Amicus Curiae Brief — Janice Hughes Barnes, Individually and as Representative of the Estate of Ashtian Barnes, Deceased, Petitioner v. Roberto Felix, Jr., et al.
Supreme Court briefJun 24, 2024
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No. 23-1239
IN THE
Supreme Court of the United States
____________________
JANICE HUGHES BARNES, INDIVIDUALLY AND AS
REPRESENTATIVE OF THE ESTATE OF ASHTIAN BARNES,
DECEASED
Petitioner,
v.
ROBERTO FELIX, JR.; COUNTY OF HARRIS, TEXAS,
Respondents.
____________________
On Petition for Writ of Certiorari to the
United States Court of Appeals
for the Fifth Circuit
____________________
BRIEF OF THE NATIONAL URBAN
LEAGUE AS AMICUS CURIAE
IN SUPPORT OF PETITIONER
____________________
RACHEL A. CHUNG
ANNA T. PLETCHER
MELISSA C. CASSEL
Counsel of Record
ALEXANDER K. MCDONALD O’MELVENY & MYERS LLP
O’MELVENY & MYERS LLP 1625 Eye Street, NW
Two Embarcadero Center Washington, DC 20036
28th Floor
rchung@omm.com
San Francisco, CA 94111 (202) 383-5264
HANA STODDER
O’MELVENY & MYERS LLP
400 South Hope Street
18th Floor
Los Angeles, CA 90071
Counsel for Amicus Curiae
i
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES ..................................... ii
INTEREST OF AMICUS CURIAE .......................... 1
SUMMARY OF THE ARGUMENT .......................... 1
ARGUMENT ............................................................. 3
I. Federal Courts Have Historically Played
An Important Role In Protecting
Individuals From Excessive Force. ..................... 3
II. The Totality Of The Circumstances
Analysis Ensures A Balance Between
Individual Rights And State Interests................ 7
III.The Moment Of Threat Doctrine Impedes
Courts’ Ability To Balance Individual
Rights And State Interests. ............................... 11
A. The moment of threat doctrine limits
courts’ ability to consider relevant
aspects of deadly force encounters. .............. 11
B. The moment of threat doctrine
disincentiviezes de-escalation tactics. ......... 16
C. The moment of threat doctrine
especially harms African American
communities. ................................................ 19
CONCLUSION ........................................................ 20
ii
TABLE OF AUTHORITIES
Cases
Page(s)
Barnes v. Felix,
91 F.4th 393 (5th Cir. 2024) ............................... 11
County of Los Angeles v. Mendez,
581 U.S. 420 (2017) ............................................. 11
Graham v. Connor,
490 U.S. 386 (1989) ............................... 2, 9, 10, 12
Health & Hosp. Corp. of Marion Cnty. v.
Talevski,
599 U.S. 166 (2023) ............................................... 3
Johnson v. Glick,
481 F.2d 1028 (2d Cir. 1973) ............................ 7, 8
Mitchum v. Foster,
407 U.S. 225 (1972) ....................................... 4, 5, 7
Monell v. Dep’t of Soc. Servs.,
436 U.S. 658 (1978) ........................................... 5, 6
Monroe v. Pape,
365 U.S. 167 (1961) ........................................... 5, 6
Saucier v. Katz,
533 U.S. 194 (2001) ............................................. 10
Scott v. Harris,
550 U.S. 372 (2007) ............................................. 10
Tennesee v. Garner,
471 U.S. 1 (1985) ..................................... 2, 8, 9, 12
Timbs v. Indiana,
586 U.S. 146 (2019) ............................................... 4
iii
TABLE OF AUTHORITIES
(continued)
Page(s)
Statutes
42 U.S.C. § 1983 ......................................................... 5
Other Authorities
Andrew DeMillo and Hannah
Grabenstein, Prosecutor: No Charges
Against Arkansas Officer in Shooting,
Associated Press (Apr. 19, 2019) ........................ 13
Barbara A. Armacost, Organizational
Culture and Police Misconduct, 72
Geo. Wash. L. Rev. 453 (2004) ............................. 5
Benjamin I. Whipple, The Fourth
Amendment and The Police Use of “Pain
Compliance” Techniques on Nonviolent
Arrestees, 28 San Diego L. Rev. 177 (1991).......... 7
Bryan Borodkin, Officer-Created Jeopardy and
Reasonableness Reform: Rebuttable
Presumption of Unreasonableness Within 42
U.S.C. § 1983 Police Use of Force Claims, 55
U. Mich. J. L. Reform 919 (2022) ....................... 17
Cong. Globe, 42d Cong., 1st Sess. App. 78
(1871) ..................................................................... 4
Frank Edwards et al., Risk of Being
Killed by Police Use of Force in the
United States by Age, Race-Ethnicity,
and Sex, 116 PNAS 16,793 (2019)...................... 20
iv
TABLE OF AUTHORITIES
(continued)
Page(s)
Gabriel L. Schwartz et al., Mapping
Fatal Police Violence Across U.S.
