Amicus Curiae Brief — Alaska, et al., Petitioners v. Alaska State Employees Association/American Federation of State, County and Municipal Employees Local 52, AFL-CIO
Supreme Court briefSep 29, 2023
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No. 23-179
IN THE
Supreme Court of the United States
_________
STATE OF ALASKA, ET AL.,
Petitioners,
v.
ALASKA STATE EMPLOYEES ASSOCIATION / AMERICAN
FEDERATION OF STATE, COUNTY AND MUNICIPAL
EMPLOYEES LOCAL 52, AFL-CIO,
_________
Respondent.
ON PETITION FOR WRIT OF CERTIORARI TO THE
SUPREME COURT OF THE STATE OF ALASKA
_________
BRIEF OF AMICUS CURIAE NATIONAL RIGHT TO
WORK LEGAL DEFENSE FOUNDATION, INC. AND THE
FAIRNESS CENTER IN SUPPORT OF PETITIONERS
_________
NATHAN J. MCGRATH
WILLIAM L. MESSENGER
THE FAIRNESS CENTER
Counsel of Record
500 N. Third St., Ste. 600B
c/o NATIONAL RIGHT TO
Harrisburg, PA 17101
WORK LEGAL DEFENSE
(844) 293-1001
FOUNDATION, INC.
njmcgrath@fairnesscenter.org 8001 Braddock Rd.,
Ste. 600
Springfield, VA 22160
(703) 321-8510
wlm@nrtw.org
Counsel for Amici Curiae
September 29, 2023
QUESTION PRESENTED
Whether the First Amendment prohibits a state
from taking money from employees’ paychecks to subsidize union speech when the state lacks sufficient evidence that the employees knowingly and voluntarily
waived their First Amendment rights.
(i)
TABLE OF CONTENTS
Page
QUESTION PRESENTED.......................................... i
TABLE OF AUTHORITIES...................................... iii
INTEREST OF THE AMICI CURIAE ...................... 1
SUMMARY OF THE ARGUMENT ........................... 2
ARGUMENT .............................................................. 3
I.
Employees’ First Amendment Right to Stop
Subsidizing Union Speech Is Being Severely
Restricted in at Least Seventeen States.......... 3
II.
Lower Courts Are Allowing States to Restrict
Employees’ Rights under Janus, and to Seize
Union Payments from Nonmembers, Without
Proof the Employees Waived Their First
Amendment Rights ........................................... 8
A. Five Circuit Courts allow states and unions
to restrict when employees can stop paying
for union speech without requiring evidence
those employees waived their First Amendment rights ....................................................... 8
B. The Ninth Circuit has gutted Janus’ affirmative consent requirement................................ 12
III.
The Question Presented Is Exceptionally
Important ........................................................ 16
CONCLUSION .......................................................... 18
(ii)
TABLE OF AUTHORITIES
CASES
Page(s)
Allen v. Ohio Civ. Serv. Emps. Ass’n,
No. 2:19-cv-3709, 2020 WL 1322051
(S.D. Ohio Mar. 20, 2020) ........................................6
Belgau v. Inslee,
975 F.3d 940 (9th Cir. 2020) .............................. 9,16
Burns v. Sch. Serv. Emps. Union Loc. 284,
75 F. 4th 857 (8th Cir. 2023) ................................ 6,8
Coll. Sav. Bank v. Fla. Prepaid Postsecondary
Educ. Expense Bd., 527 U.S. 666 (1999) .................9
Curtis Publ’g Co. v. Butts,
388 U.S. 130 (1967)....................................... 2,4,9,11
D.H. Overmyer Co. v. Frick Co.,
405 U.S. 174 (1972)..................................................9
Fuentes v. Shevin,
407 U.S. 67 (1972)....................................................9
Harris v. Quinn,
573 U.S. 616 (2014)..................................................1
Hendrickson v. AFSCME Council 18,
992 F.3d 950 (10th Cir. 2021) .............................. 6,9
Janus v. AFSCME, Council 31,
138 S. Ct. 2448 (2018).................................. 1-6,8-17
Johnson v. Zerbst,
304 U.S. 458 (1938)..................................................9
Knox v. SEIU Local 1000,
567 U.S. 298 (2012)............................................. 1,11
(iii)
iv
TABLE OF AUTHORITIES—Continued
Page(s)
Moran v. Burbine,
475 U.S. 412 (1986)................................................ 10
Ochoa v. Pub. Consulting Grp., Inc.,
48 F. 4th 1102 (9th Cir. 2022) ............................... 16
