right to
DNA testing under Chapter 64. See Holberg v. State, 425
S.W.3d 282, 285 (Tex. Crim. App. 2014). Moreover, this
argument is just as speculative as the first, disproven by
Saenz’s actual conduct when confronted with this allegedly new evidence and theories, and yet another admission that it is not the district court’s declaratory judgment providing the redress.
Third, Gutierrez attempts to reconceptualize his injury (at 31-35) as a “procedural injury” that sounds in
due process: a denial of his right to file a subsequent
state habeas application. But that right is not at issue in
this case; only Gutierrez’s right to access evidence for
DNA testing is. And Gutierrez’s argument that the district court’s declaratory judgment might have a “possible, indirect benefit in a future lawsuit,” United States v.
Juv. Male, 564 U.S. 932, 937 (2011) (per curiam), here a
20
hypothetical third state habeas application, “does not
preserve standing” in this lawsuit, Haaland v. Brackeen,
599 U.S. 255, 294 (2023). Nor does this refashioning of his
injury help him cure his redressability problem. Multiple, independent state-law grounds that are unaffected
by the district court’s declaratory judgment continue to
support Saenz’s decision to deny Gutierrez access to the
evidence for DNA testing—and thus block his path to filing a state habeas application accompanied by the DNA
testing results.
Because Gutierrez has no constitutional right to DNA
testing, Dist. Att’ys Off. for Third Jud. Dist. v. Osborne,
557 U.S. 52, 68 (2009), or to state habeas review, Murray
v. Giarratano, 492 U.S. 1, 7-8 (1989), his analogy to cases
involving deprivations of constitutionally protected property interests without notice and a hearing are inapt.
And because the procedural right he now attempts to assert here—the right to file a subsequent state habeas application with a particular mix of evidence—is different
in kind from the ones at issue in the Administrative Procedure Act (“APA”) and environmental-law cases he
cites (at 6-7, 35), those cases are inapposite.
Finally, Gutierrez accuses (at 5, 22, 27) the Fifth Circuit of fashioning a “novel” test for redressability that
was not envisioned by this Court’s decision in Reed. But
the Fifth Circuit’s decision represents a straightforward
application of Reed to the facts of this case. Gutierrez’s
caricature of the Fifth Circuit’s decision is inaccurate
and ultimately fails to identify any error.
II. Alternatively, the Court should hold that this case
is now moot, because an “intervening circumstance
deprives” Gutierrez of a “personal stake in the outcome
of the lawsuit.” Genesis Healthcare Corp. v. Symczyk,
569 U.S. 66, 72 (2013). That circumstance is Saenz’s
21
refusal to provide Gutierrez with access to the requested
evidence even after the district court issued its declaratory judgment, and the CCA’s holding that the declaratory judgment did not change Gutierrez’s ineligibility for
DNA testing under state law. JA.477a-479a.
Because the CCA’s decision is the final, binding
determination of Gutierrez’s eligibility for DNA testing
under Texas law in the light of the declaratory judgment,
the district court lacks any power “to grant any effectual
relief” to Gutierrez, Chafin v. Chafin, 568 U.S. 165, 172
(2013), in the form of a declaratory judgment making it
more likely that Saenz “would grant access to the requested evidence,” Reed, 598 U.S. at 234. And because
the district court’s declaratory judgment is now entirely
advisory, this case is now moot.
ARGU MEN T
I. Gutierrez Lacks Standing.
This case is not justiciable because Gutierrez lacks
Article III standing. The narrow declaratory judgment
that Gutierrez sought and received from the district
court would not redress his injury—the denial of access
to evidence for DNA testing under Chapter 64—because
District Attorney Saenz’s5 decision to deny Gutierrez
In Reed, this Court identified “[t]he state prosecutor” as the
relevant state actor for purposes of traceability because the prosecutor “denied access to the evidence and thereby caused Reed’s injury.” 598 U.S. at 234. Though Gutierrez alleged that Sauceda, the
Brownsville Police Chief, “has custody of certain evidence,”
JA.432a, he provided no evidence, see Lujan v. Defs. of Wildlife, 504
U.S. 555, 561 (1992), showing that Sauceda, in addition to Saenz,
“denied him access to evidence,” Reed, 598 U.S. at 234. Thus,
Gutierrez has not established traceability as to Sauceda. But if the
Court disagrees, the redressability problems discussed in this brief
apply equally to Sauceda.
5
22
DNA testing is supported by multiple, independent
state-law grounds, only one of which was affected by the
district court’s declaratory judgment. Indeed, the CCA
has held three times that Gutierrez would be ineligible
for DNA testing even if he could use the results to challenge his sentence. Gutierrez’s efforts to avoid this
straightforward conclusion fail.
A. Gutierrez’s injury is not redressable under
Reed.
The Court should affirm the Fifth Circuit’s decision
dismissing Gutierrez’s case for lack of jurisdiction because he did not establish the redressability element of
the test for Article III standing.
1. Article III limits the federal judiciary to deciding
“‘Cases’ and ‘Controversies.’” TransUnion LLC v.
Ramirez, 594 U.S. 413, 423 (2021) (quoting U.S. Const.
art. III). And an “essential and unchanging part of the
case-or-controversy requirement of Article III” is the
doctrine of standing. Lujan, 504 U.S. at 560. Standing
“tends to assure that the legal questions presented to the
court will be resolved, not in the rarified atmosphere of
a debating society, but in a concrete factual context conducive to a realistic appreciation of the consequences of
judicial action.” Food & Drug Admin. v. All. for Hippocratic Med., 602 U.S. 367, 379 (2024) (citation omitted).
To establish standing, a plaintiff “must plead and—ultimately—prove” three familiar elements. Dep’t of Educ.
v. Brown, 600 U.S. 551, 561 (2023). Those elements are
“(i) that he suffered an injury in fact that is concrete, particularized, and actual or imminent; (ii) that the injury
was likely caused by the defendant; and (iii) that the injury would likely be redressed by judicial relief.”
