Petition for Writ of Certiorari — Douglas Wayne Sokell, Petitioner v. David Pedro, Superintendent, Eastern Oregon Correctional Institution
Supreme Court briefNov 6, 2023
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Case: 22-35776, 08/08/2023, ID: 12770254* DktEntry: 2, Page 1 of 1
FILED
UNITED STATES COURT OF APPEALS
AUG 8 2023
FOR THE NINTH CIRCUIT
MOLLY C. DWYER, CLERK
U.S. COURT OF APPEALS
DOUGLAS WAYNE SOKELL,
Petitioner-Appellant,
v.
BRIGITTE AMSBERRY,
No.
22-35776
r
D.C.No. 2:18-cv-02118-SB
District of Oregon,
Pendleton
ORDER
)
)
C
Respondent-Appellee.
Before:
TALLMAN and IKUTA, Circuit Judges.
The request for a certificate of appealability is denied because appellant has
not shown that “jurists of reason would find it debatable whether the petition states
a valid claim of the denial of a constitutional right and that jurists of reason would
find it debatable whether the district court was correct in its procedural
ruling.” Slack v. McDaniel, 529 U.S. 473, 484 (2000); see also 28 U.S.C.
§ 2253(c)(2); Gonzalez v. Thaler, 565 U.S. 134, 140-41 (2012).
Any pending motions are denied as moot.
DENIED.
OSA162
A
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IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
;
DOUGLAS WAYNE SOKELL,
Case No. 2:18-cv-02118-SB
FINDINGS AND
RECOMMENDATION
Petitioner,
v.
BRIGITTE AMSBERRY,
Respondent.
L
BECKERMAN, U.S. Magistrate Judge.
Petitioner Douglas Wayne Sokell (“Petitioner”) filed this habeas corpus proceeding
pursuant to 28 U.S.C. § 2254. The parties declined to consent to proceed before a magistrate
judge under 28 U.S.C. § 636(c). For the reasons explained below, the district judge should deny
the Petition for Writ of Habeas Corpus (ECF No. 1) and decline to issue a certificate of
appealability.
BACKGROUND
In November 2011, Petitioner approached an eight-year-old girl in the children’s section
of the Hillsboro Public Library, asked her about her book selection, and rubbed her buttocks and
hips for several minutes as they talked. (Resp’t Exs. (ECF No. 17), Ex. 102 at 257-58, 321-24.)
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The child’s mother, who had briefly gone to a different section of library, returned to find
Petitioner on his knees with his arm around the child and his hand on the child’s buttocks. {Id. at
258, 264.) When Petitioner saw the child’s mother approaching, he fled. {Id. at 271.)
A Washington County grand jury later returned an indictment charging Petitioner with
several crimes in connection with the incident at the library, and noting Petitioner’s designation
as a predatory sex offender under Oregon Revised Statute (“ORS”) § 181.585.1 (Resp’t Ex. 116
at 85-88.) Petitioner pleaded not guilty on all counts and proceeded to a bench trial in September
2013. •
.
At trial, the State presented evidence that Petitioner had touched the victim in the library
and had done so for sexual gratification. The State also presented evidence that Petitioner had
been corivicted of similar sex crimes on at least two occasions before trial: once in 1996 for firstdegree sexual abuse in Washington County and again in 2012 for attempted first-degree sexual
abuse in Lincoln County. {Id. at 234-35; 406.)
The trial court ultimately found Petitioner guilty of one count of Sexual Abuse in the
First Degree; one count of Unlawful Contact with a Child-; and two counts of Unlawfully Being
in a Location Where Children Regularly Congregate. {Id. at 374; Resp’t Ex. 101.) In a separate
proceeding, the trial court imposed a sentence of life imprisonment without the possibility of
1 ORS § 181.585 provides that a person is a predatory sex offender if he or she is
“required to report as a sex offender under ORS § 181.609 as the result of a finding that the
person committed an act that if committed by an adult in this state would constitute a predatory
sex offense” and “[ejxhibits characteristics showing a tendency to victimize or injure others.”
