Petition for Writ of Certiorari — Estate of Allan George, et al., Petitioners v. City of Rifle, Colorado, et al.
Supreme Court briefMay 20, 2024
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No.
In the
Supreme Court of the United States
ESTATE OF ALLAN GEORGE, et al.,
Petitioners,
v.
CITY OF RIFLE, COLORADO, et al.,
Respondents.
On Petition for Writ of Certiorari to the
United States Court of A ppeals For the Tenth Circuit
PETITION FOR WRIT OF CERTIORARI
David A. Lane
Counsel of Record
Killmer Lane, LLP
1543 Champa Street, Suite 400
Denver, CO 80202
(303) 571-1000
dlane@killmerlane.com
Counsel for Petitioners
116736
A
(800) 274-3321 • (800) 359-6859
i
QUESTIONS PRESENTED FOR REVIEW
This published Tenth Circuit opinion conflicts with
this Court’s and other United States circuit courts of
Appeals’ longstanding precedent limiting appellate review
of denials of qualified immunity. Johnson v. Jones, 515
U.S. 304 (1995), made clear that “a defendant, entitled
to invoke a qualified immunity defense, may not appeal a
district court’s summary judgment order insofar as that
order determines whether or not the pretrial record sets
forth a ‘genuine’ issue of fact for trial.” Id. at 319-20. For
nearly three decades, circuit courts have correctly taken
this holding to mean that they do not have jurisdiction to
contradict factual findings in an interlocutory appeal of a
district court’s denial of qualified immunity.
In Scott v. Harris, 550 U.S. 372, 380-81 (2007), this
Court created an exception to the jurisdictional limitations
of Johnson for cases in which available video “blatantly
contradicts” the non-movant’s factual allegations, meaning
that the video rendered non-movant’s allegations “visible
fiction” that “no reasonable jury could believe.” Id.
The Tenth Circuit’s opinion imperils the continued
application of Johnson to interlocutory appeals of district
court qualified immunity decisions, creating different
jurisdictional limits in the Tenth Circuit than in other
Circuits. Accordingly, the question presented is as follows:
1. W hether the Tenth Ci rcuit er red in
expanding this Court’s decision in Scott
v. Harris to swallow the rule of limited
jurisdiction on interlocutory appeals of
qualified immunity established in Johnson
v. Jones, creating a circuit split with other
Circuits’ correct application of Scott.
ii
PARTIES TO THE PROCEEDING
Petitioners, Estate of Allan George, Sarra George,
and Allan George’s children, were the plaintiffs-appellees
in the court of appeals. Respondents, Rif le Police
Department Officer Dewey Ryan, Rifle Chief of Police
Tommy Klein, and the City of Rifle, Colorado, were the
defendants-appellants in the court of appeals.
iii
STATEMENT OF RELATED CASES
Estate of Allan George, et al. v. City of Rifle,
et al., No. 1:20-cv-00522-CNS-K AS, U.S.
District Court for the District of Colorado.
Order Denying Summary Judgment entered
October 3, 2022.
Estate of Allan George, et al. v. City of Rifle, et
al., No. 22-1355, U.S. Court of Appeals for the
Tenth Circuit. Judgment entered November
9, 2023.
iv
TABLE OF CONTENTS
Page
QUESTIONS PRESENTED FOR REVIEW . . . . . . . . . i
PARTIES TO THE PROCEEDING . . . . . . . . . . . . . . . . ii
STATEMENT OF RELATED CASES . . . . . . . . . . . . iii
TABLE OF CONTENTS . . . . . . . . . . . . . . . . . . . . . . . . . iv
TABLE OF APPENDICES . . . . . . . . . . . . . . . . . . . . . . vii
TABLE OF CITED AUTHORITIES . . . . . . . . . . . . . viii
PETITION FOR WRIT OF CERTIORARI . . . . . . . . . 1
OPINIONS BELOW . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
JURISDICTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED . . . . . . . . . . . . . . . . . . . . . . . 2
STATEMENT OF THE CASE . . . . . . . . . . . . . . . . . . . . 2
I.
While Standing on a Bridge over the Colorado
River, Allan George Never Threatened
Anyone But Himself . . . . . . . . . . . . . . . . . . . . . . . . 4
II. The District Court Correctly Found That
a Reasonable Jury Could View the Video
as Showing Mr. George Not Threatening
Anyone But Himself . . . . . . . . . . . . . . . . . . . . . . . . 5
v
Table of Contents
Page
III. Johnson v. Jones and Scott v. Harris . . . . . . . . . 7
IV. The Tenth Circuit Expanded Scott Beyond
Meaningful Limitation . . . . . . . . . . . . . . . . . . . . 12
ARGUMENT . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
I.
Su m ma r y of Rea sons for Gra nt i ng
Petition . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
II. The Tenth Circuit Has Created a Circuit
Split Regarding the Scope of Scott’s
Exception to the Jurisdictional Limits on
Interlocutory Appeal Elucidated in Johnson . . 16
III. All Other Circuits Continue to Correctly
Rely on Johnson as Establishing Clear
Limits on Interlocutory Appeals . . . . . . . . . . . . 19
IV. Mr. George’s Level of Threat Is Not
Conclusively and Indisputably Proven,
One Way or the Other, By the Video . . . . . . . . . 21
V.
Scott Should Be Cabined to Situations
In Which A Nonmovant’s Description of
the Factual Circumstances is Conclusively
Disproven by Video . . . . . . . . . . . . . . . . . . . . . . . . 27
vi
Table of Contents
Page
VI. The Tenth Circuit’s Decision Involves
Matters of Exceptional Public Importance:
Law Enforcement’s Use of Deadly Force
and the Inviolability of the Jury’s Role in our
Civil Justice System . . . . . . . . . . . . . . . . . . . . . . . 29
CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 31
vii
TABLE OF APPENDICES
Page
APPENDIX A — UNITED STATES COURT
OF APPEALS FOR THE TENTH CIRCUIT
OPINION, DATED NOVEMBER 9, 2023 . . . . . . . . 1a
A P PEN DI X B — M I N U T E S OF T H E
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORA DO,
FILED OCTOBER 3, 2022 . . . . . . . . . . . . . . . . . . . 51a
A PPENDIX C — TRA NSCRIPT IN THE
UNITED STATES DISTRICT COURT FOR
THE DISTRICT OF COLORADO, FILED
DECEMBER 21, 2022 . . . . . . . . . . . . . . . . . . . . . . . . 53a
A PPEN DI X D — OR DER OF T H E
UNITED STATES COURT OF APPEALS
FOR THE T EN TH CIRCU IT, FILED
FEBRUARY 20, 2024 . . . . . . . . . . . . . . . . . . . . . . . . 67a
APPENDIX E — PETITION FOR REHEARING
EN BA NC TO THE UNITED STATES
COURT OF APPEALS FOR THE TENTH
CIRCUIT, FILED DECEMBER 5, 2023 . . . . . . . 69a
viii
TABLE OF CITED AUTHORITIES
Page
CASES
Aipperspach v. McInerney,
766 F.3d 803 (8th Cir. 2014) . . . . . . . . . . . . . . . . . . . . 28
Alhadji F. Bayon v. Berkebile,
29 F.4th 850 (7th Cir. 2022) . . . . . . . . . . . . . . . . . . . . 21
Blaylock v. City of Philadelphia,
504 F.3d 405 (3d Cir. 2007) . . . . . . . . . . . . . . . . . . . . . 15
Brooks v. Miller,
78 F.4th 1267 (11th Cir. 2023) . . . . . . . . . . . . . . . . 4, 27
Browning v. Edmonson Cty.,
18 F.4th 516 (6th Cir. 2021) . . . . . . . . . . . . . . . . . . . . . 20
Chisesi v. Hunady,
No. 21-11700, 2024 U.S. App. LEXIS 9158
(11th Cir. Apr. 16, 2024) . . . . . . . . . . . . . . . . . . . . . . . 26
Coble v. City of White House,
634 F.3d 865 (6th Cir. 2011) . . . . . . . . . . . . . . . . . . . . 16
Cole v. Carson,
935 F.3d 444 (5th Cir. 2019) . . . . . . . . . . . . . . . . . . . . . 7
Cooper v. Sheehan,
735 F.3d 153 (4th Cir. 2013) . . . . . . . . . . . . . . . . . . . . . 7
Cordova v. Aragon,
569 F.3d 1183 (10th Cir. 2009) . . . . . . . . . . . . . . . . . . . 7
ix
Cited Authorities
Page
Culosi v. Bullock,
596 F.3d 195 (4th Cir. 2010) . . . . . . . . . . . . . . . . . . . . 20
Curran v. Aleshire,
800 F.3d 656 (5th Cir. 2015) . . . . . . . . . . . . . . . . . . . . 16
Diaz v. Martinez,
112 F.3d 1 (1st Cir. 1997) . . . . . . . . . . . . . . . . . . . . . . 19
DiLuzio v. Vill. of Yorkville,
796 F.3d 604, 609 (6th Cir. 2015) . . . . . . . . . . . . . . . . 20
Dockery v. Blackburn,
911 F.3d 458 (7th Cir. 2018) . . . . . . . . . . . . . . . . . . . . 28
El v. City of Pittsburgh,
975 F.3d 327 (3d Cir. 2020) . . . . . . . . . . . . . . . . . . 25, 26
English v. City of Gainesville,
75 F.4th 1151 (11th Cir. 2023) . . . . . . . . . . . . . . . . . . . 26
Est. of Aguirre v. City of San Antonio,
995 F.3d 395 (5th Cir. 2021) . . . . . . . . . . . . . . . . . . . . 17
Est. of Anderson v. Marsh,
985 F.3d 726 (9th Cir. 2021) . . . . . . . . . . . . . . . . . . . . 11
Est. of George v. City of Rifle,
85 F.4th 1300 (10th Cir. 2023) . . . . . . . . . . . . . . . . . . . 1
Est. of Hernandez v. City of L.A.,
96 F.4th 1209 (9th Cir. 2024) . . . . . . . . . . . . . . . . . . . 28
x
Cited Authorities
Page
Franco v. Gunsalus,
972 F.3d 170 (2d Cir. 2020) . . . . . . . . . . . . . . . . . . . . . 20
Gant v. Hartman,
924 F.3d 445 (7th Cir. 2019) . . . . . . . . . . . . . . . . . 18, 19
Garcia v. Orta,
47 F.4th 343 (5th Cir. 2022) . . . . . . . . . . . . . . . . . . . . 16
Graham v. Connor,
490 U.S. 386 (1989) . . . . . . . . . . . . . . . . . . . . . . . . 12, 13
Harris v. Pittman,
927 F.3d 266 (4th Cir. 2019) . . . . . . . . . . . . . . . . . . . . 17
Heeter v. Bowers,
No. 23-3296, 2024 U.S. App. LEXIS 10299
(6th Cir. Apr. 29, 2024) . . . . . . . . . . . . . . . . . . 11, 24, 25
Hodge v. Engleman,
90 F.4th 840 (5th Cir. 2024) . . . . . . . . . . . . . . . . . . . . 28
Hughes v. Rodriguez,
31 F.4th 1211 (9th Cir. 2022) . . . . . . . . . . . . . . . . . . . 16
Johnson v. Jones,
515 U.S. 304 (1995) . . . . . . . . . . . 1, 3, 7, 8, 9, 11, 12, 15,
16, 17, 19, 20, 21, 28, 31
Kailin v. Vill. of Gurnee,
77 F.4th 476 (7th Cir. 2023) . . . . . . . . . . . . . . . . . . . . 19
xi
Cited Authorities
Page
Kindl v. City of Berkley,
798 F.3d 391 (6th Cir. 2015) . . . . . . . . . . . . . . . . . 17, 18
Lewis v. Caraballo,
98 F.4th 521 (4th Cir. 2024) . . . . . . . . . . . . . . . . . . . . 18
McKenney v. Mangino,
873 F.3d 75 (1st Cir. 2017) . . . . . . . . . . . . . . . . . . 14, 19
McManemy v. Tierney,
970 F.3d 1034 (8th Cir. 2020) . . . . . . . . . . . . . . . . . . . 16
Minor v. River,
70 F.4th 168 (3d Cir. 2023) . . . . . . . . . . . . . . . . . . . . . 20
Mitchell v. Forsyth,
105 S. Ct. 2806 (1985) . . . . . . . . . . . . . . . . . . . . . . . . 7, 8
Morton v. Kirkwood,
707 F.3d 1276 (11th Cir. 2013) . . . . . . . . . . . . . . . . . . 17
Norton v. Rodrigues,
955 F.3d 176 (1st Cir. 2020) . . . . . . . . . . . . . . . . . . . . 19
Ortiz v. Jordan,
131 S. Ct. 884 (2011) . . . . . . . . . . . . . . . . . . . . . . . . . . 11
Rush v. City of Philadelphia,
78 F.4th 610 (3d Cir. 2023) . . . . . . . . . . . . . . . 21, 25, 26
xii
Cited Authorities
Page
Scott v. Harris,
550 U.S. 372, 127 S. Ct. 1769 (2007) . . . . . 3, 4, 7, 9, 10
11, 12, 13, 15, 16, 17, 18, 19, 21-23, 26-28, 31
Shaw v. City of Selma,
884 F.3d 1093 (11th Cir. 2018) . . . . . . . . . . . . . . . . . . 28
Smith v. Finkley,
10 F.4th 725 (7th Cir. 2021) . . . . . . . . . . . . . . . . . . . . 22
Swain v. Town of Wappinger,
805 F. App’x 61 (2d Cir. 2020) . . . . . . . . . . . . . . . . . . 20
Tennessee v. Garner,
471 U.S. 1 (1985) . . . . . . . . . . . . . . . . . . . . . . . . . . . 6, 29
Vos v. City of Newport Beach,
892 F.3d 1024 (9th Cir. 2018) . . . . . . . . . . . . . . . . . . . 17
Walker v. City of Orem,
451 F.3d 1139 (10th Cir. 2006) . . . . . . . . . . . . . . . . . . . 7
Weinmann v. McClone,
787 F.3d 444 (7th Cir. 2015) . . . . . . . . . . . . . . . . . . . . 14
White v. Georgia,
380 F. App’x 796 (11th Cir. 2010) . . . . . . . . . . . . . . . . 16
Williams v. City of York,
967 F.3d 252 (3d Cir. 2020) . . . . . . . . . . . . . . . . . . . . . 15
xiii
Cited Authorities
Page
Witt v. W.V. State Police,
633 F.3d 272 (4th Cir. 2011) . . . . . . . . . . . . . . . . . . . . 18
CONSTITUTION
U.S. Const. amend. IV . . . . . . . . . . . . . . . . . . . . . 2, 6, 9, 14
STATUTES
28 U.S.C. § 1254(1) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
28 U.S.C. § 1291 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1, 2, 7
28 U.S.C. § 1331 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
OTHER AUTHORITIES
Bryan Lammon, Assumed Facts and Blatant
Contradictions in Qualified- Immunity
Appeals, 55 Ga. L. Rev. 959 (Spring 2021) . . . . . . . . 11
A ndrew S. Pollis, The Death of Inference,
55 B.C. L. Rev. 435 (March 2014) . . . . . . . . . . . . . . . 30
1
PETITION FOR WRIT OF CERTIORARI
The Estate of Allan George, his widow Sarra George,
and Allan George’s children petition for a writ of certiorari
to review the Tenth Circuit’s judgment in this case.
OPINIONS BELOW
The opinion of the Tenth Circuit is published at Estate
of George v. City of Rifle, 85 F.4th 1300 (10th Cir. 2023),
and is reproduced in the appendix hereto (“App”) at App.
1-50. The Tenth Circuit’s Order denying the petition for
rehearing is reproduced at App. 67-68.
The transcript of the oral opinion of the United States
District Court for the District of Colorado denying the
defendants’ motions for summary judgment is unreported
and is reproduced at App. 51-66.
JURISDICTION
The district court had jurisdiction over Petitioners’
federal civil rights claims pursuant to 28 U.S.C. § 1331. The
Tenth Circuit Court of Appeals had limited jurisdiction
on appeal pursuant to 28 U.S.C. § 1291 and Johnson, as
Respondents took an interlocutory appeal from the district
court’s denial of qualified immunity.
The district court entered an oral order from the
bench denying in its entirety Respondents’ motion for
summary judgment. Respondents took an interlocutory
appeal, and the Tenth Circuit entered its opinion reversing
on November 9, 2023. The Tenth Circuit denied rehearing
and rehearing en banc on February 20, 2024. This petition
2
is timely filed, and the Court has jurisdiction under 28
U.S.C. § 1254(1).
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
The Fourth Amendment provides:
The right of the people to be secure in their
persons, houses, papers, and effects, against
unreasonable searches and seizures, shall not
be violated and no Warrants shall issue, but
upon probable cause, supported by Oath or
affirmation, and particularly describing the
place to be searched, and the persons or things
to be seized.
U.S. Const. amend. IV.
28 U.S.C. § 1291 provides, in relevant part:
The courts of appeals (other than the United
States Court of Appeals for the Federal Circuit)
shall have jurisdiction of appeals from all final
decisions of the district courts of the United
States . . . except where a direct review may be
had in the Supreme Court.
STATEMENT OF THE CASE
Allan George was killed after being shot twice in the
back by Defendant Rifle Police Department officer Dewey
Ryan. The family of Allan George respectfully implores
you to watch this short video of the shooting, which was the
3
basis of the District Court’s and Tenth Circuit’s decision
below:
https://youtu.be/2HO7a2Y2hX81
Based on the video, the district court denied summary
judgment to Defendants, concluding that a reasonable
jury could readily find that Mr. George “made no hostile
moves; [ ] never pointed a gun at anyone but himself; [ ]
never threatened an officer or anyone else; [and] remained
. . . suicidal . . . throughout the entire encounter.” App.
17 (Tenth Circuit quoting the district court’s order).
The Tenth Circuit disagreed with certain findings of
the district court regarding the video—though not the
indisputable points that Mr. George made no hostile
moves, never pointed a gun at anyone but himself,
and seemed for all to see to be suicidal. Because of its
disagreements with the district court’s view of the video,
the Tenth Circuit embarked on its own contradictory factfinding, relying substantially on Defendants’ expert and
not the video itself. Ultimately, the Tenth Circuit reversed
and deprived the George family of the jury trial that they
were entitled to.
The case presents a prime opportunity for this
Court to resolve the split in the circuit courts regarding
interlocutory jurisdiction on appeal of a denial of summary
judgment based on qualified immunity, as the facts present
the farthest reach of how the circuits have applied Scott.
