Amicus Curiae Brief — Israel Alvarado, et al., Petitioners v. Lloyd J. Austin, III, Secretary of Defense, et al.
Supreme Court briefFeb 2, 2024
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No. 23-717
In the
Supreme Court of the United States
ISRAEL ALVARADO, et al.,
Petitioners,
v.
LLOYD AUSTIN, III,
in his official capacity as
Secretary of Defense, et al.,
Respondents.
On Petition for Writ of Certiorari to the United
States Court of Appeals for the Fourth Circuit
BRIEF OF AMICI CURIAE CHAPLAIN
ALLIANCE FOR RELIGIOUS LIBERTY,
INTERNATIONAL CONFERENCE OF
EVANGELICAL CHAPLAIN ENDORSERS, and
ASSOCIATED GOSPEL CHURCHES in Support
of Petitioners
Frederick W. Claybrook, Jr.
(Counsel of Record)
Claybrook LLC
655 15th St., NW, Ste. 425
Washington, D.C. 20005
(202) 250-3833
rick@claybrooklaw.com
Counsel for Amici Curiae
i
TABLE OF CONTENTS
TABLE OF AUTHORITIES ....................................... ii
STATEMENTS OF INTEREST ................................. 1
SUMMARY OF ARGUMENT .................................... 2
ARGUMENT ............................................................... 3
I.
The Chaplains’ Case Is Not Moot, as the
Courts Can and Should Provide Them
Effective Relief to Ameliorate the Injuries
They Wrongly Suffered to Their Military
Careers ............................................................. 3
II.
DoD’s Recent Treatment of the Religious
Rights of Its Chaplains Demonstrates
That the Requested Relief Is Not Moot,
But Needed ....................................................... 6
CONCLUSION............................................................ 9
ii
TABLE OF AUTHORITIES
Cases
Chafin v. Chafin, 568 U.S. 165 (2013) ................... 3, 7
Franks v. Bowman Transp. Co.,
424 U.S. 747 (1976) ................................................. 5
Gateway City Church v. Newsom,
141 S. Ct. 1460 (2021) ............................................. 8
Green v. Cnty. Sch. Bd. of New Kent Cnty.,
391 U.S. 430 (1968) ................................................. 5
In re England, 375 F.3d. 1169 (D.C. Cir. 2004) ......... 7
Katcoff v. Marsh, 755 F.2d 233 (2d Cir. 1985) ........... 7
La. v. United States, 380 U.S. 145 (1965) .................. 5
MOAC Mall Holdings LLC v. Transform
Holdco LLC, 598 U.S. 288 (2023)............................ 3
Roman Cath. Dio. of Brooklyn v. Cuomo,
141 S. Ct. 63 (2020) ................................................. 9
S. Bay United Pentecostal Church v. Newsom,
141 S. Ct. 716 (2021) ............................................ 8-9
Tandon v. Newsom, 141 S. Ct. 1294 (2021) ............... 8
Uzuegbunam v. Preczewski,
141 S. Ct. 792 (2021) ............................................... 6
iii
W. Va. v. EPA, 142 S. Ct. 2587
(2022) ................................................................... 3, 7
Zipes v. Trans World Airlines, Inc.,
455 U.S. 385 (1982) ................................................. 5
Statutes
Pub. L. 112–239, div. A, title V, §533,
Jan. 2, 2013, 126 Stat. 1727, as amended
by Pub. L. 113–66, div. A, title V, §532(a),
Dec. 26, 2013, 127 Stat. 759 ............................. 2-3, 8
42 U.S.C. § 2000bb-1(c)............................................... 5
Other Authorities
OPNAVINST 1730.1, Chaplains Manual
1-2-1-3 (Dep't of the Navy Oct. 3, 1973) ................. 7
P. Thompson, The United States Army
Chaplaincy (1978).................................................... 7
1
STATEMENTS OF INTEREST 1
Chaplain Alliance for Religious Liberty
(“CALL”) is an organization of chaplain endorsers, the
faith groups that provide chaplains for the U.S.
military and other agencies. CALL speaks for more
than 2,600 chaplains serving the Armed Forces from
many different denominations. Since 2011, we have
led the effort to secure the religious liberties of
chaplains and those whom they serve. We enable all
chaplains to serve to the broadest extent of their
constitutional mission and endorsement, and we
nurture and support an environment that cherishes
the role of chaplains in American culture. CALL
exists to ensure that chaplains can defend and provide
for the freedom of religion and conscience that the
Constitution guarantees all chaplains and those
whom they serve. We join together to pursue a nation
where all chaplains, and those whom they serve,
freely exercise their God-given and constitutionally
protected religious liberties without fear of reprisal.
