Amicus Curiae Brief — City and County of San Francisco, California, Petitioner v. Environmental Protection Agency
Supreme Court briefSep 3, 2024
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No. 23-753
In the
Supreme Court of the United States
CITY AND COUNTY OF SAN FRANCISCO,
CALIFORNIA,
Petitioner,
v.
ENVIRONMENTAL PROTECTION AGENCY,
Respondent.
On Writ of Certiorari to the United States
Court of A ppeals for the Ninth Circuit
BRIEF OF AMICI CURIAE SMALL BUSINESS
OWNERS AND OPERATORS IN SUPPORT
OF RESPONDENT
Keith P. Richard
Counsel of Record
Richard L. Qualey
A rchipelago
One Dana Street, 4th Floor
Portland, Maine 04101
(207) 558-0102
krichard@archipelagona.com
Counsel for Amici Curiae
332447
A
(800) 274-3321 • (800) 359-6859
i
TABLE OF CONTENTS
Page
TABLE OF CONTENTS . . . . . . . . . . . . . . . . . . . . . . . . . . i
TABLE OF CITED AUTHORITIES . . . . . . . . . . . . . . . iv
INTERESTS OF AMICI CURIAE . . . . . . . . . . . . . . . . 1
SUMMARY OF ARGUMENT . . . . . . . . . . . . . . . . . . . . 1
ARGUMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3
I.
S M A L L BU S I N E S S E S DE P EN D
ON CL E A N WAT ER , W H ICH I S
SA FEGUA RDED BY NA RR ATI V E
WA T ER QUA L I T Y S TA N DA R D S
I NC OR P OR A T E D I N T O C L E A N
WATER ACT PERMITS . . . . . . . . . . . . . . . . . . . 3
A. Narrative Permit Provisions that Protect
Water Quality Benefit Commercial
Fish and Shellfish Harvesters. . . . . . . . . . . 5
B. Narrative Permit Provisions that
Protect Water Quality Benefit Tourism
Businesses . . . . . . . . . . . . . . . . . . . . . . . . . . . 10
II. THE CLEAN WATER ACT AUTHORIZES
PERMITTING AGENCIES TO INCLUDE
NA R R A T I V E WA T ER QUA L I T Y
STANDARDS IN NPDES PERMITS . . . . . . . 13
ii
Table of Contents
Page
A. Cong ress Recog nized the Clean
Water’s Act’s Objective of Water
Quality Improvement as Important
for Small Businesses . . . . . . . . . . . . . . . . . . 13
B. The Challenged Narrative Provisions are
Necessary to Achieve Compliance with
the Clean Water Act because Numeric
and Specific Narrative Provisions do
not Address All Pollutants or Changing
Water Quality Conditions. . . . . . . . . . . . . . 15
III. LIMITING AGENCIES’ ABILITY TO
INCLUDE NARRATIVE PROHIBITIONS
IN NPDES PERMITS WOULD HARM
CLEAN WATER-DEPENDENT LOCAL
BUSINESSES. . . . . . . . . . . . . . . . . . . . . . . . . . . 19
A. NPDES Per mits w ith Nar rative
Provisions Protect Local Economic
Interests by Serving as a Backstop
When Numeric Limitations Alone
Do Not Suffice to Protect Water
Quality . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
B. NPDES Per mits w ith Nar rative
Provisions Protect Local Economic
Interests by Providing Protection
from Pollutants that Lack Numeric
Limits . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 24
iii
Table of Contents
Page
C. NPDES Per mits w ith Nar rative
Provisions Protect Local Economic
Interests by Serving as a Backstop
to Address Changing Conditions
in Waterbodies, Especially Where
Per mits Have Been Indef initely
Administratively Continued . . . . . . . . . . . . 26
CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 30
iv
TABLE OF CITED AUTHORITIES
Page
CASES:
City of Milwaukee v. Illinois & Michigan,
451 U.S. 304 (1981) . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
Env’t Prot. Agency v. California ex rel. State
Water Res. Control Bd.,
426 U.S. 200 (1976) . . . . . . . . . . . . . . . . . . . . . . . . . . . 14
Nat. Res. Def. Council v. EPA.,
915 F.2d 1314 (9th Cir. 1990) . . . . . . . . . . . . . . . . . . . 27
National Association of Manufacturers v.
Department of Defense,
583 U.S. 109 (2018) . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
Ohio Valley Env’t Coal., Inc. v. Marfork Coal Co.,
966 F. Supp. 2d 667 (S.D.W. Va. 2013) . . . . . . . . . . . . 16
Piney Run Pres. Ass’n v.
Cnty. Comm’rs of Carroll Cnty., MD,
268 F.3d 255 (4th Cir. 2001) . . . . . . . . . . . . . . . . . . . . 14
PUD No. 1 of Jefferson Cnty. v.
Washington Dep’t of Ecology,
511 U.S. 700 (1994) . . . . . . . . . . . . . . . . . . . . . . . . 16, 20
San Francisco v. EPA,
75 F.4th 1074 (9th Cir. 2023) . . . . . . . . . . . . . . 3, 15, 19
v
Cited Authorities
Page
United States v. City & Cnty. of San Francisco,
No. 3:24-cv-02594 (N.D. Cal. May 1, 2024) . . . . 20, 21
Upper Blackstone Water Pollution Abatement
Dist. v. U.S. E.P.A.,
690 F.3d 9 (1st Cir. 2012) . . . . . . . . . . . . . . . . . . . . . . 17
STATUTES AND OTHER AUTHORITIES:
33 U.S.C. § 1251(a) . . . . . . . . . . . . . . . . . . . . . . . . 13, 21, 29
33 U.S.C. § 1251(a)(1) . . . . . . . . . . . . . . . . . . . . . . . . . . 2, 13
33 U.S.C. § 1251(a)(2) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
33 U.S.C. § 1311(b)(1)(A) . . . . . . . . . . . . . . . . . . . . . . . . . 15
33 U.S.C. § 1311(b)(1)(B) . . . . . . . . . . . . . . . . . . . . . . . . . 15
33 U.S.C. § 1311(b)(1)(C) . . . . . . . . . . . . . . 2, 15, 16, 18, 24
33 U.S.C. § 1342(a)(3) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 27
33 U.S.C. § 1342(b)(1)(B) . . . . . . . . . . . . . . . . . . . . . . . . . 27
33 U.S.C. § 1362(17) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
40 C.F.R. § 122.4(a) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4, 15
vi
Cited Authorities
Page
87 Fed. Reg. 36848 . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7, 29
87 Fed. Reg. 36849 . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7, 29
117 Cong. Rec. 38864 (1971) . . . . . . . . . . . . . . . . . . . . 2, 14
123 Cong. Rec. 38978 (1977) . . . . . . . . . . . . . . . . . . . . . . . 2
314 Mass. Code Regs. § 4.05(4)(a) . . . . . . . . . . . . . . . . . . 18
314 Mass. Code Regs. § 4.05(4)(b) . . . . . . . . . . . . . . . . . 18
314 Mass. Code Regs. § 4.05(5)(e) . . . . . . . . . . . . . . . 17, 25
1972 Clean Water Act . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
1972 Clean Water Act § 301(b)(1)(C) . . . . . . . . . 15, 16, 17
A Bit About Us, Seven Rivers Paddling, https://
w w w.seven r iverspaddling.com /about -us
(last visited Aug. 26, 2024) . . . . . . . . . . . . . . . . . . . . . 12
Agency for Toxic Substances and Disease
Reg istr y, ATSDR CA SE STUDIES IN
EN V IRON M EN TA L M EDICINE
P OLYC H L OR I NA T E D BI P H EN Y L S
(PCBS) TOXICITY, U.S. Department of
Health and Human Services (2014), https://
www.atsdr.cdc.gov/csem/pcb/docs/pcb.pdf. . . . . . . . 29
vii
Cited Authorities
Page
Alabama Dep’t Env’t Mgmt., Final Permit for
MetalPlate Galvanizing 7th Ave, NPDES
Permit No. AL0080403 . . . . . . . . . . . . . . . . . . . . . . . . 4
Nadia Barbo et al., Locally caught freshwater
fish across the United States are likely a
significant source of exposure to PFOS and other
perfluorinated compounds, 220 ENV’T RSCH. 1
(2023) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
Board Members, L ob s t er F ou n da t ion of
Massachusetts, https://lobsterfoundationofma.
