Petition for Writ of Certiorari — Joseph Randolph Mays, Petitioner v. T. B. Smith, Warden, et al.
Supreme Court briefDec 29, 2023
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No. 23-___
IN THE
Supreme Court of the United States
JOSEPH RANDOLPH MAYS,
Petitioner,
v.
T.B. SMITH, WARDEN, S. MA’AT, JAMIE HOSKINS, V.
WILLIS, J. HALFAST, R. MARTIN, LT. CHRISTOPHER,
LT. K. HENDRY, OFFICER V. WILKINS, OFFICER
GLASS, OFFICER SLAYDON, OFFICER LASSITER, J.
CARAWAY, AND JOHN/JANE DOES,
Respondents.
On Petition for a Writ of Certiorari
to the United States Court of Appeals
for the Fourth Circuit
PETITION FOR A WRIT OF CERTIORARI
ANNE MARIE LOFASO
WEST VIRGINIA
UNIVERSITY
COLLEGE OF LAW
U.S. SUPREME COURT
LITIGATION CLINIC
101 Law Center Dr.
Morgantown, WV 26506
LAWRENCE D. ROSENBERG
Counsel of Record
JONES DAY
51 Louisiana Ave., NW
Washington, DC 20001
(202) 879-3939
ldrosenberg@jonesday.com
Counsel for Petitioner Joseph Randolph Mays
i
QUESTION PRESENTED
In Davis v. Passman, 442 U.S. 228 (1979) and Carlson v. Green, 446 U.S. 14 (1980), this Court made clear
that claims for gender discrimination and claims by
federal inmate prisoners against prison officials are
cognizable under Bivens v. Six Unknown Named
Agents of Federal Bureau of Narcotics, 403 U.S. 388
(1971). However, recent Supreme Court decisions in
Ziglar v. Abbasi, 582 U.S. 120 (2017) and Egbert v.
Boule, 596 U.S. 482 (2022) have created confusion in
the lower courts as to whether the original cases finding valid Bivens claims retain vitality in light of these
recent decisions. This case involves a run-of-the mill
race discrimination employment claim by a federal inmate prisoner against prison officials, yet the courts
below found that this case presented a new, impermissible context under Bivens.
Petitioner was a federal inmate prisoner who
worked a factory job at the federal institution where
he was imprisoned. He was discriminated against on
the basis of his race during the commission of his job,
and was also fired from that job on the basis of his race.
The question presented is: May a prisoner bring a
suit for damages under Bivens based on claims of racial discrimination, or have Abbasi and Egbert eliminated Bivens claims for all actions except those that
are factually identical to Bivens, Davis, or Carlson?
ii
PARTIES TO THE PROCEEDING
The parties to the proceedings below were Petitioner Joseph Randolph Mays as plaintiff-appellant
and Respondents T.B. Smith, Warden, S. Ma’at, Jamie
Hoskins, V. Willis, J. Halfast, R. Martin, Lt. Christopher, Lt. K. Hendry, Officer V. Wilkins, Officer Glass,
Officer Slaydon, Officer Lassiter, J. Caraway, and
John/Jane Does as defendants-appellees. There are
no corporate parties requiring a disclosure statement
under Supreme Court Rule 29.6.
STATEMENT OF RELATED PROCEEDINGS
Fourth Circuit: Joseph Randolph Mays v. T.B.
Smith, et al., No. 20-7450 (Judgment Entered June 6,
2023).
United States District Court for the Eastern District of North Carolina: Joseph Randolph Mays v. T.B.
Smith, et al., No. 5:18-CT-3186-FL (Judgment Entered September 30, 2020).
iii
TABLE OF CONTENTS
Page
QUESTION PRESENTED..........................................i
PARTIES TO THE PROCEEDING .......................... ii
STATEMENT OF RELATED PROCEEDINGS....... ii
TABLE OF AUTHORITIES ..................................... vi
INTRODUCTION ....................................................... 1
OPINIONS BELOW ................................................... 4
JURISDICTION ......................................................... 4
CONSTITUTIONAL PROVISIONS INVOLVED .......................................................... 5
STATEMENT OF THE CASE ................................... 5
A.
Factual Background.............................. 5
B.
Procedural History .............................. 10
REASONS FOR GRANTING THE PETITION ...... 13
I.
The Lower Court Decisions Conflict
With This Court’s Precedent Allowing
Bivens Claims For Gender Discrimination in the Employment Context and by
Prison-Inmate Plaintiffs ................................ 13
A.
The Original Bivens Precedent
Provided Claims for Gender Discrimination and for Prison-Inmate Plaintiffs .................................... 13
B.
The Recent Decisions in Abbasi
and Egbert Limit Bivens in the
National Security Context .................. 15
iv
TABLE OF CONTENTS
(continued)
C.
The Fourth Circuit’s Decision
Conflicts with Both this Court’s
Original Precedent and Recent
Decisions ............................................. 16
II.
The Fourth Circuit’s Decision Deepens
A Circuit Split ................................................ 19
III.
The Question Presented Is Exceptionally Important And Recurring ...................... 26
IV.
The Decision Below Is Wrong ....................... 29
V.
This Case Is An Ideal Vehicle To Resolve The Question Presented ....................... 34
CONCLUSION ......................................................... 35
APPENDIX A: Opinion of the United States
Court of Appeals for the Fourth Circuit
(June 6, 2023) .......................................................... 1a
APPENDIX B: Amended Order of the United
States District Court for the Southern District
of Florida (June 6, 2023) ....................................... 18a
APPENDIX C: Denial of Petition for Rehearing by the United States Court of Appeals for
the Fourth Circuit (August 4, 2023) .................... 20a
APPENDIX D: Plaintiff’s Complaint Filed in
the United States District Court for the Eastern District of North Carolina (June 3, 2019) ..... 22a
APPENDIX E: UNICOR Work Performance
Document (August 11, 2016)................................. 86a
v
TABLE OF CONTENTS
(continued)
APPENDIX F: Pro Se Prisoner Complaint
Filed in the United States District Court for
Eastern District of North Carolina (July 23,
2018) ...................................................................... 88a
APPENDIX G: Order and Judgement by the
United States District Court for the Eastern
District of North Carolina (September 30,
2020) .....................................................................105a
vi
TABLE OF AUTHORITIES
Page(s)
CASES
Adarand Constructors, Inc. v. Pena,
515 U.S. 200 (1995) .......................................... 2, 14
Snowden v. Henning,
72 F.4th 237 (7th Cir. 2023) ................................ 25
Belfrey-Farley v. Palmer,
No. 3:19-cv-1305-S-BT, 2021 WL
2814885 (N.D. Tex. May 7, 2021) ........................ 23
Bentley v. Beck,
625 F.2d 70 (5th Cir. 1980) ............................ 15, 22
Bistrian v. Levi,
912 F.3d 79 (3d Cir. 2018) .................... 3, 11, 19-21
Bivens v. Six Unknown Named Agents
of Federal Bureau of Narcotics,
403 U.S. 388 (1971) ...................... 1-4, 10-26, 28-35
Bolling v. Sharpe,
347 U.S. 497 (1954) ........................ 2, 14, 17, 27, 32
Cain v. Rinehart,
No. 22-1893, 2023 WL 6439438
(6th Cir. July 25, 2023) ........................................ 26
Carlson v. Green,
446 U.S. 14 (1980) ...................................1-3, 11-13,
15-19, 25, 26, 29, 32
City of Cleburne, Tex. v. Cleburne
Living Ctr.,
473 U.S. 432 (1985) .............................................. 14
vii
Corr. Servs. Corp. v. Malesko,
534 U.S. 61 (2001) ................................................ 28
Craig v. Boren,
429 U.S. 190 (1976) .......................................... 2, 14
Davis v. Passman,
442 U.S. 228 (1979) ................................ 1-3, 12-19,
21, 25-27, 29, 31, 32
Department of Navy v. Egan,
484 U.S. 518 (1988) .............................................. 30
Dyer v. Smith,
56 F.4th 271 (4th Cir. 2022) ................................ 11
Egbert v. Boule,
596 U.S. 482 (2022) .................... 1-4, 11, 12, 15, 16,
18, 19, 21-26, 28-30, 32, 33
Farmer v. Brennan,
511 U.S. 825 (1994) .............................................. 20
Haig v. Agee,
453 U.S. 280 (1981) .............................................. 32
Hernandez v. Mesa,
589 U.S. ----, 140 S. Ct. 735 (2020) .......... 24, 25, 28
Hudson v. Palmer,
468 U.S. 517 (1984) .................................. 15, 18, 33
Ingram v. Papalia,
804 F.2d 595 (10th Cir.1986) ............................... 22