The Oregon Board of Parole and Post-Prison Supervision designated Petitioner as a predatory
sex offender in 2003. See State v. Sokell, 360 Or. 392, 394 (2016).
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parole pursuant.to ORS § 137.719, a “three strikes” law which provides for a life sentence for
certain recidivist sex offenders.2
Petitioner filed a direct appeal, assigning as error the trial court’s .imposition of a life
sentence. (Resp’t Ex. 103 at 5.) Among other things, Petitioner argued that given ORS §
137.719’s “extremely broad scope of application”—wherein Petitioner’s nonviolent conduct was
subject to “the exact same presumptive sentence ... as the violent, serial rapist”—his life
sentence violated Article I, section .16, of the Oregon Constitution.3 (Id. at 9-10.) In a written
opinion, the Oregon Court of Appeals rejected Petitioner’s arguments, explaining that the
circumstances underlying Petitioner’s case confirmed that it was not “a ‘rare’ one in which
Article I, section 16, prohibits the imposition of the life sentence prescribed by the legislature to
protect the public from [Petitioner’s] recidivism.” State v. Sokell, 273 Or. App. 654, 658 (2015).
The Oregon Supreme Court granted review. (Resp’t Ex, 107.) In his brief on the merits,
Petitioner renewed his argument that his life sentence was disproportionate under Article I,
section 16, but also argued, for the first time, that his sentence constituted cruel and unusual
punishment under the Eighth Amendment to the United States Constitution. (Resp’t Ex. 108 at
11-13.) The Oregon Supreme Court rejected Petitioner’s claim under the state constitution in a
written opinion, explaining that “in light of the circumstances of [Petitioner’s] current offense
and his history of committing similar offenses against other young children,. . . the sentence of
life imprisonment without the possibility of parole that the trial court imposed pursuant to ORS §
2 ORS § 137.719(1) provides for a presumptive life sentence for a felony sex crime if the
defendant “has been sentenced for sex crimes that are felonies at least two times prior to the
current sentence.”
3 Article I, section 16, of the Oregon Constitution provides that “all penalties shall be
proportioned to the offense.”
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137.719(1) is not disproportionate under Article I, section 16.” Sokell, 360 Or. at 399. The
Oregon Supreme Court declined to consider Petitioner’s Eighth Amendment claim, explaining:
[Petitioner] did not raise those arguments in the Court of Appeals; we therefore do
not consider them. See [Or. R. App. P.] 9.20(2) (questions before the Supreme
Court include all questions that were properly before the Court of Appeals that the
petition or response claim were incorrectly decided).
Id. at 393 n.l.
Petitioner next sought postconviction relief. (Resp’t Ex. 113.) Through counsel,
Petitioner asserted that his trial attorney was ineffective when he (1) failed to file a motion in
limine to prevent the introduction of Petitioner’s previous convictions at trial; (2) failed to
“attack the inclusion of purported statements made by Petitioner to a therapist assigned as part of
Petitioner’s post-prison supervision[;]” and (3) failed “to seek the unshackling of Petitioner
during all of his appearances before the trial judge.” (Resp’t Ex. 114 at 5-6.) The defendant
moved for summary judgment. (Resp’t Ex. 121.) After further briefing by both parties, the
postconviction court granted Defendant’s motion and dismissed the petition. (Resp’t Exs. 124,
125.) Petitioner did not appeal.
Petitioner then filed a pro se Petition for Writ of Habeas Corpus in this Court, raising two
grounds for relief:
Ground One: The sentence of life in prison without the possibility of parole
constitutes cruel and unusual punishment under the Eighth Amendment to the
United States Constitution.