Ramon Baro v. Lake Cnty. Fed’n of Tchrs. Loc. 504,
57 F.4th 582 (7th Cir. 2023) ............................... 8,10
Savas v. Cal. State Law Enf’t Agency,
No. 20-56045, 2022 WL 1262014
(9th Cir. Apr. 28, 2022)) ..................................... 7,12
Schiewe v. Serv. Emps. Int’l Union Loc. 503,
No. 20-35882, 2023 WL 4417279
(9th Cir. July 10, 2023).......................................... 14
Town of Newton v. Rumery,
480 U.S. 386 (1987)............................................. 9,10
Weyandt v. Pa. State Corr. Officers Ass’n,
No. 1:19-cv-1018, 2019 WL 5191103
(M.D. Pa. Oct. 15, 2019)...........................................6
Wheatley v. New York State United Tchrs,
- F.4th -- , No. 22-2743-CV, 2023 WL 5688399
(2d Cir. Sept. 5, 2023) ..............................................8
Wright v. Serv. Emps. Int’l Union Loc. 503,
48 F. 4th 1112 (9th Cir. 2022) ...................... 2,12-15
v
TABLE OF AUTHORITIES—Continued
Page(s)
Statutes
Federal Statutes
42 U.S.C. § 1983 .................................................... 14
State Statutes
Cal. Gov’t Code § 1157.12 .................................. 5,15
Cal. Gov’t Code § 3513(i) ......................................... 7
Cal. Gov’t Code § 3540.1(i)(1).................................. 7
Cal. Gov’t Code § 3583(a) ........................................ 7
Cal. Educ. Code § 45060.......................................... 5
Colo. Rev. Stat. § 24-50-1111(2).............................. 5
Conn. Publ. Act No. 21-25, §§ 1(a)(i–j) ................... 5
Del. Code Ann. tit. 19, § 1304 .............................. 5,6
Haw. Rev. Stat. Ann. § 89-4(c) ................................ 5
Ind. Code § 20-29-5-6(c)(3). ..................................... 4
5 Ill. Comp. Stat. § 315/6(f). ................................. 5,6
Mass. Gen. Laws ch.180 § 17A ............................... 5
Nev. Rev. Stat. § 288.505(1)(b) ............................... 5
N.J. Stat. Ann. § 52:14-15.9e .................................. 5
N.Y. Civ. Serv. Law § 208(1)(b) .............................. 5
Or. Rev. Stat. § 243.806 ..................................... 5,15
43 P.S. § 1101.301(8) ............................................... 7
Wash. Rev. Code § 41.80.100 ............................. 5,15
OTHER AUTHORITIES
A Bill for Establishing Religious Freedom, 2 Papers
of Thomas Jefferson 545 (J. Boyd ed. 1950) ......... 17
Affirming Lab. Rts. and Obligations in Pub. Workplaces, Cal. Att’y Gen. Op. (undated) .....................5
vi
TABLE OF AUTHORITIES—Continued
Page(s)
Affirming Lab. Rts. and Obligations in Pub. Workplaces, Mass. Att’y Gen. Op. (undated) ..................5
Affirming Lab. Rts. and Obligations in Pub. Workplaces, Or. Att’y Gen. Op. (undated) ......................5
Affirming Lab. Rts. and Obligations in Pub. Workplaces, Wash. Att’y Gen. Op. (undated)..................5
Application of the U.S. Supreme Court’s Janus
Decision to Pub. Emp. Payroll Deductions for
Emp. Org. Membership Fees and Dues, Att’y
Gen. of Tex., Op. No. KP-0310, 2020 WL 7237859
(May 31, 2020) .........................................................4
Barry T. Hirsch & David A. Macpherson, Union
Membership and Coverage Database from the Current Population Survey: Note, 56 Indus. & Labor
Rels. Rev. (2003) .................................................... 16
First Amendment Rts. and Union Due Deductions
and Fees, Alaska Att’y Gen. Op. (Aug. 26, 2019) ...4
Guidance for Pub. Emps., N.Y. Dep’t of Lab. (undated) .......................................................................5
Guidance on the Rts. and Responsibilities of Pub.
Emps. Following Janus, Pa. Att’y. Gen. Op. (undated) .......................................................................5
Guidance Regarding Rts. and Duties of Pub. Emps.
after Janus, Ill. Att’y Gen. Op. (July 19, 2018) ......5
Guidance Regarding the Rts. and Duties of Pub.
Emps. After Janus, Conn. Att’y Gen. Op. (undated) .......................................................................5
vii
TABLE OF AUTHORITIES—Continued
Page(s)
Guidance on the Rts. and Duties of Pub. Emps.