The
International
Conference
of
Evangelical Chaplain Endorsers (“ICECE”) has as
its main function to endorse chaplains to the military
and other organizations requiring chaplains that do
not have a denominational structure to do so, avoiding
the entanglement with religion that the government
would otherwise have if it determined chaplain
1 No counsel for any party authored this brief in whole or
in part. No person or entity other than amici and their
counsel made a monetary contribution intended to fund the
preparation or submission of this brief. Timely notice was
given to all parties.
2
endorsements. ICECE safeguards religious liberty for
all.
The Associated Gospel Churches (“AGC”)
has been a chaplain endorsing agency for the Armed
Forces Chaplaincy for over eighty years, since
1942. AGC currently endorses about one hundred
military chaplains serving in all branches of service
on active duty and in the Guard and Reserves. AGC
is firmly committed to supporting our U.S. Armed
Forces chaplains, most importantly their right of
conscience and the free exercise of religion. The free
exercise of their religious duties is also of critical
importance to forming the conscience of our troops,
which helps restrain them from committing atrocities
of the like that have outraged the world throughout
history. AGC believes that, when, as here, the
military has violated the constitutional rights of its
chaplains, the military should recompense its
chaplains to the maximum degree consistent with
military preparedness.
SUMMARY OF ARGUMENT
While a summary dismissal for mootness might
not normally command this Court’s attention, this
case does, for two main reasons, besides the fact that
the case is not moot because effective relief is still
available to the Plaintiff Chaplains. First, chaplains
play a unique and critical role in preserving and
fostering religious freedom among our military
members. Congress has recognized this in § 533 of the
FY 2013 National Defense Authorization Act, as
3
amended. 2 Second, this matter involves the type of
restrictions due to the Covid-19 situation that this
Court repeatedly addressed because they violated the
Free Exercise Clause. The Fourth Circuit’s order
dismissing the Chaplains’ appeal as moot should be
vacated and the matter remanded for appropriate
consideration.
ARGUMENT
I. The Chaplains’ Case Is Not Moot, as the
Courts Can and Should Provide Them
Effective Relief to Ameliorate the Injuries
They Wrongly Suffered to Their Military
Careers
The appropriate legal standards are not
challenged by DoD in this action. A case is not moot
if “any effectual relief whatever” remains available,
MOAC Mall Holdings LLC v. Transform Holdco LLC,
598 U.S. 288, 295 (2023), or, stated obversely, a case
is moot “only when it is impossible for court to grant
any effectual relief whatever to the prevailing party.”
Chafin v. Chafin, 568 U.S. 165, 172 (2013). Moreover,
it is up to the defendant to prove no effective remedy
is available, not the plaintiff’s burden to disprove it.
See W. Va. v. EPA, 142 S. Ct. 2587, 2607 (2022).
DoD tries to weave its way between these
barriers to a proper finding of mootness by asserting
that a court cannot provide any more relief that DoD
has already provided by (a) rescinding the order that
2 Pub. L. 112–239, div. A, title V, §533, Jan. 2, 2013, 126
Stat. 1727, as amended by Pub. L. 113–66, div. A, title V,
§532(a), Dec. 26, 2013, 127 Stat. 759.
4
all military personnel receive Covid-19 shots and (b)
removing any negative material from the records of
those who refused to do so for religious reasons. DoD
protested that Plaintiff Chaplains were asking the
courts to decide what promotions and training and
other advantages the Chaplains would have received
but for DoD’s allegedly improper actions and to order
the military branch to implement the court’s
determinations. That is not what Plaintiff Chaplains
seek.