org/board-members/ . . . . . . . . . . . . . . . . . . . . . . . . . . 6
Combined Sewer Overflows: Guidance for Permit
Writers, EPA Office of Water (Sept. 1995) . . . . . 10
Karl S. Coplan, Of Zombie Permits and Greenwash
Renewal Strategies: Ten Years of New York’s
So-Called “Environmental Benefit Permitting
Strategy”, 22 Pace Env’t L. Rev. 1 (2005) . . . . . . . . 27
Dean Blanchard Seafood, Inc., Wild A merican
Shrimp, https://americanshrimp.com/suppliers/
dean-blanchard-seafood/ . . . . . . . . . . . . . . . . . . . . . . . 8
Detailed Facility Report: Durham Wastewater
Treatm ent Fa c ility, En forcement a nd
Compliance History Online, https://echo.epa.gov/
detailed-facility-report?fid=110006619212 . . . . . . . . 28
viii
Cited Authorities
Page
De t ai l e d Fa c i li ty Re p o r t: So m e r s w o r th
Wastewater Treatment Plant, Enforcement and
Compliance History Online, https://echo.epa.gov/
detailed-facility-report?fid=110020142987 . . . . . . . . 28
Tara Duggan, There Will Be No Commercial
Herring Catch in SF Bay This Year, S an
F r a nc i s c o C h r o n ic l e (Ja n. 19, 2 019),
https://w w w.sfchronicle.com/food/article/
Commercial-herring-catch-in-SF-Bay-canceledthis-13545808.php. . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
Env ’t P rot. A gency, Response to C omments ,
NPDES Permit No. NH0100234, Peirce Island
Wastewater Treatment Facility, Portsmouth,
New Hampshire (2023) . . . . . . . . . . . . . . . . . . . . . . . . 10
Ho m e, S h o a l ’ s F ly F i s h i n g a n d L i g h t
Tackle, https://shoalsflyfishing.com/ . . . . . . . . . . . . 11
Howarth et al., Aquaculture and Eelgrass Zostera
marina Interactions in Temperate Ecosystems, 14
Aquaculture Env’t Interactions 15 (2022) . . . . . . 23
La. A dmin. Code. 33 IX § 1111(A) . . . . . . . . . . . . . . . . . . 18
La. A dmin. Code. 33 IX § 1113(B)(1)(d) . . . . . . . . . . . . . 17
ix
Cited Authorities
Page
James S. Latimer & Steven A. Rego, Empirical
Relationship Between Eelgrass Extent and
Predicted Watershed-Der ived Nitrogen
L o a d i n g f o r S h a l l o w Ne w E n g l a n d
Estuar ies, 9 0 E s t ua ri n e , C oa s ta l a n d
Shelf Science 4 (2010) . . . . . . . . . . . . . . . . . . . . . . . . 23
Lou isia na Depa r tment of Env i ronment a l
Quality, Gen-LAG33-Coastal - LAG33A319—
J C Dupont (2021) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
Lou isia na Depa r tment of Env i ronment a l
Quality, Gen-LAG33-Coastal - LAG33A320—
J C Dupont (2021) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26
Maine Dep’t Env’t Prot., General Permit –
Net Pen Aquaculture, Maine Pollutant
Discharge Elimination System Permit No.
MEG130000, Maine Waste Discharge License
#W009020-6H-D-R (2014) . . . . . . . . . . . . . . . . . . . . . . 4
N.H. Code A dmin Env-Wq § 1702.17(b) . . . . . . . . . . . . . 19
N.H. Code A dmin Env-Wq § 1702.17(c) . . . . . . . . . . . . . 19
N.H. Code A dmin Env-Wq § 1703.21 . . . . . . . . . . . . . . . 18
Nat’l Marine Fisheries Serv., U.S. Dep’t of Com.,
Fisheries Economics of the United States
2022 NMFS-F/SPO-248A (2024) . . . . . . . . . . . . . . . . 1
x
Cited Authorities
Page
NPDES Permit Writer’s Manual (Sept. 2010) . . . . . . 10
Ocean Today, Dead Zone in the Gulf of Mexico, NOAA,
https://oceantoday.noaa.gov/deadzonegulf/ . . . . . . . 26
Ohio Valley Env’t Coal. v. Fola Coal Co., Brief
for the United States as Amicus Curiae,
2016 WL6524150 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
Nancy N. Rabalais, R. Eugene Turner & William
J. Wiseman, Jr., Gulf of Mexico Hypoxia,
A.A. “ The Dead Zone,” 33 A nnua l R ev.
Ecology & Systematics 235, 244 (2002) . . . . . . . . . . .9
S. Rep. No. 92-414 (1971), 2 Leg. Hist. 1511 . . . . . . . . . 14
San Francisco Bay Regional Water Quality Control
Board, Water Quality Control Plan for the
San Francisco Bay Basin § 3.3.18 . . . . . . . . . . . . . . 17
John D. Sutter, Minnesota Farmer Battles Gulf
‘Dead Zone,’ CNN (Aug. 30, 2010), https://
www.cnn.com/2010/TECH/innovation/08/30/
gulf.dead.zone.minnesota.farm/index.html . . . . . . . . 9
Endre Szalay, Breathing Life into the Dead
Zone: Can the Federal Common Law of
Nuisance Be Used to Control Nonpoint Source
Water Pollution, 85 Tul. L. Rev. 215 (2010) . . . . . . . 9
xi
Cited Authorities
Page
Ky l e A . T h o m p s o n e t a l . , P o l y - a n d
Per f luoroalkyl Substances in
Municipal Wastewater Treatment Plants
in the United States: Seasonal Patterns
and Meta-Analysis of Long-Term Trends
and Average Concentrations, 2 ACS ES&T
Water 690 (2022) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
U.S. EPA Authorization to Discharge Under
the NPDES Small Wastewater Treatment
Facility General Permit No. NHG580012—
Town of Epping (2022) . . . . . . . . . . . . . . . . . . . . . . . . 22
U.S. EPA, Authorization to Discharge Under the
NPDES Small Wastewater Treatment Facility
General Permit No. NHG580013—Town of
Newmarket (2023) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22
U.S. EPA, Draft NPDES Permit No. MA0103284—
Massachusetts Water Resources Authority
(2023) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 25, 28, 29
U.S. EPA, NPDES Permit No. NH0100234—
City of Portsmouth (2023) . . . . . . . . . . . . . . . . . . . . . 22
U.S. EPA, NPDES Permit No. NH0100277—
City of Somersworth (2003) . . . . . . . . . . . . . . . . . . . . 22
U.S. EPA, NPDES Permit No. NH0100455—
Town of Durham (1999) . . . . . . . . . . . . . . . . . . . . . . . 22
xii
Cited Authorities
Page
U.S. EPA, NPDES Permit No. NH0100668—
City of Rochester (2023) . . . . . . . . . . . . . . . . . . . . . . . 22
U.S. EPA, NPDES Permit No. NH0100871—
Town of Exeter (2022) . . . . . . . . . . . . . . . . . . . . . . . . 22
U.S. EPA, NPDES Permit No. NH0101311—
City of Dover (2006) . . . . . . . . . . . . . . . . . . . . . . . . . . 22
U.S. EPA, NPDES Permit No. NH0109000—
City of Portsmouth (2022) . . . . . . . . . . . . . . . . . . . . . 22
U.S. EPA, NPDES Permit No. NHG581141—
Town of Newington (2022) . . . . . . . . . . . . . . . . . . . . . 22
U.S. EPA, NPDES Permit No. NHG58A000—
New Hampshire (2020) . . . . . . . . . . . . . . . . . . . . . . . . 21
Unfair, Me r r i a m -Web st e r, ht t p s: // w w w.
m e r r i a m - w e b s t e r. c o m /d i c t i o n a r y /
unfair#:~:text=1,%2C%20 partiality%2C%20
or%20deception%20%3A%20unjust . . . . . . . . . . . . . . 4
1
INTERESTS OF AMICI CURIAE
Amici cur iae are small business ow ners and
individuals whose livelihoods depend on having clean
water, protected from pollution.1 Amicus curiae include
a commercial fisherman, a commercial lobsterman,
a shrimp purchaser, oyster farm owners, and water
dependent tourism business owners. Narrative water
quality standards incorporated into National Pollutant
Discharge Elimination System (“NPDES”) permits
protect the livelihoods of amici by ensuring that polluting
facilities do not jeopardize ecosystems that are integral
to the survival of amici’s businesses.
