Amicus Curiae Brief — Gerald F. Lackey, in His Official Capacity as the Commissioner of the Virginia Department of Motor Vehicles, Petitioner v. Damian Stinnie, et al.
Supreme Court briefAug 12, 2024
Ask Donna
What actually matters in this document.
Text
No. 23-621
In the Supreme Court of the United States
GERALD F. LACKEY, IN HIS OFFICIAL CAPACITY AS THE
COMMISSIONER OF THE VIRGINIA DEPARTMENT OF MOTOR
VEHICLES,
Petitioner,
v.
DAMIAN STINNIE, ET AL.,
Respondents.
ON WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE FOURTH CIRCUIT
BRIEF OF AMICI CURIAE
FIRST LIBERTY INSTITUTE
IN SUPPORT OF RESPONDENTS IN NO. 23-621
Kelly J. Shackelford
Counsel of Record
Jeffrey C. Mateer
David J. Hacker
Jeremiah G. Dys
Camille P. Varone
FIRST LIBERTY INSTITUTE
2001 West Plano Parkway.
Suite 1600
Plano, TX 75075
(972) 941-4444
August 12, 2024
Counsel for Amicus Curiae
i
TABLE OF CONTENTS
TABLE OF CONTENTS .............................................. i
TABLE OF AUTHORITIES ........................................ii
INTEREST OF AMICUS CURIAE ............................. 1
INTRODUCTION AND SUMMARY OF THE
ARGUMENT ............................................................ 3
ARGUMENT ................................................................ 4
I.
As it is currently enforced, Section 1988 is
an important tool for obtaining civil rights
relief for aggrieved plaintiffs. ........................... 4
II. Under this Court’s precedent, where a
court orders all enduring relief requested
by a plaintiff, no later, out-of-court actions
by a defendant should negate plaintiff’s
prevailing-party status. .................................... 8
A. Buckhannon and Sole have already
provided sufficient guidance to
evaluate prevailing-party status. .............. 8
B. A plaintiff achieves prevailing-party
status when he obtains preliminary
injunctive relief that is not “reversed,
dissolved, or otherwise undone.” ............. 10
C. A plaintiff also achieves prevailingparty status when he wins preliminary
relief enjoining a statute or practice,
but such policy is abandoned or
repealed before final judgment. .............. 14
ii
III. Interpreting “prevailing party” to impose a
new, higher threshold than stated in
Buckhannon and Sole would harm
plaintiffs seeking to vindicate their
constitutional and statutory rights. ............... 18
CONCLUSION .......................................................... 21
iii
TABLE OF AUTHORITIES
Cases
Archdiocese of Wash. v.
Wash. Metro. Area Transit Auth.,
897 F.3d 314 (D.C. Cir. 2018) ............................... 11
Baker & Hostetler LLP v.
U.S. Dep’t of Commerce,
473 F.3d 312 (D.C. Cir. 2006) ........................... 5, 11
Bond v. Stanton,
630 F.2d 1231 (7th Cir. 1980) ................................. 6
Buckhannon Bd. & Care Home, Inc. v.
W. Va. Dep’t of Health & Human Res.,
532 U.S. 598 (2001) ........................ 3, 4, 8, 9, 11, 12,
....................................................... 13, 15, 16, 17, 18
Cacchillo v. Insmed, Inc.,
638 F.3d 401 (2d Cir. 2011) .................................. 11
City of Riverside v. Rivera,
477 U.S. 561 (1986) ................................................. 6
Common Cause/Georgia v. Billups,
554 F.3d 1340 (11th Cir. 2009) ............................. 15
Dearmore v. City of Garland,
519 F.3d 517 (5th Cir. 2008) ........................... 15, 16
Doe v. Snyder,
28 F.4th 103 (9th Cir. 2022) ................................. 12
Dominion Video Satellite, Inc. v. EchoStar
Satellite Corp.,
269 F.3d 1149 (10th Cir. 2001) ............................. 12
Dupuy v. Samuels,
423 F.3d 714 (7th Cir. 2005) ................................. 12
iv
Farrar v. Hobby,
506 U.S. 103 (1992) ................................... 3, 8, 9, 11
Hanrahan v. Hampton,
446 U.S. 754 (1980) ............................................... 10
Hensley v. Eckerhart,
461 U.S. 424 (1983) ..................................... 9, 21, 22
Hewitt v. Helms,
482 U.S. 755 (1987) ................................................. 9
Higher Taste, Inc. v. City of Tacoma,
717 F.3d 712 (9th Cir. 2013) ................................. 15
Kirtsaeng v. John Wiley & Sons, Inc.,
579 U.S. 197 (2016) ............................................... 19
Lefemine v. Wideman,
568 U.S. 1 (2012) ..................................................... 9
Maher v. Gagne,
448 U.S. 122 (1980) ................................................. 9
McQueary v. Conway,
614 F.3d 591 (6th Cir. 2010) ..................... 12, 14, 17
N. Cheyenne Tribe v. Jackson,
433 F.3d 1083 (8th Cir. 2006) ............................... 12
N.Y. State Rifle & Pistol Ass’n, Inc. v. City of
New York,
590 U.S. 336 (2020) ......................................... 16, 19
Ne. Women’s Ctr. v. McMonagle,
889 F.2d 466 (3d Cir. 1989) .................................... 6
Newman v. Piggie Park Enters., Inc.,
390 U.S. 400 (1968) ....................................... 5, 7, 17
v
Pennsylvania v.
