Opposition Brief — American Petroleum Institute, et al., Petitioners v. Minnesota
Supreme Court briefOct 23, 2023
Ask Donna
What actually matters in this document.
Text
No. 23-168
In The
Supreme Court of the United States
American Petroleum Institute, et al.,
Petitioners,
v.
State of Minnesota,
Respondent.
On Petition for a Writ of Certiorari
to the United States Court of Appeals
for the Eighth Circuit
RESPONDENT STATE OF MINNESOTA’S
OPPOSITION TO PETITION
FOR A WRIT OF CERTIORARI
Keith Ellison
Attorney General,
State of Minnesota
Liz Kramer
Solicitor General
Oliver Larson
Peter Surdo
Assistant Attorneys General
State of Minnesota
445 Minnesota St., Ste. 1400
St. Paul, MN 55101
(651) 757-1291
oliver.larson@ag.state.mn.us
peter.surdo@ag.state.mn.us
Victor M. Sher
Counsel of Record
Matthew K. Edling
Martin D. Quiñones
Quentin C. Karpilow
Gretel Lee
Sher Edling LLP
100 Montgomery St., Suite 1410
San Francisco, CA 94104
(628) 231-2500
vic@sheredling.com
matt@sheredling.com
marty@sheredling.com
quentin@sheredling.com
gretel@sheredling.com
Counsel for Respondent – State of Minnesota
Mosaic - (301) 927-3800 - Cheverly, MD
49261_Ltrhd.indd
1
6/11/08
12:44:0
i
QUESTION PRESENTED
Should this Court create a novel exception to the
well-pleaded complaint rule for claims “governed by
federal common law” that would purportedly confer
federal-question jurisdiction over respondent’s statelaw complaint, where: (1) seven circuit courts have
unanimously declined to recognize that exception in
cases materially similar to this one; and (2) removal
would not be proper in this case under any theory because (a) the common law on which petitioners rely
here has been displaced by a federal statute; (b) the
displacing statute does not completely preempt state
law; and (c) respondent’s state-law claims do not satisfy Grable & Sons Metal Products, Inc. v. Darue Engineering & Manufacturing, 545 U.S. 308 (2005), because they do not necessarily present a substantial
federal question that could be adjudicated in federal
court without upsetting the federal-state division of
judicial responsibility.
iii
TABLE OF CONTENTS
Page
INTRODUCTION................................................
1
SUMMARY OF ARGUMENT.............................
2
FACTS AND PROCEDURAL HISTORY............
6
REASONS THE PETITION SHOULD
BE DENIED.....................................................
9
I. There is no circuit conflict..........................
11
A. The decision below does not conflict
with the pre-Grable cases petitioners
cite. ........................................................
13
B. In Connecticut v. Exxon Mobil Corp.,
the Second Circuit confirmed that
claims like Minnesota’s are not
removable, as every circuit to
consider the question has held.............
17
II. The decision below is correct......................
20
III. The Question Presented is neither
recurring nor important.............................
29
IV. This case is a poor vehicle..........................
31
CONCLUSION.....................................................
32
v
TABLE OF AUTHORITIES
Page
Cases
Am. Elec. Power Co. v. Connecticut,
564 U.S. 410 (2011)........................
5, 13, 16, 20-22
Bd. of Cnty. Comm’rs of Boulder Cnty. v.
Suncor Energy (U.S.A.) Inc.,
25 F.4th 1238 (10th Cir. 2022)...............
2, 5, 8, 19
Beneficial Nat’l Bank v. Anderson,
539 U.S. 1 (2003)..............................................
8
Bernhard v. Whitney Nat’l Bank,
523 F.3d 546 (5th Cir. 2008)............................
15
BP P.L.C. v. Mayor & City Council of Baltimore,
141 S. Ct. 1532 (2021)......................................
2, 7
California v. ARC Am. Corp.,
490 U.S. 93 (1989)............................................
22
Caterpillar Inc. v. Williams,
482 U.S. 386 (1987)..........................................
10
City & Cnty. of Honolulu v. Sunoco LP,
39 F.4th 1101 (9th Cir. 2022)..........................
2
City of Hoboken v. Chevron Corp.,
45 F.4th 699 (3d Cir. 2022).................... 1, 4, 15, 19
City of Milwaukee v. Illinois,
451 U.S. 304 (1981)..........................................
13
City of New York v. Chevron Corp.,
993 F.3d 81 (2d Cir. 2021)...............................
2, 3
City of Oakland v. BP PLC,
969 F.3d 895 (9th Cir. 2020)............................
2, 5
Connecticut v. Exxon Mobil Corp.,
__ F.4th __, No. 21-cv-1446, 2023 WL 6279941
(2d Cir. Sept. 27, 2023).............. 1, 3, 12, 14-19, 25
vi
TABLE OF AUTHORITIES—Continued
Page
Cnty. of San Mateo v. Chevron Corp.,
32 F.4th 733 (9th Cir. 2022)............................ 2, 5
Edenfield v. Fane,
507 U.S. 761 (1993)..........................................
22
Empire Healthchoice Assurance, Inc. v. McVeigh,
547 U.S. 677 (2006).......................................... 11, 24
Federated Dep’t Stores, Inc. v. Moitie,
452 U.S. 394 (1981)..........................................
25
Fla. Lime & Avocado Growers, Inc. v. Paul,
373 U.S. 132 (1963)..........................................
22
Franchise Tax Bd. of State of Cal. v.
Constr. Laborers Vacation Tr. for S. Cal.,
463 U.S. 1 (1983)..................................... 10, 12, 15
Georgia v. Tenn. Copper Co.,
240 U.S. 650 (1916)..........................................
22
Grable & Sons Metal Prods., Inc. v. Darue
Eng’g & Mfg.,
545 U.S. 308 (2005)............................... i, 4, 11, 15
Gully v. First Nat’l Bank,
299 U.S. 109 (1936).......................................... 11, 23
Gunn v. Minton,
568 U.S. 251 (2013)................................
4, 9, 15-17
Hertz Corp. v. Friend,
559 U.S. 77 (2010)............................................
29
Illinois v. City of Milwaukee,
406 U.S. 91 (1972)............................................
22
Int’l Paper Co. v. Ouellette,
479 U.S. 481 (1987)..........................................
20
vii
TABLE OF AUTHORITIES—Continued
Page
Jennings v. Rodriguez,
583 U.S. __, 138 S. Ct. 830 (2018)...................
32
Joseph v. United States,
574 U.S. 1038, 135 S. Ct. 705 (2014)...............
19
Lorillard Tobacco Co. v. Reilly,
533 U.S. 525 (2001)..........................................
22
Louisville & Nashville R. Co. v. Mottley,
211 U.S. 149 (1908)......................................... 23, 27
Mayor & City Council of Baltimore v. BP P.L.C.,
31 F.4th 178 (4th Cir. 2022).................. 1, 5, 19, 21
McKesson v. Doe,
592 U.S. __, 141 S. Ct. 48 (2020).....................
30
Merrell Dow Pharms. Inc. v. Thompson,
478 U.S. 804 (1986).......................................... 10, 23
Merrill Lynch, Pierce, Fenner & Smith Inc. v.
