Opposition Brief — Byron James Shepard, Petitioner v. Oklahoma
Supreme Court briefApr 18, 2024
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No. 23-7029
CAPITAL CASE
____________________________________
In the
SUPREME COURT OF THE UNITED STATES
____________________________________
BYRON JAMES SHEPARD,
Petitioner,
-vsSTATE OF OKLAHOMA,
Respondent.
____________________________________
On Petition for Writ of Certiorari
To the Oklahoma Court of Criminal Appeals
____________________________________
BRIEF IN OPPOSITION
____________________________________
Gentner F. Drummond
Attorney General of Oklahoma
Tessa L. Henry
Assitant Attorney General
Counsel of Record*
Oklahoma Office of the Attorney General
313 NE Twenty-First St.
Oklahoma City, OK 73105
tessa.henry@oag.ok.gov
(405) 521-3921
____________________________________
April 18, 2024
CAPITAL CASE
QUESTION PRESENTED
Whether this Court should consider if Oklahoma’s statutory continuing threat
aggravating circumstance—which Petitioner argues fails to perform its narrowing
function because it does not direct Oklahoma juries to consider only whether a
defendant is a continuing threat while incarcerated—is constitutional when that
issue was neither pressed nor passed upon below and is otherwise uncompelling.
i
TABLE OF CONTENTS
Page
QUESTION PRESENTED .......................................................................................... i
STATEMENT OF THE CASE .................................................................................... 1
A.
Factual Background ............................................................................. 1
B.
Procedural Background ...................................................................... 8
REASONS FOR DENYING THE WRIT ................................................................. 14
CERTIORARI REVIEW SHOULD BE DENIED BECAUSE
THE QUESTION PRESENTED WAS NOT PRESSED OR
PASSED UPON BELOW, THE QUESTION PRESENTED
IS NOT A COMPELLING ONE, PETITIONER’S CASE IS
A POOR VEHICLE FOR DECIDING THE QUESTION
PRESENTED, AND PETITIONER’S CASE IS WITHOUT
MERIT UNDER THIS COURT’S PRECEDENT ....................................... 15
A.
Certiorari review should be denied because the
question presented was neither pressed nor passed
upon below ........................................................................................... 15
B.
Certiorari review should be denied because, by
pointing to an illusory conflict among courts,
Petitioner does not present a compelling federal issue............. 19
C.
Certiorari review should be denied because
Petitioner’s case is a poor vehicle for the question
presented .............................................................................................. 23
D.
Certiorari review should be denied because the
question presented lacks merit under this Court’s
precedent .............................................................................................. 26
CONCLUSION ........................................................................................................... 28
ii
TABLE OF AUTHORITIES
FEDERAL CASES
Adams v. Robertson,
520 U.S. 83 (1997) ....................................................................................... 16, 17, 19
Apprendi v. New Jersey,
530 U.S. 466 (2000) ........................................................................................... 18, 20
Arave v. Creech,
507 U.S. 463 (1993) ................................................................................................. 26
Atkins v. Virginia,
536 U.S. 304 (2002) ................................................................................................. 14
Barefoot v. Estelle,
463 U.S. 880 (1983) ................................................................................................. 27
Boltz v. Mullin,
415 F.3d 1215 (10th Cir. 2005) .............................................................................. 27
Brown v. Sanders,
546 U.S. 212 (2006) ................................................................................................. 25
Byrd v. United States,
584 U.S. 395 (2018) ................................................................................................. 16
Cardinale v. Louisiana,
394 U.S. 437 (1969) ................................................................................................. 16
Castro v. Ward,
138 F.3d 810 (10th Cir. 1998) ................................................................................ 27
Clemons v. Mississippi,
494 U.S. 738 (1990) ................................................................................................. 25
Cutter v. Wilkinson,
544 U.S. 709 (2005) ........................................................................................... 16, 19
Forsyth v. City of Hammond,
166 U.S. 506 (1897) ................................................................................................. 19
Godfrey v. Georgia,
446 U.S. 420 (1980) ................................................................................................. 26
iii
Halbert v. Michigan,
545 U.S. 605 (2005) ................................................................................................. 20
Hooks v. Ward,
184 F.3d 1206 (10th Cir. 1999) .............................................................................. 27
Howell v. Mississippi,
543 U.S. 440 (2005) ........................................................................................... 16, 19
Hurst v. Florida,
577 U.S. 92 (2016) ............................................................................................. 18, 20
Illinois v. Gates,
462 U.S. 213 (1983) ................................................................................................. 17
Jurek v. Texas,
428 U.S. 262 (1976) ............................................................................... 12, 17, 19, 27
Lucia v. S.E.C.,
585 U.S. 237 (2018) ................................................................................................. 17
McClung v. Silliman,
19 U.S. 598 (1821) ............................................................................................. 24, 26
McKinney v. Arizona,
589 U.S. 139 (2020) ................................................................................................. 25
Mollett v. Mullin,
348 F.3d 902 (10th Cir. 2003) ................................................................................ 23
Nguyen v. Reynolds,
131 F.3d 1340 (10th Cir. 1997) .............................................................................. 27
Penry v. Johnson,
532 U.S. 782 (2001) ..................................................................................... 12, 17, 19
Rice v. Sioux City Mem’l Park Cemetery,
349 U.S. 70 (1955) ................................................................................................... 22
Ring v. Arizona,
536 U.S. 584 (2002) ........................................................................................... 18, 20
Romano v. Gibson,
239 F.3d 1156 (10th Cir. 2001) ........................................................................ 22, 24
iv
Shafer v. South Carolina,
532 U.S. 36 (2001) ................................................................................................... 18
Simmons v. South Carolina,
512 U.S. 154 (1994) ........................................................................................ Passim
The Monrosa v. Carbon Black Exp., Inc.,
359 U.S. 180 (1959) ................................................................................................. 24
Tuilaepa v. California,
512 U.S. 967 (1994) ................................................................................................. 26
United States v. Allen,
247 F.3d 741 (8th Cir. 2001) .................................................................................. 22
United States v. Bernard,
299 F.3d 467 (5th Cir. 2002) .................................................................................. 22
United States v. Fields,
516 F.3d 923 (10th Cir. 2008) ................................................................................ 21
United States v. Peoples,
74 F. Supp. 2d 930 (W.D. Mo. 1999) ..................................................................... 21
United States v. Savage,
970 F.3d 217 (3d Cir. 2020) ................................................................................... 21
United States v. Williams,
504 U.S. 36 (1992) ................................................................................................... 16
Webb v. Webb,
451 U.S. 493 (1981) ........................................................................................... 16, 19
Zant v. Stephens,
462 U.S. 862 (1983) ..................................................................................... 25, 26, 27
Zivotofsky v. Clinton,
566 U.S. 189 (2012) ................................................................................................. 17
v
STATE CASES
Berget v. State,
824 P.2d 364 (Okla. Crim. App. 1991) ........................................................... 23, 24
Davis v. State,
268 P.3d 86 (Okla. Crim. App. 2011) ................................................................... 11
Eizember v. State,
164 P.3d 208 (Okla. Crim. App. 2007) ................................................................. 20
Goode v. State,
236 P.3d 671 (Okla. Crim. App. 2010) ................................................................. 13
Hanson v. State,
206 P.3d 1020 (Okla. Crim. App. 2009) ............................................................... 25
Harris v. State,
164 P.3d 1103 (Okla. Crim. App. 2007) ............................................................... 27
Littlejohn v. State,
85 P.3d 287 (Okla. Crim. App. 2004) ................................................................... 23
Nolen v. State,
485 P.3d 829 (Okla. Crim. App. 2021) ........................................................... 13, 27
Ryder v. State,
83 P.3d 856 (Okla. Crim. App. 2004) ................................................................... 11
Sanchez v. State,
223 P.3d 980 (Okla. Crim. App. 2009) ................................................................. 13
Shepard v. State,
538 P.3d 518 (Okla. Crim. App. 2023) ........................................................ Passim
Tryon v. State,
423 P.3d 617 (Okla. Crim. App. 2018) ................................................................. 25
Williams v. State,
22 P.3d 702 (Okla. Crim. App. 2001) ................................................................... 27
vi
FEDERAL STATUTES
18 U.S.C. § 3591 .......................................................................................................... 21
18 U.S.C. § 3592 .......................................................................................................... 21
18 U.S.C. § 3593 .......................................................................................................... 21
18 U.S.C. § 3594 .......................................................................................................... 21
18 U.S.C. § 3595 .......................................................................................................... 21
18 U.S.C. § 3596 .......................................................................................................... 21
18 U.S.C. § 3597 .......................................................................................................... 21
18 U.S.C. § 3598 .......................................................................................................... 21
18 U.S.C. § 3599 .......................................................................................................... 21
28 U.S.C. § 1257 .............................................................................................. 15, 16, 19
STATE CASES
OKLA. STAT. tit. 21, § 701.12 (2011) ............................................................................ 9
OKLA. STAT. tit. 21, § 701.9 (2021) ...................................................................... 22, 24
vii
Respondent respectfully urges this Court to deny Petitioner Byron James
Shepard’s Petition for a Writ of Certiorari to review the published opinion of the
Oklahoma Court of Criminal Appeals (“OCCA”) entered in this case on September 21,
2023, Shepard v. State, 538 P.3d 518 (Okla. Crim. App. 2023), Pet. Appx. A. 1
STATEMENT OF THE CASE
A.