Del. Valley Citizens’ Council for Clean Air,
478 U.S. 546 (1986) ............................................. 5, 6
People Against Police Violence v.
City of Pittsburgh,
520 F.3d 226 (3d Cir. 2008) ............................ 12, 19
Perdue v. Kenny A.,
559 U.S. 542 (2010) ............................................. 6, 7
Pierce v. N.C. St. Bd. of Elections,
97 F.4th 194 (4th Cir. 2024) ................................. 11
Rhodes v. Stewart,
488 U.S. 1 (1988) ..................................................... 9
Roberts v. Neace,
65 F.4th 280 (6th Cir. 2023) ........................... 15, 17
Select Milk Producers, Inc. v. Johanns,
400 F.3d 939 (D.C. Cir. 2005) ............................... 12
Sole v. Wyner,
551 U.S. 74 (2007) ........... 3, 8, 10, 12, 13, 14, 15, 18
Tex. State Tchrs. Ass’n v.
Garland Indep. Sch. Dist.,
489 U.S. 782 (1989) ........................................... 8, 21
Watson v. County of Riverside,
300 F.3d 1092 (9th Cir. 2002),
cert. denied, 538 U.S. 923 (2003) .......................... 12
Winter v. Nat. Res. Def. Council, Inc.,
555 U.S. 7 (2008) ................................................... 11
Statutes, Rules and Regulations
28 U.S.C. § 1291(a)(1) ............................................... 13
42 U.S.C. § 1983 ........................................... 1, 6, 8, 16
vi
42 U.S.C. § 1988 ...................... 2, 3, 4, 5, 6, 7, 8, 9, 10,
................................................. 13, 14, 15, 17, 18, 20
42 U.S.C. § 1988(b) ............................................... 6, 20
42 U.S.C. §§ 2000bb et seq. ..................................... 1, 6
42 U.S.C. §§ 2000cc et seq. ..................................... 1, 6
Fed. R. Civ. P. 65(a)(2) ............................................. 14
S. Ct. Rule 37.6 ........................................................... 1
Other Authorities
H.R. Rep. No. 94-1558 (1976) ................................. 5, 7
S. Rep. No. 94-1011 (1976) ..................................... 7, 9
1
INTEREST OF AMICUS CURIAE1
As a nonprofit, public interest law firm dedicated
to defending religious liberty for all Americans, First
Liberty Institute maintains a strong interest in the
outcome of this case. First Liberty provides pro bono
legal representation to individuals and institutions of
all faiths—Catholic, Jewish, Muslim, Native
American, Protestant, the Falun Gong, and others.
In the regular course of its practice, First Liberty
frequently litigates and settles civil rights cases
involving the fee provisions at issue in this matter,
including actions under 42 U.S.C. § 1983 and
statutory challenges under the Religious Freedom
Restoration Act, 42 U.S.C. §§ 2000bb et seq. (“RFRA”),
and the Religious Land Use and Institutionalized
Persons Act, 42 U.S.C. §§ 2000cc et seq. (“RLUIPA”).
First Liberty regularly partners with outside
counsel from private law firms who provide an
excellent quality of legal services on a pro bono basis
to represent religious liberty plaintiffs who could
never afford to defend their First Amendment rights
without such help. The fee provisions at issue in this
matter have played an important role in helping offset
sometimes significant hours expended by both First
Liberty and co-counsel. While First Liberty and many
Pursuant to this Court’s Rule 37.6, counsel for amicus
curiae certify that this brief was not authored in whole or in part
by counsel for any party and that no person or entity other than
amicus curiae or its counsel has made a monetary contribution to
the preparation or submission of this brief.
1
2
public interest firms like it rely on the gracious
donations of supporters, awards of attorney’s fees in
meritorious cases can provide seed money to help the
firm represent the next plaintiffs who need legal
assistance and access to the courts. As an amicus,
First Liberty maintains an interest both in seeking
clarification in the law related to attorneys’ fees under
42 U.S.C. § 1988 and in ensuring that people of all
faith traditions continue to receive meaningful access
to federal courts in civil rights litigation.