Manning,
578 U.S. 374 (2016)............................... 4, 16, 29-31
Mesa v. California,
489 U.S. 121 (1989)..........................................
Metro. Life Ins. Co. v. Taylor,
481 U.S. 58 (1987)...............................
28
4, 10, 11, 24
Missouri v. Illinois,
180 U.S. 208 (1901)..........................................
22
New Jersey v. City of New York,
283 U.S. 473 (1931)..........................................
22
Newton v. Cap. Assurance Co.,
245 F.3d 1306 (11th Cir. 2001)........................
14
R.R. Co. v. Mississippi,
102 U.S. 135 (1880)..........................................
9
viii
TABLE OF AUTHORITIES—Continued
Page
Republic of Philippines v. Marcos,
806 F.2d 344 (2d Cir. 1986).............................
14
Rhode Island v. Shell Oil Prods. Co.,
35 F.4th 44 (1st Cir. 2022).........................
1, 5, 19
Rivet v. Regions Bank of La.,
522 U.S. 4705 (1998)........................................
25
Rodriguez v. FDIC,
140 S. Ct. 713 (2020)........................................
26
Sam L. Majors Jewelers v. ABX, Inc.,
117 F.3d 922 (5th Cir. 1997).......................... 15, 16
Texas Indus., Inc. v. Radcliff Materials, Inc.,
451 U.S. 630 (1981)..........................................
30
The Fair v. Kohler Die & Specialty Co.,
228 U.S. 22 (1913)............................................
28
Third St. & Suburban Ry. Co v. Lewis,
173 U.S. 457 (1899)..........................................
10
Torres v. S. Peru Copper Co.,
113 F.3d 540 (5th Cir. 1997)............................
14
Vaden v. Discover Bank,
556 U.S. 49 (2009).......................................... 10, 23
Statutes
15 U.S.C. § 78aa(a)..............................................
29
28 U.S.C. § 1331....................................... 9, 10, 19, 28
28 U.S.C. § 1334 ..................................................
28
28 U.S.C. § 1441....................................... 9, 10, 27, 28
28 U.S.C. § 1442...................................................
28
28 U.S.C. § 1452...................................................
28
ix
TABLE OF AUTHORITIES—Continued
Page
42 U.S.C. § 2014(hh)............................................
28
42 U.S.C. § 7401...................................................
5
Rules
Fed. R. Civ. P. 12(b)(6).........................................
18
Other Authorities
Arthur R. Miller, Artful Pleading: A Doctrine in
Search of Definition,
76 Tex. L. Rev. 1781 (1998).............................
25
1
INTRODUCTION
Respondent, the State of Minnesota, brought statelaw statutory and common-law claims against petitioners for their alleged long-standing pattern of deceptive
marketing. The State alleges petitioners have known
for decades that their fossil-fuel products create greenhouse-gas pollution that increases global atmospheric,
surface, and ocean temperatures, and were aware of
the catastrophic consequences that would result. They
nevertheless misled consumers and the public about
the existence of climate change and their products’ role
in causing it. That alleged deception is the gravamen of
this action. Seeking redress for deceptive marketing
and failure to warn is a traditional method by which
state attorneys general exercise their states’ police authority to protect consumers and the public, and to that
end the State filed this action in Minnesota state court,
alleging causes of action under Minnesota law.
The Eighth Circuit affirmed the District of Minnesota’s order remanding this case to state court, noting
that this was not “the first time [petitioners], or their
oil producing peers, have made these jurisdictional arguments,” and that its “sister circuits rejected them in
each case.” Pet. App. 3a. No court has adopted petitioners’ positions—the opinion below adds to a chorus
of seven appellate decisions across six other circuits
affirming remand in materially similar cases, to which
many petitioners here have been parties.1
See Rhode Island v. Shell Oil Prods. Co., 35 F.4th 44 (1st
Cir. 2022), cert. denied, 143 S. Ct. 1796 (2023); Connecticut v.
Exxon Mobil Corp., __ F.4th __, No. 21-cv-1446, 2023 WL 6279941
(2d Cir. Sept. 27, 2023); City of Hoboken v. Chevron Corp., 45
F.4th 699 (3d Cir. 2022), cert. denied, 143 S. Ct. 2483 (2023);
Mayor & City Council of Baltimore v. BP P.L.C., 31 F.4th 178
(4th Cir. 2022), cert. denied, 143 S. Ct. 1795 (2023); Cnty. of San
1
2
This Court denied petitions for certiorari from six of
those opinions just last term, each of which raised the
same Question Presented as this petition and relied on
the same arguments and authorities. On this Court’s
invitation, the United States argued as amicus curiae
in the Suncor case that “the petition for a writ of certiorari should be denied.” Brief for the United States
as Amicus Curiae at 1, Suncor, No. 21-1550 (Mar. 16,
2023). The United States reasoned—as the Eighth Circuit did here—that the plaintiffs’ complaints could not
be “removed to federal court on the ground that [their]
state-law claims should be recharacterized as claims
arising under federal common law” and “no exception
to the well-pleaded complaint rule applies.” Id. Moreover, “the Clean Air Act has displaced any relevant
federal common law in this area.” Id. The landscape is
the same now as it was earlier this year when the
Court denied identical petitions in Suncor and five
other cases. The result should be the same as well.
SUMMARY OF ARGUMENT
1. There is no circuit conflict on the Question Presented. See S. Ct. R. 10(a). The seven circuits that
have considered the issue are in alignment.
The petition wrongly argues the decision below is in
conflict with Second Circuit’s opinion in City of New
York v. Chevron Corp., 993 F.3d 81 (2d Cir. 2021). But
Mateo v. Chevron Corp., 32 F.4th 733 (9th Cir. 2022), cert. denied, 143 S. Ct. 1797 (2023); City & Cnty. of Honolulu v. Sunoco
LP, 39 F.4th 1101 (9th Cir. 2022), cert. denied, 143 S. Ct. 1795
(2023); Bd. of Cnty. Comm’rs of Boulder Cnty. v. Suncor Energy
(U.S.A.) Inc., 25 F.4th 1238 (10th Cir. 2022), cert. denied, 143 S.
Ct. 1795 (2023); see also City of Oakland v. BP PLC, 969 F.3d 895
(9th Cir. 2020) (vacating order denying remand), cert. denied,
141 S. Ct. 2776 (2021).
3
recent developments confirm no conflict exists. After
this petition was filed, the Second Circuit issued a decision affirming remand in a case materially similar to
this one, and expressly rejecting the exact “freestanding federal-common-law exception from the wellpleaded complaint rule” that petitioners advance here.
See Connecticut, 2023 WL 6279941, at *7. The Connecticut opinion—authored by the same judge who
wrote City of New York—found that the defendant’s
grounds for removal were “well-trodden by our sister
circuits,” and “join[ed] them” in holding that the statelaw consumer-protection claims alleged there were
not removable. See id. at *15.
Further, the City of New York decision did not consider subject-matter jurisdiction at all. Instead, it affirmed dismissal for failure to state a claim in a diversity case originating in federal court. See 993 F.3d at
85–86, 88. The court expressly “reconcile[d]” its conclusions with the “parade of recent opinions” affirming remand in analogous cases like this one, because
“their reasoning does not conflict with [its] holding.”
Id. at 93–94. The subsequent Connecticut opinion
confirms that the circuits agree on the jurisdictional
question at issue here.
Petitioners cite a handful of additional outdated
cases that likewise do not demonstrate any conflict.
See Pet. 12–14. None address whether congressionally
displaced federal common law could convert state-law
claims into federal ones for jurisdictional purposes,
which is what petitioners argue for here. Plus, they all
predate this Court’s efforts to circumscribe the removability of state-law claims in the Grable line of cases,
discussed further below. Those earlier decisions are
“not good law” to the extent they purport to recognize
additional exceptions to the well-pleaded complaint
4
rule, Hoboken, 45 F.4th at 708, and are otherwise consistent with the decision below.
Petitioners’ authorities did not demonstrate the existence of a circuit split six months ago. They still do not.
2. The circuits are aligned in their analysis and results because they apply this Court’s precedents correctly, as did the decision below.