TransUnion, 594 U.S. at 423.
23
At issue in this case is the third element: redressability. “To determine whether an injury is redressable, a
court will consider the relationship between ‘the judicial
relief requested’ and the ‘injury’ suffered.” California v.
Texas, 593 U.S. 659, 672 (2021) (citing Allen v. Wright,
468 U.S. 737, 753 n.19 (1984)). “[R]edressability requires
that the court be able to afford relief through the exercise
of its power, not through the persuasive or even awe-inspiring effect of the opinion explaining the exercise of its
power.” Brackeen, 599 U.S. at 294 (citing Franklin v.
Massachusetts, 505 U.S. 788, 825 (1992) (Scalia, J., concurring in part and concurring in the judgment)). After
all, “[i]t is a federal court’s judgment, not its opinion, that
remedies an injury; thus it is the judgment, not the opinion, that demonstrates redressability.” Id. “[T]his means
that the dispute must ‘be “real and substantial” and “admit of specific relief through a decree of a conclusive
character, as distinguished from an opinion advising
what the law would be upon a hypothetical state of
facts.”’” California, 593 U.S. at 672 (quoting Medimmune, Inc. v. Genentech, Inc., 549 U.S. 118, 126-27
(2007)). This requirement applies equally to declaratoryjudgment actions and “suits for every other type of remedy,” including coercive relief such as injunctions or
damages. Id.
Just two Terms ago, this Court articulated the circumstances under which a prisoner like Gutierrez, who
has been denied post-conviction DNA testing under a
state statute, has standing to seek a federal-court judgment declaring that statute unconstitutional. See Reed,
598 U.S. at 234. The Court first identified the nature of
the “injury in fact: denial of access to the requested evidence.” Id. It then held that such an injury would be
traceable to “[t]he state prosecutor, who is the named
24
defendant,” because that prosecutor “denied access to
the evidence and thereby caused [the] injury.” 6 Id. Finally, the Court held that a federal court’s declaratory
judgment concluding that “Texas’s post-conviction DNA
testing procedures violate due process” would redress
the injury if “that court order would eliminate the state
prosecutor’s justification for denying DNA testing” and
thereby “‘significant[ly] increase . . . the likelihood’ that
the state prosecutor would grant access to the requested
evidence.” Id. (quoting Utah v. Evans, 536 U.S 452, 464
(2002)). That is because “[i]t is ‘substantially likely’ that
the state prosecutor would abide by such a court order,”
even though it does not formally coerce that prosecutor
to do so. Id. (quoting Evans, 536 U.S at 464); see Brackeen, 599 U.S. at 293 (holding that it is the “preclusive effect” of declaratory judgments that save them from being “little more than an advisory opinion”).
2. Under Reed, Gutierrez failed to establish redressability. The district court declared Chapter 64 unconstitutional because it allows a convict access to evidence for
DNA testing to challenge his conviction but not his sentence. JA.61a. Yet that singular ground for declaring
part of the statute unconstitutional was only one of several independent state-law grounds supporting District
Attorney Saenz’s decision to deny access to the requested evidence. Indeed, over the course of its three
In so holding, the Court rejected Goertz’s argument that the
denial of DNA testing under Chapter 64 was neither traceable to
the state prosecutor nor redressable by a declaratory judgment
against him, because “[n]o state actor enforces Chapter 64” and instead “Texas courts independently” apply the statute’s requirements. Brief for Respondent 38, Reed v. Goertz, No. 21-422 (U.S.
Aug. 23, 2022) (“Reed Respondent’s Br.”); cf. Reed, 598 U.S. at 248249 (Thomas, J., dissenting).
6
25
opinions denying Gutierrez’s motions for DNA testing,
the CCA identified three independent reasons, grounded
in Chapter 64, that Saenz has advanced for denying access to the evidence. Each of those reasons has been upheld by either the CCA itself or the state trial court, and
each stands unaffected by the district court’s narrow declaratory judgment in this case. The district court’s declaratory judgment therefore in no way “eliminate[s]”
Saenz’s “justification for denying DNA testing.” Reed,
598 U.S. at 234.
Start with the CCA’s repeated holding, made three
times over thirteen years, that “even if Chapter 64 did
apply to evidence that might affect the punishment stage
as well as conviction, [Gutierrez] still would not be entitled to testing.” JA.603a; see also JA.564a-565a; JA.478a.
As the CCA has explained, “given the evidence in this
case, [Gutierrez] cannot show that the jury would have
answered the punishment issues differently should he
obtain exculpatory DNA results.” JA.479a. And there is
no constitutional problem with his sentence because “the
record facts satisfy the” Eighth Amendment’s “culpability requirements that he played a major role in the underlying robbery and that his acts showed a reckless indifference to human life.” JA.603a; JA.565a; JA.478a.
Nothing about the district court’s declaratory judgment purports to address—let alone “eliminate,” Reed,
598 U.S. at 234—this freestanding basis for denying
DNA testing. In fact, the CCA’s holding tracks Chapter
64’s statutory “preponderance of the evidence” requirement as applied to sentencing challenges. Tex. Code
Crim Proc. art. 64.03(a)(2)(A). Gutierrez challenged the
constitutionality of that preponderance of the evidence
standard in the district court, but the court expressly rejected that argument. JA.53a-56a. That is a final
26
judgment that Gutierrez chose not to appeal to the Fifth
Circuit and which he therefore cannot contest in this
Court. See, e.g., Tahoe-Sierra Pres. Council, Inc. v. Tahoe Reg’l Plan. Agency, Inc., 535 U.S. 302, 334 (2002).