3
INTRODUCTION AND SUMMARY
OF THE ARGUMENT
Section 1988 ensures that private citizens have a
meaningful opportunity to vindicate their civil rights
by providing prevailing parties an award of attorney’s
fees. This law is a vital tool for providing private
citizens effective access to the judicial process with
quality legal representation by allowing them to
recover what it costs to vindicate their rights at court.
Unfortunately, the instant petition invites this
Court to restrict that access, narrowing Section 1988’s
scope by adopting new per se rules limiting what
procedural victories may confer prevailing-party
status. These new proposed rules are at odds with this
Court’s precedent, the purpose of Section 1988, and
the statutory text.
Whether a party has prevailed under Section 1988
should remain a case-specific question. Under some
circumstances, relief in the form of a preliminary
injunction materially alters the legal relationship of
the parties to the benefit of the prevailing party in an
enduring way that is not later undone by judicial
order. See Buckhannon Bd. & Care Home, Inc. v. W.
Va. Dep’t of Health & Human Res., 532 U.S. 598, 603–
04 (2001); Farrar v. Hobby, 506 U.S. 103, 111–12
(1992); Sole v. Wyner, 551 U.S. 74, 86 (2007). While
not an exhaustive list, this can be the case with
mandatory preliminary injunctions or injunctions that
provide the exact relief requested in such a way that
renders the lawsuit moot. Such plaintiffs have
received enduring judicial relief to be a prevailing
party. This Court should reject any per se rule that a
4
preliminary injunction can never confer prevailingparty status.
Likewise, a non-prevailing defendant should not
be allowed to engage in gamesmanship to avoid paying
a Section 1988 fee award. Once a plaintiff achieves
the requisite, enduring court-awarded relief to satisfy
Buckhannon, he should be considered the prevailing
party, regardless of the defendant’s efforts out of court
to moot his claims. That is, a defendant should not be
able to fairly claim that he voluntarily amended his
behavior, but only at a strategically advantageous
time: after being subjected to an adverse court
injunction. Enduring relief is rendered effectively
meaningless if a defendant might simply sidestep its
statutory obligations.
ARGUMENT
I.
As it is currently enforced, Section 1988 is
an important tool for obtaining civil rights
relief for aggrieved plaintiffs.
For many victims of constitutional grievances,
meaningful access to court is illusory without counsel
who are willing to represent their cause pro bono.
Some may brave the legal system pro se without the
information, advice, and representation needed to
enforce their rights. Some may pour their life savings
into costly billing rates to access the courts. Others
may simply forego taking any legal action because
they find the system too daunting or expensive. While
public interest firms like First Liberty offer pro bono
legal services to enable such plaintiffs an avenue to
vindicate their religious liberty rights, such firms
5
cannot begin to handle the number of meritorious
legal requests that they receive each year.
After passing historic civil rights legislation in the
1960s, Congress realized it must craft incentives to
encourage the bar to represent civil rights plaintiffs,
as the “effective enforcement of Federal civil rights
statutes depends largely on the efforts of private
citizens,’ and unless reasonable attorney’s fees could
be awarded for bringing these actions, Congress found
that many legitimate claims would not be redressed.”
Pennsylvania v. Del. Valley Citizens’ Council for Clean
Air, 478 U.S. 546, 560 (1986) (quoting H.R. Rep. No.
94-1558, at 1 (1976)). Because the public benefits
when private plaintiffs are empowered to enforce civil
rights laws, Section 1988’s attorney’s fee provision
serves a vital function in incentivizing both paid
counsel and pro bono counsel to represent aggrieved
civil rights plaintiffs. See Baker & Hostetler LLP v.
U.S. Dep’t of Commerce, 473 F.3d 312, 325 (D.C. Cir.
2006) (Kavanaugh, J.) (“The attorney’s fees provision
was designed … to enable potential plaintiffs to obtain
the assistance of competent counsel in vindicating
their rights.” (quotation omitted)). As this Court
explained it, “[i]f successful plaintiffs were routinely
forced to bear their own attorneys’ fees, few aggrieved
parties would be in a position to advance the public
interest by invoking the injunctive powers of the
federal courts.” Newman v. Piggie Park Enters., Inc.,
390 U.S. 400, 402 (1968) (per curiam).
In recognition that victims of civil rights violations
could not access the legal system effectively using the
private market, Congress enacted Section 1988, which
provides that, in federal civil rights litigation—for
6
example, in cases under 42 U.S.C. § 1983, RFRA, and
RLUIPA—the court of jurisdiction, “in its discretion,
may allow the prevailing party, other than the United
States, a reasonable attorney’s fee as part of the costs.”
42 U.S.C. § 1988(b). Congress “considered that the
potential recovery of attorneys’ fee in civil rights cases
would encourage litigants to act as private attorneys
general, vindicating the important policies behind our
civil rights laws.” Ne. Women’s Ctr. v. McMonagle, 889
F.2d 466, 474 (3d Cir. 1989) (citing City of Riverside v.