Jacobs v. Alam,
915 F.3d 1028 (6th Cir. 2019) .............................. 25
Lanuza v. Love,
899 F.3d 1019 (9th Cir. 2018) .............................. 25
viii
Marbury v. Madison,
5 U.S. 137 (1803) ............................................ 27, 28
Minneci v. Pollard,
565 U.S. 118 (2012) .............................................. 28
Moore v. U.S. Dep't of Agric. on Behalf
of Farmers Home Admin.,
993 F.2d 1222 (5th Cir. 1993) .................... 3, 22, 23
Morrison v. Garraghty,
239 F.3d 648 (4th Cir. 2001) ................................ 14
Ross v. Blake,
578 U.S. 632 (2016) .............................................. 33
Roudabush v. Milano,
714 F. App’x 208 (4th Cir. 2017)...................... 4, 24
Schweiker v. Chilicky,
487 U.S. 412 (1988) .............................................. 30
Shorter v. United States,
12 F.4th 366 (3d Cir. 2021) .................................. 20
Silva v. United States,
45 F.4th 1134 (10th Cir. 2022) ............................ 22
Tate v. Harmon,
54 F.4th 839 (4th Cir. 2022) ................................ 24
Vega v. United States,
881 F.3d 1146 (9th Cir. 2018) ........................ 25, 26
Veney v. Wyche,
293 F.3d 726 (4th Cir. 2002) ................................ 14
Webb v. McQuade,
2022 WL 136464
(W.D. Tex. Jan. 14, 2022) ................................ 3, 23
ix
Wilkie v. Robbins,
551 U.S. 537 (2007) .............................................. 28
Williams v. Meese,
926 F.2d 994 (10th Cir. 1991) .......................... 3, 21
Xi v. Haugen,
68 F.4th 824 (3d Cir. 2023) ............................ 20, 21
Ziglar v. Abbasi,
582 U.S. 120 (2017) .......................... 1-4, 11, 15, 16,
18, 19, 20-26, 28-31, 33, 34
CONSTITUTIONAL AND STATUTORY AUTHORITIES
U.S. Const. amend V ............................ 3, 5, 10, 11, 13,
14, 17-23, 26, 27, 32
U.S. Const. amend XIV ......................................... 5, 27
42 U.S.C. § 1983 .................................................... 4, 24
Civil Rights Act of 1964 ............................................ 27
Prison Litigation Reform Act ............................. 12, 34
OTHER AUTHORITIES
Joanna C. Schwartz, Federal Courts, Practice
& Procedure: Going Rogue: The Supreme
Court’s Newfound Hostility to PolicyBased Bivens Claims,
96 Notre Dame L. Rev. 1835 (2021) .............. 28, 29
1
INTRODUCTION
Petitioner was discriminated against by prison officials on the basis of his race and sought damages under Bivens v. Six Unknown Named Agents of Federal
Bureau of Narcotics, 403 U.S. 388 (1971); however, the
district court and Fourth Circuit determined that Petitioner’s claims present a new context under Bivens
and that special factors counsel against extending
Bivens to Petitioner’s claims.
The rulings below conflict with this Court’s precedent and deepen a circuit split. This Court made clear
in Davis v. Passman, 442 U.S. 228 (1979) and Carlson
v. Green, 446 U.S. 14 (1980), that claims for gender
discrimination and claims by federal inmate prisoners
against prison officials are cognizable under Bivens.
However, in Ziglar v. Abbasi, 582 U.S. 120 (2017) and
Egbert v. Boule, 596 U.S. 482 (2022), this Court narrowed the scope of claims that are cognizable under
Bivens. In Abbasi, the Court noted that “a case can
present a new context for Bivens purposes if it implicates a different constitutional right; if judicial precedents provide a less meaningful guide for official conduct; or if there are potential special factors that were
not considered in previous Bivens cases.” 582 U.S. at
148. However, a case must be different from previous
Bivens cases decided by the Supreme Court “in a
meaningful way.” Id. at 139 (emphasis added). In Egbert, the Court added an additional requirement for
courts to consider when determining whether a claim
is cognizable under Bivens—whether “‘Congress is in
a better position to decide whether or not the public
interest would be served’ by imposing a damages action.” 596 U.S. at 499 (quoting Bush v. Lucas, 462 U.S.
367, 390 (1983)). Since these rulings, there has been
2
substantial confusion in the lower courts as to what
constitutes a “meaningful difference”—and whether
the prior cases retain any vitality.
Taking the position that the prior Bivens cases do
not retain vitality except in circumstances where the
facts are identical to the prior precedent, the district
court improperly concluded that Petitioner’s case presented a new, impermissible context under Bivens.
The Fourth Circuit affirmed. However, these decisions conflict with prior Supreme Court precedent.
Federal law requires that treatment based on racial
classifications receive a stricter level of scrutiny by
courts than treatment based on gender classifications.
Compare Adarand Constructors, Inc. v. Pena, 515 U.S.
200, 201 (1995) (racial classifications receive strict
scrutiny) with Craig v. Boren, 429 U.S. 190 (1976)
(gender classifications receive intermediate scrutiny).
And this Court in Davis found that claims based on
gender discrimination are cognizable under Bivens.
Davis, in turn, relied on race discrimination precedent.
See Bolling v. Sharpe, 347 U.S. 497 (1954). Therefore,
it follows that claims based on racial discrimination,
as are present here, must also be cognizable under
Bivens. That Petitioner was employed while incarcerated should not change this analysis because Petitioner’s employment discrimination claims are not
unique to the prison context—and are therefore not
“meaningfully” different from the claims in Davis.
But even if Petitioner’s status as an inmate were relevant, this Court allowed Bivens claims by inmates in
Carlson. Petitioner’s claims also do not implicate national security issues in any way—making the limitations imposed by Abbasi and Egbert inapposite. In
3
short, there is simply no legitimate reason to distinguish the claims here from those in Davis and Carlson.
Therefore, the lower courts’ conclusions that Abbasi
and Egbert change the Bivens analysis under all circumstances and in such a way that any case that is
not factually identical to either Bivens, Davis, or Carlson presents a new, impermissible context are wrong
and inconsistent with this Court’s precedent.
Moreover, the Fourth Circuit’s decision deepens a
circuit split. The Third Circuit holds that the prior
Supreme Court decisions retain vitality following Abbasi and Egbert, such that prisoners asserting claims
for violations of their Fifth Amendment rights do present cognizable claims under Bivens. See, e.g., Bistrian v. Levi, 912 F.3d 79, 90 (3d Cir. 2018) (holding
that “an inmate’s claim that prison officials violated
his Fifth Amendment rights by failing to protect him
against a known risk of substantial harm does not present a new Bivens context”). And the Tenth Circuit
has not revisited its similar holding. See, e.g., Williams v. Meese, 926 F.2d 994, 998 (10th Cir. 1991)
(holding that a plaintiff's race discrimination claim
based on the Fifth Amendment properly stated a
claim for relief under Bivens). The Fifth Circuit used
to permit Bivens claims based on racial discrimination
prior to Abbasi, but district courts within the circuit
have more recently relied on Abbasi to prohibit such
claims. Compare Moore v. U.S. Dep't of Agric. on Behalf of Farmers Home Admin., 993 F.2d 1222, 1222-23
(5th Cir. 1993) (finding an inmate alleging racial discrimination presented a valid Bivens claim) with Webb
v. McQuade, 2022 WL 136464, at *7 (W.D. Tex. Jan.
14, 2022) (finding that racial discrimination claims
4
present a new context under Bivens and special factors counsel against extending Bivens to such claims).
Through the decision below, the Fourth Circuit has
now changed its position regarding Bivens claims
based on racial discrimination in light of Abbasi and
Egbert—having previously held that an inmate’s
equal protection claims based on racial discrimination
allegedly committed by federal correctional officers
are cognizable under Bivens and 42 U.S.C. § 1983. See
Roudabush v. Milano, 714 F. App'x 208, 210-11 (4th
Cir. 2017) (remanding an inmate’s race discrimination
suit for further proceedings because he stated a valid
claim).