This Court should clarify the interplay of Johnson and
Scott and correct the Tenth Circuit’s extreme departure
1. The video portion of this clip begins at 5:26. This link is
hereinafter cited as “Video.”
4
from the correct rule followed by the other circuits: that
interlocutory appeals of qualified immunity denials must
be based on legal disputes and not disagreement with
a district court’s well-supported factual findings. This
Court should reiterate the very limited circumstances in
which Scott’s “blatant contradiction” exception applies, as
summed up by the Eleventh Circuit: “Scott stands for the
commonsense proposition that when a video proves that
the plaintiff can’t be telling the truth, we don’t accept the
facts as he alleges them, even for purposes of deciding a
summary-judgment motion.” Brooks v. Miller, 78 F.4th
1267, 1271 (11th Cir. 2023).
I.
While Standing on a Bridge over the Colorado
River, Allan George Never Threatened Anyone But
Himself.
On August 5, 2019, Rifle Police Department (“RPD”)
Officer Ryan shot Allan George twice in the back, killing
him. The video of this incident shows that in the minutes
preceding the killing, Mr. George had not threatened
Officer Ryan, RPD Officer Shelby Beitzel, nor any other
person. George was clearly suicidal—he had pointed a
gun at his own chest for an extended period and indicated
he would jump off the bridge—but even given every
opportunity to do so, he had not threatened anyone.
When George turned and started to jog away from the
scene, he had pocketed his gun and his hands were empty;
Defendant Ryan knew that the gun was in George’s jeans
pocket; and George made no move to reach for it. Despite
no reason to believe that George was a threat to either
officer or any other person, Officer Ryan shot Mr. George
twice in the back, killing him.
5
George never pointed a gun at anyone but himself
during his almost ten-minute long interaction with Officer
Ryan and Officer Beitzel on the bridge. George had every
opportunity to engage in a shootout with officers or to
point the gun at the officers or passerby, but he chose not
to. Nor did George make any threats against anyone else,
including the officers. The only “threats” George made
were threats to harm himself, including by indicating he
would jump off the bridge. See generally Video.
After George put the gun in his pants pocket (which
Defendant Ryan clearly saw at the time), he did not reach
for his pocket at any point and made no hostile move
toward anyone else as he slowly jogged away from the
officers. The officers had no evidence, no probable cause,
and absolutely no reason to believe that George intended
to run into the town of Rifle and begin shooting people. It
is nothing but pure speculation to assert that Defendant
Ryan had any reason to believe George would have harmed
anyone if he reached the end of the bridge or town. No
reasonable basis existed for Defendant to doubt that
George was suicidal and only suicidal. See generally Video.
II. The District Court Correctly Found That a
Reasonable Jury Could View the Video as Showing
Mr. George Not Threatening Anyone But Himself.
Based on the video and the other evidence presented
by the parties, the district court denied Defendants’
motion for summary judgment in its entirety, including
denying Defendant Ryan qualified immunity. The court
concluded that the jury could find that Defendant Ryan’s
conduct was unreasonable and constituted excessive
force. See App. 55-60. The court found that a jury could
6
determine that “George did not pose any serious risk of
harm to [Defendant Ryan] or anybody else other than
himself ”: “he made no hostile moves; he never pointed a
gun at anyone but himself; he never threatened an officer
or anyone else;” and “he never once made a move for the
gun,” which “remained in his pant pocket,” “while he
turned . . . and jogged towards town.” App. 57-58. A jury
could also find that George never would have made it to
the town, as “he was not an able man.” Id. at 58.
The court emphasized that a jury could find that
Defendant Ryan did not have probable cause to believe
George posed a threat of serious physical harm to him or
others. See App. 56. The court explained that Defendant
Ryan and Officer Beitzel did not subjectively believe
George posed a threat based on the facts that the officers
made “no effort to control any level of traffic,” by, for
example, positioning a car to block traffic; the officers
made “no effort to . . . remotely stop people from passing
by [the] scene” during the encounter; and none of the
comments the officers made to George indicated they
believed he posed any threat. Id. at 56-57.
The court found that eight seconds after George began
jogging away, Defendant Ryan fired the first shot without
warning that he would shoot, even though there was time
to give a warning. See App. 57-58. The court concluded that
this conduct by Defendant Ryan constituted “an obvious
violation” of the Fourth Amendment under Tennessee v.
Garner, 471 U.S. 1 (1985): “[y]ou have a suicidal person
pointing a gun [at himself ]; he never pointed the weapon
at the officers; never made a threatening or provocative
gesture; and the officers, importantly, had time and
opportunity to give a warning before using deadly force.”
7
App. 59. The court determined that these facts were
substantially similar to several previous cases—including
Cole v. Carson, 935 F.3d 444 (5th Cir. 2019), Cooper v.
Sheehan, 735 F.3d 153 (4th Cir. 2013), Walker v. City of
Orem, 451 F.3d 1139 (10th Cir. 2006), and Cordova v.
Aragon, 569 F.3d 1183, (10th Cir. 2009)—thus satisfying
the clearly established law prong of the qualified immunity
standard. See App. 59-60.
The district court then denied summary judgment to
Defendant Klein, who was the RPD Chief of Police, based
on a supervisory liability theory. See App. 60-61. The
district court likewise concluded that Defendant Rifle was
not entitled to summary judgment on Plaintiffs’ municipal
liability claim. Id. at 61. Lastly, the district court denied
summary judgment on Plaintiffs’ wrongful death claim
against Defendant Ryan. See App. 61-62.
All Defendants then took an interlocutory appeal to
the Tenth Circuit, which is where Johnson v. Jones and
Scott v. Harris enter the picture.
III. Johnson v. Jones and Scott v. Harris.
In 1995, this Court presided over an interlocutory
appeal surrounding an alleged excessive use of force.
Johnson v. Jones, 515 U.S. 304 (1995). The appeal was
based on fact-specific arguments regarding evidence
sufficiency. Id. at 308. This Court noted that jurisdiction
to hear such an appeal was governed by 28 U.S.C. § 1291
and required that federal appellate courts review only
“final decisions” of district courts. Id. That said, this
Court cited Mitchell v. Forsyth, 472 U.S. 511 (1985), as
providing for immediate interlocutory appeal when a
8
public official appealed a denial of qualified immunity on
the basis of clearly established law, rather than an appeal
based on disputes over the facts as found by the district
court. Johnson, 515 U.S. at 311. This Court highlighted
Mitchell’s insistence that the qualified immunity legal
issue be distinct from the parties’ disputes over facts to
the extent that the appeal was “conceptually distinct” and
“separate” from the merits of the case. Id. at 312.
[An] appellate court reviewing the denial of the
defendant’s claim of immunity need not consider
the correctness of the plaintiff ’s version of
the facts, nor even determine whether the
plaintiff ’s allegations actually state a claim. All
it need determine is a question of law: whether
the legal norms allegedly violated by the
defendant were clearly established at the time
of the challenged actions or, in cases where the
district court has denied summary judgment
for the defendant on the ground that even
under the defendant’s version of the facts the
defendant’s conduct violated. clearly established
law, whether the law clearly proscribed the
actions the defendant claims he took.
Id. (quoting Mitchell, 472 U.S. at 528).
The Johnson Court refused to extend Mitchell. The
Court first noted that “the existence, or nonexistence, of a
triable issue of fact—is the kind of issue that trial judges,
not appellate judges, confront almost daily. Institutionally
speaking, appellate judges enjoy no comparative expertise
in such matters.” Johnson, 515 U.S. at 316. Moreover,
“considerations of delay, comparative expertise of trial
9
and appellate courts, and wise use of appellate resources
argue in favor of limiting interlocutory appeals of
‘qualified immunity’ matters to cases presenting more
abstract issues of law.” Id. at 317. Ultimately, this Court
unanimously held that “a defendant, entitled to invoke
a qualified immunity defense, may not appeal a district
court’s summary judgment order insofar as that order
determines whether or not the pretrial record sets forth
a ‘genuine’ issue of fact for trial.” Id. at 319-20.
Just over ten years later, this Court was presented
with the question “whether a law enforcement officer can,
consistent with the Fourth Amendment, attempt to stop a
fleeing motorist from continuing his public-endangering
flight by ramming the motorist’s car from behind.” Scott
v. Harris, 550 U.S. 371, 374 (2007). Certiorari had been
granted from the Eleventh Circuit’s affirmance of the
district court’s denial of summary judgment, which found
“material issues of fact on which the issue of qualified
immunity turns which present sufficient disagreement to
require submission to a jury.” Id. at 376 (citation omitted).
When this Court viewed the video, however, it was
convinced that the lower courts’ description of the facts
was “blatantly contradicted by the record, so that no
reasonable jury could believe it.” Id. at 380. Specifically,
the lower courts had described the high-speed car chase
underlying the case as posing “little, if any, actual threat”
to others. Id. at 378. However, this Court viewed the video
and determined:
The videotape tells quite a different story.
There we see respondent’s vehicle racing down
narrow, two-lane roads in the dead of night
10
at speeds that are shockingly fast. We see it
swerve around more than a dozen other cars,
cross the double-yellow line, and force cars
traveling in both directions to their respective
shoulders to avoid being hit. We see it run
multiple red lights and travel for considerable
periods of time in the occasional center leftturn-only lane, chased by numerous police
cars forced to engage in the same hazardous
maneuvers just to keep up. Far from being the
cautious and controlled driver the lower court
depicts, what we see on the video more closely
resembles a Hollywood-style car chase of the
most frightening sort, placing police officers
and innocent bystanders alike at great risk of
serious injury.
Id. at 379-380.
This Court reasoned that “[w]hen opposing parties tell
two different stories, one of which is blatantly contradicted
by the record, so that no reasonable jury could believe
it, a court should not adopt that version of the facts for
purposes of ruling on a motion for summary judgment.” Id.
at 380. Applying that reasoning to the facts at issue, this
Court determined “[t]hat was the case here with regard
to the factual issue whether respondent was driving in
such fashion as to endanger human life. Respondent’s
version of events is so utterly discredited by the record
that no reasonable jury could have believed him. The Court
of Appeals should not have relied on such visible fiction.”
Id. 380-81 (emphasis added).
11
In the seventeen years since Scott, Circuits around
the country have struggled to determine Scott’s proper
application and its limitations, especially as it relates
to Johnson’s jurisdictional limitations on interlocutory
appeals of qualified immunity. See, e.g., Heeter v. Bowers,
No. 23-3296, ___ F.4th ___, 2024 U.S. App. LEXIS
10299, at *17-20 (6th Cir. Apr. 29, 2024) (“A particularly
thorny question is how to properly square Johnson with
the Supreme Court’s decision in Scott v. Harris, which
reversed a district court’s denial of summary judgment
as ‘blatantly contradicted by the record,’ but did not
discuss appellate jurisdiction whatsoever.”); see also Est.
of Anderson v. Marsh, 985 F.3d 726, 735 (9th Cir. 2021)
(Fletcher, J., dissenting) (collecting cases and emphasizing
that “the law in this area is extraordinarily confused”). 2
This Court has continued to uphold and apply Johnson
in cases since Scott. “[I]mmediate appeal from the denial
of summary judgment on a qualified immunity plea is
available when the appeal presents a ‘purely legal issue,’
illustratively, the determination of what law was ‘clearly
established’ at the time the defendant acted.” Ortiz v.
Jordan, 562 U.S. 180, 188 (2011) (cleaned up). “However,
instant appeal is not available, Johnson held, when the
2. “This uncertainty has consequences. It invites defendants
to appeal whenever they have a non-frivolous argument that
a blatant contradiction exists. That means more qualifiedimmunity appeals and additional issues in those appeals. Granted,
courts often stress the rarity of the exception and the extreme
circumstances in which it applies. But litigants often think that
theirs is the rare, exceptional case. That gives them a reason to
try.” Bryan Lammon, Assumed Facts and Blatant Contradictions
in Qualified-Immunity Appeals, 55 Ga. L. Rev. 959, 999 (Spring
2021).
12
district court determines that factual issues genuinely in
dispute preclude summary adjudication.” Id.
IV. The Tenth Circuit Expanded Scott Beyond
Meaningful Limitation.
After Defendants took an interlocutory appeal,
which ought to have been governed first and foremost by
Johnson, the Tenth Circuit reversed and granted summary
judgment to all Defendants. The court ostensibly based
this decision on the video of the incident, thus triggering
the exception to re-finding facts from the Scott v. Harris
line of cases, even though the Tenth Circuit only found a
few minor facts that it deemed were “contradicted” by the
video. See App. 27-30.
In particular, the Tenth Circuit disputed the district
court’s findings that a reasonable jury could (1) view
George as a frail, older man; (2) find that at the time the
officers decided to pull him over, they did not stop traffic on
the bridge; (3) find the officers subjectively did not believe
George posed a threat of harm to others; and (4) find that
Ryan did not warn George to stop when he started jogging
away. See App. 27-30. On their face, none of these issues
is of substantial import to the central question in this
case: whether a reasonable officer objectively would have
had probable cause to believe that George was a threat
to anyone but himself.
Asserting that these peripheral facts were “blatantly
contradicted,” the Tenth Circuit assumed license to redetermine every fact the district court found and then
applied the factors from Graham v. Connor, 490 U.S. 386
(1989), to its own factual findings. However, the video does
13
not “blatantly contradict” the conclusion that a reasonable
jury could readily find, as the district court found, that
George “made no hostile moves; [ ] never pointed a gun
at anyone but himself; [ ] never threatened an officer or
anyone else; [and] remained hopelessly . . . suicidal . . .
throughout the entire encounter.” App. 17-18 (quoting the
district court’s order). Indeed, the Tenth Circuit never
concluded that the video “blatantly contradicted” these
district court findings, yet it nonetheless made its own
factual findings, unsanctioned by the holding of Scott.
Most importantly, the Tenth Circuit found the second
Graham factor—whether George posed an immediate
threat to the safety of the officers or others—weighed in
favor of Defendants as a matter of law. See App. 33-41.
Rather than determining whether the district court had
evidentiary support for its conclusion that this factor
favored Plaintiffs, the Tenth Circuit—having already
given itself license to find facts itself—made its own
factual findings.
Completely separate from any findings that the
district court made, in determining whether George made
any hostile motions with the gun towards the officers, the
Tenth Circuit proceeded to speculate that because George
ignored orders to drop the gun, it must mean he intended
to use it, see App. at 40-42—even though there was no
evidence George had ever threatened anyone but himself
with the gun, did not have the gun in his hand, and never
reached for the gun as he jogged away. The Tenth Circuit
deferred completely to Defendants’ expert report to make
this finding, see id. at 37-42, even though an expert report
is not and could not be the type of evidence to blatantly
contradict a factual finding. The Tenth Circuit emphasized
14
that George was running toward the City of Rifle, and thus
even though video did not blatantly contradict the finding
that George posed no immediate threat to any members
of the public, the Tenth Circuit still weighed this fact in
favor of Defendant Ryan. See App. 33-41.
Accordingly, the Tenth Circuit found “ it was
objectively reasonable for [D]efendant Ryan to use deadly
force against George,” and Defendant Ryan did not violate
George’s Fourth Amendment rights. App. 41. The Tenth
Circuit thus did not consider the clearly established
prong of the qualified immunity test, and the finding
of no constitutional violation meant the claims against
Defendants Klein and the City of Rifle (as well as the state
law claims) failed as well. See id. at 42-45.
This Court has never sanctioned anything like what
happened here: a law enforcement officer shooting twice
in the back someone who is clearly only suicidal, jogging
away, and not reaching for the gun that the officer knew
was stowed in the person’s pocket. In fact, “federal
courts have afforded a special solicitude to suicidal
individuals in lethal force cases when those individuals
have resisted police commands to drop weapons but pose
no real security risk to anyone other than themselves.”
McKenney v. Mangino, 873 F.3d 75, 82 (1st Cir. 2017);
see also Weinmann v. McClone, 787 F.3d 444, 450 (7th
Cir. 2015) (collecting precedents holding that clearly
established law prevented officers from using “deadly
force against suicidal people unless they threaten harm
to others”). The Tenth Circuit’s embarking on its own
fact-finding is especially problematic, given that the
facts were diametrically opposite of the district court’s
own conclusions. Absent reversal, future litigants in the
15
Tenth Circuit will rely on this case to reargue any and
every factual finding and inference therefrom made by a
district court in a qualified immunity denial, no matter
how well-supported by the record.
ARGUMENT
I.
Summary of Reasons for Granting Petition.
Full review by this Court is necessary to prevent the
expansion of Scott beyond reasonable limits. The Tenth
Circuit’s opinion in this case is the furthest that expansion
has been stretched in a deadly force case; if it is allowed
to stand this is only the beginning of the end of Johnson’s
rule of limited jurisdiction. Scott has been described as
representing “the outer limit of the principle of Johnson.”
Williams v. City of York, 967 F.3d 252, 258 (3d Cir. 2020)
(quoting Blaylock v. City of Philadelphia, 504 F.3d 405,
414 (3d Cir. 2007)). The Tenth Circuit’s opinion stretches
Scott to the point that it snaps and eliminates the clear,
workable, and correct limit set by Johnson and applied
by the other circuit courts.
The Tenth Circuit’s opinion here has created a circuit
split with every other Circuit that has spoken on the issue
and has done so in a way that ignores and/or implicitly
overrules Johnson. The Circuit did so by deeming Mr.
George a threat, relying not on the video itself but by
deferring entirely to Defendants’ expert. Not only was
the Tenth Circuit’s opinion manifestly erroneous and
unjust, but it is a harbinger of coming decisions if this
Court does not act.
It is imperative that this Court clarify and cabin Scott
for the video-based reasons described above, but also
16
for its expansion into other areas. “While Scott involved
dashcam video footage, courts have since applied its logic
to other types of evidence capable of objectively disproving
witness testimony. See Coble v. City of White House, 634
F.3d 865, 868-69 (6th Cir. 2011) (audio from dashcam
footage); Curran v. Aleshire, 800 F.3d 656, 663 (5th Cir.
2015) (still photographs); McManemy v. Tierney, 970 F.3d
1034, 1038 (8th Cir. 2020) (taser log); White v. Georgia, 380
F. App’x 796, 797 (11th Cir. 2010) (uncontradicted medical
testimony).” Hughes v. Rodriguez, 31 F.4th 1211, 1218 (9th
Cir. 2022); see also Garcia v. Orta, 47 F.4th 343, 350 n.2
(5th Cir. 2022).
This Court needs to make clear that the exception in
Scott does not apply to other types of evidence, like expert
reports and eyewitness testimony. If Scott is expanded to
every type of evidence and finding one disagreement with
the district court in the record empowers an appellate
court to re-find every fact in a case, then Johnson is a
dead letter.
