Amicus Curiae Brief — Environmental Protection Agency, Petitioner v. Calumet Shreveport Refining, L.L.C., et al.
Supreme Court briefDec 20, 2024
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No. 23-1229
IN THE
Supreme Court of the United States
ENVIRONMENTAL PROTECTION AGENCY,
Petitioner,
v.
CALUMET SHREVEPORT REFINING, L.L.C., et al.,
Respondents.
ON WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE FIFTH CIRCUIT
BRIEF FOR STATES OF NEW YORK, ARIZONA, COLORADO,
CONNECTICUT, DELAWARE, ILLINOIS, MARYLAND,
MASSACHUSETTS, MICHIGAN, MINNESOTA, NEW JERSEY,
OREGON, PENNSYLVANIA, RHODE ISLAND, VERMONT,
WASHINGTON, AND WISCONSIN; THE DISTRICT OF
COLUMBIA; HARRIS COUNTY, TEXAS; AND THE CITY OF
NEW YORK AS AMICI CURIAE IN SUPPORT OF PETITIONER
LETITIA JAMES
Attorney General
State of New York
BARBARA D. UNDERWOOD*
Solicitor General
JUDITH N. VALE
Deputy Solicitor General
ELIZABETH A. BRODY
Assistant Solicitor General
MORGAN A. COSTELLO
CLAIBORNE E. WALTHALL
Assistant Attorneys General
28 Liberty Street
New York, New York 10005
(212) 416-8016
barbara.underwood@ag.ny.gov
*Counsel of Record
(Counsel listing continues on signature pages.)
i
TABLE OF CONTENTS
Page
Table of Authorities ...................................................... iii
Interests of Amici Curiae ............................................... 1
Statement ........................................................................ 3
A. Statutory Background..................................... 3
1. The 1970 Clean Air Act ............................ 3
2. The 1977 amendments ............................. 5
B. Procedural Background .................................. 7
Summary of Argument ................................................. 10
Argument ....................................................................... 12
I.
Congress Chose to Centralize Review of
National Issues Under the Clean Air Act in
the D.C. Circuit. ................................................... 12
A. Congress Assigned Review of Actions
Spanning More Than One Circuit to the
D.C. Circuit. ................................................... 13
B. Congress Assigned Review of Actions
Supported by at Least One Nationwide
Determination to the D.C. Circuit. .............. 17
II. Amici’s Experience Demonstrates That
Disregarding Congress’s Enacted Policy of
Centralized Review Sows Chaos and Causes
Delay. .................................................................... 20
A. Amici’s Recent Experience Illustrates
How Improperly Applying the Venue
Provision Causes Chaos, Wastes
Resources, and Delays Relief........................ 20
ii
Page
B. Other Examples Show How Such Chaos
and Delay Could Spread If the Fifth
Circuit’s Approach Is Not Rejected. ............. 25
Conclusion ..................................................................... 30
iii
TABLE OF AUTHORITIES
Cases
Page(s)
American Rd. & Transp. Builders Ass’n v. EPA,
705 F.3d 453 (D.C. Cir. 2013) ............................ 13-14
ATK Launch Sys., Inc. v. EPA, 651 F.3d 1194
(10th Cir. 2011).................................................. 14, 25
Catawba Cnty. v. EPA, 571 F.3d 20 (D.C. Cir.
2009) ..........................................................................18
Corner Post, Inc. v. Board of Governors of Fed.
Rsrv. Sys., 603 U.S. 799 (2024) ...............................15
Dayton Power & Light Co. v. EPA, 520 F.2d 703
(6th Cir. 1975) ...........................................................13
Greene v. Doruff, 660 F.3d 975 (7th Cir. 2011) ............18
Hughes v. United States, 584 U.S. 675 (2018) .............18
In re Sealed Case, 722 F.3d 361 (D.C. Cir. 2013) ........18
Jerman v. Carlisle, McNellie, Rini, Kramer &
Ulrich, LPA, 559 U.S. 573 (2010) ............................15
KCJ Corp. v. Kinetic Concepts, Inc., 223 F.3d
1351 (Fed. Cir. 2000) ................................................18
Kennecott Copper Corp. v. EPA, 462 F.2d 846
(D.C. Cir. 1972) ...........................................................3
Natural Res. Def. Council, Inc. v. EPA, 465 F.2d
492 (1st Cir. 1972) ......................................................4
Natural Res. Def. Council, Inc. v. EPA, 512 F.2d
1351 (D.C. Cir. 1975)................................................12
New York v. EPA, 133 F.3d 987 (7th Cir. 1998) ..........13
Niz-Chavez v. Garland, 593 U.S. 155 (2021) ...............18
iv
Cases
Page(s)
Renewable Fuels Ass’n v. EPA, 948 F.3d 1206
(10th Cir. 2020)...........................................................8
Rumsfeld v. Padilla, 542 U.S. 426 (2004) ....................15
Safeco Ins. Co. of Am. v. Burr, 551 U.S. 47 (2007) ......18
Sierra Club v. EPA, 47 F.4th 738 (D.C. Cir. 2022) .....13
Sierra Club v. EPA, 955 F.3d 56 (D.C. Cir. 2020) .......12
Southern Ill. Power Coop. v. EPA, 863 F.3d
666 (7th Cir. 2017) ............................. 14,16,22,25,27
Texas v. EPA, 706 F. App’x 159 (5th Cir. 2017)...........20
Texas v. EPA, 983 F.3d 826 (5th Cir. 2020) .................12
Texas v. EPA, No. 10-60961, 2011 WL 710598
(5th Cir. Feb. 24, 2011) .................................... 13, 14
West Virginia Chamber of Com. v. Browner, 166
F.3d 336, 1998 WL 827315 (4th Cir. 1998) ............14
Laws
Session Laws (by year)
Clean Air Act Amendments of 1970, Pub. L. No.
91-604, 84 Stat. 1676 .................................................3
Federal Energy Administration Act of 1974,
Pub. L. No. 93-275, 88 Stat. 96 ...............................16
Clean Air Act Amendments of 1977, Pub. L. No.
95-95, 91 Stat. 685................................................. 5, 7
Safe Drinking Water Amendments of 1977, Pub.
L. No. 95-190, 91 Stat. 1393 ......................................7
Pub. L. No. 101-549, 104 Stat. 2399 (1990) ...................7
v
Laws
Page(s)
United States Code
5 U.S.C. § 594(1)...............................................................6
15 U.S.C. § 766(c) ...........................................................16
42 U.S.C.
§ 7545(o) ......................................................................8
§ 7607(b) ..................................................... 1, 8, 15, 17
Administrative Sources
Federal Register (by year)
National Primary and Secondary Ambient Air
Quality Standards, 36 Fed. Reg. 8186 (Apr.
30, 1971) ......................................................................4
Approval and Promulgation of Implementation
Plans, 37 Fed. Reg. 10842 (May 31, 1972) ...............4
Recommendations of the Administrative
Conference of the United States, 41 Fed. Reg.
56767 (Dec. 30, 1976) .................................................6
Air Quality Designations for the 2010 Sulfur
Dioxide National Ambient Air Quality
Standard, 81 Fed. Reg. 45039 (July 12, 2016) .......27
April 2022 Denial of Petitions for Small Refinery
Exemptions Under the Renewable Fuel
Standard Program, 87 Fed. Reg. 24300 (Apr.
