Amicus Curiae Brief — R.J. Reynolds Tobacco Company, et al., Petitioners v. Rob Bonta, Attorney General of California, et al.
Supreme Court briefSep 29, 2023
Ask Donna
What actually matters in this document.
Text
No. 23-207
IN THE
Supreme Court of the United States
___________
R.J. REYNOLDS T OBACCO COMPANY; R.J. REYNOLDS
VAPOR COMPANY; AMERICAN S NUFF COMPANY LLC;
SANTA FE NATURAL T OBACCO COMPANY, INC.;
MODORAL BRANDS I NC.; NEIGHBORHOOD MARKET
ASSOCIATION, I NC.; AND MORIJA, LLC DBA
VAPIN’ THE 619,
Petitioners,
v.
ROBERT BONTA, IN HIS OFFICIAL CAPACITY AS
ATTORNEY GENERAL OF CALIFORNIA; AND SUMMER
STEPHAN, IN HER OFFICIAL CAPACITY AS DISTRICT
ATTORNEY FOR THE COUNTY OF SAN DIEGO,
Respondents.
___________
On Petition For A Writ Of Certiorari
To The United States Court Of Appeals
For The Ninth Circuit
___________
BRIEF OF WASHINGTON LEGAL FOUNDATION
AS AMICUS CURIAE IN SUPPORT OF PETITIONERS
___________
CORY L. ANDREWS
Counsel of Record
JOHN M. MASSLON II
WASHINGTON LEGAL
FOUNDATION
2009 Massachusetts Ave., NW
Washington, DC 20036
(202) 588-0302
September 29, 2023
candrews@wlf.org
QUESTION PRESENTED
Whether the Tobacco Control Act expressly
preempts state and local laws prohibiting the sale of
flavored tobacco products.
iii
TABLE OF CONTENTS
TABLE OF AUTHORITIES ................................... iv
INTEREST OF AMICUS CURIAE ......................... 1
STATEMENT ........................................................... 1
SUMMARY OF ARGUMENT.................................. 5
ARGUMENT ............................................................ 7
I.
THE DECISION BELOW CONTRAVENES
THIS COURT’S PREEMPTION PRECEDENTS ....... 7
II.
THE NINTH CIRCUIT’S FLAWED TCA CONSTRUCTION FLOUTS THIS COURT’S SAVING-CLAUSE JURISPRUDENCE ....................... 10
III.
THIS IS AN IMPORTANT QUESTION THAT
MERITS REVIEW ............................................ 15
CONCLUSION ....................................................... 17
iv
TABLE OF AUTHORITIES
Page(s)
CASES:
AT&T v. Cent. Off. Tel., Inc.,
524 U.S. 214 (1998) ................................. 12, 13, 14
Buckman Co. v. Plaintiffs’ Legal Comm.,
531 U.S. 341 (2001) ............................................. 17
Engine Mfrs. Ass’n v. S. Coast Air Quality
Mgmt. Dist.,
541 U.S. 246 (2004) ................................... 4, 6, 7, 8
Epic Sys. v. Lewis,
138 S. Ct. 1612 (2018) ................................... 10, 11
Geier v. Am. Honda Motor Co.,
529 U.S. 861 (2000) ................................. 13, 14, 17
Home Depot USA, Inc. v. Jackson,
139 S. Ct. 1743, 1748 (2019) ............................... 11
Merck Sharp & Dohme Corp. v. Albrecht,
139 S. Ct. 1668 (2019) ........................................... 1
Morales v. Trans World Airlines, Inc.,
504 U.S. 374 (1992) ....................................... 12, 14
Nat’l Meat Ass’n v. Harris,
565 U.S. 452 (2012) ................................... 4, 6, 8, 9
RadLAX Gateway Hotel v. Amalgamated Bank,
566 U.S. 639 (2012) ............................................. 11
Russello v. United States,
464 U.S. 16, 23 (1983) ......................................... 11
Tex. & Pac. Ry. Co. v. Abilene Cotton Oil Co.,
204 U.S. 426 (1907) ............................................. 13
v
TABLE OF AUTHORITIES
(continued)
Page(s)
Viking River Cruises, Inc. v. Moriana,
142 S. Ct. 1906 (2022) ........................................... 1
STATUTES:
The Family Smoking Prevention and Tobacco
Control Act, Pub. L. No. 111-31, 123 Stat. 1776
(2009) .......................................................................