SUMMARY OF ARGUMENT
Small businesses throughout the United States rely on
clean water and functioning ecosystems. Water quality that
complies with the Clean Water Act (“CWA” or “the Act”)
protects the livelihoods of business owners and employees in
water-dependent sectors of the Nation’s economy, including
commercial fishing, lobstering, shrimping, oyster farming,
and tourism. In 2022 alone, the U.S. commercial fisheries
and seafood industry generated roughly $54.0 billion in
sales, $20.2 billion in income impacts, and $28.6 billion in
value-added impacts, and it supported 832,000 full- and
part-time jobs (not including imports).2 That same year, the
1. No counsel for any party authored this brief in whole or in
part, and no person or entity has made any monetary contribution
to the preparation or submission of the brief other than amici
curiae, their members, or their counsel.
2. Nat’l Marine Fisheries Serv., U.S. Dep’t of Com., Fisheries
Economics of the United States 2022 NMFS-F/SPO-248A at 6
(2024).
2
U.S. recreational fishing industry generated roughly $138
billion in sales, $45.1 billion in income impacts, and $74.9
billion in value-added impacts, and it supported 691,613
jobs. 3 Water quality issues such as nutrient pollution,
bacteria pollution, and chemical pollution harm the daily
and long-term operations of businesses in those sectors.
Congress’s only named objective in the CWA focuses
on water quality. 33 U.S.C. § 1251(a). In enacting the
1972 Clean Water Act (“CWA”) and in passing the 1977
amendments to the Act, Congress recognized the profound
impact of the water-dependent industries on the Nation’s
economy, noting that good water quality supports the
Nation’s “vital industries,”4 and poor water quality causes
“severe economic hardship.”5 It is the objective of the
CWA to “restore and maintain the chemical, physical, and
biological integrity of the Nation’s waters.” Id. Narrative
permit provisions that incorporate water quality standards
are an essential part of the NPDES permitting system
and vital to achieving the statute’s purpose. In order to
achieve this lofty objective, the permits may contain “any
more stringent limitation, including those necessary to
meet water quality standards[.]” 33 U.S.C. § 1311(b)(1)(C).
Eliminating the narrative permit provisions would
remove an important backstop in permits that enable
state and federal agencies to protect the public in general,
but also smaller business owners from economic losses
resulting from a permittee’s violations of water quality
3. Id. at 11–12.
4. 117 Cong. Rec. 38864 (1971).
5. 123 Cong. Rec. 38978 (1977).
3
standards. Often, numeric permit limits do not alone
provide compliant water quality since those limits do not
address all the pollutants that harm water quality. In
baseball, the catcher may call the pitch, but they have no
control over what happens between the mound and the
plate. A rogue pitch, a foul tip, an errant catch—in order
to protect the observing public, there is a backstop behind
home plate. In the same way, numeric limits do not account
for changing conditions in the ecosystem—narrative
provisions do. Narrative provisions that incorporate
codified state water quality standards thus provide an
important tool, not only for permitting authorities to
ensure that permits comply with the text and the objective
of the CWA, but also for supporting small businesses
throughout the Nation.
ARGUMENT
I.
SMALL BUSINESSES DEPEND ON CLEAN
WAT ER , W H ICH IS S A FEGUA R DED BY
NARRATIVE WATER QUALITY STANDARDS
INCORPORATED INTO CLEAN WATER ACT
PERMITS.
Narrative provisions in National Pollutant Discharge
Elimination System (“NPDES”) permits safeguard
water quality and protect small businesses throughout
the United States. In San Francisco Bay, the waters
off the coast of Massachusetts, the Gulf of Mexico, the
Great Bay estuary in New Hampshire, and other coastal
locations throughout the United States, small businesses
and individuals benefit from the pollution prevention
“backstop” only available through the inclusion of narrative
NPDES permit provisions. See San Francisco v. EPA, 75
4
F.4th 1074, 1093 (9th Cir. 2023). Narrative provisions in
NPDES permits with numeric effluent limitations are an
essential means of ensuring that permitted facilities do
not degrade water quality and harm small businesses.
And narrative provisions in NPDES permits that lack
numeric effluent limits for pollutants of concern are the
only means of water quality protection.6
The petitioner incorrectly labels narrative provisions
that incorporate codified state water quality standards
as “unfair.” Pet. Br. 6. But there is nothing unjust,
impartial, or deceptive7 about requiring a facility to
comply with known state laws. Rather, unfairness arises
under the present circumstances when a permit—which
is required to “provide for compliance” with the Clean
Water Act (“CWA” or “the Act”), see 40 C.F.R. § 122.4
(a)—authorizes pollution that harms water quality and
the small businesses that depend on clean water. Without
narrative provisions, small businesses are left vulnerable,
completely at the whim of major polluters like the City
and County of San Francisco. When major polluters don’t
6. See Alabama Dep’t Env’t Mgmt., Final Permit for MetalPlate
Galvanizing 7th Ave, NPDES Permit No. AL0080403 (failing
to include numeric effluent limits for zinc in a zinc galvanizing
facility’s permit); Maine Dep’t Env’t Prot., General Permit – Net Pen
Aquaculture, Maine Pollutant Discharge Elimination System Permit
No. MEG130000, Maine Waste Discharge License #W0090206H-D-R (2014) (failing to include numeric eff luent limits for
aquaculture pollutants of concern—like nutrients, total suspended
solids, dissolved oxygen, or biological oxygen demand—in net pen
aquaculture general permit).
7. Unfair, Merriam-Webster, https://www.merriam-webster.
com/dictionary/unfair#:~:text=1,%2C%20 partiality%2C%20
or%20deception%20%3A%20unjust (last visited Aug. 26, 2024).
5
comply with the provisions of their NPDES permits, it is
small businesses that suffer.
A.
Narrative Permit Provisions that Protect
Water Quality Benefit Commercial Fish and
Shellfish Harvesters.
The commercial fishing industry relies on clean water
to sustain the livelihoods of small businesses and boat
owners. John Mellor, 8 a 61-year-old lifelong commercial
fisherman, operates a 40-foot boat named “High Hopes”
in San Francisco Bay. Over the course of his fishing
career, John has fished for salmon, herring, crab, rockfish,
sablefish, and halibut. John is a member of both the San
Francisco Herring Association and the San Francisco
Crab Boat Owner’s Association. One hundred percent
of John’s income comes from fishing. Over the course of
John’s life and career, he witnessed the decline of the
herring fishery in the San Francisco Bay as a result of
sewage discharges from the local wastewater treatment
plants.
The herring industry operates on a quota system:
fishermen are limited to catching a certain amount of
fish and fish eggs based on the previous year’s spawning
biomass. In the past, the herring fishery in San Francisco
was incredibly competitive, and according to John,
“massive” amounts of fish would come into the Bay to
breed. For many years, John filled his quota of herring
8. See Tara Duggan, There Will Be No Commercial Herring
Catch in SF Bay This Year, San Francisco Chronicle (Jan. 19,
2019), https://www.sfchronicle.com/food/article/Commercialherring-catch-in-SF-Bay-canceled-this-13545808.php.
6
eggs in just one or two nights. But more recently, after
sewage was consistently pumped into the Bay during
the rainy winter season, the herring disappeared—they
stopped spawning in San Francisco Bay and chose new
locations to spawn in Northern California and Oregon.
As a result, fishing for herring and herring eggs became
economically nonviable for John and other fishermen.
