Respondents Brief — Otis Crandel, as Dependent Administrator of and on Behalf of Billy Wayne Worl, Jr., et al., Petitioners v. Dalena Hall, et al.
Supreme Court briefJan 11, 2024
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No. 23-317
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In The
Supreme Court of the United States
---------------------------------♦--------------------------------OTIS CRANDEL, as Dependent Administrator of and on
Behalf of Billy Wayne Worl, Jr., et al.,
Petitioners,
v.
DALENA HALL, et al.,
Respondents.
---------------------------------♦--------------------------------On Petition For A Writ Of Certiorari
To The United States Court Of Appeals
For The Fifth Circuit
---------------------------------♦--------------------------------RESPONSE OF DALENA HALL AND
CARI RENEA MCGOWEN IN OPPOSITION TO
PETITION FOR WRIT OF CERTIORARI
---------------------------------♦--------------------------------GRANT D. BLAIES
Counsel of Record
State Bar No. 00783669
Email: grantblaies@bhilaw.com
JENNIFER HOLLAND LITKE
State Bar No. 24002481
Email: jlitke@bhilaw.com
BLAIES & HIGHTOWER, L.L.P.
420 Throckmorton St., Suite 1200
Fort Worth, Texas 76102
817.334.0800 – T / 817.334.0574 – F
Attorneys for Respondents Dalena Hall
and Cari Renea McGowen
================================================================================================================
COCKLE LEGAL BRIEFS (800) 225-6964
WWW.COCKLELEGALBRIEFS.COM
i
QUESTION PRESENTED
The Petition presents the single question of
whether an objective reasonableness test applied to
pretrial detainees in excessive force cases in Kingsley
v. Hendrickson, 576 U.S. 389 (2015), should be expanded to a pretrial detainee’s claim for failure to protect from a substantial risk of suicide.
ii
TABLE OF CONTENTS
Page
Question Presented .............................................
i
Table of Contents .................................................
ii
Table of Authorities .............................................
iii
Introduction .........................................................
1
Statement of the Case .........................................
2
I.
Factual Background ..................................
2
II.
Procedural History ....................................
7
Reasons for Denying the Petition ........................
8
I.
The Court of Appeals Applied the Proper
Standard ....................................................
8
II.
This is Not the Proper Case to Address
Any Circuit Split Over the Application of
Kingsley to Claims for Deliberate Indifference ............................................................ 15
III.
The Court of Appeals’ Decision was Correct Under Either Standard ...................... 20
IV.
This Court has Continually Denied Review of This Issue and Should Again ........ 24
Conclusion............................................................ 26
iii
TABLE OF AUTHORITIES
Page
CASES
Alderson v. Concordia Par. Corr. Facility, 848
F.3d 415 (5th Cir. 2017) ...........................................15
Anderson v. Creighton, 483 U.S. 635 (1987) ...............25
Ashwander v. TVA, 297 U.S. 288 (1936) .....................25
Branton v. City of Moss Point, 261 Fed. App’x 659
(5th Cir. 2008)............................................................3
Brawner v. Scott County, 14 F.4th 585 (6th Cir.
2021) ............................................................ 15, 21, 22
Burton v. United States, 196 U.S. 283 (1905) .............25
Callwood v. Meyer, Nos. 20-2091-cv(L), 20-2096cv (CON), 2022 U.S. App. LEXIS 13933 (2d Cir.
May 24, 2022) ..........................................................22
Castro v. County of Los Angeles, 833 F.3d 1060
(9th Cir. 2016).................................. 12, 15, 16, 21, 22
Charles v. Orange Cty., 925 F.3d 73 (2d Cir. 2019) .......20
Chilcutt v. Santiago, No. 22-2916, 2023 U.S. App.
LEXIS 18615 (7th Cir. July 21, 2023).....................22
Cope v. Cogdill, 142 S. Ct. 2573 (2022) ......................24
Crandel v. Hall, 75 F.4th 537 (5th Cir. 2023) ...............8
Dang ex rel. Dang v. Sheriff, Seminole Cnty., 871
F.3d 1272 (11th Cir. 2017) ................................. 16, 22
Darnell v. Pineiro, 849 F.3d 17 (2d Cir. 2017) ............15
De Jesus Benavides v. Santos, 883 F.2d 385 (5th
Cir. 1989) .................................................................12
iv
TABLE OF AUTHORITIES—Continued
Page
DeShaney v. Winnebago Cty. Dep’t of Soc. Servs.,
489 U.S. 189 (1989) .................................................13
Domino v. Tex. Dep’t of Criminal Justice, 239
F.3d 752 (5th Cir. 2001) ...........................................19
Estate of Bonilla v. Orange County, 982 F.3d 298
(5th Cir. 2020)................................................ 3, 14, 18
Estelle v. Gamble, 429 U.S. 97 (1976) ....................... 8-9
Farmer v. Brennan, 511 U.S. 825 (1994)... 1, 9, 14, 18, 20
Gordon v. Cty. of Orange, 888 F.3d 1118 (9th Cir.
2018) ........................................................................22
Graham v. Connor, 490 U.S. 386 (1989) .....................11
Hare v. City of Corinth, 74 F.3d 633 (5th Cir.
1996) .................................................................... 9, 10
Helphenstine v. Lewis Cty., 60 F.4th 305 (6th Cir.