Factual Background.
The OCCA set forth the relevant facts in its opinion below:
On March 26, 2017, at approximately 11:30 p.m., Tecumseh police
officer Justin Terney was fatally shot by [Shepard] during a traffic stop
of a car driven by Brooklyn Williams. The dashcam video from Officer
Terney’s patrol car was introduced into evidence at [Shepard]’s trial as
State’s Exhibit 3. This video captured the sights and sounds of the
encounter that night between [Shepard] and Officer Terney.
The dashcam video shows that Officer Terney first made contact
with Williams who was unable to produce a driver’s license. When
Officer Terney asked [Shepard], who was sitting in the front passenger
seat, for identification, [Shepard] said his driver’s license was suspended
and was confiscated after an arrest several months earlier. Officer
Terney requested the name and date of birth for both Williams and
[Shepard]. Williams disclosed her true information. [Shepard], by
contrast, told the officer his name was “James Bishop” and then
provided a false date of birth.2 Williams said nothing in response to
[Shepard]’s lies.
The record shows James Bishop is the name of
[Shepard]’s grandfather. [Shepard]’s actual date of birth is
July 17, 1981—not July 17, 1979 as he told Officer Terney.
2
Before returning to his patrol car, Officer Terney informed
Williams that he had stopped her for a defective tag light. Officer Terney
1 Record references in this brief are abbreviated as follows: citations to the original
record will be referred to as “O.R. [Vol.]”; citations to the jury trial will be referred to
as “Tr. [Vol.]”; citations to formal sentencing will be referred to as “Sent. Tr.”; and
citations to any other transcripts will be referred to as “[Date] Tr.” See Sup. Ct. R.
12.7. References to Petitioner’s Petition for Writ of Certiorari will be cited as “Pet.,”
and references to Petitioner’s Appendix will be cited as “Pet. App.”
said he would return in a moment and then walked back to his patrol
unit where he radioed in the information for both subjects. The
dispatcher responded that she had a return on Williams’s information
and that her driver’s license was flagged as suspended. The dispatcher
got no return on the name and date of birth provided by [Shepard].
Officer Terney returned to the passenger side of the white Buick
and asked [Shepard] to step out of the car. With both men standing
outside the car, Officer Terney asked [Shepard] to again provide his
name. [Shepard] responded that his name was “James Bishop, Jr.”
Officer Terney radioed the dispatcher to ask her to check the same name
only this time adding “Jr.” At one point, the officer requested [Shepard]
to remove his hands from his pockets. [Shepard] complied and indicated
that he was only holding a lighter. The dispatcher asked for [Shepard]’s
middle name. [Shepard] responded “Bunyon.” Officer Terney laughed,
said “Bunyon? Whatever” then gave the name to the dispatcher. Officer
Terney said that he thought [Shepard] was lying to him and asked
whether that was the case. [Shepard] denied lying and responded that
was his name. When asked whether the license was issued in Oklahoma,
[Shepard] responded that his license was from Ohio.
After reporting this information to the dispatcher, Officer Terney
stated again that he thought [Shepard] was lying about his identity. The
two men spoke casually while the dispatcher ran the information. At one
point, [Shepard] asked whether Williams would be getting a ticket.
Officer Terney responded she would be receiving a ticket at the least.
[Shepard] told Officer Terney he was arrested in Columbus, Ohio, and
had only been living in Oklahoma two months. When the dispatcher
responded over the radio that the only man with the name given was
born in 1939, [Shepard] claimed that was his father. He also offered they
should “check again.” Officer Terney responded that he needed
something with [Shepard]’s name on it for identification.
As these events unfolded, Lieutenant Michael Mallinson of the
Tecumseh Police Department was on patrol a few miles away with new
officer trainee Alana Colan. Lt. Mallinson monitored the radio traffic for
the stop and responded to Officer Terney’s location to provide backup.
Lt. Mallinson was concerned the male subject in Officer Terney’s traffic
stop was providing false information. When Lt. Mallinson and Officer
Colan arrived on the scene, Williams was still seated in the driver’s seat
of the white Buick and [Shepard] was standing outside the passenger
side of the car with his hands on the rolled down passenger window.
Officer Terney was standing a few feet away from [Shepard].
2
The dashcam video next shows [Shepard] leaning down to the
passenger window and asking Williams whether she had anything in
the car with his name on it. As if to foreshadow his next move, [Shepard]
raised his head twice while talking to Williams and looked across the
road in the direction of the tree line. Shortly after Lt. Mallinson’s patrol
unit came to a full stop behind Officer Terney’s vehicle, and after Officer
Terney again asked whether [Shepard] was lying to him about his
identity, [Shepard] took off running across the road, into the tree line
and underbrush separating the roadway from an adjacent field.
Officer Terney gave chase while yelling at [Shepard] to stop and
warning that [Shepard] was about to be tased. Officer Terney’s
flashlight can be seen on the video, in the tree line just off the side of the
road, as he deployed his taser and warned that he would tase [Shepard]
again. When Officer Terney’s flashlight moves out of camera range, the
sounds of the dashcam’s audio reveal what happened next. A distinctive
metallic clicking sound resembling a gun being racked precedes the
sound of Officer Terney yelling at [Shepard] to get on the ground.
Seconds later, multiple gunshots were fired and sustained screams from
both men can be heard on the recording. Officer Terney reported over
the radio that he had “been hit” in the leg and had “been shot”.
Lt. Mallinson got caught in the top rung of a barbed wire fence
separating the field from the road and he had to pull himself off the
fence. Free of the wire, Lt. Mallinson made his way through the dense
underbrush. Before he could exit the tree line, however, the gunfire
erupted. Lt. Mallinson called out to Officer Terney and located him in
the darkness, lying on the ground with his head resting on a round hay
bale in the middle of the large, open field. [Shepard] was on the ground,
roughly four feet away by Lt. Mallinson’s recollection, screaming and
moaning in pain. [Shepard]’s body was positioned facing Officer Terney.