This Court has acknowledged its prior caselaw construing the federal-question jurisdiction statute “was
for many decades . . . highly ‘unruly.’ ” Merrill Lynch,
Pierce, Fenner & Smith Inc. v. Manning, 578 U.S. 374,
385 (2016) (quoting Gunn v. Minton, 568 U.S. 251, 258
(2013)). But it has since worked to synthesize “that
muddled backdrop” into “what we now understand as
the ‘arising under’ standard.” Id. Beginning with Grable & Sons Metal Products, Inc. v. Darue Engineering
& Manufacturing, 545 U.S. 308 (2005) (“Grable”), the
Court “condensed [its] prior cases” into a straightforward test. Gunn, 568 U.S. at 258. A claim arises under
federal law for statutory purposes where “federal law
creates the cause of action asserted,” or where state
law creates the cause of action but a federal question is
“(1) necessarily raised, (2) actually disputed, (3) substantial, and (4) capable of resolution in federal court
without disrupting the federal-state balance approved
by Congress.” Id. Rarely, a state cause of action may
also arise under federal law where Congress has “so
completely pre-empt[ed] a particular area that any
civil complaint raising this select group of claims is
necessarily federal in character.” Metro. Life Ins. Co. v.
Taylor, 481 U.S. 58, 63–64 (1987). As the United States
explained in Suncor, “[c]omplete preemption is ultimately a matter of congressional intent” to federalize
an area of law. Suncor, U.S. Br. at 15.
5
Petitioners seek to avoid both Grable and complete
preemption by invoking and then misapplying the
“artful pleading principle.” Pet. 28. They assert that
some state-law causes of action “inherently are federal claims, arising under federal law” regardless how
they are pleaded, because they involve subjects that
are “necessarily and exclusively governed by federal
common law.” Id. But the court below noted that it
had never treated “artful pleading” as a “standalone
exception” to the well-pleaded complaint rule independent of complete preemption, and held that federal
common law cannot completely preempt state law because, by definition, it “does not express congressional
intent of any kind.” See Pet. App. 5a n.4 & 7a. The
court of appeals correctly held that petitioners’ attempts to broaden the “artful pleading principle”
would contravene this Court’s careful progress settling the boundaries for arising-under jurisdiction.
Even if petitioners’ artful pleading theory had precedential support, it could not apply in this case. This
Court held twelve years ago that the federal common
law of air pollution nuisance, on which petitioners
rely, has been “displaced by the federal legislation authorizing EPA to regulate carbon-dioxide emissions,”
namely the Clean Air Act. Am. Elec. Power Co. v. Connecticut, 564 U.S. 410, 423 (2011) (“AEP”); see 42 U.S.C.
§ 7401 et seq. Every court to consider the question has
concluded that a defendant “cannot premise removal
on a federal common law that no longer exists.” Rhode
Island, 35 F.4th at 53–54; see also Baltimore, 31 F.4th
at 204–07; San Mateo, 32 F.4th at 747; Oakland, 969
F.3d at 906; Suncor, 25 F.4th at 1260.
3. The petition should also be denied because the
Question Presented is neither important nor frequently recurring. See S. Ct. R. 10(c). Petitioners do not
6
identify any class of cases impacted by the issues here
other than ones to which they themselves are parties,
and there is no confusion in jurisdictional analysis the
Court could relieve by hearing this case.
Petitioners argue this petition presents “enormous
stakes as it relates to the national-security, economic,
and energy policy of the United States.” Pet. 31. Tellingly, however, the United States did not address either military readiness or civilian energy resources in
its amicus brief in Suncor. And as the United States
explained in that same brief, “all five courts of appeals
that have considered the issue have rejected the position that the government took” in support of the petitioners in the Baltimore case. Suncor, U.S. Br. at 7.
The Second and Eighth Circuits have since joined the
consensus. The fact that the United States “reexamined its position” on the certworthiness of the Question Presented in light of that unanimous authority
does not show the question is important. See id.
4. Finally, this petition is not a viable vehicle to resolve the Question Presented. As petitioners concede,
the Eighth Circuit did not consider or resolve whether
federal common does or could “govern” the State’s
claims. This Court would therefore be required to resolve the issue in petitioners’ favor in the first instance
to reverse.
The petition should be denied.
FACTS AND PROCEDURAL HISTORY
The State brought this matter in Minnesota state
court. Like plaintiffs in other analogous circuit decisions affirming remand, the State “sued various energy companies for promoting fossil fuels while allegedly concealing their environmental impacts,”
7
asserting state law claims “centered on the defendants’ alleged failure to warn about the dangers of
their products—and the injuries the [State] says it
suffered as a result.” BP P.L.C. v. Mayor & City Council of Baltimore, 141 S. Ct. 1532, 1535–36 (2021) (addressing scope of appellate jurisdiction over order
granting remand). The complaint “alleges that [petitioners] developed a widespread campaign to deceive
the public about the dangers of fossil fuels and to undermine the scientific consensus linking fossil fuel
emissions to climate change.” Pet. App. 29a.
Petitioners removed, asserting seven different theories of federal jurisdiction, among them federal-question jurisdiction premised on federal common law and
federal-question jurisdiction premised on Grable. See
id. 33a. The district court remanded, rejecting each
basis for removal. The court found that “the State’s
action here is far more modest than the caricature defendants present,” holding that “[s]tates have both the
clear authority and primary competence to adjudicate
alleged violations of state common law and consumer
protection statutes, and a complex injury does not a
federal action make.” Id. 57a.
As relevant to the Question Presented, the district
court held that the State’s claims do not arise under
federal law. The court held that petitioners’ federalcommon-law theories “lack[ed] a substantial relationship to the actual claims alleged and would require
the Court to invent a separate cause of action” not
pleaded in the complaint. Id. 41a. The court declined
to hold that “implied federal common law claims establish a separate and independent exception to the
well-pleaded complaint rule,” which would be “contrary to Supreme Court precedent establishing the
specific and defined parameters for federal jurisdic-
8
tion over exclusively state law claims.” Id. Adopting
petitioners’ reasoning would “not [be] a sound foundation for asserting federal jurisdiction.” Id. 41a–42a.
The Eighth Circuit affirmed. The court stated that
“[t]here are two important exceptions to the wellpleaded complaint rule,” namely complete preemption
and Grable. Pet. App. 5a. It reasoned that the complete preemption doctrine “ask[s] whether Congress
intended a federal statute to provide ‘the exclusive
cause of action for the claim asserted and also set forth
procedures and remedies governing that cause of action.’ ” Pet. App. 6a (quoting Beneficial Nat’l Bank v.
Anderson, 539 U.S. 1, 8 (2003)). Federal common law
thus could not completely preempt the State’s claims
because it provides “no substitute federal cause of action for the state-law causes of action Minnesota
brings,” and “more importantly” because federal common law “does not express Congressional intent of any
kind—much less intent to completely displace any
particular state-law claim.” Id. 7a.
With respect to Grable, the court of appeals stated
that while petitioners “list[ed] a variety of federal interests potentially impacted should a court hold them liable,” they did not identify any “specific elements of Minnesota’s claims” that would “require the court to
interpret and apply federal common law or second-guess
Congress’s cost-benefit rationales” in regulating fossil
fuels. Id. 9a–10a. The court held to the contrary that
“none of Minnesota’s claims try to hold [petitioners] liable for production activities—only marketing.” Id. 17a.
As such, “any implied conflict between the . . . state-law
claims and federal cost-benefit determinations speaks
to a potential defense on the merits of those claims, specifically a preemption defense, rather than to the jurisdictional issue.” Id. 10a (quoting Suncor, 25 F.4th at
9
1266). Because no federal issue is necessarily raised in
the State’s complaint, “the Grable exception to the wellpleaded complaint rule does not apply.” Id.
Concurring, Judge Stras “agree[d] with the court
that, as the law stands now, the suit does not ‘aris[e]
under’ federal law.” Id. 20a. Judge Stras nonetheless
wrote that because this case involves the “global issue”
of climate change, on which states have “strong views,”
it is “in effect, an interstate dispute,” in the sense of
being a “disput[e] between states.” Id. 21a. He continued that “somehow, when interstate disputes are litigated through the surrogate of a private party as the
defendant, fifty state courts get to handle them.” Id.
24a. Citing precedent predating the 1887 and 1888
statutes that have carried forward into 28 U.S.C.