2023) ........................................................................21
Horton v. City of Santa Maria, 915 F.3d 592 (9th
Cir. 2019) .................................................................16
Jump v. Village of Shorewood, 42 F.4th 782 (7th
Cir. 2022) .................................................................22
Keller v. Fleming, 952 F.3d 216 (5th Cir. 2020)..........25
Kingsley v. Hendrickson, 576 U.S. 389 (2015) ..... 1, 2, 7,
.......................................... 10-12, 15-18, 20, 22, 24-26
Miranda v. County of Lake, 900 F.3d 335 (7th
Cir. 2018) ........................................................... 15, 21
Pittman v. County of Madison, 970 F.3d 823 (7th
Cir. 2020) .................................................................16
v
TABLE OF AUTHORITIES—Continued
Page
Short v. Hartman, No. 21-1396, 2023 U.S. App.
LEXIS 32521 (4th Cir. Dec. 8, 2023) ........... 16, 17, 18
Strain v. Regalado, 977 F.3d 984 (10th Cir.
2020) .............................................................. 12, 13, 15
Taylor v. Barkes, 575 U.S. 822 (2015) ................... 14, 18
Trozzi v. Lake County, 29 F.4th 745 (6th Cir.
2022) ........................................................................21
Whitney v. City of St. Louis, 887 F.3d 857 (8th
Cir. 2018) .................................................................15
CONSTITUTIONAL PROVISIONS
U.S. Const. amend. IV ............................................. 1, 11
U.S. Const. amend. VIII ............................................ 8, 9
U.S. Const. amend. XIV .............................. 1, 10, 17, 20
STATUTES
42 U.S.C. § 1983 ................................................ 7, 12, 19
RULES
S. Ct. R. 15.2 ..................................................................5
OTHER AUTHORITIES
Black’s Law Dictionary (11th ed. 2019) .....................12
1
INTRODUCTION
Brenda Worl was arrested and transported to the
Callahan County Jail. Less than forty minutes after
she arrived, she committed suicide. While tragic, this
happened very quickly and with no apparent warning.
Worl did not have a history of mental illness or prior
suicide attempts, and during the brief time she was
there she did not engage in conduct that would indicate to the jailers that she was a suicide risk. The
district court and the court of appeals reviewed the
summary judgment evidence and properly found no
genuine issue of material fact that the jailers perceived
Worl to be a suicide risk.
Petitioners ask this Court to disregard the deliberate indifference standard articulated by this Court
decades ago in Farmer v. Brennan for an “objective
reasonableness” standard adopted in Kingsley for excessive forces cases. Kingsley, however, is of limited
application and should not extend to deliberate indifference claims involving jail suicide. Kingsley drew from
Fourth Amendment excessive force claims to fashion
what is essentially a mirror-image standard for analyzing excessive force claims brought by pretrial detainees under the Fourteenth Amendment. Deliberate
indifference claims on the other hand are based on
wholly distinct governmental functions and corresponding rights of citizens that cannot be pigeonholed
into a single standard that fails to account for these
differences.
2
Nor is review warranted in this case because the
decision below would not change regardless of which
standard applies. Petitioners frame this case as one
where Worl’s “precarious mental health” was “apparent to the jailers” and “no objectively reasonable steps
[were] taken to avert the risk of suicide.” Pet. at 18. The
record, however, tells a different story. There was no
evidence Brenda Worl had mental health issues or a
history of suicide attempts, and she did not objectively
manifest any suicidal thoughts or actions that any reasonable officer would have, or should have, perceived
to suggest Worl would attempt to take her life that
evening. Therefore, applying Kingsley to the jailers’
conduct would not yield a different result. Under a subjective or objective standard of deliberate indifference,
the jailers were not deliberately indifferent to a substantial risk Brenda Worl would commit suicide that
evening. There is no reason for the Court to modify the
standard applied by the Fifth Circuit to this case, or a
reason to revisit its holding. Both were correct.
---------------------------------♦---------------------------------
STATEMENT OF THE CASE
I.
Factual Background
On April 2, 2019, Brenda Worl was arrested by officers with the City of Clyde Police Department on
misdemeanor assault charges and transported to the
Callahan County Jail. ROA. 399. She arrived at 11:09
p.m. ROA. 399, 403, 418. Callahan County is a rural
Texas county with a population of approximately
3
13,000 people. Built in 1887, it is one of the oldest operating jails in Texas. It contains four rooms for housing inmates and detainees and can hold a maximum of
ten people. ROA. 427. The jailers on duty that night,
Respondents Delana Hall and Renea McGowen, initiated the book-in process that included conducting a
check through the Texas Health and Human Services
Commission CCQ system to determine if Worl had previously received state mental healthcare or had a
known intellectual or developmental disability. ROA.
399. The CCQ information came back negative for any
prior mental health issues. ROA. 399, 406. Respondents attempted to ask her questions to complete the
book-in process, but Worl was belligerent, drunk, uncooperative and refused to answer any questions.1 ROA.
399, 412, 413, 418. The jail was full that night. There
was no holding cell or open cell available, so McGowen
placed Worl in a visitation room—the only room available—to calm her down so the jailers could complete
the book-in process and to allow the jailers to clear a
cell for her to be placed in after booking was complete.
1
Petitioners relied heavily on Worl’s intoxication and behavior as alleged evidence she was a suicide risk. The Fifth Circuit
rightly rejected that argument. Pet. App. 13a-14a. A detainee’s
intoxication does not indicate to an official that the detainee is a
suicide risk. See Estate of Bonilla v. Orange County, 982 F.3d 298,
304-05 (5th Cir. 2020). Nor does aggressive or combative behavior. See Branton v. City of Moss Point, 261 Fed. App’x 659 (5th
Cir. 2008) (holding “neither potential drug use nor aggressive behavior, either alone or in combination, places an officer on notice
of a substantial risk of suicide”). People who are arrested are often
intoxicated and uncooperative. Neither condition inherently suggests they are a suicide risk.