John is worried about his business and the livelihoods of
other small business owners in San Francisco Bay and
surrounding coastal areas. Not only has the diminished
water quality reduced his ability to fish for herring, but
John is also concerned about harms to the fishing industry
more broadly due to sewage overflow events and the
negative public perception regarding the consumption
of local fish. John and the commercial fishing industry
thus benefit from the water quality oversight provided by
narrative permit provisions.
Similarly, commercial lobstering businesses require
uncontaminated water and healthy aquatic ecosystems.
Eric Meschino, 9 a lobsterman who owns and operates
Smoky Sou’Wester Fishing out of Hull, Massachusetts,
depends on water quality that supports a thriving lobster
population. Eric’s lobstering business provides income to
one to two employees each year. Eric’s business requires
annual permits to fish in state and federal waters off the
coast of New England from May through January.
Eric sets his lobster traps in Massachusetts Bay
and Cape Cod Bay, which are impacted by wastewater
9. Board Members, Lobster Foundation of M assachusetts,
https://lobsterfoundationofma.org/board-members/ (last visited
Aug. 26, 2024).
7
treatment plant discharges.10 Eric is mostly concerned
about toxic chemicals like per-and polyf luoroalkyl
substances (“PFAS”) and pharmaceuticals harming his
business and the lobstering industry. Toxic chemicals
like PFAS can bioaccumulate, or build up, in food chains
after permitted facilities like wastewater treatment
plants release them into waterbodies.11 Those chemicals
not only threaten human health,12 but they also threaten
customers’ perceptions of seafood, jeopardizing Eric’s
livelihood. Eric relies on clean water and uncontaminated
lobsters that provide a safe and healthful protein source
for consumers. PFAS chemicals and pharmaceuticals
are often not addressed by numeric limits in facilities’
permits.13 Thus, narrative provisions provide a backstop
for addressing toxic pollution that concerns lobstermen
like Eric.
10. See U.S. EPA, NPDES Permit No. MA0103284—
Massachusetts Water Resources Authority (2000) at 1 [hereinafter
Deer Island Permit] (authorizing discharges “to receiving waters
located in Massachusetts Bay, which is adjacent to Cape Cod Bay.”)
11. See 87 Fed. Reg. 36848, 36849 (June 21, 2022) (“Many
PFA S a re env i ronmentally persistent , bioaccumulative,
and have long half-lives in humans . . . .”); see also Kyle A.
Thompson et al., Poly- and Perf luoroalkyl Substances in
Municipal Wastewater Treatment Plants in the United States:
Seasonal Patterns and Meta-Analysis of Long-Term Trends and
Average Concentrations, 2 ACS ES&T Water 690, 690 (2022).
12. See Nadia Barbo et al., Locally caught freshwater fish
across the United States are likely a significant source of exposure
to PFOS and other perfluorinated compounds, 220 ENV’T RSCH.
1, 8 (2023).
13. See Part III(B), infra.
8
The commercial shrimping industry also requires
clean water and healthy ecosystems to support the shrimp
they catch. Dean Blanchard14 has been in the shrimp
industry for more than forty years and owns and operates
Dean Blanchard Seafood Inc. in Grand Isle, Louisiana.
Dean has spent his career shrimping and owning and
operating a shrimp dock and processing facility in an area
slightly west of where the Mississippi River discharges
into the Gulf of Mexico. Dean spent his days on the water
between 1974 and 1982, but he now spends his time on the
dock and at the processing facility, where he purchases
much of his product from shrimpers who still operate in
the Gulf. Chemical and nutrient pollution discharged by
large facilities into the Gulf of Mexico threaten Dean’s
business. In recent years, this pollution has driven the
shrimp away from the areas in which Dean relies for
purchasing and processing, causing his market share of
warm water shrimp in the United States to fall from ten
to eleven percent to two to three percent.
The most significant threat to Dean’s business is
degraded water quality resulting in “dead zones” in the
Gulf of Mexico. The dead zones are caused by chemicals
and nutrients that f low into the Gulf from various
upstream sources of pollution, including chemical plants.
Because oxygen levels plummet in dead zones, the shrimp
Dean normally relies on for his business are forced to flee
and are pushed towards the shore in search of oxygen.
Ultimately, the shrimp even jump up onto the beach and
14. Dean Blanchard Seafood, Inc., Wild A merican Shrimp,
https://americanshrimp.com/suppliers/dean-blanchard-seafood/
(last visited Aug. 26, 2024).
9
die.15 This phenomenon has become increasingly worse in
the Gulf as water quality declines, leaving few shrimp left
for the shrimpers Dean purchase from to catch. Without
clean water supporting a healthy shrimp population, Dean
will not be able to continue to operate his business.
Oyster farmers also rely on good water quality to
sustain their businesses. For example, David Berlinsky
and Evan Clough run Granite State Shellfish, which farms
oysters in Durham, New Hampshire and sells them to
the “half shell market.” The half shell market supplies
oysters for customers to consume raw. Because they are
selling raw oysters, a seafood product that is extremely
sensitive to water quality conditions, David and Evan are
especially concerned about maintaining excellent water
quality for their farm and business.
The summer of 2023 was troubling for Granite State
Shellfish because of water quality concerns. Due to
sewage pollution and resulting high bacteria levels, the
oyster farm was forced to shut down every month for
one or two weeks at a time. As a result, business sales
took a major hit. Narrative provisions are essential for
avoiding devastating effects on small business owners like
David and Evan. For example, over the fifteen years that
15. See Endre Szalay, Breathing Life into the Dead Zone:
Can the Federal Common Law of Nuisance Be Used to Control
Nonpoint Source Water Pollution, 85 Tul. L. Rev. 215 (2010) (citing
Nancy N. Rabalais, R. Eugene Turner & William J. Wiseman, Jr.,
Gulf of Mexico Hypoxia, A.A. “The Dead Zone,” 33 A nnual Rev.
Ecology & Systematics 235, 244 (2002)); see also John D. Sutter,
Minnesota Farmer Battles Gulf ‘Dead Zone,’ CNN (Aug. 30,
2010), https://www.cnn.com/2010/TECH/innovation/08/30/gulf.
dead.zone.minnesota.farm/index.html.
10
David has been running Granite State Shellfish, he has
noticed improvements in water quality when wastewater
treatment plants have upgraded their pollutant treatment
systems. And those upgrades are often a result of the
plant’s narrative water quality provisions, at least in
part.16
B. Narrative Permit Provisions that Protect
Water Quality Benefit Tourism Businesses.
The tourism sector also depends on CWA-compliant
water quality to succeed and to sustain the livelihoods
of business owners and employees. Permitted facilities
16. For example, the City of Portsmouth commented on the
Draft NPDES Permit that EPA issued to it in 2023, advocating for
EPA to remove a narrative provision similar to those that petitioner
challenges here, and requesting that EPA not require compliance
with water quality standards until after the City implements
its Long Term Control Plan (“LTCP”) for combined sewage
overflow discharges (“CSOs”). Env ’t P rot. Agency, Response
to Comments , NPDES P ermit No. NH0100234, P eirce Island
Wastewater Treatment Facility, Portsmouth, New H ampshire
at 51–52 (2023). In denying that request, EPA first noted that
LTCP development and abatement schedules for CSO pollution
has occurred through enforcement actions and then referenced
the importance of narrative water quality standards, stating that
EPA policies underscore the importance of ensuring that CSO
discharges achieve state water quality standards including those
that are narrative.” Id. (citing NPDES Permit Writer’s M anual,
EPA at 9-16 to 9-17 (Sept. 2010); Combined Sewer O verflows:
Guidance for Permit Writers, EPA Office of Water, at 3-36 to
3-37, 4-27 (Sept. 1995)) (“The CSO Guidance specifically states that
‘in addition to performance standards designed to meet WQS, the
permit writer should include narrative permit language providing
for the attainment of applicable WQS.’”)
11
discharging pollution affect businesses like charter boat
companies and guided tour operators that conduct their
businesses in and on our Nation’s waters.