§§ 1331 and 1441, Judge Stras offered that “perhaps
for a ‘uniquely federal interest’ like interstate pollution,
it should still be” possible to exercise federal-question
jurisdiction based on an anticipated federal defense,
“even if ‘the claim . . . might[ ] possibly be determined
by reference alone to state enactments.’ ” Id. 25a (quoting R.R. Co. v. Mississippi, 102 U.S. 135, 140 (1880)).
Judge Stras concluded, however, that “even the strongest arguments for removal don’t work here,” and concurred with the majority in full. Id. 26a, 27a.
REASONS THE PETITION
SHOULD BE DENIED
The basic principles governing federal-question jurisdiction are well understood. “Federal courts are
courts of limited jurisdiction, possessing only that
power authorized by Constitution and statute.” Gunn,
568 U.S. at 256 (cleaned up). Congress has granted
district courts original subject-matter jurisdiction
over “all civil actions arising under the Constitution,
laws, or treaties of the United States,” and such ac-
10
tions “may be removed by the defendant” from state to
federal court. 28 U.S.C. §§ 1331, 1441(a).
“[U]nder the present statutory scheme as it has existed since 1887,” the Court has applied a “powerful
doctrine,” known as the well-pleaded complaint rule,
which requires that jurisdiction under Sections 1331
and 1441 “must be determined from what necessarily
appears in the plaintiff’s statement of his own claim.”
Franchise Tax Bd. of State of Cal. v. Constr. Laborers
Vacation Tr. for S. Cal., 463 U.S. 1, 9–10 (1983) (quotation omitted). For more than 120 years, the wellpleaded complaint rule has been “the basic principle
marking the boundaries of the federal question jurisdiction of the federal district courts.” Metro. Life Ins.,
481 U.S. at 63; see also, e.g., Third St. & Suburban Ry.
Co v. Lewis, 173 U.S. 457, 460 (1899) (describing wellpleaded complaint rule as “thoroughly settled”). The
rule “makes the plaintiff the master of the claim” such
that “he or she may avoid federal jurisdiction by exclusive reliance on state law.” Caterpillar Inc. v. Williams, 482 U.S. 386, 392 (1987). “Jurisdiction may not
be sustained on a theory that the plaintiff has not advanced,” Merrell Dow Pharms. Inc. v. Thompson, 478
U.S. 804, 809 n.6 (1986), and cannot be “predicated on
an actual or anticipated defense,” Vaden v. Discover
Bank, 556 U.S. 49, 60 (2009), “including the defense of
preemption,” Franchise Tax Bd., 463 U.S. at 14.
The well-pleaded complaint rule has two recognized
exceptions. The first is the complete preemption doctrine, which applies when “the pre-emptive force of a
statute is so ‘extraordinary’ that it ‘converts an ordinary state common-law complaint into one stating a
federal claim for purposes of the well-pleaded complaint
rule.’ ” Caterpillar, 482 U.S. at 393 (quoting Metro. Life
Ins., 481 U.S. at 65). A statute can completely preempt
state law “[o]nly if Congress intended [it] to provide the
11
exclusive cause of action” for claims within its scope.
Beneficial Nat’l Bank, 539 U.S. at 9. “If Congress intends a preemption instruction completely to displace
ordinarily applicable state law,” moreover, “and to confer federal jurisdiction thereby, it may be expected to
make that atypical intention clear” because doing so
necessarily impinges on state sovereignty. Empire
Healthchoice Assurance, Inc. v. McVeigh, 547 U.S. 677,
698 (2006). This Court has thus been “reluctant to find
that extraordinary pre-emptive power,” Metro. Life
Ins., 481 U.S. at 65, and has identified only three statutes that wield it, see Beneficial Nat’l Bank, 539 U.S. at
2, none of which are at issue here.
The second recognized exception is Grable jurisdiction, which this Court developed to resolve lower
courts’ longstanding difficulty applying the wellpleaded complaint rule in cases where “a question of
federal law is lurking in the background” of an entirely state-law complaint. See Gully v. First Nat’l
Bank, 299 U.S. 109, 117 (1936). The Grable doctrine
applies to a “special and small category” of cases
pleaded under state law in which “a federal issue is:
(1) necessarily raised, (2) actually disputed, (3) substantial, and (4) capable of resolution in federal court
without disrupting the federal-state balance approved
by Congress.” Gunn, 568 at 258 (citing Empire Healthchoice, 547 U.S. at 699; Grable, 545 U.S. at 314).
I. There is no circuit conflict.
There is no division among the circuits on the Question Presented, let alone an “entrenched” one requiring this Court’s intervention. Pet. 23. Every court confronting the issue has held that state-law claims like
the State’s—which allege petitioners “mounted an aggressive campaign” to “mislead consumers and the
general public about the scientific consensus around
12
climate change, the relationship between climate
change and their fossil-fuel products, and the urgency
of the dangers of climate change,” Pet. App. 31a–32a—
are not removable from state court.
Petitioners’ broad contention that “federal common
law provides a basis for removal of claims artfully pleaded under state law,” Pet. 16, is not the law in any circuit.
The courts are unanimous that state-law causes of action only “arise under” federal law for purposes of federal-question jurisdiction when they either (1) are completely preempted by a federal statute, or (2) satisfy the
four-part Grable test. No court recognizes the unguided
analysis petitioners advocate here, whereby a district
judge may squint at a state-law cause of action, determine it is “inherently federal in nature,” Pet. 21, then
“transform [the] state-law claim into a federal one”
based vaguely on “the structure of the constitution” and
rest its own jurisdiction on that finding. Pet. 29.
The decision below also does not conflict with City of
New York, because that case did not address subjectmatter jurisdiction. The Connecticut opinion, which did
consider removal jurisdiction, affirmed remand of materially similar state-law consumer protection claims.
The court rejected the defendant’s invitation to recognize new exceptions to the well-pleaded complaint rule
by “cast[ing] the artful-pleading doctrine in looser,
more conceptually capacious terms,” 2023 WL 6279941,
at *5, which was “really an invitation to find federalquestion jurisdiction on the basis of ordinary preemption,” id. at *6. Petitioners make the same invitation
here, and the circuits are unanimous that “[t]hat proposition . . . is contrary to ‘settled law’ dating back ‘since
1887.’ ” Id. (quoting Franchise Tax Bd., 463 U.S. at 14).2
2
Petitioners also argue that the Question Presented has “di-
13
A. The decision below does not conflict with
the pre-Grable cases petitioners cite.
Petitioners do not contend in this Court that the
State’s claims are completely preempted or that Grable is satisfied. The petition instead asks the Court to
grant review and carve out a novel exception to the
well-pleaded complaint rule applicable only to “claims
seeking redress for injuries allegedly caused by the effect of interstate greenhouse-gas emissions on the
global climate.” Pet. 3. Petitioners try to manufacture
a circuit conflict on that question, relying on the same
outdated cases this Court already considered when it
recently denied six petitions presenting the same issue. See Pet. 12–17. Their efforts fail for at least three
independent reasons.
1. None of petitioners’ pre-Grable decisions involved congressionally displaced federal common
law. Petitioners do not dispute that the Clean Air Act
displaced the federal common law of interstate air
pollution—the same body of judge-made law on which
they predicate removal. See Pet. 30. When Congress
displaces federal common law by statute, “the need
for such an unusual exercise of law-making by federal courts disappears,” and with it any substantive
law crafted by the courts. AEP, 564 U.S. at 423 (quoting City of Milwaukee v. Illinois, 451 U.S. 304, 314
(1981) (“Milwaukee II”)). As the United States explained in Suncor with respect to the Clean Air Act,
“far from expressing an intent that federal common
law be given complete-preemptive force with respect
vided two consecutive presidential administrations.” Pet. 21. Because that has nothing to do with whether “a United States court
of appeals has entered a decision in conflict with the decision of
another United States court of appeals,” S. Ct. R. 10(a), respondents discuss the United States’ position in Part III, infra.
14
to the sorts of claims that respondent[] allege[s],
Congress displaced any federal-common-law remedy
that respondent[] might otherwise have invoked.”