25, 2022) .................................................................. 7-8
Notice of June 2022 Denial of Petitions for Small
Refinery Exemptions Under the Renewable
Fuel Standard Program, 87 Fed. Reg. 34873
(June 8, 2022) .............................................................7
vi
Administrative Sources
Page(s)
Federal Register (by year)
Air Plan Disapprovals; Interstate Transport of
Air Pollution for the 2015 8-Hour Ozone
National Ambient Air Quality Standards, 88
Fed. Reg. 9336 (Feb. 13, 2023) ................................21
Federal “Good Neighbor Plan” for the 2015 Ozone
National Ambient Air Quality Standards, 88
Fed. Reg. 36654 (June 5, 2023) ...............................22
Phasedown of Hydrofluorocarbons: Notice of 2025
Allowance Allocations for Production and Consumption of Regulated Substances Under the
American Innovation and Manufacturing Act
of 2020, 89 Fed. Reg. 84583 (Oct. 23, 2024) ..... 28-29
Environmental Protection Agency
Green Book National Area and County-Level
Multi-Pollutant Information – Nonattainment/Maintenance Status for Each County
by Year for All Criteria Pollutants (Data
current as of Nov. 30, 2024)
Connecticut, https://www3.epa.gov/airquality/
greenbook/anayo_ct.html .........................................26
Illinois, https://www3.epa.gov/airquality/
greenbook/anayo_il.html ..........................................26
Maryland, https://www3.epa.gov/airquality/
greenbook/anayo_md.html .......................................26
Missouri, https://www3.epa.gov/airquality/
greenbook/anayo_mo.html .......................................26
New Jersey, https://www3.epa.gov/airquality/
greenbook/anayo_nj.html .........................................26
vii
Administrative Sources
Page(s)
Environmental Protection Agency
Green Book National Area and County-Level MultiPollutant Information (cont’d)
New York, https://www3.epa.gov/airquality/
greenbook/anayo_ny.html ........................................26
Ohio, https://www3.epa.gov/airquality/
greenbook/anayo_oh.html ........................................28
Virginia, https://www3.epa.gov/airquality/
greenbook/anayo_va.html ........................................26
Miscellaneous Authorities
Admininstrative Conf. of the United States,
Recommendation 76-4: Judicial Review Under
the Clean Air Act and Federal Water Pollution
Control Act (1976), in Clean Air Act Amendments of 1977: Hr’g on S. 251, S. 252 & S. 253
Before the S. Subcomm. on Env’t Pollution of
the Comm. on Env’t & Pub. Works, 95th Cong.,
1st Sess. pt. 3 (1977)...................................................6
David P. Currie, Judicial Review Under Federal
Pollution Laws, 62 Iowa L. Rev. 1221 (1977)....... 3-4
H.R. Rep. No. 95-294 (1977) ........................................ 6-7
Maeve P. Carey, Cong. Rsch. Serv., The Federal
Rulemaking Process: An Overview (2013) ...............6
S. Rep. No. 91-1196 (1970) ....................................... 3, 14
INTERESTS OF AMICI CURIAE
This case concerns the proper interpretation of the
Clean Air Act’s venue provision, which states that the
D.C. Circuit has exclusive jurisdiction to review challenges to “nationally applicable” actions that the U.S.
Environmental Protection Agency (EPA) undertakes
pursuant to the Act. 42 U.S.C. § 7607(b)(1). The venue
provision further provides that the D.C. Circuit also has
exclusive jurisdiction to review challenges to “locally or
regionally applicable” EPA actions under the Act when
they are “based on a determination of nationwide scope
or effect,” and when EPA “finds and publishes that such
action is based on such a determination.” Id.
Here, the Fifth Circuit declined to transfer to the
D.C. Circuit petitions for review that challenged two
final EPA actions denying requests by thirty-six small
fuel refineries for exemptions under the Act’s Renewable
Fuel Standards program. Every other regional circuit
that received petitions challenging the same EPA denial
actions transferred the petitions to the D.C. Circuit after
determining that the actions were either nationally
applicable or based on a determination of nationwide
scope or effect. In rejecting that view, the Fifth Circuit
reasoned that the venue provision permitted each small
refinery to challenge its own individual denial in its
home circuit. Pet. App. 15a.
Amici curiae are the States of New York, Arizona,
Colorado, Connecticut, Delaware, Illinois, Maryland,
Massachusetts, Michigan, Minnesota, New Jersey,
Oregon, Pennsylvania, Rhode Island, Vermont, Washington, and Wisconsin; the District of Columbia; Harris
County, Texas; and the City of New York. As States and
local governments, Amici work within the Act’s cooperative federalism structure to carry out the Act’s nation-
2
wide public health and environmental protection goals.
Among the many provisions of the Act that are especially
important to Amici are those that address interstate pollution, which causes substantial harms to Amici’s residents, industry, and environment. Amici also frequently
participate in litigation about EPA actions under the
Act, whether as petitioners challenging such actions,
intervenors defending such actions, or as amici curiae.
Amici thus have strong interests in ensuring that
the Act’s venue provision is properly applied to further
Congress’s clear intent to centralize judicial review of
EPA actions concerning national issues in the D.C.
Circuit. The Act’s direction that adjudication of national
issues occur solely in the D.C. Circuit facilitates swift
resolution of disputes and promotes the uniform application of the Act. By contrast, as Amici’s experience
shows, allowing many different regional circuit courts
to each address the same national issue under the Act
through separate and often duplicative litigation can
cause chaos and extensive delay in implementing the
Act’s requirements, many of which have mandatory,
expeditious deadlines for compliance. Congress rejected
that approach twice, when it enacted and later amended
the venue provision.
The Fifth Circuit’s erroneous decision below
contravenes Congress’s clear intent, evident in the venue
provision’s text, structure, and history. And the Fifth
Circuit’s approach needlessly complicates the issue of
venue, which should be easily resolvable at the outset of
litigation. Otherwise, as Amici’s experience demonstrates, the parties and courts will waste time and
resources on protracted litigation about the proper
venue, or on the merits of a case that turns out to be
filed in an improper venue. The Fifth Circuit’s decision
should be reversed.
3
STATEMENT
A. Statutory Background
1. The 1970 Clean Air Act
Congress enacted the first version of the Clean Air
Act’s venue provision in 1970. Congress recognized that
many of EPA’s actions under the Act—including actions
establishing national ambient air quality standards,
national emissions standards for hazardous air pollutants, and several other types of standards—would be
“national in scope and require even and consistent
national application,” S. Rep. No. 91-1196, at 41 (1970).
Accordingly, Congress specified in the venue provision
that challenges to such actions “may be filed only in the
United States Court of Appeals for the District of Columbia.” Clean Air Act Amendments of 1970, Pub. L. No.
91-604, sec. 12(a), § 307(b), 84 Stat. 1676, 1707-08.
Funneling review of national actions directly to a single
court of appeals reflected Congress’s “significant[]
concern[] with expedition” in achieving clean air by the
Act’s deadlines. See Kennecott Copper Corp. v. EPA, 462
F.2d 846, 849 (D.C. Cir. 1972).
At the same time, because the plans that States
would craft to meet the national standards (“state implementation plans” or “SIPs”) would “run only to one air
quality control region,” S. Rep. No. 91-1196, supra, at
41, Congress directed SIP approvals to be reviewed “in
the United States Court of Appeals for the appropriate
circuit,” Pub. L. No. 91-604, sec. 12(a), § 307(b), 84 Stat.
at 1707-08.