4
ROA. 399-400, 418-419. McGowen performed a pat
search before placing her in the room and took her
shoes, coat, and a loose eye glass lens that she had on
her person so Worl could not use those items as devices
to hurt herself or others. ROA. 418.
Worl was placed in the visitation room at 11:33
p.m., just twenty-four minutes after she arrived at the
jail.2 ROA. 399-400, 419, 439. Just twelve minutes
later, at approximately 11:45 p.m., Hall checked on
Worl and observed her sitting on the stool with no
apparent issues. ROA. 400, 439.3 Two minutes later,
McGowen checked on Worl.4 She appeared to be sitting
on the floor and McGowen could only observe the top
of her head, so McGowen retrieved the visitation room
key from the dispatch office, entered the room, and discovered Worl had attempted suicide by using a telephone cord from one of the two telephones in that
room.5 ROA. 419. Worl had been at the jail only 38
minutes, had been in the visitation room only 14
minutes, and had been checked on only a few minutes
2
McGowen can be seen on the jail video at timestamp
14:58:21 when she was on her way back to the dispatch office after
placing Worl in the visitation room. ROA. 419, 435.
3
Jail video corroborates this as it recorded Hall walking to
and from the visitation room area at that time. ROA. 400, 435.
4
These checks were made in far less time than the 30-minute checks the County jailers would have been required to perform had they known she was a suicide risk. ROA. 432.
5
The officers immediately initiate CPR and dispatched EMS
to the scene. EMS was able to obtain a pulse and transported Worl
to the nearest medical center where she was pronounced dead the
following day. ROA. 400, 419.
5
before they discovered she had attempted suicide.
ROA. 399-400, 418-419. During her brief time in custody, Worl did not appear to be suicidal or manifest any
intent to commit suicide. ROA. 400, 419.
Petitioners make several factual assertions not
supported by the record and ask this Court to draw inferences from the record that are not there.6 Petitioners begin their account by reciting the circumstances
of the initial domestic disturbance call Worl made to
the Callahan County Sheriff ’s Office and subsequent
events that occurred when officers arrived at her home.
They state Worl’s husband, Billy Worl, told the officers
she had a history of mental health issues. Pet. at 9.
This mischaracterizes the record. As reflected in the
body camera footage from that night, Clyde Police
Department Officer Daniel Piper asked Billy Worl if
Brenda had a mental disability, “like bi-polar” to which
Billy responded, “in the past,” but when asked if she
suffered from any mental illness during the four years
they had been together he answered, “no.” ROA. 445.
Billy did not explain what, if any, past disability Worl
may have had, nor was there any indication it involved
suicidal ideations. Importantly, Billy denied Worl was
presently suffering from any disability or mental
health issues. This exchange also occurred at the scene
of the arrest. The jailers were not present and had no
6
Respondents are compelled to address these assertions to
“address . . . misstatement[s] of fact . . . in the petition that bear[ ]
on what issues properly would be before the Court if certiorari
were granted.” S. Ct. R. 15.2.
6
knowledge of any statements made by Billy Worl to the
officers.7 ROA. 399, 400, 418, 419.
Petitioners primarily rely on the fact that, when
asked by McGowen whether she had ever attempted
suicide, Worl presented her arms to McGowen and
stated, “I don’t know, have I?” Pet. at 2; ROA. 418-419,
449-450. Petitioners seek to turn that inference on its
head—as some indication Worl had previously attempted suicide. But Worl did not have any injuries,
scars or markings on her wrists or arms that would indicate a prior suicide attempt, a fact that was corroborated by one of the Clyde Police Officers. ROA. 419,
449-450, 1289. Extending and revealing a wrist lacking
in visible scars, markings, or other signs of suicide attempts would lead a reasonable officer to conclude that
Worl had not attempted suicide in the past, which is
the inference that McGowen reasonably drew. ROA.
418-419. In fact, the record is devoid of any evidence
that Worl had previously attempted suicide—a fact
that Petitioners certainly could have introduced into
evidence had that occurred. It did not.
By asking Worl about past suicide attempts,
McGowen was trying to determine if Worl was a suicide risk so she would be able to protect Worl if she did
7
While not related to Petitioners’ claims against these Respondents, they also criticize the Clyde Police Department Officers for arresting Worl after she had been the one to make the 911
call for help. It is undisputed she had been in a physical altercation with her husband prior to her arrest and she admitted to
hitting him. ROA. 445; see also ROA. 449, 453. As a result, the
officers arrested her for Class C misdemeanor assault. ROA. 399.
7
have a history of self-harm. Worl’s response did not
give her any reason to believe Worl had attempted suicide in the past or was a present suicide risk. In fact,
Worl did not make any statements to indicate she intended to harm herself. ROA. 400, 419. Worl did not
exhibit suicidal behavior or otherwise display any sign
she had mental health issues, nor did Respondents believe she was suicidal or had mental health issues
based on their observations, and Worl did not have any
outward signs of injury or illness that would suggest
she was a suicide risk. ROA. 400, 419.
II.