Lt. Mallinson can be heard on the dashcam video ordering
[Shepard] repeatedly to show his hands. When Lt. Mallinson asked
Officer Terney whether [Shepard] had a gun, Terney confirmed that
[Shepard] had a gun and had shot him in the leg. A Springfield XD 9mm
semiautomatic pistol was on the ground just a few feet from [Shepard].
This gun was the one used by [Shepard] to kill Officer Terney. DNA
analysis of swabbings taken from the backstrap, grip and trigger of the
9mm pistol confirmed the presence of male-specific YSTR DNA that
matched [Shepard]’s known DNA profile, meaning that [Shepard] and
all of his male blood relatives could not be excluded as a potential source
of this DNA.
3
Lt. Mallinson kicked away the gun and held [Shepard] at
gunpoint while backup officers from surrounding agencies responded to
the scene. Officer Terney’s Glock 22, .40 caliber semiautomatic pistol
was recovered nearby. A short time later, Officer Terney said “Mike, I’m
fixing to pass out man.” Lt. Mallinson told Terney to “stay with me,
brother.”
Lt. Mallinson asked Officer Terney whether he got any shots off.
Terney responded “Yeah, I shot him.” Lt. Mallinson can also be heard on
the video yelling more directions at [Shepard] to show his hands and
stay down. [Shepard] continued to holler and complain that he “can't
breathe”. Officer Terney, who by this point was nonresponsive and
becoming paler by the minute, had suffered a gunshot wound to the right
lower abdomen and to the right thigh. [Shepard] too was shot several
times, including in the scrotum, chest, hand and arm. All of [Shepard]’s
gunshot wounds were to the front of his body; none of the gunshot
wounds were to [Shepard]’s backside. The gunshot wounds to
[Shepard]’s chest/rib cage area and arm were located on the left side of
his body which is significant because [Shepard] is left-handed. When an
officer rolled [Shepard] over to look for injuries, two taser probes were
still attached to the blue jeans over [Shepard]’s right buttock, with an
insufficient distance between the probes to be incapacitating when the
taser probes made contact.3
3 The State’s evidence shows that the effectiveness
of a taser correlates to the distance between the probes
when they attach to the body. The closer the probes attach
on a subject’s body, the less effective they are in causing
incapacitation because the electrical currents delivered by
the taser affect fewer muscle groups. Officer Trevour Story
responded to the scene just minutes after the shootout and,
in checking [Shepard] for weapons, observed the taser
probes still attached to [Shepard]’s buttock. Although he
could not give an exact distance, Officer Story testified the
taser probes were not located far enough apart on
[Shepard]’s body to be incapacitating. Officer Story opined,
based on his training and experience, that the taser probes
were anchored far enough apart on [Shepard]’s buttock to
be painful, and to cause cramping, but not to keep a person
from moving. Lt. Mallinson similarly testified that, in his
opinion, the taser deployment was not effective.
Both men were transported to OU Medical Center for emergency
treatment. [Shepard] survived. Officer Terney, age 22, died from his
4
injuries. Dr. Eric Pfeiffer, the state’s chief medical examiner, observed
two separate areas of gunshot injury for Terney.4 First, a perforating
(through-and-through) gunshot wound was observed on the victim’s
right thigh. Second, a gunshot wound to the victim’s lower right
abdomen, just above the hip, was also observed and was the cause of
death. There was no exit wound for this gunshot injury. The bullet
penetrated Terney’s handcuff case and duty belt, then entered just
below his Kevlar vest. The bullet severed Terney’s iliac vein and lodged
in his left hip. Terney ultimately bled to death due to this injury. The
bullet that caused this injury was recovered internally from Officer
Terney’s left hip.
4 Dr. Pfeiffer did not conduct the autopsy in this case.
Dr. Clay Nichols, a pathologist with the state medical
examiner’s office, conducted the autopsy of Justin Terney
and generated a written report. Sometime before
[Shepard]’s trial, Dr. Nichols suffered a massive stroke,
leaving him one hundred percent debilitated and
unavailable to testify. Dr. Pfeiffer testified at trial as a
substitute witness concerning the cause and manner of the
victim’s death. Dr. Pfeiffer examined archive data from his
agency’s file for the victim’s death which included the
autopsy photographs, toxicology report and investigator
narrative. Dr. Pfeiffer clarified in his testimony that he did
not base his opinions on Dr. Nichols’s autopsy report.
At the crime scene, investigators found the blast doors for the
victim’s taser in the dense undergrowth of the tree line, near the
roadway. The blast doors fall away when the taser is deployed by pulling
the trigger and allows the probes and their wires to deploy. Roughly
sixty yards away, in the vast open field, investigators recovered spent
shell casings, and a projectile, in the area near two round hay bales
where Officer Terney and [Shepard] were found. Four .40 caliber shell
casings, two 9mm shell casings and a fired projectile that was consistent
with a .40 caliber cartridge were recovered in this area. A photograph of
this area showed the .40 caliber shell casings were found a short
distance away from the 9mm shell casings, on opposite sides of each
other. The projectile was found face-down in the dirt near the 9mm shell
casings. No shell casings or projectiles were found anywhere beyond this
area of the round hay bales.
Examination and comparison by OSBI ballistics examiner
Terrance Higgs revealed the .40 caliber shell casings were fired from
Officer Terney’s Glock 22, .40 caliber semiautomatic pistol. The 9mm
5
shell casings were fired from [Shepard]’s Springfield XD 9mm
semiautomatic pistol. According to Higgs, the size and weight
configuration of the bullet recovered during the autopsy from Officer
Terney’s left hip was consistent with a 9mm projectile. The projectile
found face-down in the dirt was a jacket hollow point bullet that was not
fired by the 9mm pistol but instead was consistent with a .40 caliber
bullet fired from Officer Terney’s gun.
The murder weapon had been stolen from the Tulsa residence of
Phillip Pfanstiel in July 2016. On the stand, Pfanstiel matched the serial
number on the gun with the serial number from the box of his missing
pistol. Pfanstiel does not know [Shepard] and testified there was no
reason for [Shepard] to have been in possession of his firearm at the time
of Officer Terney’s murder. Pfanstiel did not ever give [Shepard]
permission to have his gun. The gun turned up missing after Pfanstiel’s
niece and her boyfriend (who was not [Shepard]) did some landscaping
at his home while Pfanstiel was away. Pfanstiel immediately reported it
stolen but the gun was never recovered by the police until [Shepard] shot
and killed Officer Terney.
When the paramedics cut off [Shepard]’s clothes to look for
injuries, Officer Jaime Breedlove recovered from [Shepard]’s person a
cell phone, a glass pipe containing burnt methamphetamine residue, a
lighter and a plastic bag inside a cigarette box filled with 8.5 grams
(gross weight) of methamphetamine. A cell phone for Williams was
recovered from inside the white Buick and was also taken into evidence.
Police executed a search warrant for [Shepard]’s truck found parked in
front of Williams’s house. Inside, police found another cell phone
belonging to [Shepard], thirteen rounds of 9mm ammunition loaded
inside a .40 caliber Springfield XD magazine, recent fast-food receipts,
clothes, a billfold and two glass pipes.
Investigators soon discovered [Shepard]’s real identity was Byron
James Shepard. [Shepard] was a known fugitive with an active arrest
warrant from Okfuskee County for the crime of knowingly concealing
stolen property. Investigators with the District 23 Task Force had
searched unsuccessfully for [Shepard] at a residence in Pottawatomie
County associated with Brooklyn Williams on March 15, 2017, and again
on March 22, 2017. Text messages exchanged between [Shepard]’s and
Williams’s cell phones in the days and hours leading up to the murder
reveal not only an awareness that local police were actively searching
for [Shepard], but an effort to avoid arrest altogether. Some of the text
messages also reveal [Shepard]’s volatile personality and potential for
violence on the day of the murder.