For example, Captain Peter Whelan17 is a registered
Maine Guide with a Coast Guard Captains License who
owns and operates Shoals Fly Fishing and Light Tackle,
a charter boat company that takes guided tours fly fishing
on the New Hampshire and Maine coast, including in
Portsmouth Harbor, Great Bay, and Little Harbor in
New Hampshire, and near Piscataqua, York, Kittery,
and Kennebunk in Maine. Captain Whelan often takes
tourists fishing in the mouth of the Piscataqua River,
a critical part of the Great Bay estuary that tidally
connects the inland Great Bay with the Gulf of Maine.
Captain Whelan’s business depends on water quality and
ecosystem health. When water quality is good, eelgrass
grows. Eelgrass provides a habitat for small baitfish,
which feed the migratory predator fish (like bluefish and
striped bass) that Captain Whelan’s clients seek to catch.
But when water quality is bad, eelgrass declines, reducing
available habitat for baitfish, and, in turn, the migratory
predator fish that feed on them. The result is that Captain
Whelan is left with fewer fishing spots to take his clients.
Therefore, if water quality suffers, in Captain Whelan’s
words: “I don’t have a business.”
Thirteen wastewater treatment plants discharge
into rivers that feed into the New Hampshire waters
where Captain Whelan takes chartered tours. Combined
sewer overflows from those wastewater treatment plants
17. Home, Shoal’s Fly Fishing and Light Tackle, https://
shoalsflyfishing.com/ (last visited Aug. 26, 2024).
12
contribute to degradation of water quality and harm the
Great Bay ecosystem. The Great Bay has lost roughly
half of its eelgrass, removing prime baitfish habitat, and
reducing the location options for Captain Whelan’s charter
boat. In the past, during major rain events, the Piscataqua
River turned from blue to almost brown as a result of
combined sewer overflows from wastewater treatment
plants and stormwater runoff from land. Captain Whelan
was forced to cancel tours, and he is extremely concerned
about the future of his business and supports narrative
prohibitions in NPDES permits as a backstop to numeric
effluent limits that alone do not protect water quality.
In addition to fishing charters, kayaking and paddling
businesses depend on clean water. Peter Sawtell18 owns
and serves as Lead Kayaking Instructor for Seven Rivers
Paddling. Peter runs guided kayak and paddleboard
tours of the tidal waterways and rivers near Portsmouth,
Newcastle, and Newmarket, New Hampshire. The
business provides paddle sports opportunities for both
tourists and people who live in nearby communities. Water
quality is important for Peter’s business because during
his kayaking and paddling tours, groups often swim and
recreate in the water. Peter has lost business because of
water quality issues in the past, both because he has had to
cancel tours and because poor water quality has deterred
customers from signing up for tours.
For example, Peter’s company has been negatively
impacted by poor water quality near Jenness Beach
in New Hampshire, when waterways have been closed
18. A Bit About Us, Seven Rivers Paddling, https://www.
sevenriverspaddling.com/about-us (last visited Aug. 26, 2024).
13
for swimming due to poor water quality. Peter has also
stopped bringing paddling and kayaking groups to a
portion of the Lamprey River because bacteria levels
make it unsafe for swimming. Peter’s livelihood depends
on having water quality that allows for safe paddling and
swimming. Narrative permit provisions that incorporate
water quality standards ensure that EPA can adequately
address pollution from facilities that cause or exacerbate
water quality violations that threaten Peter’s business.
II. T H E CLEA N WAT ER ACT AU T HORIZES
PER M I T T I NG AGENCI E S T O I NC LU DE
NARRATIVE WATER QUALITY STANDARDS
IN NPDES PERMITS.
A.
Congress Recognized the Clean Water’s Act’s
Objective of Water Quality Improvement as
Important for Small Businesses.
The Clean Water Act declares a single “objective”
that focuses on protecting water quality: “restor[ing]
and maintain[ing] the chemical, physical, and biological
integrity of the Nation’s waters.” See 33 U.S.C. § 1251(a).
To accomplish that objective, Congress established
interim goals that also emphasize the Act’s commitment
to securing clean water. Id. § 1251(a)(1)-(2) (setting
interim goals that (1) “the discharge of pollutants into
the navigable waters be eliminated by 1985;” and (2) “that
wherever attainable,” water quality should “provide[]
for the protection and propagation of fish, shellfish, and
wildlife and provide[] for recreation in and on the water”
by 1983.).
The 1972 statute and its 1977 amendments envision
the NPDES permitting system to achieve its ultimate
14
water quality objective, not as a program solely intended
to provide permitted facilities with assurances against
enforcement actions. See Env’t Prot. Agency v. California
ex rel. State Water Res. Control Bd., 426 U.S. 200,
204 (1976) (emphasis added) (“[T]he Amendments are
aimed at achieving maximum ‘effluent limitations’ on
‘point sources,’ as well as achieving acceptable water
quality standards.”); City of Milwaukee v. Illinois &
Michigan, 451 U.S. 304, 318 (1981) (citing S. Rep. No.92414, at 95, 2 Leg. Hist. 1511) (emphasis in original) (“The
‘major purpose’ of the Amendments was ‘to establish
a comprehensive long-range policy for the elimination
of water pollution.’”); Piney Run Pres. Ass’n v. Cnty.
Comm’rs of Carroll Cnty., MD, 268 F.3d 255, 265 (4th Cir.
2001) (“[D]espite the CWA’s shift in focus of environmental
regulation towards the discharge of pollutants, water
quality standards still have an important role in the CWA
regulatory scheme.”)
Congress recognized the interdependent relationship
between water quality and economic security for small
businesses when enacting the Clean Water Act in 1972
and when amending the Act in 1977. In the Senate debates
on the legislation that became the Clean Water Act of
1972, one Senator referred to water quality protection
as essential for “vital industries.”19 The 1971 Senate
Report for this legislation stated that saltwater intrusion,
another water quality issue, “must be accounted for and
controlled” because it “often devastates the commercial
shellfish industry.” 20 In 1977, in the House debates on the
Act’s amendments, one Representative highlighted the
19. 117 Cong. Rec. 38864 (1971).
20. S. Rep. No. 92-414, at 3706 (1971).
15
“severe economic hardship” that fishermen faced because
of toxic water pollution.21 Compliant water quality remains
essential today for the “vital industries” discussed in
Part I, above—commercial fishing, lobstering, shrimping,
oyster farming, and tourism.
B. The Challenged Narrative Provisions are
Necessar y to Achieve Compliance with
the Clean Water Act because Numeric and
Specific Narrative Provisions do not Address
All Pollutants or Changing Water Quality
Conditions.
To achieve the Clean Water Act’s water quality
objective, section 301(b) requires permits to include
both numeric effluent limits and “any more stringent
limitation, including those necessary to meet water quality
standards . . . required to implement any applicable water
quality standard established pursuant to this chapter.” 33
U.S.C. § 1311(b)(1)(A)–(C); see also San Francisco v. EPA,
75 F.4th 1074, 1089 (9th Cir. 2023). Permitting authorities
may not issue a final permit that fails to “provide for
compliance with the applicable requirements of CWA[.]”40
C.F.R. § 122.4(a).
Narrative permit provisions that prohibit water
quality standard violations fall within the statutory
requirement for permits to include “any more stringent
limitation” that is “necessary to meet water quality
standards” under CWA section 301(b)(1)(C). See Resp.
Br. in Opp. to Cert. 12. In National Association of
Manufacturers v. Department of Defense, this Court
21. 123 Cong. Rec. 38978 (1977).
16
recognized that “limitation” under section 301(b)(1)(C)
means an “other limitation,” not an “effluent limitation.”
583 U.S. 109, 122-23 (2018). There, this Court described
the “limitation” in section 301(b)(1)(C) as a “concrete
example[] of the type of ‘other limitation’ Congress had
in mind” when providing jurisdiction for review of EPA
actions “approving or promulgating any effluent limitation
or other limitation[.]” Id. at 121-22 (emphasis added);
see also 33 U.S.C. § 1362(17). In National Association of
Manufacturers, this Court refused to “override Congress’
considered choice by rewriting the words of the” Clean
Water Act. Id. at 128. (internal citation omitted). The
Court should similarly refuse to rewrite the Act here.