Two other independent statutory criteria under
Chapter 64 further support Saenz’s decision to deny
Gutierrez DNA testing and likewise remain unaffected
by the district court’s declaratory judgment. First, in its
2011 decision denying Gutierrez’s first DNA testing motion, the CCA held that Gutierrez was not entitled to
DNA testing because he failed to meet Chapter 64’s statutory requirement to prove that “identity was or is an
issue in the case,” Tex. Code Crim. Proc.
art. 64.03(a)(1)(C). JA.597a-598a. Saenz continued to
maintain that Gutierrez failed to satisfy this statutory requirement throughout proceedings on Gutierrez’s second DNA-testing motion, though the CCA did not end up
reaching this issue. JA.556a-557a. Second, in rejecting
Gutierrez’s second DNA-testing motion, the state trial
court expressly found that Gutierrez’s motion was “made
for the purpose of unreasonably delaying the execution
of [his] sentence or administration of justice,” JA.555a,
which is a freestanding statutory hurdle Gutierrez was
required to clear to win DNA testing under Chapter 64,
see Tex. Code Crim. Proc. art. 64.03(a)(2)(B). Because
the CCA did not reach that issue in affirming the trial
court’s order, JA.565a-566a—thereby leaving the trial
court’s finding undisturbed—Saenz remains free to deny
DNA testing on that independent statutory ground, too.
Again, the district court’s narrow declaratory judgment
in this case does not purport to address either of these
two independent statutory grounds for rejecting
Gutierrez’s request for DNA testing, so that judgment
27
does not “eliminate the state prosecutor’s justification
for denying DNA testing.” Reed, 598 U.S. at 234.
For similar reasons, there is no “likelihood,” much
less a “significant[ly] increase[d]” one, that the district
court’s declaratory judgment would induce “the state
prosecutor [to] grant access to the requested evidence.”
Id. As the Fifth Circuit correctly observed, “a state prosecutor is quite likely to follow what his state’s highest
court has already held should be the effect of such a decision.” Pet.App.12. And because the CCA has held three
times that Gutierrez would still not be entitled to DNA
testing even if he could use the results to challenge his
sentence—and one time that identity was not an issue in
the case—Saenz is likely to follow those independent
state-law grounds to deny Gutierrez access to DNA testing.
But this Court need not speculate about what Saenz
might do—we already know. After securing a declaratory judgment from the district court, Gutierrez raced to
state court to file his third motion for DNA testing, arguing that the district court’s declaratory judgment
changed the legal landscape, allowed him to avoid the
preclusive effect of the CCA’s two prior denials of testing, and required granting him access to the evidence.
See JA.475a-479a. Yet Saenz refused—even though
Gutierrez had the district court’s freshly inked declaratory judgment in hand—and the CCA upheld that decision by denying Gutierrez’s motion for DNA testing for
a third time. JA.477a-479a. The district court’s declaratory judgment therefore did not allow Gutierrez to “obtain relief that directly redresses the injury suffered,”
because it did not ultimately win him “access to the requested evidence.” Reed, 598 U.S. at 234. Thus, on the
unique facts of this case, the redressability question
28
posed by Reed—whether a declaratory judgment would
“‘significant[ly] increase . . . the likelihood’ that the state
prosecutor would grant access to the requested evidence,” id. (quoting Evans, 536 U.S. at 464)—has already been answered concretely in the negative.
B. Gutierrez’s arguments are meritless.
Gutierrez offers a jumble of arguments in an effort to
establish redressability and cast doubt on the Fifth Circuit’s application of Reed. None has merit.
1. The theoretical possibility that Saenz
could unilaterally agree to DNA testing
does not establish redressability.
Gutierrez’s primary theory of redressability (at 5, 25,
27, 37-38 40) is that his injury is redressable because
Saenz could “unilaterally agree to testing” and possesses
the theoretical “capabil[ity] of” voluntarily agreeing to
hand over the evidence “in accordance with the declaration.” Indeed, he surprisingly contends (at 36) that “[t]he
question” in this case “is not whether Gutierrez will be
ultimately successful in obtaining DNA testing,” but instead “whether there remains at least the possibility”
that a declaratory judgment would cause Saenz to “revisit” his decision to deny access.
This argument cannot be squared with this Court’s
holding in Reed that the declaratory judgment must “significant[ly] increase . . . the likelihood,” not just raise the
possibility, that “the state prosecutor would grant access
to the requested evidence.” 598 U.S. at 234 (emphasis
added). And it runs headlong into the well-established
principle that “‘speculat[ion]’ that the injury will be ‘redressed by a favorable decision’” is not enough to demonstrate Article III standing. Lujan, 504 U.S. at 561. Speculation is the most Gutierrez could possibly offer here,
29
since the district attorney has resisted Gutierrez’s efforts to obtain DNA testing since 2011.7 Worse yet,
Gutierrez’s speculation about what Saenz might do in response to a declaratory judgment has now been affirmatively disproven, given that Saenz declined to hand over
the evidence even after the district court issued its declaratory judgment.
Gutierrez’s argument is also a tacit concession that
his injury cannot “be redressed by judicial relief.”
TransUnion, 594 U.S. at 423 (emphasis added). After all,
if Gutierrez were to obtain DNA testing through the
“unilateral” efforts of Saenz, Pet. Br. 27, then definitionally the district court’s declaratory judgment would play
no role in that decision. But this Court has been clear:
though redress is sought “from the defendant,” it must
come “through the court.” Hewitt, 482 U.S. at 761. And
“redressability requires that the court be able to afford
relief through the exercise of its power, not through the
persuasive or even awe-inspiring effect of the opinion explaining the exercise of its power.” Brackeen, 599 U.S.
at 294 (citing Franklin, 505 U.S. at 825 (Scalia, J., concurring in part and concurring in the judgment)). So, to
the extent that Gutierrez means to argue that the “persuasive” force of the district court’s reasoning might
someday induce Saenz to voluntarily wave the white flag,
that is simply not enough to establish redressability for
purposes of Article III standing.
The fact that a different district attorney voluntarily agreed to
allow a different defendant access to evidence for DNA testing does
not suggest anything about the likelihood that Saenz would agree to
that testing here. See Pet. Br. 37 (citing Skinner v. State, No. AP76,675, 2012 WL 2343616, at *1 (Tex. Crim. App. June 20, 2012)
(per curiam) (not designated for publication)).
