Opposition Brief — Michael Harper, Petitioner v. United States
Supreme Court briefNov 9, 2023
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No. 23-27
In the Supreme Court of the United States
MICHAEL HARPER, PETITIONER
v.
UNITED STATES OF AMERICA
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
BRIEF FOR THE UNITED STATES IN OPPOSITION
ELIZABETH B. PRELOGAR
Solicitor General
Counsel of Record
NICOLE M. ARGENTIERI
Acting Assistant Attorney
General
SOFIA M. VICKERY
Attorney
Department of Justice
Washington, D.C. 20530-0001
SupremeCtBriefs@usdoj.gov
(202) 514-2217
QUESTION PRESENTED
Whether the district court erred in denying petitioner’s motion for a discretionary sentence reduction
under Section 404 of the First Step Act of 2018, Pub. L.
No. 115-391, 132 Stat. 5222, where petitioner was sentenced under a Sentencing Guideline applicable to firstdegree murder in light of his role as the getaway driver
in a murder.
(I)
ADDITIONAL RELATED PROCEEDINGS
United States District Court (S.D. Fla.):
United States v. Harper, No. 08-cv-21622 (Sept. 15,
2011)
United States v. Harper, No. 14-cv-21254 (Aug. 27,
2014)
United States v. Harper, No. 14-cv-22895 (Sept. 17,
2014)
United States Court of Appeals (11th Cir.):
United States v. Harper, No. 11-15472 (May 4, 2012)
United States v. Harper, No. 14-14788 (Dec. 18,
2015)
United States v. Harper, No. 14-14791 (Feb. 18,
2015)
(II)
TABLE OF CONTENTS
Page
Opinions below .............................................................................. 1
Jurisdiction .................................................................................... 1
Statement ...................................................................................... 2
Argument....................................................................................... 9
Conclusion ................................................................................... 15
TABLE OF AUTHORITIES
Cases:
Apprendi v. New Jersey, 530 U.S. 466 (2000)............. 4, 9, 10
Concepcion v. United States,
142 S. Ct. 2389 (2022) .................................................. 2, 8-11
McQuiggin v. Perkins, 569 U.S. 383 (2013) ........................ 10
Parker Drilling Mgmt. Servs., Ltd. v. Newton,
139 S. Ct. 1881 (2019) ......................................................... 10
Terry v. United States, 141 S. Ct. 1858, (2021) ..................... 5
United States v. Booker, 543 U.S. 220 (2005) ....................... 4
United States v. Boulding,
960 F.3d 774 (6th Cir. 2020) ............................................... 12
United States v. Jackson,
58 F.4th 1331 (11th Cir. 2023) ....................................... 8, 11
United States v. Jones, 962 F.3d 1290
(11th Cir. 2020), cert. granted, judgment vacated
sub nom. Jackson v. United States, 143 S. Ct. 72
(2022), and opinion reinstated on reconsideration
sub nom. United States v. Jackson, 58 F.4th 1331
(11th Cir. 2023) ...................................................... 6, 7, 11, 12
United States v. Robinson,
9 F.4th 954 (8th Cir. 2021) ........................................... 12, 13
(III)
IV
Cases—Continued:
Page
United States v. Ware,
964 F.3d 482 (6th Cir. 2020) ......................................... 12, 13
United States v. White,
984 F.3d 76 (D.C. Cir. 2020) ......................................... 12, 13
Constitution, statutes, and guidelines:
Fair Sentencing Act of 2010,
Pub. L. No. 111- 220, 124 Stat. 2372 ................................... 4
§ 2, 124 Stat. 2372 ............................................................ 10
§ 2(a), 124 Stat. 2372 ......................................................... 5
§ 3, 124 Stat. 2372 ............................................................ 10
First Step Act of 2018,
Pub. L. No. 115-391, 132 Stat. 5194 .................................... 2
§ 404, 132 Stat. 5222 ....................................... 2, 5, 9, 13-15
§ 404(a), 132 Stat. 5222............................................ 5, 9, 12
§ 404(b), 132 Stat. 5222 ........................................ 5, 6, 9-13
§ 404(c), 132 Stat. 5222 .............................................. 13, 14
18 U.S.C. 3553(a) ..................................................................... 7
21 U.S.C. 841(a)(1) ............................................................... 2, 3
21 U.S.C. 841(b)(1)(A) ......................................................... 5, 7
21 U.S.C. 841(b)(1)(A)(ii) (2006) ............................................. 5
21 U.S.C. 841(b)(1)(A)(iii) (Supp. IV 1986)............................ 3
21 U.S.C. 841(b)(1)(A)(iii) (2006) ............................................ 5
21 U.S.C. 841(b)(1)(B) ............................................................. 5
21 U.S.C. 841(b)(1)(B)(ii) (2006) ............................................. 5
21 U.S.C. 841(b)(1)(B)(iii) (2006) ............................................ 5
21 U.S.C. 846 ........................................................................ 2, 3
28 U.S.C. 2255 ...................................................................... 2, 6
United States Sentencing Guidelines (1998):
§ 2A1.1 ...................................................................... 3, 6, 14
§ 2D1.1(d)(1)....................................................................... 3
In the Supreme Court of the United States
No. 23-27
MICHAEL HARPER, PETITIONER
v.