As the venue provision was implemented, however,
it became clear that “not every question respecting [a
state] implementation plan [was] of purely local significance.” David P. Currie, Judicial Review Under Federal
4
Pollution Laws, 62 Iowa L. Rev. 1221, 1263 (1977). In
1971, for example, EPA issued primary national air
quality standards for several types of transportationrelated pollutants. See National Primary and Secondary Ambient Air Quality Standards, 36 Fed. Reg. 8186,
8187 (Apr. 30, 1971). All fifty States, the District of
Columbia, Puerto Rico, the Virgin Islands, Guam, and
American Samoa each submitted implementation
plans. See Approval and Promulgation of Implementation Plans, 37 Fed. Reg. 10842, 10842 (May 31, 1972).
EPA approved each plan and, at the same time, granted
uniform, two-year extensions of the deadline for each
State and territory to achieve the standards, among
other things. Id. at 10842, 10845; see Natural Res. Def.
Council, Inc. (NRDC) v. EPA, 465 F.2d 492, 493 (1st Cir.
1972).
Challengers sought to obtain judicial review of the
uniform, two-year extension and other policy positions
that applied nationally and uniformly to the plans. See
NRDC, 465 F.2d at 493. Because the venue provision at
that time required state plan approvals to be challenged
in the appropriate regional circuit, challengers filed petitions in all eleven circuits. They then moved to consolidate the scattered challenges in the D.C. Circuit. Five
courts of appeals transferred the petitions to the D.C.
Circuit, and five stayed proceedings pending the outcome
of the D.C. Circuit proceedings. See Currie, supra, at
1263. In transferring challenges to the D.C. Circuit, the
First Circuit explained that “litigation in several circuits, with possible inconsistent and delayed results on
the merits, can only serve to frustrate the strong
Congressional interest in improving the environment.”
NRDC, 465 F.2d at 495.
5
2. The 1977 amendments
In 1977, Congress amended the Act’s venue
provision. Congress amended the first sentence of the
provision to specify that, in addition to the seven types
of national actions enumerated in the statute, “other
nationally applicable regulations promulgated, or final
action taken, by the Administrator under this Act” are
reviewable solely in the D.C. Circuit. Clean Air Act
Amendments of 1977, Pub. L. No. 95-95, § 305(c)(1), 91
Stat. 685, 776. Congress amended the second sentence
to specify that, in addition to state plan approvals, “any
other final action of the Administrator under this Act
which is locally or regionally applicable” is reviewable
in the “appropriate regional circuit.” Id., § 305(c)(2), 91
Stat. at 776.
Congress further amended the venue provision to
address where challengers must seek review when, as
had occurred in NRDC, a presumptively local or regional
EPA action is based on determinations with nationwide
implications. Specifically, Congress added language to
the Act that gave the D.C. Circuit exclusive jurisdiction
over challenges to a locally or regionally applicable EPA
action “if such action is based on a determination of
nationwide scope or effect and if in taking such action
the Administrator finds and publishes that such action
is based on such a determination.” Id., § 305(c)(4), 91
Stat. at 776.
As part of the congressional hearings leading up to
the 1977 amendments’ enactment, the Administrative
Conference of the United States (ACUS) 1 submitted a
1 ACUS is an independent agency that studies and recommends
improvements in federal administrative procedure, among other
(continues on next page)
6
report and recommendation regarding the Act’s venue
and other judicial-review provisions. See ACUS, Recommendation 76-4: Judicial Review Under the Clean Air
Act and Federal Water Pollution Control Act (1976), in
Clean Air Act Amendments of 1977: Hr’g on S. 251,
S. 252 & S. 253 Before the S. Subcomm. on Env’t Pollution of the Comm. on Env’t & Pub. Works, 95th Cong.,
1st Sess. pt. 3, at 248-355 (1977). ACUS urged a policy
of decentralized review across multiple circuits, recommending that Congress amend the Act to specify that
EPA’s approvals of state implementation plans are
reviewable in regional circuits even when they are based
on national determinations. Id.
G. William Frick, a member of ACUS and general
counsel of EPA, disagreed and appended a separate
statement to the report. See Recommendations of the
Administrative Conference of the United States, 41 Fed.
Reg. 56767, 56768-69 (Dec. 30, 1976). Frick contended
that “where ‘national issues’ are involved” in state implementation plans, “they should be reviewed in the D.C.
Circuit.” Id. at 56768. Frick listed several benefits of
centralizing review in the D.C. Circuit, including:
promoting national uniformity on important issues;
leveraging the D.C. Circuit’s “obvious expertise” in
administrative law; and capitalizing on the D.C. Circuit’s
familiarity with the notoriously complex provisions of
the Clean Air Act. Id. at 56769.
The House committee that conducted the hearings
ultimately agreed with Frick’s view that national questions should be reviewed in the D.C. Circuit. See H.R.
Rep. No. 95-294, at 324 (1977) (noting committee’s
concurrence with “the comments, concerns, and recomthings. See 5 U.S.C. § 594(1); Maeve P. Carey, Cong. Rsch. Serv.,
The Federal Rulemaking Process: An Overview 7 n.26 (2013).
7
mendation” regarding venue in “the separate statement
of G. William Frick, which accompanied the Administrative Conference’s views”). Thus, the 1977 bill
contained the “based on a determination of nationwide
scope or effect” language. Id. The committee report
explained that this language means that when a local
or regional action is found by the EPA Administrator “to
be based on a determination of nationwide scope or
effect (including a determination which has scope or
effect beyond a single judicial circuit), then exclusive
venue for review [would be] in the U.S. Court of Appeals
for the District of Columbia.” Id. (emphasis added).
Congress passed the 1977 bill containing that language,
and President Richard M. Nixon signed it into law. See
Pub. L. No. 95-95, § 305(c)(4), 91 Stat. at 776. The venue
provision has not been structurally amended since. 2
B. Procedural Background
In 2022, EPA published two decisions denying the
requests of thirty-six small fuel refineries for exemptions under the Clean Air Act’s Renewable Fuel Standard (RFS) program. See April 2022 Denial of Petitions
for Small Refinery Exemptions Under the Renewable
Fuel Standard Program, 87 Fed. Reg. 24300 (Apr. 25,
2022) (“Apr. Denial”); Notice of June 2022 Denial of Petitions for Small Refinery Exemptions Under the Renewable Fuel Standard Program, 87 Fed. Reg. 34873 (June
8, 2022) (“June Denial”). Asserting “disproportionate
2 In a separate law passed in 1977, Congress added several
types of actions to the enumerated lists of “nationally applicable”
and “locally or regionally applicable” actions. See Safe Drinking
Water Amendments of 1977, Pub. L. No. 95-190, § 14(a)(79)-(80),
91 Stat. 1393, 1404. In 1990, Congress made a conforming amendment to a statutory cross-reference. See Pub. L. No. 101-549,
§ 302(g), 104 Stat. 2399, 2574 (1990).
8
economic hardship,” the refineries sought an exemption
from the Act’s requirement to blend certain quantities
of ethanol or other renewable fuels into their products.
See, e.g., Apr. Denial, 87 Fed. Reg. at 24300; see also 42
U.S.C. § 7545(o)(9)(B).
In the published final actions, EPA explained that
the April and June Denials were each “nationally applicable” and “based on a determination of nationwide scope
or effect.” E.g., Apr. Denial, 87 Fed. Reg. at 24301. The
actions were “nationally applicable” because they denied
exemptions “for over 30 small refineries across the
country and applie[d] to small refineries located within
18 states in 7 of the 10 EPA regions and in 8 different
Federal judicial circuits.” Id. In addition, the actions
were “based on a determination of nationwide scope or
effect” because they were based on two uniform principles. First, the actions were “based on EPA’s revised
interpretation of the relevant [statutory] provisions,”
prompted by a recent circuit court decision holding that
the plain language of the statute barred EPA from granting economic-hardship exemptions based on circumstances unrelated to compliance with the RFS program.