II. The Tenth Circuit Has Created a Circuit Split
Regarding the Scope of Scott’s Exception to the
Jurisdictional Limits on Interlocutory Appeal
Elucidated in Johnson.
As explained above, the Tenth Circuit used the
existence of video in this case to make its own findings of
fact, contradicting the district court. It did so not based
on a false finding regarding the threat Mr. George did or
did not pose that was objectively disproved by the video,
but rather by nitpicking the district court’s view of the
video, and then substituting its own view, as well as the
view of Defendants’ expert. This expansion of Scott would
17
swallow the rule of Johnson—whenever an appellate court
could find one aspect of a video on which it disagreed with
the district court, it could contradict the universe of facts
found in the court below.
This conclusion is contrary to the clear weight of
authority in other circuits. “Scott was not an invitation
for trial courts to abandon the standard principles of
summary judgment by making credibility determinations
or otherwise weighing the parties’ opposing evidence
against each other any time a video is introduced into
evidence. Rather, Scott was an exceptional case with an
extremely limited holding.” Estate of Aguirre v. City of
San Antonio, 995 F.3d 395, 410-11 (5th Cir. 2021) (citation
omitted); see also Harris v. Pittman, 927 F.3d 266, 276
(4th Cir. 2019) (holding that “Scott is the exception, not the
rule” and that it “does not abrogate the proper summary
judgment analysis”); Morton v. Kirkwood, 707 F.3d 1276,
1284 (11th Cir. 2013) (“In Scott, the Supreme Court did not
tinker with the summary judgment standard.”).
“The mere existence of video footage of the incident
does not foreclose a genuine factual dispute as to the
reasonable inferences that can be drawn from that
footage.” Vos v. City of Newport Beach, 892 F.3d 1024,
1028 (9th Cir. 2018). “Factual ‘inferences’ capable of
being drawn from the evidence are still inherently factual
determinations about what parties ‘may, or may not, be
able to prove at trial.’” Kindl v. City of Berkley, 798 F.3d
391, 400-401 (6th Cir. 2015) (quoting Johnson, 515 U.S. at
313). “Embracing appellate jurisdiction over ‘inferences’
offers no principled limit to appellate review of factual
disputes relevant to qualified immunity because in many
cases, including this one, the ‘inferences’ at issue are
18
nothing more than aggregate factual questions.” Id. at
400-401.
Contrary to the Tenth Circuit’s opinion, “Scott’s
holding is cabined to situations where documentary
evidence ‘blatantly contradict[s]’ a plaintiff ’s account.”
Lewis v. Caraballo, 98 F.4th 521, 529 (4th Cir. 2024)
(emphasis added) (quoting Witt v. W.V. State Police, 633
F.3d 272, 276 (4th Cir. 2011), and Scott, 550 U.S. at 380).
“Thus, where a video only ‘offers some support for [an]
officer’s version of events,’ [appellate courts] do not allow
the officer to ‘rehash[ ] the factual dispute below.’” Lewis,
98 F.4th at 529. As the Seventh Circuit has correctly
described it:
Video evidence, however, can eviscerate a
factual dispute only when the video is so
definitive that there could be no reasonable
disagreement about what the video depicts.
Scott, 550 U.S. at 380. It is a “narrow, pragmatic
exception allowing appellants to contest the
district court’s determination that material
facts are genuinely disputed,” but only where
the video “utterly discredit[s]” the non-movant’s
version of the facts. Gant v. Hartman, 924 F.3d
445, 449 (7th Cir. 2019). Gant further explained
that
Scott does not hold that courts should
reject a plaintiff ’s account on summary
judgment whenever documentary
evidence, such as a video, offers some
support for a governmental officer’s
version of events. Instead, Scott
19
holds that where the trial court’s
determination that a fact is subject
to reasonable dispute is blatantly and
demonstrably false, a court of appeals
may say so, even on interlocutory
review.
Kailin v. Vill. of Gurnee, 77 F.4th 476, 481 (7th Cir. 2023)
(quoting Gant, 924 F.3d at 450). “It should be considered
a rare case where video evidence leaves no room for
interpretation by a fact finder.” Id.
III. All Other Circuits Continue to Correctly Rely
on Johnson as Establishing Clear Limits on
Interlocutory Appeals.
Though the Courts of Appeals have struggled to
consistently apply Scott and have reached some divergent
results, all Circuits are in agreement that the fundamental
jurisdictional limit on interlocutory appeals laid down in
Johnson remains the law. “The crucial distinction between
appealable and non-appealable summary judgment orders
denying qualified immunity is this: ‘[p]urely legal rulings
implicating qualified immunity are normally reviewable
on an interlocutory appeal,’ . . . but rulings ‘turn[ing] on
either an issue of fact or an issue perceived by the trial
court to be an issue of fact’ are not.” Norton v. Rodrigues,
955 F.3d 176, 184 (1st Cir. 2020). “[W]e lack jurisdiction to
consider a defendant’s argument ‘that the facts asserted
by the plaintiffs are untrue, unproven, warrant a different
spin, tell only a small part of the story, and are presented
out of context.’” McKenney v. Mangino, 873 F.3d 75, 8081 (1st Cir. 2017) (quoting Diaz v. Martinez, 112 F.3d 1,
5 (1st Cir. 1997)).
20
Similarly, the Second Circuit has “routinely followed
Johnson’s rule and has observed, ‘[t]he Supreme Court has
made it clear that we lack appellate jurisdiction to decide
an interlocutory appeal from a district court’s denial of a
claim of qualified immunity to the extent that the denial
involves only a question of evidence sufficiency.’” Franco v.
Gunsalus, 972 F.3d 170, 175 (2d Cir. 2020); see also Swain
v. Town of Wappinger, 805 F. App’x 61, 62 (2d Cir. 2020)
(summary order) (“If the District Court says the evidence
was sufficient to create a jury issue, then that is the end
of our review.”).
“Our review is limited to issues of law. . . . If the
denial of qualified immunity turns on a genuine issue of
fact, we lack jurisdiction to review the qualified-immunity
order.” Minor v. River, 70 F.4th 168, 174 (3d Cir. 2023).
“Whether we agree or disagree with the district court’s
assessment of the record evidence . . . is of no moment in
the context of this interlocutory appeal. This conclusion
is required because the Supreme Court and this court
have made clear” that defendants’ interlocutory appeals
cannot be based on fighting the district court’s finding of
facts. Culosi v. Bullock, 596 F.3d 195, 201 (4th Cir. 2010).
“[A]ny arguments on appeal challenging the district
court’s determination as to ‘which facts a party may, or
may not, be able to prove at trial,’ are not reviewable.
Similarly, ‘a defendant may not challenge the inferences
the district court draws from those facts, as that too is a
prohibited fact-based appeal.’” Browning v. Edmonson
Cty., 18 F.4th 516, 523 (6th Cir. 2021) (cleaned up and
quoting DiLuzio v. Vill. of Yorkville, 796 F.3d 604, 609
(6th Cir. 2015)).
21
Scott’s “exception to the final decision rule is . . . a
very narrow one. The denial of qualified immunity is only
appealable to the extent that it turns on an issue of law
. . . our review is therefore confined to abstract issues of
law, see Johnson v. Jones, 515 U.S. 304, 317, 115 S. Ct.
2151, 132 L. Ed. 2d 238 (1995). We may not reconsider the
district court’s determination that certain genuine issues
of fact exist.” Alhadji F. Bayon v. Berkebile, 29 F.4th 850,
854 (7th Cir. 2022).
IV. Mr. George’s Level of Threat Is Not Conclusively
and Indisputably Proven, One Way or the Other, By
the Video.
Here, Defendants’ interlocutory appeal was a direct
attack on the district court’s factual findings. This is
exactly the type of appeal Johnson prohibits.
The central factual and inferential dispute of this
case (as in any deadly force case) is whether a reasonable
officer could reach no other conclusion than that George
was threatening, despite the fact that the video clearly
shows him threatening no one but himself at any point
and no other evidence established he had ever threatened
anyone else with the gun.
The threat posed by a suspect is generally a
factual and inferential dispute. See, e.g., Rush v. City of
Philadelphia, 78 F.4th 610, 617-618 (3d Cir. 2023) (“[W]e
lack jurisdiction over factual challenges to the definition
of the right at issue in evaluating qualified immunity—
including as to whether a victim of excessive force was a
threat to officers or the public.”). “Whether [a suspect]
continued to present a threat, [and] how immediate the
22
threat was . . . are uncertainties and unresolved material
questions of fact.” Smith v. Finkley, 10 F.4th 725, 741 (7th
Cir. 2021). “To resolve these disputes, [an appellate court]
would need to consider inferences from the facts which the
parties dispute. . . . Considering inferences is something
we cannot do without going beyond our jurisdiction on . . .
interlocutory appeal.” Id. The Tenth Circuit’s refusal to
follow these well-settled principles of summary judgment
and appellate jurisdiction, in a published opinion, opens
the door to a flood of future appellants arguing about
factual findings that are not “blatantly contradicted” by
any objective evidence.
In contrast to the facts here, the “blatant contradiction”
line of cases was born of an obvious concern: in Scott the
video showed the suspect’s embarking on a reckless highspeed car chase that was objectively threatening and
dangerous to the general public, which belied the lower
court’s conclusion that the high-speed chase posed little
threat to anyone else. George jogging away with a gun
in his jeans pocket that he never once pointed at dozens
of bystanders or any officer, or reached for, is plainly not
the same level of objectively indisputable threat. It is
simply wrong to view the video in this case and conclude,
as the Tenth Circuit did, that it is a “visible fiction” that
a jury could find that George posed no threat to anyone
was merely suicidal.
Most importantly, none of the facts that the Tenth
Ci rcuit deter mined were blatantly contradicted
conclusively establish the level of threat George posed,
which a jury reasonably might find was none. Asserting
that these facts were “blatantly contradicted,” the Tenth
Circuit assumed license to re-determine every fact the
23
district court found, including that George posed no
threat, even though it did not find—and could not have
found—that all those facts were blatantly contradicted by
the video. In doing so, the Tenth Circuit’s opinion conflicts
with Scott and precedent from other Circuits that each fact
found by the district court must be accepted by this Court
unless that fact is blatantly contradicted by the record.
The Tenth Circuit also set precedent inconsistent with
other decisions of this Court on the “blatant contradiction”
exception by deferring completely to Defendants’ expert
report to conclude George posed a threat of harm, most
notably the expert’s conclusion that because George kept
the gun, he must necessarily have intended to use it to
harm someone other than himself—a disputed assertion
based on nothing but rank speculation given that George
indisputably never threatened anyone. See Slip Op. at 3435. Contrary to the Tenth Circuit’s assertion, the defense
expert’s statements were not unopposed; Plaintiffs
submitted their own expert report that concluded a
reasonable officer could not have concluded George posed
a threat of harm to the officers or others. The Tenth
Circuit’s acceptance of a hired expert’s opinion to resolve
an inherently disputed fact—George’s manifest intentions
while jogging away—violates basic principles of summary
judgment and interlocutory appellate review.
Other Circuits have addressed excessive force cases
with video evidence and determined that when the level
of threat is a disputed fact and available video could be
viewed in favor of either side, Courts of Appeals lack
jurisdiction to contradict a district court’s findings on
interlocutory appeal.
24
For example, the Sixth Circuit recently decided an
appeal disputing a police shooting of a suicidal man who
may have been armed. Heeter, ___ F.4th at ___, 2024 U.S.
App. LEXIS 10299, at *26-27. The court examined the
available video and summarized it as follows:
Consider what we can see from the video: The
officers knew they had been called to the home
because Mr. Heeter was suicidal and armed.
When they arrived, Mr. Heeter was sitting
alone at a table smoking a cigarette. While
there may have been a concern of self-harm,
Mr. Heeter did not tell the officers in his home
he intended to shoot his family or any of the
officers. While not dispositive, that Mr. Heeter
had not acted aggressively towards the officers
and had not committed a crime suggests the use
of deadly force against him was unreasonable.
Eventually, Mr. Heeter put his gun down and
asked the officers to leave. A group of officers
then walked inside with their guns drawn;
Officer Bowers had his large assault rifle at his
shoulder. In response, Mr. Heeter stood up and
took a few steps toward the wall to retreat from
the officers. Just after an officer asked him to
“show us your hands,” Mr. Heeter began to take
his hands out of his pockets and started some
sort of movement toward the ground. It was at
this moment that Bowers shot Mr. Heeter.
Id. (cleaned up).
The Sixth Circuit reasoned that “[w]hile it may have
been reasonable for Officer Bowers to believe the weapon
25
was within reach, whether it was also reasonable for him
to believe Mr. Heeter would use his weapon against the
officers is a different—and critical—question.” Id. at
*29-30. “Something else about the situation must have
reasonably indicated to Officer Bowers not only that
Mr. Heeter was armed, but that he planned to shoot
the officers or otherwise posed a serious threat to their
safety.” Id. Ultimately, the Sixth Circuit concluded that
“any officer would have known it violated the Constitution
to shoot a suicidal individual that had moved slightly, even
if the person held a gun in their pocket or could grab a gun
within reach.” Id. at *33. Like Mr. Heeter, Allan George
was suicidal and never threatened anyone but himself.
The Sixth Circuit properly analyzed the available video; if
the Tenth Circuit had done so, this case would be headed
for trial.
Similarly, in Rush v. City of Philadelphia, the Third
Circuit held that it “lack[ed] jurisdiction over factual
challenges to the definition of the right at issue in
evaluating qualified immunity—including as to whether
a victim of excessive force was a threat to officers or the
public.” 78 F.4th 610, 617-618 (3d Cir. 2023). In reaching
this conclusion, the court cited a previous case in which
it had rejected an officer’s view of a suspect’s gesture
as “threatening” as only “one interpretation of what
happened” Id. (discussing El v. City of Pittsburgh, 975
F.3d 327, 337-38 (3d Cir. 2020)). “Having found specifically
that ‘the District Court’s finding that [plaintiff ] was nonthreatening is not blatantly contradicted by the video,’
the majority concluded that an articulation of the right at
issue which would have found the victim of police force to
be threatening, ‘is not available to us within the limits of
our jurisdiction.’” Rush, 78 F.4th 610, 617-618 (quoting El,
26
975 F.3d at 337-38). The Third Circuit thus concluded that
the officer’s similar argument in Rush must be rejected
because “he is likewise unable to show that the District
Court made ‘demonstrably false findings about how the
events [in question] unfolded.’ . . . As such, he cannot pry
open the door to factual interlocutory review under the
Scott v. Harris exception.” Id. at 618 (cleaned up) (quoting
El, 975 F.3d at 337).
Also recently, the Eleventh Circuit has rejected
attempts to second guess a district court’s determination
that there were disputes of fact in a deadly force case as
to the threat a suspect posed. Chisesi v. Hunady, No. 2111700, 2024 U.S. App. LEXIS 9158, at *13-14 (11th Cir.
Apr. 16, 2024). The Court cited a previous case in which
“police officers appealed a denial of qualified immunity,
arguing that their actions were justified because a suspect
‘posed an immediate threat of serious physical harm.’” Id.
(quoting English v. City of Gainesville, 75 F.4th 1151, 1156
(11th Cir. 2023)). However, the parties disputed whether
the suspect had posed a threat, and after reviewing the
video, the district court “concluded that a reasonable
jury could watch the videos and agree with either side.”
Id. The Sixth Circuit clearly stated that “this is the type
of ruling we lack jurisdiction to review.” Id. Turning to
the appeal before it in Chisesi, the Sixth Circuit held
that “the only purported error Officer Hunady asks us to
review—whether the district court correctly interpreted
the video—is a factual one. Under English, and entirely
consistent with Scott, we lack jurisdiction to make that
call at this stage of the litigation.” Chisesi, 2024 U.S. App.
LEXIS 9158, at *14.
27
Based on the above law in this section and the previous
sections, this interlocutory appeal would have resulted in
a correct affirmance in at least the First, Third, Sixth,
Seventh, Ninth, and Eleventh Circuits, and the surviving
family of Allan George would have had their day(s) in front
of a jury. This Court must grant certiorari or summarily
reverse to correct this manifest injustice.
V. Scott Should Be Cabined to Situations In Which
A Nonmovant’s Description of the Factual
Circumstances is Conclusively Disproven by Video.
The proper scope for Scott is relatively easy to
describe. “Scott stands for the commonsense proposition
that when a video proves that the plaintiff can’t be telling
the truth, we don’t accept the facts as he alleges them, even
for purposes of deciding a summary-judgment motion.”
Brooks, 78 F.4th at 1271. In Scott itself, the plaintiff
claimed that his actions did not threaten anyone, but this
Court reviewed the dashcam video of the “Hollywoodstyle” high-speed car chase and determined that it
was simply not true that the plaintiff ’s actions had not
threatened others.
The proper application of Scott to a deadly force case
that does not involve a high-speed car chase would be,
for example, a plaintiff ’s assertion that he was no threat
because he did not have a gun in his hand, but video clearly
shows he did, or that the plaintiff ’s story was that he did
not raise the gun in his hand, but video clearly shows
that he did. These are objective indications of a threat,
whereby the plaintiff ’s story means there was no threat,
but the video makes clear that these discreet facts/actions
actually took place.
28
Circuits have easily applied Scott to such situations.
See, e.g., Hodge v. Engleman, 90 F.4th 840, 846 (5th Cir.
2024) (concluding that video “show[ed] Hodge raising a
gun and pointing it at Engleman, as well as the gun lying
on the ground next to his hand after the officers had shot
him,” which contradicted plaintiff ’s claims that he had
attempted to comply with officers commands to show
his hands and posed no threat to the officers); Est. of
Hernandez v. City of L.A., 96 F.4th 1209, 1215 & n.2 (9th
Cir. 2024) (claim that suspect was unarmed was blatantly
contradicted by bodycam video of an officer taking the gun
out of his hand after being shot by officers); Dockery v.
Blackburn, 911 F.3d 458, 466 (7th Cir. 2018) (“Dockery’s
claim that he made no aggressive moves toward the
officers after the first Taser shock and did not try to stand
up is ‘utterly discredited’ by the video, Scott, 550 U.S. at
380, which clearly depicts his physical resistance to the
officers’ attempts to handcuff him both before and after
the first Taser shock.”); Shaw v. City of Selma, 884 F.3d
1093, 1100 n.6 (11th Cir. 2018) (“The estate asserts that
when the shot was fired Williams was walking towards
Shaw, but the video clearly shows that he was not.”);
Aipperspach v. McInerney, 766 F.3d 803, 808 (8th Cir.