After Janus, Md. Att’y Gen. Op. (undated) ............5
La Fetra, Deborah J., Miranda for Janus: The
Government’s Obligation to Ensure Informed
Waiver of Constitutional Rights,
55 Loyola L.A. L. Rev. 405 (Spring 2022) ............. 11
Payroll Deductions for Pub. Sector Emps., Ind. Att’y
Gen. Op., 2020 WL 4209604 (June 17, 2020) .........4
Pub. Lab. Rts. and Obligations Following Janus,
Vt. Att’y Gen. Op. (undated) ...................................5
Pub. Sector Emps. After Janus, N.M. Att’y Gen. Op.
(undated)..................................................................5
INTEREST OF THE AMICI CURIAE1
Since 1968, the National Right to Work Legal Defense Foundation, Inc. has been the nation’s leading
advocate for employee freedom to choose whether to
associate with unions. To this end, Foundation staff
attorneys have represented individuals before the Supreme Court in several major cases involving individuals’ First Amendment rights to refrain from subsidizing unions and their expressive activities. They include Janus v. AFSCME, Council 31, 138 S. Ct. 2448
(2018); Harris v. Quinn, 573 U.S. 616 (2014); and Knox
v. SEIU, Local 1000, 567 U.S. 298 (2012).
The Fairness Center is a nonprofit, public interest
law firm that provides free legal services to those hurt
by public-sector union officials. The Fairness Center
has represented multiple clients who resigned their
union memberships only to have their public employer
force them to continue funding the speech and activities of the union. These union nonmembers objected to
supporting the union and had no say in how their
money was used, yet had dues seized from their
paychecks.
The Foundation and Fairness Center submit this
amicus brief to inform the Court that: (1) unions and
states are impeding employees’ ability to exercise
their First Amendment rights under Janus, and
(2) five Circuit Courts have sanctioned these impediments by reading Janus’ waiver requirement out of
1 Rule 37 statement: All parties received timely notice of the
Amici’s intent to file this brief. No party’s counsel authored any
part of the brief and no one other than the Foundation and the
Fairness Center funded its preparation or filing.
(1)
2
existence. Amici urge the Court to grant review to
make clear that it meant what it said in Janus: that,
to seize payments for union speech from nonmembers,
a “waiver must be freely given and shown by ‘clear and
compelling’ evidence.’” 138 S. Ct. at 2486 (quoting
Curtis Publ’g Co. v. Butts, 388 U.S. 130, 145 (1967)
(plurality opinion)).
SUMMARY OF ARGUMENT
The Court’s review is urgently needed because
states and unions are severely curtailing employees’
right to stop paying for union speech and the lower
courts are allowing states and unions to do so. The
laws of at least seventeen states require government
employers to enforce policies that prohibit employees
from stopping government deductions of union dues
except during short periods. Under Janus, these restrictions on when employees can exercise their First
Amendment right to stop paying for union speech
should be unconstitutional absent clear and compelling evidence the employees waived their speech
rights. See 138 S. Ct. at 2486.
Yet, five Circuit Courts have now held that states
and unions can constitutionally seize payments for
union speech from dissenting employees without proof
they waived their constitutional rights. See infra at 8.
In the Ninth Circuit, such payments can be seized
without any actual proof of employee consent at all.
According to the Ninth Circuit, it is constitutional for
a state to deduct union payments from employees’
wages based on unverified and false union assertions
that the employees consented to the deductions. See
Wright v. Serv. Emps. Int’l Union Loc. 503, 48 F.4th
1112, 1125 (9th Cir. 2022), cert. denied, 143 S. Ct. 749
3
(2023). Also according to the Ninth Circuit, it is constitutional for unions to collect these payments from
nonconsenting employees because unions are not
state actors subject to the First Amendment. Id. at
1123-24. The Ninth Circuit has effectively abrogated
Janus’ core holding: that “[n]either an agency fee nor
any other payment to the union may be deducted from
a nonmember’s wages, nor may any other attempt be
made to collect such a payment, unless the employee
affirmatively consents to pay.” 138 S. Ct. at 2486.
The Court should not allow the employee speech
rights it recognized in Janus to be hamstrung in these
ways. The Court should grant the petition to reestablish that it violates the First Amendment for states
and unions to seize payments for union speech from
employees, and to restrict employees’ right to stop
making those payments, unless there is clear and
compelling evidence the employees knowingly waived
their speech rights.
ARGUMENT
I.
Employees’ First Amendment Right to
Stop Subsidizing Union Speech Is Being
Severely Restricted in at Least Seventeen
States.
In 2018, the Court recognized in Janus that public
employees have a First Amendment right not to subsidize union speech. 138 S. Ct. at 2486. The Court held
it unconstitutional for states and unions to deduct or
collect union payments from a nonmember employee
“unless the employee affirmatively consents to pay.”