21 U.S.C. § 331(a).................................................. 2
§ 331(c) .................................................. 2
§ 387b(5) ............................................... 2
§ 387g .................................................... 2
§ 387g(a)................................................ 2
§ 387g(a)(1)(A) ...................................... 2
§ 387g(a)(3)(A) ................................ 2, 16
§ 387g(a)(3)(A) ................................ 2, 16
§ 387g(b)(2) ........................................... 2
§ 387g(e)(1) ........................................... 2
§ 387p(a)(1) ..................................... 3, 11
§ 387p(a)(2)(A) ................................ 2, 10
§ 387p(a)(2)(B) ...................... 3, 4, 10, 11
§ 387 note ............................................ 12
The Communications Act of 1934
47 U.S.C. § 414 ................................................12, 13
OTHER AUTHORITIES:
J. Harvie Wilkinson III, Assessing the Administrative State, 32 J. L. & Pol. 239 (2017)............16
1
INTEREST OF AMICUS CURIAE *
Washington Legal Foundation is a nonprofit,
public-interest law firm and policy center with supporters nationwide. WLF promotes free enterprise,
individual rights, limited government, and the rule of
law. It often appears as an amicus in important
preemption cases to help ensure that federal law operates uniformly and efficiently, as Congress intended. See, e.g., Viking River Cruises, Inc. v. Moriana, 142 S. Ct. 1906 (2022); Merck Sharp & Dohme
Corp. v. Albrecht, 139 S. Ct. 1668 (2019).
Federal law expressly prohibits States and localities from banning the sale of a tobacco product for
failing to meet state or local standards that differ
from the federal standard. Yet the Ninth Circuit, adhering to deeply flawed circuit precedent, permitted
the State of California to do just that. WLF fears that
the Ninth Circuit’s flawed preemption precedent, if
allowed to stand, will severely undercut Congress’s
ability to maintain uniform, nationwide product
standards in regulated industries.
STATEMENT
Tobacco is among the most federally regulated
products in America. For decades Congress has
closely controlled the interstate marketing and use of
tobacco products—from eliminating smoking on public transportation and setting a minimum age for
* No party’s counsel authored any part of this brief. No
one, other than WLF and its counsel, contributed money for
preparing or submitting this brief. All parties received timely
notice of WLF’s intent to file this brief.
2
tobacco sales to banning tobacco-product ads on television and radio.
In 2009, Congress authorized the Food and
Drug Administration to regulate tobacco products in
the Family Smoking Prevention and Tobacco Control
Act, Pub. L. No. 111-31, 123 Stat. 1776 (2009) (TCA).
Among other things, the TCA prohibits cigarette flavors other than tobacco and menthol, 21 U.S.C.
§ 387g(a)(1)(A); bans the sale of “adulterated” tobacco
products that don’t conform to this federal standard,
id. §§ 331(a), (c), 387b(5); and authorizes the FDA exclusively to decide whether to extend the federal ban
to other tobacco products or flavors, id. § 387g(a).
The TCA also authorizes the FDA to set uniform, nationwide standards for tobacco products. The
FDA must weigh the relative health effects of tobacco
products by setting “tobacco product standards,” id.
§ 387g; considering the illicit market for tobacco products in adopting such standards, id. §§ 387g(b)(2),
(e)(1); gathering and studying data to take further
“action” on “menthol or any artificial or natural flavor,” id. § 387g(a)(1)(A); and adopting other tobacco
product standards if the agency determines, after
weighing “the risks and benefits to the population as
a whole,” that a revised standard “is appropriate for
the protection of the public health,” id.
§ 387g(a)(3)(A), (B).