2014) (video of suspect with a gun raised above his head
contradicted claim that he was not a threat).
As a matter of common sense, running away is simply
nowhere near the same degree of threat as leading police
on an extended high-speech car chase, and Petitioners
have never once asserted a fact that was contradicted
by the video in a similar way. This Court should clarify
the scope of Scott to arrest the erosion (and eventual
eradication) of the jurisdictional limits established by
Johnson.
29
VI. The Tenth Circuit’s Decision Involves Matters of
Exceptional Public Importance: Law Enforcement’s
Use of Deadly Force and the Inviolability of the
Jury’s Role in our Civil Justice System.
This proceeding involves matters of great public
importance. At substantive issue here, is law enforcement’s
use of deadly force to kill members of the public. As this
Court stressed in its seminal deadly force opinion, “[th]
he intrusiveness of a seizure by means of deadly force
is unmatched. The suspect’s fundamental interest in his
own life need not be elaborated upon. The use of deadly
force also frustrates the interest of the individual, and of
society, in judicial determination of guilt and punishment.”
Garner, 471 U.S. at 9.
Moreover, denying families like the Georges their
opportunity to put their case before a jury is profoundly
damaging to our system of justice. Usurping the factfinding and inferential duties of the jury has deleterious
“political ramifications”:
One commentator laments the loss of the
civil jury trial’s role as a “safeguard against
tyranny.” Equally important is the loss of the
jury’s power to add a gloss to a rule of decision.
For example, when jurors are permitted to
exercise their inference-drawing power, they
apply principles such as “reasonable speed”
and “ordinary care” to particular disputes. . . .
Jury verdicts thus serve as an expression
of the community’s tolerance or intolerance
for certain kinds of conduct and, in so doing,
significantly influence the national character.
30
Individually, juries resolve discrete disputes;
collectively, their verdicts are “a reflection of
community values and norms.” When judges
take inference-drawing duties away from
juries, they necessarily substitute their own
values and norms for those that the jury would
bring to bear in reaching their verdicts. This
result undermines the jury’s political function
and skews the way in which we shape and
perceive community standards.
Andrew S. Pollis, The Death of Inference, 55 B.C. L. Rev.
435, 477 (March 2014).
A law enforcement officer took the George family’s
husband and father away from them and yet, absent this
Court’s intervention, the community, through a jury trial,
will never be able to speak to the appropriateness of this
killing.
31
CONCLUSION
The Tenth Circuit’s decision creates a Circuit split
expanding Scott’s exception to swallow the rule of limited
jurisdiction on interlocutory appeal described in Johnson.
Accordingly, Petitioners respectfully request that the
decision of the Tenth Circuit be summarily reversed, or
alternatively, that a writ of certiorari be issued so full
review can be had by this Court.
Respectfully submitted,
David A. Lane
Counsel of Record
Killmer Lane, LLP
1543 Champa Street, Suite 400
Denver, CO 80202
(303) 571-1000
dlane@killmerlane.com
Counsel for Petitioners
May 20, 2024
APPENDIX
i
TABLE OF APPENDICES
Page
APPENDIX A — UNITED STATES COURT
OF APPEALS FOR THE TENTH CIRCUIT
OPINION, DATED NOVEMBER 9, 2023 . . . . . . . . 1a
A P PEN DI X B — M I N U T E S OF T H E
UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORA DO,
FILED OCTOBER 3, 2022 . . . . . . . . . . . . . . . . . . . 51a
A PPENDIX C — TRANSCRIPT IN THE
UNITED STATES DISTRICT COURT FOR
THE DISTRICT OF COLORADO, FILED
DECEMBER 21, 2022 . . . . . . . . . . . . . . . . . . . . . . . . 53a
A PPEN DI X D — OR DER OF T H E
UNITED STATES COURT OF APPEALS
FOR THE T EN TH CIRCUIT, FILED
FEBRUARY 20, 2024 . . . . . . . . . . . . . . . . . . . . . . . . 67a
APPENDIX E — PETITION FOR REHEARING
EN BA NC TO THE UNITED STATES
COURT OF APPEALS FOR THE TENTH
CIRCUIT, FILED DECEMBER 5, 2023 . . . . . . . 69a
1a
AppendixSTATES
A
APPENDIX A — UNITED
COURT OF
APPEALS FOR THE TENTH CIRCUIT OPINION,
DATED NOVEMBER 9, 2023
UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
No. 22-1355
ESTATE OF ALLAN GEORGE, BY AND THROUGH
ITS PERSONAL REPRESENTATIVE SARRA
GEORGE; SARRA GEORGE, INDIVIDUALLY;
KENNETH ALLAN GEORGE, INDIVIDUALLY;
NICOLE LYNN WALLACE INDIVIDUALLY;
M.E.G., A MINOR, BY AND THROUGH THEIR
LEGAL GUARDIAN SARRA GEORGE; T.A.G,
A MINOR, BY AND THROUGH THEIR LEGAL
GUARDIAN SARRA GEORGE,
Plaintiffs-Appellees,
v.
CITY OF RIFLE, COLORADO, A MUNICIPALITY;
DEWEY RYAN, POLICE CORPORAL, IN HIS
INDIVIDUAL CAPACITY; TOMMY KLEIN,
POLICE CHIEF, IN HIS INDIVIDUAL CAPACITY,
Defendants-Appellants.
November 9, 2023, Filed
Appeal from the United States District Court
for the District of Colorado.
(D.C. No. 1:20-CV-00522-CNS-GPG).
2a
Appendix A
Before ROSSMAN, KELLY, and BRISCOE, Circuit
Judges.
BRISCOE, Circuit Judge.
The plaintiffs in this case, which include the estate
and surviving family members of Allan Thomas George,
filed this 42 U.S.C. § 1983 action against the City of Rifle,
Colorado (the City), Tommy Klein, the chief of the Rifle
Police Department (RPD), and Dewey Ryan, a corporal
with RPD, alleging that the defendants violated George’s
Fourth Amendment rights by employing excessive and
deadly force against him in the course of attempting to
arrest him on a felony warrant. Plaintiffs also asserted
a Colorado state law claim of battery causing wrongful
death against Ryan.
Defendants moved for summary judgment with respect
to all of the claims asserted against them. Defendants
Ryan and Klein asserted, in particular, that they were
entitled to qualified immunity from the § 1983 excessive
force claim. The district court denied defendants’ motion
in its entirety. Defendants have now filed an interlocutory
appeal challenging the district court’s ruling. Exercising
jurisdiction pursuant to 28 U.S.C. § 1291, we reverse and
remand with directions to enter summary judgment in
favor of defendants as to all of the plaintiffs’ claims.1
1. Judge Rossman would remand the plaintiffs’ state law
wrongful death claim to the district court with instructions to dismiss
for lack of supplemental jurisdiction. See 28 U.S.C. § 1367.
3a
Appendix A
I
Factual history
The facts of this case are, in large part, undisputed.
In 2009, George, a Colorado resident, pleaded guilty in
the District Court of Lake County, Colorado, to one count
of Sexual Exploitation of a Child, in violation of Colo. Rev.
Stat. § 18-6-403, a class five felony. George was placed on
probation and was required to register as a sex offender
for four years. George successfully completed the terms
and conditions of his sentence. As a result, his original
felony case was dismissed and no felony conviction entered.
On April 10, 2019, a Federal Bureau of Investigation
(FBI) Child Exploitation and Human Trafficking Task
Force reported that during a recent criminal investigation
of suspected illegal possession and distribution of child
pornography by individuals using “Kik Messenger,”
a “cross-platform mobile application used for instant
messaging,” George, who at that time was a resident
of Rifle, Colorado, was positively identified as an active
participant in those illegal activities. Aplt. App., Vol. I
at 112. Following the Task Force’s report, a local FBI
agent and an investigator with the 9th Judicial District
Attorney’s Office in Colorado performed a follow-up
investigation into George’s activities, including obtaining
and executing search warrants for George’s home. As
a result, they determined George to be in possession
of pornographic and/or sexually exploitive images of
children.
4a
Appendix A
On June 20, 2019, the same day the search warrants
were executed at George’s home in Rifle, Colorado, law
enforcement officers personally contacted George at a
construction site in Vail, Colorado. When law enforcement
officers informed George of the investigation, he told them
he “knew it was wrong,” but that he “explored several
groups on Kik” looking for images of child pornography.
Id. at 113.
At some point after June 20, 2019, George’s wife,
Sarra George (Sarra), left Colorado with George’s two
minor children and traveled to another state. Sarra
informed multiple people, including members of George’s
family, that George was being criminally investigated for
possessing child pornography.
On July 12, 2019, George purchased a .45 caliber
handgun from a licensed firearms dealer. Because
George’s 2009 Colorado state felony conviction had been
dismissed, the background check that the firearms dealer
ran did not reveal anything that would disqualify George
from purchasing the firearm.
On or about July 30, 2019, Sarra contacted the RPD
and requested what the RPD classified as a “welfare
check” due to a “suicidal party” at George’s residence
in Rifle. Id. Sarra, who was still out of state, informed
the RPD that George was being investigated for child
pornography and had recently made suicidal statements
to her. Sarra also informed the police that George had
recently purchased a gun and had told her “that he was
not ‘going back to jail without a fight.’” Id. The information
5a
Appendix A
that Sarra conveyed on the phone call to the RPD was
in turn conveyed to RPD officers during a “pass-down,”
which “is a routine beneficial practice” that “occurs at the
end of each shift so that officers from a previous shift can
update and inform other officers of critical information
at the time such other officers take over a follow-on
subsequent shift.” Id.
On August 5, 2019, a judge in the 9th Judicial District
in Colorado determined that there was probable cause
to conclude that George committed the criminal offense
of sexual exploitation of a child, in violation of Colo. Rev.
Stat. § 18-6-403, and, as a result, issued a warrant for
George’s arrest. That same day, officers from the Vail
Police Department attempted to contact George at his
jobsite to make the arrest. George’s supervisor informed
the officers that George failed to show up for work that day.
On the afternoon of August 5, 2019, officers from the
RPD visited George’s residence and spoke with Sarra.
Sarra told the officers that George had a firearm that he
carried at work and at home, and that he recently returned
from a trip out of state. Sarra also told the officers that
George recently told her that he was “not going to be a
sex offender” and “wasn’t going to jail.” Id. Sarra told the
officers that she interpreted these statements to mean that
George would not be arrested without a fight. In addition,
Sarra told the officers that, while she was out of state,
George had installed a video surveillance camera at their
home that fed video directly to his cell phone and would
allow him to observe visitors approaching the residence.
6a
Appendix A
At approximately 6 p.m. on August 5, 2019, a dayshift
RPD officer who was concluding her shift conducted a
“pass-down” of information to Corporal Dewey Ryan
(Ryan) and Officer Shelby McNeal (McNeal), the two (and
only) officers who were scheduled for that evening’s night
shift. Id. at 83, 92, 114. This “pass-down” included “the
information regarding the arrest warrant for . . . George
and the statements relayed to law enforcement earlier
that day by” his wife. Id. at 114. “At or near the time of
this pass-down, Corporal Ryan and Officer McNeal both
viewed a photograph of . . . George.” Id. Ryan subsequently
obtained a copy of the arrest warrant and reviewed it.
Based upon the information they received during
the pass-down, Ryan and McNeal decided to conduct a
felony traffic stop if George returned to Rifle that evening,
rather than waiting for him to return to his residence.
Accordingly, Ryan and McNeal each drove their own
marked patrol cars and parked at the intersection of
I-70 and Colorado State Highway 13. 2 To the south of
that intersection lies a small portion of the City of Rifle,
comprised mostly of businesses. To the north of that
intersection lies the main portion of the City of Rifle.
At approximately 7:11 p.m. that evening, Ryan
observed a white Ford F-150 truck exit from I-70
westbound at Exit 90. The truck, which was clearly
2. Ryan requested assistance from a Garfield County Sheriff’s
deputy who parked his patrol vehicle near Ryan’s and McNeal’s
vehicles. That deputy, however, was subsequently dispatched to
another location, leaving Ryan and McNeal alone to attempt to
arrest George.
7a
Appendix A
marked with the name of the company where George
worked, matched the description of George’s truck given
to law enforcement by his wife. Ryan was also able to
positively identify George as the driver of the truck.
Upon positively identifying George, both Ryan and
McNeal activated the emergency lights on their patrol
vehicles and positioned their vehicles directly behind
George’s truck as soon as he exited I-70 and turned
northward onto Colorado State Highway 13. Within
seconds, George pulled his truck to the side of the road
and stopped approximately 200 yards from the offramp.
When stopped, George’s truck was on a bridge that spans
the Colorado River, which is commonly referred to as
the “River Bridge.” Id. at 25, 84. Ryan parked his patrol
vehicle approximately five to ten yards behind George’s
truck and McNeal parked her patrol vehicle less than five
to ten yards from Ryan’s vehicle.
Ryan retrieved his patrol rifle, got out of his patrol
vehicle, and stood in the gap between his open driver’sside door and the main vehicle frame of his patrol vehicle.
Ryan then began giving loud verbal commands to George
to place his hands outside of the driver’s side window of
his truck. George used his driver’s side mirror several
times to look directly at Ryan, but did not place his hands
outside of his truck as directed by Ryan. George then,
without being directed to do so by Ryan, got out of his
truck and walked towards the rear of his truck and Ryan’s
vehicle. Although Ryan ordered George “to stop walking
toward” Ryan’s vehicle “and return to his” truck, George
ignored those commands. Id. at 85. While he was walking
8a
Appendix A
towards the back of his truck and the front of Ryan’s
vehicle, George reached behind his back and retrieved a
handgun. Ryan could see that George’s handgun had an
extended magazine that provided for a larger capacity of
ammunition.
George, continuing to ignore verbal commands from
Ryan to put the handgun down, moved the handgun
up to his chest area. George then, again in defiance of
verbal commands from both Ryan and McNeal, walked
between the rear of his truck and the front of Ryan’s
patrol vehicle and towards a guardrail on the east side of
the River Bridge. George engaged in conversation with
Ryan and McNeal and repeatedly stated to them, “It’s
over!” and “I’m not going to jail!” Id. at 117. According to
Ryan, McNeal, and citizen witnesses passing by in their
vehicles, George appeared agitated and angry. On at least
two occasions, George began to verbally count down by
saying “3, 2, 1,” as if demonstrating the intent to shoot
himself. Id. at 116.
When he got to the guardrail, George stepped over it,
turned around (with his back towards the river below and
his head and chest facing towards the road), and pressed
the front of his calves against the guardrail. Using his
right hand, George held the gun at or near his upper chest
area with the muzzle pointing at his chest and his thumb
on the trigger while he continued talking to Ryan and
McNeal. Ryan and McNeal continued to urge George to
put his handgun down, to climb back over the guardrail,
and to speak with them. In response to Ryan and McNeal’s
pleas, George continued to state, “It’s all over!” and “It’s
over!” Id. at 117.
9a
Appendix A
After remaining in the same position by the guardrail
for several minutes while talking to Ryan and McNeal,
George turned around and faced the river below. Initially
after doing so, George continued to hold the handgun in
his right hand as he peered down at the river. After a brief
period, however, George placed his handgun in the right
front pocket of his jeans with the butt of the handgun
protruding outside and never again held it in his hand for
the remainder of the encounter. George then stared down
at the river, bent down slightly, and appeared to be getting
ready to jump into the river. George did this several times,
interspersed with talking to the officers and refusing to
obey their commands. At some point, George removed
from his jeans pockets his wallet, some cash, two knives,
and his glasses and threw these items on the ground.
Up to this point in the encounter, Ryan and McNeal
had together ordered George approximately forty-six
times to drop his handgun. Despite these orders, and
despite disposing of other personal items on his person,
George never surrendered possession of his handgun.
And, during the entire encounter, there was a steady
stream of traffic in both directions over the River Bridge.
After crouching several times while facing the river,
George stood up straight, looked to his left towards
downtown Rifle, stepped back over the guardrail, first
with his left leg and then with his right leg, and effectively
positioned himself facing away from the two officers and
towards downtown Rifle. George then began walking
along the shoulder of the road next to the guardrail in
a northerly direction towards downtown Rifle and away
10a
Appendix A
from the two officers. As George did so, both Ryan and
McNeal shouted at George to stop. More specifically, Ryan
shouted, “Allan, stay, don’t do it,” and McNeal shouted,
“Stay on that side.” Id. at 156; Combined audio/video of
stop at approx. 9:25-9:28. George, however, continued
walking away and, after taking approximately five steps,
began jogging or running. Ryan twice yelled, “Allan,”
in an attempt to get George to stop. Aplt. App., Vol. I at
156. McNeal yelled, “Just stop right there. Stop. Stop.”
Combined audio/video of stop at approx. 9:28-9:33.
As George began walking and then running away,
Ryan responded by moving forward around his patrol
car to the shoulder of the road by the guardrail and
following George. Using his patrol rifle, Ryan then shot
George two times in the back. According to Ryan, “[t]he
fact that George had the opportunity to attempt suicide
by either shooting himself or jumping off the bridge, but
did not, . . . led [him] to believe that [George] was not
suicidal but would instead use the gun against [the police]
or the public.” Aplt. App., Vol. I at 87. Ryan alleges that
he “fired at the last possible opportunity to safely do so
given that George was running into an area where [Ryan’s]
backstop would have been the populated area of the City.”
Id. at 88. McNeal similarly stated that she was “worried
that [George] was running towards . . . more people and
residences” and “d[id]n’t know what his plan was there.”
Id. at 199.
George, who at that point was approximately fifty-five
feet in front of his own truck and approximately thirty
yards or less north of Ryan’s location, immediately fell
11a
Appendix A
to the ground upon being struck by the two bullets. The
distance from where George fell to the nearest populated
area of Rifle at 1st Street and Riverwhite Avenue was
approximately four hundred and twenty-two yards. In
addition, the place where George fell to the ground was
past the northern edge of the Colorado River, meaning
there was only a small drop from the River Bridge to the
land below.
After George fell to the ground, Ryan and McNeal
moved forward and performed a pat-down search of
George’s body. Ryan removed the handgun from George’s
right front jeans pocket and placed it on the curb
underneath the guardrail. A Garfield County Sheriff’s
deputy who had arrived on the scene during the encounter
inspected the handgun taken from George’s pocket and
determined that it was locked and loaded, with a round
loaded inside the firing chamber.