Id. This consent, in turn, requires proof the employee
waived his or her rights. Id. The Court explained that
“[b]y agreeing to pay, nonmembers are waiving their
4
First Amendment rights, and such a waiver cannot be
presumed.” Id. “Rather, to be effective, the waiver
must be freely given and shown by ‘clear and compelling’ evidence.” Id. (quoting Curtis Publ’g Co., 388 U.S.
at 145).
States reacted to Janus’ waiver holding in different ways. Some sought to comply with Janus. Attorneys General for Alaska, Texas, and Indiana issued
opinions advising that states must reform their payroll deduction procedures to ensure employees knowingly consented to union dues deductions.2 Indiana
later amended its payroll deduction statute to require,
among other things, that government dues deduction
forms include the statement that “I am aware that I
have a First Amendment right, as recognized by the
United States Supreme Court, to refrain from joining
and paying dues to a union (school employee organization).” Ind. Code § 20-29-5-6(c)(3) (as amended by
P.L. 98-2021, § 1, eff. Apr. 22, 2021).
Other states chose to disavow Janus’ waiver holding and to restrict the speech rights the Court recognized. Eleven states that filed briefs in Janus opposing its ultimate outcome issued strikingly similar
guidance declaring Janus inapplicable to government
2
See First Amendment Rts. and Union Due Deductions and
Fees, Alaska Att’y Gen. Op. (Aug. 26, 2019) (Pet.App. 133); Application of the U.S. Supreme Court’s Janus Decision to Pub.
Emp. Payroll Deductions for Emp. Org. Membership Fees and
Dues, Tex. Att’y Gen. Op., Op. No. KP-0310, 2020 WL 7237859
(Tex. A.G. May 31, 2020); Payroll Deductions for Pub. Sector
Emps., Ind. Att’y Gen. Op., Op. No. 2020-5, 2020 WL 4209604
(Ind. A.G. June 17, 2020).
5
deductions of union dues from employees who sign
dues deduction authorization forms.3
A dozen states amended their dues deduction laws
after Janus to require government employers to enforce restrictions on when employees can stop payroll
deductions of union dues. This includes California,
Colorado, Connecticut, Delaware, Hawaii, Illinois,
Massachusetts, Nevada, New Jersey, New York, Oregon, and Washington.4 In the wake of Janus, government employers in at least four other states—New
3 See Affirming Lab. Rts. and Obligations in Pub. Workplaces,
Cal. Att’y Gen. Op. (undated), rb.gy/wwetc5; Guidance Regarding
the Rts. And Duties of Pub. Emps. After Janus, Conn. Att’y Gen.
Op. (undated), rb.gy/qaw4ud; Guidance Regarding Rts. and Duties of Pub. Emps. after Janus, Ill. Att’y Gen. Op. (July 19, 2018),
rb.gy/cphkyj; Guidance on the Rts. and Duties of Pub. Emps. After Janus, Md. Att’y Gen. Op. (undated), rb.gy/v71fyp; Affirming
Labor Rts. and Obligations in Pub. Workplaces, Mass. Att’y Gen.
Op. (undated), rb.gy/guzdxw; Pub. Sector Emps. After Janus,
N.M. Att’y Gen. Op. (undated); Guidance for Pub. Emps., N.Y.
Dep’t of Lab. (undated), https://www.nyspffa.org/main/wp-content/uploads/2018/07/nys_dol_janus_guidance.pdf;
Affirming
Lab. Rts. and Obligations in Pub. Workplaces, Or. Att’y Gen. Op.
(undated), rb.gy/ovweir; Guidance on the Rts. and Responsibilities of Pub. Emps. Following Janus, Pa. Att’y. Gen. Op. (undated), rb.gy/mb5ade; Pub. Lab. Rts. and Obligations Following
Janus, Vt. Att’y Gen. Op. (undated), rb.gy/umfmzo; Affirming
Lab. Rts. and Obligations in Pub. Workplaces, Wash. Att’y Gen.
Op. (July 17, 2018), rb.gy/saakuh.
4 See Cal. Gov’t Code § 1157.12; Cal. Educ. Code §§ 45060; Colo.
Rev. Stat. § 24-50-1111(2); Conn. Publ. Act No. 21-25, §§ 1(a)(i–
j); Del. Code Ann. tit. 19, § 1304; Haw. Rev. Stat. Ann. § 89-4(c);
5 Ill. Comp. Stat. § 315/6(f); Mass. General Laws ch.180 § 17A;
Nev. Rev. Stat. § 288.505(1)(b); N.J. Stat. Ann. §52:14-15.9e; N.Y.
Civ. Serv. Law § 208(1)(b); Or. Rev. Stat. § 243.806(6); Wash.