Most relevant here, the TCA clarifies the role
that States and localities may play in regulating tobacco. First, the TCA preempts “any” state or local requirement that imposes additional or different “tobacco product standards.” Id. § 387p(a)(2)(A). Second,
“except” for state and local laws expressly preempted
3
by the preemption clause (e.g., laws imposing different tobacco product standards from the federal standard), the TCA otherwise preserves the authority of
States, localities, federal agencies, the Armed Forces,
and Indian tribes to enact “more stringent” measures
“relating to or prohibiting the sale * * * of tobacco
products by individuals of any age.” Id. § 387p(a)(1).
Because it is subject to the preemption clause, the
preservation clause does not preserve state and local
regulation of tobacco flavors. Third, the TCA saves
from preemption state and local requirements “relating to the sale” of tobacco products to “individuals of
any age” or “relating to fire safety standards.” Id.
§ 387p(a)(2)(B).
In 2020, California enacted SB793, which bans
the sale of flavored tobacco products within California. See Cal. Health & Safety Code § 104559.5(b)(1)
(providing that tobacco retailers “shall not sell * * * a
flavored tobacco product” in the State). Petitioners—
tobacco manufacturers, distributors, and retailers—
collectively sued the California Attorney General and
the San Diego County District Attorney, contending
that the TCA preempts California’s flavor ban because it imposes a tobacco product standard that is
different from the federal standard.
Although preserving their argument for appeal, petitioners conceded in the district court that
their express-preemption claim was foreclosed by R.J.
Reynolds Tobacco Co. v. County of Los Angeles, in
which a panel majority declared that the TCA’s tobacco product standards govern only how a “product
must be produced.” 29 F.4th 542, 556 (9th Cir. 2022).
According to that majority, because the County’s flavor ban targeted sales rather than production, it
4
escaped the TCA’s preemption clause. Id. Alternatively, the Los Angeles majority held that the TCA’s
saving clause saved the County’s flavor ban from
preemption. In the majority’s view, the County’s flavor ban was no more than a “requirement [] relating
to the sale * * * of[] tobacco products [to] individuals
of any age.” Id. at 548 (quoting 21 U.S.C.
§ 387p(a)(2)(B)). The court saw no statutory significance in the TCA’s distinction between requirements
“relating to” sales in the saving clause and those “prohibiting” sales in the preservation clause.
Judge Nelson dissented from that decision. Relying on this Court’s holdings in National Meat Ass’n
v. Harris, 565 U.S. 452 (2012), and Engine Manufacturers Ass’n v. South Coast Air Quality Management
District, 541 U.S. 246 (2004), he explained that States
and localities cannot escape preemption “by disguising [their] regulation as a sales ban.” Los Angeles, 29
F.4th at 563. Because the County’s ban fell within the
TCA’s preemption clause and was neither preserved
nor saved, he would have held that it was expressly
preempted. Id. at 566–57.
Given Los Angeles’s sweeping holding, the district court dismissed petitioners’ preemption suit. Pet.
App. 2a, 13a. Petitioners appealed. While seeking
summary affirmance of the dismissal to facilitate this
Court’s review, petitioners preserved their express
preemption claim. The Ninth Circuit summarily affirmed. Pet App. 1a.
5
SUMMARY OF ARGUMENT
When the FDA approves a prescription drug as
safe and effective for its intended use, nobody asks the
California State Legislature to check the science. Congress would never permit the California State Assembly to convene a meeting of its Committee on Health,
watch tutorials on pharmacology and biochemistry,
attempt its own clinical trials, second-guess the
FDA’s weighing of the drug’s therapeutic costs and
benefits, “improve” the drug with a redesign, and then
enact a statewide ban on the sale of the FDA-approved design.
Just as it would not let local politicians tinker
with the design of a federally approved prescription
drug, Congress would not let them overhaul the product standards for one of the most highly regulated
FDA-authorized products in America. Yet the Ninth
Circuit decided that California could do just that.
That decision was compelled by the circuit’s prior
holding in Los Angeles, which held that States and localities may evade TCA preemption simply by banning the sale of products that do not meet state and
local standards. 29 F.4th at 556.
But if California and Los Angeles County may
ban FDA-authorized tobacco products by imposing
state and local standards that differ from the TCA’s,
then every State and locality can do the same. That
would contravene Congress’s plainly stated statutory
language, which expressly prohibits States and localities from banning the sale of tobacco products that do
not meet state or local standards. By blessing California’s state-wide flavor ban, the Ninth Circuit once
again discards Congress’s statutory purpose and
6
invites an avalanche of contradictory state and local
standards.