Id.; see Renewable Fuels Ass’n v. EPA, 948 F.3d 1206
(10th Cir. 2020), rev’d on other grounds sub nom. HollyFrontier Cheyenne Refining, LLC v. Renewable Fuels
Ass’n, 594 U.S. 382 (2021). Second, the actions were
based on the principle that all small refineries pass the
cost of program compliance to consumers—a determination that was “applicable to all small refineries no matter
the location or market in which they operate.” E.g., Apr.
Denial, 87 Fed. Reg. at 24301.
Various small refineries located in different States
petitioned for review in the Third, Fifth, Seventh, Ninth,
Tenth, and Eleventh Circuits. Applying the Act’s venue
provision, 42 U.S.C. § 7607(b)(1), each circuit except the
9
Fifth Circuit dismissed or transferred the petitions to the
D.C. Circuit. See Pet. for Writ of Cert. 9-10 & nn.3-4,
EPA v. Calumet Shreveport Refin. Co., No. 23-1229 (May
20, 2024) (listing orders).
The Fifth Circuit declined to transfer the petitions
filed in that court to the D.C. Circuit, reasoning that the
Act’s venue provision allows each individual small refinery to challenge its own denial in its home circuit. Pet.
App. 15a. The Fifth Circuit concluded that the denial
actions were not nationally applicable because, in its
view, the phrase “nationally applicable” meant having
“legal effect” in every State nationwide. Pet. App. 11a
(emphasis omitted). The Fifth Circuit also concluded
that the actions were not “based on a determination of
nationwide scope or effect” (Pet. App. 13a) because, in
its view, the agency’s revised legal interpretation and
cost passthrough principles were not on their own “a
sufficient basis to adjudicate” the exemption petitions
(Pet. App. 15a).
Judge Higginbotham dissented, explaining that the
denial actions were plainly nationally applicable because
they applied across eighteen States in eight judicial
circuits. Pet. App. 38a; see Pet. App. 35a-43a. The dissent
also would have concluded that, even if the actions were
locally or regionally applicable, they were based on a
determination of nationwide scope and effect and thus
reviewable solely in the D.C. Circuit. This Court granted
EPA’s petition for certiorari. 3
3 In the same order, this Court also granted certiorari petitions
from another case interpreting the same statutory venue provision.
See Oklahoma v. EPA, No. 23-1067; PacifiCorp v. EPA, No. 231068.
10
SUMMARY OF ARGUMENT
I. Congress chose to centralize review of national
issues under the Clean Air Act in a single court—the
D.C. Circuit. Congress’s considered policy judgment
ensures uniform interpretations and applications of the
Act; avoids conflicting rulings; and furthers the legislative goal of expeditiously achieving clean air across the
nation.
A. The venue provision requires the D.C. Circuit to
review actions that are “nationally applicable,” i.e.,
spanning more than one judicial circuit. For decades,
courts have construed “nationally applicable” in this
straightforward, geographical manner—with predictable, consistent results across circuits. Actions involving one State or multiple States within a particular
judicial circuit go to the appropriate numbered circuit,
whereas actions involving States in more than one circuit go to the D.C. Circuit. The Fifth Circuit’s contrary
conclusion that a rule is “nationally applicable” only if
it has or is likely to have prospective legal effect in all
States, drastically departs from this judicial consensus
and is untethered to the venue provision’s text, structure, and history. Moreover, the Fifth Circuit’s rule
would require difficult predictive judgments to resolve
venue, an issue that should be easily resolvable at the
outset of litigation to avoid wasting judicial resources
and delaying relief.
B. The venue provision separately provides that the
D.C. Circuit has exclusive jurisdiction to review actions
that are “based on a determination of nationwide scope
or effect,” and that the EPA expressly finds are based
on such a determination. The plain text of this provision,
as well as statutory context, make clear that it requires
only a single, but-for determination of nationwide scope
11
or effect to trigger exclusive venue in the D.C. Circuit.
The Fifth Circuit erroneously interpreted this provision
to mean that an action is “based on” a determination of
nationwide scope or effect only if the nationwide determination is “sufficient,” on its own, to support EPA’s
final decision. But that interpretation contravenes the
text and structure of the Act, and presents practical
problems because complex administrative actions often
have many but-for causes. The Fifth Circuit’s approach
would force courts to weigh the relative importance of
various but-for causes behind complex administrative
actions at the outset of litigation, before merits briefing.
II. The recent experience of some Amici vividly
demonstrates that departing from Congress’s judgment
to centralize review of national issues under the Act in
the D.C. Circuit, as the Fifth Circuit’s rule would do,
would sow chaos and delay. Specifically, two recent EPA
actions involving interstate pollution each produced
parallel litigation in seven regional circuits, about the
same core suite of nationwide legal issues. Each circuit
litigation involved time-consuming motion practice
about venue, only to have many of the courts defer
consideration of the venue issue to merits panels or issue
unpublished orders on venue that remained reviewable
by merits panels. And failure to consolidate these challenges in the D.C. Circuit prompted further confusion
upon promulgation of a related rule, with a single entity
filing as many as nine separate petitions in five circuits
purporting to challenge different pieces of the same rule.
Congress plainly did not intend such chaos. Indeed,
the history of the Act shows that Congress amended the
venue provision precisely to avoid simultaneous, duplicative review of the same action. And allowing the Fifth
Circuit’s ruling to stand would likely spawn wasteful
litigation, confusion, and undue delay in many other
12
challenges to EPA actions under the Act. For example,
the Fifth Circuit’s rule would significantly complicate
judicial review of EPA actions that designate geographical areas as in “attainment” or “nonattainment” with
national air quality standards because many of these
areas span multiple States and multiple judicial circuits. And applying the Fifth Circuit’s rule to EPA
actions that apportion credits of certain chemicals to
Amici States’ industries would likely trigger divergent
judicial decisions and potentially require serial recalculation and reapportionment of pools of allowances.
ARGUMENT
I.
CONGRESS CHOSE TO CENTRALIZE REVIEW OF
NATIONAL ISSUES UNDER THE CLEAN AIR ACT IN
THE D.C. CIRCUIT.
The Clean Air Act’s text, history, and context all
confirm that Congress chose to centralize review of
national issues under the Act in a single court—the D.C.
Circuit. Congress accomplished this goal by expressly
providing that the exclusive venue for review of actions
spanning more than one circuit is the D.C. Circuit.
Congress later reinforced this goal when it amended the
Act to expand the D.C. Circuit’s exclusive review to
include all EPA actions under the Act that are “based on
a determination of nationwide scope or effect.”
Congress’s centralization approach promotes
national uniformity in the interpretation and application
of the Act and avoids “a patchwork of regional interpretations of nationally applicable rules.” Sierra Club v.
EPA, 955 F.3d 56, 65 (D.C. Cir. 2020) (Wilkins, J.,
concurring); see also Texas v. EPA, 983 F.3d 826, 835 (5th
Cir. 2020); Natural Res. Def. Council, Inc. v. EPA, 512
F.2d 1351, 1356-57 (D.C. Cir. 1975). And centralization
13
speeds “effectuation of important national policies
underlying the Clean Air Act,” by ensuring that judicial
review can take place swiftly and authoritatively (of
course subject to certiorari review in this Court). Dayton
Power & Light Co. v. EPA, 520 F.2d 703, 708 (6th Cir.