Metropolitan Areas: Overall Rates
and Racial/Ethnic Inequities, 20132017, PLOS ONE (June 24, 2020) ...................... 19
Gail P. Hardy, Report of the State’s Attorney
General for the Judicial District of
Hartford Concerning the Use of Deadly
Physical Force on April 20, 2019, by
Wethersfield Police Resulting in the Death
of Anthony Vega-Cruz (Mar. 3, 2020) ........... 14, 15
National Consensus Policy on Use of
Force (Jan. 2017) ................................................ 18
Note, Evelyn Michalos, Time Over Matter:
Measuring the Reasonableness of
Officer Conduct in § 1983 Claims, 89
Fordham L. Rev. 1031 (2020) ......................... 6, 19
Note, Jeremy R. Lacks, The Lone
American Dictatorship: How Court
Doctrine and Police Culture Limit
Judicial Oversight of the Police Use
of Deadly Force, 64 N.Y.U. Ann.
Surv. Am. L. 391 (2008) ................................ 4, 5, 6
Note, Ryan Hartzell C. Balisacan,
Incorporating Police Provocation into the
Fourth Amendment “Reasonableness”
Calculus: A Proposed Post-Mendez Agenda,
54 Harv. C.R.-C.L. L. Rev. 327 (2019) ................. 5
v
TABLE OF AUTHORITIES
(continued)
Page(s)
Paul Finkelman, John Bingham and the
Background to the Fourteenth
Amendment, 36 Akron L. Rev. 671 (2003) ........... 4
Philando Castile Death: Police Footage
Released, BBC (June 21, 2017) .......................... 17
Robert Klemko, Much of America Wants
Policing to Change. But These SelfProclaimed Experts Tell Officers
They’re Doing Just Fine, Wash. Post
(Jan. 26, 2022)............................................... 16, 17
Robin Stein et al., Before the Final
Frame: When Police Missteps Create
Danger, N.Y. Times (Oct. 30, 2021) ....... 11, 12, 13
Seth Stoughton, Law Enforcement’s
“Warrior” Problem, 128 Harv. L.
Rev. F. 225 (2015) ......................................... 16, 17
Shaila Dewan and Richard A. Oppel Jr.,
In Tamir Rice Case, Many Errors by
Cleveland Police, Then a Fatal One,
N.Y. Times (Jan. 22, 2015) ................................. 14
Stephanie Bing, Lawful But Awful:
Evaluating Reasonableness in Excessive
Force Claims Against the Mentally Ill,
Emotionally Disturbed, and Intoxicated,
47 Vt. L. Rev. 271 (2022) .................................. 7, 8
vi
TABLE OF AUTHORITIES
(continued)
Page(s)
Tad Vezner, Fiery Debate Over ‘Warrior’
Training for Officer in Philando
Castile Shooting, St. Paul Pioneer
Press (July 14, 2016) .......................................... 17
Timothy Williams and Mitch Smith,
Cleveland Officer Will Not Face
Charges in Tamir Rice Shooting
Death, N.Y. Times (Dec. 28, 2015) ..................... 14
Timothy Williams, Long Taught to Use
Force, Police Warily Learn to DeEscalate, N.Y. Times (June 27, 2015) ................ 18
Tom Jackman and Dan Morse, Police
De-Escalation Training Gaining
Renewed Clout as Law Enforcement
Seeks to Reduce Killings, Wash. Post
(Oct. 27, 2020) ..................................................... 18
Urey W. Patrick & John C. Hall, In
Defense of Self & Others …: Issues,
Facts & Fallacies—The Realities of
Law Enforcement’s Use of Deadly
Force (2005) ........................................................... 6
1
INTEREST OF AMICUS CURIAE1
The National Urban League is a civil rights
organization that for 114 years has been dedicated to
helping African Americans and historically
underserved people to achieve their highest potential,
self-reliance, power, civil rights, and social parity.
Founded in 1910 in New York City, the National
Urban League works to uplift communities through
economic empowerment, equality, and social justice.
It has a network of 91 local affiliate Urban League
organizations in 37 states and the District of
Columbia, which serve more than 300 communities
and more than two million people annually. Since its
founding, the National Urban League has worked
with historically underserved communities to
promote public safety and combat inequitable
policing. Nationally, amicus’s constituents continue
to be directly harmed by inconsistencies in regional
policing practices.
SUMMARY OF THE ARGUMENT
Since Congress enacted Section 1983 in the 1870s,
federal courts have played a critical role in balancing
individual rights against state policing interests.
This is particularly true in cases involving
government searches and seizures—from brief
investigatory stops to the use of deadly force. In its
Section 1983 jurisprudence, this Court has repeatedly
emphasized that the reasonableness of an officer’s
1 No counsel for a party authored this brief in whole or in part,
and no entity or person, other than amicus curiae and its counsel, made a monetary contribution intended to fund the preparation or submission of this brief. Counsel for the parties were
timely notified of amicus curiae’s intent to file this brief.