UNITED STATES OF AMERICA
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT
BRIEF FOR THE RESPONDENT IN OPPOSITION
OPINIONS BELOW
The opinion of the court of appeals (Pet. App. 1a-4a)
is not published in the Federal Reporter but is available
at 2023 WL 3166351. A prior opinion of the court of appeals (Pet. App. 6a-11a) is not published in the Federal
Reporter but is reprinted at 855 Fed. Appx. 564. The
order of the district court (Pet. App. 19a-22a) denying
petitioner’s motion for a reduced sentence is not published in the Federal Supplement but is available at
2019 WL 8348957. The order of the district court (Pet.
App. 12a-18a) denying petitioner’s motion for reconsideration is unreported.
JURISDICTION
The judgment of the court of appeals was entered on
May 1, 2023. The petition for a writ of certiorari was
filed on July 6, 2023. The jurisdiction of this Court is
invoked under 28 U.S.C. 1254(1).
(1)
2
STATEMENT
Following a jury trial in the United States District
Court for the Southern District of Florida, petitioner
was convicted of conspiring to possess more than five
kilograms of cocaine and more than 50 grams of cocaine
base (crack cocaine) with intent to distribute, in violation of 21 U.S.C. 841(a)(1) and 846. Pet. App. 7a. The
district court sentenced petitioner to a term of life imprisonment. Ibid. The court of appeals affirmed, 432
F.3d 1189, and this Court denied a petition for a writ of
certiorari, 551 U.S. 1125. Petitioner unsuccessfully
sought collateral review of his sentence under 28 U.S.C.
2255 on three occasions. See S.D. Fla. 08-cv-21622, Order (Sept. 15. 2011); S.D. Fla. 14-cv-21254, Order (Aug.
27, 2014); S.D. Fla. 14-cv-22895, Order (Sept. 17, 2014).
Following the enactment of the First Step Act of
2018 (First Step Act), Pub. L. No. 115-391, 132 Stat.
5194, petitioner moved for a sentence reduction under
Section 404 of that Act. Pet. App. 19a-20a. The district
court denied the motion, id. at 19a-22a, and the court of
appeals affirmed, id. at 6a-11a. This Court granted petitioner’s petition for a writ of certiorari, vacated the
judgment, and remanded to the court of appeals in light
of Concepcion v. United States, 142 S. Ct. 2389 (2022).
Pet. App. 5a. The court of appeals again affirmed. Id.
at 1a-4a.
1. In the 1990s, petitioner participated in a drug-distribution operation, in which he cooked cocaine to sell
as crack and sold multiple kilograms of cocaine. See
Presentence Investigation Report (PSR) ¶¶ 46-51. Petitioner also drove the getaway car in the murder of a
man whom he believed to have shot his co-conspirators.
PSR ¶¶ 89-91.
3
In 2000, following a jury trial in the United States
District Court for the Southern District of Florida, petitioner was convicted of conspiring to possess more
than five kilograms of cocaine and more than 50 grams
of crack cocaine with intent to distribute, in violation of
21 U.S.C. 841(a)(1) and 846. Pet. App. 13a; see 432 F.3d
at 1202. The Probation Office assessed that petitioner
was responsible for more than 1.5 kilograms (1500
grams) of crack cocaine. PSR ¶ 112; see Pet. App. 13a.