Suncor, U.S. Br. at 15.
Petitioners argue that federal common law might
provide a separate basis for federal-question jurisdiction, in derogation of the well-pleaded complaint rule,
even after Congress displaces that common law and
extinguishes the judiciary’s limited lawmaking authority. E.g., Pet. 12. But the circuits are not divided
on that issue. Petitioners do not identify any appellate
decision upholding jurisdiction on that basis, and the
State is aware of none.
2. Even if Congress had not displaced the federal
common law petitioners invoke, the decision below
would remain fully consistent with the results of petitioners’ pre-Grable cases. See Pet. 13–14.
In all but one of petitioners’ cases, the appellate
courts applied a precursor of the Grable test, holding
that federal-question jurisdiction existed because
the plaintiffs’ state-law claims necessarily raised “a
substantial question of federal law.”3 This Court
clarified that analysis in Grable: “claims recognized
under state law that nonetheless turn on substantial
questions of federal law” will “arise under” federal
law for purposes of federal subject-matter jurisdiction only when they (1) necessarily raise federal issues that are (2) substantial, (3) actually disputed,
Newton v. Cap. Assurance Co., 245 F.3d 1306, 1308–09 (11th
Cir. 2001); Torres v. S. Peru Copper Co., 113 F.3d 540, 542–43
(5th Cir. 1997); Republic of Philippines v. Marcos, 806 F.2d 344,
352, 354 (2d Cir. 1986); compare Connecticut, 2023 WL 6279941,
at *7 (“We said nothing [in Marcos] to suggest the existence of a
freestanding ‘federal-common-law exception’ from the wellpleaded complaint rule.”).
3
15
and (4) capable of resolution in federal court without
disrupting the federal-state balance approved by
Congress. Grable, 545 U.S. at 312, 314; Gunn, 568
U.S. at 258. The Eighth Circuit applied Grable’s controlling analysis below, and concluded that “the complaint doesn’t ‘necessarily raise’ a federal issue” because “[a] federal issue is necessarily raised when it
‘is a necessary element of one of the well-pleaded
state claims’ in the plaintiff’s complaint” and “federal
law is not a necessary element to any of Minnesota’s
claims.” Pet. App. 9a–10a (quoting Franchise Tax
Bd., 463 U.S. at 13). Had the panel applied a less
precise articulation of the substantial-question standard drawn from earlier cases, it would have reached
the same conclusion.
That leaves Sam L. Majors Jewelers v. ABX, Inc.,
117 F.3d 922 (5th Cir. 1997); see Pet. 13. But as “most
courts recognize,” that decision is “not good law” to the
extent it endorsed an alternative exception to the
well-pleaded complaint rule for state-law claims “governed by” federal common law. Hoboken, 45 F.4th at
708. The Fifth Circuit itself appears to have abandoned any such endorsement, holding instead that
arising-under jurisdiction will lie over a state-law
claim “only if” the claim satisfies Grable or is completely preempted. Bernhard v. Whitney Nat’l Bank,
523 F.3d 546, 551 (5th Cir. 2008). Post-Grable, the
Fifth Circuit has never cited Sam L. Majors for any
jurisdictional holding, and has never suggested federal common law can provide an independent basis to
circumvent the well-pleaded complaint rule.
In any event, the “narrow holding” in Sam L. Majors is “necessarily limited” by two conditions not
present here. 117 F.3d at 929 nn. 15 & 16; see also
Connecticut, 2023 WL 6279941, at *8 (“[N]ot even
16
the Fifth Circuit panel that decided Sam L. Majors
Jewelers took its own holding at face value.”). First,
the plaintiff there alleged that an airline mishandled its jewelry, and the court identified a “clearly
established federal common law cause of action
against air carriers for lost shipments.” Sam L. Majors, 117 F.3d at 928. Second, Congress affirmatively
“preserv[ed]” that federal-common-law cause of action in the Airline Deregulation Act of 1978. Id.
Here, by contrast, petitioners identify no federalcommon-law cause of action that gives the State a
right to sue petitioners for the deceptive and wrongful promotion of their products, and Congress displaced the one body of federal common law petitioners say “governs.” See AEP, 564 U.S. at 423. There is
no reason to believe this materially different case
would be decided differently under whatever former
Fifth Circuit jurisprudence Sam L. Majors may represent.
3. Finally, even if there were some tension between
the decision below and petitioners’ pre-Grable cases,
that tension would only illustrate the previously
“muddled backdrop” of arising-under jurisprudence
that lower courts struggled to apply and this Court
has endeavored to clean up. Manning, 578 U.S. at 385.
“[F]or many decades” before Grable, there was no
“well-defined test” to determine whether federal-question jurisdiction existed over state-law causes of action. Id. The “canvas” of opinions on the subject looked
instead “like one that Jackson Pollock got to first.”
Gunn, 568 U.S. at 258. “It should [therefore] come as
no surprise that different circuits” attempting to apply the well-pleaded complaint rule have, over time,
“defined and classified [its] exceptions using slightly
different labels and subgroupings.” Connecticut, 2023
WL 6279941, at *6 n.1.
17
Beginning with Grable, this Court has sought to
“bring some order to this unruly doctrine.” Gunn, 568
U.S. at 258. It has succeeded. Today, courts in every
circuit use Grable to determine whether, absent complete preemption, a state-law claim arises under federal law for jurisdictional purposes. Grable and its
progeny successfully ended any disunity that existed
among the circuits.
B. In Connecticut v. Exxon Mobil Corp., the
Second Circuit confirmed that claims like
Minnesota’s are not removable, as every
circuit to consider the question has held.
Petitioners attempt to engineer a circuit split, relying on the Second Circuit’s decision in City of New
York. See Pet. 17–21. This Court denied certiorari petitions in six cases raising the same purported conflict
last term, see supra n.1, and there is no basis for the
Court to revisit those denials here. To the contrary,
the Second Circuit has since affirmed remand in the
materially similar Connecticut case, and rejected the
exact arguments petitioners advance.
1. The complaint in Connecticut brought claims under that state’s consumer protection statute, alleging
“that Exxon Mobil had engaged in a decades-long
‘campaign of deception’ to knowingly mislead and deceive Connecticut consumers about the negative climatological effects” of its fossil fuel. 2023 WL 6279941,
at *1. Exxon removed, asserting as petitioners do here
“that ‘the artful-pleading doctrine’ provides a broad,
flexible exception from the well-pleaded complaint
rule,” separate from the Grable and complete-preemption analyses. Id. at *5.
The court examined its precedent discussing the
doctrine, and held that “the ‘artful-pleading doctrine’
18
is simply a label for” the exercise of removal jurisdiction over a state-law claim that is completely preempted, or is expressly made removable by statute.
Id. at *6. The court rejected “Exxon Mobil’s argument
for a ‘federal-common-law exception’ [that] would appear to hinge on the proposition that the well-pleaded
complaint rule must yield not only in situations of
complete preemption, but also in certain situations of
ordinary preemption.” Id. at *6 (cleaned up). The court
was “wholly unpersuaded by Exxon Mobil’s efforts to
push the boundaries of the exceptions” to the wellpleaded complaint rule, id. at *8, and held that Connecticut’s claims did not arise under federal law and
were not removable on any basis, id. at *9–16. In both
reasoning and results, the Second Circuit aligns with
the decision below.4
2. The City of New York decision addressed an entirely different issue. There, the Second Circuit held
that certain state-law claims brought against oil-andgas companies were preempted, and affirmed dismissal under Fed. R. Civ. P. 12(b)(6). 993 F.3d at 88–89.
The court expressly “pause[d]” to “reconcile [its] conclusion” with “the parade of [other] recent opinions
holding that state-law claims for public nuisance
brought against fossil fuel producers do not arise under federal law” for purposes of removal jurisdiction.
Id. at 93 (cleaned up). The Second Circuit acknowlPetitioners may reply that Connecticut illustrates a different
circuit split: the Second Circuit there declined to resolve whether
federal common law can ever “give rise to complete, jurisdictional preemption” while the Eighth Circuit here held that it cannot.