7
30
2. Gutierrez cannot establish redressability
by speculating that Saenz might disregard
the CCA’s previous decisions.
Gutierrez does not directly address the Fifth Circuit’s holding that “a state prosecutor is quite likely to
follow what his state’s highest court has already held
should be the effect of” a declaratory judgment holding
a state DNA-testing statute unconstitutional.
Pet.App.12. Nor does he seriously contend with the fact
that multiple independent state-law grounds support
Saenz’s decision to deny access to the requested evidence. See supra at 25-26. Instead, he tries to circumvent
the CCA’s long-final determinations by suggesting that
“the CCA’s findings do not preclude” Saenz “from granting access to the evidence” voluntarily, Pet. Br. 37, because its determinations “do not embrace” a new version
of “the sentencing claim that [Gutierrez] seeks to develop and present” based on supposedly new evidence
and theories, Pet. Br. 33; see id.at 38-43.8
The “new evidence” that Gutierrez spills much ink describing
(at 38-43) constitutes variations on themes and arguments he has
pressed for years. For example, Gutierrez claims (at 39) that he has
new evidence that Avel Cuellar spoke with his nephew about stealing from his aunt and then told that nephew after she was murdered
that he had money buried in the mobile-home park. But one of
Gutierrez’s primary trial themes was that Cuellar was the true
killer. See 20.RR.92-102. Similarly, Gutierrez argues (at 39) that he
would like to attack the credibility of one of the detectives by arguing that his trial testimony was untruthful. But Gutierrez’s trial
strategy was built on the notion that the police did a poor job investigating and lied about the voluntariness of Gutierrez’s confession.
JA.592a-593a. Regardless, Gutierrez’s overarching theory is that
such evidence would “severely undercut the trial prosecution’s theory that Gutierrez was present during the murder and masterminded the plot.” Pet. Br. 41. Yet these new theories and evidence
are marked by a significant flaw: they contradict Gutierrez’s own
8
31
As an initial matter, this theory of redressability is
also speculative, foreclosed by Saenz’s decision to deny
testing even after the declaratory judgment was issued,
and an admission that it is not the declaratory judgment
that would redress his injury, but a voluntary act by
Saenz. See supra at 28-29. Yet it suffers from an additional flaw. Gutierrez criticizes the CCA (at 14, 40) for
relying only on “the facts in the trial record” when denying his requests for DNA testing under Chapter 64. But
it was required to do so: For purposes of Chapter 64 eligibility, Texas courts consider only “the mix of evidence
that was available at the time of trial.” Holberg, 425
S.W.3d at 285. Indeed, Reed made the same argument,
in the same context, before the CCA, and the CCA rejected it. As the CCA explained, “Reed’s brief on this
point claims post-trial factual developments undermine
the State’s theory at trial, but our review in this context
does not consider post-trial factual developments.” Reed
v. State, 541 S.W.3d 759, 774 (Tex. Crim. App. 2017). “Instead, we limit our review to whether exculpatory results
‘would alter the landscape if added to the mix of evidence
that was available at the time of trial.’” Id. (citing Holberg, 425 S.W.3d at 285).
Because the CCA has held that new evidence compiled post-trial cannot be considered when determining
a convict’s eligibility for DNA testing under Chapter 64,
Gutierrez has no basis to assert that his new evidence
and theories would cause Saenz to disregard the CCA’s
previous holdings. To the contrary, Gutierrez admits,
Pet. Br. 39, that he already presented this evidence to
confession admitting to planning the robbery and putting himself at
the scene of the murder, eyewitness testimony placing him at the
scene, and the incriminating statements of Garcia and Gracia. See
supra at 4 & n.2, 5-6; accord JA.585a-587a.
32
the state courts in conjunction with his second motion for
DNA testing, yet Saenz nevertheless “stated his opposition” to that motion, Pet. Br. 38.9 Gutierrez offers no reason to think Saenz will suddenly have a change of heart.
3. Gutierrez cannot establish redressability
by adopting a new theory of injury.
Unable to show how the narrow declaratory judgment he obtained would redress the injury he suffers—
namely the “denial of access to the requested [DNA] evidence,” Pet. Br. 28—Gutierrez attempts to reconceptualize (at 32-34, 35) his Article III injury as a “procedural
injury” sounding in due process: the deprivation of “his
right to be heard, that is, his right to develop and assert
his death-eligibility claim” via another subsequent state
habeas application. The Court should reject this sleight
of hand.
a. At the outset, the notion that the district court’s
declaratory judgment could have a “possible, indirect
benefit in a future lawsuit,” here a hypothetical third
In addition to presenting his allegedly new evidence and theories to a trial court “in support of his [second] Chapter 64 motion”
for DNA testing, Pet. Br. 39, Gutierrez also presented them to the
CCA when he filed a third state habeas application (his second subsequent one). Compare Pet. Br. 39, with Subsequent Appl. For
Post-Conviction Writ of Habeas Corpus 12, 13, 75 n.8, Ex parte
Gutierrez, No. 98-CR-1391 (107th Dist. Ct., Cameron County, Tex.
June 8, 2020) (per curiam). The CCA dismissed that application as
an abuse of the writ because the “specific facts,” Tex. Code Crim.
Proc. art. 11.071, § 5(a), Gutierrez marshalled did not meet the
standards for overcoming Texas’s bar on subsequent habeas applications, Ex parte Gutierrez, No. WR-59,552-05, 2020 WL 3118514,
at *1 (Tex. Crim. App. June 12, 2020). So while Gutierrez is correct
that no court has considered these supposedly new facts on plenary
merits review, he is wrong to say (at 39) that “no court has ever considered” them.
9
33
subsequent state habeas application, does not allow
Gutierrez to bootstrap redressability for the injury he
asserts in this lawsuit: access to DNA testing. Juv. Male,
564 U.S. at 937; see Brackeen, 599 U.S. at 294. Under
Reed, the only question is whether a declaratory judgment would significantly increase the likelihood that “the
state prosecutor would grant access to the requested evidence.” 598 U.S. at 234. Whether the district court’s declaratory judgment might prove useful in facilitating a
future state habeas application “does not preserve standing” here. Brackeen, 599 U.S. at 294.