Procedural History
Petitioners filed their Complaint against Respondents in the United States District Court for the
Northern District of Texas, Abilene Division, asserting
claims under 42 U.S.C. § 1983, for allegedly failing to
protect Brenda Worl from committing suicide that
evening. The trial court granted Respondents’ Motion
for Summary Judgment based on qualified immunity,
holding “there [was] no evidence before the Court, beyond speculative evidence, to raise a genuine issue of
material fact as to whether [defendants] appreciated
that Worl was a suicide risk or that the phone cord
would likely be an instrument of suicide.” Pet. App. 7a.
The Fifth Circuit declined to extend the objective-unreasonableness standard in Kingsley v. Hendrickson,
citing the court’s “rule of orderliness.” Pet. App. 11a.
8
In a published opinion,8 the Fifth Circuit affirmed.
Pet. App. 3a. As to Respondent Hall, the Fifth Circuit
held, “Plaintiffs fail to establish a genuine dispute of
material fact that Worl did or said anything to show
Hall that she was suicidal or intended to harm herself
or that Hall otherwise drew that inference.” Pet. App.
16a. As to McGowen, the Fifth Circuit held, [b]ecause
plaintiffs failed to establish a genuine dispute of material fact regarding McGowen’s subject knowledge of a
substantial risk of suicide they fail to show a violation of Worl’s statuary or constitutional right.” Pet.
App. 18a.
Because the Fifth Circuit found no genuine issue
of material fact regarding Respondents’ subjective
knowledge, Worl was a substantial suicide risk, it did
not reach the question of whether Respondents acted
with deliberate indifference. Pet. App. 13a. It also did
not reach the second prong of the qualified immunity
analysis, whether the right at issue was clearly established. Pet. App. 12a.
---------------------------------♦---------------------------------
REASONS FOR DENYING THE PETITION
I.
The Court of Appeals Applied the Proper
Standard
This Court recognized a claim for deliberate indifference to the serious medical needs of convicted
prisoners under the Eighth Amendment in Estelle v.
8
Crandel v. Hall, 75 F.4th 537 (5th Cir. 2023).
9
Gamble, 429 U.S. 97, 104 (1976). In Farmer v. Brennan,
511 U.S. 825, 836-37 (1994), the Court adopted a criminal recklessness standard for deliberate indifference,
which requires as part of the analysis, “disregard[ing]
a risk of harm of which [the officer] is aware.” The
Court reasoned that “punishment” under the Eighth
Amendment required a culpable state of mind and that
the subjective understanding and intent of the officer
was critical in analyzing whether their actions would
rise to the level of constitutionally prohibited punishment. The Court considered, but rejected, the civil
definition of recklessness that applied an objective
standard for evaluating the officer’s conduct, reasoning
that it was akin to imposing tort liability and not appropriate for constitutional consideration:
An act or omission unaccompanied by knowledge of a significant risk of harm might well
be something society wishes to discourage,
and if harm does result society might well
wish to assure compensation. The common
law reflects such concerns when it imposes
tort liability on a purely objective basis. But
an official’s failure to alleviate a significant
risk that he should have perceived but did not,
while no cause for commendation, cannot under our cases be condemned as the infliction
of punishment.
Id. at 837-38 (citation omitted).
The Fifth Circuit in Hare v. City of Corinth applied the subjective deliberate indifference standard
announced in Farmer to claims brought by pretrial
10
detainees. 74 F.3d 633, 647-48 (5th Cir. 1996) (“[N]o
constitutionally relevant difference exists between the
rights of pretrial detainees and convicted prisoners to
be secure in their basic human needs.”) For almost
thirty years, the Fifth Circuit and the other circuits
have consistently used this standard to evaluate
claims brought by pretrial detainees alleging claims
for inadequate medical care and specifically failure to
protect from suicide.
Petitioners nevertheless urge the Court to discard
this well-developed area of the law in favor of the
standard announced in Kingsley. They reason that a
singular standard should apply to all claims under
the Fourteenth Amendment, that the “status of the
person in custody” should control, not the “nature of
the claim.” Pet. at 5. To the contrary, Fourteenth
Amendment due process cannot be examined through
the lens of a single standard. Due process encompasses varying government responsibilities and citizen rights that require different criteria for examining
these corresponding rights and obligations based on
the claim asserted. There is no justification for disregarding established precedent for a standard uniquely
suited for excessive force claims and that would be unsuitable for analyzing claims for deliberate indifference in the jail suicide context.
Kingsley addressed the limited question of the
standard to be applied to an excessive force claim
brought by a pretrial detainee under the Fourteenth
Amendment. 576 U.S. at 391. In fact, the Court took
care to limit its opinion to excessive force claims only.
11
576 U.S at 395-96. Kingsley specifically addressed how
to evaluate objectively the actual force applied, i.e., the
offending conduct, not the officer’s underlying motive
or intent for the use of force in the first place. 576
U.S. at 395-96.9 In answering this question the Court
looked to excessive force cases involving arrests, investigatory stops, and seizures under the Fourth Amendment for guidance. 576 U.S. at 397-98 (citing Graham
v. Connor, 490 U.S. 386 (1989)).
Excessive force claims involve different governmental action, interests, and corresponding rights of
the detainee than that of deliberate indifference claims
arising from the state’s provision of medical care. Excessive force claims “protect[ ] a pretrial detainee from
the use of excess of force that amounts to punishment,”
576 U.S. at 397. That force is the product of deliberate,
affirmative acts committed by officers while in the
exercise of quintessential police functions, including
maintaining order and institutional security. Id. at
399-400. Whether the force applied is considered excessive can be judged by the observable acts of the officer
and whether that force is objectively reasonable for the
circumstances necessitating its use.