The question presented is important and recurring.
It is important to ensure that courts understand the
circumstances under which Bivens remedies remain
available to plaintiffs. And this case is an ideal vehicle
to address the question here, as it is cleanly and
squarely presented and there are no alternative
grounds on which the courts below based their rulings.
Because the ruling below conflicts with this Court’s
decisions as well as decisions from other courts over
an important and recurring issue, this Court should
grant certiorari and answer the question presented.
OPINIONS BELOW
The opinion of the Fourth Circuit is unpublished
and is reproduced at Pet.App.1a-19a.
JURISDICTION
The Fourth Circuit issued its decision and judgment on June 6, 2023 (Pet.App.1a-19a) and denied rehearing and rehearing en banc on August 4, 2023
(Pet.App.20a-21a). On October 25, 2023, Chief Justice
Roberts extended the time to file this petition until
5
December 29, 2023. No. 23A367 (U.S.). This Court
has jurisdiction under 28 U.S.C. § 1254.
CONSTITUTIONAL PROVISIONS INVOLVED
The Fifth Amendment to the U.S. Constitution provides:
No person shall be held to answer for a capital,
or otherwise infamous crime, unless on a presentment or indictment of a grand jury, except
in cases arising in the land or naval forces, or
in the militia, when in actual service in time of
war or public danger; nor shall any person be
subject for the same offense to be twice put in
jeopardy of life or limb; nor shall be compelled
in any criminal case to be a witness against
himself, nor be deprived of life, liberty, or property, without due process of law; nor shall private property be taken for public use, without
just compensation.
The Fourteenth Amendment to the U.S. Constitution provides:
No State shall make or enforce any law which
shall abridge the privileges or immunities of
citizens of the United States; nor shall any
State deprive any person of life, liberty, or property, without due process of law; nor deny to any
person within its jurisdiction the equal protection of the laws.
STATEMENT OF THE CASE
A. Factual Background
Petitioner, Joseph R. Mays, was an African-American inmate housed at the Federal Correctional Institution in Butner, North Carolina (“FCI-Butner”),
6
when he experienced “racial discrimination, disparate
treatment, harassment, abuse of authority, and defamation of character.”
Pet.App.108a (citing
Pet.App.22a-77a at ¶¶ 3, 6, 22). Petitioner suffered
from racial discrimination because Respondents gave
“preferential treatment” to white inmates. Id. (citing
Am. Compl. Ex. 1 (DE 45-2) at 5). Specifically, certain
Respondents withheld information and tools from Petitioner that were necessary to complete his work—
instead giving such information and tools to white inmates. Pet.App.121a (citing Pet.App.73a ¶ 201);
Pet.App.47a-48a at ¶¶ 50-60. Then, multiple FCIButner employees retaliated against Petitioner for filing grievances related to this discrimination by accusing him of “malingering” and using abusive and demeaning language. Pet.App.108a (citing Am. Compl.
Ex. 1 (DE 45-2) at 4). Such treatment ultimately resulted in Petitioner’s placement in administrative detention without cause, wrongful termination from his
employment at the UNICOR factory, and improper
transfer to another correctional institution without
receiving notice of the alleged misconduct or an opportunity to rebut the allegations. Pet.App.110a-113a
(citing Pet.App.22a-77a at ¶¶ 76, 80-82, 85, 89-96, 108,
126; Pet.App.86a-87a). After exhausting the available
administrative remedies, Petitioner filed a lawsuit in
the Eastern District of North Carolina seeking damages for the Constitutional violations he experienced
at FCI-Butner. See Pet.App.88a-104a.
In June 2016, Respondent Hoskins, Petitioner’s
manager at the UNICOR optics factory, gave preferential treatment to white inmates over Petitioner. See
Pet.App.108a (citing Pet.App.22a-77a at ¶¶ 6, 22; Am.
7
Compl. Ex. 1 (DE 45-2) at 4-5). Petitioner filed administrative remedy requests with the Federal Bureau of
Prisons (“FBOP”) regional director’s office in protest.
Id. As a result, Respondent Hoskins and Respondent
Dickerson, a UNICOR optics factory supervisor, met
with Petitioner to discuss his concerns and “reassured”
him that he would not be transferred to another correctional facility. Pet.App.45a at ¶ 34. Further, in August 2016, Hoskins and Respondent Ma’at, the associate warden at FCI-Butner, met with Petitioner in the
dining hall to address Petitioner’s concerns regarding
his UNICOR position. Pet.App.46a-47a at ¶¶ 43-50.
When Petitioner informally addressed his concern
that Hoskins withheld information from him that was
necessary to complete his work as a lead mechanic
based on Petitioner’s race, Hoskins dismissed his concerns by responding that he provided the information
to another inmate who had “IT experience.”
Pet.App.47a-48a at ¶¶ 53-60. Petitioner alleged
Hoskins allowed Petitioner’s white inmate coworkers
to withhold information and “refuse[d] to share information … with the Plaintiff.” Pet.App.73a-74a at ¶¶
202-04. Hoskins never acknowledged that Petitioner
was the “lead mechanic, had been trained on the relevant machines by an outside contractor, and had prior
experience working in an information technology position.” Pet.App.110a (citing Pet.App.47a-48a at ¶¶
54-60). Instead, Hoskins falsely accused Petitioner of
“starting to disrupt the orderly running of the facility.”
Pet.App.49a at ¶ 64.
Although Petitioner responded to these allegations
by suggesting possible ways to resolve the dispute, Respondent Ma’at threatened termination, saying “or we
can fire you! If you [are not] trained, we can fire you
8
and get someone else.” Id. at ¶¶ 66-67. Further, Ma’at
threatened Petitioner’s job security by stating that Petitioner “[does not have a] union[.]” Pet.App.50a at ¶
69. When Petitioner asked if his co-worker that withheld information from him would be held accountable,
Respondent Hoskins refused to answer directly. Id. at
¶¶ 70-71. However, Ma’at stated that he could fire
both employees, and he could “get someone to replace
both of [them].” Id. at ¶ 73. Later that day, Petitioner
was fired from his UNICOR position. Pet.App.110a
(citing Pet.App.22a-77a at ¶¶ 74, 197-204). The white
co-worker that had withheld information from him
was not fired. Id. The stated “reasons” for Petitioner’s
termination were false allegations that Petitioner had
made threatening comments to Respondents Ma’at
and Hoskins and threatened to cause a UNICOR work
stoppage. See Pet.App.111a-112a (citing Pet.App.86a87a).
Petitioner alleges that the Respondents fired him
solely because he was an African American who filed
grievances alleging discrimination and not due to any
poor work performance. Pet.App.72a at ¶ 197. Petitioner further alleges that Respondents fabricated
false charges against him for these grievances, and he
was subsequently subjected to disparate treatment,
which included being fired, detained, and transferred.
Pet.App.72a-73a at ¶¶ 198-99. Petitioner also alleges
that Respondents gave his white co-worker preferential treatment by not firing him when Petitioner was
fired for similar conduct. Pet.App.73a at ¶ 200.
Moreover, in addition to firing Petitioner based on
the false allegations of “making threatening comments” and “threatening to cause a work stoppage,”
Respondents Christopher and Hendry, FCI-Butner
9
corrections officers, drafted an administrative detention order that transferred Petitioner to the special
housing unit. Pet.App.110a-111a (citing Pet.App.22a77a at ¶¶ 76, 89). Although the “administrative detention order . . . did not specify the reason for plaintiff ’s placement in administrative detention,” Respondent Glass, a special investigations supervisor
assigned to FCI-Butner, later told Petitioner that
“someone ‘got in their feelings’ because you filed a
grievance.” Pet.App.111a; Pet.App.52a at ¶ 85. However, Respondents Glass, Christopher, and Wilkins
never explained to Mays the precise or official reason
he was placed in administrative detention.