Rivera, 477 U.S. 561, 575–76 (1986)); see also Perdue
v. Kenny A., 559 U.S. 542, 559 (2010) (“Section 1988
serves an important public purpose by making it
possible for persons without means to bring suit to
vindicate their rights.”); Del. Valley Citizens’ Council,
478 U.S. at 559 (“Section 1988 was enacted to insure
that private citizens have a meaningful opportunity to
vindicate their rights protected by the Civil Rights
Acts.”).
Whether or not Congress intended Section 1988
to serve as a deterrent against civil rights violations,
the practical impact is at least a reverse incentive to
government entities to steer clear of violating the civil
rights of its citizens. When government entities are
found to have violated the civil rights of an American,
requiring them to fund the fees of that citizen’s
attorney provides “the consequent deterrence of civil
rights violations presumably fostered by these actions
[which] are of greater weight than the hypothetical
reluctance of defendants to pursue potentially
meritorious objections (to fee awards) for fear of
having to pay additional attorney's fees in the event
their arguments prove unsuccessful.”
Bond v.
Stanton, 630 F.2d 1231, 1236 (7th Cir. 1980).
7
Congress anticipated that Section 1988 would
facilitate
the
vindication
of
these
critical
constitutional and civil rights by incentivizing
attorneys to take cases for clients who would
otherwise be unable to afford legal representation.
See Kenny A., 559 U.S. at 550 (“Congress enacted 42
U.S.C. § 1988 in order to ensure that federal rights are
adequately enforced.”); Piggie Park, 390 U.S. at 402
(Congress “enacted the provision for counsel fees … to
encourage individuals injured by [] discrimination to
seek judicial relief”); H.R. Rep. No. 94-1558, at 1
(1976) (“Because a vast majority of the victims of civil
rights violations cannot afford legal counsel, they are
unable to present their cases to courts. … [Section
1988] is designed to give such persons effective access
to the judicial process.”); S. Rep. No. 94-1011, at 2
(1976) (“If private citizens are to be able to assert their
civil rights, and if those who violate the Nation’s laws
are not to proceed with impunity, then citizens must
have the opportunity to recover what it costs them to
vindicate these rights in court.”). That such paid-inpublic attorney’s fees cannot be shielded from the
citizenry—and are often the subject of media intrigue,
retained as public records, the subject of intense public
debate, and even the political motivation for electoral
change—serves to warn future public servants of their
duty to carefully steward the limited power vested in
their governance. Any restriction to such practical
accountability would lessen the impact of Section
1988—which remains as important a tool today as it
was at its earlier inception.
8
II. Under this Court’s precedent, where a
court orders all enduring relief requested
by a plaintiff, no later, out-of-court actions
by a defendant should negate plaintiff’s
prevailing-party status.
A.
Buckhannon and Sole have already
provided
sufficient
guidance
to
evaluate prevailing-party status.
This Court has already provided sufficient
guidance interpreting Section 1988 to answer the
questions presented in this case. As a legal term of
art, “prevailing party” maintains readily discernible
characteristics: (1) the prevailing party “has been
awarded some relief by the court” that creates a
“material alteration of the legal relationship of the
parties,” Buckhannon, 532 U.S. at 603–04; (2) the
relief “modif[ied] the defendant’s behavior in a way
that directly benefits the plaintiff,” Farrar, 506 U.S.
at 111–12; and (3) the relief is “enduring” in nature,
and is not “reversed, dissolved, or otherwise undone”
by later judicial acts, Sole, 551 U.S. at 86.
For a plaintiff to “prevail,” he need not achieve his
“central goal”; rather, if “the plaintiff has succeeded on
any significant issue in litigation which achieved some
of the benefit the parties sought in bringing suit, the
plaintiff has crossed the threshold to a fee award of
some kind.” Tex. State Tchrs. Ass’n v. Garland Indep.
Sch. Dist., 489 U.S. 782, 791–92 (1989) (cleaned up).
Because “[t]his is a generous formulation” that only
brings a plaintiff “across the statutory threshold” to
eligibility for a fee award, Hensley v. Eckerhart, 461
U.S. 424, 433 (1983), this Court has found various
forms of partial relief to be sufficient to establish
9
prevailing-party status under Section 1988. See, e.g.,
Lefemine v. Wideman, 568 U.S. 1, 4 (2012) (permanent
injunction); Farrar, 506 U.S. at 112 (nominal
damages); Rhodes v. Stewart, 488 U.S. 1, 4 (1988)
(declaratory judgment); Maher v. Gagne, 448 U.S. 122,
130 (1980) (settlement enforced via consent decree).
On the other end of the spectrum, this Court has
made clear that where a plaintiff “obtained no relief”
on the merits of his claim, he cannot be a “prevailing
party” under Section 1988. Hewitt v. Helms, 482 U.S.