9
The Court did not address the motive or intent of the officers, which would implicate inquiry into their state of mind, because it was undisputed the officers intended to use force against
the detainee. Id. at 396. Kingsley nevertheless confirmed there is
a state of mind requirement for the question of the officer’s intent
on the use of force in the first place. It is that intent that still must
be discerned, which necessarily requires inquiry into the officer’s
state of mind at the time he or she acted or failed to act.
12
Deliberate indifference claims on the other hand
are based on an alleged failure to act, which cannot be
objectively evaluated without inquiring into the state
of mind of the officer whose alleged failure to act is being challenged. “While punitive intent may be inferred
from affirmative acts that are excessive in relationship
to a legitimate government objective, the mere failure
to act does not raise the same inference. Rather, a person who unknowingly fails to act—even when such a
failure is objectively unreasonable—is negligent at
most.” Castro v. County of Los Angeles, 833 F.3d 1060,
1086 (9th Cir. 2016) (en banc) (Ikuta, J., dissenting); see
also Strain v. Regalado, 977 F.3d 984, 991 (10th Cir.
2020). Petitioners acknowledge and Kingsley confirms,
negligence does not equate to deliberate indifference
and is not subject to constitutional protection. “[T]he
defendant must possess a purposeful, a knowing, or
possibly a reckless state of mind. 576 U.S. at 396; De
Jesus Benavides v. Santos, 883 F.2d 385, 388 (5th Cir.
1989) (“Section 1983 does not federalize tort law. . . .
[T]here is a significant distinction between tort and a
constitutional wrong.”) (emphasis in original). Deliberate indifference by definition “presupposes a subjective
component.” Strain, 977 F.3d at 992 (“After all, deliberate means ‘intentional,’ ‘premeditated,’ or ‘fully considered.’ ”) (quoting Black’s Law Dictionary 539 (11th
ed. 2019)).
Deliberate indifference claims also derive from,
and protect, different rights than excessive force
claims. “The deliberate indifference cause of action
does not relate to punishment, but rather safeguards
13
a pretrial detainee’s access to adequate medical care.”
Strain, 977 F.3d at 991. Thus, the deliberate indifference standard was developed to evaluate claims arising from the government’s role in providing access to
the provision of services, i.e., medical care, that is not
otherwise constitutionally guaranteed but for the government’s exercise of custody over the detainee.
There is a critical distinction between analyzing
the constitutionality of the state affirmatively causing
injury through its exercise of authority versus the constitutionality of the state’s provision of medical care.
There is generally no affirmative constitutional right
to medical care. See DeShaney v. Winnebago Cty. Dep’t
of Soc. Servs., 489 U.S. 189, 196 (1989) (“The Due Process Clauses generally confer no affirmative right to
governmental aid, even where such aid may be necessary to secure life, liberty, or property interests of
which the government itself may not deprive the individual.”). The exception to that general proposition, implicated here, is “[w]hen the State takes a person into
its custody and holds him there against his will, the
Constitution imposes upon it a corresponding duty to
assume some responsibility for his safety.” Id. at 199200. This “custody exception” triggers a constitutional
duty to provide adequate medical care to incarcerated
prisoners, pretrial detainees, and those under “other
similar restraint of personal liberty.” Id. at 200. And
while the state may have an obligation to provide some
level of medical care, this Court has never recognized
a constitutional right to “the proper implementation of
adequate suicide prevention [or screening] protocols.”
14
Taylor v. Barkes, 575 U.S. 822, 826 (2015); see also Estate of Bonilla v. Orange County, 982 F.3d 298, 307 (5th
Cir. 2020) (holding no Fifth Circuit decision establishes
the right to adequate suicide screening or suicide prevention protocols).
“The affirmative duty to protect arises not from
the State’s knowledge of the individual’s predicament
or from its expressions of intent to help him, but from
the limitation which it has imposed on his freedom to
act on his own behalf. In the substantive due process
analysis, it is the State’s affirmative act of restraining
the individual’s freedom to act on his own behalf—
through incarceration, institutionalization, or other
similar restraint of personal liberty—which is the
‘deprivation of liberty’ triggering the protections of the
Due Process Clause, not its failure to act to protect
his liberty interests against harms inflicted by other
means.” Id. at 200 (citation omitted).
In other words, the obligation to provide care derives from the incarceration itself and not the arbitrary distinction between whether the incarcerated
individual has been convicted or not. There is therefore
no substantive difference between the standard to be
applied when analyzing the constitutional threshold
of liability for the failure to provide such care and,
therefore, no reason to depart from the deliberate indifference standard articulated in Farmer for claims
brought by pretrial detainees.
15
II.
This is not the Proper Case to Address any
Circuit Split Over the Application of Kingsley to Claims for Deliberate Indifference
Petitioners cite opinions from the Second, Sixth,
Seventh and Ninth Circuits adopting Kingsley’s objective standard to deliberate indifference primarily in
claims for failure to protect the detainee from violence,
conditions of confinement, and denial of medical care,
not to the specific issue here—deliberate indifference
to the substantial risk of suicide. See Darnell v. Pineiro,
849 F.3d 17, 34-35 (2d Cir. 2017) (adopting an objective standard in a conditions of confinement case);
Brawner v. Scott County, 14 F.4th 585, 596 (6th Cir.