Rev. Code § 41.80.100(d).
6
Mexico, Ohio, Minnesota, and Pennsylvania—have
enforced restrictions on stopping payroll deductions
under preexisting state laws.5 Alaska can be included
in that list if the Court does not review and reverse
the Alaska Supreme Court decision sub judice. This
brings the total count of states restricting employees’
rights under Janus to at least seventeen.
These restrictions typically prohibit employees
from stopping government deductions of union dues
except during ten or fifteen-day annual periods.6
Here, according to the Alaska Supreme Court, state
law requires the State of Alaska to enforce dues deduction authorizations that prohibit employees who
resign their membership in the Alaska State Employees Association (“ASEA”) from stopping State deductions of union dues except during an annual ten-day
period. Pet.App. 155, 157. The result is to prohibit
Alaska state employees from exercising their First
Amendment right to stop subsidizing ASEA’s speech
for 355 days of each year.
Some restrictions are even worse. California and
Pennsylvania authorize “maintenance of membership” requirements that compel employees who are or
5 See Burns v. Sch. Serv. Emps. Union Loc. 284, 75 F.4th 857,
860-61 (8th Cir. 2023)); Hendrickson v. AFSCME Council 18, 992
F.3d 950 (10th Cir. 2021), cert. denied, 142 S. Ct. 423 (2021); Allen v. Ohio Civ. Serv. Emps. Ass’n, No. 2:19-cv-3709, 2020 WL
1322051, at *2 (S.D. Ohio Mar. 20, 2020); Weyandt v. Pa. State
Corr. Officers Ass’ns, No. 1:19-cv-1018, 2019 WL 5191103, at *2
(M.D. Pa. Oct. 15, 2019).
6 See, e.g., 5 Ill. Comp. Stat. § 315/6(f) (authorizing ten-day period
for stopping dues deductions and “a period of irrevocability that
exceeds one year”); Del. Code Ann. tit. 19, § 1304 (authorizing
annual fifteen-day period for stopping payroll deductions).
7
become union members to remain dues-paying union
members for the duration of a collective bargaining
agreement and permit them to withdraw from the union only during a thirty-day or fifteen-day period before the expiration of that agreement. See Cal. Gov’t
Code §§ 3513(i), 3540.1(i)(1), 3583(a); 43 P.S.
§ 1101.301(18). Given that most collective bargaining
agreements last three years or more, maintenance of
membership policies prohibit employees from exercising their First Amendment right to stop subsidizing
union speech for several years. See Savas v. Cal. State
Law Enf’t Agency, No. 20-56045, 2022 WL 1262014, at
*2 (9th Cir. Apr. 28, 2022), cert. denied, 143 S. Ct. 2430
(2023) (holding it constitutional for California and a
union to prohibit employees from stopping state dues
deductions for four years).
These restrictions infringe on the First Amendment rights of dissenting employees who resign their
union membership and object to paying for union
speech. These nonmembers are compelled to continue
to pay for union speech against their will, by means of
government deductions of union dues from their
wages, unless and until they submit another objection
during a short revocation window. This compulsion is
indistinguishable from a state and union requiring
employees who resign their union membership to pay
agency fees to that union for a time period. If anything, it is worse because the dissenting nonmembers
are being forced to pay not reduced agency fees, but
full union dues that include union expenses for partisan political activities.
8
II.
Lower Courts Are Allowing States to
Restrict Employees’ Rights under Janus,
and to Seize Union Payments From Nonmembers, Without Proof the Employees
Waived Their First Amendment Rights.
A. Five Circuit Courts allow states and
unions to restrict when employees can
stop paying for union speech without
requiring evidence those employees
waived their First Amendment rights.
After Janus, it should be unconstitutional for
states and unions to seize payments from employees
who become nonmembers of a union absent clear and
compelling evidence the employees earlier waived
their First Amendment right to stop paying for union
speech. 138 S. Ct. at 2486. It also should be unconstitutional for states and unions to restrict when employees can exercise that First Amendment right absent
proof the employees knowingly waived it. Indeed, even
without Janus’ waiver holding, the latter proposition
should be common sense.
Yet, five Circuit Courts have now held that states
and unions do not need evidence of a waiver to seize
union payments from employees who resign their
membership and object to paying union dues. According to these lower courts, and contrary to Janus, these
seizures are constitutional if there is a contract that
authorizes the seizures. See Wheatley v. New York
State United Tchrs., -- F.4th --, No. 22-2743-CV, 2023
WL 5688399 at * 3 (2d Cir. Sept. 5, 2023); Burns v.