2
conduct “is not capable of precise definition or
mechanical application,” and that the reasonableness
analysis “requires careful attention to the facts and
circumstances of each particular case.” Graham v.
Connor, 490 U.S. 386, 396 (1989); see Tennesee v.
Garner, 471 U.S. 1 (1985). The Court has therefore
instructed that lower courts must consider all
relevant facts and circumstances giving rise to an
officer’s search or seizure when determining whether
the officer’s conduct was reasonable.
The “moment of threat” doctrine adopted by the
Second, Fourth, Fifth, and Eighth Circuits ignores
that instruction and upends the balance between
individual rights and police power. Under the
“moment
of
threat”
approach,
a
court’s
reasonableness analysis is blind to the circumstances
that precede the moment an officer pulls the trigger
or otherwise uses lethal force.
For example, courts adhering to the moment of
threat doctrine ignore anything officers do to put
themselves in danger—like jumping on someone’s car
or provoking a hostile reaction. And on the other side
of the ledger, these courts also ignore evidence that
an officer attempted to de-escalate a confrontation
and used force only as a last resort.
Ignoring the full context surrounding a deadly
encounter serves neither officers nor civilians.
Nobody has the opportunity to explain how or why the
deadly encounter proceeded as it did, and everybody
is bound by the factfinder’s review of a single, isolated
moment in time.
3
The moment of threat doctrine’s limitations have
an outsized effect on racial and ethnic minority
communities, and on African Americans in particular.
African Americans are more than three times as
likely as their white peers to be killed by the police.
This community is thus particularly vulnerable to
inaccurate reasonableness determinations that stem
from a factfinder’s inability to evaluate the
circumstances leading up to an officer’s use of force.
The Court should reaffirm its adherence to a
“totality of circumstances” approach that determines
reasonableness based on all relevant facts, before and
during the use of force.
ARGUMENT
I. Federal Courts Have Historically Played An
Important Role In Protecting Individuals
From Excessive Force.
Americans affected by excessive force have always
faced obstacles to vindicating their rights. In the
wake of the Civil War, it was nearly impossible for
individuals—particularly African Americans—to
meaningfully challenge ongoing misconduct by police
officers and other state officials. At the time, state
actors at every level, often in southern states,
interfered with African Americans’ civil rights,
individual liberty, and personal safety. Violence was
rampant and well documented. For example, a 600page report published by a Senate select committee in
1871
“recounted
pervasive
state-sanctioned
lawlessness and violence against the freedman and
their White Republican allies.” Health & Hosp. Corp.
of Marion Cnty. v. Talevski, 599 U.S. 166, 176 (2023).
4
Law-enforcement officers in southern states often
turned a blind eye to brutality against African
Americans. See Mitchum v. Foster, 407 U.S. 225, 241
(1972). And some officers actively participated in that
brutality, whipping, killing, and torturing African
Americans. Paul Finkelman, John Bingham and the
Background to the Fourteenth Amendment, 36 Akron
L. Rev. 671, 689-90 (2003).
Recourse for this violence was limited. State
legislatures enacted Black Codes that perpetuated
the existing racial hierarchy and prevented African
Americans from “voting, testifying in all court cases,
or in any other way asserting and protecting their
rights as free people.” Finkelman, supra, at 690; see
also Timbs v. Indiana, 586 U.S. 146, 153 (2019). And
state courts, rather than punishing and deterring
excessive force by state actors, were commonly “used
to harass and injure individuals.” Mitchum, 407 U.S.
at 240. State judges and juries exhibited open bias
against African American plaintiffs in particular,
making it difficult for them to succeed on any claim
challenging police violence against them. Note,
Jeremy R. Lacks, The Lone American Dictatorship:
How Court Doctrine and Police Culture Limit Judicial
Oversight of the Police Use of Deadly Force, 64 N.Y.U.
Ann. Surv. Am. L. 391, 399 (2008). Indeed, this
rampant corruption meant that pursuing such claims
was not just fruitless but could lead to further
violence: “Among the most dangerous things an
injured party [could] do [was] to appeal to justice.”
Mitchum, 407 U.S. at 241 (quoting Cong. Globe, 42d
Cong., 1st Sess. App. 78 (1871)). Then as now, state
criminal prosecutions against police officers were rare
5
and brought “only in the most egregious cases.”
Barbara A. Armacost, Organizational Culture and
Police Misconduct, 72 Geo. Wash. L. Rev. 453, 464-67
(2004); see also Note, Ryan Hartzell C. Balisacan,
Incorporating Police Provocation into the Fourth
Amendment “Reasonableness” Calculus: A Proposed
Post-Mendez Agenda, 54 Harv. C.R.-C.L. L. Rev. 327,
334-35 (2019). By the early 1870s, it was apparent
that state remedies did not protect against unjustified
officer violence.