1975).
The Fifth Circuit’s ruling below is untethered to the
venue provision’s text, structure, and history, each of
which reinforces Congress’s clear purpose to centralize
review of national issues in the D.C. Circuit. The Fifth
Circuit’s interpretation also poses difficult practical
problems that will likely result in wasted judicial
resources and prolonged litigation.
A. Congress Assigned Review of Actions
Spanning More Than One Circuit to
the D.C. Circuit.
Consistent with Congress’s intent to avoid
duplication and centralize review under the Act, many
courts (including the Fifth Circuit prior to the decision
below) have for decades interpreted the phrases “locally
or regionally applicable” and “nationally applicable”
using a straightforward, geographical approach. E.g.,
Texas v. EPA, No. 10-60961, 2011 WL 710598, at *5 (5th
Cir. Feb. 24, 2011). Under this longstanding approach,
when the regulated parties or entities are located in a
single State, or in multiple States within the same
judicial circuit, the action is “locally or regionally” applicable. See, e.g., Sierra Club v. EPA, 47 F.4th 738, 740
(D.C. Cir. 2022) (petition seeking review of action involving two areas in Texas was “locally” applicable); American Rd. & Transp. Builders Ass’n v. EPA, 705 F.3d 453,
456 (D.C. Cir. 2013) (petition seeking review of California’s state plan approval was “locally” applicable); New
York v. EPA, 133 F.3d 987, 990 (7th Cir. 1998) (petition
14
seeking review of States abutting Lake Michigan was
“regional in a literal sense”).
By contrast, when the parties or entities regulated
by an EPA action under the Act are located in more than
one judicial circuit, the action is instead “nationally
applicable,” and challenges belong exclusively in the
D.C. Circuit. See, e.g., Southern Ill. Power Coop. v. EPA,
863 F.3d 666, 671 (7th Cir. 2017) (action involving
twenty-four States); ATK Launch Sys., Inc. v. EPA, 651
F.3d 1194, 1196 (10th Cir. 2011) (action involving thirtyone areas reaching “from coast to coast”); Texas, 2011
WL 710598, at *3 (action involving thirteen States); see
West Virginia Chamber of Com. v. Browner, 166 F.3d
336, 1998 WL 827315, at *5-6 (4th Cir. 1998) (table
case) (action involving twenty-two States and District of
Columbia); see also S. Rep. No. 91-1196, supra, at 41
(contrasting actions that require “national application”
with actions that “run only to one air quality control
region”).
This straightforward geographical approach is easy
to administer in practice and avoids “needless uncertainty into the determination of venue, where the need
for clear rules is especially acute.” See Southern Ill.
Power Coop., 863 F.3d at 673. Under the geographical
approach, a court assessing the threshold question of
venue “need look only to the face of the rulemaking” to
discern whether it applies in States located in more
than one judicial circuit. See American Rd. & Transp.
Builders Ass’n, 705 F.3d at 456. And the court need not
undertake a time-consuming analysis about whether
EPA has in fact announced a policy position in an adjudication, or whether such a policy is likely to have prospective, binding effect on entities not covered by the action.
15
In reaching a different result here, the Fifth Circuit
interpreted the venue provision in a way that undermines these important congressional goals and unnecessarily complicates what should be a straightforward
venue determination at the outset of a case. Specifically,
rather than decide that an action applying to entities
located in eighteen States in eight different circuits was
“nationally applicable,” the Fifth Circuit held that an
action is “nationally applicable” only if it has or is likely
to have binding “legal effect[s]” in “all States.” See Pet.
App. 11a.
As EPA and intervenor-respondents explain,
“applicable” does not mean “having legal effect,” and
“national” can sometimes mean “throughout the country.” See Br. for Pet’r at 21; Br. for Resp’ts Supporting
Pet’r. at 24. Moreover, words must be construed “in their
particular statutory context,” Jerman v. Carlisle, McNellie, Rini, Kramer & Ulrich, LPA, 559 U.S. 573, 585
(2010). Here, context confirms that Congress chose to
send actions to a single court for review when they did
not fit neatly within judicial circuit boundaries. Under
the venue provision, all actions are either (i) “nationally
applicable” or (ii) “locally or regionally applicable.”
Locally or regionally applicable actions are reviewable
only in “the appropriate circuit.” 42 U.S.C. § 7607(b)(1)
(emphasis added). The “use of the definite article,” in
turn, indicates that “there is generally only one proper”
circuit to which review of local or regional actions could
be directed. See Rumsfeld v. Padilla, 542 U.S. 426, 434
(2004); see also Corner Post, Inc. v. Board of Governors
of Fed. Rsrv. Sys., 603 U.S. 799, 817 (2024) (“the statute’s
use of the definite article ‘the’ takes precedence”). But
an action covering entities in more than one circuit cannot logically have only “one proper” (i.e., “the appropriate”) circuit, geographically, for review. See Padilla, 542
16
U.S. at 434. Accordingly, because all actions must be
either “nationally applicable” or “locally or regionally
applicable,” actions spanning more than one circuit
logically must belong to the first group, i.e., the “nationally applicable” group. See, e.g., Southern Ill. Power
Coop., 863 F.3d at 671 (action involving twenty-four
States “clearly falls in the first basket”).
Had Congress intended to condition review in the
D.C. Circuit on an action’s application to all fifty States,
it would have said so. And it would have provided the
textual commands required to identify the “one proper”
regional circuit in the many other cases where an EPA
action involves States across different circuits but not
all States. But, as described above, Congress did neither
of these things.
A similar statute provides a useful example. In the
Federal Energy Administration Act of 1974, Congress
created a similar, split scheme of centralized and
regional review of agency actions. Pub. L. No. 93-275,
§ 7(i)(2)(A), 88 Stat. 96, 102. That statute provides that
actions “of general and national applicability” must be
reviewed in the D.C. Circuit, but specifies that actions
“of general, but less than national, applicability” can be
reviewed only in the appropriate regional court of
appeals. 15 U.S.C. § 766(c) (emphasis added). The
statute then defines the “appropriate circuit” as the “the
circuit which contains the area or the greater part of the
area within which the rule, regulation, or order is to
have effect.” Id. (emphasis added). There is no such
language in the Clean Air Act; instead, the statute
unambiguously directs such actions to the D.C. Circuit.
17
B. Congress Assigned Review of Actions
Supported by at Least One Nationwide
Determination to the D.C. Circuit.
Congress later reaffirmed through a successive
amendment its chosen policy of centralized review. In
1977, Congress expanding the types of actions exclusively reviewable in the D.C. Circuit to include locally or
regionally applicable actions “based on a determination
of nationwide scope or effect.” 42 U.S.C. § 7607(b)(1). See
supra at 5-7 (discussing history). The Fifth Circuit’s
erroneous interpretation of this prong of the venue provision improperly overrides Congress’s clear legislative
choice and establishes an overly complicated venue
inquiry that will be difficult to administer.
As the Fifth Circuit acknowledged (Pet. App. 12a14a), EPA expressly found that the actions were based
on the agency’s nationwide determinations that (i) the
RFS statute’s economic-hardship exemption does not
apply to circumstances unrelated to compliance with
the RFS program; and (ii) all small refineries pass the
cost of program compliance to consumers. But the Fifth
Circuit then concluded that the challenged actions were
not “based on” a determination of nationwide scope or
effect within the meaning of the venue provision because
neither determination, standing alone, provided the
agency “with a sufficient basis” to completely resolve
each refinery’s exemption application. Pet. App. 15a
(emphasis added). In other words, the Fifth Circuit
reasoned that the two uniform determinations were not
important enough to satisfy the venue provision’s “based
on” prong because “there is still a non-zero chance [EPA]
will grant small refinery petitions” based on other
considerations, such as “data and evidence” about particular refineries’ circumstances. See Pet. App. 14a-15a.