2021) (adopting an objective standard in a denial of
medical care case); Miranda v. County of Lake, 900 F.3d
335, 352 (7th Cir. 2018) (adopting an objective standard in a denial of medical care case); Castro v. County
of Los Angeles, 833 F.3d 1060, 1070 (9th Cir. 2016) (en
banc) (adopting an objective standard in a case alleging the failure to protect an inmate from harm by another inmate).
Conversely, the Fifth, Eighth, Tenth and Eleventh
Circuits have limited Kingsley to excessive force claims
and continue to apply a subjective deliberate indifference standard. See Alderson v. Concordia Par.
Corr. Facility, 848 F.3d 415, 419 & n.4 (5th Cir. 2017)
(continuing to require a subjective element in a failureto-protect case); Whitney v. City of St. Louis, 887 F.3d
857, 860 n.4 (8th Cir. 2018) (continuing to require a
subjective element in a jail suicide case); Strain v. Regalado, 977 F.3d 984, 993 (10th Cir. 2020) (continuing
16
to require a subjective element in an inadequate medical care case); Dang ex rel. Dang v. Sheriff, Seminole
Cnty., 871 F.3d 1272, 1279 n.2 (11th Cir. 2017) (continuing to require a subjective element in an inadequate
medical care case).
There is a lack of developed authority on the specific issue of whether Kingsley extends to jail suicide
cases and, if so, how it would be applied in evaluating
the actions of the officers or, more precisely, the failure
of the officers to respond to a substantial suicide risk.
As conceded by Petitioners, this question should not be
taken up by this Court if it has not “adequately percolated” through the courts for there to be a “fully crystalized” circuit split. Pet. at 20. On that, there can be
no doubt this issue has not been fully considered.
There is a dearth of cases that have applied Kingsley
specifically to jail suicides. See Pittman v. County of
Madison, 970 F.3d 823 (7th Cir. 2020) (attempted suicide after detainee who had previously been on suicide
watch had made repeated request for crisis counseling
that went ignored); Horton v. City of Santa Maria, 915
F.3d 592 (9th Cir. 2019) (Pre-Castro attempted suicide
acknowledging change in the deliberate indifference
standard in light of Kingsley but holding officer entitled to qualified immunity under the law existing at
the time).
The Fourth Circuit in Short v. Hartman, No. 211396, 2023 U.S. App. LEXIS 32521, *15-16 (4th Cir.
Dec. 8, 2023), recently applied Kingsley in a suicide
context. However, Short bears no factual similarity to
this case. In Short, the detainee had a prior suicide
17
attempt for which the Sheriff ’s department had been
dispatched to her home, and they were again notified
she was suicidal when they responded to a domestic
disturbance call at her home on the evening that resulted in her arrest. Id. at *2-3. Following her arrest,
and despite the fact the detainee was a known suicide
risk, deputies placed her in an isolation cell with a
sheet and did not observe her as often as jail policy required. Id. at *3-6. Forty minutes elapsed between one
check and the next check when an officer discovered
she had hung herself with the sheet. Id. at *6.
The district court granted the defendants’ motion
for judgment on the pleadings, ruling in part that the
plaintiff had failed to allege the defendants deprived
the detainee of her constitutional rights. Id. at *9-10.
On appeal, the Fourth Circuit requested that the parties brief whether the Fourteenth Amendment claims
should be evaluated under the Kingsley standard. Id.
at *10-11. In reaching its decision, the court of appeals
acknowledged the question it raised about application
of Kingsley was “antecedent to our consideration of the
district court’s disposition of [the plaintiff ’s] claims.”
Id. at *14. The Court framed the issue for consideration generally as whether it should apply an objective
standard for “claims for deliberate indifference to a
serious risk of harm,” (id. at *27), and specifically to
deliberate indifference to a “medical need.” Id. at *28.
The court held Kingsley required it to adopt an objective test for Fourteenth Amendment claims for deliberate indifference to medical care. It reversed on the
basis that the district court had improperly applied a
18
subjective standard, while at the same time concluding
the plaintiff ’s allegations were sufficient to state a
claim under either an objective or subjective test.10 Id.
at *29.
Importantly, Short applied Kingsley to deliberate
indifference claims generally, and specifically in the
medical care context, but it did not fully examine how
or why it should be incorporated to the specific circumstances of suicide. That distinction matters. As previously addressed, this Court has never recognized that
the obligation to provide some level of medical care
extends to a constitutional right to “the proper implementation of adequate suicide prevention [or screening] protocols.” Taylor v. Barkes, 575 U.S. 822, 826
(2015); Estate of Bonilla v. Orange County, 982 F.3d
298, 307 (5th Cir. 2020) (holding no Fifth Circuit decision establishes the right to adequate suicide screening or suicide prevention protocols). This raises the
threshold question of the constitutional protection that
extends to these claims and whether a departure from
Farmer is warranted.
Deliberate indifference in the context of failure to
protect, conditions of confinement, and inadequate medical care claims do not necessarily involve the same
considerations present in jail suicide cases, namely
their inherent unpredictability and the difficulty in
10
The court held the plaintiff ’s complaint was sufficient to
state a claim that the defendant jail sergeant was deliberately indifferent to the detainee’s serious medical needs because she
failed to follow jail policy to mitigate the detainee’s suicide risk.
Id. at *38.
19
recognizing and responding to a detainee’s risk or potential for committing suicide. Domino v. Tex. Dep’t of
Criminal Justice, 239 F.3d 752, 756 (5th Cir. 2001).