Pet.App.53a at ¶¶ 90-91. In late August 2016, Respondent Glass informed Petitioner “off the record”
that Respondents Ma’at and Hoskins wanted Petitioner to be transferred to a different institution,
while also informing Petitioner that the investigation
about his meeting with Ma’at and Hoskins was private and could not be disclosed. Pet.App.112a (citing
Pet.App.54a at ¶¶ 95-96). On September 2, 2016,
when Petitioner asked Respondent Slaydon, a special
investigations supervisor, why he was in administrative detention, Slaydon simply responded, “it’s complicated.” Pet.App.112a (citing Pet.App.22a-77a at ¶¶ 15,
107-108). Thus, despite asking at least five FCI-Butner staff members why he was in administrative detention, Petitioner was never offered a formal or adequate explanation.
While in administrative detention, Petitioner developed severe health problems. On September 16, 2016,
Petitioner became dizzy and lightheaded, ultimately
fainting in his cell. Pet.App.58a at ¶ 128. As a result
10
of his administrative detention, Petitioner also developed gastrointestinal problems that significantly affected his quality of life and ability to function. See
Pet.App.61a at ¶ 157. Petitioner did not suffer gastrointestinal problems or lightheadedness prior to his administrative detention, which indicates the mental
and physical stress the Prison Employees put him
through by subjecting him to administrative detention.
Id. at ¶ 159.
Further, administrative detention had both a financial and an emotional toll on Petitioner. Losing his
UNICOR job cost Petitioner $200 per month, for a total loss of $4,400. See Pet.App.63a-66a at ¶¶ 172, 180.
Even worse, while Petitioner was unnecessarily
placed in administrative detention for unknown reasons, Petitioner was denied access to speak to his father for approximately two months prior to his father’s death. Pet.App.61a at ¶¶ 153-156. Petitioner
was transferred to FCI-Gilmer on October 21, 2016,
and arrived on November 1, 2016. Id. at ¶¶ 152, 161.
While in transit, Petitioner’s father died. Id. at ¶ 153.
B. Procedural History
On July 23, 2018, Petitioner filed a complaint in the
United States District Court for the Eastern District
of North Carolina alleging violations of his First and
Fifth Amendment rights. After several amended complaints, the Respondents timely filed their answer in
the form of a motion to dismiss Petitioner’s claims,
which Petitioner opposed. On September 30, 2020,
the district court granted Respondents’ motion to dismiss, finding that Petitioner’s equal protection and
due process claims present a new context and are
therefore not cognizable under Bivens.
11
On appeal, the Fourth Circuit affirmed the dismissal. Focusing on a broad interpretation of what a
“meaningful difference” is under Abbasi and dismissing Petitioner’s arguments regarding the Third Circuit’s decision in Bistrian v. Levi, 912 F.3d 79 (3d Cir.
2018), the Fourth Circuit agreed with the district
court that Petitioner’s claims presented a new context
under Bivens and that special factors counseled hesitation against extending Bivens to Petitioner’s claims.
The Fourth Circuit made a sweeping interpretation of
this Court’s precedent, noting that “‘the Supreme
Court [has] all but closed the door on Bivens remedies’
that do not fit within the precise confines of its prior
Bivens cases. Dyer v. Smith, 56 F.4th 271, 277 (4th Cir.
2022). Such is the case here.” Pet.App.3a.
First, the Fourth Circuit found that Petitioner’s
Fifth Amendment claims presented a new Bivens context. Pet.App.8a-9a. In reaching this decision, the
court noted a new context under Bivens “is a low bar
because even ‘quite minor’ differences between a proposed claim and the claims in the three existing
Bivens cases can amount to a new context.”
Pet.App.9a (citing Tun-Cos v. Perrotte, 922 F.3d 514,
523 (4th Cir. 2019)). The Fourth Circuit reasoned that
Petitioner’s claims presented a new context under
Bivens because (1) “[t]he Supreme Court has never authorized a Bivens claim for procedural due process or
race-based discrimination[;]” (2) prison officials are a
new category of defendants (even though the defendants in Carlson were prison officials); and (3) the
Third Circuit’s ruling in Bistrian, which allowed a
Bivens claim for Fifth Amendment violations brought
by an inmate, could not be reconciled with this Court’s
recent precedent in Egbert. Pet.App.9a-10a (citations
12
omitted). The Fourth Circuit supported its conclusion
that Petitioner’s claims present a new Bivens context
by noting that Egbert “rejected a virtually identical
claim” to the claim in Bivens (despite Egbert’s very different national security implications), suggesting that
all claims that are not actually identical to those in
Bivens, Davis, or Carlson should be considered new
contexts. Pet.App.11a. Ultimately, the Fourth Circuit
concluded that Petitioner’s claims had “the potential
to implicate separation-of-powers considerations,”
and therefore presented a new Bivens context.
Pet.App.12a (citation omitted).
After finding that Petitioner’s claims presented a
new context, the Fourth Circuit determined that “special factors” counseled hesitation against extending
Bivens to Petitioner’s claims. Ignoring that Carlson
involved prison officials, it found that the category of
defendants was new. Pet.App.13a. It also found that
the category of conduct—racial discrimination—was
new. Id. It reasoned that Petitioner’s claims “‘intersect with the statutory scheme delegating authority
over prison designation, transfer, and housing decisions to the BOP,’ as well as those governing prison
discipline and inmate employment.” Pet.App.13a-14a
(citations omitted). And it found that the BOP’s Administrative Remedy Program constituted an available alternative remedial structure. Pet.App.14a-15a.
It noted that Congress has legislated in the area of
prisoner litigation via the Prison Litigation Reform
Act, which does not create an individual-capacity
damages remedy for federal inmates. Pet.App.15a.
Ignoring that this case has nothing to do with national
security or unique prison-security concerns, the
Fourth Circuit also noted that if it were to “authorize
13
this new category of prison litigation, claims like
Mays’s would almost certainly ‘impose liability on
prison officials on a systemic level’ and amount to a
‘substantial burden’ on government officials.” Id. (citation omitted).
In sum, the decision below is based on the apparent
belief that Supreme Court precedent has limited
Bivens actions to the exact confines of the facts of
Bivens, Davis, and Carlson.
On June 20, 2023, Petitioner filed a petition for
panel rehearing and en banc rehearing. On August 4,
2023, the Fourth Circuit denied that petition
Pet.App.20a-21a. On October 25, 2023, Chief Justice
Roberts extended the time to file this petition until
December 29, 2023. No. 23A367 (U.S.).
REASONS FOR GRANTING THE PETITION
I.
The Lower Court Decisions Conflict With
This Court’s Precedent Allowing Bivens
Claims For Gender Discrimination in the
Employment Context and by Prison-Inmate
Plaintiffs.
A. The Original Bivens Precedent Provided
Claims for Gender Discrimination and
for Prison-Inmate Plaintiffs.
To begin with, the decisions below conflict with this
Court’s precedent allowing Bivens claims based on
gender discrimination in the employment context.
The first key precedent with which the decisions below conflict is Davis v. Passman, 442 U.S. 228 (1979).
In Davis, a plaintiff who was fired on the basis of her
gender presented a cognizable claim for Fifth Amend-
14
ment violations under Bivens. Id. at 228. Significantly, this Court relied on a racial discrimination
case in holding that the plaintiff ’s Fifth Amendment
gender discrimination claims were cognizable under
Bivens. See id. at 242-43 (citing Bolling v. Sharpe, 347
U.S. 497 (1954) (“The plaintiffs . . . claimed that they
had been refused admission into certain public
schools . . . solely on account of their race. They rested
their suit directly on the Fifth Amendment. . . . Plaintiffs were clearly the appropriate parties to bring such
a suit, and this Court held that equitable relief should
be made available.”)). In fact, the Supreme Court has
repeatedly held that “the Due Process Clause of the
Fifth Amendment forbids the Federal Government to
deny equal protection of the laws.” Davis, 442 U.S. at
234 (internal quotation marks omitted). The Equal
Protection Clause of the Fifth Amendment requires
that “all persons similarly situated should be treated
alike.” City of Cleburne, Tex. v. Cleburne Living Ctr.,
473 U.S. 432, 439 (1985). A plaintiff stating an equal
protection claim must show that their unequal treatment was on the basis of discrimination, after which
“the court proceeds to determine whether the disparity in treatment can be justified under the requisite
level of scrutiny.” Veney v. Wyche, 293 F.3d 726, 73031 (4th Cir. 2002) (citation omitted); Morrison v. Garraghty, 239 F.3d 648, 654 (4th Cir. 2001). Racial classifications are entitled to review under strict scrutiny,
which is a higher level of scrutiny than gender classifications receive. Compare Adarand Constructors, Inc.
v. Pena, 515 U.S. 200, 201 (1995) (racial classifications
receive strict scrutiny) with Craig v. Boren, 429 U.S.