6
On March 19, 2017, Williams’s phone sent a message to
[Shepard]’s phone indicating that one of the police officers looking for
[Shepard] lived down the street, “[s]o I might get a ride somewhere
before I met [sic] you just in case they follow.” During another exchange
about his stolen welding truck, [Shepard] texted “[t]hey made one
mistake LOL. Push me too far and jail isn’t an option. I can’t get them
all but I promise the first four or five are mine.”
Similar conversations continued the day of the murder. On March
26, 2017, at 1:11 p.m., Williams sent a message to [Shepard]’s phone
advising “[t]here is a sheriff at Seminole.” A few minutes later, Williams
sent two other text messages to [Shepard]’s phone asking why he was
not responding and proclaiming “[y]ou’re not ever going to learn until
they finally get your ass. And when they do, you better not call me[.]”
Later, at around 1:30 p.m., after receiving a text message from
[Shepard]’s phone that said “[h]eaded back west[,]” Williams replied
that “I hate you coming this way. It scars [sic] me right now.” Williams
also asked in another text, time stamped at 1:33 p.m., why [Shepard]
could not avoid “risking coming down here[.]”
Later, at 5:04 p.m., Williams sent [Shepard]’s phone a text
message stating, “[t]here was a highway patrol on Highway 9.” Just
hours before the murder, at 7:52 p.m., a text was sent from [Shepard]’s
phone to Williams threatening to “put one between your fucking eyes.”
Another text message sent from [Shepard]’s phone to Williams at 8:08
p.m. on March 26, 2017, stated Williams was “lucky” he loved her son
“or I would kill your fucking ass.”
Finally, the State argued at trial that the metallic clicking sound
heard on the dashcam recording, right before the victim ordered
[Shepard] to get on the ground, was the sound of [Shepard] racking his
gun to chamber a bullet before shooting the victim. Lt. Mallinson
testified that police officers are trained and taught to carry their
semiautomatic pistol loaded with a round in the chamber, ready to fire
while on duty. Consistent with this training, Lt. Mallinson testified that
he had never carried his service weapon while on duty without it being
chamber loaded.5 Lt. Mallinson further testified that part of his duties
as a field training officer was to ask Officers Terney and Colan before
their shift that night whether their firearms were chamber loaded and
fully topped off with rounds in the magazine. Lt. Mallinson testified that
he would always ask the officers, and tell them, to make sure they had
their service weapons at full capacity.6 Additional facts will be presented
below as needed.
7
5 Officer
Shawn Crowley similarly testified that,
during his twenty-four-year career, he had never carried
his semiautomatic pistol without it being chamber loaded.
6 Lt. Mallinson admitted on cross-examination that
he did not inspect the victim’s gun that night before
starting the shift. Defense counsel had Investigator Jason
Holasek demonstrate for the jury the sounds made when
Officer Terney’s taser was unholstered and re-holstered on
his duty belt. Defense counsel also had Lt. Mallinson
demonstrate the sounds made when he unholstered and reholstered his gun and taser. Based on this evidence,
defense counsel argued that the metallic clicking noise
heard on the dashcam recording was the sound of Officer
Terney re-holstering his taser—not [Shepard] loading a
round in the chamber of the murder weapon.
Shepard, 538 P.3d at 528-532 (paragraph numbering omitted).
B.
Procedural Background.
In 2019, Petitioner was tried by a jury for one count of Murder in the First
Degree (Malice Aforethought) (Count 1), one count of Knowingly Concealing Stolen
Property (Count 2), and one count of Possession of a Controlled Dangerous Substance
(Methamphetamine) (Count 3) in the District Court of Pottawatomie County, State
of Oklahoma, Case No. CF-2017-176. The State alleged five aggravating
circumstances in seeking the death penalty for the murder of Officer Terney:
1) Petitioner was previously convicted of a felony involving the use or threat of
violence to another person; 2) Petitioner knowingly created a great risk of death to
more than one person; 3) the murder was committed for the purpose of avoiding or
preventing a lawful arrest or prosecution; 4) there exists a probability that Petitioner
will commit criminal acts of violence that will constitute a continuing threat to
8
society; and 5) the victim, Officer Terney, was a peace officer and was killed while in
performance of his official duties. See OKLA. STAT. tit. 21, § 701.12(1), (2), (5), (7), (8)
(2011).
Prior to trial, Petitioner filed a litany of generic motions, including a request
to
strike
the
continuing threat
aggravator as factually insufficient
and
unconstitutional (O.R. III 608-11). In particular, Petitioner argued that the State, in
relying mainly on unadjudicated acts, failed to adequately support the aggravator
(O.R. III 609). Further, Petitioner argued that the aggravator was of a “highly
speculative nature” and did not “sufficiently channel the discretion of the jury” and
was therefore “facially unconstitutional” because it was vague and overbroad and had
not been construed or applied in a consistent manner in accordance with the Federal
and Oklahoma Constitutions (O.R. III 608-10). The State subsequently responded in
opposition to this motion and requested that the trial court deny it (O.R. IV 774-75).
At the conclusion of the first stage of trial, the jury found Petitioner guilty on
all three counts (Tr. XIII 116-20). As to the non-capital counts, the jury recommended
prison terms of five years (and a $500.00 fine) on Count 2 and ten years (and a
$5,000.00 fine) on Count 3 (Tr. XIII 116-20). Prior to the opening of second stage, the
trial court entered rulings on pending motions for second stage, 2 one of which was
Petitioner’s request to strike the continuing threat aggravator (Tr. XIV 6).
Ultimately, the trial court denied this motion, although it noted that second stage
The State disagrees with Petitioner’s assertion that he “renewed” his motion
challenging the continuing threat aggravator “at the beginning of the penalty stage
of trial.” Pet. at 8. See Sup. Ct. R. 15(2). Rather, the motion remained outstanding,
and the trial court ruled on pending motions prior to the opening of second stage.
2
9
“testimony could change that” (Tr. XIV 7). Petitioner did not object to this ruling or
later renew his challenge to the continuing threat aggravator. The State went on to
read the Bill of Particulars to the jury, including the allegation that Petitioner
constituted a continuing threat to society (Tr. XIV 23-25).
During
second
stage,
the
State
presented
overwhelming
evidence
demonstrating that Petitioner constituted a continuing threat to society. For
example, the State presented evidence of Petitioner’s violent criminal history. In
August 2007, Petitioner pointed a shotgun at a visibly pregnant Amanda Sanders
after a verbal altercation among Petitioner’s girlfriend, Petitioner, and Ms. Sanders—
Petitioner was subsequently convicted of Reckless Handling of a Firearm (a
misdemeanor) in Hughes County Case No. CF-2007-68 3 (Tr. XIV 53-58, 63-64). In
March 2011, Petitioner lured an unsuspecting Christopher Buxton (who was
apparently and unknowingly dating Petitioner’s romantic partner, Brittany Swayze)
to a house, pepper sprayed him, and brutally beat him with a metal pipe while
threatening Mr. Buxton that “the only way you are leaving here is in a body bag”—
Petitioner was subsequently convicted of Assault and Battery with a Dangerous
Weapon in Okfuskee County Case No. CF-2011-54 (Tr. XIV 137-43, 148-56).
Furthermore, the State presented evidence that Petitioner was extremely
violent and abusive toward his various romantic partners, even in the presence of his
children or other people. Indeed, Petitioner repeatedly beat, choked (including to the
point of unconsciousness at least once), and verbally abused Brandy Tillery—who
3 As this and other instances prove,
partners.” See Pet. at 4.