Narrative provisions that incorporate water quality
standards are often “necessary to meet water quality
standards.” 33 U.S.C. § 1311(b)(1)(C). Numeric and
specific narrative effluent limitations are essential to
the NPDES permitting scheme, but they do not cover
all pollutants that impact water quality, and they do not
account for changing conditions in waterbodies. See PUD
No. 1 of Jefferson Cnty. v. Washington Dep’t of Ecology,
511 U.S. 700, 717 (1994) (stating that particular criteria
“cannot reasonably be expected to anticipate all the
water quality issues arising from every activity that can
affect the State’s hundreds of individual water bodies.”);
Ohio Valley Env’t Coal., Inc. v. Marfork Coal Co., 966 F.
Supp. 2d 667, 685 (S.D.W. Va. 2013) (upholding a permit
provision incorporating state water quality standards
“[a]s a backstop” that “protects water quality standards
that [the permitting agency] did not anticipate would be
threatened based on the discharge levels reported in a
permit application.”)
17
Pairing numeric limitations with narrative provisions
that incorporate state water quality standards ensures
that facilities discharging a wide range of pollutants
into a constantly changing ecosystem do not violate
water quality standards. See Upper Blackstone Water
Pollution Abatement Dist. v. U.S. E.P.A., 690 F.3d 9, 14
(1st Cir. 2012) (citing 33 U.S.C. § 1311(b)(1)(C)) (“State
water quality standards generally supplement [federal,
technology-based] effluent limitations, so that where one
or more point source dischargers, otherwise compliant
with federal conditions, are nonetheless causing a violation
of state water quality standards, they may be further
regulated to alleviate the water quality violation.”) EPA
has included these provisions in “many EPA-issued
NPDES permits, both individual permits and widely
applicable general permits[.]” Ohio Valley Env’t Coal.
v. Fola Coal Co., Brief for the United States as Amicus
Curiae, 2016 WL6524150, at *6.
Requiring compliance with state water quality
standards also protects small businesses that rely on clean
water. For example, “meet[ing] water quality standards,”
see 33 U.S.C. § 1311(b)(1)(C), often means that facilities
cannot discharge toxic substances in harmful amounts.
See San Francisco Bay Regional Water Quality Control
B oard, Water Q ualit y C ontrol P lan for the S an
Francisco Bay Basin § 3.3.18 [hereinafter Basin Plan]
(“All waters shall be maintained free of toxic substances
in concentrations that are lethal to or that produce other
detrimental responses in aquatic organisms.”); 314 M ass.
Code Regs. § 4.05(5)(e) (“All surface waters shall be free
from pollutants in concentrations or combinations that
are toxic to humans, aquatic life or wildlife.”); La. A dmin.
Code. 33 IX § 1113(B)(1)(d) (“All waters shall be free
18
from such concentrations of substances attributable to
wastewater or other discharges sufficient to . . . injure,
be toxic, or produce demonstrated adverse physiological
or behavioral responses in humans, animals, fish, shellfish,
wildlife, or plants[.]”) N.H. Code A dmin. Env-Wq 1703.21
(“Unless naturally occurring or allowed under EnvWq 1707, all surface waters shall be free from toxic
substances or chemical constituents in concentrations or
combinations that . . . (1) Injure or are inimical to plants,
animals, humans or aquatic life; or . . . (2) Persist in the
environment or accumulate in aquatic organisms to levels
that result in harmful concentrations . . . .”). Narrative
provisions that incorporate those state standards ensure
that permits can protect small business owners who
harvest and sell seafood, or business owners who rely on
bringing tourists to waterbodies safe for swimming.
In addition, “meet[ing] water quality standards,” see
33 U.S.C. § 1311(b)(1)(C), means that a facility cannot
violate a beneficial or designated use, which often
means that a facility’s discharges cannot jeopardize a
waterbody’s ability to support fish and/or shellfish. See
Basin Plan at § 2.1.4 (establishing a beneficial use of
“commercial, and sport fishing,” for “[u]ses of water for
commercial or recreational collection of fish, shellfish,
or other organisms, including, but not limited to, uses
involving organisms intended for human consumption or
bait purposes.”); 314 M ass. Code Regs. § 4.05(4)(a), (b)
(“Where designated for shellfishing . . . these waters
shall be suitable for shellfish harvesting . . . .”) La. A dmin.
Code. 33 IX § 1111(A) (emphasis added) (establishing a
designated use of “Oyster Propagation,” which is “the
use of water to maintain biological systems that support
economically important species of oysters, clams, mussels,
19
or other mollusks so that their productivity is preserved
and the health of human consumers of these species is
protected.”); N.H. Code A dmin Env-Wq § 1702.17(b), (c)
(listing designated uses of “[f]ish consumption, meaning
the surface water can support a population of fish free
from toxicants and pathogens that could pose a human
health risk to consumers;” and “[s]hellfish consumption,
meaning the tidal surface water can support a population
of shellfish free from toxicants and pathogens that could
pose a human health risk to consumers[.]”).
Narrative permit provisions, therefore, ensure that
permits protect the livelihoods of individuals who rely on
having adequate populations of fish and shellfish to sell
as food to consumers or to sustain charter businesses.
III. LIMITING AGENCIES’ ABILITY TO INCLUDE
NA RR ATI V E PROHI BITIONS I N N PDES
PERMITS WOULD HARM CLEAN WATERDEPENDENT LOCAL BUSINESSES.
A.
NPDES Permits with Narrative Provisions
Protect Local Economic Interests by Serving
as a Backstop When Numeric Limitations
Alone Do Not Suffice to Protect Water Quality.
Narrative permit provisions—and the state narrative
standards they incorporate—address water quality issues
that can persist even when permits contain numeric limits.
See also San Francisco v. EPA, 75 F.4th 1074, 1092 (9th
Cir. 2023). When numeric effluent limits alone do not
protect water quality and the small businesses that depend
on clean water, narrative provisions incorporating water
quality standards provide a legitimate and beneficial
20
oversight tool for achieving the CWA’s stated water quality
goal.
John Mellor’s experience in San Francisco Bay and
the permit violations identified in the recent enforcement
action against San Francisco’s Bayside wastewater
treatment facility epitomize the benefit of narrative
permit provisions. John Mellor has experienced herring
populations in the San Francisco Bay plummet because
of sewage overflow discharges from San Francisco’s
wastewater treatment outfalls, and he was forced to stop
fishing for herring as a result. The federal Department
of Justice and California Regional Water Quality Control
Board recently filed an enforcement action to address
sewage discharges into the San Francisco Bay from the
City’s Bayside outfalls. See Pet. Supp. Br. at 2-3, San
Francisco v. EPA, No. 23-753 (2024) (citing Complaint
¶¶ 110 -112, United States v. City & Cnty. of San
Francisco, No. 3:24-cv-02594 (N.D. Cal. May 1, 2024)).
That enforcement suit alleges that the Bayside wastewater
treatment facility, which discharges into the waters
where John Mellor fishes, contravened the narrative
prohibition incorporating state water quality standards
by discharging pollutants in amounts that violate its
beneficial uses (protection of water contact recreation
and aquatic life). Complaint ¶¶ 110–13, United States v.
City & Cnty. of San Francisco, No. 3:24-cv-02594 (N.D.
Cal. May 1, 2024), available at https://perma.cc/HT8MSS35. The narrative provision requiring compliance with
state water quality standards thus allowed enforcement
authorities to address beneficial uses, which are integral
components of the CWA that protect small businesses like
John’s. See PUD No. 1 of Jefferson Cnty. v. Washington
Dep’t of Ecology, 511 U.S. 700, 700 (1994) (citing 33 U.S.C.
21
§ 1251(a)) (stating that a designated use protecting habitat
for fish “directly reflects the Clean Water Act’s goal
of maintaining the ‘chemical, physical, and biological
integrity of the Nation’s waters.’”)