Supporting Facts: The Court when it sentenced Petitioner to a life sentence
when the penalty’s severity was disproportionate to the particular conduct that
constituted the offense. The [Eighth] Amendment forbids extreme sentences that
are grossly disproportionate to the crime. The offense did not involve violent
conduct, yet Petitioner received the same sentence as a violent serial rapist. Given
Petitioner’s age of 71 at sentencing, the standard sentence of 75 months for this
crime would have been sufficient punishment. Petitioner’s sentence is essentially
a death sentence. Relief requested: Vacate life sentence.
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Ground Two: Denial of effective assistance of counsel at trial and appeal, under
the Fifth, Sixth, and Fourteenth Amendments to the United States Constitution.
Supporting Facts: Trial counsel failed to object to references made to
Petitioner’s prior convictions and to inclusion of statements Petitioner allegedly
made to a therapist but presented by a third party, as hearsay testimony. Declarant
did not testify because she had been terminated due to sexual misconduct. Thus,
these statements originated from an unreliable person. Petitioner was thereby
deprived of his constitutional rights to a jury trial, confrontation, effective
assistance of counsel, and right against self-incrimination. Failure to raise an issue
is a violation of due process.
(Pet. (ECF No. 1), at 5.) Respondent urges the Court to deny habeas relief, arguing that
Petitioner’s claims are procedurally defaulted; that Ground One otherwise fails on the merits;
and that Petitioner has failed to sustain his burden of proving that he is entitled to habeas relief as
to Ground Two. (Resp’t Resp. to Pet. (ECF No. 24), at 6-7; Resp’t Reply (ECF No. 76), at 2-12.)
DISCUSSION
I.
GROUND ONE
1.
Legal Standards
A habeas petitioner generally must exhaust all remedies available in state court, either on
direct appeal or through collateral proceedings, before a federal court may consider granting
habeas relief. See 28 U.S.C. § 2254(b)(1)(A) (instructing that a court may not issue a writ of
habeas corpus on an individual in state custody’s behalf unless “the applicant has exhausted the
remedies available in the courts of the State”); see also Smith v. Baldwin, 510 F.3d 1127, 1137
(9th Cir. 2007) (noting that an individual in custody must first exhaust available remedies before
a federal court may consider a habeas petition on the merits). Generally, a petitioner satisfies the
exhaustion requiremenU‘by fairly presenting the federal claim to the appropriate state courts ...
irrthemanner requiredjrythe state courts, thereby ‘afford(ingl the state courts a meaningful
opportunity to consider allegations of legal error.’” Casey v. Moore, 386 F.3d 896, 915-16 (9th
Cir. 2004) (quoting Vasquez v. Hillery, 474 U.S. 254, 257 (1986)) (alteration in original); see
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also O’Sullivan v. Boerekel, 526 U.S. 838, 845 (1999) (holding that “[b]ecause the exhaustion
doctrine is designed to give the state courts a full and fair opportunity to resolve federal
constitutional claims before those claims are presented to the federal courts.. . . state prisoners
must give the state courts one full opportunity to resolve any constitutional issues by invoking
one complete round of the state’s established appellate review process”).
A fair presentation requires that the petitioner made “reference to a specific federal
constitutional guarantee, [and included] a statement of the facts that entitle [him or her] to
relief.” Dickens v. Ryan, 740 F.3d 1302, 1317 (9th Cir. 2014) (quoting Gray v. Netherland, 518
U.S. 152, 162-63 (1996)). The presentation of a federal claim “for the first and only time in a
procedural context in which its merits will not be considered” does not satisfy the exhaustion
requirement. Castille v. Peoples, 489 U.S. 346, 351 (1989); see also Roettgen v. Copeland, 33
F.3d 36, 38 (9th Cir. 1994) (noting that the submission of “a new claim to the state’s highest
court in a procedural context in which its merits will not be considered absent special
circumstances does not constitute fair presentation”). Thus, if a petitioner failed to present his
claims to the state courts in a procedural context in which the merits of those claims were
considered, the claims have not fairly been presented to the state courts and are not eligible for
federal habeas corpus review. See Edwards v. Carpenter, 529 U.S. 446, 453 (2000) (explaining
that the reasons for the exhaustion requirement would be frustrated if a habeas court “allow[ed]
federal review to a[n] [individual in state custody] who had presented his claim to the state court,
but in such a manner that the state court could not, consistent with its own procedural rules, have
entertained it”).