In 1871, Congress enacted Section 1983 “to
provide a federal remedy where [state remedies],
though adequate in theory, [were] not available in
practice.” Monroe v. Pape, 365 U.S. 167, 174-75
(1961), overruled on other grounds by Monell v. Dep’t
of Soc. Servs., 436 U.S. 658, 694-95 (1978). Section
1983 created a federal private right of action for
individuals to sue state authorities and others acting
“under color of” state law for violations of their
constitutional rights. 42 U.S.C. § 1983. Passed in the
same year that the Senate select committee published
its report on state-sanctioned violence, the act’s clear
purpose was to “interpose the federal courts between
the States and the people, as guardians of the people’s
federal rights.” Mitchum, 407 U.S. at 242.
It would take nearly a century for Section 1983 to
live up to that purpose. For decades, federal courts
interpreted the statue’s operative language—“under
the color” of state law—to mean that police officers
could not be held liable for their conduct unless they
were acting in accordance with, rather than in
violation of, state law. Lacks, supra, at 399-401. This
narrow interpretation meant that Section 1983 was
6
rarely invoked against police officers. Id. at 399-401.
From 1871 to 1920, for example, federal courts heard
only 21 Section 1983 claims. Note, Evelyn Michalos,
Time Over Matter: Measuring the Reasonableness of
Officer Conduct in § 1983 Claims, 89 Fordham L. Rev.
1031, 1037 (2020).
In 1961, this Court expressly rejected that reading,
holding that Section 1983 could be used to impose
civil liability against police officers for their unlawful
acts. Monroe, 365 U.S. at 187. In Monroe, 13 Chicago
police officers broke into the petitioners’ home and
subjected them to an illegal search and seizure. Id. at
169. This Court held that Section 1983 properly
applied to that conduct because the statute was
specifically enacted to prevent unlawful state action.
Id. at 180-81.
The Court again expanded Section 1983’s scope in
Monell v. Dep’t of Soc. Servs., 436 U.S. 658 (1978).
There, the Court held that a plaintiff can bring a
Section 1983 claim against a municipality whose
official policy, practice, or custom resulted in a
violation of the plaintiff’s constitutional rights. Id. at
690-91.
By permitting individuals to sue a
municipality for its departments’ policies, Monell
paved the way “for direct constitutional challenges to
State laws and departmental policies relating to
police use of deadly force.” Lacks, supra, at 401
(quoting Urey W. Patrick & John C. Hall, In Defense
of Self & Others …: Issues, Facts & Fallacies—The
Realities of Law Enforcement’s Use of Deadly Force 6
(2005)). Together, Monroe and Monell gave plaintiffs
a meaningful legal avenue to challenge an officer’s use
of force—and highlight the important role federal
7
courts play in protecting individual rights from state
overreach.
II. The Totality Of The Circumstances Analysis
Ensures A Balance Between Individual
Rights And State Interests.
Following Monroe and Monell, federal courts
began to develop the standard for evaluating whether
a police officer’s use of force violates a person’s
constitutional rights. This Court eventually adopted
the “totality of the circumstances” approach, which
requires courts to consider all relevant circumstances
when assessing a violent encounter. Consistent with
Section 1983’s purpose of “interpos[ing] the federal
courts between the States and the people,” Mitchum,
407 U.S. at 242, the “totality of the circumstances”
approach requires federal courts to consider all
information bearing on the officer-civilian interaction
to ensure the best balance between individual rights
and state policing interests.
Courts initially assessed excessive-force claims
under the Due Process Clause of the Fourteenth
Amendment.
The Second Circuit’s decision in
Johnson v. Glick, 481 F.2d 1028 (2d Cir. 1973),
exemplifies courts’ reasoning at the time.
See
Stephanie Bing, Lawful But Awful: Evaluating
Reasonableness in Excessive Force Claims Against the
Mentally Ill, Emotionally Disturbed, and Intoxicated,
47 Vt. L. Rev. 271, 274 (2022); Benjamin I. Whipple,
The Fourth Amendment and The Police Use of “Pain
Compliance” Techniques on Nonviolent Arrestees, 28
San Diego L. Rev. 177, 189 (1991). Under this
framework, “undue force” violated the 14th
Amendment where “law enforcement officers
8
deprive[d] a suspect of liberty without due process of
law.” Glick, 481 F.2d at 1032. To determine whether
an officer had crossed this “constitutional line,” courts
considered several factors, including “the need for the
application of force, the relationship between the need
and the amount of force that was used, the extent of
the injury inflicted, and whether the force was applied
in a good effort to maintain or restore discipline or
maliciously and sadistically for the very purpose of
causing harm.” Id. at 1033. Glick made clear that
assessing officers’ use of force is not an analysis “that
can be applied by a computer” but rather requires a
detailed, fact-bound inquiry of all relevant
circumstances. Id.