After disarming George, Ryan placed George into
handcuffs and began to provide George with emergency
medical treatment, including applying pressure to the
bullet wounds on his torso. The officers called for an
ambulance and, while waiting for the ambulance to arrive,
continued to talk to George. Emergency medical providers
then arrived on the scene. Despite the efforts of the
officers and the emergency medical providers, George died
at approximately 7:38 p.m. and was pronounced dead at
Grand River Hospital in Rifle. An autopsy concluded that
George suffered two gunshot wounds “on the right aspect
of [his] back” and that “[b]oth gunshot wounds perforated
[his] right lung and resulted in internal bleeding in [his]
right chest cavity.” Id. at 121.
12a
Appendix A
Klein, the Chief of Police for RPD at the time of the
incident, “was at home asleep during the incident and
received a phone call from a telecommunicator letting
[him] know there were officers on the [R]iver [B]ridge,
a subject with a firearm, and that they requested [he]
respond to the scene.” Id. at 97. Klein subsequently “heard
on [his] police radio that shots were fired.” Id. Klein
“arrived at the scene approximately 10 minutes later
and observed a deputy blocking traffic on the north side
of the [R]iver [B]ridge.” Id. “George had already been
transported away from the scene.” Id. Klein “conducted a
safety briefing with . . . Ryan . . . who gave [him] a broad
overview of what had happened.” Id.
Klein then “contacted the Sheriff and the District
Attorney to have the Critical Incident Team (‘CIT’)
respond.” Id. “CIT is a group of local law enforcement
agencies who, along w ith the Colorado Bureau of
Investigation, investigates officer-involved shootings on
behalf of the District Attorney’s Office.” Id. On November
4, 2019, the District Attorney for the Ninth Judicial
District of Colorado issued a lengthy letter outlining the
CIT’s investigatory findings and explaining his decision
to “decline to charge anyone with a crime for the death
of . . . George.” Id. at 129.
Procedural history
On February 25, 2020, several of George’s family
members— Sarra, two of George’s adult children
(Kenneth Allan George and Nicole Lynn Wallace), and
two of George’s minor children (T.A.G. and M.E.G.)—
13a
Appendix A
initiated these federal proceedings by filing a complaint
against the City, Ryan, and Klein. On February 26, 2020,
plaintiffs filed an amended complaint correcting certain
errors in the original complaint. The first claim for relief,
which was asserted solely by the Estate of Allan George
pursuant to 42 U.S.C. § 1983, alleged that defendant Ryan
“seized . . . George by means of objectively unreasonable
and excessive, deadly force when he shot him to death
without any prior warning without having reasonable
belief [that] . . . George posed a significant threat to . . .
Ryan, . . . McNeal, or any other person if not immediately
apprehended.” Id. at 34. The first claim further alleged
that Ryan’s use of deadly force “was excessive under the
circumstances” and “objectively unreasonable in light of
the facts and circumstances confronting him.” Id. The first
claim also alleged that Ryan’s “acts and omissions . . . were
because of and pursuant to the custom, policy, training,
and/or practice of Defendants Rifle and Klein.” Id. at 35.
The second claim for relief, which was asserted by the
individual plaintiffs (i.e., Sarra, Kenneth Allan George,
Nicole Lynn Wallace, M.E.G., and T.A.G.), alleged that
defendant Ryan committed battery causing wrongful
death, in violation of Colorado state law, by “intentionally
sh[ooting] . . . George twice in the back with the intent
to inflict harmful contact on . . . George, and which such
contact caused injury to . . . George, namely his death.”
Id. at 37.
On April 25, 2022, defendants filed a motion for
summary judgment. Defendants argued that defendants
Ryan and Klein were entitled to qualified immunity.
14a
Appendix A
Defendants also argued that plaintiffs’ wrongful death
claim should be dismissed, “[g]iven the lack of evidence
rising to the level of willful and wanton conduct.” Id. at
76. Lastly, defendants argued that plaintiffs’ claim against
the City should also be dismissed.
The district court held a hearing on defendants’
motion for summary judgment on October 3, 2022. Counsel
for both parties agreed that the material facts were not
in dispute. After hearing argument from both sides, the
district court orally ruled in favor of plaintiffs and denied
defendants’ motion for summary judgment. The following
is a complete recitation of the district court’s ruling:
In defendants’ motion for summary judgment,
the defendant moves for summary judgment
as to the two claims brought by the plaintiff
in this case. We will deal with the first claim
first, excessive force in violation of the Fourth
Amendment. This claim was brought against
all three defendants, which are Officer Ryan,
Sheriff Klein, and the City of Rifle.
It’s clear—the law that defines the boundaries
of this claim is clear, and that is, to use deadly
force, an officer must believe that the suspect
poses a serious threat to the officer or others
around the officer.
In looking at that threat and in assessing the
objective reasonableness of that threat, the
Court must look at the severity of the crime
15a
Appendix A
underlying the seizure, the immediate threat
to the safety of officers or others, and whether
with [sic] the suspect resisted or evaded seizure.
That doesn’t end the inquiry, however. And this
Court believes, as I think the parties do believe,
that the key issue is, what was the level of the
threat faced by Officer Ryan at the time?
In reviewing that threat, other factors come
into play, as identified by the parties, including
whether there were hostile motions attributed
to George at the time, the distance between the
parties, the intentions of the subject—which is
George, here. And those three factors the Court
finds most compelling.
As with respect to Officer Ryan, he needed to
have probable cause to believe that the suspect
posed a threat of serious physical harm to him
or others. And he did not have that, and I believe
a jury could find that he did not have that. If
we look at the video—which I did several times
and outlined what went on in the video—here
is what we have: We have a 58-year-old man,
clearly frail. He looks to be, frankly, to this
Court’s view, in his 60s, with some sort of
physical disability. Officer Ryan and Officer
[McNeal] pleaded with him for minutes to put
down the gun and not take his own life. It is
clear from the video, at no time did this turn
from a potential suicide to a potential homicide.
16a
Appendix A
Indeed, throughout the entire nine minutes
before—before George left the guardrail,
he was looking up at the sky, seeming to
be pleading with a higher power, making
utterances of, he doesn’t know what to do, he’s
embarrassed for his family, his family won’t talk
to him. These are clearly signs this individual
is suicidal, not homicidal.
That the officers did not believe there was a
serious threat is evidenced in several ways.
One, traffic was not stopped; and there was no
effort to control any level of traffic. Granted,
there may not have been time to get backup;
but certainly they could have positioned a car
to stop traffic, and that was not done. During
the nine minutes where—well, I guess it’s only
seven minutes where George was wielding a
gun, pointed always at himself, there was no
effort to even remotely stop people from passing
by this scene. That defeats the argument that
there was some level of threat at that time.
You can also tell the officers did not believe
there was a threat of harm to others by the
comments they were making to George, which
included, ‘Don’t shoot yourself.’ ‘You have kids.’
‘It’s not over.’ ‘Put the gun away.’ ‘Let’s talk
about this.’ None of that indicated any level of
threat posed by George.
17a
Appendix A
At seven minutes into the video, he puts the gun
into his pocket. He still looks like he’s going to
jump. And, in fact, Officer Ryan makes a call
indicating that he’s going to jump. He calls into
the station, saying, ‘He’s going to jump.’ He
continues this way for another two minutes,
again, gun in pocket, actively looking like he’s
going to take his own life, making no hostile
movements towards the officers, until at 9
minutes and 27 seconds, he steps over the rail,
gun in pocket, no hostile leanings, no words of
hostility, no threats made, and begins jogging
towards town, apparently. A mere eight seconds
later, the first shot was fired.
Officer Ryan waited eight seconds before
using deadly force on the suspect. There was
no warning by Officer Ryan to stop; there was
no effort to get him to stop. A second shot was
fired, apparently ending George’s life.
Viewing those facts, a reasonable jury could
determine that Officer Ryan did not possess—
that George did not pose any serious risk
of harm to the officer or anybody else other
than himself. He made no hostile moves; he
never pointed a gun at anyone but himself;
he never threatened an officer or anyone else;
he remained hopelessly resigned with only
suicidal statements throughout the entire
encounter. The gun remained in his pant pocket
throughout the encounter; he never once made
18a
Appendix A
a move for the gun while he turned and ran—
jogged towards town.
And, again, let me say, he was not running.
Again, from my view of the video, this looks like
a gentleman who would never have made it to
town. So I know there has been evidence that
in a minute and some seconds he would have got
there. I think a jury could find, he never would
have made it to town. This was not an able man.
Again, Ryan did not warn or even tell George
to stop. And there was time to warn. There was
absolutely no reason the shot needed to be fired
at eight seconds. Additional efforts could have
been made to negotiate and get him to stop.
So in that regard, unlike what is represented in
the defendants’ brief, this gun was not fired at
the last possible moment. This gun was fired at
the first possible moment when George turned
and ran.
Regarding the training in this case, it appears
that all defendants agree that what Ryan did
was completely in accord with policy of the
City of Rifle, that he had actually been trained
for just this sort of encounter and to lead to
just this sort of result. So unlike defendants’
argument, I don’t find this to be a hazy case;
it’s not a close call; and the jury could find
that the conduct above was not reasonable and
19a
Appendix A
constituted excessive force in violation of the
Fourth Amendment.
Having found that, the issue then becomes,
was the law clearly established? The Court
finds it was clearly established. If this does not
fit within the direct confines of Tennessee v.
Garner, [471 U.S. 1, 105 S. Ct. 1694, 85 L. Ed. 2d
1 (1985),] the plaintiff has cited additional cases
from which we could find clearly established,
including Walker v. City of Orem, [451 F.3d 1139
(10th Cir. 2006),] including [Cole v. Carson, 935
F.3d 444 (5th Cir. 2019)]. Though understanding
that was issued after the fact, it is clear to me
that the analysis that the Court undertook
there is directly relevant. And as plaintiffs’
counsel noted, the Court found that to be an
obvious violation; and the facts are dramatically
similar. You have a suicidal person pointing a
gun to his own head, where it remained; he
never pointed the weapon at the officers; never
made a threatening or provocative gesture;
and the officers, importantly, had time and
opportunity to give a warning before using
deadly force.
Given the similar ity of those facts, the
Court’s conclusion there that that was clearly
established law that would be a violation of the
suspect’s right to the Fourth Amendment is
not surprising.
20a
Appendix A
Additional support is found in Cooper v.
Sheehan, [735 F.3d 153 (4th Cir. 2013),] again,
where the officers fired on a suspect when he
was holding a shotgun in one hand with its
muzzle pointed at the ground, had made no
sudden moves and no sudden threats.
I do want to talk about White v. City of Topeka,
[489 F. Supp. 3d 1209 (D. Kan. 2020),] which
was raised by the defendant on this regard. The
Court, even though that’s a District Court case,
does find it important to distinguish that case.
I think the important distinguishment there
is that the suspect was using more aggressive
means to defy the police officers there. He had
reached toward the gun at one point; reluctantly
complied and put it away; he refused to lay
down; and then picked up and ran and did make
a gesture towards the gun. Those facts are not
here. Again, this is a situation where a clearly
suicidal man in desperate straits has turned,
given up all hope, jogged towards town with
a gun in his pocket, with no objective intent to
use it on officers or anyone else.
Cordova v. Aragon[, 569 F.3d 1183 (10th Cir.
2009)] I find has some limited relevance in
terms of clearly established. The facts are
quite different, but it does highlight a more
dramatic situation where the law was found to
be clearly established. And the suspect there
engaging in more dangerous behavior, and the
21a
Appendix A
Tenth Circuit found that the—that the officers
were not entitled to qualified immunity. So in
that regard, Defendant Ryan may not get the
benefit of qualified immunity.
And we will turn to Defendant Klein. In
looking at the link for supervisory liability
for a constitutional violation, the focus can be
on personal involvement and causation and
state of mind, but it can also be on the failure
to train or negligent training. And this Court
concludes it’s the latter factors that matter
most. Defendant Klein is responsible for
training in the department regarding use of
deadly force and confirmed in his deposition
that what happened here is what the training
that he conducted mandates. In fact, he was so
sure of that, this court questions whether this
incident could replay itself over and over, given
that apparently officers in the City of Rifle
are not being trained properly that the use of
deadly force is only available when there is an
imminent and serious risk of bodily harm to the
officer or others.
Officer Ryan similarly testified that his decision
was dictated by that training. And there is some
reference to Officer Ryan having shot a fleeing
suspect before. The Court finds that has limited
relevance, but it does highlight the concern that
the level of training at the City of Rifle is not in
accord with the Fourth Amendment.
22a
Appendix A
In that regard, summary judgment is denied
as to Defendant Klein’s motion.
Turning to municipal liability, the analysis
really is identical. Clearly, there was a policy or
custom in the form of this training on the use of
deadly force that led to this incident. Defendant
ratified Officer Ryan’s conduct by refusing to
discipline him and, in fact, finding no discipline
was warranted because this—the result here
was dictated by the training, and the training
was appropriate in this instance. In terms of the
wrongful death claim, summary judgment is
also denied on that claim. It appears the parties
are simply arguing over whether this could be
construed as a willful and wanton violation.
The Court concludes that under Colorado state
law, conscious disregard of the danger of the
conduct is sufficient to demonstrate a question
of fact as to willful and wanton. In this Court’s
opinion, what occurred here is the definition of a
conscious disregard of the danger. Officer Ryan
fired a shot eight seconds after an unarmed man
jogged in the other direction with no sign of
immediate threat whatsoever. That is conscious
disregard of the conduct.
So given those findings of fact, defendants’
motion for summary judgment is denied in its
entirety.
Id., Vol. II at 303-311.
23a
Appendix A
Defendants Ryan and Klein filed a notice of appeal
on October 19, 2022. On November 2, 2022, all of the
defendants filed an amended joint notice of appeal.
II
Defendants argue in their appeal that the district
court erred in denying summary judgment in their favor
on each of the claims asserted against them by plaintiffs.
For the reasons that follow, we agree with defendants.
A.
Plaintiffs’ § 1983 excessive force claim against
defendant Ryan
In their first issue on appeal, defendants argue that the
district court erred in denying defendant Ryan’s motion
for summary judgment on qualified immunity grounds
with respect to plaintiffs’ § 1983 excessive force claim.
More specifically, defendants argue that “[t]he District
Court erred in its analysis of whether Officer Ryan’s
decision to use deadly force violated George’s Fourth
Amendment rights, given its consideration of various
subjective factors, its narrow focus on the threat facing
officers as opposed to the public, as well as its failure to
consider the totality of the circumstances.” Aplt. Br. at 16.
1)
Qualified immunity principles
“Qualified immunity attaches when an official’s
conduct does not violate clearly established statutory or
constitutional rights of which a reasonable person would
have known.” Rivas-Villegas v. Cortesluna, 595 U.S. 1, 142
24a
Appendix A
S. Ct. 4, 7, 211 L. Ed. 2d 164 (2021) (quoting White v. Pauly,
580 U.S. 73, 79, 137 S. Ct. 548, 196 L. Ed. 2d 463 (2017) (per
curiam)) (internal quotation marks omitted). “Qualified
immunity protects all but the plainly incompetent or those
who knowingly violate the law.” Surat v. Klamser, 52
F.4th 1261, 1270 (10th Cir. 2022) (quoting White, 580 U.S.
at 73) (internal quotation marks omitted). “To overcome
a qualified immunity defense, the onus is on the plaintiff
to demonstrate (1) that the official violated a statutory
or constitutional right, and (2) that the right was clearly
established at the time of the challenged conduct.” Id. at
1270-71 (quoting Quinn v. Young, 780 F.3d 998, 1004 (10th
Cir. 2015)) (internal quotation marks omitted).
“We have discretion to decide the order in which
to engage the two prongs of the qualified immunity
standard.” Andersen v. DelCore, 79 F.4th 1153, 1163 (10th
Cir. 2023) (cleaned up). “If we conclude that the plaintiff[s]
ha[ve] not met [their] burden as to either part of the twoprong inquiry, we must grant qualified immunity to the
defendant.” Id.
2)
The scope of our appellate jurisdiction and our
standard of review
Before we address defendants’ arguments on the
merits, we must first determine the scope of our appellate
jurisdiction. “Generally, we may exercise jurisdiction only
over appeals from final decisions of the district courts of
the United States[,] 28 U.S.C. § 1291,” which means that
“[o]rders denying summary judgment are ordinarily not
appealable final decisions for purposes of § 1291.” Surat,
25a
Appendix A
52 F.4th at 1269 (quoting Duda v. Elder, 7 F.4th 899,
909 (10th Cir. 2021)) (internal quotation marks omitted).
“Under the collateral order doctrine, however, we may
also review decisions that are conclusive on the question
decided, resolve important questions separate from the
merits, and are effectively unreviewable if not addressed
through an interlocutory appeal.” Id. (quoting Duda, 7
F.4th at 909) (internal quotation marks omitted). “This
doctrine allows us to review interlocutory appeals from
the denial of qualified immunity to a public official to
the extent it involves abstract issues of law.” Id. (quoting
Duda, 7 F.4th at 909) (internal quotation marks omitted).
“Abstract issues of law are limited to (1) whether the
facts that the district court ruled a reasonable jury
could find would suffice to show a legal violation and (2)
whether that law was clearly established at the time of the
alleged violation.” Id. (internal quotation marks omitted).
“Because of this limitation, we generally lack jurisdiction
to review factual disputes in this interlocutory posture,
including the district court’s determination that the
evidence could support a finding that particular conduct
occurred.” Id. (quoting Vette v. K-9 Unit Deputy Sanders,
989 F.3d 1154, 1162 (10th Cir. 2021)) (internal quotation
marks omitted).
“[I]n Johnson v. Jones,” 515 U.S. 304, 313, 115 S.
Ct. 2151, 132 L. Ed. 2d 238 (1995), “the Supreme Court
indicated that, at the summary judgment stage at least, it
is generally the district court’s exclusive job to determine
which facts a jury could reasonably find from the evidence
presented to it by the litigants.” Lewis v. Tripp, 604 F.3d
1221, 1225 (10th Cir. 2010). In other words, the district
26a
Appendix A
court outlines “the ‘version of events’” that it “holds a
reasonable jury could credit.” Id. at 1225-26 (quoting Scott
v. Harris, 550 U.S. 372, 380, 127 S. Ct. 1769, 167 L. Ed.
2d 686 (2007)). “After doing so, the district court and we
may then consider the ‘abstract’ legal questions whether
those facts suffice to show a violation of law and whether
that law was clearly established at the time of the alleged
violation.” Id. at 1225. “Ordinarily speaking, it is only these
latter two questions—and not questions about what facts
a jury might reasonably find—that we may consider in
appeals from the denial of qualified immunity at summary
judgment.” Id.