Moreover, Gutierrez’s newfound reformulation of his
injury is inconsistent with the way he has described that
injury throughout this litigation. In his operative complaint, he alleged that his injury was Saenz’s “refus[al] to
release the biological evidence for testing,” which
“thereby prevent[s] Plaintiff from gaining access to exculpatory evidence.” JA.457a. In his merits brief to the
Fifth Circuit, he defined his injury as an “inability to access DNA testing.” Brief of Plaintiff-Appellee 19,
Gutierrez v. Saenz, No. 21-7009 (5th Cir. Aug. 1, 2022).
And in this Court, Gutierrez relied on Reed to identify
his injury as denial of access to evidence for DNA testing, both at the certiorari stage, Pet. 3, 14, and at the
merits stage, Pet. Br. 28. But regardless of how
Gutierrez chooses to characterize his Article III injury,
that still does not solve his redressability problem. After
all, even assuming that access to DNA testing is necessary to facilitate his ability to challenge his death sentence via a subsequent state habeas application,10 he still
As described more fully in Respondents’ brief to the Fifth Circuit, it is not. The district court wrongly held that Article 11.071,
§ 5(a) would be rendered illusory if convicts cannot obtain DNA
testing to challenge their sentence under Chapter 64. But even
10
34
cannot not show how the district court’s declaratory
judgment will redress that injury. Multiple, independent
state-law grounds that are unaffected by the district
court’s declaratory judgment continue to support
Saenz’s decision to deny Gutierrez access to the evidence—and thus block his path to acquiring and presenting such evidence in a state habeas application, too. See
supra at 25-26.
Gutierrez argues (at 34) that finding a lack of redressability here because other state-law grounds continue to
make Gutierrez ineligible for the death penalty would be
akin to a court approving the government’s seizure of
property without a pre-deprivation hearing because the
owner is behind on installment payments, Fuentes v.
Shevin, 407 U.S. 67, 83-84 (1972), or entering a default
judgment against a party without notice because the defendant did not have any meritorious defense, Peralta v.
Heights Med. Ctr., Inc., 485 U.S. 80, 86-87 (1988).
These analogies are inapt. A convict has no “freestanding” constitutional “right to DNA evidence”—or
for that matter a constitutional right to state habeas
without the availability of such DNA testing, the CCA regularly considers applications under that provision and, in fact, has granted
merits review of claims alleging ineligibility for the death penalty
under it. See, e.g., Ex parte Milam, No. WR-79,322-04, 2021 WL
197088, at *1 (Tex. Crim. App. Jan. 15, 2021) (per curiam); Ex parte
Weathers, No. WR-64,302-02, 2012 WL 1378105, at *1 (Tex. Crim.
App. Apr. 18, 2012) (per curiam). See Brief for Defendants-Appellants 32, Gutierrez v. Saenz, No. 21-70009 (5th Cir. Feb. 14, 2022).
More fundamentally, the district court’s holding discounts the possibility that other evidence apart from DNA material may provide
viable support in an Article 11.071 proceeding. Id. For example, the
defendant might discover new phone records, a witness might recant crucial testimony, or the defendant might find newly discovered video or audio evidence. Id.
35
review, Murray, 492 U.S. at 7-8—but a State may afford
him a liberty interest via a “state-created right” to such
evidence, Osborne, 557 U.S. at 68. In creating such a
right, a State “has more flexibility in deciding what procedures are needed in the context of postconviction relief,” given the diminished liberty interests of a convict
as compared to a “free man.” Id. at 68-69. And “[f]ederal
courts may upset a State’s postconviction relief procedures only if they are fundamentally inadequate to vindicate the substantive rights provided.” Id. at 69. But it
is hardly a constitutional problem that Texas’s DNA
testing statute imposes “conditions and limits on access
to DNA evidence,” “just as the federal statute and all
state statutes” do. Id. at 70. Nor has Gutierrez shown
that Chapter 64’s prerequisites “are fundamentally inadequate to vindicate the substantive rights provided.” Id.
at 69. So Gutierrez’s analogy to outright denials of the
right to be heard are simply wrong.
In all events, Fuentes and Peralta establish the proposition that “[t]he right to be heard does not depend upon
an advance showing that one will surely prevail at the
hearing.” Fuentes, 407 U.S. at 87. But Gutierrez’s inability to meet Chapter 64’s requirements is not analogous
to the denial of notice or the opportunity to be heard. Indeed, such a claim would be difficult to make here, where
Gutierrez has filed three separate motions for DNA testing (each of which was carefully considered by the CCA),
three state habeas applications, and one federal habeas
petition. See supra at 8-13, 16-17, 32 n.9.
b. Even further afield is Gutierrez’s invocation (at
35) of the concept of a “procedural injury” by reference
to the principle that a “person who has been accorded a
procedural right to protect his concrete interests can assert that right without meeting all the normal standards
36
for redressability and immediacy.” Lujan, 504 U.S. at
572 n.7. Gutierrez cannot use this rule to duck his obligation to prove redressability.
Gutierrez claims (at 35) that Texas’s statute governing subsequent state habeas applications in death-penalty cases, Tex. Code Crim. Proc. art. 11.071, § 5(a)(3),
provides him a “procedural right to protect [his] concrete
interest in seeking relief from [his] death sentence[].”
Yet Gutierrez errs out of the gate because, even if Article
11.071 confers a procedural right on Gutierrez, he is not
“asserting that right,” Lujan, 504 U.S. at 572 n.7, to file
a subsequent habeas application in this federal civil
rights lawsuit. Instead, this suit challenges the constitutionality of a separate statute that governs access to
DNA testing. Tex. Code Crim. Proc. ch. 64. Thus,
Gutierrez is not entitled to take advantage of any rule
that allows for a relaxed showing of redressability in
“procedural rights” cases because he is not asserting in
this case the procedural right he claims he was denied.