755, 760 (1987). As Justice Scalia reasoned in Hewitt,
where no damages were awarded, “no injunction or
declaratory judgment” entered in his favor, and no
“relief without the benefit of a formal judgment—for
example, through a consent decree or settlement,”
“respect for ordinary language requires” finding that
the plaintiff had not prevailed. Id.
Allowing for attorney’s fees upon a sufficient
degree of success but before final judgment or a
damages award is consistent with Congressional
intent. “In appropriate circumstances, counsel fees
under [Section 1988] may be awarded pendente lite,”
that is, during the pendency of the litigation. S. Rep.
No. 94-1011, at 5 (1976). “Such awards are especially
appropriate where a party has prevailed on an
important matter in the course of litigation, even
when he ultimately does not prevail on all issues,” and
importantly, “for purposes of the award of counsel
fees, parties may be considered to have prevailed
when they vindicate rights through a consent
judgment or without formally obtaining relief.” Id.; see
also Buckhannon, 532 U.S. at 603 (explaining that “we
reviewed the legislative history of § 1988 and found
10
that ‘Congress intended to permit the interim award
of counsel fees only when a party has prevailed on the
merits of at least some of his claims”) (quoting
Hanrahan v. Hampton, 446 U.S. 754, 758 (1980) (per
curiam)).
Notwithstanding Section 1988’s purpose and clear
outer limits for the prevailing party test, Petitioner
now seeks to limit Section 1988’s reach to prevent
otherwise availing civil rights plaintiffs from the
legislation’s benefits.
B.
A plaintiff achieves prevailing-party
status when he obtains preliminary
injunctive relief that is not “reversed,
dissolved, or otherwise undone.”
Petitioner first asks this Court to categorically bar
civil rights plaintiffs who win preliminary injunctive
relief but do not secure a final judgment from
recovering fees. He argues for a hardline rule that a
preliminary injunction cannot provide a conclusive
ruling on the merits or final judgment to confer
prevailing-party status. Pet. Br. 23. For several
reasons, the Court should reject this interpretation of
Section 1988 and clarify that winning a preliminary
injunction can confer prevailing-party status when the
order provides sufficiently concrete change in the legal
relationship of the parties and is not “reversed,
dissolved, or otherwise undone.” See Sole, 551 U.S. at
86. While not every preliminary injunction will satisfy
this standard, some such orders will. In some
circumstances, preliminary injunctive relief suffices to
provide “actual relief” “by modifying the defendant’s
behavior in a way that directly benefits the plaintiff,”
Farrar, 506 U.S. at 111–12, in a manner that
11
“material[ly] alter[s] the legal relationship of the
parties.” Buckhannon, 532 U.S. at 603–04 (2001).
Upon an award of some preliminary injunctions
(albeit not all of them), the plaintiff irreversibly gains
the benefit of the relief sought, and later judgment
would not change that the plaintiff substantially
prevailed on a central issue.
As an initial matter, it bears reminding that
plaintiffs face a significant uphill climb to obtain
preliminary injunctive relief at all.
It is “an
extraordinary remedy that may only be awarded upon
a clear showing that the plaintiff is entitled to such
relief” and one not easily given. Winter v. Nat. Res.
Def. Council, Inc., 555 U.S. 7, 22 (2008).
This is particularly true in civil rights litigation
where issuing a preliminary injunction would alter,
rather than preserve, the status quo ante. For
instance, when a plaintiff seeks a mandatory
preliminary injunction, especially against a
governmental body, federal courts across the country
often apply an additional hurdle or heightened
scrutiny before applying this disfavored remedy. See,
e.g., Archdiocese of Wash. v. Wash. Metro. Area Transit
Auth., 897 F.3d 314, 319 (D.C. Cir. 2018); Cacchillo v.
Insmed, Inc., 638 F.3d 401, 406 (2d Cir. 2011); Pierce
v. N.C. St. Bd. of Elections, 97 F.4th 194, 209 (4th Cir.
2024); Doe v. Snyder, 28 F.4th 103, 111–12 (9th Cir.
2022); Dominion Video Satellite, Inc. v. EchoStar
Satellite Corp., 269 F.3d 1149, 1154–55 (10th Cir.
2001). A mandatory preliminary injunction can
render concrete, irreversible, judicially sanctioned
relief on the merits. Under such circumstances, the
“court-ordered change in the legal relationship”
12
between the parties is “enduring” rather than
“ephemeral.” Sole, 551 U.S. at 86. This type of courtordered relief should easily satisfy Buckhannon’s test,
but Petitioners would exclude such relief from serving
as the foundation for attorney’s fees.