There are, however, exceptions to the rule announced
by the Supreme Court in Johnson. In particular, “when
the ‘version of events’ the district court holds a reasonable
jury could credit ‘is blatantly contradicted by the record,’
we may assess the case based on our own de novo view
of which facts a reasonable jury could accept as true.”
Id. at 1225-26 (quoting Scott, 550 U.S. at 380); see Ching
as Trustee for Jordan v. City of Minneapolis, 73 F.4th
617, 620-21 (8th Cir. 2023) (applying the same exception
based on the appellate court’s own review of a video of
the shooting incident at issue); Finch v. Rapp, 38 F.4th
1234, 1241 (10th Cir. 2022) (discussing the exception);
Vette, 989 F.3d at 1162 (“This standard is ‘a very difficult
one to satisfy.’ We will not ‘look beyond the facts found
and inferences drawn by the district court’ unless those
findings ‘constitute visible fiction.’” (internal citation
omitted)); see also Rudlaff v. Gillispie, 791 F.3d 638, 639
(6th Cir. 2015) (holding, in the context of an interlocutory
appeal involving an issue of qualified immunity, that an
27a
Appendix A
appellate court must “view the facts in the light depicted
by the videotape”).
We conclude that this narrow exception applies in the
case at hand. The district court, in its oral ruling denying
summary judgment in favor of defendant Ryan, focused
much of its discussion on whether Ryan “ha[d] probable
cause to believe that [George] posed a threat of serious
harm to him or others.” Aplt. App., Vol. II at 304. And,
in discussing that question, the district court made a
number of statements of purported fact that we conclude
are “blatantly contradicted by the record” in this case.
Lewis, 604 F.3d at 1226 (quoting Scott, 550 U.S. at 380).
To begin with, the district court described George as
“clearly frail” and “with some sort of physical disability.”
Aplt. App., Vol. II at 304. The district court also stated,
relatedly, that “this looks like a gentleman who would
never have made it to town.” Id. at 307. Those descriptions,
however, are clearly contradicted by the record. According
to the record, George worked at a construction site in Vail,
Colorado. More importantly, the combined audio/video of
the attempted arrest of George indicates he was a tall,
relatively thin man who had no trouble walking, running,
or physically maneuvering his body over the railing of the
River Bridge. In short, nothing in the combined audio/
video, or any other part of the record, would allow a
jury to reasonably find that George was frail, physically
disabled, or would have been unable to make it to the town
had he been allowed to keep running away from Ryan
and McNeal. 3
3. Notably, plaintiffs do not assert that George was physically
disabled in any way.
28a
Appendix A
The district court also stated that “there was no
effort” by Ryan or McNeal “to control any level of traffic”
over the River Bridge. Id. at 305. In fact, however, the
record is undisputed that Ryan requested assistance from
a Garfield County Sheriff’s deputy who initially parked
his patrol vehicle near Ryan’s and McNeal’s vehicles on
the River Bridge. That deputy, however, was subsequently
dispatched to another location, leaving Ryan and McNeal
alone to attempt to arrest George, and with no real way
to control traffic over the River Bridge during the course
of the attempted stop.
Further, the district court stated that it could “tell
the officers did not believe there was a threat of harm to
others” based upon the statements they made to George
during the attempted arrest, including “You have kids,”
“It’s not over,” “Put the gun away,” and “Let’s talk about
this.” Id. We reject this statement for two reasons. First,
it was not the district court’s role, in determining whether
defendant Ryan was entitled to summary judgment on
his qualified immunity defense, to make factual findings.
Rather, the district court’s task was “to determine which
facts a jury could reasonably find from the evidence
presented to it by the litigants.” Lewis, 604 F.3d at 1225.
Second, even if the district court’s statement was intended
as a determination of a fact the jury could reasonably find
based upon the officers’ statements to George, we reject
that determination as contrary to the record. In our view,
a jury could not reasonably infer, based on the statements
that Ryan and McNeal made to George during the stop,
that Ryan and McNeal did not believe that George posed
a threat of harm to them or others.
29a
Appendix A
Lastly, and perhaps most significantly, the district
court stated that after George stepped back over the rail
and began “jogging towards town,” “Ryan waited eight
seconds before using deadly force on” George, and during
those eight seconds “[t]here was no warning by . . . Ryan
[to George] to stop” and “no effort to get [George] to stop.”
Aplt. App., Vol. II at 306. A review of the combined audio/
video of the attempted arrest, however, reveals that during
the time period referred to by the district court, both Ryan
and McNeal repeatedly yelled at George to stop before
Ryan fired the two shots at George. Ryan initially yelled,
“Allan, stay, don’t do it,” and then yelled, “Allan” twice as
he ran after George. McNeal, for her part, yelled, “Stay
on that side,” “Just stay right there,” and “Stop” twice.
Combined audio/video of stop at approx. 9:25-9:33. Thus,
contrary to the district court’s statements, a jury could
not reasonably find that Ryan or McNeal made no effort to
get George to stop after he stepped back over the railing
and began running away from the officers.
Ordinarily, when a district court denies summary
judgment on qualified immunity grounds, we “accept
the version of facts the district court assumed true” and
“our review [is] limited to purely legal issues.” Surat,
52 F.4th at 1270 (first quoting Quinn, 780 F.3d at 1004;
and then quoting Vette, 989 F.3d at 1162). Here, however,
because the version of facts the district court assumed
true is belied in key respects by the record, we conclude
that our appellate jurisdiction in this unusual situation is
more expansive. Specifically, it “falls on us to review [de
novo] the entire record, construing the evidence in the
light most favorable to” the plaintiffs. Lewis, 604 F.3d at
30a
Appendix A
1228. Relatedly, we must “ask de novo whether sufficient
evidence exists for a reasonable jury to conclude that”
defendant Ryan violated George’s constitutional rights.
Id. Lastly, if we conclude that sufficient evidence exists
for a reasonable jury to conclude that defendant Ryan
violated George’s constitutional rights, we must then
determine de novo whether “the rights in question were
clearly established at the time of the[] alleged violation.”
Id. at 1226. Only by doing so can we properly “undertake
the job of answering the question whether [defendant
Ryan] is entitled to qualified immunity” from the plaintiffs’
excessive force claim. Id.
3)
Did Ryan violate George’s Fourth Amendment
rights?
“In addressing an excessive force claim brought
under § 1983, analysis begins by identifying the specific
constitutional right allegedly infringed by the challenged
application of force.” Graham v. Connor, 490 U.S. 386,
394, 109 S. Ct. 1865, 104 L. Ed. 2d 443 (1989). “Where,
as here, the excessive force claim arises in the context
of an arrest . . . of a free citizen, it is most properly
characterized as one invoking the protections of the
Fourth Amendment.” Id.; accord Tennessee v. Garner,
471 U.S. 1, 7, 105 S. Ct. 1694, 85 L. Ed. 2d 1 (1985)
(“[T]here can be no question that apprehension by the use
of deadly force is a seizure subject to the reasonableness
requirement of the Fourth Amendment.”). Under the
Fourth Amendment, “the ‘reasonableness’ of a particular
seizure depends not only on when it is made, but also on
how it is carried out.” Graham, 490 U.S. at 395.
31a
Appendix A
“To establish a constitutional violation, the plaintiff
must demonstrate the force used was objectively
unreasonable.” Estate of Taylor v. Salt Lake City, 16 F.4th
744, 759 (10th Cir. 2021) (quoting Estate of Larsen ex rel.
Sturdivan v. Murr, 511 F.3d 1255, 1259 (10th Cir. 2008)
(Larsen)). “Under this standard, we carefully balance
the nature and quality of the intrusion on the individual’s
Fourth Amendment interests against the countervailing
governmental interests at stake.” Andersen, 79 F.4th
at 1163 (quoting Cavanaugh v. Woods Cross City, 625
F.3d 661, 664 (10th Cir. 2010)) (internal quotation marks
omitted).
“We assess the reasonableness of an officer’s use
of force by applying the three nonexclusive factors first
set forth by the Supreme Court in Graham.” Id. These
include “[1] the severity of the crime at issue, [2] whether
the suspect poses an immediate threat to the safety of the
officers or others, and [3] whether he is actively resisting
arrest or attempting to evade arrest by flight.” Graham,
490 U.S. at 396. “The Graham factors are nonexclusive
and not dispositive; the inquiry remains focused on the
totality of the circumstances.” Palacios v. Fortuna, 61
F.4th 1248, 1256 (10th Cir. 2023).
“Our ‘calculus of reasonableness must embody
allowance for the fact that police officers are often forced
to make split-second judgments—in circumstances
that are tense, uncertain, and rapidly evolving—about
the amount of force that is necessary in a particular
situation.’” Andersen, 79 F.4th at 1163 (quoting Graham,
490 U.S. at 396-97). “So, we assess the reasonableness
32a
Appendix A
of ‘a particular use of force’ from ‘the perspective of a
reasonable officer on the scene, rather than with the 20/20
vision of hindsight.’” Id. (quoting Graham, 490 U.S. at 396).
“Our review . . . looks at the facts and circumstances as
they existed at the moment the force was used, while also
taking into consideration the events leading up to that
moment.” Id. (quoting Emmett v. Armstrong, 973 F.3d
1127, 1135 (10th Cir. 2020)).
Graham Factor 1: The severity of the crime at
issue
“[O]ur binding precedent indicates the first Graham
factor weighs against the plaintiff when the crime at issue
is a felony, irrespective of whether that felony is violent or
nonviolent.” Vette, 989 F.3d at 1170 (collecting cases); see
Surat, 52 F.4th at 1274 (holding that plaintiff’s criminal
offenses “were not severe crimes” because they were
“both class 2 misdemeanors”); Arnold v. City of Olathe,
35 F.4th 778, 792 (10th Cir. 2022) (holding that plaintiff’s
“warrants for felony supervision violations and aggravated
escape from custody [we]re serious because the latter is a
felony”). Here, it is undisputed that an arrest warrant had
been issued for George based on a probable cause showing
that he had committed the criminal offense of sexual
exploitation of a child, in violation of Colo. Rev. Stat. § 186-403. It is further undisputed that this criminal offense
is a felony. See Colo. Rev. Stat. § 18-6-403(5) (providing
that sexual exploitation of a child is either a class 3 or class
4 felony, depending on the specific details of the crime).
Thus, we conclude that the first Graham factor, severity
of the crime, favors defendant Ryan as a matter of law.
33a
Appendix A
Graham Factor 3: Was George actively resisting
or attempting to evade arrest?
The third Graham factor asks “ whether [the
individual] is actively resisting arrest or attempting to
evade arrest by flight.” Graham, 490 U.S. at 396. Here,
there is no question that George was fleeing and thereby
attempting to evade arrest at the time force was used
against him. Consequently, we conclude as a matter of law
that the third Graham factor weighs in favor of defendant
Ryan.
Graham Factor 2: Was there an immediate
threat to the safety of the officers or others?
The second, and what we have deemed the “most
important,” Graham factor focuses on whether George
posed an immediate threat to the safety of the officers
or others. Pauly v. White, 874 F.3d 1197, 1216 (10th Cir.
2017). “[T]he use of deadly force,” such as that employed by
defendant Ryan in this case, “is only justified if the officer
had probable cause to believe that there was a threat of
serious physical harm to [himself] or others.” Id. (quoting
Larsen, 511 F.3d at 1260) (internal quotation marks
omitted). “To determine whether” an officer had probable
cause to believe that “there was an immediate threat to
the officers or to others,” a court must “consider the four
nonexhaustive Larsen factors.” Palacios, 61 F.4th at 1258
(citing Larsen, 511 F.3d at 1260); Arnold, 35 F.4th at 789
(noting that the Larsen factors are non-exclusive). “These
factors are (1) whether the suspect was given orders and
the suspect’s compliance with the orders; (2) whether any
34a
Appendix A
hostile motions were made toward the officers; (3) the
physical distance between the officers and the suspect; and
(4) the manifest intentions of the suspect.” Palacios, 61
F.4th at 1258. We proceed to consider the Larsen factors
in light of the evidence before us in this case.
(a) Orders and compliance
“If a suspect was given orders and did not comply,
this weighs in the officers’ favor.” Id. at 1259. Here, it
is undisputed that Ryan and McNeal initially stopped
George by pulling behind his truck and activating the
emergency lights on their marked patrol cars. It is further
undisputed that George initially complied by pulling his
truck to the side of the road on the River Bridge. The
combined audio/video of the stop shows, indisputably, that
George thereafter repeatedly refused to comply with the
verbal orders issued by the two officers. To begin with,
Ryan initially ordered George to show his hands out of
his truck window. George failed to comply with that order
and instead exited his truck, walked towards Ryan’s
vehicle, pulled out a handgun from behind his back, and
then turned and walked towards and stepped over the
guardrail on the River Bridge. After that point, George
was ordered to drop his weapon by Ryan and McNeal
approximately thirty-three times but refused to do so.
Ryan also told George, “Don’t do it,” or similar phrases,
approximately thirty-nine times, and George refused
to comply by dropping the gun and allowing himself to
be arrested. Lastly, after George stepped back over the
guardrail and began walking and then running towards
downtown Rifle, both Ryan and McNeal shouted at
35a
Appendix A
George multiple times in an attempt to get him to stop,
but he refused to do so. Thus, the undisputed evidence
establishes that after George stopped his vehicle, he was
given numerous warnings over the course of the ensuing
encounter and failed to comply with all of them.
Notably, we “ha[ve] held the warning does not need
to be specifically that officers are about to open fire.” Id.
(citing Thomson v. Salt Lake City, 584 F.3d 1304, 131819 (10th Cir. 2009)). Therefore, the fact that Ryan did not
warn George that he was about to fire his weapon does
not alter our analysis of this factor.
We therefore conclude as a matter of law that this
factor weighs in favor of defendant Ryan.
(b) Hostile motions
The second Larsen factor asks “whether any hostile
motions were made with the weapon towards the officers.”
Larsen, 511 F.3d at 1260. The undisputed evidence in this
case establishes that George never pointed his handgun at
either officer or anyone besides himself. Thus, viewed in
isolation, this factor would weigh in favor of the plaintiffs.
But, as we have noted, the Larsen factors are “nonexclusive” and we must always consider “the totality
of the circumstances.” Id. Despite the fact that George
never pointed his handgun at anyone besides himself,
it is undisputed that George ignored numerous verbal
orders from both Ryan and McNeal to drop his weapon.
And, despite discarding other personal items at the scene
36a
Appendix A
before attempting to flee, George intentionally kept his
gun with him during his attempted flight. Notably, we
have recognized that “simply because a suspect has not
yet fired a weapon does not mean that he will not do so
in the future, particularly when intentionally keeping his
gun with him.” Palacios, 61 F.4th at 1259. Lastly, it is
undisputed that George’s wife, Sarra, had informed the
RPD that George told her “that he was not ‘going back to
jail without a fight,’” and that this information was passed
along to Ryan and McNeal prior to their encounter with
George. Aplt. App., Vol. I at 113. We therefore conclude
as a matter of law that, although the lack of a hostile
motion weighs in favor of plaintiffs, the other related
circumstances weigh in favor of defendant Ryan.
(c) Physical distance
The third factor identified in Larsen focuses on “the
distance separating the officers and the suspect.” Larsen,
511 F.3d at 1260. Notably, Larsen involved a situation
where two police officers approached a suspect on foot
and found him to be in possession of a long knife. One of
the officers, who came within seven to twelve feet of the
suspect, told the suspect at least four times to drop the
knife, but the suspect refused to do so. Fearing for his
life, the officer who gave those commands shot the suspect
twice in the chest and killed him. Thus, Larsen involved
a situation where the suspect posed a threat of serious
physical harm to the officer who fired the gun. Naturally,
then, the court in Larsen focused on the distance between
the shooting officer and the suspect at the time of the
shooting.
37a
Appendix A
Here, in contrast, there was not a close-range
confrontation between George and Ryan that led to
Ryan discharging his weapon. Instead, it is undisputed
that when Ryan shot George, George was running in a
northerly direction along the side of the River Bridge
and attempting to flee from Ryan and McNeal and evade
arrest.
Because the facts of this case are significantly different
than Larsen, we conclude that we must modify the physical
distance factor to take into account other considerations
relevant to this case. To begin with, unlike the situation
in Larsen, this case involved a suspect who, while armed
and fleeing, was physically close to members of the general
public. More specifically, it is undisputed that George, as
he fled in a northerly direction along the River Bridge,
was within feet of a steady stream of passing motorists.
It is also undisputed that George was approximately four
hundred and twenty-two yards away from the nearest
populated area of Rifle at 1st Street and Riverwhite
Avenue. Had George continued running unabated, he
likely could have reached the nearest populated area of
Rifle within approximately two to three minutes.
The undisputed evidence in this case also indicates
that George, by fleeing in the direction that he did,
effectively gained access to a location that could have
provided him with cover from the officers. Defendants’
expert witness, Charles Key, Sr., a retired member of
the Baltimore Police Department who now works as
an independent consultant and expert witness in police
misconduct litigation, states in his declaration that, prior
to being shot by Ryan,
38a
Appendix A
George had run past the northern edge of the
Colorado [R]iver, which is significant because
the drop from the bridge to land decreases
rapidly to the point where . . . George would
have been able to step over the bridge rail onto
the land and use the steel rail as cover while
firing on responding officers.
Aplt. App., Vol. I at 158. Plaintiffs offered no evidence that
contradicts this statement.
We therefore conclude that George’s proximity to
members of the general public, combined with his access
to locations on the River Bridge that would have provided
him with cover from Ryan and McNeal, weighs in favor of
defendant Ryan as a matter of law.
(d) Manifest intentions of suspect
The fourth Larsen factor focuses on “the manifest
intentions of the suspect.” Larsen, 511 F.3d at 1260. It is
beyond dispute in this case that George knew that two
police officers in separate marked patrol cars stopped him
as he exited I-70 on his way home from work. Although it is
not clear from the record whether George was aware that
an arrest warrant had been issued for him, it is undisputed
that he was aware that he was under investigation by law
enforcement officials for possessing child pornography.