When a detainee resolves in his or her mind to commit
suicide, they carry it out through their own action. The
officer’s “conduct” being scrutinized centers on understanding, observing, and reacting to the subjective psyche of the detainee that is only revealed, if at all, from
some outward expression of intent to commit the act,
and the proper precautions to be taken for considering
the circumstances known by the officer at the time
based on those expressions of intent. Thus, what a defendant officer subjectively knows matters when dealing with an inmate’s state of mind and then deciding
what, if any, precautions may be taken to prevent the
detainee from engaging in that course of action.
Subjective appreciation by the officer of the danger
is important when analyzing the reasonableness of
their conduct, as there must be an appreciation of the
risk to mitigate against it. In making that determination, you cannot separate the consciousness from the
conduct—the officer’s knowledge from scrutiny of their
alleged failure to act. Absent inquiry into the subjective perception of the officers, there is no way to evaluate whether their failure to act was intended as
punishment and thus prohibited under the Constitution, or merely negligent or grossly negligent, which
does not give rise to a constitutional deprivation. Eliminating the subjective component of the inquiry “constitutionalizes” tort law though Section 1983. This
same consideration is not present in an excessive force
20
case and further illustrates why Kingsley should not
be applied to this case.
III. The Court of Appeals’ Decision was Correct Under Either Standard
The circuits applying Kingsley to failure to protect,
conditions of confinement, and medical care claims
have essentially adopted an “objective” deliberate indifference standard based on the definition of civil
recklessness articulated in Farmer. Although the specific elements adopted by the circuits differ in some
respects, they essentially incorporate a “should have
known” element to the officer’s perception of “an unjustifiably high risk of harm.” 511 U.S. at 836.
Under the standard adopted by the Second Circuit, “[A] detainee asserting a Fourteenth Amendment
claim for deliberate indifference to his medical needs
can allege either that the defendants knew that failing
to provide the complained of medical treatment would
pose a substantial risk to his health or that the defendants should have known that failing to provide the
omitted medical treatment would pose a substantial
risk to the detainee’s health.” Charles v. Orange Cty.,
925 F.3d 73, 87 (2d Cir. 2019) (emphasis in original).
Despite adopting objective deliberate indifference as
the standard, however, the court did not explain how
to distinguish between “negligence” and “conscious disregard” absent inquiry into the subjective state of mind
of the officer—an inquiry that takes on a greater importance when the challenged conduct in one of a
21
“failure to act” where no affirmative conduct is or can
be evaluated.
The Sixth Circuit requires a plaintiff show: “(1)
that [he or she] had a sufficiently serious medical need
and (2) that each defendant acted deliberately (not accidentally), but also recklessly in the face of an unjustifiably high risk of harm that is either known or so
obvious that it should be known.” Helphenstine v. Lewis
Cty., 60 F.4th 305, 317 (6th Cir. 2023) (cleaned up) (emphasis added). However, Helphenstine acknowledged
the inconsistency with which the courts have applied
this standard. Id. at 316-17 (citing Trozzi v. Lake
County, 29 F.4th 745 (6th Cir. 2022) and Brawner v.
Scott County, 14 F.4th 585 (6th Cir. 2021)).
The Seventh Circuit extended Kingsley to deliberate indifference claims but did not articulate a specific
standard for analyzing “objective reasonableness,” recognizing only that negligence or gross negligence is not
sufficient, but that “something akin to reckless disregard” would suffice. Miranda v. County of Lake, 900
F.3d 335, 353 (7th Cir. 2018) (quoting Castro, 833 F.3d
at 1071).
Lastly, the Ninth Circuit requires the following:
“(i) the defendant made an intentional decision with
respect to the conditions under which the plaintiff was
confined; (ii) those conditions put the plaintiff at substantial risk of suffering serious harm; (iii) the defendant did not take reasonable available measures to
abate that risk, even though a reasonable official in the
circumstances would have appreciated the high degree
22
of risk involved—making the consequences of the defendant’s conduct obvious; and (iv) by not taking such
measures, the defendant caused the plaintiff ’s injuries.” Gordon v. Cty. of Orange, 888 F.3d 1118, 1124-25
(9th Cir. 2018) (citing Castro v. County of Los Angeles,
833 F.3d 1060, 1071 (9th Cir. 2016)). The third element
again requires “more than negligence but less than
subjective intent—something akin to reckless disregard.” Id. (quoting Castro, 833 F.3d at 1071).
The courts that have adopted or considered Kingsley nevertheless recognize that “objective unreasonableness” is not met if the detainee does not provide
information or engage in conduct that would support a
finding the officer “should have known [the detainee’s]
condition posed an excessive risk to [his] health or
safety or that [the officer’s] failure to intervene was a
violation of [the detainee’s] constitutional rights.” See
Callwood v. Meyer, Nos. 20-2091-cv(L), 20-2096-cv
(CON), 2022 U.S. App. LEXIS 13933, at *7 n.2 (2d Cir.
May 24, 2022) (cleaned up); see also Chilcutt v. Santiago, No. 22-2916, 2023 U.S. App. LEXIS 18615, at *9
(7th Cir. July 21, 2023) (citing Jump v. Village of Shorewood, 42 F.4th 782, 793 (7th Cir. 2022)) (no objective
unreasonableness when “officer has no reason to think
a detainee is suicidal”); Brawner v. Scott County, 14
F.4th 585, 603-04 (6th Cir. 2021) (Readler, J., dissenting) (discussing that the majority opinion addressing
Kingsley was not necessary to the ruling as well as past
Sixth Circuit cases refusing to address Kingsley when
it would not have impacted the outcome); Dang ex rel.