No matter the Ninth Circuit’s view, California
cannot escape preemption simply by recasting its flavor ban as a regulation of tobacco sales rather than
tobacco production. The Supremacy Clause does not
turn on such word play. This Court has twice reversed
the Ninth Circuit for interpreting an express preemption clause in a way that allows States and localities
to defeat federal product standards with a sales ban.
“[I]t ‘would make no sense,’” this Court has explained,
“to allow state regulations to escape preemption because they addressed the purchase, rather than manufacture, of a federally regulated product.” Nat’l Meat,
565 U.S. at 464. Standards always target the product
itself, so a regulation of tobacco standards is
preempted no matter if it is aimed at “production” or
“sales.” Engine Mfrs, 541 U.S. at 254. This case is no
different.
Nor may California rely on a sweeping construction of the TCA’s saving clause to escape preemption. This Court has rejected—repeatedly—such expansive readings. Indeed, many federal laws contain
a broad saving clause that protects state and local
regulatory power or preserves state and local remedies. States and localities have often argued that a
saving clause permits them to act in a way that undermines the very law containing the saving clause.
And time and again, the Court has rejected those arguments and held that a saving clause is not some
kind of statutory self-destruct mechanism. Because
the Ninth Circuit’s reading of the TCA’s saving clause
conflicts with this Court’s consistent construction of
federal saving clauses, the Court should intervene.
7
In carefully crafted, plain language, Congress
told California not to do this. California did it anyway,
and the Ninth Circuit approved. Such willful subversion of the Supremacy Clause should not be allowed
to stand.
ARGUMENT
I.
THE DECISION BELOW CONTRAVENES THIS
COURT’S PREEMPTION PRECEDENTS.
The TCA tasks the FDA with maintaining uniform tobacco product standards—including flavors in
tobacco products—based on a careful weighing of varied factors, including public health. States and localities may not countermand that congressional regulatory scheme. Yet California’s flavor ban elevates the
State’s tobacco flavor standard over the federal standard. The Supremacy Clause won’t allow that.
According to the Ninth Circuit, however, because California’s flavor ban does not dictate “how [a]
product must be produced,” it is not a tobacco product
“standard” but merely a “sales” ban. Los Angeles, 29
F.4th at 556. Contrary to the Ninth Circuit’s view,
Congress’s ability to safeguard the federal interests at
stake in the TCA does not turn on such semantics. Put
differently, a standard is a standard for preemption
purposes no matter how it is enforced or described.
California historically has been reluctant to learn this
lesson.
This Court’s holding in Engine Manufacturers
proves the point. There, California prohibited anyone
from purchasing or leasing vehicles that flunked California’s stringent emissions requirements. 541 U.S.
8
at 248. But the Clean Air Act forbade States from setting emissions standards different from the federal
standards. Id. at 252. As it does here, California insisted that the challenged ban regulated only the
“purchase” of vehicles, rather than their sale or manufacture. Id. at 248.
The Court roundly rejected that argument,
which “confuses standards with the means of enforcing standards.” Id. at 253. California could not, the
Court explained, “engraft onto th[e] meaning of
‘standard’ a limiting component” by insisting that a
“standard” means “only [a] production mandat[e] that
require[s] manufacturers to ensure that the vehicles
they produce have particular emissions characteristics.” Id. Treating such restrictions “differently for
preemption purposes would make no sense,” the
Court concluded, because a “manufacturer’s right to
sell federally approved vehicles is meaningless” without a “purchaser’s right to buy them.” Id. at 255.
Simply put, “a standard is a standard even when not
enforced through manufacturer-directed regulation.”
Id. at 254. So too here.
National Meat reaffirms this sensible view of
federal preemption. There, a California law banned
the sale of meat from non-ambulatory animals. 565
U.S. at 463–64. A trade group suing on behalf of meatpackers and processors argued that the Federal Meat
Inspection Act (FMIA) preempted state “requirements * * * which are in addition to, or different than
those made under [the FMIA].” Id. at 458. But because the FMIA preempted only production mandates, California argued that its state-wide sales ban
escaped preemption. Id. at 463.