Petitioner laments the “risk” and “predicament” of
enforcement authorities using narrative prohibitions to
hold the City responsible for discharging “an average of
1.8 billion gallons of combined sewage each year from its
combined sewer systems into the Pacific Ocean and San
Francisco Bay.” Pet. Supp. Br. at 1–3 (citing Complaint
¶¶ 76–88, United States v. City & Cnty. of San Francisco,
No. 3:24-cv-02594 (N.D. Cal. May 1, 2024), available at
https://perma.cc/HT8M-SS35). But enforcing narrative
provisions that require compliance with codified state laws
to hold the City accountable for releasing billions of gallons
of raw sewage into marine ecosystems is better framed as
an action that mitigates the risks and predicaments facing
the San Francisco Bay ecosystem and the businesses that
depend upon its health. The enforcement suit exemplifies
that narrative standards facilitate compliance with the
statute’s stated purpose.
Circumstances in the Great Bay watershed, where
Captain Whelan, Peter Sawtell, Evan Clough, and David
Berlinsky operate small tourism and oyster farming
businesses, also demonstrate the benefits of having a
water quality backstop. Thirteen wastewater treatment
facilities discharge wastewater into New Hampshire
surface waters in the Great Bay estuary. 22 All of those
22. U.S. EPA, NPDES Permit No. NHG58A000—New
Hampshire (2020) at 3 [hereinafter Total Nitrogen General
Permit].
22
facilities are subject to numeric limits for nitrogen. 23 All
are also subject to numeric limits for total suspended
solids and bacteria, among other pollutants. 24 In addition
to those numeric limits, the facilities’ individual permits
or authorizations include narrative provisions that
incorporate water quality standards. Like the provisions
that petitioner challenges, those narrative provisions
provide that “[t]he discharge shall not cause a violation
of the water quality standards of the receiving water.” 25
23. Id.
24. U.S. EPA, NPDES Permit No. NH0101311—City of
Dover (2006) at 2 [hereinafter Dover Permit]; U.S. EPA, NPDES
Permit No. NH 0100455—Town of Durham (1999) at 2 [hereinafter
Durham Permit]; U.S. EPA Authorization to Discharge Under the
NPDES Small Wastewater Treatment Facility General Permit
No. NHG580012—Town of Epping (2022) at 2–3 [hereinafter
Epping Permit]; U.S. EPA, NPDES Permit No. NH0100871—
Town of Exeter (2022) at 2 [hereinafter Exeter Permit]; U.S.
EPA, NPDES Permit No. NHG581141—Town of Newington (2022)
at 2 [hereinafter Newington Permit]; U.S. EPA, Authorization
to Discharge Under the NPDES Small Wastewater Treatment
Facility General Permit No. NHG580013—Town of Newmarket
(2023) at 2 [hereinafter Newmarket Permit]; U.S. EPA, NPDES
Permit No. NH0100234 — City of Portsmouth (2023) at 2
[hereinafter Pierce Island Permit]; U.S. EPA, NPDES Permit No.
NH0100668—City of Rochester (2023) at 2 [hereinafter Rochester
Permit]; U.S. EPA, NPDES Permit No. NH0100277—City of
Somersworth (2003) at 2 [hereinafter Somersworth Permit]; and
U.S. EPA, NPDES Permit No. NH0109000—City of Portsmouth
(2022) at 2 [hereinafter Portsmouth Permit].
25. Pierce Island Permit at 10; Rochester Permit at 8; Dover
Permit at 4; Exeter Permit at 8; Durham Permit at 5; Federal
Permit Somersworth Permit at 12; Portsmouth Permit at 9;
Newmarket Permit at 8; Epping Permit at 9; and Newington
Permit at 8.
23
The narrative provisions in the Great Bay permits serve
as a necessary backstop to numeric effluent limitations
and facilitate the Clean Water Act’s fundamental objective
of ensuring that permits issued under the Act provide for
compliance with water quality standards.
Maintaining a backstop for water quality protection
in the Great Bay estuary protects tourism businesses
and oyster farming businesses. Even though wastewater
treatment facilities in the Great Bay estuary must comply
with numeric nitrogen limits, total suspended solids
limits, and bacteria limits, small business owners have
still suffered because of nitrogen, turbidity caused by
suspended solids, and bacteria pollution. Specifically,
Captain Whelan has stopped taking his fishing charter
boat to some locations in the Great Bay estuary due to
eelgrass depletion, which is caused by excess nitrogen
and turbidity (or cloudiness that inhibits light). 26 Similarly,
Peter Sawtell has stopped taking kayaking and paddling
tours to certain portions of the Lamprey River because
of high bacteria levels that render the river unsafe for
swimming. Evan Clough and David Berlinsky’s oyster
farm has also shut down, for up to two weeks at a time, due
to high bacteria levels that make their oysters unsellable.
Reductions in water quality in the water bodies upon
which they depend would cause these harms to occur
more frequently.
26. Howarth et al., Aquaculture and Eelgrass Zostera
marina Interactions in Temperate Ecosystems, 14 Aquaculture
Env ’t Interactions 15, 20 (2022); James S. Latimer & Steven A.
Rego, Empirical Relationship Between Eelgrass Extent and
Predicted Watershed-Derived Nitrogen Loading for Shallow New
England Estuaries, 90 Estuarine, Coastal and Shelf Science
4, 4 (2010).
24
Thus, numeric limits alone are insufficient to protect
water quality and local livelihoods. Permits must include
backstop measures to address this shortcoming. By stating
that permits must include “any limitation necessary to
meet water quality standards,” 33 U.S.C. § 1311(b)(1)(C),
the Act authorizes permits to include state narrative water
quality requirements as a backstop in watersheds like the
Great Bay estuary, where water quality issues persist
despite specific numeric and narrative permit limits.
B. NPDES Permits with Narrative Provisions
Protect Local Economic Interests by Providing
Protection from Pollutants that Lack Numeric
Limits.
NPDES permit provisions that incorporate narrative
standards also protect water quality because many
permittees discharge pollutants that lack numeric limits,
despite the fact that those pollutants negatively affect
water quality. For example, Deer Island Wastewater
Treatment Facility—which releases wastewater into
Massachusetts Bay, where Eric Meschino operates his
lobster business—has a NPDES permit with both numeric
and narrative provisions. 27 One of Deer Island’s narrative
provisions states that the permittee’s “discharge shall not
cause or contribute to an exceedance of the current state
water quality standards, and/or impair any existing or
designated water use or cause any significant lowering
of water quality[.]” 28
27. See Deer Island Permit at 3–7.
28. Id. at 7.
25
There are no numeric limits in the Deer Island
Permit limiting toxic PFAS pollution, nor pharmaceutical
chemicals. 29 Eric Meschino, who catches lobsters in
waters affected by Deer Island, worries that those toxic
pollutants and endocrine disrupters will impact his
lobstering business and will harm the lobstering industry
generally. Eric is concerned that he, and the industry at
large, will suffer from loss of sales due to toxic pollution
building up in aquatic animals, which harms consumers’
health and impacts the public’s perception of seafood.
Because NPDES permits in the waters where Eric catches
lobsters omit limits for harmful chemicals including PFAS
and pharmaceuticals, narrative provisions incorporating
state standards provide EPA the ability to address water
quality issues that harm and concern small business
owners.
29. Id. at 3. EPA issued a Draft Permit for the Deer
Island Wastewater Treatment Facility in 2023 but has not yet
finalized the permit. See U.S. EPA, Draft NPDES Permit No.
MA0103284—Massachusetts Water Resources Authority at 4
(2023). The Draft permit similarly did not contain numeric effluent
limits for PFAS or pharmaceuticals in water discharges; thus, the
narrative provision incorporating state water quality standards
remains necessary to address these pollutants. See U.S. EPA,
Draft NPDES Permit No. MA0103284—Massachusetts Water
Resources Authority (2023) Fact Sheet at 89 (“Although the
Massachusetts water quality standards do not include numeric
criteria for PFAS, the Massachusetts narrative criterion for toxic
substances at 314 CMR 4.05(5)(e) states: ‘All surface waters shall
be free from pollutants in concentrations or combinations that
are toxic to humans, aquatic life or wildlife.’”); see also id. at 91
(internal citation omitted) (recognizing that pharmaceuticals
can “cause significant reproductive effects at very low levels of
exposure” for aquatic life but failing to establish monitoring
requirements or limits.)