A petitioner is considered to have “procedurally defaulted” his claim if he failed to meet
a state procedural rule or failed to raise the claim at the state level at all. See Carpenter, 529 U.S.
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at 451 (explaining that a “petitioner who has failed to meet the State’s procedural requirements
for presenting his federal claims has deprived the state courts of an opportunity to address those
.claims in the first instance[,]” and that the procedural default doctrine applies “whether the
default in question occurred at trial, on appeal, or on state collateral attack”) (simplified). If a
petitioner has procedurally defaulted a claim in state court, a federal court will not review it
unless the petitioner “can demonstrate cause for the default and actual prejudice as a result of the
\
alleged violation of federal law, or demonstrate that failure to consider the claims will result in a
fundamental miscarriage of justice.” Coleman v. Thompson, 501 U.S. 722, 750 (1991).,
2.
Analysis
Petitioner asserts in Ground One that his life sentence constitutes cruel and unusual
punishment under the Eighth Amendment. (Pet. at 5.) More specifically, Petitioner argues that
“[tjhis extreme sentence, with not even the possibility of release or parole, for a single, act of
improper sexual touching, based on recidivism, is so grossly disproportionate that it violates the
Eighth Amendment[.]” (Pet’r’s Corrected Br. at L):
As summarized above, Petitioner challenged in his direct appeal proceedings the trial
court’s imposition of a life sentence, arguing that because of the relatively minor nature of the
touching at issue, a life sentence without the possibility of parole violated the proportionality
principle articulated in Article I, section 16, of the Oregon Constitution. (Resp’t Ex. 103 at 9-10.)
The Oregon Court of Appeals rejected Petitioner’s arguments and affirmed his life sentence;
Sokell,:212> Or. App. at 658. Petitioner then sought review in the Oregon Supreme Court,
challenging his life sentence under both the Oregon Constitution and the Eighth Amendment.
' (Resp’t Ex. 108 at 12-14.) The Oregon Supreme Court rejected on the merits Petitioner’s claim
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under the state constitution, and expressly declined to consider Petitioner’s Eighth Amendment
claim because it was not appropriately before the court. Sokell, 360 Or. at 393 n.l, 399.
Although Petitioner properly exhausted a claim challenging the trial court’s imposition of
a life sentence during his direct appeal proceedings, he presented that claim to the Oregon Court
of Appeals as a matter of state rather than federal law. It is firmly established that a petitioner
must expressly identify the federal nature of his claim at every level of his state court
proceedings to fairly present the claim. See Baldwin v. Reese, 541 U.S. 27, 29 (2004) (explaining
that a petitioner “must ‘fairly present’ his claim in each appropriate state court (including a state
supreme court with powers of discretionary review), thereby alerting that court to the federal
nature of the claim”); see also Hiivala v. Wood, 195 F.3d 1098, 1106 (9th Cir. 1999) (explaining
that fair presentation requires a petitioner “to alert the state courts to the fact that he was
asserting a claim under the United States Constitution” (citing Duncan v. Henry, 513 U.S. 364,.
365-66 (1995)). Petitioner thus failed fairly to present Ground One, and because he may no
longer do so, Ground One is procedurally defaulted. See ORS § 19.255(1) (requiring that “a
notice of appeal must be served and filed within [thirty] days after the judgment appealed from is
entered in the register”).
Petitioner concedes that he failed fairly to present Ground One to the Oregon courts, but
argues that this Court should reach the merits of the claim because “significant and material
components of the exhaustion requirement were satisfied in this case[.]” (Pet’r’s Corrected Br.