Further, it is undisputed that, prior to the encounter,
George had told his wife Sarra that he was not going
back to prison, and he repeated that sentiment, as well
as saying that his life was over, to Ryan and McNeal
39a
Appendix A
during the course of the encounter. All of this set the
stage for what transpired during the course of George’s
encounter with Ryan and McNeal. Between the beginning
of the encounter and just before he stepped back over
the guardrail and began walking and then running away
from the officers, George’s manifest intentions appear to
have been to commit suicide, either by shooting himself
in the chest or by jumping from the River Bridge into the
Colorado River. Conversely, during that time period, it
does not appear that George intended to harm the officers
or members of the public who were driving by on the River
Bridge. But, importantly, the combined audio/video of the
incident reveals that George’s manifest intentions changed
near the end of the encounter. At or just before the moment
when George stepped back over the guardrail and began
walking and then running away from the officers and in
the direction of downtown Rifle, he clearly abandoned,
at least temporarily, any intention of killing himself. We
conclude as a matter of law that a reasonable officer in
Ryan’s position, observing George’s actions, would have
concluded that George’s intention had shifted to escaping
and evading arrest.
(e) Other evidence
Because the Larsen factors are non-exclusive, we
must take into account additional evidence in the record
relevant to whether a reasonable officer in Ryan’s position
would have had probable cause to believe that George
posed a threat of harm to the officers or the public.
40a
Appendix A
The declaration from defendants’ expert witness Key
includes several relevant statements that were unopposed
by the plaintiffs. First, Key states: “Any objectively
reasonable officer would interpret [George] retaining
possession of the gun as an indication that he intended
to use it.” Id. at 157. Key further states, in the same vein:
Any objectively reasonable and well trained
officer would . . . assess the risks of pursuing a
fleeing, armed felony suspect who had rebuffed
multiple pleas and commands to surrender
peacefully and drop the gun in an environment
that exposed them to gunfire without the
advantage of cover as presenting a significant,
imminent risk of serious injury or death to
themselves or passing, uninvolved citizens.
Id. at 158. Key also states, relatedly, that “when George
continued to run” after being told to stop by Ryan, Ryan
had to make the split second decision to stop
him by using lethal force to prevent him
from initiating a gun battle on the bridge and
subjecting passing motorist[s] to potential
injury or advancing so close to Rif le that
innocent persons would be put at risk should
a gunfight ensue in a densely populated area
of Rifle.
Id. at 156. In addition, Key notes that “the bridge curved
toward the northwest, which prompted Ryan to shoot prior
to George reaching a place on the bridge which would
41a
Appendix A
create a hazardous backstop from his rifle fire for traffic
traveling on Route 13 and/or people in Rifle.” Id. Lastly,
Key notes that, prior to being shot by Ryan,
George had run past the northern edge of the
Colorado [R]iver, which is significant because
the drop from the bridge to land decreases
rapidly to the point where . . . George would
have been able to step over the bridge rail onto
the land and use the steel rail as cover while
firing on responding officers.
Id. at 158.
(f) Summary
Considering the Larsen factors in this case as a whole,
we conclude as a matter of law that a reasonable officer in
Ryan’s position would have had probable cause to believe
that George, as he began running away from Ryan and
McNeal, posed a threat of serious bodily injury both to the
officers and to the public at large. We in turn conclude that
the second Graham factor weighs in favor of defendant
Ryan as a matter of law.
Totality of the circumstances and conclusion
As we have discussed, all three Graham factors
favor defendant Ryan. We therefore conclude as a matter
of law that defendant Ryan’s action in shooting George
was objectively reasonable and did not violate George’s
Fourth Amendment right against unreasonable seizures.
42a
Appendix A
In reaching this conclusion, we emphasize, as we recently
did in Palacios, that “pursuing a fleeing felon does not
automatically mean that a decision to use deadly force is
objectively reasonable.” 61 F.4th at 1262. Nevertheless,
under the totality of the circumstances unique to this case,
i.e., an armed fleeing felon who had repeatedly refused to
comply with officers’ commands, was determined not to
be arrested, and who represented a threat of bodily harm
to both the officers and the general public, we conclude
that it was objectively reasonable for defendant Ryan to
use deadly force against George.
4)
Clearly established law
“Having determined that” defendant Ryan did
not violate George’s Fourth Amendment rights, “it is
unnecessary” for us “to consider whether the law was
clearly established at the time of the incident.” Id. at 1263.
B. Plaintiffs’ § 1983 claim against defendant Klein
In their second issue on appeal, defendants challenge
the district court’s denial of summary judgment in favor
of defendant Klein with respect to his claim of qualified
immunity from plaintiffs’ § 1983 claim.
A § 1983 defendant sued in an individual capacity
may be subject to personal liability and/or supervisory
liability.” Estate of Booker v. Gomez, 745 F.3d 405, 435
(10th Cir. 2014) (quoting Brown v. Montoya, 662 F.3d 1152,
1163 (10th Cir. 2011)) (internal quotation marks omitted).
“Section 1983, however, does not authorize liability under
43a
Appendix A
a theory of respondeat superior.” Id. (quoting Schneider
v. City of Grand Junction Police Dep’t, 717 F.3d 760,
767 (10th Cir. 2013)) (internal quotation marks omitted).
Instead, supervisory liability may be imposed under
§ 1983 only “when a supervisor’s subordinates violated
the Constitution and the plaintiff can demonstrate an
affirmative link between the supervisor and the violation,
which includes showing (1) personal involvement, (2)
sufficient causal connection, and (3) culpable state of
mind.” Valdez v. Macdonald, 66 F.4th 796, 834 (10th Cir.
2023) (quoting Dodds v. Richardson, 614 F.3d 1185, 119598 (10th Cir. 2010)) (internal quotation marks omitted).
Having concluded as a matter of law that defendant
Ryan did not violate George’s Fourth Amendment rights,
we conclude that plaintiffs’ § 1983 supervisory liability
claim against defendant Klein necessarily lacks merit.
That is because, without an underlying constitutional
violation, a claim of supervisory liability is fatally infirm.
Cf. Hinton v. City of Elwood, Kan., 997 F.2d 774, 782 (10th
Cir. 1993) (“A municipality may not be held liable where
there was no underlying constitutional violation by any
of its officers.”).
We therefore conclude that the district court erred
in denying Klein’s motion for summary judgment with
respect to plaintiffs’ § 1983 claim.
C.
Plaintiffs’ § 1983 claim against the City
In their third issue on appeal, defendants argue that
the district court erred in denying summary judgment to
the City with respect to plaintiffs’ § 1983 claim.
44a
Appendix A
We briefly note, as a threshold matter, that because
the City did not, and indeed cannot, assert qualified
immunity, the collateral order doctrine does not afford
us appellate jurisdiction over the district court’s denial of
the City’s motion for summary judgment. See Crowson v.
Washington Cnty. Utah, 983 F.3d 1166, 1185, 1192 (10th
Cir. 2020). But we nevertheless conclude that we may
properly exercise pendent appellate jurisdiction over that
ruling because the record firmly establishes that plaintiffs’
§ 1983 claim against the City depends on Ryan having
violated George’s constitutional rights.4 See id.
“Because municipalities act through officers, ordinarily
there will be a municipal violation only where an individual
officer commits a constitutional violation.” Id. at 1191. In
other words, “[t]he general rule . . . is that there must be a
constitutional violation, not just an unconstitutional policy,
for a municipality to be held liable.” Id. Thus, “[i]n most
cases, this makes the question of whether a municipality
is liable dependent on whether a specific municipal officer
violated an individual’s constitutional rights.” Id.
Having determined that defendant Ryan did not
violate George’s Fourth Amendment rights, we conclude
that plaintiffs’ § 1983 municipal liability claim against the
4. Plaintiffs’ complaint alleged two alternative theories of
municipal liability, i.e., that (a) there was a direct causal link
between a City policy and Ryan’s alleged use of excessive force
against George, and (b) that the City failed to adequately train its
police officers, including Ryan, in the use of deadly force, and that
this inadequate training resulted in Ryan depriving George of his
constitutional rights.
45a
Appendix A
City necessarily fails. See Palacios, 61 F.4th at 1263. We
therefore conclude that the district court erred in denying
summary judgment in favor of the City.
D. Plaintiffs’ wrongful death claim against
defendant Ryan
In their final issue on appeal, defendants argue that
the district court erred in denying summary judgment
in favor of defendant Ryan on plaintiffs’ wrongful death
claim.
Typically, a district court’s denial of summary
judgment on a state law tort claim is not “immediately
appealable under the collateral order[] doctrine.” Hensley
on behalf of N.C. v. Price, 876 F.3d 573, 586 n.7 (4th Cir.
2017); see Fogarty v. Gallegos, 523 F.3d 1147, 1154 (10th
Cir. 2008). That general rule does not apply, however,
where the summary judgment motion was based on statelaw immunity from suit. See Sawyers v. Norton, 962 F.3d
1270, 1287 (10th Cir. 2020). In this case, Ryan argued
in his motion for summary judgment that the wrongful
death claim was effectively barred by the Colorado
Governmental Immunity Act (CGIA), Colo. Rev. Stat. Ann.
§ 24-10-102. The district court rejected that argument.
We therefore conclude that the collateral order doctrine
affords us with appellate jurisdiction over the district
court’s denial of Ryan’s motion for summary judgment on
the wrongful death claim. See Sawyers, 962 F.3d at 1287.
In their complaint, plaintiffs alleged a claim against
defendant Ryan for “Battery Causing Wrongful Death”
46a
Appendix A
in violation of Colorado state law. Aplt. App., Vol. I at 37.
The claim alleged that “Ryan’s shooting of . . . George
did not constitute the use of reasonable force because
the shooting was in excess of the amount of force that
an officer in . . . Ryan’s position would have reasonably
believed necessary to arrest . . . George or prevent his
escape.” Id. (emphasis added). In addition, the claim
alleged that “Ryan’s intentional infliction of physical harm
upon . . . George, causing his death, was without legal
authorization, privilege, or consent.” Id. The claim also
alleged that “Ryan consciously disregarded a substantial
and unjustifiable risk of danger of death or serious bodily
injury to . . . George” and “Ryan’s willful and wanton
conduct caused . . . George’s death and the Plaintiffs’
damages.” Id. at 37-38. Finally, the claim alleged that
“Ryan’s conduct was attended by circumstances of malice,
or willful and wanton conduct, which . . . Ryan must have
realized was dangerous, or that was done heedlessly
and recklessly, without regard to the consequences to . .
George or his family, his safety and life and their lives.”
Id. at 38.
Ryan argued in his motion for summary judgment
that the wrongful death claim was barred by the CGIA.
The CGIA provides, in relevant part, that “no public
employee shall be liable for injuries arising out of an act
or omission occurring during the performance of his or
her duties and within the scope of his or her employment,
unless such act or omission was willful and wanton.” Colo.
Rev. Stat. § 24-10-105(1). As Ryan noted in his motion, the
CGIA does not define the phrase “willful and wanton,” but
the Colorado Supreme Court has held that “willful and
47a
Appendix A
wanton conduct is not merely negligent,” but rather “must
exhibit a conscious disregard for the danger.” Martinez v.
Estate of Bleck, 2016 CO 58, 379 P.3d 315, 323 (Colo. 2016).
Ryan argued that “[t]he undisputed facts” in this case
“establish[ed] that [his] conduct d[id] not rise to the level
of willful and wanton” because he “attempted all means
to peacefully end the situation by ordering George to
drop the gun numerous times over a roughly nine-minute
period” and then, “[w]hen George ignored those commands
and started to escape,” he “waited until the last possible
moment to use deadly force hoping that George would
stop.” Aplt. App., Vol. I at 76.
Plaintiffs argued in their response to Ryan’s motion
for summary judgment that “[t]he fact that . . . Ryan
tried to talk George out of killing himself d[id] not mean
that his subsequent act of shooting George in the back
was not willful and wanton.” Id. at 186. Plaintiffs argued
that “[a]ny reasonable officer in . . . Ryan’s position would
have known that shooting George was unjustified and
nearly certain to result in George’s serious bodily injury
or death.” Id. at 186-87. Plaintiffs further argued that
“after ample time to deliberate and choose various nondeadly options that would have comported with George’s
clearly established constitutional rights, . . . Ryan . . .
intentionally pulled the trigger, intentionally shot [George]
in the back, intending to kill him.” Id. at 187. Plaintiffs
also argued that “Ryan did so in conscious disregard of
the fact his actions were unjustified and the danger his
actions inflicted upon George.” Id. Ultimately, plaintiffs
argued that the district court should deny Ryan’s motion
for summary judgment “[b]ecause a jury could reasonably
48a
Appendix A
determine that . . . Ryan willfully and wantonly killed
George.” Id.
The district court, in its oral ruling, denied Ryan’s
motion for summary judgment with respect to the
wrongful death claim:
In terms of the wrongful death claim, summary
judgment is also denied on that claim. It
appears the parties are simply arguing over
whether this could be construed as a willful
and wanton violation. The Court concludes that
under Colorado state law, conscious disregard
of the danger of the conduct is sufficient to
demonstrate a question of fact as to willful and
wanton. In this Court’s opinion, what occurred
here is the definition of a conscious disregard
of the danger. Officer Ryan fired a shot eight
seconds after an unarmed man jogged in the
other direction with no sign of immediate threat
whatsoever. That is conscious disregard of the
conduct.
Id., Vol. II at 310-311.
We conclude that our resolution of defendant Ryan’s
appellate challenge to the district court’s denial of his
motion for summary judgment with respect to plaintiffs’
§ 1983 excessive force claim effectively resolves the
plaintiffs’ wrongful death claim against defendant Ryan.
As we have noted, plaintiffs’ wrongful death claim hinges,
in relevant part, on plaintiffs’ allegation that “Ryan’s
49a
Appendix A
shooting of . . . George did not constitute the use of
reasonable force because the shooting was in excess of
the amount of force that an officer in . . . Ryan’s position
would have reasonably believed necessary to arrest . . .
George or prevent his escape.” Aplt. App., Vol. I at 37. That
allegation, however, is incompatible with, and effectively
undercut by, our conclusion that defendant Ryan’s shooting
of George was objectively reasonable and did not violate
George’s Fourth Amendment right against unreasonable
seizures.
We also conclude, relatedly, that where, as here, a
police officer’s employment of deadly force against a
fleeing felony suspect was objectively reasonable under the
Fourth Amendment, the officer’s use of force cannot, as
a matter of law, be deemed to be in “conscious disregard
of the danger” for purposes of the CGIA. Martinez, 379
P.3d at 323; see Duke v. Gunnison Cnty. Sheriff’s Office,
2019 COA 170, 456 P.3d 38, 44 (Colo. Ct. App. 2019) (“For
willful and wanton conduct to subject a public employee
to liability for a tort claim, the conduct must be more than
merely negligent; the conduct must exhibit a conscious
disregard of the danger to another.”). More specifically,
we conclude that if a police officer’s exercise of force was
objectively reasonable under the Fourth Amendment,
the officer necessarily cannot be deemed to have acted in
conscious disregard of the danger posed by that exercise of
force. See Rodeman v. Foster, 767 F. Supp. 2d 1176, 1187-88
(D. Colo. 2011) (“as the Court has found that Sgt. Foster
employed only reasonable force in arresting plaintiff, no
reasonable jury could find that Sgt. Foster acted willfully
and wantonly in tasing her”).
50a
Appendix A
We therefore conclude that the district court erred in
denying summary judgment in favor of defendant Ryan
with respect to plaintiffs’ wrongful death claim. 5
III
The district court’s decision denying defendants’
motion for summary judgment is REVERSED and
the matter is REMANDED to the district court with
directions to enter summary judgment in favor of
defendants as to all claims asserted against them.
5. Judge Rossman would remand this state law claim to the
district court with instructions to dismiss for lack of supplemental
jurisdiction. See 28 U.S.C. § 1367.
51a
Appendix
APPENDIX B — MINUTES
OF B
THE UNITED STATES
DISTRICT COURT FOR THE DISTRICT OF
COLORADO, FILED OCTOBER 3, 2022
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
JUDGE CHARLOTTE N. SWEENEY
Civil Action: 20-cv-00522-CNS-GPG
Date: October 3, 2022
Courtroom Deputy: Julie Dynes
Court Reporter: Terri Lindblom
Parties
ESTATE OF ALLAN GEORGE
SARRA GEORGE
KENNETH ALLAN GEORGE
NICOLE LYNN WALLACE
M.E.G.
T.A.G.,
Counsel
David Lane
Liana Orshan
Plaintiffs,
v.
Jonathan Eddy
Eric Ziporin
CITY OF RIFLE
DEWEY RYAN
TOMMY KLEIN,
Defendants.
COURTROOM MINUTES
52a
Appendix B
ORAL ARGUMENT
Court in Session: 9:00 a.m.
Appearance of counsel.
Argument given as to [126] Defendants’ Motion for
Summary Judgment by Mr. Ziporin with questions from
the Court.
Argument given as to [126] Defendants’ Motion for
Summary Judgment by Mr. Lane with questions from
the Court.
Rebuttal argument given by Mr. Ziporin.
The Court makes findings of fact, conclusions of law. As
outlined on the record it is
ORDERED: [126] Defendants’ Motion for Summary
Judgment is DENIED in its entirety.
Discussion held on filing of a motion in limine and trial
readiness.
Court in Recess: 10:16 a.m.
Hearing concluded.
Total time in Court: 01:16
53a
Appendix CC — TRANSCRIPT IN
Appendix c — APPENDIX
THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO,
FILED DECEMBER 21, 2022
[1]IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF COLORADO
Civil Action No. 20-cv-00522-CNS-GPG
ESTATE OF ALLAN GEORGE,
by and through its personal
representative Sarra George;
SARRA GEORGE, individually;
KENNETH ALLAN GEORGE, individually;
NICOLE LYNN WALLACE, individually;
M.E.G., a minor, by and through their
legal guardian Sarra George; T.E.G.,
a minor, by and through their legal
guardian Sarra George,
Plaintiffs,
v.
CITY OF RIFLE, COLORADO, a municipality;
POLICE CORPORAL DEWEY RYAN, in his
individual capacity; and POLICE CHIEF
TOMMY KLEIN, in his individual capacity,
Defendants.
54a
Appendix C
REPORTER’S TRANSCRIPT
HEARING ON MOTION FOR SUMMARY
JUDGMENT COURT’S RULING ONLY
Proceedings before the HONORABLE CHARLOTTE
N. SWEENEY, Judge, United States District Court for
the District of Colorado, commencing at 9:00 a.m., on the
3rd day of October, 2022, in Courtroom C204, Byron G.
Rogers United States Courthouse, Denver, Colorado.
THERESE LINDBLOM, Official Reporter
901 19th Street, Denver, Colorado 80294
Proceedings Reported by Mechanical Stenography
Transcription Produced via Computer
[2]APPEARANCES
DAVID A. LANE and LIANA GERSTLE ORSHAN,
Attorneys at Law, Killmer Lane & Newman, LLP, 1543
Champa Street, Suite 400, Denver, Colorado, 80202,
appearing for the Plaintiffs.