And it determined that the applicable statutory penalty
range for petitioner’s offense was ten years to life imprisonment under 21 U.S.C. 841(b)(1)(A)(iii) (Supp. IV
1986), which at the time applied to offenses involving
more than 5000 grams of powder cocaine and more than
50 grams of crack cocaine. See PSR ¶ 158.
At sentencing, the district court adopted the Probation Office’s determinations, crediting the witnesses
who testified about petitioner’s responsibility for
the drug offense and his role as the getaway driver in
the murder. Judgment 6; see 432 F.3d at 1253-1255.
The court then turned to the Sentencing Guidelines,
which were then viewed as mandatory. See 432 F.3d at
1255 & n.69. It looked first to Sentencing Guideline
§ 2D1.1(d)(1) (1998), which governed punishment of
drug-distribution offenses. Pet. App. 13a. Sentencing
Guideline § 2D1.1(d)(1) instructed, however, that “if a
victim was killed under circumstances that would constitute murder under 18 U.S.C. 1111,” then Sentencing
Guideline § 2A1.1—applicable to “federal first-degree
murder convictions”—would apply. 432 F.3d at 1253.
And at the time, Guideline § 2A1.1 “mandated a life sentence.” Ibid. (bracket and citation omitted); see Sentencing Guideline § 2A1.1 (1998). Accordingly, the court
sentenced petitioner to life imprisonment. Pet. App. 7a.
4
2. While petitioner’s direct appeal was pending, this
Court held in Apprendi v. New Jersey, 530 U.S. 466
(2000), that “[o]ther than the fact of a prior conviction,
any fact that increases the penalty for a crime beyond
the prescribed statutory maximum must be submitted
to a jury, and proved beyond a reasonable doubt.” Id.
at 490. Invoking Apprendi, petitioner argued to the
court of appeals that “the district court erred when it
found him responsible for cocaine base in excess of 50
grams because * * * that determination should have
been made by a jury.” 432 F.3d at 1255.
The court of appeals rejected petitioner’s argument,
holding that “any error” under Apprendi “would necessarily be harmless” because “[t]he district court properly
sentenced [petitioner] under U.S.S.G. §§ 2D1.1(d)(1)
and 2A1.1, which mandates a life sentence regardless of
the quantity of drugs involved.” 432 F.3d at 1255. And
the court added that “there is nothing in the record that
would indicate that the sentencing judge would have imposed a lesser sentence on [petitioner] had the Guidelines been only advisory” at the time of his sentencing.
Id. at 1255 n.69; see United States v. Booker, 543 U.S.
220 (2005) (applying Apprendi to the Sentencing Guidelines and invalidating the statutory provision that made
them binding). This Court denied a petition for a writ
of certiorari. 551 U.S. 1125.
3. Congress subsequently enacted the Fair Sentencing Act of 2010 (Fair Sentencing Act), Pub. L. No. 111220, 124 Stat. 2372, which altered the statutory penalties for certain crack-cocaine offenses. Before those
amendments, a non-recidivist defendant convicted
of trafficking 50 grams or more of crack cocaine, without an enhancement for a resulting death or serious
bodily injury, faced a minimum term of ten years of
5
imprisonment and a maximum term of life imprisonment. 21 U.S.C. 841(b)(1)(A)(iii) (2006). A non-recidivist defendant convicted of trafficking five grams or
more of crack cocaine, without an enhancement for a resulting death or serious bodily injury, faced a minimum
term of five years of imprisonment and a maximum
term of 40 years of imprisonment.
21 U.S.C.
841(b)(1)(B)(iii) (2006). For powder-cocaine offenses,
Congress had set the threshold amounts necessary to
trigger the same penalties significantly higher. 21
U.S.C. 841(b)(1)(A)(ii) and (B)(ii) (2006).
The Fair Sentencing Act reduced that disparity in
the treatment of crack and powder cocaine by increasing the amount of crack cocaine necessary to trigger the
penalties described above. Specifically, Section 2(a) of
the Fair Sentencing Act increased the threshold quantities of crack cocaine necessary to trigger the statutory
penalties set forth in 21 U.S.C. 841(b)(1)(A) from 50
grams to 280 grams, and in 21 U.S.C. 841(b)(1)(B) from
five grams to 28 grams. 124 Stat. 2372. Those changes
applied only to offenses for which a defendant was sentenced after the Fair Sentencing Act’s effective date.