And again, a “possible, indirect benefit in a future lawsuit” is not enough to ground redressability. Juv. Male,
564 U.S. at 937.
Furthermore, the procedural right Gutierrez asserts
here—filing a subsequent state habeas application—is
different in kind from the procedural rights in the APA
and environmental-law cases he cites. See Pet. Br. 6-7,
35. Those cases involve freestanding procedural rights,
such as the preparation of an environmental impact
statement, Lujan, 504 U.S. at 572 n.7, an opportunity for
notice-and-comment and negotiated rulemaking, Brown,
600 U.S. at 557-58, and a “statutory consultation obligation” under the Endangered Species Act, Ctr. for Biological Diversity v. Env’t Prot. Agency, 861 F.3d 174, 182
(D.C. Cir. 2017). Nothing in the rights-creating language
37
of those statutes requires a plaintiff to show the unlawfulness of the federal agency’s underlying substantive
action—licensing a dam, Lujan, 504 U.S. at 572 n.7, forgiving loans, Brown, 600 U.S. at 559, or authorizing the
use of a pesticide, Ctr. for Biological Diversity, 861 F.3d
at 177—before those rights can be vindicated. See, e.g., 5
U.S.C. § 553(b), (c) (APA notice and comment);
16 U.S.C. § 1536(a)(2)
(consultation);
20
U.S.C.
§ 1098a(a)-(b) (negotiated rulemaking); 42 U.S.C.
§ 4332(2)(C) (environmental impact statement).
But here, the right to file a subsequent habeas application is dependent upon an applicant making a preliminary showing that the government’s underlying substantive conduct—imposition of a death sentence—was unlawful. See Tex. Code Crim. Proc. art. 11.071, § 5(a)(1),
(3). Specifically, that applicant must make a showing of
“specific facts” that the claim was previously unavailable
as well as a “prima facie showing of merit,” Canales v.
Stephens, 765 F.3d 551, 565 (5th Cir. 2014) (citing Tex.
Code Crim. Proc. art. 11.071 § 5(a)(1)), 11 or specific facts
showing by clear and convincing evidence that no rational factfinder would have found in the State’s favor on
one of the special issues but for a constitutional violation,
Tex. Code Crim. Proc. art. 11.071 § 5(a)(3), Rocha v. Thaler, 626 F.3d 815, 832 (5th Cir. 2010). Because this procedural right incorporates a substantive standard that
must be met, Gutierrez, in this instance, must indeed
make a preliminary showing that “he will be successful
in vacating his death sentence” in order to show that his
“procedural right” has been violated. Pet. Br. 36.
Gutierrez is therefore wrong to argue (at 31-32, 35) that
As Canales explained, the CCA applies § 5(a) sequentially,
and if a claim is dismissed because it was previously available, the
dismissal is a procedural one. Canales, 765 F.3d at 565.
11
38
the APA and environmental-law cases are “illuminat[ing]” here or would be “call[ed] into question.” Instead, they are simply inapposite.
4. The Fifth Circuit did not fashion a novel
redressability test but faithfully applied
this Court’s decision in Reed.
Lastly, Gutierrez contends (at 5, 22, 27) that the Fifth
Circuit fashioned a “novel” test for redressability by requiring courts to “speculate” or “predict” what a defendant “might do following a declaratory judgment” and to
“scour” the state-court record to make that determination. He then argues (at 22, 31) that the Fifth Circuit’s
rule will encourage prosecutors to ignore court orders.
All three arguments are meritless.
a. Gutierrez first criticizes the Fifth Circuit (at 5, 25,
27, 31) for deploying a redressability test that depends
upon making a “predictive judgment” or “speculative
compliance-prediction” about what the state prosecutor
would do following entry of a declaratory judgment. But
Gutierrez is fighting this Court’s own precedent. It is
Reed itself that requires courts to make “a prediction
about what the state Respondents would do in the event
that a declaration were entered against them,” Pet. Br.
25, by considering whether entry of a declaratory judgment “‘would amount to a significant increase in the likelihood’ that the state prosecutor would grant access to
the requested evidence,” Reed, 598 U.S. at 234 (emphasis
added) (quoting Evans, 536 U.S. at 464); see also id. (observing that it is “‘substantially likely’ that the state
prosecutor would abide by” the district court’s declaratory judgment (emphasis added)).
Nor did Reed conjure this rule out of thin air: it expressly derived this principle from Evans, a case in
which this Court held that a declaratory judgment or
39
injunction requiring the Secretary of Commerce to “recalculate” population data in certain states for the 2000
decennial census due to the use of “legally improper
counting methods” and then “recertify the official result,” would redress Utah’s injury of receiving one less
member in the House of Representatives. 536 U.S. at
460-61. The Court explained that the Secretary’s submission of a new census report containing corrected population calculations “would amount to a significant increase
in the likelihood that the plaintiff would obtain relief that
directly redresses the injury suffered” because the
Court deemed it “substantially likely that the President
and other executive and congressional officials would
abide by an authoritative interpretation of the census
statute and constitutional provision.” Id. at 464 (quoting
Franklin, 505 U.S. at 803).
It is thus this Court’s redressability precedent, not
some newfound test manufactured by the Fifth Circuit
or Saenz, that requires a “predictive judgment,” Pet.
Br. 27, about whether issuance of the declaratory judgment “would amount to a significant increase in the likelihood” that Gutierrez would obtain DNA testing, Reed,
598 U.S. at 234. Gutierrez does not ask this Court to
overrule or modify Reed or Evans, so he must litigate
within their confines. See, e.g., Bank of Am., N.A. v.
Caulkett, 575 U.S. 790, 795 & n.† (2015); see also United
States v. Sineneng-Smith, 590 U.S. 371, 375-76 (2020).
b. Gutierrez is also wrong to argue (at 5, 22, 27) that
the Fifth Circuit grafted onto Reed’s redressability test
a new requirement that courts “scour[] the state court
record” to assess redressability in a Section 1983 DNAtesting case.