Dang v. Sheriff, Seminole Cnty., 871 F.3d 1272, 1279 n.2
23
(11th Cir. 2017) (finding that even if the court applied
an objective standard, the outcome would be the same
because the allegations only amount to negligence).
Regardless of the standard applied, there would be
no different outcome here. There is no evidence in the
record that would suggest the jailers acted with “reckless disregard” or otherwise should have known that
Brenda Worl was a suicide risk. Petitioners focus on
the fact that the jailers placed Worl in a room (temporarily) with a telephone cord. Placing a detainee in a
room with a telephone cord as a temporary measure
while a cell is being prepared is not itself objectively
unreasonable and it is certainly not reckless. It only
potentially becomes a problem if the detainee is likely
to use that cord as a ligature. There must be an objective manifestation by the detainee, observed and appreciated by the jailer, that he or she is a suicide risk
before the act of placing them in a cell with a phone
cord is subject to scrutiny. Absent such a manifestation by the detainee, the jailer’s actions are not unreasonable.
There would be no different outcome applying an
objective component to the question, i.e., not whether
there was an actual appreciation of that risk, but
whether a reasonable jailer should have appreciated it,
as there was no objective reason for the jailers to believe Worl would use the telephone cord as a ligature
to commit suicide. Worl did not say or do anything
that would suggest she was at a substantial risk for
committing suicide. Worl did not objectively express
24
any suicidal thoughts or exhibit any suicidal actions;
she did not have a history of mental illness; she had
never attempted suicide in the past; and she did not
threaten to or otherwise indicate that she was going
to attempt to kill herself that evening. Thus, even if
one were to apply an “objective reasonableness”
standard to the jailers, they would be entitled to
summary judgment, as there is no evidence the jailers
should have perceived Worl to be a substantial suicide risk.
IV. This Court has Continually Denied Review
of this Issue and Should Again
Petitioners acknowledge the Court has denied certiorari numerous times on this very issue, recently in
a case from the Fifth Circuit, Cope v. Cogdill, 142 S. Ct.
2573 (2022) (Sotomayor, J., dissenting).11 Pet. at 2022. They nevertheless argue that these cases were either not fully developed, or that the underlying facts
would not result in a change in the court’s ruling regardless of the standard applied. This case suffers
the same infirmities. As previously addressed, the
question of whether Kingsley applies to deliberate
11
The dissent in Cope did not advocate modifying of the deliberate indifference standard. Rather, Justice Sotomayor believed reversal was appropriate because the record in the case
reflected the jailers actually knew the detainee was a substantial
suicide risk and, therefore, the officers were not entitled to qualified immunity under any standard of deliberate indifference. Id.
at 2576. Cope bears no factual similarity to this case, as Worl
never indicated she was a suicide risk.
25
indifference claims involving jail suicide has not been
fully developed or resulted in a circuit split that requires this Court to resolve.
And applying Kingsley to the conduct of the jailers would not change the outcome. “It is not the habit
of the Court to decide questions of a constitutional nature unless absolutely necessary to a decision of the
case.” Ashwander v. TVA, 297 U.S. 288, 346-47 (1936)
(Brandeis, J., concurring) (quoting Burton v. United
States, 196 U.S. 283, 295 (1905)). The jailers’ conduct
was not objectively unreasonable considering the facts
known to them, or that should have been known to
them. The jailers were not aware, nor should they have
been aware, that Brenda Worl was a substantial suicide risk and, therefore, their actions did not rise to the
level of either subjective or objective deliberate indifference.
Further, if the Court were to take up this case and
expand Kingsley to the circumstances of this case, not
only would Petitioners’ claims fail on their merits,
but Respondents would be entitled to qualified immunity, as that would signal a departure from existing precedent that would not have been clearly
established as of April 2, 2019. Keller v. Fleming, 952
F.3d 216, 225 (5th Cir. 2020) (quoting Anderson v.
Creighton, 483 U.S. 635, 641, (1987)) (“For purposes
of determining whether the right was clearly established, ‘[t]he relevant question . . . is . . . whether a
reasonable officer could have believed [his or her conduct] to be lawful, in light of clearly established law
26
and the information the . . . officers possessed.’ ”).
Again, there would be no change in the outcome of
the case on that basis as well.
This case is not one through which the Court
should review this question. Even if this issue is one
that is properly considered by this Court, it should address it in a case or cases that erroneously apply Kingsley to a pretrial detainee suicide and where application
of Kingsley would result in a different outcome.
---------------------------------♦---------------------------------
CONCLUSION
Respondents were not deliberately indifferent to
the substantial risk that Brenda Worl would commit
suicide. There was no evidence that the jailers perceived, or should have perceived, that Worl was a
suicide risk that evening. Therefore, under either
standard the court of appeals did not err in affirming
the summary judgment in favor of Respondents. There
is no basis for this Court to review the standard applied
27
by the court of appeals or its ultimate holding. Respondents respectfully request the Court deny the Petition.
Respectfully submitted,
GRANT D. BLAIES
Counsel of Record
State Bar No. 00783669
Email: grantblaies@bhilaw.com
JENNIFER HOLLAND LITKE
State Bar No. 24002481
Email: jlitke@bhilaw.com
BLAIES & HIGHTOWER, L.L.P.
420 Throckmorton St., Suite 1200
Fort Worth, Texas 76102
817.334.0800 – T / 817.334.0574 – F
Attorneys for Respondents Dalena Hall
and Cari Renea McGowen
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.