Compare 2023 WL 6279941, at *9 n.4, with Pet. App. 7a. But the
Second Circuit panel expressly stated that the issue would “have
to wait for another day,” because Exxon waived the argument.
2023 WL 6279941, at *9 n.4. The Second Circuit cannot conflict
with another court as to an issue it has declined to consider.
4
19
edged that, under the well-pleaded complaint rule,
“the fact that a defendant might ultimately prove that
a plaintiff’s claims are pre-empted under federal law
does not establish that they are removable to federal
court.” Id. at 94 (quoting Caterpillar, 482 U.S. at 398,
in parenthetical) (cleaned up). It thus concluded that
its holding did not conflict with the “fleet of [other]
cases” holding that “anticipated defenses”—including
defenses based on federal common law—cannot “singlehandedly create federal-question jurisdiction under 28 U.S.C. § 1331 in light of the well-pleaded complaint rule.” Id.
That conclusion has been reaffirmed by the First,
Third, Fourth, and Tenth Circuits, all of which addressed City of New York in affirming remand of analogous cases to state court. See Rhode Island, 35 F.4th
at 55; Hoboken, 45 F.4th at 708; Baltimore, 31 F.4th
at 203; Suncor, 25 F.4th at 1262. Even before the Connecticut ruling, those courts distinguished City of New
York based on its “completely different procedural
posture” and held that it shed no light on the removability of state-law claims. E.g., Baltimore, 31 F.4th at
203. And the Connecticut opinion affirmed remand,
expressly “declin[ing]” the defendant’s “invitation to
find federal-question jurisdiction on the basis of ordinary preemption.” 2023 WL 6279941, at *6; see also
id. at *9 n.4 (distinguishing City of New York).5
To the extent any tension might remain between Connecticut and City of New York, that tension does not “present a reviewable conflict, since such differences of view are deemed an
intramural matter to be resolved by the Court of Appeals itself.”
John Marshall Harlan, Manning the Dikes, 13 Rec. Ass’n B. N.Y.
City 541, 552 (1958); see also, e.g., Joseph v. United States, 574
U.S. 1038, 135 S. Ct. 705, 707 (2014) (Kagan, J., respecting denial of certiorari) (“[W]e usually allow the courts of appeals to
clean up intra-circuit divisions on their own.”).
5
20
II. The decision below is correct.
The decision below correctly follows this Court’s
precedent explaining how to determine whether a
state-law cause of action presents a federal question.
Petitioners’ contention that “[t]he artful-pleading
principle allows the removal of [Minnesota’s] claims”
notwithstanding the well-pleaded complaint rule because “claims alleging injury from interstate and international air pollution . . . inherently are federal
claims” governed by federal common law is wrong for
multiple reasons. Pet. 28. First, the State’s claims are
not within the scope of any body of federal common
law this Court has ever recognized. Second, the court
of appeals correctly held that jurisdiction could not be
sustained under the well-pleaded complaint rule or
its exceptions, because the State’s state-law claims
are not completely preempted and are not removable
under Grable.
1. Petitioners concede that “the Clean Air Act has
displaced the remedy for federal-common-law claims
involving interstate emissions,” Pet. 30, but nonetheless assert that federal common law still “governs”
and dramatically confines the lawmaking and law
enforcement authority of the states. That striking
proposition cannot be reconciled with this Court’s
analyses in AEP and Int’l Paper Co. v. Ouellette, 479
U.S. 481 (1987).
In Ouellette, the Court considered a preemption
challenge to state-law public nuisance claims that
were formerly governed by the federal common law of
interstate pollution. 479 U.S. at 484, 487. Because the
Clean Water Act had displaced that body of judgemade law, the Court framed the relevant inquiry as
whether the Act preempted state law—a question it
21
answered by conducting a traditional statutory preemption analysis. See id. at 491–500.
Twenty years later, this Court conducted the same
analysis when discussing the displacement of federal
common law as it related to greenhouse gas emissions—the same law petitioners invoke here. AEP,
564 U.S. at 429. After holding that the Clean Air Act
displaced the plaintiffs’ federal-common-law claims,
the Court remanded the plaintiffs’ state claims for further consideration by the lower courts, noting that
“the availability vel non of a state lawsuit depends,
inter alia, on the preemptive effect of the federal Act.”
Id. The Court did not directly or indirectly instruct
lower courts to borrow from the displaced federal common law to conduct that analysis. Id.6
These decisions make clear that “federal common
law ceases to exist” after it has been displaced by a
statute, leaving the statute as the sole basis for preempting or “control[ling]” a plaintiff’s state-law claims.
Baltimore, 31 F.4th at 204–05. To conclude otherwise
would be incompatible with this Court’s “commitment
to the separation of powers”—a commitment “too fundamental” to permit “rel[iance] on federal common
law” after Congress has spoken. Milwaukee II, 451
U.S. at 315 (quotations omitted).
In any event, the Eighth Circuit correctly held that
even assuming some federal common law of interstate
Petitioners read AEP as holding only that the CAA displaced
“the remedy for federal-common-law claims involving interstate
emissions,” Pet. 30 (emphasis added), but that misstates the decision. The Court held that Congress “displace[d] the claims the
plaintiffs s[ought] to pursue,” AEP, 564 U.S. at 415 (emphasis
added), because “[a]ny such claim would be displaced by the federal legislation authorizing EPA to regulate carbon-dioxide emissions,” id. at 423 (emphasis added).
6
22
pollution nuisance still exists, it “doesn’t occupy the
same substantive realm as [the] state-law fraud, negligence, products liability, or consumer protection
claims” the State brought here. Pet. App. 7a. This
Court has only ever applied the federal common law of
interstate pollution in nuisance cases where a sovereign State seeks to reduce or mitigate the amount of
pollution released from a specific out-of-state source.
See AEP, 564 U.S. at 421 (“Decisions of this Court . . .
have approved federal common-law suits brought by
one State to abate pollution emanating from another
State.”).7 Minnesota has not pleaded a nuisance claim.
There has never been a federal common law that
would apply to the State’s claims, precisely because
they vindicate the core state “interest in ensuring the
accuracy of commercial information in the marketplace,” Edenfield v. Fane, 507 U.S. 761, 769 (1993),
and target alleged misconduct the States have traditionally regulated, see, e.g., Lorillard Tobacco Co. v.
Reilly, 533 U.S. 525, 541–42 (2001) (identifying “advertising” as “a field of traditional state regulation”
(cleaned up)); California v. ARC Am. Corp., 490 U.S.
93, 101 (1989) (identifying “unfair business practices”
as “an area traditionally regulated by the States”);
Fla. Lime & Avocado Growers, Inc. v. Paul, 373 U.S.
132, 150 (1963) (underscoring States’ “traditional
power to enforce otherwise valid regulations designed
See also Illinois v. City of Milwaukee, 406 U.S. 91, 107 (1972)
(“Milwaukee I”); New Jersey v. City of New York, 283 U.S. 473,
476–77, 481–483 (1931) (seeking “an injunction” that would “restrain[] the city from dumping garbage into the ocean or waters
of the United States off the coast of New Jersey and from otherwise polluting its waters and beaches”); Georgia v. Tenn. Copper
Co., 240 U.S. 650, 650–51 (1916) (seeking to enjoin copper smelters from discharging noxious gas); Missouri v. Illinois, 180 U.S.
208, 241–43, 248 (1901) (seeking to restrain sewage discharge).
7
23
for the protection of consumers.”). “There is no substitute federal cause of action for the state-law causes of
action Minnesota brings,” regardless whether some
vestigial common law survived displacement by the
Clean Air Act. Pet. App. 7a.
2. The Eighth Circuit’s determination that federal
common law cannot provide an independent short-cut
around the well-pleaded complaint rule—“[e]ven if
federal common law still exists in this space and provides a cause of action to govern transboundary pollution cases”—is also correct. See Pet. App. 7a. That conclusion flows from this Court’s clear guidance.