Sch. Serv. Emps. Union Loc. 284, 75 F.4th 857, 86061 (8th Cir. 2023); Ramon Baro v. Lake Cnty. Fed’n of
9
Tchrs. Loc. 504, 57 F.4th 582, 586 (7th Cir.), cert. denied, 143 S. Ct. 2614 (2023); Hendrickson v. AFSCME
Council 18, 992 F.3d 950 (10th Cir. 2021), cert. denied,
142 S. Ct. 423 (2021); Belgau v. Inslee, 975 F.3d 940,
950-52 (9th Cir. 2020), cert. denied, 141 S. Ct. 2795
(2021).
The lower courts’ decisions to substitute a lesser
contract standard for the waiver requirement this
Court set forth in Janus matters because a waiver
standard is more exacting. The Court explained in Janus that a “waiver must be freely given and shown by
‘clear and compelling’ evidence.” 138 S. Ct. at 2486
(quoting Curtis Publ’g, 388 U.S. at 145). The Court
then cited three precedents holding an effective
waiver requires proof of an “‘intentional relinquishment or abandonment of a known right or privilege.’”
Coll. Sav. Bank v. Fla. Prepaid Postsecondary Educ.
Expense Bd., 527 U.S. 666, 682 (1999) (quoting Johnson v. Zerbst, 304 U.S. 458, 464 (1938); see Curtis
Publ’g, 388 U.S. at 143–45 (applying this standard to
an alleged waiver of First Amendment rights). The
Court has sometimes formulated these criteria as requiring that a waiver must be “voluntary, knowing,
and intelligently made.” D. H. Overmyer Co. v. Frick
Co., 405 U.S. 174, 185 (1972); see Fuentes v. Shevin,
407 U.S. 67, 94–95 (1972) (same). Along with these
criteria, public policy must support enforcing a purported waiver of a constitutional right. Town of Newton v. Rumery, 480 U.S. 386, 392 (1987).
A significant difference between a waiver standard
and contract standard is that a waiver of a constitutional right requires proof the person knew of that
right. A person can contractually agree to do some-
10
thing, like restrict when they can stop paying for union speech, without knowing they have a constitutional right not to do it. In contrast, to be enforceable,
a “waiver must have been made with a full awareness
of both the nature of the right being abandoned and
the consequences of the decision to abandon it.” Moran
v. Burbine, 475 U.S. 412, 421 (1986). Under a waiver
standard, states and unions could not restrict when
employees can exercise their First Amendment rights
under Janus without proving the employees were notified of their rights and intelligently chose to waive
them.7
Equally significant is that a purported waiver is unenforceable “if the interest in its enforcement is outweighed in the circumstances by a public policy
harmed by enforcement of the agreement.” Rumery,
480 U.S. at 392. The most common way states and unions frustrate employees’ right under Janus—prohibiting them from stopping government deductions of
union dues except during an annual ten- or fifteen-day
period—cannot satisfy this criterion.
7 Ramon Baro illustrates the point. The case concerned a teacher
who signed a dues deduction form at a mandatory union orientation without knowing she had constitutional right to not support
the union. 57 F.4th at 584-85. When the teacher learned of that
right a few days later and tried to exercise it, she was compelled
to continue to pay union dues until a revocation period set forth
in the form. Id. at 585. Applying contract principles, the Seventh
Circuit held the teacher’s lack of knowledge of her rights did not
render the restriction on her rights unenforceable. Id. at 586-87.
The outcome would have been different under a waiver standard.
The teacher not knowing of her constitutional right not to subsidize union speech would have proven that she did not knowingly
waive that right by signing the form.
11
The policy weighing against prohibiting employees
from exercising their rights under Janus for 350 or
355 days of each year is of the highest order: employees’ First Amendment right not to subsidize speech
they do not wish to support. See Janus, 138 S. Ct. at
2463–64. “[C]ompelled subsidization of private speech
seriously impinges on First Amendment rights” and
“cannot be casually allowed.” Id. at 2464. In Curtis
Publishing, the Court rejected an alleged waiver of
First Amendment freedoms, finding that “[w]here the
ultimate effect of sustaining a claim of waiver might
be an imposition on that valued freedom, we are unwilling to find waiver in circumstances which fall
short of being clear and compelling.” 388 U.S. at 145.
No sufficient countervailing interest exists. The
Court held in Knox that unions have no constitutional
entitlement to monies from dissenting employees. 567
U.S. at 313. Union financial self-interests in collecting
monies from dissenting employees do not outweigh
those employees’ First Amendment rights. Id. at 321.
The constitutional-waiver standard the Court
adopted in Janus would do much to curtail state and
union suppression of employees’ right to stop paying
for union speech they oppose. It also would have the
salutary effect of ensuring employees can make informed decisions about whether to subsidize a union
and its expressive activities. See La Fetra, Deborah J.,
Miranda for Janus: The Government’s Obligation to
Ensure Informed Waiver of Constitutional Rights, 55
Loyola L.A. L. Rev. 405 (Spring 2022).