18
That interpretation—which assumes that an issue is
of nationwide scope or effect only if it is the most pivotal
determination in the action—is contrary to the venue
provision’s plain text. Congress did not use the phrase
“based solely on” or “based primarily on.” Instead,
Congress used the phrase “based on,” which means “a
relevant part of the analytic framework.” See Hughes v.
United States, 584 U.S. 675, 687 (2018) (quotation marks
omitted); id. at 686 (collecting dictionary definitions of
“base” and “basis”); In re Sealed Case, 722 F.3d 361
(D.C. Cir. 2013). “Based on” indicates a “but-for causal
relationship” that requires the determination to be (at
most) one “necessary condition” of the action. See Safeco
Ins. Co. of Am. v. Burr, 551 U.S. 47, 63 (2007); cf. Greene
v. Doruff, 660 F.3d 975, 978 (7th Cir. 2011) (Posner, J.)
(distinguishing between “necessary” and “sufficient”
conditions in formal logic). Put another way, the words
“based on” neither “compel the agency to rest its decisions solely on the specified factor nor indicate the extent
to which the agency may rely on additional factors.”
Catawba Cnty. v. EPA, 571 F.3d 20, 37 (D.C. Cir. 2009).
Congress’s understanding that agency actions are
frequently supported by more than one determination
is further confirmed by Congress’s use of the indefinite
article “a” (“a determination of nationwide scope or
effect”). When used in this manner, the indefinite article
“a” means “at least one.” See KCJ Corp. v. Kinetic
Concepts, Inc., 223 F.3d 1351, 1356 (Fed. Cir. 2000); see
also Niz-Chavez v. Garland, 593 U.S. 155, 162 (2021)
(“Normally, indefinite articles (like ‘a’ or ‘an’) precede
countable nouns.”). The statute thus expressly contemplates that an EPA action may be based on one or more
“but-for” causal factors, see Safeco Ins. Co., 551 U.S. at
63, and that centralized review is available even if only
one such factor is of nationwide scope or effect.
19
The Fifth Circuit’s interpretation is also flatly
contrary to the history of the venue provision. Many
EPA actions under the Act are based on multiple determinations, some of nationwide scope or effect and some
of localized or regional scope or effect. Under the Fifth
Circuit’s reasoning, essentially all such actions could be
challenged in regional circuits so long as the circuit
concludes that the determination with nationwide scope
or effect is not the most important factor in EPA’s
decisionmaking. But that result is plainly the opposite
of what Congress intended when it amended the venue
provision in 1977. Difficulties that arose when ostensibly
local or regional actions were also based on a determination with national implications drove Congress to amend
the venue provision in 1977. At that time, EPA was
presented with two approaches for handling challenges
to such actions: one approach proposed to centralize
review in the D.C. Circuit, and the other proposed to
leave review in the regional circuits. See supra at 5-7.
Congress specifically chose the former and rejected the
latter. The Fifth Circuit’s decision here would improperly override Congress’s legislative policy choice, directing nearly all actions with a localized or regional impact
for review in regional circuits even when those actions
are plainly based on a determination of a nationwide
scope or effect.
The Fifth Circuit’s interpretation also needlessly
injects complexity into what should be a straightforward venue inquiry that is easily resolvable at the outset
of the litigation. Courts are well versed in identifying
whether a particular consideration is a “but-for” cause
of the agency’s action, and can easily conduct this
analysis based on the face of the action. By contrast, the
Fifth Circuit’s approach seemingly requires courts to
(i) identify all of the EPA determinations that are but-
20
for causes of the challenged action; (ii) compare the
relative importance of these varied determinations; and
(iii) discern whether a determination of nationwide scope
or effect is the most important relative to the others.
Such an analysis would be particularly difficult at the
outset of litigation—when venue issues should be
resolved. Indeed, the Fifth Circuit has encountered this
problem before in assessing whether a determination of
nationwide scope or effect is “core” to the action, and has
deferred venue issues to the merits stage where briefing
would “provide greater clarity.” See, e.g., Texas v. EPA,
706 F. App’x 159, 165 (5th Cir. 2017). But a venue rule
that requires the court and parties to wait until the
merits are adjudicated is essentially no venue rule at all.
II. AMICI’S EXPERIENCE DEMONSTRATES THAT
DISREGARDING CONGRESS’S ENACTED POLICY
OF CENTRALIZED REVIEW SOWS CHAOS AND
CAUSES DELAY.
Amici’s experience demonstrates that drastically
departing from Congress’s clear choice to centralize
review of national issues under the Act in the D.C.
Circuit, as the Fifth Circuit’s rule would do, sows chaos
and produces extensive delay in implementing the Act’s
critically important and time-sensitive protections.
That is plainly not what Congress intended.
A. Amici’s Recent Experience Illustrates How
Improperly Applying the Venue Provision
Causes Chaos, Wastes Resources, and Delays
Relief.
A recent example from EPA’s efforts to control
interstate ozone illustrates the chaos and delay that
result from improperly applying the Act’s venue provision.
21
In 2023, EPA published a single action disapproving twenty-one States’ implementation plans for
addressing interstate ozone pollution under the revised
2015 ozone standard. See Air Plan Disapprovals; Interstate Transport of Air Pollution for the 2015 8-Hour
Ozone National Ambient Air Quality Standards, 88 Fed.
Reg. 9336, 9380 (Feb. 13, 2023). In both the proposed
and final actions, EPA explained that the actions were
based on several determinations of nationwide scope or
effect. For example, EPA determined that a State’s
contribution to interstate ozone problems is significant
if it exceeds one percent of the national standard. EPA
also determined that participation in an existing emissions-reduction program associated with a prior ozone
standard would not satisfy a State’s pollution-mitigation
obligations under the new standard.
Various industry groups and States lodged dozens
of petitions for review challenging the 2023 disapproval
action in seven different regional circuit courts. Each
purported to challenge the same EPA action as applied
only to their respective States, yet each raised essentially the same legal issues. Each circuit received
motions to transfer the petitions to the D.C. Circuit—
much like what transpired in the NRDC litigation that
led Congress to amend the Act to give the D.C. Circuit
exclusive jurisdiction over local or regional rules that are
based on a determination of nationwide scope or effect
(see supra at 4-5). Each circuit also received motions to
stay the (identical) disapproval action as applied only to
the States in that circuit.
This initial motion practice took months: indeed,
merits briefing in one circuit did not begin until a year
after EPA’s action was published, in part because that
court held a separate oral argument on the venue question. And most orders disposing of the transfer motions
22
did not definitively resolve the issue. Three circuits
issued unpublished orders denying transfer, which did
not bind the merits panels and simply required the
parties to rebrief the issue in their merits papers and to
raise the same points at oral argument. And three circuits issued orders expressly referring the motions to
merits panels, which required the parties to brief the
merits before knowing whether that circuit considered
itself to be the proper venue to decide the merits.
Litigation about the same disapproval rule across
seven circuits also imposed a substantial burden on
many of the Amici States here, which receive disproportionate amounts of harmful ozone pollution from other
States. To protect their interests, these Amici States
needed to file multiple amicus briefs, in opposition to
stay motions and on the merits. Had all challenges to
the same disapproval rule been lodged in the D.C.