In Tennesee v. Garner, 471 U.S. 1 (1985), this
Court transitioned Glick’s balancing test to a Fourth
Amendment framework. Bing, supra, at 274. The
Court held that the Fourth Amendment’s objective
reasonableness standard applied to assessing
whether a police officer’s use of deadly force violated
an individual’s constitutional rights, and that
reasonableness is based on the “totality of the
circumstances” of each case. Garner, 471 U.S. at 8-9;
see also Bing, supra, at 274.
Garner emphasized that the Fourth Amendment
requires an assessment of “how [a] seizure is made,”
which in turn requires “balanc[ing] the nature and
quality of the intrustion” against the “governmental
interests alleged to justify the intrustion.” 471 U.S.
at 7-8 (quotation omitted). Reviewing a range of cases
assessing whether seizures were reasonable under
the Fourth Amendment, this Court concluded that
the central question in the reasonableness analysis is
9
“whether the totality of the circumstances justified a
particular sort of search or seizure.” Id. at 8-9.
Garner also reinforced the importance of the
“balancing process” that federal courts undertake in
excessive-force cases. Indeed, the Court declined to
adopt a categorical rule permitting deadly force “to
prevent the escape of all felony suspects, whatever the
circumstances,” id. at 11-12, instead embracing the
totality approach.
The gravity of that holistic
analysis is self-evident in excessive-force cases—the
“intrusiveness of a seizure by means of deadly force is
unmatched.” Id. at 9. And an officer’s use of deadly
force “frustrates the interest of the individual, and of
society, in judicial determination of guilt and
punishment.” Id. Those realities must inform how a
court balances “governmental interests in effective
law enforcement” in deadly force cases. Id.
Four years later, in Graham v. Connor, 490 U.S.
386 (1989), the Court reaffirmed the “totality of the
circumstances” approach. Graham held that proper
application of the reasonableness standard “requires
careful attention to the facts and circumstances of
each particular case, including the severity of the
crime at issue, whether the suspect poses an
immediate threat to the safety of the officers or others,
and whether he is actively resisting arrest or
attempting to evade arrest by flight.” Id. at 396. Like
Glick, Graham recognized that this analysis “is not
capable of precise definition or mechanical
application,” but requires consideration of all relevant
facts, including the individual’s actions and the
“perspective of a reasonable officer on the scene.” Id.
(quotation omitted). Again, this Court required lower
10
courts to undertake a holistic evaluation of whether
an officer’s use of force was reasonable, to ensure
“careful balancing” of an “individual’s Fourth
Amendment interests” with the “countervailing
governmental interests at stake.” Id. (quotation
omitted).
This Court’s subsequent decisions have continued
to reinforce the totality approach. In Scott v. Harris,
550 U.S. 372 (2007), for instance, the Court again left
no doubt that the reasonableness analysis must
consider all factual circumstances of the encounter.
The Scott Court rejected the notion that there is “a
magical on/off switch that triggers rigid preconditions
whenever an officer’s actions constitute ‘deadly force.’”
Id. at 382. An “easy-to-apply legal test” that failed to
consider the facts of any particular case was improper.
Id. at 383. Rather, courts “must still slosh [their] way
through the factbound morass of ‘reasonableness.’” Id.
In this way, the totality of the circumstances
approach centers the reasonableness analysis on
achieving a just outcome rather than offering outsized
protection to either the individual or the state.
This Court has made clear, too, that a holistic
analysis protects responsible police officers.
In
Saucier v. Katz, 533 U.S. 194 (2001), this Court held
that an officer was justified in “half-dragging” a man
to prevent him from advancing toward the Vice
President during a speech, and then using a
“gratuitously violent shove” to get him inside a vehicle.
Id. at 198, 208.
There, the “circumstances …
disclose[d] substantial grounds for the officer to have
concluded he had legitimate justification under the
law for acting as he did.” Id. at 208. His actions were
11
thus permissibe under the totality of the
circumstances. Likewise, in County of Los Angeles v.
Mendez, 581 U.S. 420 (2017), the Court reiterated
that where “an officer carries out a seizure that is
reasonable” based on all surrounding circumstances,
“there is no valid excessive force claim.” Id. at 428.
Emphasizing its benefits for officers and civilians
alike, this Court has reaffirmed time and again that
a broad, totality of the circumstances analysis
ensures a balance between state interests and
individual rights.
III.
The Moment Of Threat Doctrine Impedes
Courts’ Ability To Balance Individual
Rights And State Interests.
A. The moment of threat doctrine limits
courts’ ability to consider relevant aspects of deadly force encounters.
The moment of threat doctrine does not strike the
balance the Fourth Amendment requires. This
doctrine limits the reasonableness analysis to the
“final frame”—the precise “moment” an officer
exercises deadly force.2 See Barnes v. Felix, 91 F.4th
393, 397 (5th Cir. 2024) (“[T]he excessive-force
inquiry is confined to whether officers or other
persons were in danger at the moment of the threat
that resulted in the officers’ use of deadly force.”