(ECF No. 69), at 5-6.) Petitioner emphasizes that he challenged his sentence as disproportionate
under Article I, section 16 of the Oregon Constitution—“the state constitutional analogue to the
Eighth Amendment”—at every level of state-court review, and that the “profound similarity” of
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the proportionality analysis under the two standards “diminishes any comity interest and augurs
in favor of federal habeas review[.]” (Id. at 6-8.)
The Court disagrees. “The mere similarity between a claim of state and federal error is
insufficient to establish exhaustion.” Hiivala, 195 F.3d at 1106; see also Johnson v. Zenon, 88
F.3d 828, 830 (9th Cir. 1996) (explaining that “[i]f a petitioner fails to alert the state court to the
fact that he is raising a federal constitutional claim, his federal claim is unexhausted regardless of
its similarity to the issues raised in state court”). Even “general appeals to broad constitutional
principles, such as due process, equal protection,. .. the right to a fair trial” or, as in this case,
the right to be free of cruel and unusual punishment, cannot achieve fair presentation. Hiivala,
195 F.3d at 1106. Rather, as explained above, fair presentation required Petitioner to identify the
federal nature of his claim at every level of state-court review. See Lyons v. Crawford, 232 F.3d
666, 668 (9th'Cir. 2000), amended by 247 F.3d 904 (9th Cir. 2001) (explaining that an individual
in state custody “must make the federal basis of [his] claim explicit either by citing federal law
or the decisions of the federal courts, even if the federal basis is ‘self-evident’ or the underlying
claim would be decided under state law on the same considerations that would control resolution
of the claim on federal grounds”) (simplified). Although Petitioner raised his Eighth Amendment
claim to the Oregon Supreme Court, doing so did not cure the default. See Casey, 386 F.3d at
918 (holding that because the petitioner “raised his federal constitutional claims for the first and
only time to the state’s highest court on discretionary review, he did not fairly present them”).
Indeed, the Oregon Supreme Court explicitly declined review of the Eighth Amendment
claim because it was not properly before the court pursuant to Oregon Rule of Appellate
Procedure 9.20. See Coleman, 501 U.S. at 750 (noting that federal review is barred “[i]n all cases
in which a[n] [individual in state custody] has defaulted his federal claims in state court pursuant
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to an independent and adequate state procedural rule”); see also Ylst v. Nunnemaker, 501
U.S.797, 801 (1991) (explaining that “[w]hen a state-law default prevents the state court from
reaching the merits of a federal claim, that claim can ordinarily not be reviewed in federal
court”) (simplified).
For these reasons, Ground One is procedurally defaulted. Petitioner does not argue that
cause and prejudice or the miscarriage of justice exception apply to excuse the default, nor does
\ •.
he point to any authority that could persuade the Court to disregard well-established habeas
principles in favor of review. Accordingly, the district judge should deny habeas relief as to
Ground One.4
II.
GROUND TWO
Petitioner does not argue the merits of the claim alleged in Ground Two, nor does
Petitioner challenge Respondent’s argument that Ground Two is procedurally defaulted.
Accordingly, habeas relief is precluded as to Ground Two because it is procedurally defaulted,
and because Petitioner has failed to sustain his burden of demonstrating entitlement to habeas
relief on that claim. See 28 U.S.C. § 2248 (instructing that “[t]he allegations of a return to the
writ of habeas corpus or of an answer to an order to show cause in a habeas proceeding, if not
traversed, shall be accepted as true except to the extent that the judge finds from the evidence
that they are not true”); see also Silva v. Woodford, 279 F.3d 825, 835 (9th Cir. 2002)
(recognizing that a habeas petitioner carries the burden of proving his case).
///
///
4 Because Ground One is procedurally defaulted, the district judge need not consider
Respondent’s arguments on the merits.