190 (1976) (gender classifications receive intermediate scrutiny).
15
Moreover, inmates “have the constitutional right to
be free from racial discrimination.” Bentley v. Beck,
625 F.2d 70, 70-71 (5th Cir. 1980) (holding that a prisoner alleging that he was denied a prison job based on
his race properly stated an equal protection claim).
And this Court has held that “invidious racial discrimination is as intolerable within a prison as outside
[a prison], except as may be essential to ‘prison security and discipline.’” Hudson v. Palmer, 468 U.S. 517,
523 (1984) (citing Lee v. Washington, 390 U.S. 333, 334
(1968)) (emphasis added).
The second key precedent with which the decisions
below conflict is Carlson v. Green, 446 U.S. 14 (1980).
In Carlson, the Supreme Court allowed Bivens claims
against prison officials by a federal inmate prisoner
alleging violations of his Eighth Amendment rights to
proceed. Id. at 20. Relying on Davis, Carlson noted:
“Petitioners [i.e. prison officials] do not enjoy such independent status in our constitutional scheme as to
suggest that judicially created remedies against them
might be inappropriate.” Id. at 19.
B. The Recent Decisions in Abbasi and Egbert Limit Bivens in the National Security Context.
Recently, however, the Court has limited the circumstances in which Bivens remedies are available
where there are substantial national security concerns, such as in Egbert v. Boule, 596 U.S. 482 (2022)
and in Ziglar v. Abbasi, 582 U.S. 120 (2017).
In Abbasi, the Court declined to extend a Bivens
remedy to Fourth Amendment claims by prisoners
challenging their confinement conditions following
the September 11 terrorist attacks. 582 U.S. at 120.
16
The Court reasoned that “a case can present a new
context for Bivens purposes if it implicates a different
constitutional right; if judicial precedents provide a
less meaningful guide for official conduct; or if there
are potential special factors that were not considered
in previous Bivens cases.” Id. at 148. However, it
noted that a case must be different from previous
Bivens cases decided by the Supreme Court “in a
meaningful way” for the context to be new. Id. at 139
(emphasis added).
In Egbert, the Court declined to extend a Bivens
remedy to Fourth Amendment claims by a plaintiff
who regularly provided transportation and lodging to
illegal border crossers because “a Bivens cause of action may not lie where, as here, national security is at
issue.” 596 U.S. at 494. The Court in Egbert added
an additional requirement for courts to consider when
determining whether a claim is cognizable under
Bivens—whether “‘Congress is in a better position to
decide whether or not the public interest would be
served’ by imposing a damages action.” Id. at 499
(quoting Bush v. Lucas, 462 U.S. 367, 390 (1983)).
C. The Fourth Circuit’s Decision Conflicts
with Both this Court’s Original Precedent and Recent Decisions.
Here, Petitioner’s case presents a run-of-the-mill
race discrimination claim in the employment context,
where the employee happens to be an inmate, but no
national security or border security concerns are even
questionably at issue. Therefore, it falls squarely
within Davis and Carlson. Of the recognized Bivens
contexts, Davis is the most similar to the current case.
17
The Fourth Circuit even acknowledged that Petitioner’s equal protection claims “mirror” the claim in
Davis. Pet.App.12a. Petitioner’s context is not meaningfully different from the context in Davis—at their
core, both involve discrimination against someone in
a protected class. In fact, the primary difference is
that Petitioner was discriminated against on the basis
of his race, rather than his gender, and it is a fundamental tenet of federal law that discrimination on the
basis of race receives a stricter level of scrutiny than
discrimination on the basis of gender. See supra at 13.
The Fourth Circuit did not address this point in its
decision, but it is illogical to find that an employment
discrimination claim based on race presents a new,
impermissible Bivens context when employment discrimination claims based on gender are permissible.
Moreover, because this Court in Davis relied on Bolling v. Sharpe, a race discrimination case, in holding
that the plaintiff alleging gender discrimination can
bring a Fifth Amendment equal protection claim under Bivens, it cannot be that this Court intended to
foreclose a remedy under Bivens for plaintiffs alleging
race discrimination and bringing Fifth Amendment
equal protection claims, as Petitioner does.
That Petitioner was discriminated against while he
was employed as an inmate in prison does not change
this analysis. Like in Carlson, in which the Court established that prisoners may bring Bivens actions
against prison officials, here, Petitioner should similarly be allowed to bring a Bivens action against Respondents. And although Davis did not involve employment in the prison context, nothing about the
facts of this case suggests that the discrimination that
Petitioner faced was essential or even tangentially
18
relevant to prison security or discipline, as would be
required by Hudson for the discrimination to be tolerated. Petitioner worked a job while in prison that was
equivalent to jobs outside of prison; he was mistreated
and eventually fired because of racial animus, which
caused him harm. There is nothing unique about
these allegations to the prison context.
Thus, because both Petitioner’s claims and the
claim in Davis arise under the Fifth Amendment
equal protection doctrine, and federal law imposes a
stricter level of scrutiny on race than gender, and because Carlson has established that prisoners may
bring Bivens actions against prison officials, there are
no “meaningful” differences between the contexts of
Petitioner’s claims and those the Court has approved
of in Davis and Carlson. As such, Petitioner’s claims
do not present a new Bivens context.
Finally, Petitioner’s claims are critically different
from the claims at issue in Egbert and Abbasi, where
this Court has cautioned against extending Bivens
remedies to new contexts, because Petitioner’s claims
are run-of-the-mill racial discrimination claims that
mirror those in Davis and that do not implicate national security. Unlike in Egbert and Abbasi, where
the Court found a new Bivens context for Fourth
Amendment claims raising substantial national security concerns, here, Petitioner’s Fifth Amendment
claims have been established as an appropriate context under Bivens in Davis, and Petitioner’s status as
an inmate has absolutely no national security implications.
Because Petitioner’s claims are garden variety employment claims alleging discrimination on the basis
19
of race, which receive a higher level of scrutiny than
claims based on gender, and which in no way implicate
national security concerns, the lower courts’ decisions
conflict with this Court’s precedent.
II. The Fourth Circuit’s Decision Deepens A
Circuit Split.
In the wake of Abbasi and Egbert, it is uncertain to
what extent the Court’s prior precedent in Bivens, Davis, and Carlson retain vitality. Neither Abbasi nor
Egbert explicitly overturns the Court’s prior precedent;
instead, both cases offer guidance regarding Bivens
claims that involve national security issues. See supra at 14. The Fourth Circuit’s decision deepens a
split with the Third and Tenth circuits as to whether
the original Bivens decisions retain vitality such that
an inmate’s claims alleging Fifth Amendment violations due to racial discrimination are cognizable under Bivens. The Fifth Circuit has previously found
that racial discrimination claims are valid under
Bivens, but district courts in the Fifth Circuit have interpreted Abbasi and Egbert to mean that the law has
changed, and such claims are no longer cognizable under Bivens. The Fourth Circuit seems to have taken
the position through its decision below that Abbasi
and Egbert do fundamentally change the law regarding Bivens claims, such that the only claims that are
cognizable under Bivens are those whose facts are
identical to either Bivens, Davis, or Carlson.
1.
In Bistrian v. Levi, 912 F.3d 79, 84 (3d Cir.
2018), an inmate, Bistrian, brought a Bivens claim alleging violations of his Fifth Amendment rights after
certain prison officials failed to protect Bistrian from
a violent attack by other inmates in the prison yard,
20
despite knowing of threats made against him by those
same inmates. The Third Circuit revealed its belief
that Abbasi does not change the fundamental Bivens
law, holding that “an inmate’s claim that prison officials violated his Fifth Amendment rights by failing to
protect him against a known risk of substantial harm
does not present a new Bivens context.” Bistrian, 912
F.3d at 90; see also Farmer v. Brennan, 511 U.S. 825,
832-49 (1994). Bistrian’s claims involved the Fifth
Amendment, but the court used Farmer, a case involving Eighth Amendment claims, to confirm that the
plaintiff ’s claim did not present a new Bivens context.