See Terry v. United States, 141 S. Ct. 1858, 1861 (2021).
In 2018, Congress enacted Section 404 of the First
Step Act, which allows a defendant sentenced for a
“ ‘covered offense,’ ” defined in Section 404(a) as “a violation of a Federal criminal statute, the statutory penalties for which were modified by section 2 or 3 of the
Fair Sentencing Act * * * , that was committed before
August 3, 2010,” to seek a reduced sentence. 132 Stat.
5222. Under Section 404(b), a district court that “imposed a sentence for a covered offense may, on motion
of the defendant, * * * impose a reduced sentence as if
sections 2 and 3 of the Fair Sentencing Act * * * were
6
in effect at the time the covered offense was committed.” Ibid.
3. After his conviction and sentence became final,
petitioner filed three separate motions to vacate, set
aside, or correct his sentence pursuant to 28 U.S.C.
2255, all of which were denied. See S.D. Fla. 08-cv21622, Order (Sept. 15. 2011); S.D. Fla. 14-cv-21254, Order (Aug. 27, 2014); S.D. Fla. 14-cv-22895, Order (Sept.
17, 2014).
In 2019, petitioner filed a pro se motion for a sentence reduction under Section 404 of the First Step Act.
Pet. App. 14a. The district court, however, deemed petitioner “ineligible” for such a reduction because regardless of “his conduct involving cocaine base,” Sentencing Guideline § 2A1.1 would have subjected him to
a sentence of life imprisonment based on his role in the
murder. Pet. App. 21a.
After retaining counsel, petitioner moved for reconsideration, and while that motion was pending, the
Eleventh Circuit decided United States v. Jones, 962
F.3d 1290 (2020), cert. granted, judgment vacated sub
nom. Jackson v. United States, 143 S. Ct. 72 (2022), and
opinion reinstated on reconsideration sub nom. United
States v. Jackson, 58 F.4th 1331 (11th Cir. 2023). In
Jones, the Eleventh Circuit explained that “[a] movant’s offense is a covered offense if section two or three
of the Fair Sentencing Act modified its statutory penalties.” Id. at 1298. The court further stated that even
for a defendant with a covered offense, Section 404(b)
“does not permit reducing a movant’s sentence if he received the lowest statutory penalty that also would be
available to him under the Fair Sentencing Act.” Id. at
1303. And the court added that “in determining what a
movant’s statutory penalty would be under the Fair
7
Sentencing Act, the district court is bound by a previous
finding of drug quantity that could have been used to
determine the movant’s statutory penalty at the time of
sentencing.” Ibid.
Following Jones, the district court denied petitioner’s motion for reconsideration. Pet. App. 12a-18a.
The court recognized that petitioner “was convicted [of]
and sentenced [for] a covered offense.” Id. at 16a. But
the court determined that under Jones, it was “bound
by its prior finding as to drug quantity attributable to
[petitioner].” Ibid. “As such,” the court continued, “if
the Fair Sentencing Act were in effect at the time that
[petitioner] was sentenced, [petitioner] would be subject to the same guidelines.” Id. at 16a-17a. The court
further found that “[e]ven if the life sentence provided
in § 2A1.1 is not mandatory,” a “downward departure
would be inappropriate.” Id. at 17a.
4. The court of appeals affirmed. Pet. App. 6a-11a.
The court agreed with petitioner that he was eligible for
a reduction because he had been convicted of an offense
punishable under the since-modified Section 841(b)(1)(A).
Id. at 8a. But the court rejected petitioner’s contention
that the district court had failed to consider the 18
U.S.C. 3553(a) factors when denying his Section 404 motion, finding that even assuming that the court “was required to look at” those factors, “the record reflects that
[it] took [them] into account.” Id. at 9a-10a; see id. at
8a. The court of appeals also found that the district
court did not “err[] in its ultimate decision to deny relief,” concluding that in light of “the considerable discretion [district] courts receive,” the court did not
“abuse[] its discretion in determining that a belowGuidelines sentence would be inappropriate.” Id. at 10a.