Petitioner’s violence was not limited to “his
10
mothered two of Petitioner’s children—and Ms. Tillery ultimately had to seek a
protective order against him (Tr. XIV 70-79). For example, Petitioner once kicked Ms.
Tillery in the chest and down a set of steps while she was holding their infant son,
and Petitioner’s young daughter witnessed this terrifying encounter (Tr. XIV 74-79).
Petitioner also repeatedly beat, choked, and verbally abused Ms. Swayze—who
mothered of one of his children (Tr. XIV 115, 117-32). Indeed, Petitioner choked Ms.
Swayze to the point of unconsciousness at least once and also dragged her by the hair
and busted her lip on a separate occasion (Tr. XIV 117-32). Further, at some point,
Petitioner also pushed Ms. Swayze’s teenage brother—Cody Swayze—and threatened
to make Mr. Swayze “suck” Petitioner’s penis after a confrontation (Tr. XIV 102-07).
Moreover, the text messages between Petitioner and Williams in March 2017
demonstrated that Petitioner was also verbally abusive toward Williams and
threatened to kill her at least twice, including a threat to “put one between [he]r
fucking eyes.” Shepard, 538 P.3d at 532.
Finally, the State presented evidence of Petitioner’s violent nature and flippant
and callous attitude about Officer Terney’s death via his calls from the Pottawatomie
County Jail. In these calls, Petitioner bragged that he was living the “gangster life”
as a celebrity in jail, laughed about his brutal attack on Mr. Buxton, and remarked
how “it’s always a shame when a cop dies.” Id., 538 P.3d at 547, 551. See Davis v.
State, 268 P.3d 86, 122 (Okla. Crim. App. 2011) (lack of remorse supports the
continuing threat aggravator); Ryder v. State, 83 P.3d 856, 873 (Okla. Crim. App.
2004) (a defendant’s callous attitude can support the continuing threat aggravator
11
because one who fails to appreciate the gravity of taking a life is more likely to take
another life). Ultimately, at the conclusion of the second stage, the jury found the
existence of all four aggravating circumstances alleged during the second stage, 4
including the continuing threat aggravator, and recommended a sentence of death on
Count 1 (Tr. XVII 101-05). The trial court subsequently sentenced Petitioner in
accordance with the jury’s recommendations, running Count 3 consecutively to Count
2 and running Counts 2 and 3 concurrently with Count 1 (Sent. Tr. 4-5).
On direct appeal, Petitioner argued, in Proposition XII, that two of the
aggravating circumstances found by the jury, including continuing threat, failed to
perform the narrowing function required by the Federal and Oklahoma
Constitutions. Shepard v. State, No. D-2020-8, Brief of Appellant at 95-99 (Okla.
Crim. App. Sept. 17, 2021) (“Pet.’s OCCA Brief”). With respect to the continuing
threat aggravator, while acknowledging the great deal of OCCA precedent against
him, Petitioner argued that the OCCA’s previous reliance on this Court’s opinion in
Jurek v. Texas, 428 U.S. 262 (1976), to uphold the continuing threat aggravator was
no longer legally sound in light of this Court’s opinion in Penry v. Johnson, 532 U.S.
782 (2001). Pet.’s OCCA Brief at 96-98. Petitioner also pointed to the evolving
standards of decency, noted that only a handful of states still embrace continuing
threat (or future dangerousness) as an aggravating factor in the selection process
(Idaho, Oregon, and Texas), and even fewer states utilize future dangerousness as an
The State dismissed the great risk of death aggravating circumstance prior to
closing arguments in first stage, so the jury did not consider this aggravating
circumstance in second stage (Tr. XIII Tr. 30-31; Tr. XIV 23-25).
4
12
aggravating factor in the eligibility process (Oklahoma and Wyoming) considering the
alleged lack of “ability to accurately predict” such future dangerous behavior. Pet.’s
OCCA Brief at 98-99.
In responding to Petitioner’s Proposition XII, the State—in addition to arguing
that Petitioner waived all but plain-error review by failing to properly preserve this
claim at the trial level—argued that Petitioner’s arguments failed to show error in
light of the OCCA’s many decisions, including a decision in 2021, upholding the
continuing threat aggravator. Shepard v. State, No. D-2020-8, Brief of Appellee at 97
(Okla. Crim. App. Feb. 14, 2022) (citing Nolen v. State, 485 P.3d 829, 859 (Okla. Crim.
App. 2021); Goode v. State, 236 P.3d 671, 684-85 (Okla. Crim. App. 2010); Sanchez v.
State, 223 P.3d 980, 1006-11 (Okla. Crim. App. 2009)).
Ultimately, in a published opinion, the OCCA affirmed Petitioner’s conviction
and sentence on Count 1, reversed Petitioner’s conviction and sentence on Count 2
(for insufficient evidence), and affirmed Petitioner’s conviction on Count 3 but
modified the sentence of imprisonment to a term of five years (and a $5,000.00 fine).
Shepard, 538 P.3d at 557. In denying relief with respect to Petitioner’s challenge to
the continuing threat aggravator in Proposition XII, the OCCA referenced its
repeated
rejection
of
claims
that
the
continuing
threat
aggravator
is
unconstitutionally vague and broad and therefore fails to perform the required
narrowing function. Id. at 557 (citing Nolen, 485 P.3d at 859). The OCCA also pointed
out that Petitioner “offer[ed] nothing in his current argument to cause [the OCCA] to
question the validity of those previous holdings.” Id. After the publication of the
13
OCCA’s opinion, Petitioner moved for rehearing and to recall the mandate based upon
his Atkins v. Virginia, 536 U.S. 304 (2002), claim but did not challenge the OCCA’s
ruling as to the continuing threat aggravator in Proposition XII. Shepard v. State,
No. D-2020-8, Petition for Rehearing and Motion to Recall the Mandate (Okla. Crim.
App. Oct. 11, 2023). The OCCA denied this request for rehearing on October 20, 2023.
Shepard v. State, No. D-2020-8, Order Denying Petition for Rehearing (Okla. Crim.
App. Oct. 20, 2023).
On March 15, 2024, Petitioner filed a Petition for Writ of Certiorari with this
Court seeking review of the OCCA’s decision.
REASONS FOR DENYING THE WRIT
Petitioner asks this Court to grant certiorari to consider whether Oklahoma’s
continuing threat aggravator, as applied by the OCCA, is too vague and broad and
therefore fails to perform its required narrowing function in violation of the
Constitution. Pet. at 13. In particular, Petitioner argues that Oklahoma’s continuing
threat aggravator is unconstitutional and does not adequately “narrow the class of
homicides eligible” for the death penalty “because it does not clearly convey to the
jury that it must find the aggravator beyond a reasonable doubt that a defendant is
a continuing threat while incarcerated.” Pet. at 13 (emphasis in original). Petitioner
insists that the instructions in his case were supposed to inform his jury that “it must
unanimously and specifically find [Petitioner] is a continuing threat to society while
incarcerated beyond a reasonable doubt.” Pet. at 13. Finally, Petitioner argues that
there is a split among federal courts regarding whether future dangerousness should
14
be limited solely to a prison setting, and he asks this Court to settle the dispute with
an affirmative answer to that question. Pet. at 14-16.
However, a grant of certiorari review to consider this issue is both foreclosed
by 28 U.S.C. § 1257(a) and not warranted under Rule 10 of this Court’s Rules. As to
§ 1257(a), the federal-law question Petitioner now attempts to advance, specifically
that the continuing threat aggravator must be limited to a prison setting, was neither
pressed nor passed upon below. As to Rule 10, Petitioner has not identified a
compelling issue worthy of this Court’s review, as he has not demonstrated a true
split amongst state or federal courts, nor has he demonstrated that the OCCA’s ruling
in any way conflicts with a decision of this Court. Further, considering the specific
facts of this case, Petitioner’s case is a poor vehicle for the question presented. Finally,
Petitioner’s question presented is ultimately without any merit under this Court’s
precedent. The writ of certiorari should therefore be denied.