What Plaintiff Chaplains seek, post Congress’s
action and DoD’s rescission of its Covid-19 shot
requirement, is for the courts, in recognition that the
Chaplains have suffered adverse consequences due to
the improper actions of DoD, to require the services to
ameliorate the adverse consequences going forward to
the maximum possible degree consistent with
military preparedness. Such relief does not require a
court to promote anyone; it only requires a service to
recognize in future promotion opportunities that the
particular chaplain’s advancement opportunities
have been improperly stunted. Such relief does not
require a court to designate what training a particular
chaplain receives and when he receives it; it only
requires a service to recognize that training
opportunities were withheld previously and any
reasonable actions should be taken to ameliorate that
situation.
Among other
requested the court:
things,
Plaintiff
Chaplains
[To e]njoin any adverse or retaliatory action
against the Plaintiffs as a result of, arising
from, or in conjunction with the Plaintiffs’
5
[religious accommodation] requests or denials,
or for pursuing this action, or any other action
for relief from Defendants’ constitutional,
statutory, or regulatory violations; [and]
To order Defendants to take necessary actions
to repair and restore Plaintiffs’ careers and
personnel records, and to provide effective
guarantees against future retaliation for the
exercise of their protected rights through the
Services’ assignment, promotion, and schooling
systems . . . .
(Complaint at 123-24.) This relief is still very much
available. It is the type of relief often given to remedy
past unlawful discrimination. Under Title VII, courts
have discretion to provide back pay and seniority
adjustments to remedy discrimination. See, e.g., Zipes
v. Trans World Airlines, Inc., 455 U.S. 385, 399-400
(1982); Franks v. Bowman Transp. Co., 424 U.S. 747,
764 (1976). Plaintiff Chaplains request, looking
forward, that all reasonable efforts consistent with
military preparedness be taken to remedy the
military’s alleged unlawful action. As this Court has
repeatedly stated, a “court has not merely the power
but the duty to render a decree which will so far as
possible eliminate the discriminatory effects of the
past as well as bar like discrimination in the future.”
Green v. Cnty. Sch. Bd. of New Kent Cnty., 391 U.S.
430, 438 (1968) (quoting La. v. United States, 380 U.S.
145, 154 (1965)). And under the Religious Freedom
Restoration Act of 1993, under which Plaintiff
Chaplains also bring suit, a “person whose religious
exercise has been burdened in violation of this section
may . . . obtain appropriate [judicial] relief . . . .” 42
U.S.C. § 2000bb-1(c). As this Court has held and as
6
the Chaplains explain in their petition, monetary
relief is also available to them for DoD’s violations of
RFRA. See Uzuegbunam v. Preczewski, 141 S. Ct. 792
(2021).
Nor is the type of forward-looking relief
Plaintiff Chaplains request foreclosed by the fact that
the defendant is the military. Relief can be tailored to
assure that military preparedness is not jeopardized
and that the military, not the court, makes the
appropriate
determinations
on
advancement,
assignment, and training. Chaplains, while critically
important to the troops, are not front-line fighters,
and so the risk to military preparedness is much less
than in the normal situation. Obviously, this Court
may enjoin any future retaliatory actions against the
Plaintiff Chaplains and require all actions consistent
with military preparedness to be taken to ameliorate
past unlawful action. That has not already been done
with the eraser on a pencil by DoD, as it claims.
II. DoD’s Recent Treatment of the Religious
Rights of Its Chaplains Demonstrates That
the Requested Relief Is Not Moot, But
Needed
DoD in its motion to dismiss the complaint as
moot basically said, “Trust us! We’ll make it all right.”
The Fourth Circuit said, “We do trust you!,” but it was
wrong to do so in this instance, both in general and for
two particular reasons.
First, it is not sufficient to moot a case simply
for a defendant to say it will remedy the wrongs about
which the plaintiff complains, without more. And
when it comes to how DoD will ameliorate the harms
7
it has already inflicted on the military careers of the
Plaintiff Chaplains, DoD promised only the erasure of
negative comments in their existing records. DoD
neither gave general assurances nor suggested
specific, affirmative steps it would take to help the
Chaplains “catch up” for the deficiencies in training
and advancement the Chaplains have amply alleged.
This falls far short of carrying DoD’s burden to prove
that no judicial relief is available. See W. Va., 142 S.
Ct. at 2607; Chafin, 568 U.S. at 172 (must be
“impossible” for court to provide effective relief).