(internal citation omitted)). That means that courts
cannot consider what happened in the hours,
2 Robin Stein et al., Before the Final Frame: When Police Mis-
steps Create Danger, N.Y. Times (Oct. 30, 2021), https://www.nytimes.com/interactive/2021/10/30/video/police-traffic-stops-danger-video.html.
12
minutes, or even seconds leading to the violent
encounter. Such a truncated analysis ignores this
Court’s
repeated
admonitions
to
evaluate
reasonableness based on “the totality of the
circumstances.” Graham, 490 U.S. at 396 (quoting
Garner, 471 U.S. at 8-9). That is because events
immediately preceding the moment an officer pulls
the trigger nececssarily bear on the reasonableness of
that act.
Consider just a few examples of fatal police
shootings of men and boys—two African American,
and one Latino. In each case, an officer behaved in an
arguably unreasonable manner, created a dangerous
situation for himself, and used deadly force as a
result—but ultimately was not held liable.
Prosecutors in these cases determined that the
officers feared for their lives at the moment of threat.
Yet these cases exemplify how the moment of threat
doctrine can lead to a different conclusion than the
totality of the circumstances approach about
swhether the force was justified.
Bradley Blackshire. A Little Rock, Arkansas
police officer shot and killed Blackshire, an African
American man, on February 22, 2019. At the
“moment of threat,” the officer was standing in front
of Blackshire’s vehicle as Blackshire drove forward.3
Blackshire bumped the officer with his car, and the
officer began to shoot. Id. Prosecutors determined
that the officer was “confronted with the imminent
threat of deadly force” when Blackshire drove toward
3 Stein, supra, n.2.
13
him and ultimately bumped him, which justified the
officer’s decision to shoot.4
The totality of the circumstances tells a different
story. Blackshire had driven into a parking lot.5 The
officer followed Blackshire, whose vehicle had been
flagged as stolen by an automatic license plate reader,
rendering him a “high-risk” suspect. Id. Violating
protocol, the officer did not wait for backup; instead,
he drove to within feet of Blackshire’s vehicle and
parked directly in front of it. Id. The officer then
exited his cruiser, drew his gun, ran in front of
Blackshire’s vehicle, and positioned himself just
outside Blackshire’s window.
Id.
The officer
commanded Blackshire to get out of the car but never
explained why. Id. Blackshire did not comply, and
began to drive slowly to his left, toward the officer. Id.
Blackshire bumped the officer, who began to shoot
while simultaneously stepping out of the path of the
moving vehicle. Id. Still shooting, the officer stepped
back into the path of the vehicle, which was still
moving, jumped on its hood, and fired multiple
additional rounds into the windshield, killing
Blackshire. Id.
Tamir Rice. In what became national news, a
Cleveland, Ohio police officer shot and killed Rice—
an African American boy, just 12 years old—on
November 22, 2014. At the “moment of threat,” the
officer was within feet of Rice, who the officer thought
4 Andrew
DeMillo and Hannah Grabenstein, Prosecutor: No
Charges Against Arkansas Officer in Shooting, Associated Press
(Apr.
19,
2019),
http://apnews.com/general-news9ee7546d004f47018f521030ad7dce95.
5 Stein, supra, n.2.
14
was armed. Rice reached into his waistband, and the
officer shot him. Prosecutors determined that the
officer “had a reason to fear for his life” given his
proximity to a potentially armed suspect who was
reaching into his waistband.6
Again, the totality of the circumstances paints a
different picture. The officer and his partner were
patrolling near a park.7 Dispatch sent out a “Code
1”—a high-urgency situation. Id. The officer and his
partner sped directly into the park. Id. They pulled
up to within feet of Rice, which “made it difficult to
take cover, or to use verbal persuasion or other tactics
suggested by the department’s use-of-force policy.”
Id. The officer opened his door and shot Rice within
two seconds of arriving on scene—“raising doubts that
he could have warned the boy ... to raise his hands, as
the police later claimed.” Id.
Anthoney Vega Cruz. A police officer shot and
killed Vega Cruz, a Latino man, on April 20, 2019, in
Wethersfield, Connecticut.
At the “moment of
threat,” the officer was standing in front of Vega
Cruz’s vehicle as Vega Cruz drove forward. 8 The
6 Timothy Williams and Mitch Smith, Cleveland Officer Will Not
Face Charges in Tamir Rice Shooting Death, N.Y. Times (Dec.
28, 2015), http://www.nytimes.com/2015/12/29/us/tamir-rice-police-shootiing-cleveland.html.