8
This Court then granted petitioner’s petition for a
writ of certiorari, vacated the judgment, and remanded
the case to the court of appeals in light of Concepcion v.
United States, 142 S. Ct. 2389 (2022). Pet. App. 5a.
Concepcion held that “the First Step Act allows district
courts to consider intervening changes of law or fact in
exercising their discretion to reduce a sentence.” 142
S. Ct. at 2404. It also explained that “[a] district court
cannot, however, recalculate a movant’s benchmark
Guidelines range in any way other than to reflect the
retroactive application of the Fair Sentencing Act.” Id.
at 2402 n.6.
On remand, the court of appeals again affirmed. Pet.
App. 1a-4a. Petitioner argued that Concepcion confirms that district courts in Section 404 proceedings
must “disregard[] any drug-quantity finding not made
by a jury when calculating the movant’s new statutory
penalties” under the Fair Sentencing Act. Id. at 3a. But
the court of appeals deemed that argument “foreclosed”
by its post-Concepcion decision in United States v.
Jackson, supra, which “held that Concepcion did not
abrogate the reasoning in Jones.” Ibid.
The court of appeals then concluded that the district
court “correctly determined that [petitioner’s] statutory sentencing range would still be ten years to life in
prison under the Fair Sentencing Act, based on the
court’s finding at sentencing that his offense involved
1.5 kilograms of crack cocaine, and his Guidelines
sentence would still be life in prison.” Pet. App. 4a.
And the court of appeals upheld the district court’s
“determin[ation] that a reduction in [petitioner’s] sentence below the advisory Guidelines sentence of life in
prison would not be appropriate,” concluding that the
9
determination “was within the broad discretion afforded to district courts.” Ibid.
ARGUMENT
The government agrees with petitioner that the
Eleventh Circuit erred in concluding that the district
court was bound by a prior drug-quantity finding that,
inconsistent with Apprendi v. New Jersey, 530 U.S. 466
(2000), was made by a judge by a preponderance of the
evidence and used to determine a defendant’s statutory
sentencing range. See U.S. Br. at 40 n*, Concepcion v.
United States, 142 S. Ct. 2389 (2022) (No. 20-1650).
Nonetheless, this Court’s review is unwarranted because the conflict in the circuits is shallow and lopsided,
and the questions presented are of limited and declining
importance. In any event, this case would be an unsuitable vehicle in which to consider those questions. The
petition should be denied.1
1. a. Section 404 permits a district court to reduce a
previously imposed sentence for a “ ‘covered offense,’ ”
which the statute defines as “a violation of a Federal
criminal statute, the statutory penalties for which were
modified by section 2 or 3 of the Fair Sentencing Act of
2010, that was committed before August 3, 2010.” First
Step Act § 404(a), 132 Stat. 5222 (citation omitted). Under Section 404(b), the district court that “imposed a
sentence” for such a covered offense “may * * * impose
a reduced sentence as if sections 2 and 3 of the Fair
A similar question is presented in the pending petitions for writs
of certiorari to review decisions of the Eleventh Circuit in Jackson
v. United States, No. 22-7728 (filed June 5, 2023); Clowers v. United
States, No. 22-7783 (filed June 12, 2023); Perez v. United States, No.
22-7794 (filed June 12, 2023); Williams v. United States, No. 23-5014
(filed June 20, 2023); and Ingram v. United States, No. 23-341 (filed
July 7, 2023).
1
10
Sentencing Act of 2010 were in effect at the time the
covered offense was committed.” § 404(b), 132 Stat.
5222 (citation omitted). Before imposing such a reduced
sentence, a district court must recalculate the applicable penalty range “as if” Sections 2 and 3 of the Fair
Sentencing Act had been in effect at the time of the covered offense. Concepcion, 142 S. Ct. at 2402 & n.6. It
may then “select[] or reject[] an appropriate sentence”
within that range. Id. at 2402 n.6.