For more than a century, the Court has held that a
case arises under federal law “only when the plaintiff’s statement of his own cause of action shows that
it is based upon federal law.” Vaden, 556 U.S. at 60
(quoting Louisville & Nashville R. Co. v. Mottley, 211
U.S. 149, 152 (1908)). “It does not suffice that the facts
alleged in support of an asserted state-law claim
would also support a federal claim.” Beneficial Nat’l
Bank, 539 U.S. at 12 (Scalia, J., dissenting). “Nor does
it even suffice that the facts alleged in support of an
asserted state-law claim do not support a state-law
claim and would only support a federal claim,” because “[j]urisdiction may not be sustained on a theory
that the plaintiff has not advanced.” Id. (quoting Merrell Dow Pharms. Inc., 478 U.S. at 809 n.6). That is
true even if federal law preempts the state cause of
action. As early as 1936, the Court recognized that
“[b]y unimpeachable authority, a suit brought upon a
state statute does not arise under an act of Congress
or the Constitution of the United States because prohibited thereby.” Gully, 299 U.S. at 116.
The court of appeals observed that the well-pleaded
complaint rule has “two important exceptions,” name-
24
ly complete preemption and Grable. Pet. App. 5a. The
court then correctly reasoned that federal common law
could not completely preempt the State’s claims because “Congress has not acted,” so “[e]ven if federal
common law still exists in this space,” “the presence of
federal common law here does not express Congressional intent of any kind.” Pet. App. 7a. That holding correctly applies this Court’s precedent that only “Congress may so completely pre-empt a particular area
that any civil complaint raising” claims within that
area “is necessarily federal in character,” Metro. Life
Ins., 481 U.S. at 63–64 (emphasis added), and “may be
expected to make that atypical intention clear” when it
is present, Empire Healthchoice, 547 U.S. at 698. This
Court has thus been “reluctant to find that extraordinary pre-emptive power” even within federal statutory
schemes that are expansive, detailed, and national in
scope. See Metro. Life Ins., 481 U.S. at 65.
Petitioners relatedly fault the court of appeals for
“treat[ing] the artful-pleading principle as synonymous with complete preemption,” Pet. 28, but that is
what this Court’s precedents hold. This Court recognizes, in petitioners’ words, “an ‘independent corollary’
of the well-pleaded complaint rule,” whereby “a plaintiff cannot ‘block removal’ by artfully pleading its
.
claims” to obscure their federal-law basis. Pet. 28
What the Court said in Caterpillar, however, is that
there “exist[s] . . . an ‘independent corollary’ to the
well-pleaded complaint rule, . . . known as the complete
pre-emption doctrine,” that operates when “the preemptive force of a statute is so extraordinary that it
converts an ordinary state common-law complaint into
one stating a federal claim for purposes of the wellpleaded complaint rule.” Caterpillar, 482 U.S. at 393
(cleaned up) (emphasis added). Citing the same authority relied on in Caterpillar, the Court reiterated a
25
decade later that “as an ‘independent corollary’ to the
well-pleaded complaint rule . . . [t]he artful pleading
doctrine allows removal where federal law completely
preempts a plaintiff’s state-law claim.” Rivet v. Regions
Bank of La., 522 U.S. 470, 475 (1998).8 The Court has
never held that federal common law may completely
preempt state law and has never applied the artful
pleading doctrine outside the context of complete preemption. The Court has certainly never suggested that
the constitution vests authority in federal judges to
craft common law rules with complete preemption’s
“extraordinary” preemptive power. See Caterpillar,
482 U.S. at 393 (cleaned up).
Still, petitioners say “[t]here is no plausible reason
why” only federal statutes and not federal common
law should be capable of carrying complete preemptive force. Pet. 29 (citation omitted). But the reasons
are obvious. Judge-made federal law “plays a necessarily modest role under a Constitution that vests the
Petitioners cite the second footnote in Federated Dep’t Stores,
Inc. v. Moitie, for its statement that a court should sometimes
“determine whether the real nature of the claim is federal, regardless of [the] plaintiff’s characterization.” 452 U.S. 394, 397
n.2 (1981). But the Court in Rivet expressly limited “Moitie’s
enigmatic footnote” to its “case-specific context,” because it
“caused considerable confusion in the circuit courts” and “will not
bear the heavy weight lower courts have placed on it.” 522 U.S.
at 477–78. See also Arthur R. Miller, Artful Pleading: A Doctrine
in Search of Definition, 76 Tex. L. Rev. 1781, 1781–82, 1800–18
(1998) (discussing “criticisms leveled against the artful-pleading
doctrine,” based in part on courts’ persistent “misreading of a
footnote” in Moitie, which Rivet “summarily rejects”). The Rivet
and Caterpillar opinions indicate that the “artful pleading” and
“complete preemption” doctrines are co-extensive. Cf. Connecticut, 2023 WL 6279941, at *6 (under circuit precedent, artful
pleading “is simply a label for” state-law claims that are either
completely preempted or expressly made removable by statute).
8
26
federal government’s ‘legislative Powers’ in Congress
and reserves most other regulatory authority to the
States,” see Rodriguez v. FDIC, 140 S. Ct. 713, 717
(2020), and petitioners’ theory would radically expand
federal courts’ substantive and jurisdictional lawmaking authority. In petitioners’ view, a district judge
presented with a complaint pleading only state-law
causes of action may (1) craft a new substantive rule
of federal common law, (2) hold that the newly minted
law replaces all state law within its field, including
the plaintiff’s claims, (3) hold that state causes of action within the new common law’s scope are thus actually federal claims, and then (4) bootstrap federalquestion jurisdiction over the complaint—all with no
guidance from Congress. Petitioners would not even
require the court to tether its decision to a specific federal statute or constitutional provision, if it finds “the
structure of the Constitution” supports “transform[ing]
a state-law claim into a federal one.” Pet. 29. Worse
still, petitioners say Congress would be powerless to
undo that ruling, even if it displaces the federal common law by statute—if a court determines federal
common law “governs” a certain subject, petitioners
say the states are forevermore constitutionally barred
from applying their laws to that subject, or even exercising jurisdiction over litigation pertaining to that
subject, even “after the statutory displacement” and
“even if federal law provides no remedy” for the plaintiff’s alleged injuries. See Pet. 30. The federalism and
separation of powers problems that follow from petitioners’ theory are self-evident and enormous. Understandably, no court has adopted that approach.
3. Petitioners’ separate insinuation that the court of
appeals was wrong to apply the well-pleaded complaint rule at all because “federal common law provides a basis for removal of claims artfully pleaded
27
under state law,” Pet. 16, is unsupportable and not a
basis for review. Relying on Judge Stras’s concurrence, Petitioners say “there are strong reasons to believe that claims such as respondent’s should proceed
in federal court,” Pet. 23, and “ ‘(p)erhaps for a uniquely federal interest like interstate pollution,’ removal of
a putative state-law claim ‘should’ be permissible,” irrespective of the well-pleaded complaint rule. Pet. 11
(quoting Pet. App. 25a). That position is irreconcilable
with the controlling statutes and a century of precedent interpreting them.
As noted above, Section 1441’s earliest ancestor was
enacted in 1887 as an amendment to the federal removal statute, and the Court has always “interpret[ed]
that amendment to authorize removal only where original federal jurisdiction exists.” Caterpillar, 482 U.S.
at 393. That is true, in turn, “when the plaintiff’s statement of his own cause of action shows that it is based
upon [federal] laws or th[e] Constitution.” Mottley, 211
U.S. at 152. The Court has repeatedly rejected “attempts to justify removal on the basis of facts not alleged in the complaint,” and repeatedly held that “[t]he
‘artful pleading’ doctrine cannot be invoked in such circumstances.” See Caterpillar, 482 U.S. at 397.