The Fifth Circuit held that “Reed does not apply
when a Section 1983 plaintiff is seeking a declaratory
40
judgment that some state statute or rule violates federal
law, but the highest state court already considered that
possible violation and found it would not justify the relief
being sought.” Pet.App.12. That is not a “novel test,” Pet.
Br. 5, but a particular application of Reed’s rule that a
declaratory judgment must “significant[ly] increase” the
“likelihood that the state prosecutor would grant access
to the requested evidence” for it to redress the injury associated with the denial of access to such evidence, Reed,
598 U.S. at 234. And applying the Fifth Circuit’s decision
does not require a court to plumb the depths of the statecourt record, but simply to consult judicial opinions from
the State’s highest court to assess what it has already
said about the state statute or rule at issue in the federal
case. True, the Fifth Circuit did briefly examine the federal- and state-court briefing in Reed to determine
whether “the proposed distinction . . . actually distinguishes Reed.” Pet.App.12-13 & n.4. But that examination was part of the Fifth Circuit’s determination
whether to “adopt” the rule, Pet.App.12—not a component of how courts will apply it going forward.
c. Finally, there is no merit to the argument that the
Fifth Circuit’s test would allow a defendant to defeat
standing by simply refusing to comply with a declaratory
judgment. Pet. Br. 22, 31; CAC Amicus 20-23.
Saenz has never indicated that he would not comply
with the district court’s declaratory judgment by, for example, continuing to withhold the requested evidence on
the ground that Gutierrez can only obtain DNA testing
to challenge his conviction but not his sentence. See Pet.
Br. 38 (acknowledging that Saenz previously argued that
the declaratory judgment was “law of the case” and
“binding”). But the fact that Saenz can continue to deny
access to DNA-testing evidence by relying on other,
41
independent state-law grounds, supra at 25-26, hardly
amounts to “noncompliance” with that declaratory judgment. Pet. Br. 31. It is the “preclusive effect” of a declaratory judgment that binds parties to that judgment and
“saves proper declaratory judgments from a redressability problem.” Brackeen, 599 U.S. at 293. But a declaratory judgment cannot have preclusive effect on issues or
claims it did not decide: “A fundamental precept of common-law adjudication, embodied in the related doctrines
of collateral estoppel and res judicata, is that a ‘right,
question or fact distinctly put in issue and directly determined by a court of competent jurisdiction . . . cannot
be disputed in a subsequent suit between the same parties or their privies . . .’” Montana v. United States, 440
U.S. 147, 153 (1979) (emphasis added) (quoting S. Pac.
Ry. Co. v. United States, 168 U.S. 1, 48-49 (1897)).
Here, the district court did not declare unconstitutional Chapter 64’s requirement that a trial court find
that “identity was or is an issue in the case,” Tex. Code
Crim. Proc. art. 64.03(a)(1)(C), and that a convict show
that “the request for the proposed DNA testing is not
made to unreasonably delay the execution of [the] sentence or administration of justice,” id. art. 64.03(a)(2)(B).
So Saenz remains free to rely on those two grounds—the
former endorsed by the CCA and the latter by a state
trial court—to deny access to DNA testing without running afoul of the district court’s declaratory judgment.
See supra at 26-27. Similarly, the district court’s declaratory judgment did not disturb the CCA’s repeat holding
that Gutierrez would not be entitled to DNA testing even
if Chapter 64 applied to challenges to a convict’s sentence
because he “cannot show that the jury would have answered the punishment issues differently should he obtain exculpatory DNA results,” JA.479a; see JA.565a-
42
566a; JA.603a. Saenz does not in any sense defy the district court’s declaratory judgment by continuing to rely
on this state-law finding to deny access to the evidence
Gutierrez seeks.12
II. Alternatively, This Case Is Now Moot.
Alternatively, this case should be dismissed for lack
of jurisdiction because it is now moot. Through this Section 1983 action, Gutierrez seeks a declaration that his
procedural due process rights are violated by Chapter
64’s restriction of access to DNA testing to only those
who are challenging their convictions but not those who
are challenging their sentences. JA.456a-458a. To show
that this declaratory judgment will redress his injury—
“denial of access to the requested [DNA] evidence,” Pet.
Br. 28—Gutierrez must demonstrate that the declaratory judgment would “significant[ly] increase . . . the
likelihood that the state prosecutor would grant access
to the requested evidence.” Reed, 598 U.S. at 234. But
Gutierrez already attempted to use the district court’s
declaratory judgment to compel Saenz to hand over the
In his certiorari petition, Gutierrez supplied (at 18-19) an additional argument: the Fifth Circuit erred in distinguishing Reed because in that case the CCA also offered additional state-law grounds
for denying Reed access to DNA testing besides the chain-of-causation requirement he challenged in federal court; yet this Court did
not look to those grounds in assessing standing. But in Reed, Goertz
did not argue that independent state-law grounds not at issue in the
case demonstrated a lack of redressability. See Reed Respondent’s
Br., supra, at 37-39. So the Fifth Circuit correctly invoked,
Pet.App.13, this Court’s longstanding principle that “[q]uestions
which merely lurk in the record, neither brought to the attention of
the court nor ruled upon, are not to be considered as having been so
decided as to constitute precedents.” Cooper Indus., Inc. v. Aviall
Servs., Inc., 543 U.S. 157, 170 (2004) (quoting Webster v Fall, 266
U.S. 507, 511 (1925)).
12
43
evidence for testing, and Saenz refused—a decision that
was upheld by the CCA under state law. Any declaratory
judgment issued by the district court, then, cannot affect
Gutierrez’s rights or provide him any effectual relief—
i.e., access to evidence for DNA testing. The proceedings
surrounding Gutierrez’s third motion for DNA testing
have therefore rendered this case moot.
Article III permits federal courts to adjudicate only
“actual, ongoing controversies.” Honig v. Doe, 484 U.S.
305, 317 (1988); see U.S. Const. art. III; see also 28 U.S.C.