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CONCLUSION
; For the reasons stated, the district judge should DISMISS the Petition for Writ of Habeas
Corpus (ECF No. .1), with prejudice, and decline to issue a Certificate of Appealability because
Petitioner has not made a substantial showing of the denial of a constitutional right. See 28
U.S.C. § 2253(c)(2).
SCHEDULING ORDER
i
The Court will refer its Findings and Recommendations to a district judge. Objections, if
)
any, are due within fourteen (14) days. If no objections are filed, the Findings and
Recommendation will go under advisement on that date. If objections are filed, a response is due
fourteen (14) days after being served with a copy of the objections. When the response is due or
filed, whichever date is earlier, the Findings and Recommendation will go under advisement.
IT IS SO ORDERED.
DATED this 30th day of August, 2022.
HON. STACIE F. BECKERMAN
United States Magistrate Judge
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IN THE UNITED STATES DISTRICT COURT
- FOR THE DISTRICT OF OREGON
.
PORTLAND DIVISION
DOUGLAS WAYNE SOKELL,
No. 2:18-cv-02118-SB
Petitioner,
V.
OPINION AND ORDER
BRIGITTE AMSBERRYi
Respondent.
i
MOSMAN, J.,
•'
On August 30, 2022, Magistrate Judge Stacie F. Beckerman issued her Findings and
Recommenda!ion (“F<^R”) (ECF#82J, recommending that Petitioner’s Petition for Writ of Habeas
Corpus OEcrfj^e' aisluishd tvlth prejudice.
Petitioner filed objections, and Respondent
•■V
responded. Pet’r’s Objs. to F&R [ECF 84]; Resp’t’s Resp. to Objs. to F&R [ECF 85].
DISCUSSION
The magistrate judge makes only recommendations to the court, to which any party may
file written objections. The court is not bound by the recommendations of the magistrate judge,
but retains responsibility for making the final determination. The court is generally required to
make a de novo determination regarding those portions of the report or specified findings or
recommendation as to which an objection is made. 28 U.S.C. § 636(b)(1)(C). However, the court
is not required to review, de novo or under any other standard, the factual or legal conclusions of
1 - OPINION AND ORDER
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IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF OREGON
PORTLAND DIVISION
DOUGLAS WAYNE SOKELL,
Petitioner,
No. 2:18-cv-02118-SB
v.
JUDGMENT
BRIGITTE AMSBERRY,
Respondent.
MOSMAN, J.,
Based on my Opinion and Order [ECF 86] adopting Magistrate Judge Beckerman’s
Findings and Recommendation [ECF 82], it is hereby ORDERED AND ADJUDGED that the
above captioned matter is DISMISSED WITH PREJUDICE. Pending motions, if any, are
DENIED AS MOOT.
^J^day of September, 2022.
DATED this
1b
------
MICHAEL WMOSMAN
Senior UnitecTSTates District Judge
/
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{
the magistrate judge as to those portions of the F&R to which no objections are addressed. See
Thomas v. Arn, 474 U.S. 140,149 (1985); United States v. Reyna-Tapia, 328 F.3d 1114,1121 (9th
Cir. 2003). While the level of scrutiny under which I am required to review the F&R depends on
whether or not objections have been filed, in either case, I am free to accept, reject, or modify any
part of the F&R. 28 U.S.C. § 636(b)(1)(C).
CONCLUSION
Upon review, I agree with Judge Beckerman’s recommendation, and I ADOPT the F&R
v
[ECF 82] as my own opinion. Petitioner’s Petition for Writ of Habeas Corpus [ECF 1], is
DISMISSED WITH PREJUDICE, and I DECLINE to issue a Certificate of Appealability because
Petitioner has not made a substantial showing of the denial of a constitutional right. See 28 U.S.C.
§ 2253(c)(2).
IT IS SO ORDERED.
DATED this
day of September, 2022.
/
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MICHAEL W. &J0SMAN
Senior United States District Judge
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