9
This Court unanimously disagreed. Although
the FMIA’s preemption clause does “not usually foreclose state regulation of the commercial sales activities of slaughterhouses,” California’s sales ban was
preempted. Id. “[I]t ‘would make no sense,’” the Court
explained, “to allow state regulations to escape
preemption because they addressed the purchase, rather than manufacture, of a federally regulated product.” Id. at 464. A contrary holding, the Court explained, would have allowed California to “impose any
regulation on slaughterhouses just by framing it as a
ban on the sale of meat produced in whatever way the
State disapproved.” Id. at 464. To allow States to circumvent federal law so easily “would make a mockery
of the FMIA’s preemption provision.” Id.
As these cases confirm, federal preemption
does not turn on categorical framing or clever phrasing. It makes no difference how a State or locality enforces its contrary product standard. Whether it compels manufacturers to comply or prohibits retailers
from selling nonconforming goods, any state or local
product standard that seeks to override the federal
standard is preempted.
The Ninth Circuit’s holding upends this commonsense view of federal preemption. And it does so
by reading a preemption clause that preempts “any”
requirement that differs from the federal standard as
one preempting only requirements about “how [a tobacco] product must be produced.” Pet. App. 25a. That
reading not only defeats the TCA but also “make[s] a
mockery” of federal preemption. Nat’l Meat, 565 U.S.
at 464. This Court should grant review to vindicate
Congress’s vital federal interest in uniformity.
10
II.
THE NINTH CIRCUIT’S FLAWED TCA CONSTRUCTION FLOUTS THIS COURT’S SAVINGCLAUSE JURISPRUDENCE.
Reasonably construed, the TCA does not
preempt California’s imposing age-based or firesafety regulations on tobacco products. But it prohibits California from defeating federal tobacco product
standards under the guise of regulating “sales.” The
TCA’s preemption and saving clauses are clear about
that. Put differently, a state or local law may complement the TCA; it may never impede it. Holding otherwise, the panel majority in Los Angeles botched the
TCA’s statutory scheme by ignoring vital canons of
statutory construction and this Court’s saving-clause
cases.
“[W]ith respect to a tobacco product,” the TCA
preempts “any requirement which is different from,
or in addition to,” federal tobacco product standards.
21 U.S.C. § 387p(a)(2)(A). The TCA’s saving clause restores only a narrow sliver of what the preemption
clause takes away. States and localities may enact
“requirements relating to the sale” of tobacco products
to “individuals of any age” or “relating to fire safety
standards.” Id. § 387p(a)(2)(B). The Ninth Circuit
transformed this narrow sliver into a plank. In reading the TCA’s saving clause expansively, the Ninth
Circuit ignored two fundamental rules of statutory
construction.
First, it failed to read the TCA’s preemption,
savings, and preservation clauses in context with the
TCA itself. “A statute’s meaning does not always turn
solely on the broadest imaginable definition of its
component words.” Epic Sys. v. Lewis, 138 S. Ct. 1612,
11
1631 (2018). A court, after all, construes statutes, not
isolated provisions “in a vacuum.” Home Depot USA,
Inc. v. Jackson, 139 S. Ct. 1743, 1748 (2019) (cleaned
up). A court must always “read [a statute’s] words in
their context and with a view to their place in the
overall statutory scheme.” Id. Reading a clause out of
context can wreak havoc on the operation of the rest
of the statute. This case shows how.
Unlike the preservation clause, which preserves non-preempted requirements “relating to or
prohibiting the sale” of tobacco products, 21 U.S.C.
§ 387p(a)(1), the TCA’s saving clause says only that
the preemption clause “does not apply to requirements relating to the sale” of tobacco products. Id.
§ 387p(a)(2)(B). Because “Congress acts intentionally”
whenever it “includes particular language in one section of a statute but omits it in another section,” Russello v. United States, 464 U.S. 16, 23 (1983), Congress’s choice to omit the words “or prohibiting” from
a nearly identical phrase in the saving clause must be
given effect. Here that means giving effect to Congress’s choice that States and localities cannot ban
the sale of tobacco products based on their own unique
product standards.