CERTIORARI REVIEW SHOULD BE DENIED
BECAUSE THE QUESTION PRESENTED WAS NOT
PRESSED OR PASSED UPON BELOW, THE
QUESTION PRESENTED IS NOT A COMPELLING
ONE, PETITIONER’S CASE IS A POOR VEHICLE
FOR DECIDING THE QUESTION PRESENTED,
AND PETITIONER’S CASE IS WITHOUT MERIT
UNDER THIS COURT’S PRECEDENT.
A.
Certiorari review should be denied because the question presented
was neither pressed nor passed upon below.
Section 1257 of Title 28 provides that this Court may review the decision of a
highest state court where, inter alia, “the validity of a statute of any State is drawn
in question on the ground of its being repugnant to the Constitution, treaties, or laws
15
of the United States.” 28 U.S.C. § 1257(a). However, the constitutional challenge to
the statute must have been presented to the state court below. “Under [§ 1257(a)] and
its predecessors, this Court has almost unfailingly refused to consider any federallaw challenge to a state-court decision unless the federal claim ‘was either addressed
by or properly presented to the state court that rendered the decision we have been
asked to review.’” Howell v. Mississippi, 543 U.S. 440, 443 (2005) (quoting Adams v.
Robertson, 520 U.S. 83, 86 (1997) (per curiam)). When the issue presented on
certiorari has not been addressed by the state court, this Court presumes “the issue
was not properly presented” and places the burden on a petitioner to show “that the
state court had ‘a fair opportunity to address the federal question that is sought to be
presented here.’” Adams, 520 U.S. at 87 (quoting Webb v. Webb, 451 U.S. 493, 501
(1981)). Failure to do so precludes this Court from addressing the federal issue a
petitioner seeks to be addressed for the first time in this Court. Id. at 90.
Refusal to consider claims raised in the first instance to this Court reinforces
the role of this Court as a “‘court of review, not of first view.’” Byrd v. United States,
584 U.S. 395, 404 (2018) (quoting Cutter v. Wilkinson, 544 U.S. 709, 718 n.7 (2005)).
Indeed, the longstanding practice of the Court is to refrain from considering a
question not pressed or passed upon below. See, e.g., Cutter, 544 U.S. at 718 n.7;
Howell, 543 U.S. at 443 (discussing almost “unfailing[] refus[al] to consider” any
issues not pressed or passed upon below); United States v. Williams, 504 U.S. 36, 41
(1992) (referencing refusal to consider claims not pressed or passed upon below as
this Court’s “traditional rule”); Cardinale v. Louisiana, 394 U.S. 437, 438 (1969)
16
(collecting cases) (“The Court has consistently refused to decide federal constitutional
issues raised here for the first time on review of state court decisions . . . .”).
Strict refusal to consider claims not raised and addressed below furthers the
interests of comity and federalism by allowing the states the first opportunity to
address federal law concerns and resolve any potential questions on state-law
grounds. Adams, 520 U.S. at 90; see also Lucia v. S.E.C., 585 U.S. 237, 244 n.1 (2018)
(Court will “ordinarily await ‘thorough lower court opinions to guide our analysis of
the merits’” (quoting Zivotofsky v. Clinton, 566 U.S. 189, 201 (2012))); Illinois v. Gates,
462 U.S. 213, 221-22 (1983). A further benefit of refusing to consider claims not raised
below is a practical one—“the creation of an adequate factual and legal record”
developed by the court below to better aid this Court’s understanding and
determination of the case presented. Adams, 520 U.S. at 90-91.
Here, the Petition should be denied because Petitioner’s claim that Oklahoma’s
continuing threat aggravator is unconstitutionally vague and overbroad because it
fails to limit a jury’s consideration to the prison setting was neither pressed nor
passed upon below. As previously described, in Proposition XII on direct appeal,
Petitioner’s argument was limited to questioning the OCCA’s reliance on Jurek v.
Texas in light of Penry v. Johnson, pointing to the evolving standards of decency and
the alleged inability to predict future conduct, and discussing the handful of states
that continue to utilize continuing threat or future dangerousness in the capital
context. Pet.’s OCCA Brief at 96-99. While Petitioner discusses these arguments by
way of background, Pet. at 7-12—and therefore unwittingly admits that the question
17
currently before this Court was not properly presented below—his actual question
presented deals solely with the issue of whether the continuing threat aggravator is
unconstitutional because it is not limited to the prison setting. Pet. at 13-16.
However, as effectively conceded by Petitioner, nowhere in Proposition XII did
Petitioner allege that Oklahoma’s continuing threat aggravator was insufficient due
to its lack of reference to the prison setting or its lack of limitation of evidence to the
prison setting, nor did he allege that Oklahoma juries should be required to
unanimously find, beyond a reasonable doubt, that a defendant is a continuing threat
solely while incarcerated. Pet. at 13-14. Relatedly, Petitioner did not even cite to
Apprendi v. New Jersey, 530 U.S. 466 (2000), Ring v. Arizona, 536 U.S. 584 (2002), or
Hurst v. Florida, 577 U.S. 92 (2016). 5 Pet. at 13-14. Nor did Petitioner marshal any
arguments regarding instructions concerning parole ineligibility as set out in
Simmons v. South Carolina, 512 U.S. 154 (1994), and Shafer v. South Carolina, 532
U.S. 36 (2001), or discuss the alleged split between numerous federal courts following
Simmons that he now references. Pet. at 14-15.
Nevertheless, Petitioner criticizes the OCCA’s rejection of his “claim in a single
paragraph, with no explanation other than its prior upholding of the aggravator in
previous cases.” Pet. at 11. However, as discussed above, when the issue presented
on certiorari has not been addressed by the state court, this Court presumes “the
issue was not properly presented,” and a petitioner has the burden to show “that the
state court had ‘a fair opportunity to address the federal question that is sought to be
5 As noted infra, it is not apparent how these cases specifically relate to the question
presented.
18
presented.’” Adams, 520 U.S. at 87 (quoting Webb, 451 U.S. at 501). Petitioner does
not even attempt to meet this burden—indeed, by his own account, he merely called
the OCCA’s attention to Jurek and Penry, discussed the evolving standards of
decency, and referenced the handful of states that still utilize continuing threat in
the capital context. Pet. at 7-12. Based on the above-cited authority, this Court should
refuse to grant certiorari to consider Petitioner’s challenge to the constitutionality of
Oklahoma’s continuing threat aggravator, both under § 1257(a) and this Court’s
general policy against considering issues in the first instance. See, e.g., Cutter, 544
U.S. at 718 n. 7; Howell, 543 U.S. at 443; Adams, 520 U.S. at 86-88.
B.
Certiorari review should be denied because, by pointing to an illusory
conflict among courts, Petitioner does not present a compelling
federal issue.
“A petition for a writ of certiorari will be granted only for compelling reasons,”
including, for example, where a state court of last resort’s decision on an important
federal question conflicts with another state court of last resort or federal court of
appeals or this Court, or the federal question is one this Court has not considered but
should intervene and settle. Sup. Ct. R. 10(b)-(c). See Forsyth v. City of Hammond,
166 U.S. 506, 514-15 (1897) (certiorari review “is a power which will be sparingly
exercised,” and it will be exercised “only when the circumstances of the case satisfy
us that the importance of the question involved, the necessity of avoiding conflict
between two or more courts of appeal, or between courts of appeal and the courts of a
state, or some matter affecting the interests of this nation”). Furthermore, “[a]
petition for a writ of certiorari is rarely granted when the asserted error consists of
19
erroneous factual findings or the misapplication of a properly stated rule of law.” Sup.