26
C.
NPDES Permits with Narrative Provisions
Protect Local Economic Interests by Serving
as a Backstop to Address Changing Conditions
in Waterbodies, Especially Where Permits
Have Been Indefinitely Administratively
Continued.
Narrative water quality standards ensure permits
are protective when new threats to water quality emerge.
For example, the Gulf of Mexico dead zone, where Dean
Blanchard runs his shrimp purchasing and processing
operation, changes significantly from year to year. The
dead zone results from the build-up of pollutants that are
discharged into the Gulf from facilities and agricultural
sources along the Mississippi River. 30 Narrative water
quality standards in permits issued to facilities in the Gulf
allow the permitting authority to protect water quality,
as required by the CWA, by accounting for changing
conditions in receiving waters. For example, facilities
located in Terrebonne Parish, which has extensive
coastline along the Gulf, have received general coastal
CWA permits from the Louisiana permitting authority. 31
Allowing the permitting authority to include narrative
standards in these permits protects the permitting
authority’s ability to respond to changing water quality
as that agency enforces the permits. When chemicals and
nutrients are discharged into the Gulf during periods of
30. Ocean Today, Dead Zone in the Gulf of Mexico, NOAA,
https://oceantoday.noaa.gov/deadzonegulf/.
31. See e.g., Louisiana Department of Environmental Quality,
Gen-LAG33-Coastal - LAG33A320—J C Dupont (2021); Louisiana
Department of Environmental Quality, Gen-LAG33-Coastal LAG33A319—J C Dupont (2021).
27
expansive dead zones, these narrative standards are a tool
envisioned by the CWA that the permitting authority can
use to respond to those changing conditions.
Dean Blanchard has experienced the impacts of
changing water quality over time. As the Gulf Dead Zone
has grown, his business has suffered significant losses.
Preserving narrative water quality standards in NPDES
permits protects the agency’s ability to enforce the heart
of the CWA by ensuring that polluters do not cause water
quality to fall below acceptable levels. Removing these
protections would further threaten the economic wellbeing
of Dean Blanchard and similarly situated business owners.
NPDES permit provisions that incorporate narrative
standards also provide EPA the ability to address changing
conditions in waterbodies when permits remain in effect
for longer than their statutory expiration dates. While
the CWA authorizes NPDES permits for five years, see
33 U.S.C. § 1342(a)(3), (b)(1)(B), permits often remain in
effect for longer when they are administratively continued.
Nat. Res. Def. Council v. EPA., 915 F.2d 1314, 1319 (9th
Cir. 1990) (“NPDES permits are issued for periods of no
more than five years, although administrative delays can
extend de facto the duration of the permits.”). 32
32. See also Karl S. Coplan, Of Zombie Permits and
Greenwash Renewal Strategies: Ten Years of New York’s
So-Called “Environmental Benefit Permitting Strategy”, 22
Pace Env ’t L. Rev. 1 (2005) (stating that in the 1980s, shortly
after the Clean Water Act of 1972’s passage, “more than 6,000
undead State Pollutant Discharge Elimination System (SPDES)
permits in New York State roamed the State well beyond their
statutory expiration date because the State Department of
Environmental Conservation (DEC) had not processed permit
renewal applications.”)
28
For example, Deer Island wastewater treatment
plant operates under an administratively continued
NPDES permit, which was issued in 1999 and modified
in 2000. 33 That permit discharges into Massachusetts
Bay and contains a narrative provision incorporating
“current state water quality standards,” as discussed
above. 34 The Durham and Somersworth wastewater
treatment plants’ permits were issued in 1999 and 2003,
respectively, and are also administratively continued. 35
Both wastewater treatment plants affect the Great Bay
estuary in NH, and they both contain narrative provisions
incorporating state water quality standards. 36 When
permits are administratively continued for long periods of
time, narrative water quality standards are an especially
important backstop. These provisions can address gaps
that arise when unchanging numeric effluent limits remain
in effect for several decades.
33. See Deer Island Permit.
34. Deer Island Permit, at 1, 7. As noted in Part III(B), EPA
issued a Draft Permit for the Deer Island Wastewater Treatment
Facility in 2023 but has not yet finalized the permit. See U.S. EPA,
Draft NPDES Permit No. MA0103284—Massachusetts Water
Resources Authority at 4 (2023).
35. See Durham Per mit; Detailed Facility Repor t:
Durham Wastewater Treatment Facility, Enforcement and
Compliance History Online, https://echo.epa.gov/detailedfacility-report?fid=110006619212 (last updated May 13, 2024)
(listing Durham’s indiv idual per mit at administratively
continued); Somersworth Permit; Detailed Facility Report:
Somersworth Wastewater Treatment Plant, Enforcement and
Compliance History Online, https://echo.epa.gov/detailed-facilityreport?fid=110020142987 (last updated May 13, 2024) (listing
Somersworth’s individual permit at administratively continued).
36. Durham Permit at 5; Somersworth Permit at 12.
29
Facilities with administratively continued permits,
like Deer Island’s, Durham’s, and Somersworth’s
wastewater treatment plants, have unchanging permit
limits but impact water bodies with improving water
quality. Thus, when those permits incorporate up-to-date
state water quality standards by reference, they ensure
facilities can meet the CWA’s objective to “restore and
maintain the chemical, physical, and biological integrity
of the Nation’s waters.” See 33 U.S.C. § 1251(a).
Businesses that operate in Massachusetts Bay,
like Eric Meschino’s lobstering business, benefit when
facilities’ permits contain narrative provisions that can
ensure compliance with modern water quality standards
and improved water quality. Those narrative water
quality standards help ensure that permits which are
administratively continued remain protective of water
quality when conditions change in Massachusetts Bay and
when facilities like the Deer Island plant discharge persistent
and bioaccumulative toxins like PFAS and polychlorinated
biphenyls (“PCBs”) into the Bay.37 The build-up of those
pollutants over time presents a serious threat to the lobster
37. U.S. EPA, Draft NPDES Permit No. MA0103284—
Massachusetts Water Resources Authority (2023) Fact Sheet
at 89 (“EPA is collecting information to evaluate the potential
impacts that discharges of PFAS from wastewater treatment
plants may have on downstream drinking water, recreational and
aquatic life uses.”); 87 Fed. Reg. 36848, 36849 (June 21, 2022);
Deer Island Permit at 3 (setting limit for PCBs); Agency for Toxic
Substances and Disease Registry, ATSDR CASE STUDIES
IN ENVIRONMENTAL MEDICINE POLYCHLORINATED
BIPHENYLS (PCBS) TOXICITY, U.S. Department of Health
and Human Services (2014) at 18–19, 21, https://www.atsdr.cdc.
gov/csem/pcb/docs/pcb.pdf.
30
population and to Eric’s business, and narrative provisions
provide EPA the authority to address those threats.
Similarly, businesses like Captain Whelan’s, Peter Sawtell’s,
Eric Clough’s, and David Berlinsky’s that operate in the
Great Bay estuary benefit from narrative protections in the
Durham and Somersworth wastewater treatment plants.
Those provisions allow for updated water quality protections
despite stagnant permits that have remained effective long
past the timeline that Congress envisioned.
CONCLUSION
Amici and similar water-dependent businesses rely
on water quality that complies with the Clean Water
Act. NPDES permits must ensure compliance with
the Act, including compliance with state water quality
standards. Narrative provisions incorporating state
water quality standards ensure that permits comply with
those standards and the Act. In doing so, those narrative
provisions provide a water quality backstop that supports
small businesses. The judgment of the Court of Appeals
should be affirmed.
Respectfully Submitted,
Keith P. Richard
Counsel of Record
Richard L. Qualey
A rchipelago
One Dana Street, 4th Floor
Portland, Maine 04101
(207) 558-0102
krichard@archipelagona.com
Counsel for Amici Curiae
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.