Judge Stras’s concurrence opines that removal jurisdiction sometimes “operate[s] in . . . confounding
way[s],” Pet. 25a, because “the complaint usually does
not say whether a federal defense is available and, if
so, whether anyone will raise it,” or “whether the federal issue, if raised, will play a ‘substantial’ role in the
litigation.” Pet. App. 25a. When “[n]one of those mysteries exist,” in Judge Stras’s view, and “no one doubts”
that a defendant will “raise a federal-preemption defense,” the case should come within the district courts’
federal-question jurisdiction. See id. But this Court
28
has time and again gauged the limits of federal-question jurisdiction conferred by Congress, and has time
and again held that “the party who brings a suit is
master to decide what law he will rely upon, and
therefore does determine whether he will bring a ‘suit
arising under’ ” the laws of the United States. See The
Fair v. Kohler Die & Specialty Co., 228 U.S. 22, 25
(1913). “[A]nd accordingly[,] jurisdiction cannot be
conferred by the defense, even when anticipated and
replied to” in the complaint. Id. The Court has repeated that construction of the federal-question and removal jurisdiction statutes countless times, and Congress has never changed the substance of either
Section 1331 or Section 1441.
When Congress determines federal jurisdiction is
necessary for a certain class of cases, it can enact jurisdictional statutes specific to that class, and has
done so many times. Officers of the United States may
remove state-law civil and criminal proceedings for or
relating to acts under color of office, for example, so
long as they present a colorable federal defense. See,
e.g., Mesa v. California, 489 U.S. 121, 139 (1989); 28
U.S.C. § 1442; see also, e.g., 28 U.S.C. §§ 1334, 1452
(providing original and removal jurisdiction over any
claim “arising in or related to” a bankruptcy proceeding); 42 U.S.C. § 2014(hh) (providing original and removal jurisdiction over any claim involving a nuclear
power accident). There is no reason to reconsider this
Court’s longstanding decisions construing the general
federal question and general removal statutes, which
Congress has left undisturbed.
Existing precedent is more than capable, moreover,
of predictably and fairly resolving jurisdictional disputes. The Grable analysis, which this Court has taken pains to develop, “provides ready answers to juris-
29
dictional questions” and “gives guidance whenever
borderline cases crop up.” Manning, 578 U.S. at 392.
The Court applied exactly that “guidance” in Manning, when it held that Grable provides the appropriate analytical framework for determining whether a
state-law cause of action arises under the Securities
Exchange Act and is thus within the exclusive jurisdiction of the district courts. See id. at 383–84; 15
U.S.C. § 78aa(a). The petitioner there urged that “a
judge should go behind the face of a complaint to determine whether it is the product of ‘artful pleading.’ ”
Id. at 392. The Court disagreed: “[w]e have no idea
how a court would make that judgment,” and “a tortuous inquiry into artful pleading” would be “excruciating for courts to police.” Id. at 392, 393. The Court
declined to adopt that “untested approach” because
“[j]urisdictional tests are built for more than a single
dispute” and “forcing courts to toggle back and forth
between [an ‘artful pleading’ analysis] and the ‘arising under’ standard, would undermine consistency
and predictability in litigation.” Id. at 392, 393; see
also Hertz Corp. v. Friend, 559 U.S. 77, 79 (2010)
(“[A]dministrative simplicity is a major virtue in a jurisdictional statute.”).
III. The Question Presented is neither
recurring nor important.
Denying certiorari is also appropriate because the
petition does not present any questions of recurring
importance. Urging otherwise, petitioners rehash the
same flawed arguments they unsuccessfully advanced
in past petitions.
1. Petitioners present an exceedingly narrow, atypical question: whether defendants can remove statelaw claims to federal court based on congressionally
displaced federal common law, even though they fail
30
to satisfy the requirements of Grable and complete
preemption. The cases affected by the Question Presented are necessarily few, because federal common
law applies only in “limited areas” that are “few and
restricted.” Texas Indus., Inc. v. Radcliff Materials,
Inc., 451 U.S. 630, 640 (1981) (quotations omitted).
The only potentially affected cases petitioners identify
are other lawsuits concerning fossil-fuel companies’
allegedly deceptive conduct related to climate change,
a vanishingly small fraction of the thousands of cases
remanded to state court each year.
2. Denying certiorari would not upset federal policies relating to “global warming, . . . energy production, economic growth, foreign policy, [or] national security.” See Pet. 32. Again, the only question raised in
this Petition is whether the State’s lawsuit should
proceed in state or federal court. Petitioners cannot
seriously argue that their vaguely defined federal interests would be jeopardized by a state court entertaining the merits rather than a federal court. Pet. 33.
“Our system of ‘cooperative judicial federalism’ presumes federal and state courts alike are competent to
apply federal and state law,” McKesson v. Doe, 592
U.S. __, 141 S. Ct. 48, 51 (2020), and this Court has
already said “it is less troubling for a state court to
consider such an issue than to lose all ability to adjudicate a suit raising only state-law causes of action,”
Manning, 578 U.S. at 392.
3. Petitioners invoke the United States’ amicus brief
in Suncor, which recommended denying that petition,
as a reason for granting review here. But far from confirming that the Question Presented “involves significant, consequential issues that require resolution,”
Pet. 23, the government cogently explained why petitioners’ novel theory of federal-common-law removal
31
does not warrant this Court’s time and resources. See
generally Suncor, U.S. Br.
To the extent, moreover, that the amicus brief conflicts with past positions taken by the United States,
the government had good reason to “reexamin[e]” petitioners’ jurisdictional theory considering its unanimous rejection by “five courts of appeals,” since increased to seven. Id. at 7. Those “intervening
developments” amply support the Solicitor General’s
conclusion “that state-law claims like those pleaded
here should not be recharacterized as claims arising
under federal common law.” Id.
4. Finally, petitioners make passing reference to the
need for clarity and uniformity in jurisdictional rules.
Pet. 32. But it is petitioners who seek to undo this
Court’s progress clarifying the “muddled backdrop” of
jurisdictional rules that existed prior to Grable. Manning, 578 U.S. at 385. “Jurisdictional tests are built
for more than a single dispute,” and the district courts
have no need for a one-off jurisdictional test that applies only to judge-made federal law; the Grable analysis “provides ready answers to jurisdictional questions” and already “gives guidance whenever
borderline cases crop up.” Id. at 392, 393.
IV. This case is a poor vehicle.
This case is a poor vehicle for reviewing petitioners’
unusual theory of federal-common-law removal. To
reverse the judgment below, this Court would need to
(1) conclude that a congressionally displaced body of
federal common law “governs” the State’s state-law
claims, then (2) create a new exception to the wellpleaded complaint rule that stands separate and apart
from both Grable and complete preemption. But as petitioners necessarily concede, “the court of appeals did
32
not reach the question whether federal common law
governs claims” like the State’s. Pet. 17, 29. As a result, this Court would need to function as a court of
“first view,” not “a court of review,” if it were to grant
certiorari in this case. Jennings v. Rodriguez, 583 U.S.
__, 138 S. Ct. 830, 851 (2018) (citation omitted).
CONCLUSION
The Court should deny the petition.
Respectfully Submitted,
/s/ Victor M. Sher
KeITh EllIson
Attorney General,
State of Minnesota
LIz KrAmer
Solicitor General
OlIver LArson
PeTer Surdo
Assistant Attorneys General
State of Minnesota
445 Minnesota St., Ste. 1400
St. Paul, MN 55101
(651) 757-1291
oliver.larson@ag.state.mn.us
peter.surdo@ag.state.mn.us
VIcTor M. Sher
Counsel of Record
MATThew K. EdlIng
MArTIn D. QuIñones
QuenTIn C. KArpIlow
GreTel Lee
Sher Edling LLP
100 Montgomery St., Suite 1410
San Francisco, CA 94104
(628) 231-2500
vic@sheredling.com
matt@sheredling.com
marty@sheredling.com
quentin@sheredling.com
gretel@sheredling.com
Counsel for Respondent – State of Minnesota
October 23, 2023
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.