Ct. R. 10. In other words, this Court sparingly grants review on compelling issues and
generally does not engage in mere error correction. See Halbert v. Michigan, 545 U.S.
605, 605 (2005) (explaining that, on “certiorari review in this Court,” “error correction
is not” this Court’s “prime function”).
Here, Petitioner has not presented a compelling issue of the sort contemplated
by Rule 10. While Petitioner points to an alleged “conflict” between lower federal
courts, federal courts of appeals, and Oklahoma to justify certiorari review, 6 this
alleged conflict is illusory. And, in pointing to this illusory conflict, Petitioner
essentially compares apples and oranges. Namely, Petitioner utilizes Simmons v.
South Carolina, and the line of cases following it, to imagine this conflict. In
Simmons, this Court held that when a capital “defendant’s future dangerousness [i]s
at issue,” he is constitutionally “entitled to inform the jury of his parole ineligibility,”
if applicable. Simmons, 512 U.S. at 171. The prosecution, this Court explained, “may
not create a false dilemma by advancing generalized arguments regarding the
defendant’s future dangerousness while, at the same time, preventing the jury from
learning that the defendant never will be released on parole.” Id.
6 Petitioner also makes fleeting—and therefore insufficient—references to a conflict
between the OCCA’s decision and this Court’s opinions in Apprendi, Ring, and Hurst.
Pet. at 14, 16. However, this alleged conflict, like the other alleged conflicts, is
illusory. Nothing about the OCCA’s decision in this case, or its approval of the
statutory continuing threat aggravator, conflicts with this Court’s decisions in
Apprendi, Ring, and Hurst. As mandated by this Court’s precedent, Oklahoma juries
are required to unanimously find at least one aggravating circumstance, including
continuing threat, beyond a reasonable doubt. See Eizember v. State, 164 P.3d 208,
243 (Okla. Crim. App. 2007). Petitioner’s jury was instructed of this requirement (Tr.
XVII 20-21, 27).
20
While Petitioner claims that, following Simmons, a mix of lower federal courts
and federal courts of appeals have “explicitly split on whether a defendant’s future
dangerousness must be proved specifically in the context of future life imprisonment,”
Pet. at 14, the cases he cites do not prove such an assertion. Notably, the cases
Petitioner cites are all appeals stemming from federal convictions involving the
Federal Death Penalty Act of 1994 (“FDPA”), 18 U.S.C. §§ 3591-3599, in which future
dangerousness was a non-statutory aggravating factor alleged by the government,
and where life imprisonment (without the possibility of release) and death were the
only potential sentencing options available to the sentencer. Pet. at 14-15 (citing
cases). See United States v. Savage, 970 F.3d 217, 290 (3d Cir. 2020) (future
dangerousness is non-statutory aggravating circumstance for purposes of FDPA); see
also United States v. Peoples, 74 F. Supp. 2d 930, 932 (W.D. Mo. 1999)
(“dangerousness should not be measured in the same manner as if a defendant were
to be ‘uncaged’; life in prison without parole, a firmly fixed federal requirement, must
mean that the focus of dangerousness analysis is on prison conditions”).
At most, the “conflict” in those cases was whether, per Simmons and the FDPA,
instructions, evidence, or arguments concerning the future dangerousness aggravator
were required to be explicitly limited to the prison setting or whether a general
instruction that the defendant was parole ineligible was sufficient. As noted by
Petitioner, while some lower federal courts have embraced the former opinion, the
United States Courts of Appeals for the Fifth, Eighth, and Tenth Circuits have held
that the latter is sufficient under Simmons. See, e.g., United States v. Fields, 516 F.3d
21
923, 942 (10th Cir. 2008); United States v. Bernard, 299 F.3d 467, 482 (5th Cir. 2002);
United States v. Allen, 247 F.3d 741, 788-89 (8th Cir. 2001), cert. granted and
judgment vacated on other grounds, 536 U.S. 953 (2002). Thus, while these various
federal courts differ in approaches, all agree that the dictates of Simmons must be
followed, where applicable, and juries must be made aware of the lack of parole
eligibility where Simmons applies. Considering this, Petitioner has failed to explain
how the cases he cites truly conflict with respect to a constitutional matter. Rice v.
Sioux City Mem’l Park Cemetery, 349 U.S. 70, 79 (1955) (there must be a “real and
embarrassing conflict of opinion and authority between” courts).
Moreover, Petitioner has failed to demonstrate how this alleged “conflict”
among federal courts relates to the question currently before this Court concerning
Oklahoma’s statutory continuing threat aggravator, or how the OCCA’s decision itself
conflicts with the federal court opinions concerning the FDPA and the application of
Simmons. Notably, unlike in the cases cited by Petitioner, capital juries in Oklahoma
are instructed to consider three sentencing options: life imprisonment, life
imprisonment without parole, and death. See OKLA. STAT. tit. 21, § 701.9(A) (2021).
In other words, Simmons does not strictly apply to Oklahoma considering the
possibility of parole, and while federal capital juries may be limited to considering
future dangerousness as it relates to the prison setting, Oklahoma juries are not. See
Romano v. Gibson, 239 F.3d 1156, 1178 (10th Cir. 2001) (noting that Oklahoma does
not limit “society” to the prison setting, in part, because “one of the sentencing options
before the jury [i]s life imprisonment, which admits the possibility” of eventual
22
parole); Berget v. State, 824 P.2d 364, 374 (Okla. Crim. App. 1991) (“society” not
limited to prison population). But see Mollett v. Mullin, 348 F.3d 902, 915-20 (10th
Cir. 2003) (applying Simmons to an Oklahoma case where continuing threat
aggravator was alleged and trial court gave conflicting instructions concerning jury’s
questions about parole, including instruction that consideration of parole was beyond
jury’s purview); Littlejohn v. State, 85 P.3d 287, 292-93 (Okla. Crim. App. 2004)
(directing trial courts, in order to avoid Simmons issues, to refer juries back to
instructions if there is any confusion regarding parole eligibility).
Consequently, Petitioner’s argument that Oklahoma’s “continuing threat
aggravator is unconstitutionally unsound” because it conflicts with certain lower
federal court cases is nonsensical based on these legal and factual distinctions.
Indeed, by comparing this case to factually and legally distinct federal cases,
Petitioner has compared apples and oranges—it is no surprise that certain federal
courts limit consideration of future dangerousness to the prison setting where release
is not an option. As a result, Petitioner has failed to show anything but an illusory
conflict. Certiorari review should be denied.
C.
Certiorari review should be denied because Petitioner’s case is a poor
vehicle for the question presented.
Certiorari review is also unwarranted here because Petitioner’s case is a poor
vehicle for resolution of the question now presented—whether Oklahoma’s statutory
continuing threat aggravator is unconstitutionally vague and overbroad because it
does not limit “society” to the prison setting. Pet. at 13. In other words, even if this
Court granted certiorari review on the question presented, Petitioner’s conviction and
23
death sentence would remain. See McClung v. Silliman, 19 U.S. 598, 603 (1821) (“The
question before an appellate Court is, was the judgment correct, not the ground on
which the judgment professes to proceed.” (emphasis in original)); see also The
Monrosa v. Carbon Black Exp., Inc., 359 U.S. 180, 184 (1959) (this Court only decides
“questions of public importance” in the “context of meaningful litigation,” and when
the challenged issue may not affect the ultimate judgment of the court below, that
issue “can await a day when the issue is posed less abstractly”). This is so for two
separate reasons.