Likewise, a plaintiff should be able to establish
prevailing-party status where a preliminary
injunction provides him with exactly the merits-based
relief he needed at the time he needed it, and as a
result, the “court-ordered success and the passage of
time” moot the case. McQueary v. Conway, 614 F.3d
591, 599 (6th Cir. 2010); see also People Against Police
Violence v. City of Pittsburgh, 520 F.3d 226, 233–34
(3d Cir. 2008) (awarding attorney’s fees to prevailing
party where the “ultimate mooting” resulted “from the
results of the legal process”); Select Milk Producers,
Inc. v. Johanns, 400 F.3d 939, 945–50 (D.C. Cir. 2005)
(same); Watson v. County of Riverside, 300 F.3d 1092,
1095–96 (9th Cir. 2002), cert. denied, 538 U.S. 923
(2003) (same); Dupuy v. Samuels, 423 F.3d 714, 718–
25 (7th Cir. 2005). Where the “party’s claim for a
permanent injunction is rendered moot by the impact
of the preliminary injunction,” the “preliminary
injunction functions much like the grant of an
irreversible partial summary judgment on the merits,”
and should suffice to establish prevailing-party status.
See N. Cheyenne Tribe v. Jackson, 433 F.3d 1083, 1086
(8th Cir. 2006).
As these examples show, preliminary injunctions
of various forms can, and should, satisfy Buckhannon.
Prevailing-party status may be appropriate in civil
rights cases that successfully obtain injunctive relief,
pausing a newly enacted statute from going into effect.
13
To take a hypothetical, assume the status quo in a
municipal jurisdiction has been to allow a certain type
of free speech, but the municipality enacts a new
policy facially restricting that civil right. A private
plaintiff sues and obtains a preliminary injunction to
maintain the status quo and exercises his free speech
rights. Under this scenario, the plaintiff obtained the
relief sought, the legal relationship between the
parties changed by disallowing the government to
enact its policy, and no later ruling would undo the
plaintiff’s speech made in reliance on the preliminary
injunction. No meaningful distinction justifies why
this plaintiff would not be a prevailing party simply
because he challenged a new policy as it went into
effect, rather than wait for it to become established,
allow the law to violate his civil rights for a time, and
then file the same challenge.
In these circumstances, the preliminary injunctive
relief did far more than give an initial prediction of the
merits, but rather, rendered concrete, judicially
sanctioned relief.
The award of a preliminary
injunction is, of course, immediately appealable and
subject to judicial enforcement. 28 U.S.C. § 1291(a)(1).
Under such circumstances, there is no risk that the
preliminary relief would be later reversed or dissolved
by a superseding judicial decision, and thus, no
likelihood that the plaintiff would lose its prevailingparty status under Section 1988. This should carry all
of the “judicial imprimatur” necessary to satisfy
Buckhannon and be the type of enduring nature
required under Sole. After obtaining such concrete
relief from a court, surely a plaintiff has already
prevailed for purposes of Section 1988.
14
In such cases, a “preliminary” injunction provides
ultimate relief, regardless of nomenclature or label.
While plaintiffs may ask a court to convert his motion
for preliminary injunction to a motion for final
judgment, see Fed. R. Civ. P. 65(a)(2), this step has
never been mandatory, nor do courts have to grant
Rule 65 requests. See McQueary, 614 F.3d at 599–600.
“[N]othing about the nature of the prevailing-party
inquiry suggests that it should turn on whether a
district court happens to embrace this administrative
streamlining device.” Id. at 600. Nothing in the text
of Section 1988 suggests that adding perfunctory
administrative or procedural hurdles is required, nor
would adding such new requirements serve the law’s
purpose.
C.
A plaintiff also achieves prevailingparty status when he wins preliminary
relief enjoining a statute or practice,
but such policy is abandoned or
repealed before final judgment.
Under Sole, this Court has made clear that
“[p]revailing party status … does not attend
achievement of a preliminary injunction that is
reversed, dissolved, or otherwise undone by the final
decision in the same case.” 551 U.S. at 83 (emphasis
added). Petitioner now seeks to extend that holding to
block attorney’s fees if the governmental defendant
moots the plaintiff’s victory through actions outside
court. Governmental defendants should not be able to
violate a civil right and then deprive civil rights
plaintiffs of the benefit of federal law or their
prevailing-party
status
through
extrajudicial
conduct—conduct typically motivated by looming civil
15
rights litigation. They cannot fairly claim to have
voluntarily amended their behavior after a court
enjoined their offending policies or practices. Rather,
this Court should clarify that a party’s efforts to game
the system out of court cannot allow them to skirt
obligations to pay fees otherwise awardable under
Section 1988. Once a plaintiff earns “some [enduring]
relief” by court order, he steps outside Buckhannon’s
domain, and later actions outside of court should not
change the calculus. See Roberts v. Neace, 65 F.4th
280, 285 (6th Cir. 2023) (citing Buckhannon, 532 U.S.
at 605); see also Sole, 551 U.S. at 86.
Strategically timed mooting is an unfortunate but
common call from the government defendant
playbook. Indeed, in courts across the country, state,
local, and municipal governments have regularly
repealed or abandoned unconstitutional or illegal
statutes and practices in the face of an unfavorable
preliminary injunction.