Circuit, Amici could have filed a single amicus brief at
each stage of the litigation, responding to the common
suite of legal issues that nearly every petitioner challenging the disapproval rule raised in each circuit. At
present, duplicative challenges to the same 2023 disapproval rule continue in six circuits, “utterly defeating the
statute’s obvious aim of centralizing judicial review of
national rules” in the D.C. Circuit. See Southern Ill.
Power Coop., 863 F.3d at 673.
The delay and chaos that resulted from the
challenges to the 2023 disapproval rule did not end
there. Many of the same petitioner States and industry
groups followed a similar approach after EPA finalized
a related action promulgating replacement federal plans
for twenty-three States. See Federal “Good Neighbor
Plan” for the 2015 Ozone National Ambient Air Quality
Standards, 88 Fed. Reg. 36654 (June 5, 2023). Again,
dozens of petitioners filed separate petitions across
23
seven regional circuits, this time all challenging the
same federal-plan rule.
This time, however, the proliferation of challenges to
the same action grew worse, as the following examples
illustrate. A single petitioner filed nine different petitions—which purported to challenge the same rule as
applied to nine different States—across five different circuits. See Pets., Energy Transfer LP v. EPA, No. 2360300 (5th Cir. Aug. 7, 2023), ECF Nos. 140, 142, 145;
Pet., Energy Transfer LP v. EPA, No. 23-3641 (6th Cir.
Aug. 3, 2023), ECF No. 1; Pet., Energy Transfer LP v.
EPA, No. 23-2510 (7th Cir. Aug. 3, 2023), ECF No. 1-1;
Pet., Energy Transfer LP v. EPA, No. 23-2511 (7th Cir.
Aug. 3, 2023), ECF No. 1-1; Pet., Energy Transfer LP v.
EPA, No. 23-2773 (8th Cir. Aug. 3, 2023), Doc.
#5302800; Pet., Energy Transfer LP v. EPA, No. 232774 (8th Cir. Aug. 3, 2023), Doc. #5302805; Pet.,
Energy Transfer LP v. EPA, No. 23-9569 (10th Cir. July
27, 2023), ECF No. 101. An industry petitioner from
Nevada filed its petition for review in the Ninth Circuit,
see Pet., Nevada Cement Co. v. EPA, No. 23-1098 (9th
Cir. June 5, 2023), ECF No. 1.1, while the State of
Nevada filed its petition for review in the D.C. Circuit,
see Pet., Nevada v. EPA, No. 23-1209 (D.C. Cir. Aug. 4,
2023), Doc. #2011161. These dueling petitions potentially set up an intercircuit conflict over the same rule’s
application to a single State.
Moreover, a different petitioner filed petitions for
review of the same rule in both the Sixth Circuit and the
D.C. Circuit. See Pet., Buckeye Power, Inc., et al. v. EPA,
No. 23-3647 (6th Cir. Aug. 4, 2023) (petition including
Ohio Valley Electric Corp.); Pet., Associated Elec. Coop.
et al. v. EPA, No. 23-1195 (D.C. Cir. July 27, 2023), Doc.
#2010052 (petition of Ohio Valley Electric Corp. and
others). This petitioner moved for a stay in the Sixth
24
Circuit, see Mot. of Buckeye Power, Inc. and Ohio Valley
Electric Corp. for a Stay Pending Review, Buckeye
Power, No. 23-3647 (6th Cir. Aug. 7, 2023), ECF No. 3,
and separately advocated for the Sixth Circuit to retain
venue over its petition challenging the rule as to Ohio,
see Pet’rs’ Resp. in Opp’n to EPA’s Mot. to Dismiss or
Transfer for Improper Venue, Buckeye Power, No. 233647 (6th Cir. Sept. 18, 2023), ECF No. 25. But the same
petitioner also urged the D.C. Circuit—and eventually
this Court—to stay the same rule as applied to all States,
including Ohio. See Pet’rs’ J. Opposed Mot. to Stay Final
Rule, Utah v. EPA, No. 23-1157 (D.C. Cir. Aug. 2, 2023),
Doc. #2010655 (motion of Ohio Valley Electric Corp. and
others).
History and context make abundantly clear that
Congress did not intend for the Act’s venue provision to
produce such chaos. Indeed, the very purpose of enacting the 1977 amendments was to prevent multiple
proceedings challenging the same features of state
implementation plans (see supra at 4-5), and Congress
specifically rejected a proposal that endorsed regional
circuit review of national issues in statewide plans (see
supra at 5-7). Affirming the Fifth Circuit’s decision here,
however, would endorse such an approach and improperly undo these 1977 amendments.
25
B. Other Examples Show How Such Chaos and
Delay Could Spread If the Fifth Circuit’s
Approach Is Not Rejected.
Two additional examples demonstrate how the
Fifth Circuit’s rulings, if allowed to stand, could further
undermine Congress’s judgment and spawn wasteful
litigation, confusion, and delay.
First, the Fifth Circuit’s rule would be excessively
wasteful and complicated to administer in the context
of so-called “attainment designation actions.” When EPA
revises the national ambient air quality standards, as it
does periodically, EPA must publish one or more final
actions that divide the entire country into geographic
units (“areas”) for the purpose of assessing compliance
with the revised national ambient air quality standards.
In these same actions, EPA must also formally
designate each area as in “attainment” or “nonattainment” of the standards. Such attainment designation
actions are a foundational step for a State in determining how it will plan to achieve (or maintain) compliance
with the standards going forward. Notably, EPA often
issues these actions in batches, such that no single
attainment designation action covers every area across
the country. E.g., Southern Ill. Power Coop., 863 F.3d at
671 (sixty-one areas); ATK Launch Sys., 651 F.3d at
1196 (thirty-one areas).
Like the RFS exemption denials at issue in the Fifth
Circuit’s decision here, each attainment designation
action has binding “legal effect” (Pet. App. 11a) only on
the areas that are the subject of the published action.
Nonetheless, the areas that the action designates are
numerous, often reach throughout the country, and
frequently span more than one State and judicial circuit.
Indeed, these actions almost always designate one or
26
more “multistate attainment areas,” which are roughly
coextensive with large metropolitan areas experiencing
stubborn and severe air pollution. For example, both
Montgomery County, Maryland, and Fairfax County,
Virginia, are part of the “Washington, DC-MD-VA”
nonattainment area for the 2008 and 2015 ozone
standards.4 As the name suggests, this area spans two
States and the District of Columbia, and crosses two
judicial circuits. Similarly, several counties in Missouri
and Illinois are part of the “St. Louis-St. CharlesFarmington, MO-IL” nonattainment area for the 2008
ozone standards and the “St. Louis, MO-IL” nonattainment area for the 2015 ozone standards, both of which
span two judicial circuits. 5 And areas of Connecticut,
New Jersey, and New York are together part of the
“New York-N. New Jersey-Long Island, NY-NJ-CT”
nonattainment area for the 2006 particulate matter
standards—which spans three States and two circuits. 6
4 See EPA, Maryland Nonattainment/Maintenance Status for
Each County by Year for All Criteria Pollutants (last updated Nov.
30, 2024); EPA, Virginia Nonattainment/Maintenance Status for
Each County by Year for All Criteria Pollutants (last updated Nov.
30, 2024).
5 See EPA, Illinois Nonattainment/Maintenance Status for
Each County by Year for All Criteria Pollutants (last updated Nov.
30, 2024); EPA, Missouri Nonattainment/Maintenance Status for
Each County by Year for All Criteria Pollutants (last updated Nov.