Second, chaplains fit a special role in the
military, with their religious exercise both needed for
the war fighters and afforded special protection by
Congress. As to their role, it is “‘unique,’ involving
simultaneous service as clergy or a ‘professional
representative[]’
of
a
particular
religious
denomination and as a commissioned . . . officer.” In
re England, 375 F.3d. 1169, 1171 (D.C. Cir. 2004)
(Roberts, J.) (quoting OPNAVINST 1730.1, Chaplains
Manual 1-2-1-3 (Dep't of the Navy Oct. 3, 1973)). They
assist military personnel to practice their chosen
faiths when, otherwise, it might not be possible for
them to do so due to military needs and stationing.
Id.; Katcoff v. Marsh, 755 F.2d 233 (2d Cir. 1985); see
generally P. Thompson, The United States Army
Chaplaincy (1978).
Despite their special status and obvious need to
practice their chosen faith conscientiously and freely,
the military services were not always sympathetic to
religious concerns when they were inconvenient or
inconsistent with normal operations. For that reason,
Congress in the FY 2013 National Defense
Appropriations Act enacted § 533(b), “Protection of
8
Chaplain Decisions Relating to Conscience, Moral
Principles, or Religious Beliefs,” which provides as
follows (as amended by the FY 2014 NDAA):
No member of the Armed Forces may—
(1) require a chaplain to perform any rite,
ritual, or ceremony that is contrary to the
conscience, moral principles, or religious beliefs
of the chaplain; or
(2) discriminate or take any adverse personnel
action against a chaplain, including denial of
promotion, schooling, training, or assignment,
on the basis of the refusal by the chaplain to
comply with a requirement prohibited by
paragraph (1).
Pub. L. 112–239, div. A, title V, §533(b), Jan. 2, 2013,
126 Stat. 1727, as amended by Pub. L. 113–66, div. A,
title V, §532(a), Dec. 26, 2013, 127 Stat. 759. Thus,
Congress has shown a special concern for situations
such as those involved in this case in which the
Plaintiff Chaplains’ “promotion, schooling, training,
[and] assignment” has been negatively influenced by
their exercise of conscience.
Third, the order from which DoD refused to
grant the Chaplains an exemption involved Covid-19
treatment that violated the consciences of these
Chaplains. The perceived threat of Covid-19 was used
repeatedly by governments to violate the free exercise
rights of individuals. This Court had to step in time
after time. See, e.g., Tandon v. Newsom, 141 S. Ct.
1294, 1296 (2021); Gateway City Church v. Newsom,
141 S. Ct. 1460 (2021); S. Bay United Pentecostal
9
Church v. Newsom, 141 S. Ct. 716 (2021); Roman
Cath. Dio. of Brooklyn v. Cuomo, 141 S. Ct. 63 (2020).
As Justice Gorsuch stated in South Bay, “It has never
been enough for the State to insist on deference or
demand that individual rights give way to collective
interests. . . . Even in times of crisis—perhaps
especially in times of crisis—we have a duty to hold
governments to the Constitution.” 142 S. Ct. at 718
(Gorsuch, J., statement).
DoD damaged Plaintiff Chaplains by its “damn
the torpedoes, religious beliefs do not excuse getting a
Covid-19 shot” position. That damage cannot be fully
remedied just by rescission of the order and taking out
negative comments from the Chaplains’ personnel
files. It requires affirmative actions—actions that can
easily be taken without jeopardizing military
preparedness—to
ameliorate
the
negative
consequences in “promotion, schooling, training, [and]
assignment.” FY 2013 NDAA § 533(b). Without
judicial decrees, that will never happen.
CONCLUSION
The action of Plaintiff Chaplains is not wholly
moot, and they present an issue of great importance
that requires resolution. This Court should reverse
the Fourth Circuit and order full consideration of
their appeal.
Respectfully submitted on this
2nd day of February 2024,
/s/ Frederick W. Claybrook, Jr.
Frederick W. Claybrook, Jr.
10
(Counsel of Record)
Claybrook LLC
655 15th St., NW, Ste. 425
Washington, D.C. 20005
(202) 250-3833
rick@claybrooklaw.com
Counsel for Amici Curiae
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