Congress drafted Section 404 “against the backdrop
of existing law” in the sentencing context. Parker Drilling Mgmt. Servs., Ltd. v. Newton, 139 S. Ct. 1881, 1890
(2019) (citation omitted); see, e.g., McQuiggin v. Perkins, 569 U.S. 383, 398 n.3 (2013) (“Congress legislates
against the backdrop of existing law.”). And existing
constitutional sentencing law in both 2018 (when Congress enacted the First Step Act) and 2010 (when it enacted the Fair Sentencing Act) included the rule from
Apprendi that “any fact that increases the penalty for a
crime beyond the prescribed statutory maximum” must
be found by a jury “beyond a reasonable doubt.” 530
U.S. at 490. That bedrock “constitutional protection[]”
is “of surpassing importance” and was well established
by the time both sentencing statutes at issue here were
enacted. Id. at 476.
Accordingly, when authorizing district courts to “impose a reduced sentence,” First Step Act § 404(b), 132
Stat. 5222, Congress envisioned that courts would do so
in a manner consistent with Apprendi. It did not expect
courts to instead follow constitutionally flawed sentencing regimes that had long ago been corrected by this
Court. Thus, in recalculating a defendant’s penalty
range “as if sections 2 and 3 of the Fair Sentencing Act
* * * were in effect,” § 404(b), 132 Stat. 5222, district
11
courts may not rely on previous judicial drug-quantity
findings that violated Apprendi. Instead, district courts
must recalculate the penalty range consistent with Apprendi by using the drug quantity found by the jury or
admitted by the defendant in a plea agreement.
b. The Eleventh Circuit has erroneously held to the
contrary. In United States v. Jones, 962 F.3d 1290
(2020), cert. granted, judgment vacated sub nom. Jackson v. United States, 143 S. Ct. 72 (2022), and opinion
reinstated on reconsideration sub nom. United States v.
Jackson, 58 F.4th 1331 (11th Cir. 2023), the court held
that even if a defendant has been convicted of a covered
offense, Section 404(b) “does not permit reducing a movant’s sentence if he received the lowest statutory penalty that also would be available to him under the Fair
Sentencing Act.” Id. at 1303.
The Eleventh Circuit stated in Jones that “in determining what a movant’s statutory penalty would be under the Fair Sentencing Act, the district court is bound
by a previous [judicial] finding of drug quantity that
could have been used to determine the movant’s statutory penalty at the time of sentencing.” 962 F.3d at
1303. And in Jackson, the Eleventh Circuit reaffirmed
that view following this Court’s decision in Concepcion.
58 F.4th at 1336.
The Eleventh Circuit’s rule fails to take proper account of Congress having legislated against existing
constitutional sentencing requirements when providing
for First Step Act sentence-reduction proceedings. And
its reliance on Concepcion’s statement that a district
court may not “recalculate a movant’s benchmark
Guidelines range in any way other than to reflect the
retroactive application of the Fair Sentencing Act,”
Jackson, 58 F.4th at 1337 (quoting Concepcion, 142
12
S. Ct. at 2402 n.6), simply begs the question of how Congress understood “retroactive application of the Fair
Sentencing Act”—itself a post-Apprendi decision—to
operate.
2. Notwithstanding the Eleventh Circuit’s erroneous interpretation of the First Step Act, the questions
presented do not warrant this Court’s review. Petitioner identifies no other court of appeals that has
adopted the Eleventh Circuit’s outlier interpretation.
And petitioner identifies (Pet. 5-6, 22-23) only three
published decisions involving pre-Apprendi defendants
in which courts of appeals have squarely resolved the
issues here differently from the Eleventh Circuit. See
United States v. Robinson, 9 F.4th 954, 959 (8th Cir.
2021) (per curiam); United States v. White, 984 F.3d 76,
87-88 (D.C. Cir. 2020); United States v. Ware, 964 F.3d
482, 488-489 (6th Cir. 2020).2 The practical significance
of that limited and lopsided conflict is minimal. As a
threshold matter, those three courts all recognize that
while a district court may not rely on a “sentencing
court’s drug quantity finding * * * to determine [a
Petitioner cites (Pet. 21) other decisions stating that whether a
defendant was originally sentenced for a covered offense under Section 404(a) “turns on the statute of conviction alone.” United States
v. Boulding, 960 F.3d 774, 781 (6th Cir. 2020). But the Eleventh
Circuit has similarly stated that the Section 404(a) covered-offense
determination turns on “the offense for which the district court imposed a sentence,” without “considering the specific quantity of
crack cocaine involved in the movant’s violation.” Jones, 962 F.3d
at 1300-1301. And here, the Eleventh Circuit correctly found that
petitioner “was eligible for a sentence reduction under the First
Step Act because he was sentenced for a ‘covered offense.’ ” Pet.