In contrast, the lesser contract standard that several Circuit Courts have now adopted in defiance of
Janus leads to the opposite result. It allows states and
12
unions to easily restrict when employees can exercise
their First Amendment rights under Janus by simply
writing restrictions into the fine print of dues deduction forms. The forms at issue here illustrate the
point. Pet.App. 155, 157.
Unlike under a waiver standard, there is no requirement that employees presented with dues deduction
forms be notified of their constitutional right not to financially support a union. Employees can unwittingly
sign their First Amendment rights away for a year or
more without having any idea they are doing so. There
are few impediments to states and unions including
oppressive restrictions in the forms. According to the
Ninth Circuit, it is not problematic to prohibit employees from exercising their rights under Janus for four
years based on an oblique reference to a maintenance
of membership requirement in a dues deduction form.
See Savas, 2022 WL 1262014, at *2. The decisions of
the five Circuit Courts to not enforce Janus’ waiver
requirement have given unions and their governmental allies wide latitude to throttle employees’ ability to
exercise their right to stop paying for objectionable
union speech.
B. The Ninth Circuit has gutted Janus’
affirmative consent requirement.
1. If the foregoing were not bad enough, the Ninth
Circuit has made matters even worse for employees.
The court has effectively abrogated this Court’s holding in Janus that it is unconstitutional for states to
deduct, and for unions to collect, union payments from
employees without proof the employee affirmatively
consented to pay. 138 S. Ct. at 2486. According to the
13
Ninth Circuit’s decision in Wright, the First Amendment does not require that states or unions have objective proof of employee consent to pay. 48 F.4th at
1123-25. Under Wright, states can rely on unverified
union assertions that employees want to pay union
dues and unions are not subject to First Amendment
strictures at all. Id.
In Wright, an Oregon state employee (Wright) sued
a state agency and a union (the SEIU) for seizing union dues from her wages without her consent. Id. at
1116-17. Wright alleged SEIU caused the state agency
to take union dues from her wages based on a forged
authorization card, which the agency did not receive
or review. Id. When affirming a lower court’s dismissal of the employee’s complaint, the Ninth Circuit issued two holdings that together eviscerate Janus’ consent requirement.
First, the Ninth Circuit rejected the employee’s position “that Janus created a constitutional ‘duty’ for
the State to ensure that the employees listed in SEIU's certification had duly authorized dues deducted
from their salaries.” Id. at 1124-25. The lower court
held that “Janus does not require that Oregon ensure
the accuracy of SEIU's certification of those employees
who have authorized dues deductions” and, more generally, that “Janus imposes no affirmative duty on
government entities to ensure that membership
agreements and dues deductions are genuine.” Id. at
1125.
Second, the Ninth Circuit held the union that demanded the state agency seize payments from Wright
without her consent, and that received those pay-
14
ments, is not a state actor subject to the First Amendment. Id. at 1122-24. The union thus faced no liability
under 42 U.S.C. § 1983 and could keep the payments
it wrongfully seized. Under Wright, unions in the
Ninth Circuit have no constitutional duty whatsoever
to ensure that employees consent to pay union dues
before seizing dues from those employees. As the
Ninth Circuit later put it: a “union was not a state actor when it provided the dues authorization to the
state employer, even if the authorization was fraudulent.” Schiewe v. Serv. Emps. Int’l Union Loc. 503, No.
20-35882, 2023 WL 4417279, at *1 (9th Cir. July 10,
2023) (citing Wright, 48 F.4th at 1123-25). In the
Ninth Circuit, unions are no longer subject to Janus’
affirmative consent holding at all.
Taken together, Wright’s holdings make it constitutional in the Ninth Circuit for states to deduct payments for unions from nonmembers’ wages, and for
unions to collect those payments, without any actual
proof the employees consented to pay. This result is
the exact opposite of what the Court held in Janus:
that “[n]either an agency fee nor any other payment
to the union may be deducted from a nonmember’s
wages, nor may any other attempt be made to collect
such a payment, unless the employee affirmatively
consents to pay.” 138 S. Ct. at 2486.
The Alaska Supreme Court here followed the Ninth
Circuit’s lead and held there is no state action when
the State and ASEA deduct and collect union dues
from employees’ wages. Pet.App. 23-26. Under this
holding, it is questionable if even the State of Alaska
is subject to the First Amendment, and thus to Janus’
affirmative consent holding, when the State takes union payments from employees’ wages.