See, e.g., Common
Cause/Georgia v. Billups, 554 F.3d 1340, 1356 (11th
Cir. 2009) (the state repealed the enjoined statute and
then opposed counsel fees on that basis); Roberts, 65
F.4th at 283, 285; Dearmore v. City of Garland, 519
F.3d 517, 523 (5th Cir. 2008) (same); Higher Taste, Inc.
v. City of Tacoma, 717 F.3d 712, 717–18 (9th Cir. 2013)
(similar).
For example, during the COVID-19 pandemic,
some Christians celebrated Easter at Maryville
Baptist Church in Kentucky. But that placed them at
odds with orders issued by the state governor to
curtail the spread of COVID-19. Roberts, 65 F.4th at
283. The plaintiffs won preliminary injunctions,
enjoining any prosecutions stemming from attending
16
that Easter service. While the preliminary injunction
was still in place, the governor issued new orders
allowing faith-based gatherings and shortly after, the
State legislature curtailed his authority to issue
future COVID-19 orders. Although the plaintiffs had
received all the requested benefit of the lawsuit
through the injunction, the defendants claimed the
suit was now moot by virtual of their own conduct
outside of court, and thus the plaintiffs could not be
prevailing parties for purposes of fees. Id.
Consider a similar situation in New York State
Rifle & Pistol Association, Inc. v. City of New York, 590
U.S. 336, 360–61 (2020) (Alito, J., dissenting, joined by
Gorsuch, J. and Thomas, J.). The plaintiffs there
brought a 1983 constitutional challenge against a city
ordinance that the City of New York “went to great
lengths to defend” through five years of litigation. Id.
Late in the litigation, after a petition for certiorari was
granted but before this Court could make a decision,
the City “ultimately abandoned” its challenged
ordinance in an effort to moot the case, “now
admit[ting the ordinance] was not needed for public
safety.” Id. This effort “to impose a unilateral
settlement” would have “deprived petitioners of
attorney’s fees.” Id. at 361.
“Buckhannon does not stand for the proposition
that a defendant should be allowed to moot an action
to avoid the payment of the plaintiff’s attorney’s fees
when a district court grants a preliminary injunction
based upon an unambiguous indication of probable
success on the merits.” Dearmore, 519 F.3d at 523. To
adopt Petitioner’s proposed rules would incentivize
gamesmanship to the disadvantage of civil rights
17
plaintiffs. A government defendant could fight tooth
and nail for its doomed policy, only to change course at
the last minute to moot the challenge. Even if—
technically—the plaintiffs in such situations gain the
benefit of the government’s new law change, such
artful dodging to avoid paying the fees that would
otherwise be due undermines the purpose of Section
1988: to “enable potential plaintiffs to obtain the
assistance of competent counsel in vindicating their
rights,” see Baker & Hostetler LLP, 473 F.3d at 325
(Kavanaugh, J.), and to put “aggrieved parties … in a
position to advance the public interest by invoking the
injunctive powers of the federal courts.” Piggie Park,
390 U.S. at 402.
Petitioner argues that finding prevailing-party
status in such a circumstance simply smuggles in a
catalyst theory. Not so. In these cases, none of the
inquiry has been about whether the plaintiff’s lawsuit
was a primary reason or otherwise contributing factor
to the government changing its conduct. These cases
have not asked the courts to determine to what degree
a plaintiff helped create a change in law or policy.
Rather, these cases stand for a different principle
entirely: “Once a plaintiff earns ‘some relief’ … he
steps outside Buckhannon’s domain,” Roberts, 65
F.4th at 285, and thus, the only question is whether
“[a]n immediately enforceable preliminary injunction
compelled [the government] to” amend its behavior,”
McQueary, 614 F.3d at 599. The question is not about
whether a plaintiff’s action in bringing the lawsuit
was an impetus in changing course, but rather,
whether the nature of the underlying preliminary
injunction materially altered the legal relationship of
the parties in an enduring way. What the non-
18
prevailing party does in response outside or on top of
the scope of the injunction—such as taking additional
steps to rescind or abandon the statute or policy at
issue—does not erase the preliminary injunction from
the books. Nor should it mean that relief granted
through the injunction itself could bar prevailingparty status. Instead, in these cases, the plaintiffs did
not “leave[] the courthouse emptyhanded,” Sole, 551
U.S. at 78, but rather enjoyed enduring relief from a
merits-based preliminary injunction that remained in
effect, unaltered.
III. Interpreting “prevailing party” to impose a
new, higher threshold than stated in
Buckhannon and Sole would harm
plaintiffs seeking to vindicate their
constitutional and statutory rights.