7 Shaila Dewan and Richard A. Oppel Jr., In Tamir Rice Case,
Many Errors by Cleveland Police, Then a Fatal One, N.Y. Times
(Jan. 22, 2015), http://www.nytimes.com/2015/01/23/us/in-tamirrice-shooting-in-cleveland-many-errors-by-police-then-a-fatalone.html.
8 Gail P. Hardy, Report of the State’s Attorney General for the Judicial District of Hartford Concerning the Use of Deadly Physical
Force on April 20, 2019, by Wethersfield Police Resulting in the
15
officer “feared for [his] life and knew that [he] had to
stop the operator from running [him] over …” Id. So
the officer shot Vega Cruz through the windshield.
Prosecutors determined that the officer reasonably
feared for his life in that moment, and justifiably used
deadly force as a result. Id.
Here, too, the totality of the circumstances tells a
different story. The officer’s partner had pulled Vega
Cruz over for having heavily tinted windows, and
summoned the officer for backup. Id. The partner
then exited his cruiser and walked towards Vega
Cruz. Id. As the partner approached, Vega Cruz fled,
and the officer and his partner pursued Vega Cruz in
their respective cruisers. Id. Vega Cruz eventually
spun out, and the officer’s cruiser collided with Vega
Cruz’s car head-on. Id. The officer exited his cruiser,
gun drawn, while Vega Cruz reversed and attempted
to spin his car back around. Id. The officer chased
after Vega Cruz on foot and caught him just as he was
about to drive away, positioning himself directly in
front of Vega Cruz. Id. Vega Cruz then began to drive
forward. Id. The officer felt threatened, and shot
Vega Cruz as a result. Id.
In each of these examples, whether the officer’s
use of force was reasonable could easily turn on how
much of the encounter the factfinder considers. For
Blackshire, the final frame suggests that the officer
found himself within inches of a car that was moving
towards him and had actually hit him; but going back
just a few frames suggests that the officer failed to
Death of Anthony Vega-Cruz (Mar. 3, 2020), http://portal.ct.gov/dcj/whats-news/reports-on-the-use-of-force-by-peaceofficers/2019---april---anthony-vega-cruz---wethersfield.
16
wait for backup in a “high-risk” situation, drove to
within feet of a “high-risk” suspect, deliberately
stepped into the path of a moving vehicle, and jumped
onto its hood. For Rice, the final frame suggests that
the officer found himself within feet of a potentially
armed individual reaching into his waistband; but
considering even a few more seconds shows that the
officer drove to within feet of a potentially armed
individual, left the safety of his cruiser, and likely
offered little or no warning before opening fire. And
for Vega Cruz, the final frame suggests that the
officer found himself within inches of a car that was
speeding towards him; but the totality of the
circumstances tells that the officer ran in front of the
car of a fleeing suspect.
These cases demonstrate that the final frame is
not the entire picture. To ensure that factfinders can
most accurately discern the “truth,” they must be able
to consider not just the moment of force, but the
events leading up to it.
B. The moment of threat doctrine disincentiviezes de-escalation tactics.
Officers’ training can impact how they address
potentially threatening situations. For example,
officers who learn that they must be hypervigilant
and always ready to battle 9 tend to escalate
9 Some
law enforcement training programs teach a “warriorstyle” mindset. Seth Stoughton, Law Enforcement’s “Warrior”
Problem, 128 Harv. L. Rev. F. 225, 227 (2015). At the 2021
Street Cop Training Conference, for example, one presenter encouraged officers to be “‘more dangerous’ than the situations
they encountered.” Robert Klemko, Much of America Wants Po-
17
encounters with civilians or overreact to perceived
threats.
See Bryan Borodkin, Officer-Created
Jeopardy and Reasonableness Reform: Rebuttable
Presumption of Unreasonableness Within 42 U.S.C. §
1983 Police Use of Force Claims, 55 U. Mich. J. L.
Reform 919, 923 (2022) (officers’ overreactions lead to
“officer-created jeopardy”). Consider the officer who
shot and killed Philando Castile, an African American
man, in 2016. That officer attended an online
training that encouraged officers to “be ready to kill”
or else risk being killed. 10 During the officer’s
encounter with Castile, the officer put that training
into practice: when Castile said during a traffic stop,
“Sir, I have to tell you, I do have a firearm on me,” the
officer immediately put his hand on his own gun, and
yelled: “Don’t pull it out!”11 Castile replied: “I’m not
pulling it out.” Id. Nevertheless, trained to kill or be
killed, the officer leaned through Castile’s window
and fired seven shots. Five of those shots hit Castile,
killing him within 20 minutes.
licing to Change. But These Self-Proclaimed Experts Tell Officers They’re Doing Just Fine, Wash. Post (Jan. 26, 2022),
https://www.washingtonpost.com/national-security/2022/01/26/police-training-reform/. Another presenter likened officers to lions, civilians to jackals, and proclaimed: “Sometimes, every now and again, you’ve got to remind those jackals
what you are.” Id. Some trainings are even more explicit, instructing trainees to be “mentally prepared to react violently.”