912 F.3d at 90-91 (“[A]lthough Bistrian’s claim derives
from a different Amendment, it is not ‘different in a
meaningful way’ from the claim at issue in Farmer.
The failure-to-protect claim here thus does not call for
any extension of Bivens.”) (quoting Abbasi, 582 U.S.
at 139) (internal citations omitted). The Fourth Circuit directly disagreed with the Third Circuit in Bistrian (Pet.App.10a-11a); however, Bistrian is still good
law in the Third Circuit. See Shorter v. United States,
12 F.4th 366, 373 (3d Cir. 2021) (“Because Bistrian's
claim was not meaningfully different from the claim
at issue in Farmer, we concluded the latter case ‘practically dictate[d] our ruling’ in the former. [citation] So
too here.”) Thus, the Fourth Circuit’s decision to disregard Bistrian deepens a circuit split regarding how
to treat Bivens claims following this Court’s recent decisions. 1
1 Nor is the Third Circuit’s recent decision in Xi v. Haugen,
68 F.4th 824 (3d Cir. 2023), to the contrary. There, a plaintiff
alleged Fifth Amendment violations because he was “investi-
21
2.
Moreover, the Tenth Circuit has not altered its
interpretation of Bivens claims in light of Abbasi and
Egbert, either. In Williams v. Meese, 926 F.2d 994, 996
(10th Cir. 1991), an inmate alleged violations of his
Fifth Amendment rights after “defendants denied him
certain prison job assignments, for which he was qualified, solely on the basis of his age, race, or handicap.”
The Tenth Circuit found that the inmate’s allegations
of such discrimination by prison officials are “sufficient [] to state a Bivens claim for deprivation of the
right to equal protection secured by the fifth amendment.” Id. at 998.
The court continued that
“[a]lthough plaintiff has no right to a job in the prison
gated by a ‘Special Agent employed by the FBI working on Chinese counterintelligence’ based ‘on the fact that ... Xi is racially
and ethnically Chinese.’” Id. at 835. The Third Circuit determined that these claims presented a new Bivens context because
the plaintiff “does not allege that Haugen harbored personal animus against the Chinese. Rather, . . . he attributes [the discrimination] solely to the FBI's counterintelligence policy and the
mission of its Chinese counterintelligence unit.” Id. Thus, a new
context existed because the plaintiff did not challenge an individual act of racial discrimination, but a broad policy of the FBI regarding Chinese civilians. See id. (“The conduct that Xi challenges is also of a far broader scope than the discrete action in
Davis. The plaintiff there challenged a specific employment decision . . . Xi, in contrast, contests ‘Haugen's investigation and
initiation of prosecution ... based on impermissible racial and
ethnic factors’ that Xi believes informed the FBI's investigative
priorities and charging recommendation.”). Indeed, the very
unique policy challenge in Xi is akin to the impermissible policy
challenge in Abbasi. Critically, Xi does not cut back on Bistrian;
it simply shows that the Third Circuit can apply this Court’s recent precedent in multiple ways. And Xi does not undercut Petitioner’s claims, as Petitioner alleges very specific acts of discrimination by individual defendants and does not challenge any federal agency’s policies or broad practices.
22
or to any particular job assignment, see Ingram v. Papalia, 804 F.2d 595, 596 (10th Cir.1986), prison officials cannot discriminate against him on the basis of
his age, race, or handicap, in choosing whether to assign him a job or in choosing what job to assign him,
see Bentley v. Beck, 625 F.2d 70, 70-71 (5th Cir.1980).”
Id. While this case was decided by the Tenth Circuit
before Egbert and Abbasi cautioned against extending
Bivens, it is still good law in the Tenth Circuit, as the
Tenth Circuit has not revisited its precedent regarding Fifth Amendment Bivens claims based on racial
discrimination since Abbasi and Egbert were decided. 2
3.
The Fifth Circuit previously found that Bivens
claims based on racial discrimination are valid, but
district courts in the Fifth Circuit have interpreted
Abbasi and Egbert to mean that the law has changed,
and such claims are no longer cognizable. In Moore v.
U.S. Dep’t of Agric. On Behalf of Farmers Home Admin., 993 F.2d 1222, 1222 (5th Cir. 1993), plaintiff-appellant farmers were denied an opportunity to participate in sale of inventory farmland solely because they
were white. The Fifth Circuit ruled that the allegations of “overt racial discrimination” by plaintiffs-appellants “pose[d] more than a possibility of recovery
2 That said, the Tenth Circuit has found in the context of
Eighth Amendment claims that Egbert has fundamentally
changed Bivens law, stating that expanding Bivens to new contexts “is an action that is impermissible in virtually all circumstances.” Silva v. United States, 45 F.4th 1134, 1140 (10th Cir.
2022). Silva involved an Eighth Amendment excessive force
claim—it does not implicate racial discrimination in any way. Id.
at 1136. Given the very different claims in Silva, it does not indicate whether the Tenth Circuit would now consider Fifth
Amendment racial discrimination claims to be a new context, but
it does suggest a reluctance to allow Bivens claims to proceed.
23
under a Bivens-type action founded in the equal protection component of the Fifth Amendment.” Id. at
1222-23. But several district courts within the Fifth
Circuit have interpreted this Court’s recent decision
in Abbasi to mean that racial discrimination claims
present a new context under Bivens and special factors counsel against extending Bivens to such claims.
See Webb v. McQuade, 2022 WL 136464, at *7 (W.D.
Tex. Jan. 14, 2022); Belfrey-Farley v. Palmer, No. 3:19cv-1305-S-BT, 2021 WL 2814885, at *6-7 (N.D. Tex.
May 7, 2021), report and recommendation adopted, No.
3:19-CV-1305-S-BT, 2021 WL 2808826 (N.D. Tex. July
6, 2021) (finding that plaintiff ’s claims that a defendant invaded her home at least in part due to her “race,
ethnicity and/or perceived national origin” presented
a new Bivens context). In Webb, a prisoner-plaintiff
alleged Fifth Amendment violations of his right to
equal protection under Bivens after a prison official
referred to him using a racial slur. 2022 WL 136464,
at *7. The court stated that although “Fifth Circuit
case law regarding racial discrimination claims under
Bivens is not entirely clear[,]” “[a]dopting the Supreme Court's reasoning in Abbasi, the Court finds
that Webb's racial discrimination claims are meaningfully different from established Bivens claims, and
therefore, present a new Bivens context.” Id. The
court also cited Abbasi to state that the special factors
“show that whether a damages action should be allowed is a decision for the Congress to make, not the
courts[,]” and dismissed the claims as invalid under
Bivens. Id. at *7-8.
4.
The Fourth Circuit’s decision below reflects an
interpretation that Abbasi and Egbert have fundamentally changed Bivens law, as the Fourth Circuit
24
previously had held that an inmate’s equal protection
claims based on racial discrimination allegedly committed by federal correctional officers were cognizable
under Bivens and 42 U.S.C. § 1983. See Roudabush v.
Milano, 714 F. App'x 208, 210-11 (4th Cir. 2017). In
Roudabush, the Fourth Circuit remanded an inmate’s
equal protection claims against federal correctional officers for further proceedings under Bivens and 42
U.S.C. § 1983. Id. Roudabush’s complaint alleged
“widespread racial discrimination at the ADC [correctional center] against white and Hispanic inmates and
in favor of black inmates.” Id. at 209. While
Roudabush presents a different procedural posture
than the one here and the Fourth Circuit did not conduct a detailed Bivens analysis of the plaintiff ’s claims,
it remains that the Fourth Circuit previously allowed
a claim nearly identical to Petitioner’s to proceed under Bivens—an equal protection claim against a federal correctional officer for discriminatory treatment
on the basis of race.
The Fourth Circuit’s contrary decision below
demonstrates a belief that Abbasi and Egbert changed
the law as to Bivens remedies. Indeed, quoting Egbert,
the Fourth Circuit stated that the “Court has made
clear that expanding the Bivens remedy to a new context is an ‘extraordinary act,’ that will be unavailable
‘in most every case.’” Pet.App.7a (quoting Egbert, 596
U.S. at 492, 497 n.3) (citations omitted). The Fourth
Circuit also reasoned that this “Court’s understanding
of a ‘new context’ is ‘broad,’ which means that the
scope of the existing Bivens actions must be narrowly
construed.” Pet.App.8a (quoting Tate v. Harmon, 54
F.4th 839, 844 (4th Cir. 2022)). The Fourth Circuit in
Tate relied on Hernandez v. Mesa, 589 U.S. ----, 140 S.