Second, the Ninth Circuit ignored “the commonplace of statutory construction that the specific
governs the general.” RadLAX Gateway Hotel v.
Amalgamated Bank, 566 U.S. 639, 645 (2012). “The
general/specific canon is perhaps most frequently applied to statutes in which a general permission or prohibition is contradicted by a specific prohibition or
permission.” Id. That is the situation here, where a
broad reading of a saving clause goes against specific
provisions ensuring that the FDA sets “national
12
standards controlling the manufacture of tobacco
products and the * * * ingredients used in such products.” 21 U.S.C. § 387 note.
This Court has interpreted many saving
clauses in other federal laws. Time and again, it has
refused to allow a saving clause to upset Congress’s
carefully chosen regulatory scheme. Instead, it has always read the saving clause in a way that is incompatible with the Ninth Circuit’s reading here.
1. Morales v. Trans World Airlines, Inc., 504
U.S. 374 (1992). The Airline Deregulation Act contains a saving clause held over from the Federal Aviation Act. Nothing in the FAA, the clause says, “shall
in any way abridge or alter the remedies now existing
at common law or by statute, but the provisions of this
chapter are in addition to such remedies.” Id. at 378.
The ADA bars the States from regulating airline prices, routes, or services. Id. at 378–79. The Morales plaintiffs argued that the FAA’s saving clause
saved that bar from preempting their state-law deceptive advertising claim. Rejecting this argument, Morales observes that “the specific governs the general.”
Id. at 385. Congress, Morales concludes, does not “undermine [a] carefully drawn statute through a general
savings clause.” Id. A saving clause cannot overcome
a specific provision—such as the “prices, routes, or
services” bar—that divides authority between state
and federal governments.
2. AT&T v. Cent. Off. Tel., Inc., 524 U.S. 214
(1998). “Nothing in this [law],” the Communications
Act of 1934 says, “shall in any way abridge or alter
13
the remedies now existing at common law or by statute.” 47 U.S.C. § 414.
A set of rules in the Communications Act required AT&T to sell its services only at rates it filed
with the government. A telephone-service broker
brought state-law claims that, if successful, would
have required AT&T to provide service at a rate lower
than AT&T’s filed rates. Id. at 222–23. AT&T holds
that the federal rate-filing rules preempt the broker’s
state-law claims.
The Communications Act’s general saving
clause, the Court said, changes nothing: “The savings
clause cannot in reason be construed as continuing in
customers a common law right, the continued existence of which would be absolutely inconsistent with
the provisions of the act.” Id. at 227–28 (quoting Tex.
& Pac. Ry. Co. v. Abilene Cotton Oil Co., 204 U.S. 426,
446 (1907)). In other words, the Court explained, “the
act cannot be held to destroy itself.” Id. at 228.
3. Geier v. Am. Honda Motor Co., 529 U.S. 861
(2000). The National Traffic and Motor Vehicle Safety
Act contains a saving clause that says “‘compliance
with’ a federal safety standard ‘does not exempt any
person from any liability under common law.’” 529
U.S. at 868.
Sued for omitting airbags from the 1987 Honda
Accord, Honda invoked a regulation under the Act
that made airbags merely an optional safety feature.
The plaintiff answered with the Act’s saving clause.
The Court rejected that argument.
14
Geier reiterated that this Court “has repeatedly declined to give broad effect to savings clauses
where doing so would upset the careful regulatory
scheme established by federal law.” Id. at 870. Put another way, a saving clause “does not bar the ordinary
working” of “pre-emption principles.” Id. at 869. And
because the Act’s regulation made airbags optional,
the plaintiff’s state-law claims, which could succeed
only if federal law required airbags, were preempted—the saving clause notwithstanding. Id. at 874–86.
Here, if Congress had meant for the TCA to exempt from preemption every state and local ban on tobacco sales, it would have made no sense for Congress
to single out “requirement[s] * * * relating to tobacco
product standards” as a subcategory of nonpreempted requirements. Nor would the saving
clause need to narrow “sales” with the qualifiers “individuals of any age” and “relating to fire safety
standards.”