ERIC M. ZIPORIN and JONATHAN N. EDDY,
Attorneys at Law, SGR, LLC, 3900 East Mexico Avenue,
Suite 700, Denver, Colorado, 80210, appearing for the
Defendants.
*****
PROCEEDINGS
(The following excerpt contains the Court’s ruling only.)
55a
Appendix C
*******
THE COURT: All right. Thank you both. I’m prepared
to issue a ruling on the motion at this time.
In defendants’ motion for summary judgment, the
defendant moves for summary judgment as to the two
claims brought by the plaintiff in this case. We will deal
with the first claim first, excessive force in violation of the
Fourth Amendment. This claim was brought against all
three defendants, which are Officer Ryan, Sheriff Klein,
and the City of Rifle.
It’s clear -- the law that defines the boundaries of this
claim is clear, and that is, to use deadly force, an officer
must believe that the suspect poses a serious threat to the
officer or others around the officer.
[3]In looking at that threat and in assessing the
objective reasonableness of that threat, the Court must
look at the severity of the crime underlying the seizure,
the immediate threat to the safety of officers or others,
and whether with the suspect resisted or evaded seizure.
That doesn’t end the inquiry, however. And this Court
believes, as I think the parties do believe, that the key
issue is, what was the level of the threat faced by Officer
Ryan at the time?
In reviewing that threat, other factors come into
play, as identified by the parties, including whether there
were hostile motions attributed to George at the time, the
distance between the parties, the intentions of the subject
56a
Appendix C
which is George, here. And those three factors the Court
finds most compelling.
As with respect to Officer Ryan, he needed to have
probable cause to believe that the suspect posed a threat
of serious physical harm to him or others. And he did not
have that, and I believe a jury could find that he did not
have that. If we look at the video -- which I did several
times and outlined what went on in the video -- here is
what we have: We have a 58-year-old man, clearly frail. He
looks to be, frankly, to this Court’s view, in his 60s, with
some sort of physical disability. Officer Ryan and Officer
Beitzel pleaded with him -- and I think the plaintiff rightly
admits that they did their job -- they pleaded with him for
minutes to put down [4]the gun and not take his own life.
It is clear from the video, at no time did this turn from a
potential suicide to a potential homicide.
Indeed, throughout the entire nine minutes before
before George left the guardrail, he was looking up at
the sky, seeming to be pleading with a higher power,
making utterances of, he doesn’t know what to do, he’s
embarrassed for his family, his family won’t talk to him.
These are clearly signs this individual is suicidal, not
homicidal.
That the officers did not believe there was a serious
threat is evidenced in several ways. One, traffic was not
stopped; and there was no effort to control any level of
traffic. Granted, there may not have been time to get
backup; but certainly they could have positioned a car
to stop traffic, and that was not done. During the nine
57a
Appendix C
minutes where -- well, I guess it’s only seven minutes
where George was wielding a gun, pointed always at
himself, there was no effort to even remotely stop people
from passing by this scene. That defeats the argument
that there was some level of threat at that time.
You can also tell the officers did not believe there was
a threat of harm to others by the comments they were
making to George, which included, “Don’t shoot yourself.”
“You have kids.” “It’s not over.” “Put the gun away.” “Let’s
talk about this.” None of that indicated any level of threat
posed by George.
[5]At seven minutes into the video, he puts the gun into
his pocket. He still looks like he’s going to jump. And, in
fact, Officer Ryan makes a call indicating that he’s going
to jump. He calls into the station, saying, “He’s going to
jump.” He continues this way for another two minutes,
again, gun in pocket, actively looking like he’s going to
take his own life, making no hostile movements towards
the officers, until at 9 minutes and 27 seconds, he steps
over the rail, gun in pocket, no hostile leanings, no words
of hostility, no threats made, and begins jogging towards
town, apparently. A mere eight seconds later, the first
shot was fired.
Officer Ryan waited eight seconds before using deadly
force on the suspect. There was no warning by Officer
Ryan to stop; there was no effort to get him to stop. A
second shot was fired, apparently ending George’s life.
Viewing those facts, a reasonable jury could determine
that Officer Ryan did not possess -- that George did not
58a
Appendix C
pose any serious risk of harm to the officer or anybody else
other than himself. He made no hostile moves; he never
pointed a gun at anyone but himself; he never threatened
an officer or anyone else; he remained hopelessly
resigned with only suicidal statements throughout the
entire encounter. The gun remained in his pant pocket
throughout the encounter; he never once made a move for
the gun while he turned and ran -- jogged towards town.
[6]And, again, let me say, he was not running. Again,
from my view of the video, this looks like a gentleman
who would never have made it to town. So I know there
has been evidence that in a minute and some seconds he
would have got there. I think a jury could find, he never
would have made it to town. This was not an able man.
Again, Ryan did not warn or even tell George to
stop. And there was time to warn. There was absolutely
no reason the shot needed to be fired at eight seconds.
Additional efforts could have been made to negotiate and
get him to stop.
So in that regard, unlike what is represented in the
defendants’ brief, this gun was not fired at the last possible
moment. This gun was fired at the first possible moment
when George turned and ran.
Regarding the training in this case, it appears that all
defendants agree that what Ryan did was completely in
accord with policy of the City of Rifle, that he had actually
been trained for just this sort of encounter and to lead to
just this sort of result. So unlike defendants’ argument, I
59a
Appendix C
don’t find this to be a hazy case; it’s not a close call; and the
jury could find that the conduct above was not reasonable
and constituted excessive force in violation of the Fourth
Amendment.
Having found that, the issue then becomes, was the
law clearly established? The Court finds it was clearly [7]
established. If this does not fit within the direct confines
of Tennessee v. Garner, the plaintiff has cited additional
cases from which we could find clearly established,
including Walker v. City of Orem, including Carson v. Cole.
Though understanding that was issued after the fact, it
is clear to me that the analysis that the Court undertook
there is directly relevant. And as plaintiffs’ counsel noted,
the Court found that to be an obvious violation; and the
facts are dramatically similar. You have a suicidal person
pointing a gun to his own head, where it remained; he
never pointed the weapon at the officers; never made
a threatening or provocative gesture; and the officers,
importantly, had time and opportunity to give a warning
before using deadly force.
Given the similarity of those facts, the Court’s
conclusion there that that was clearly established law
that that would be a violation of the suspect’s right to the
Fourth Amendment is not surprising.
Additional support is found in Cooper v. Sheehan,
again, where the officers fired on a suspect when he was
holding a shotgun in one hand with its muzzle pointed at
the ground, had made no sudden moves and no sudden
threats.
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Appendix C
I do want to talk about White v. City of Topeka, which
was raised by the defendant on this regard. The Court,
even though that’s a District Court case, does find it
important to distinguish that case. I think the important
distinguishment [8]there is that the suspect was using
more aggressive means to defy the police officers there.
He had reached toward the gun at one point; reluctantly
complied and put it away; he refused to lay down; and then
picked up and ran and did make a gesture towards the gun.
Those facts are not here. Again, this is a situation where a
clearly suicidal man in desperate straits has turned, given
up all hope, jogged towards town with a gun in his pocket,
with no objective intent to use it on officers or anyone else.
Cordova v. Aragon I find has some limited relevance in
terms of clearly established. The facts are quite different,
but it does highlight a more dramatic situation where the
law was found to be clearly established. And the suspect
there engaging in more dangerous behavior, and the Tenth
Circuit found that the -- that the officers were not entitled
to qualified immunity. So in that regard, Defendant Ryan
may not get the benefit of qualified immunity.
And we will turn to Defendant Klein. In looking at the
link for supervisory liability for a constitutional violation,
the focus can be on personal involvement and causation and
state of mind, but it can also be on the failure to train or
negligent training. And this Court concludes it’s the latter
factors that matter most. Defendant Klein is responsible
for training in the department regarding use of deadly
force and confirmed in his deposition that what happened
[9]here is what the training that he conducted mandates.
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Appendix C
In fact, he was so sure of that, this court questions
whether this incident could replay itself over and over,
given that apparently officers in the City of Rifle are not
being trained properly that the use of deadly force is only
available when there is an imminent and serious risk of
bodily harm to the officer or others.
Officer Ryan similarly testified that his decision was
dictated by that training. And there is some reference to
Officer Ryan having shot a fleeing suspect before. The
Court finds that has limited relevance, but it does highlight
the concern that the level of training at the City of Rifle
is not in accord with the Fourth Amendment.
In that regard, summary judgment is denied as to
Defendant Klein’s motion.
Turning to municipal liability, the analysis really is
identical. Clearly, there was a policy or custom in the form
of this training on the use of deadly force that led to this
incident. Defendant ratified Officer Ryan’s conduct by
refusing to discipline him and, in fact, finding no discipline
was warranted because this -- the result here was dictated
by the training, and the training was appropriate in this
instance.
In terms of the wrongful death claim, summary
judgment is also denied on that claim. It appears the
parties are [10]simply arguing over whether this could
be construed as a willful and wanton violation. The
Court concludes that under Colorado state law, conscious
disregard of the danger of the conduct is sufficient to
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Appendix C
demonstrate a question of fact as to willful and wanton. In
this Court’s opinion, what occurred here is the definition
of a conscious disregard of the danger. Officer Ryan
fired a shot eight seconds after an unarmed man jogged
in the other direction with no sign of immediate threat
whatsoever. That is conscious disregard of the conduct.
So given those findings of fact, defendants’ motion for
summary judgment is denied in its entirety.
Let me ask the parties in terms of where you are at
in terms of readiness for trial.
First, the plaintiff.
MR. LANE: Your Honor, it’s an interesting question
also. We have engaged in some settlement discussions.
The real issue here -- and this is my suggestion. I don’t
know if they’re going to appeal this ruling or not. But we
are ready for trial, but the -- there is a motion in limine
that plaintiffs have to file here, which is going to be very
outcome determinative in terms of disposing of this case.
And that is, Mr. George was wanted for possession of child
pornography. We want to file a motion in limine with the
Court under Rule 403 of the rules of evidence saying, it is
relevant, because if he was going to go to prison as a result
of this -- [11]assuming he was going to get convicted, that
would impact his future earnings. We concede that fact.
We have an expert who says, no, he wasn’t going to go
to prison. They have an expert who says, yeah, he’s going
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Appendix C
to go to prison. It’s relevant in that regard. But what is
not relevant under 403 is what the crime was, because
that will be so overwhelmingly prejudicial to a jury that
they would say, oh, well, if he’s in possession of child
pornography, then I’m giving him a dollar. His life’s value
is not determined by the crime that he was wanted for.
So we’re going to make a motion to exclude the
underlying name of the crime that he was wanted for, the
facts of that, and simply argue under 403 that it’s -- it may
be probative slightly, but the prejudice is so overwhelming
that it’s got to stay out. They can then respond to that.
And I think if this Court decides that issue -- because
just in informal discussions, I think that’s going to be the
real issue that decides whether we settle this case or not.
What I’d like to do is set it for briefing on that issue. I
haven’t discussed this with counsel, so I don’t know what
their feelings are on this. But I’d like to set that issue for
briefing, and then we can go from there.
But as it stands right now, that’s the only issue
remaining on the table from plaintiffs’ perspective. We
are ready for trial.
[12]THE COURT: Okay. Response.
MR. ZIPORIN: Discovery is complete, Your Honor;
so, essentially, we are also ready for trial.
One quick clarification. Will a written order be
forthcoming, or do we need to order the transcript?
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Appendix C
THE COURT: It will just be the transcript. And just
so you both know -- and I know Mr. Lane has been here
before -- because of what I’ve inherited from prior judges,
I am trying to do more things from the bench, just to speed
cases along, because I know people have been waiting a
long time for rulings. So you’ll need to order a transcript.
MR. ZIPORIN: Understood. Thank you, Your Honor.
THE COURT: Any response on the motion in limine
issue? Do you think that’s helpful to potential resolution
or -MR. ZIPORIN: I’m not -- I don’t know how Your
Honor works. Maybe once we get a trial date, I assume
that triggers motion in limine deadlines and other pretrial
deadlines. We can go from that perspective.
THE COURT: Okay. Well, we’ve got a pretrial
conference set on November 10. I believe that is when I
typically give a trial date, and I will do that in this case.
I was kind of feeling around for the prospect.
I will tell you, though, it would likely be in February.
So it is not a long time out once we get to [13]November.
So I would expect a trial date to be set in early February.
You can check my procedures for the deadlines on motions
in limine.
Honestiy, Mr. Lane, if you -- if somebody in your office
had the time, it wouldn’t be bad to file that sooner rather
than later. There is a potential I could rule on it at the
pretrial conference.
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Appendix C
MR. LANE: I think that would be very important. I
mean, just in the interest of judicial economy, I honestly
think that is the big sticking point to resolving this case,
but that is just me. Counsel can take whatever attitude
he wants to about that. I do have the best briefer in the
entire universe sitting right here, and we will get that
done expeditiously, Your Honor.
The deadline is not to say we have to wait for the
deadline.
THE COURT: Right.
MR. LANE: We want to file that pretty quickly.
THE COURT: Exactly. And if it’s fully briefed by the
time of the pretrial conference, I will try to rule on it from
the bench at that conference.
MR. LANE: Great.
THE COURT: I will tell both parties that. Anything
further from either side?
MR. LANE: Nothing from plaintiff, Your Honor.
[14]MR. ZIPORIN: Nothing from defendants, Your
Honor. Thank you.
THE COURT: Okay. Thank you.
(Recess at 10:16 a.m.)
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Appendix C
REPORTER’S CERTIFICATE
I certify that the foregoing is a correct transcript from
the record of proceedings in the above-entitled matter.
Dated at Denver, Colorado, this 10th day of October,
2022.
/s/Therese Lindblom
Therese Lindblom, CSR, RMR, CRR
67a
APPENDIX D —Appendix
ORDER D
OF THE UNITED
STATES COURT OF APPEALS FOR THE TENTH
CIRCUIT, FILED FEBRUARY 20, 2024
UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
No. 22-1355
(D.C. No. 1:20-CV-00522-CNS-GPG)
(D. Colo.)
ESTATE OF ALLAN GEORGE, BY AND
THROUGH ITS PERSONAL REPRESENTATIVE
SARRA GEORGE, et al.,
Plaintiffs-Appellees,
v.
CITY OF RIFLE, COLORADO,
A MUNICIPALITY, et al.,
Defendants-Appellants.
ORDER
Before Rossman, Kelly, and Briscoe, Circuit Judges.
Appellees’ petition for rehearing is denied.
The petition for rehearing en banc was transmitted
to all of the judges of the court who are in regular active
service. As no member of the panel and no judge in regular
68a
Appendix D
active service on the court requested that the court be
polled, that petition is also denied.
Entered for the Court
/s/ Christopher M. Wolpert
CHRISTOPHER M. WOLPERT, Clerk
69a
Appendix EFOR REHEARING
APPENDIX E — PETITION
EN BANC TO THE UNITED STATES COURT
OF APPEALS FOR THE TENTH CIRCUIT,
FILED DECEMBER 5, 2023
UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
No. 22-1355
ESTATE OF ALLAN GEORGE, BY AND
THROUGH ITS PERSONAL REPRESENTATIVE
SARRA GEORGE, et al.,
Plaintiffs-Appellees,
v.
CITY OF RIFLE, COLORADO;
DEWEY RYAN; AND TOMMY KLEIN,
Defendants-Appellants.
On Appeal from the United States District Court
for the District of Colorado
Civil Action No. 1:20-cv-00522-CNS-GPG
Honorable Judge Charlotte N. Sweeney
PETITION FOR REHEARING EN BANC
David A. Lane
Darold W. K illmer
Liana G. Orshan
Reid R. A llison
Attorneys for Plaintiffs-Appellees
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Appendix E
[TABLES INTENTIONALLY OMITTED]
PETITION FOR REHEARING EN BANC
Plaintiffs-Appellees, pursuant to Fed R. App. P. 35(b),
respectfully submit this Petition for Rehearing En Banc,
and states as follows.
SUMMARY OF REASONS
FOR GRANTING PETITION
From my heart, in order to avoid a gross injustice,
undersigned counsel respectfully implores you to watch
this short video.1 If upon watching it, you determine that
it doesn’t “blatantly contradict” the district court’s clear
finding that a reasonable jury could find George posed no
material threat to anyone but himself, you must grant this
petition, or this precedent will greatly enlarge this Court’s
limited jurisdiction for interlocutory appeals.
As you will see, the video does not “blatantly
contradict” the conclusion that a reasonable jury could
readily find, as the District Court found, that George
“made no hostile moves; [ ] never pointed a gun at anyone
but himself; [ ] never threatened an officer or anyone else;
[and] remained hopelessly . . . suicidal . . . throughout
the entire encounter.” Slip. Op. 15 (quoting the district
court’s order). Nothing in the video establishes that
these observations constituted “visible fiction,” nor that
1. Conventionally submitted at ECF 126-1 (video starts at
5:25).
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Appendix E
as a matter of law, such a nonthreatening person could
be shot in the back as he jogged away with a gun in his
pants pocket.
The panel had a different view of the video, but one
needs only watch it (and read the District Court’s order)
to determine that a reasonable jury could go either way
under the circumstances. Importantly, the panel’s review
of the facts of the case breaches the proper summary
judgment standard, as well as this Court’s limited
appellate jurisdiction on interlocutory appeal. See, e.g.,
Est. of Booker v. Gomez, 745 F.3d 405, 409-410 (10th Cir.
2014) (“[I]f a district court concludes that a reasonable jury
could find certain specified facts in favor of the plaintiff,
the Supreme Court has indicated we usually must take
them as true—and do so even if our own de novo review
of the record might suggest otherwise as a matter of law.”
(cleaned up)). In abandoning this Court’s well-defined
jurisdictional limits, the panel invites future appellants to
file interlocutory appeals that merely attempt to relitigate
the evidentiary sufficiency ruled on by the District Court.
The panel’s decision fundamentally conflicts with prior
precedent in two ways: (1) the panel enlarged the narrow
Scott v. Harris2 exception, expanding the exception to
swallow the rule of limited appellate jurisdiction on
interlocutory appeal; and (2) it contradicted the wellestablished Larsen3 factors to conclude that George was
a threat despite his only manifest intention being suicide
2. Scott v. Harris, 550 U.S. 372 (2007).
3. Estate of Larsen v. Murr, 511 F.3d 1255 (10th Cir. 2008).
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Appendix E
and his complete lack of hostile actions toward the officers
or anyone else.
This Court has never sanctioned anything like what
happened here: a
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