15
2. The Ninth Circuit’s gutting of Janus’ affirmative
consent requirement has real consequences. Three
states in the Ninth Circuit—California, Oregon, and
Washington—have laws that require public employers to deduct union dues from any employee whose
name appears on a union-provided list. See Cal. Gov’t
Code § 1157.12(a); Or. Rev. Stat. § 243.806(7); Wash.
Rev. Code § 41.80.100(2)(g). The laws require that “a
public employer shall rely on the list to make the authorized deductions and to remit payment to the labor
organization.” Or. Rev. Stat. § 243.806(7); see Cal.
Gov’t Code § 1157.12(a) (similar); Wash. Rev. Code
§ 41.80.100(2)(g) (similar). California and Washington
also require that public employers rely on union assertions when it comes to stopping deductions of union
dues from employees’ wages. See Cal. Gov’t Code
§ 1157.12(b); Wash. Rev. Code §§ 41.80.100(2)(e)-(f).
California, Oregon, and Washington have effectively
given unions control over their payroll deduction systems when it comes to taking union dues from employees’ wages. According to the Ninth Circuit in Wright,
the First Amendment does not apply to unions when
they exercise that control and states can blindly follow
union orders without verifying that employees actually consent to paying for union speech. Wright thus
allows unions to control state payroll deduction systems with no constitutional accountability to employees. In the Ninth Circuit, the foxes are being allowed
to run the henhouse.
Equally as shocking, the Ninth Circuit held this
scheme in which a state grants a self-interested party
(a union) the power to decide whether the state will
seize monies for it from other parties (public employees) does not violate due process guarantees. See
16
Ochoa v. Pub. Consulting Grp., Inc., 48 F.4th 1102,
1110-11 (9th Cir. 2022), cert. denied, 143 S. Ct. 783
(2023). Turning a vice into a virtue, the Ninth Circuit
reasoned that a state’s “’mandatory indifference to the
underlying merits of the [employees’] authorization’”
to pay money to a union makes this process constitutional. Id. at 1111 (quoting Belgau, 975 F.3d at 948).
This rationale makes a mockery of this Court’s holding in Janus that states cannot deduct union payments from employees’ wages “[u]nless employees
clearly and affirmatively consent before any money is
taken from them.” 138 S. Ct. at 2486.
III. The Question Presented Is Exceptionally
Important.
The restrictions on employees’ speech rights that
five Circuit Courts and the Alaska Supreme Court
have now sanctioned impact millions of public employees. In 2022, approximately 6,090,600 state and local
government employees were union members.8 Of
those employees, approximately 4,849,000 work in the
seventeen states that require government employers
to enforce prohibitions on when employees who resign
their union membership can stop payroll deductions
of union dues.9 It is thus reasonable to estimate that
8
Barry T. Hirsch & David A. Macpherson, Union Membership
and Coverage Database from the Current Population Survey:
Note, 56 Indus. & Labor Rels. Rev. 349–54 (2003) (updated annually at unionstats.com); https://www.unionstats.com/members/members_index.html (estimating that 2,143,900 state employees and 3.946,700 local government employees were union
members in 2022).
9
See Barry T. Hirsh, supra, https://www.unionstats.com
/state/htm/state_2022.htm.
17
well over four million public employees cannot exercise their First Amendment rights under Janus except
during a few days each year.
These restrictions infringe on the employees’ fundamental speech and associational rights. The Court in
Janus recognized that, just as “[c]ompelling individuals to mouth support for views they find objectionable
violates . . . [a] cardinal constitutional command,” 138
S. Ct. at 2463, “[c]ompelling a person to subsidize the
speech of other private speakers raises similar First
Amendment concerns.” Id. at 2464. “As Jefferson famously put it, ‘to compel a man to furnish contributions of money for the propagation of opinions which
he disbelieves and abhor[s] is sinful and tyrannical.’”
Id. (quoting A Bill for Establishing Religious Freedom, 2 Papers of Thomas Jefferson 545 (J. Boyd ed.
1950)). A restriction on when employees can stop paying for union speech compels employees who no longer
want to contribute money to propagate union speech
to do so anyway.
Unless the Court grants review and breathes new
life into Janus’ waiver requirement, unions and their
governmental allies will continue to severely restrict
the right of millions of employees to stop subsidizing
union speech. The Court should not tolerate this resistance to its holding in Janus.
18
CONCLUSION
The Court should grant the petition for certiorari.
Respectfully submitted,
WILLIAM L. MESSENGER
Counsel of Record
c/o NATIONAL RIGHT TO
WORK LEGAL DEFENSE
FOUNDATION, INC.
8001 Braddock Rd., Ste. 600
Springfield, VA 22160
(703) 321-8510
wlm@nrtw.org
September 29, 2023
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.