While the Ninth Circuit relied on the TCA’s
saving clause to discard specific provisions of the
TCA, Morales, AT&T, and Geier all use a specific statutory provision to limit the scope of a saving clause.
The Ninth Circuit’s reading thus conflicts with this
Court’s understanding, grounded in sound principles
of statutory interpretation, that a federal saving
clause is not an invitation for States and localities to
undermine federal law. If that understanding is to
continue to hold sway, the petition must be granted.
15
III.
THIS IS AN IMPORTANT QUESTION THAT MERITS REVIEW.
This case matters. California’s sales ban on all
flavored tobacco products is not a subtle encroachment on federal power. Rather, it is an aggressive nullification of federal law. Left in place, the Ninth Circuit’s holding would allow States and localities to
evade other federal product standards by merely
framing a contrary standard as a sales ban. It also
threatens to lay waste to years of FDA work while exposing companies to liability for selling FDA-authorized products.
This is not wild speculation. As the petition
highlights, hundreds of jurisdictions have enacted
similar laws, spurring litigation (and separate opinions) in four courts of appeals. Pet. 33–34. There is
thus no reason to await further percolation. The
stakes are high. “The marketing of tobacco constitutes
one of the greatest basic industries of the United
States.” 7 U.S.C. § 1311. California’s ban shuts the
door to one of the nation’s largest markets for flavored
tobacco.
National uniformity in tobacco product standards protects manufacturers and consumers alike. It
allows for manufacturers to operate under one set of
rules—federal rules—instead of dozens or even hundreds of sets of potentially conflicting rules. Without
uniformity, manufacturers are forced to either comply
with a thicket of conflicting, overlapping, and burdensome state and local standards or risk liability from
state and local law enforcement and regulators. Regardless of the choice made, these increased risks
raise the cost of doing business nationwide. All too
16
often, those costs are ultimately passed on to consumers.
The Ninth Circuit’s misreading of the TCA’s
preemption clause also invites second guessing of the
FDA’s studied conclusions on how best to balance the
TCA’s multifaceted policy objectives. The Los Angeles
panel majority’s holding, if allowed to stand, will prevent Congress from accomplishing those objectives by
subjecting tobacco manufacturers to a jumble of disparate product standards, eradicating the federal uniformity that Congress decided is an essential element
of federal tobacco regulation. California’s flavor ban is
thus a naked affront to federal law.
What’s more, the FDA has expertise that California lacks. The FDA’s work “requires deep
knowledge of the human body and the biological effects of the substances we ingest.” J. Harvie Wilkinson III, Assessing the Administrative State, 32 J.L.
& Pol. 239, 246 (2017). And the TCA requires more
still. Indeed, the current federal tobacco product
standards reflect the FDA’s studied determination,
after weighing “the risks and benefits to the population as a whole,” that a revised standard is not “appropriate for the protection of the public health.” 21
U.S.C. §§ 387g(a)(3)(A), (B).
These complex issues are best handled by the
FDA, with its teams of doctors, scientists, statisticians, and economists, and not by the California General Assembly or California voters, however wise and
well-intentioned they may be. Even apart from the
TCA’s plainly written express preemption clause, this
Court has repeatedly recognized that when an
agency’s regulatory judgment reflects a careful
17
balancing of competing considerations under a comprehensive federal scheme, any state or local law that
could disrupt the balance struck by the agency is
preempted. See, e.g., Buckman Co. v. Plaintiffs’ Legal
Comm., 531 U.S. 341, 349–51 (2001); Geier, 529 U.S.
at 874–86. That is this case.
California is perfectly free to uphold state interests; it should continue its traditional role of regulating when, where, how, and to whom tobacco products are sold—including age-based and fire-safety
regulations. But this Court must intervene and respond whenever any State or locality brazenly subverts federal law. This is just such a case.
CONCLUSION
The Court should grant the petition.
Respectfully submitted,
September 29, 2023
CORY L. ANDREWS
Counsel of Record
JOHN M. MASSLON II
WASHINGTON LEGAL
FOUNDATION
2009 Massachusetts Ave., NW
Washington, DC 20036
(202) 588-0302
candrews@wlf.org
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.