25
Ct. 735, 743 (2020) for the understanding of a “new
context” as “broad”: Hernandez, in turn, relied on Abbasi in coming to that conclusion. Thus, it is apparent
that the Fourth Circuit has interpreted this Court’s
recent precedent as broadly limiting its original precedent of Bivens, Davis, and Carlson essentially to only
their precise facts.
Accordingly, the decision below deepens the conflict
among the Third, Tenth, and Fifth Circuits, and departs from its own prior precedent. There is plainly a
significant question among the circuits as to how to
treat Bivens claims following of Abbasi and Egbert.
5.
Moreover, beyond Bivens’ application to racial-discrimination claims, there is confusion among
the lower courts regarding when a claim presents a
“new context.” Compare Jacobs v. Alam, 915 F.3d
1028, 1038 (6th Cir. 2019) (“Ziglar and Hernandez are
not the silver bullets defendants claim them to be—
plaintiff ’s claims are run-of-the-mill challenges to
‘standard law enforcement operations’ that fall well
within Bivens itself.”) and Snowden v. Henning, 72
F.4th 237, 244 (7th Cir. 2023) (finding no new context
when the agent acted under the same legal mandate
as in Bivens [federal drug law enforcement], the agent
was the same line-level federal narcotics officer, and
plaintiffs sought damages for the same violation of
Fourth amendment rights [unreasonable force in arrest].) and Lanuza v. Love, 899 F.3d 1019, 1030 (9th
Cir. 2018) (finding a new Bivens context but that special factors do not counsel against expanding Bivens
to a “run-of-the-mill immigration proceeding” because
“expanding Bivens to this context does not threaten
the political branches’ supervision of national security
and foreign policy.”) with Vega v. United States, 881
26
F.3d 1146, 1153 (9th Cir. 2018) (“But because neither
the Supreme Court nor we have expanded Bivens in
the context of a prisoner's First Amendment access to
court or Fifth Amendment procedural due process
claims arising out of a prison disciplinary process, the
circumstances of Vega's case against private defendants plainly present a ‘new context’ under Abbasi.”)
and Cain v. Rinehart, No. 22-1893, 2023 WL 6439438,
at *3 (6th Cir. July 25, 2023) (finding a new context
under Bivens where law enforcement entered into a
private residence and assaulted the plaintiff because
it was “meaningfully” different from Bivens—the defendants here were attempting to execute an arrest
warrant of a third party who they believed was there,
while the officers in Bivens had no such warrant).
Granting certiorari is necessary to resolve this split
among the circuits regarding whether the prior case
law of Bivens, Davis, and Carlson retain vitality, or
whether Abbasi and Egbert have obliterated that
prior law such that the only cognizable Bivens claims
are those that are essentially factually identical to the
prior cases. And granting certiorari is necessary to
answer how courts should treat racial discrimination
claims under Bivens.
III. The Question Presented Is Exceptionally Important And Recurring.
This case is exceptionally important with respect to
how the law on Bivens has changed following Abbasi
and Egbert, and specifically whether racial discrimination claims are cognizable under Bivens.
First, the question presented is important because
a core principle of the American legal system is that
people should be free from discrimination on the basis
27
of their race. The Fourteenth Amendment enshrines
this very principle: “No State shall make or enforce
any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any
State deprive any person of life, liberty, or property,
without due process of law; nor deny to any person
within its jurisdiction the equal protection of the laws.”
See also the Civil Rights Act of 1964 (outlawing discrimination on the basis of race, color, religion, sex or
national origin.).
Indeed, this Court emphasized in Davis, “[t]he
equal protection component of the Due Process Clause
thus confers on petitioner a federal constitutional
right to be free from gender discrimination[.]” Davis,
442 U.S. at 235. The court relied on Bolling v. Sharpe,
347 U.S. 497 (1954), which did not address gender discrimination, but rather was a Fifth Amendment racial
discrimination case: “[l]ike the plaintiffs in Bolling v.
Sharpe, supra, petitioner rests her claim directly on
the Due Process Clause of the Fifth Amendment. She
claims that her rights under the Amendment have
been violated, and that she has no effective means
other than the judiciary to vindicate these rights. We
conclude, therefore, that she is an appropriate party
to invoke the general federal-question jurisdiction of
the District Court to seek relief. She has a cause of
action under the Fifth Amendment.” 442 U.S. at 24344. The Fourth Circuit’s decision below turns this crucial principle on its head, but this Petition presents
this Court with the opportunity to right that wrong.
See also Davis, 442 U.S. at 242 (“‘The very essence of
civil liberty,’ wrote Mr. Chief Justice Marshall in Marbury v. Madison, 5 U.S. 137, 163 [] (1803), ‘certainly
consists in the right of every individual to claim the
28
protection of the laws, whenever he receives an injury.
One of the first duties of government is to afford that
protection.’”).
Second, this issue is also recurring, as demonstrated by the frequency with which petitions on this
issue have been granted and decided by this Court
within the last twenty-five years alone. See, e.g., Corr.
Servs. Corp. v. Malesko, 534 U.S. 61 (2001); Wilkie v.
Robbins, 551 U.S. 537 (2007); Minneci v. Pollard, 565
U.S. 118 (2012); Ziglar v. Abbasi, 582 U.S. 120 (2017);
Hernandez v. Mesa, 589 U.S. ----, 140 S. Ct. 735 (2020);
Egbert v. Boule, 596 U.S. 482 (2022). And the question
of how to treat Bivens claims has continuously presented itself before the various circuit courts: as of filing this petition, sixty-one circuit court decisions have
discussed Abbasi at length since it was decided in
2017 (332 circuit court decisions have cited it), and
twenty-four circuit court decisions have discussed Egbert at length since it was decided in 2022 (80 circuit
court decisions have cited it). Over 700 district court
decisions have discussed Abbasi at length, and nearly
200 district court decisions have discussed Egbert at
length.
The question whether Bivens actions may still be
maintained following Abbasi and Egbert is therefore
important and recurring.
See also Joanna C.
Schwartz, Alexander Reinert & James E. Pfander,
Federal Courts, Practice & Procedure: Going Rogue:
The Supreme Court’s Newfound Hostility to PolicyBased Bivens Claims, 96 NOTRE DAME L. REV. 1835,
1854 (2021) (“when viable Bivens claims exist, they
are just as likely as § 1983 claims to incentivize compliance with the law without creating a risk of overdeterrence. For example, both § 1983 claims and
29
Bivens actions can influence government behavior by
clarifying the scope of constitutional protections.”).
IV. The Decision Below Is Wrong.
The Fourth Circuit’s extremely restrictive view that
Bivens actions after Abbasi and Egbert are now limited only to those cases that are essentially factually
identical to Bivens, Davis, or Carlson is wrong, and
does not logically follow this Court’s precedent.
1.
As discussed, in both Abbasi and Egbert, the
Court declined to extend a Bivens remedy where
plaintiffs alleged violations of their Fourth Amendment rights in contexts that triggered substantial national security concerns.
In Abbasi, the prisoners were not entitled to relief
under Bivens because the case presented a new context and “[a]fter considering the special factors necessarily implicated by the detention policy claims, the
Court now holds that those factors show that whether
a damages action should be allowed is a decision for
the Congress to make, not the courts.” 582 U.S. at 140.
The Court acknowledged the uniqueness of Abbasi’s
claims, noting that, “[i]n the present suit, respondents' detention policy claims challenge the confinement conditions imposed on illegal aliens pursuant to
a high-level executive policy created in the wake of a
major terrorist attack on American soil. Those claims
bear little resemblance to the three Bivens claims the
Court has approved in the past[.]” Id. at 140.
This Court went on to analyze the policy reasons for
not extending Bivens to claims against Executive
branch officials, noting that, “[i]ndeed, ‘courts traditionally have been reluctant to intrude upon the au-
30
thority of the Executive in military and national security affairs’ unless ‘Congress specifically has provided
otherwise.’ Department of Navy v. Egan, 484 U.S. 518,
530 (1988). Congress has not provided otherwise here.”