Stoughton, supra, at 227 (quotation omitted).
10 Tad Vezner, Fiery Debate Over ‘Warrior’ Training for Officer
in Philando Castile Shooting, St. Paul Pioneer Press (July 14,
2016), http://www.twincities.com/2016/07/14/fiery-debate-overwarrior-training-for-officer-in-philando-castile-shooting/.
11 Philando Castile Death: Police Footage Released, BBC (June
21, 2017), http://www.bbc.com/news/world-us-canada-40357355.
18
In contrast, some training programs encourage
officers to “use de-escalation techniques and other
alternatives to higher levels of force consistent with
his or her training … before resorting to force.” See
National Consensus Policy on Use of Force 3 (Jan.
2017); see also Tom Jackman and Dan Morse, Police
De-Escalation Training Gaining Renewed Clout as
Law Enforcement Seeks to Reduce Killings, Wash.
Post (Oct. 27, 2020)12 (encouraging officers to “create
space, slow things down, ask open-ended questions
and hold off reaching for their guns to avoid ramping
up confrontation”). Take, for example, the City of
Seattle. In 2015, Seattle rolled out an officer training
program to school its officers in de-escalation
tactics.13 Just months later, Seattle officers put that
training into practice. When a man walked down the
street wielding a knife, the officers trailed behind him
at a distance. Id. One officer said: “You gotta drop
the knife, buddy.” Id. When the man did not comply,
the officers exited their cruiser and walked slowly
towards the man, still maintaining distance. Id.
Another officer said: “If you put the knife down and
come over here and sit down, we can work something
out.” Id. The man ultimately complied—and no one
resorted to violence. Id.
By permitting juries and courts to consider the
circumstances leading up to an encounter, the totality
https://www.washingtonpost.com/local/deescalation-trainingpolice/2020/10/27/3a345830-14a8-11eb-ad6f36c93e6e94fb_story.html.
13 Timothy Williams, Long Taught to Use Force, Police Warily
Learn to De-Escalate, N.Y. Times (June 27, 2015),
https:www.nytimes.com/2015/06/28/us/long-taught-to-use-forcepolice-warily-learn-to-de-escalate.html.
12
19
of the circumstances doctrine provides a legal
incentive for officers to avoid escalation—and to
employ de-escalation techniques—in their civilian
encounters. When factfinders are restricted to only
the moment of violence, they can consider neither
evidence that an officer overreacted to a perceived
threat nor evidence of an officer’s attempts to deescalate before using force.
The totality of
circumstances approach, in contrast, permits the
factfinder to understand the full context of the
officers’ actions and arrive at a fair determination of
reasonableness.
C. The moment of threat doctrine especially
harms African American communities.
Restricting courts’ analysis to the precise moment
an officer exercises force has a particularly
devastating effect on African American communities.
African Americans are more than three times as
likely as their white peers to be killed by the police.
See Gabriel L. Schwartz et al., Mapping Fatal Police
Violence Across U.S. Metropolitan Areas: Overall
Rates and Racial/Ethnic Inequities, 2013-2017,
PLOS ONE, at 5 (June 24, 2020). That disparity is
even greater in major cities—between January 2013
and December 2019, police departments in the
nation’s 100 largest cities killed four times as many
unarmed African American civilians as unarmed
white civilians. See Michalos, supra, at 1034 n. 12.
African American men and boys are particularly
vulnerable to fatal police violence. Statistical models
predict that one in 1,000 African American men and
boys will die from police violence—a higher likelihood
than any other group. See Frank Edwards et al., Risk
20
of Being Killed by Police Use of Force in the United
States by Age, Race-Ethnicity, and Sex, 116 PNAS
16,793, 16,794 (2019).
Because African Americans are disproportionately
affected by police violence, factfinders must
frequently weigh in on whether the use of deadly force
against African Americans is reasonable. It is
therefore imperative, particularly for African
Americans,
that
factfinders
reach
correct
reasonableness determinations—informed by all
relevant facts. Where factfinders are prohibited from
reviewing the totality of the circumstances, they risk
making incorrect reasonableness determinations
that, in certain cases, may exonerate officers from
their unreasonable use of force against African
Americans and other civilians.
CONCLUSION
For the above reasons, the Petition for a Writ of
Certiori should be granted.
21
Respectfully submitted.
ANNA T. PLETCHER
MELISSA C. CASSEL
ALEXANDER K. MCDONALD
O’MELVENY & MYERS LLP
Two Embarcadero Center
28th Floor
San Francisco, CA 94111
RACHEL A. CHUNG
Counsel of Record
O’MELVENY & MYERS LLP
1625 Eye Street, NW
Washington, DC 20036
rchung@omm.com
(202) 383-5264
HANA STODDER
O’MELVENY & MYERS LLP
400 South Hope Street
18th Floor
Los Angeles, CA 90071
June 24, 2024
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.