App. 4a. The court’s error rested not in its interpretation of “covered offense” under Section 404(a), but in its interpretation of Section 404(b).
2
13
defendant’s] applicable statutory sentencing range,” a
district court may take “the sentencing court’s drug
quantity finding[] into account when deciding whether
to exercise its discretion” to reduce a defendant’s sentence. Robinson, 9 F.4th at 959; see White, 984 F.3d at
88 (“The court may consider both judge-found and juryfound drug quantities as part of its exercise of discretion”); Ware, 964 F.3d at 488-489. The fact that all
courts of appeals at least allow consideration of judgefound drug quantities means that in many Section 404
cases, district courts in those circuits will reach similar
outcomes as district courts in the Eleventh Circuit
would.
In addition, the question whether a district court is
bound by a prior judicial drug-quantity finding in considering a Section 404 motion is of declining prospective
importance. Because the First Step Act allows only a
single Section 404 motion, the issue can only possibly
arise for the diminishing set of defendants who remain
incarcerated for crack-cocaine offenses for which a sentence was imposed before August 3, 2010—the effective
date of the Fair Sentencing Act—and for whom Section
404 proceedings have not yet concluded. See First Step
Act § 404(b) and (c), 132 Stat. 5222. And within that set
of defendants, the issue can arise only if the sentencing
judge found a quantity of crack cocaine larger than the
quantity reflected in the jury verdict or guilty plea,
those findings could have been used to increase the defendant’s statutory sentencing range, and they would, if
deemed conclusive, also increase the statutory sentencing range under the modified penalties prescribed in
the Fair Sentencing Act.
Moreover, in every Section 404 proceeding in every
circuit, the statute expressly provides that “[n]othing in
14
this section shall be construed to require a court to reduce any sentence pursuant to this section.” First Step
Act § 404(c), 132 Stat. 5222. District courts thus have
overarching discretion to deny sentence reductions in
cases where the judge-found drug quantity, or some
other consideration, leads the court to view the original
sentence as appropriate. Petitioner has therefore not
shown that the questions here are likely to arise or affect the outcome in a sufficiently significant number of
cases to warrant this Court’s review.
3. At all events, this case is an unsuitable vehicle in
which to review the questions presented because the
drug-quantity issue did not affect petitioner’s sentence
or the denial of his Section 404 motion. As explained
above, because petitioner drove the getaway car in a
murder, he was sentenced under Sentencing Guideline
§ 2A1.1 (1998), “the guideline applicable [to] first-degree murder convictions”—not the guideline provisions
that look to drug quantity. 432 F.3d at 1253. Thus, as
the Eleventh Circuit recognized, petitioner would have
received “a life sentence regardless of the quantity of
drugs involved.” Id. at 1255.
And in denying petitioner’s Section 404 motion, the
district court determined “that a downward departure”
from the “maximum sentence of life imprisonment” under Sentencing Guideline § 2A1.1 “would be inappropriate.” Pet. App. 17a. The court of appeals then upheld
the district court’s determination as resting on an “adequate[] consider[ation of] the § 3553(a) factors”—particularly because the same district judge “presided over
[petitioner’s] trial and original sentencing” and had
thus “already heard and considered arguments regarding the nature and circumstances of the offense and [petitioner’s] criminal history.” Id. at 10a. The court of
15
appeals accordingly concluded that the district court’s
denial of petitioner’s Section 404 motion “was within the
broad discretion afforded to district courts to grant or
deny First Step Act motions.” Id. at 4a.
It therefore appears that even if the district court
had not been “bound by its prior finding as to drug
quantity attributable to [petitioner],” it would have still
found a sentence reduction to “be inappropriate.” Pet.
App. 16a-17a. Because the questions presented are not
outcome-determinative here, this case is a poor vehicle
to consider them.
CONCLUSION
The petition for a writ of certiorari should be denied.
Respectfully submitted.
ELIZABETH B. PRELOGAR
Solicitor General
NICOLE M. ARGENTIERI
Acting Assistant Attorney
General
SOFIA M. VICKERY
Attorney
NOVEMBER 2023
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