30, 2024).
6 See EPA, Connecticut Nonattainment/Maintenance Status
for Each County by Year for All Criteria Pollutants (last updated
Nov. 30, 2024); EPA, New Jersey Nonattainment/Maintenance
Status for Each County by Year for All Criteria Pollutants (last
updated Nov. 30, 2024); EPA, New York Nonattainment/Maintenance Status for Each County by Year for All Criteria Pollutants
(last updated Nov. 30, 2024).
27
Both the geographic boundaries of these areas and
EPA’s formal designation of these areas as in “attainment” or “nonattainment” are often decided “pursuant
to a common, nationwide analytical method.” See, e.g.,
Southern Ill. Power Coop., 863 F.3d at 671. For example,
EPA considers common definitions of statutory terms
such as “contributes to” and “nearby” to inform the jurisdictional boundaries of a nonattainment area. See, e.g.,
Air Quality Designations for the 2010 Sulfur Dioxide
National Ambient Air Quality Standard, 81 Fed. Reg.
45039, 45042 (July 12, 2016). As another example, EPA
may use a particular type of modeling, or a particular
iteration of a modeling platform, to inform its determination of whether an area is “in attainment,” especially
when nearby monitoring sites do not exist. See, e.g., id.
at 45043-44 (discussing EPA’s selection of “dispersion
modeling” as appropriate tool).
It would be simply unworkable if, as the Fifth
Circuit’s erroneous reasoning here would suggest, the
geographical and attainment designation of each individual area addressed in a unitary EPA action could be
challenged only in its regional circuit. For multistate
attainment areas like the ones discussed above, the same
area could potentially be subject to judicial review in
different regional circuits. The same area would then be
subject to different litigation timetables and the possibility of inconsistent decisions about the propriety of EPA’s
determination. 7
7 In addition, a single State might be subject to rulings from
three different circuits, as some States are home to more than one
multistate attainment area. For example, Ohio is home to part of
both the “Cincinnati, OH-KY-IN” attainment area for the 2008 ozone
standards, which spans the Sixth and Seventh Circuits, as well as
the “Steubenville, OH-WV” attainment area for the 2010 sulfur
(continues on next page)
28
Such fracturing of litigation about the same EPA
action, and even the same attainment area, would likely
delay coordination between States seeking to remedy
pollution in their shared areas, or delay the mandatory
submission of plans to EPA. Inconsistent decisions could
subject one State that is part of a multistate attainment
area to the statutory consequences associated with
nonattainment—such as submitting detailed demonstration plans for timely future attainment, and executing those plans through increased regulation—while
leaving the remaining States that are part of the same
attainment area free to continue emitting under the
status quo. That result would be fundamentally ineffective at furthering the objectives of the Clean Air Act.
Because air pollution does not stay where it is emitted,
reducing emissions in only one portion of a nonattainment area would be unlikely, by itself, to fully remedy
the underlying air pollution problems, particularly if the
adjacent counties continue under a business-as-usual
scenario.
Second, the Fifth Circuit’s rule would severely
complicate compliance planning for private regulated
entities in Amici States, such as in the context of socalled “allowance allocation actions.” To carry out legislation to phase down the use of certain chemicals, EPA
publishes allocations of credits (or “allowances”) for
those chemicals for each year under nationwide trading
programs. See, e.g., Phasedown of Hydrofluorocarbons:
Notice of 2025 Allowance Allocations for Production and
Consumption of Regulated Substances Under the
American Innovation and Manufacturing Act of 2020,
dioxide standards, which spans the Sixth and Fourth Circuits. See
EPA, Ohio Nonattainment/Maintenance Status for Each County by
Year for All Criteria Pollutants (updated Nov. 30, 2024).
29
89 Fed. Reg. 84583 (Oct. 23, 2024). The formula and
inputs for calculating the total number of allowances,
and the percentages by which they must be phased down
each year, is fixed by legislation, although EPA establishes the baseline and apportions them. See id.
Like the RFS Actions here, allocations to multiple
individual entities are published in a single rule, and
the action thus has “legal effect” (Pet. App. 11a) on only
the individual entities to which the allowances are allocated. If each affected entity were entitled to challenge
its individual allocation in the regional circuit where it
is located, EPA might be required to recalculate and
reapportion the statutorily mandated allowances across
all affected entities each time that a new circuit decision
issued. As a result, the same action still under review in
other circuits would be changing, and industry would
have no certainty regarding the amount of the chemical
that they could consume. Such a result is fundamentally inconsistent with Congress’s policy judgment in the
Clean Air Act, and with commonsense principles of finality and judicial economy.
30
CONCLUSION
The Fifth Circuit’s judgment should be reversed.
Respectfully submitted,
LETITIA JAMES
Attorney General
State of New York
BARBARA D. UNDERWOOD*
Solicitor General
JUDITH N. VALE
Deputy Solicitor General
ELIZABETH A. BRODY
Assistant Solicitor General
MORGAN A. COSTELLO
CLAIBORNE E. WALTHALL
Assistant Attorneys General
barbara.underwood@ag.ny.gov
December 2024
* Counsel of Record
(Counsel listing continues on next page.)
31
KRIS MAYES
Attorney General
State of Arizona
2005 N. Central Ave
Phoenix, AZ 85004
ANDREA JOY CAMPBELL
Attorney General
Commonwealth of
Massachusetts
One Ashburton Pl.
Boston, MA 02108
PHILIP J. WEISER
Attorney General
State of Colorado
1300 Broadway, 10th Fl.
Denver, CO 80203
DANA NESSEL
Attorney General
State of Michigan
P.O. Box 30212
Lansing, MI 48909
WILLIAM TONG
Attorney General
State of Connecticut
165 Capitol Ave.
Hartford, CT 06106
KEITH ELLISON
Attorney General
State of Minnesota
102 State Capitol
75 Rev. Dr. Martin Luther
King Jr. Blvd.
St. Paul, MN 55155
KATHLEEN JENNINGS
Attorney General
State of Delaware
820 N. French St.
Wilmington, DE 19801
MATTHEW J. PLATKIN
Attorney General
State of New Jersey
25 Market St.
Trenton, NJ 08625
KWAME RAOUL
Attorney General
State of Illinois
115 S. LaSalle St.
Chicago, IL 60603
ELLEN F. ROSENBLUM
Attorney General
State of Oregon
1162 Court St. NE
Salem, OR 97301
ANTHONY G. BROWN
Attorney General
State of Maryland
200 Saint Paul Pl.
Baltimore, MD 21202
MICHELLE A. HENRY
Attorney General
Commonwealth of
Pennsylvania
16th Fl., Strawberry Sq.
Harrisburg, PA 17120
(Counsel listing continues on next page.)
32
PETER F. NERONHA
Attorney General
State of Rhode Island
150 S. Main St.
Providence, RI 02903
BRIAN L. SCHWALB
Attorney General
District of Columbia
400 6th St. NW
Washington, D.C. 20001
CHARITY R. CLARK
Attorney General
State of Vermont
109 State St.
Montpelier, VT 05609
CHRISTIAN MENEFEE
County Attorney
Harris County, Texas
1019 Congress, 15th Fl.
Houston, TX 77002
ROBERT W. FERGUSON
Attorney General
State of Washington
P.O. Box 40100
Olympia, WA 98504
MURIEL GOODE-TRUFANT
Corporation Counsel
City of New York
100 Church Street
New York, NY 10007
JOSHUA L. KAUL
Attorney General
State of Wisconsin
17 W. Main St.
Madison, WI 53703
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.