First, as previously pointed out, Oklahoma law is distinct from the line of cases
applying Simmons that Petitioner discusses. Pet. at 14-16. As relevant here, and as
Petitioner admits, capital juries in Oklahoma are instructed to consider three
sentencing options: life imprisonment, life imprisonment without parole, and death.
Pet. at 13. See OKLA. STAT. tit. 21, § 701.9(A) (2021). Indeed, Petitioner’s own jury
was instructed on these options, as well as the potential for parole (Tr. XVII 27-28).
In other words, limiting the continuing threat aggravator to the prison setting would
be incompatible with Oklahoma’s statutory scheme—considering the possibility of
parole accompanying a life sentence, it would be nonsensical to limit consideration of
continuing threat to the prison setting only. See Romano, 239 F.3d at 1178 (noting
that Oklahoma does not limit “society” to the prison setting, in part, because “one of
the sentencing options before the jury [i]s life imprisonment, which admits the
possibility” of eventual parole); Berget, 824 P.2d at 374. Perhaps Petitioner’s question
24
presented would be more compelling if Oklahoma’s sentencing options, like the
federal system, were limited to death or life without parole.
Second, Petitioner’s case is a poor vehicle for the question presented
considering that the jury found the existence of three other aggravating
circumstances 7 which Petitioner does not now challenge: 1) that Petitioner murdered
Officer Terney to avoid arrest or prosecution; 2) that Petitioner had previously been
convicted of a felony involving the use of violence against another; and 3) that Officer
Terney was a Tecumseh peace officer and was killed while in performance of his
official duties (Tr. XVII 101-05). Thus, even if this Court grants certiorari review on
the question presented, reverses the continuing threat aggravator, and remands to
the OCCA for further consideration, the OCCA could undoubtedly affirm Petitioner’s
death sentence upon a reweighing analysis and pursuant to harmless-error review. 8
See McKinney v. Arizona, 589 U.S. 139, 143-147 (2020); Brown v. Sanders, 546 U.S.
212, 220-21 (2006); Clemons v. Mississippi, 494 U.S. 738, 745-46, 754 (1990); Zant v.
7 Interestingly, Petitioner omits any mention of these three other aggravators from
his Petition.
This Court, in Brown, found the reweighing process or harmless-error review
unnecessary where “one of the other sentencing factors enable[d] the sentencer to
give aggravating weight to the same facts and circumstances.” Brown, 546 U.S. at
220. See also Hanson v. State, 206 P.3d 1020, 1033-34 (Okla. Crim. App. 2009).
Arguably, here, some of the evidence presented to support the continuing threat
aggravator (such as the attack on Mr. Buxton that also formed the basis of the prior
violent felony aggravator) would have been admissible to prove the other alleged
aggravating circumstances. However, even if the OCCA were to determine that some
of this evidence would not have otherwise been admissible in terms of aggravation, it
would go on to reweigh/apply harmless-error review with the remaining aggravating
circumstances and mitigating factors. See Tryon v. State, 423 P.3d 617, 656-57 (Okla.
Crim. App. 2018).
8
25
Stephens, 462 U.S. 862, 888-90 (1983). Considering this, certiorari review should be
denied. McClung, 19 U.S. at 603.
D.
Certiorari review should be denied because the question presented
lacks merit under this Court’s precedent.
As a final and brief matter, certiorari review should be denied considering the
meritless nature of Petitioner’s question presented—not only does the OCCA’s
decision here not conflict with this Court’s precedent or the Constitution, but it also
actually comports with this Court’s precedent and the Constitution. As relevant here,
this Court has held that in order for an aggravating circumstance to be utilized in the
eligibility decision and perform the requisite narrowing function, the circumstance
may not be overbroad in that it “appl[ies] to every defendant convicted of a murder,”
and the “circumstance may not be unconstitutionally vague.” Tuilaepa v. California,
512 U.S. 967, 972 (1994) (citing Arave v. Creech, 507 U.S. 463, 471, 474 (1993);
Godfrey v. Georgia, 446 U.S. 420, 428 (1980)). 9 Oklahoma’s continuing threat
aggravator fulfills both requirements.
As to the first requirement, the continuing threat aggravator is not overly or
unconstitutionally broad because not every first-degree murderer constitutes a
continuing threat to society—as such, this aggravator undoubtedly limits the class of
defendants eligible for death in Oklahoma. See Arave, 507 U.S. at 476 (although some
might consider every first-degree murderer pitiless, not all first-degree murderers are
9 This Court has held that there are “two different aspects of the capital decision[-
]making process: the eligibility decision and the selection decision.” Tuilaepa, 512
U.S. at 971. There is a separate requirement for the selection decision—an
individualized determination of sentencing—that is not at issue here. Id. at 972.
26
“cold-blooded” or lack the ability to feel); Boltz v. Mullin, 415 F.3d 1215, 1232 (10th
Cir. 2005) (rejecting argument that every first-degree murderer is “callous”). As to
the second requirement, this Court has explicitly rejected arguments that the
question of “whether there is a probability that the defendant would commit criminal
acts of violence that would constitute a continuing threat to society” 10 is
unconstitutionally vague. Barefoot v. Estelle, 463 U.S. 880, 896 (1983) (noting that
the “likelihood of a defendant committing further crimes is a constitutionally
acceptable criterion for imposing the death penalty”); Jurek, 428 U.S. at 272-75 (1976)
(rejecting vagueness challenge as to Texas’s continuing threat aggravator); Nguyen
v. Reynolds, 131 F.3d 1340, 1352-54 (10th Cir. 1997) (applying Jurek’s reasoning to
Oklahoma’s continuing threat aggravator). As both requirements are fulfilled,
Oklahoma’s continuing threat aggravator performs its constitutional duty to “narrow
the class of persons eligible for the death penalty and [] reasonably justify the
imposition of a more severe sentence on the defendant compared to others found
guilty of murder.” Zant, 462 U.S. at 877. 11 Certiorari review should be denied.
10 The language of Oklahoma’s continuing threat aggravator is nearly identical to the
language from the Texas aggravator in Jurek (Tr. XVII 20-22 (continuing threat
means “there exists a probability that the Defendant will commit future acts of
violence that constitute a continuing threat to society”; jury must find, beyond a
reasonable doubt, “that the Defendant’s behavior has demonstrated a threat to
society” and “a probability that this threat will continue to exist in the future”)).
11 The Tenth Circuit and the OCCA have repeatedly determined as much. See, e.g.,
Hooks v. Ward, 184 F.3d 1206, 1238-39 (10th Cir. 1999); Castro v. Ward, 138 F.3d
810, 816-17 (10th Cir. 1998); Nguyen, 131 F.3d at 1352-54; Nolen, 485 P.3d at 859;
Harris v. State, 164 P.3d 1103, 1112 (Okla. Crim. App. 2007); Williams v. State, 22
P.3d 702, 722 (Okla. Crim. App. 2001).
27
CONCLUSION
For the reasons set forth above, Respondent respectfully requests this Court
deny the Petition for Writ of Certiorari.
Respectfully submitted,
GENTNER F. DRUMMOND
ATTORNEY GENERAL OF OKLAHOMA
s/ TESSA L. HENRY
TESSA L. HENRY, OBA #33193*
ASSISTANT ATTORNEY GENERAL
313 N.E. 21st Street
Oklahoma City, Oklahoma 73105
Phone: (405) 521-3921
Fax: (405) 522-4534
tessa.henry@oag.ok.gov
fhc.docket@oag.ok.gov
ATTORNEY FOR RESPONDENT
*Counsel of Record
28
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