§ 2201(a) (explaining that a federal court may only issue
a declaratory judgment in “a case of actual controversy”). Thus, “[t]o qualify as a case fit for federal-court
adjudication, ‘an actual controversy must be extant at all
stages of review, not merely at the time the complaint is
filed.’” Arizonans for Off. Eng. v. Arizona, 520 U.S. 43,
67 (1997) (quoting Preiser v. Newkirk, 422 U.S. 395, 401
(1975)). But “[i]f an intervening circumstance deprives
the plaintiff of a ‘personal stake in the outcome of the
lawsuit,’ at any point during litigation, the action can no
longer proceed and must be dismissed as moot.” Genesis
Healthcare Corp., 569 U.S. at 72 (quoting Lewis v. Cont’l
Bank Corp., 494 U.S. 472, 477-78 (1990)).
“Mootness has been described as ‘the doctrine of
standing set in a time frame.’” Arizonans for Off. Eng.,
520 U.S. at 68 n.22 (quoting U.S. Parole Comm’n v.
Geraghty, 445 U.S. 388, 397 (1980)). It reflects the principle that “[f]ederal courts may not ‘decide questions
that cannot affect the rights of litigants in the case before
them’ or give ‘opinion[s] advising what the law would be
upon a hypothetical set of facts.’” Chafin, 568 U.S. at 172
(quoting Lewis, 494 U.S. at 477). True, “a case ‘becomes
moot only when it is impossible for a court to grant any
effectual relief whatever to the prevailing party.’” Id.
44
(quoting Knox v. Serv. Emps. Int’l Union, Loc. 1000,
567 U.S. 298, 307 (2012)). Nevertheless, “when the issues
presented are no longer ‘live’ or the parties lack a legally
cognizable interest in the outcome” a court should dismiss the case as moot. Already, LLC v. Nike, Inc., 568
U.S. 85, 91 (2013) (quoting Murphy v. Hunt, 455 U.S.
478, 481 (1982) (per curiam)).
In this case, an “intervening circumstance deprives”
Gutierrez of a “personal stake in the outcome of this lawsuit,” Genesis Healthcare Corp., 569 U.S. at 72: his unsuccessful effort to use the district court’s declaratory
judgment as a hook for compelling Saenz to turn over the
requested evidence for DNA testing. Gutierrez’s theory
of redressability is built on the notion that issuance of the
district court’s declaratory judgment would redress his
injury by “significant[ly] increas[ing] . . . the likelihood
that” Saenz “would grant access to the requested evidence.” Pet. Br. 28 (quoting Reed, 598 U.S. at 234). But
this theory has now been affirmatively disproven by
Gutierrez’s failed attempt to use the declaratory judgment as the basis for filing a third Chapter 64 motion to
compel Saenz to turn over the evidence. Indeed, the CCA
agreed with Saenz that the district court’s declaratory
judgment did nothing to alter Gutierrez’s ultimate ineligibility for DNA testing under Chapter 64. Consequently, the district court’s declaratory judgment is
purely advisory and “cannot affect the rights of”
Gutierrez to obtain DNA testing. Chafin, 568 U.S. at 172.
This is, therefore, the unique case where it is “impossible” for the district court “to grant any effectual relief”
to Gutierrez. Id. (emphasis added). The CCA’s decision
is the final, binding determination of the effect of the district court’s declaratory judgment on Gutierrez’s right to
DNA testing under Texas law. Saenz has already
45
indicated that he does not view the declaratory judgment
as changing Gutierrez’s ineligibility for DNA testing under Chapter 64 (a view the CCA agreed with), and
Gutierrez can offer nothing but speculation that Saenz
might someday change his mind on his own volition (not
because of the district court’s declaratory judgment).
Gutierrez cannot use this appeal to belatedly challenge the CCA’s decision holding that he is ineligible for
DNA testing notwithstanding the declaratory judgment,
because he did not seek certiorari review of that decision.
Only this Court may review the decisions of a state’s
highest court, and only through a petition for a writ of
certiorari. 28 U.S.C. § 1257(a); see also Exxon Mobil
Corp. v. Saudi Basic Indus. Corp., 544 U.S. 280, 292
(2005) (explaining that section 1257(a) “vests authority to
review a state court’s judgment solely in this Court”).
Thus, Gutierrez cannot now attack the CCA’s 2024 holding. Nor, under the Rooker-Feldman doctrine, can he
later file a complaint in federal court “inviting district
court review and rejection” of the CCA’s 2024 holding.
Skinner v. Switzer, 562 U.S. 521, 532 (2011). That is because federal district courts have “strictly original” jurisdiction and have no authority to exercise what would
effectively be appellate jurisdiction over state appellate
courts. Rooker v. Fid. Tr. Co., 263 U.S. 413, 416 (1923).
Nor, finally, can Gutierrez repackage an impermissible
appeal of the CCA’s decision as an original Section 1983
action that “in substance would be appellate review of the
state judgment.” Johnson v. De Grandy, 512 U.S. 997,
1005-06 (1994); see also Reed, 598 U.S. at 244 (Thomas,
J., dissenting) (explaining that “a case or controversy is
appellate in nature when the relief-seeking party’s injury
is traceable to the allegedly erroneous action of another
court”).
46
Because intervening proceedings have demonstrated
that Gutierrez’s request for declaratory relief is now
moot, the Court can also dismiss this appeal on this independent jurisdictional ground.
47
CONC LU SION
The judgment of the court of appeals should be affirmed.
Respectfully submitted.
KEN PAXTON
Attorney General of Texas
AARON L. NIELSON
Solicitor General
BRENT WEBSTER
First Assistant Attorney
General
WILLIAM F. COLE
Deputy Solicitor General
Counsel of Record
OFFICE OF THE
ATTORNEY GENERAL
P.O. Box 12548 (MC 059)
Austin, Texas 78711-2548
William.Cole@oag.texas.gov
(512) 936-1700
CAMERON FRASER
Assistant Solicitor General
JANUARY 2025
ERIC ABELS
JEFFERSON D. CLENDENIN
Assistant Attorneys General
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.