582 U.S. at 143. And this Court noted that the “silence [of Congress] is telling . . . Congressional interest has been ‘frequent and intense,’ [Schweiker v.
Chilicky, 487 U.S. 412, 425 (1988)] and some of that
interest has been directed to the conditions of confinement at issue here.” Id. at 144. “Thus, when Congress
fails to provide a damages remedy in circumstances
like these, it is much more difficult to believe that ‘congressional inaction’ was ‘inadvertent.’” Id. (quoting
Schweiker, 487 U.S. at 423). Thus, the substantial national security concerns implicated and the fact that
Congress so frequently addressed conditions of confinement in the context of terrorist attacks itself, yet
did not provide for a damages remedy, were critical to
the determination that the claims presented a new,
impermissible context under Bivens.
In Egbert, the Court declined to extend a Bivens
remedy to a plaintiff who regularly provided transportation and lodging to illegal border crossers because
“national security is at issue.” 596 U.S. at 494. Although Egbert added an additional requirement that
courts consider whether “‘Congress is in a better position to decide whether or not the public interest would
be served’ by imposing a damages action,” id. at 499,
the Court actually cautioned against applying the special factor analysis at too granular a level. Id. at 496
(“The Court of Appeals’ analysis betrays the pitfalls of
applying the special-factors analysis at too granular a
level. The court rested on three irrelevant distinctions
31
from Hernández.”). Thus, like in Abbasi, the substantial national security concerns implicated by the
plaintiff ’s claims and the additional border security
concerns were critical to this Court’s determination
that the claims presented a new, impermissible context under Bivens.
Here, unlike in Abbasi, Petitioner did not assert
claims against Executive Officials, which appears to
account for a large portion of the Court’s reasoning in
Abbasi. See Abbasi, 582 U.S. at 140 (“With respect to
the claims against the Executive Officials, it must be
noted that a Bivens action is not ‘a proper vehicle for
altering an entity's policy.’”). And while in Abbasi,
“Respondents’ detention policy claims bear little resemblance to the three Bivens claims the Court has
approved in previous cases,” id. at 122, by comparison, Petitioner’s race discrimination claims bear a significant resemblance to the claims in Davis. Moreover, Abbasi noted that:
It is of central importance, too, that this is not
a case like Bivens or Davis in which “it is damages or nothing.” [citations]. Unlike the plaintiffs in those cases, respondents do not challenge individual instances of discrimination or law enforcement overreach, which
due to their very nature are difficult to address except by way of damages actions after the fact. Respondents instead challenge
large-scale policy decisions concerning the conditions of confinement imposed on hundreds of
prisoners.
Abbasi, 582 U.S. at 144 (emphasis added). Here, Petitioner undoubtedly challenges the actions of select
32
prison personnel that do not implicate “large-scale
policy decisions” of the federal prison system, but rather are discrete instances of discrimination like in
Davis and Carlson. For Petitioner, it is damages or
nothing.
Next, unlike in Egbert, Petitioner’s claims have
nothing to do with foreign policy or national security,
which appears to account for a large portion of the
Court’s reasoning in Egbert. See Egbert, 596 U.S. at
494 (“Because ‘[m]atters intimately related to foreign
policy and national security are rarely proper subjects
for judicial intervention,’ Haig v. Agee, 453 U.S. 280,
292 (1981), we reaffirm that a Bivens cause of action
may not lie where, as here, national security is at issue.”). Here, no national security concerns are implicated by Petitioner’s run-of-the-mill employment discrimination claims. See Pet.App.108a (citing Am.
Compl. Ex. 1 (DE 45-2) at 5).
Instead, Petitioner’s claims most closely follow this
Court’s precedent in Davis and Carlson. Because the
Supreme Court in Davis relied on Bolling v. Sharpe, a
race discrimination case, in holding that Fifth Amendment gender discrimination claims are valid under
Bivens, it does not logically follow that this Court intended to prohibit racial discrimination claims under
Bivens. That Petitioner was an inmate-employee
should not change this analysis. Like in Carlson, in
which the Court established that prisoners may bring
Bivens actions against prison officials, here, Petitioner should similarly be allowed to bring a Bivens
action against Respondents. And although Davis did
not involve employment in the prison context, nothing
suggests that Petitioner’s discrimination was essential or even tangentially relevant to prison security or
33
discipline, as would be required for the discrimination
to be tolerated. See Hudson, 468 U.S. at 523. Petitioner was an inmate working a job in prison that was
equivalent to jobs outside of prison; he was mistreated
and eventually fired because of his race, which caused
him harm. Nothing is unique about these allegations
to the prison context.
2.
However, even if Petitioner’s claims do present a new context under Bivens, the lower courts
were also wrong in finding that special factors counsel
against extending Bivens to Petitioner’s claims. Most
significantly, Petitioner’s claims do not implicate national or border security issues, as were crucial to the
special factors analyses in Abbasi and Egbert. Moreover, the other special factors identified—whether an
alternative remedial structure is available, whether
separation-of-powers principles are implicated, the
potential burdens on the Government, whether Congress has previously enacted legislation in the area,
whether a damages remedy is necessary to deter future similar violations, and whether the claim addresses broader policy questions delegated to an administrative agency—also do not counsel hesitation
against extending Bivens to Petitioner’s claims.
An alternative remedial structure is not available
to Petitioner because the BOP’s Administrative Remedy Program was rendered unavailable to Petitioner
when Respondents confronted Petitioner after he filed
grievances regarding the discriminatory treatment he
received. Pet.App.22a-77a; see also Ross v. Blake, 578
U.S. 632, 644 (2016) (An administrative scheme, such
as the grievance process, is rendered unavailable
“when prison administrators thwart inmates from
34
taking advantage of [it] through machination, misrepresentation, or intimidation.”). Separation-of-powers
principles are not implicated because here, monetary
damages are Petitioner’s only available avenue of relief. Compare Abbasi, 582 U.S. at 143-46 with Davis,
422 U.S. at 245. The potential burden on the Government of extending Bivens here is small: instructing
employers not to discriminate on the basis of race does
not burden government operations. And although
Congress has enacted the Prison Litigation Reform
Act (“PLRA”), the PLRA is complementary to Bivens,
not exclusionary. See, e.g., Abbasi, 582 U.S. at 171
(Breyer, J., dissenting) (“[T]here is strong evidence
that Congress assumed that Bivens remedies would
be available to prisoners when it enacted the PLRA.”).
A damages remedy is necessary to deter future similar
violations, and there are no broader policy burdens
that would be better delegated to an administrative
agency present. Thus, special factors do not counsel
hesitation against extending Bivens to Petitioner’s
claims.
V. This Case Is An Ideal Vehicle To Resolve The
Question Presented.
This case is an ideal vehicle to decide the question
presented. Although Petitioner is an inmate, the facts
of this case are simple. Petitioner was discriminated
against on the basis of his race, causing him to be fired
from his employment. That he was employed in
prison has no bearing on whether his claims are cognizable. Thus, this case presents a clean question of
whether racial discrimination claims in the employment context are cognizable.
35
This case is also an ideal vehicle because there are
no outstanding collateral issues or procedural defects
preventing this petition from being decided on the
merits. The Fourth Circuit dismissed Petitioner’s
claims for failing to state a claim under Bivens. See
Pet.App.1a-21a. This petition squarely presents this
Court with the opportunity to reverse that error and
allow Petitioner to litigate his claims.
Finally, this case is an ideal vehicle because the issues raised in this petition have been extensively developed below. Petitioner has raised and fully briefed
the justifications for allowing racial discrimination
claims under Bivens before the Fourth Circuit, and
the government has also briefed the issue. Petitioner
again briefed the issue in his motion for rehearing en
banc.
CONCLUSION
The Court should grant the petition.
Respectfully submitted,
ANNE MARIE LOFASO
WEST VIRGINIA
UNIVERSITY
COLLEGE OF LAW
U.S. SUPREME COURT
LITIGATION CLINIC
101 Law Center Dr.
Morgantown, WV 26056
LAWRENCE D. ROSENBERG
Counsel of Record
JONES DAY
51 Louisiana Ave., NW
Washington, DC 20001
(202) 879-3939
ldrosenberg@jonesday.com
DECEMBER 29, 2023
Counsel for Petitioner Joseph Randolph Mays
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.