Although Buckhannon and Sole adequately lay
out the contours of what concrete measures of success
are necessary to become a prevailing party, Petitioner
now seeks to have this court impose a new, higher
threshold. In his view, no plaintiff who has otherwise
satisfied Buckhannon and Sole but fails to check the
right procedural boxes should receive the counsel fees
anticipated in Section 1988. His proposed rule would
make civil rights plaintiffs go through rigidly
prescribed procedural steps in every litigation, and if
those checkboxes are procedurally unavailable
because of the plaintiff’s own earlier success in the
litigation, then the plaintiff is out of luck for fees.
Petitioners’ preferred rule would thus dramatically
narrow the scope of Section 1988, limit the number of
meritorious civil rights plaintiffs who could receive
attorney’s fees, and ultimately undermine the quick
19
resolution of such cases. Petitioner’s proposed rule
would undercut the availability of attorney’s fees,
which could significantly impair the ability of
individuals whose constitutional rights have been
harmed to vindicate those fundamental rights.
Petitioner argues that imposing a heightened
standard for a plaintiff to become a “prevailing party”
is necessary to protect the “public fisc,” prevent
taxpayer waste, and encourage quicker resolution of
civil rights litigation. Pet. Br. 49; Pet. Cert. Br. 24.
But experience does not bear this out. Rather,
allowing for fees at a preliminary injunction stage
(when appropriate, as laid out earlier) may stop an
otherwise intransigent defendant from further
entrenchment. See, e.g., N.Y. State Rifle & Pistol
Ass’n, Inc., 590 U.S. at 360–61 (Alito, J. dissenting,
joined by Gorsuch, J. and Thomas, J.) (“Relief would
be particularly appropriate here because the City’s
litigation strategy caused petitioners to incur what are
surely very substantial attorney’s fees in challenging
the constitutionality of a City ordinance that the City
went to great lengths to defend.”); Kirtsaeng v. John
Wiley & Sons, Inc., 579 U.S. 197, 205 (2016) (Kagan,
J.) (unanimous opinion of the Court) (explaining
reasonableness test for fee awards “encourages parties
with strong legal positions to stand on their rights and
deters those with weak ones from proceeding with
litigation.”); People Against Police Violence, 520 F.3d
at 236 (“We see no reason why plaintiffs should be
denied fees merely because they participated in a more
efficient, cooperative process; a contrary result would
force future litigants in plaintiffs’ position to prolong
litigation unnecessarily to assure entitlement to
fees.”).
20
Indeed, the earlier in litigation that a party
prevails for purposes of Section 1988 fees, the lower
those fees will necessarily be, because fewer attorney
hours will have been exerted. Conversely, prolonged,
scorched-earth litigation will almost certainly result
in many more hours worked and higher demanded
fees. So, it stands to reason, fees awarded upon relief
through a qualifying preliminary injunction will likely
be less—and thus less costly to the taxpayer—
compared to fees awarded upon the entry of final
judgment after discovery, motions practice, and a
possible trial. In either circumstance, a governmental
defendant is only on the hook if it loses on the merits.
But a rule that incentivizes earlier resolution would
ultimately benefit both the prevailing plaintiff, the
losing governmental entity, and its taxpayer base.
The Petitioner’s proposed rule would have the opposite
effect by requiring civil rights plaintiffs to push
litigation longer to final judgment, unnecessarily
adding attorney hours, and inevitably precluding
some plaintiffs from fee awards whose cases are
mooted only by virtue of their early success.
Petitioner worries that without a per se rule
against awarding fees in circumstances like those
presented here, governmental defendants will face
exorbitant fee awards. But the statutory text and this
Court’s precedent make clear that adequate restraints
prevent windfall awards or unjust counsel fees.
Section 1988 allows only “reasonable fees,” 42
U.S.C. § 1988(b), to be awarded at the court’s
discretion. Once a civil rights plaintiff crosses the
statutory threshold to establish prevailing-party
status, he must still demonstrate that his fees are
21
“reasonable.” Hensley, 461 U.S. at 433. Courts may
choose not to award all fees expended, particularly in
circumstances where a plaintiff “achieved only partial
or limited success.” Id. at 436. When a prevailing
party only achieves partial success, courts “should
exercise their equitable discretion” to adjust the fee
award “to account for the limited success of the
plaintiff,” rather than denying a fee award altogether.
Tex. State Tchrs. Ass’n, 489 U.S. at 789–90.
Nothing at issue in this matter would upend the
guidance that protects governmental defendants in
civil rights litigation from excessive fee awards.
CONCLUSION
For these reasons, the Court should affirm the
Fourth Circuit’s decision.
Respectfully submitted,
Kelly Shackelford
Counsel of Record
Jeffrey C. Mateer
David J. Hacker
Jeremiah G. Dys
Camille P. Varone
FIRST LIBERTY INSTITUTE
2001 West Plano Parkway,
Suite 1600
Plano, TX 75075
(972) 941-4444
kelly.shackelford@firstliberty.org
Counsel for Amicus Curiae
August 12, 2024
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.