Amicus Curiae Brief — Priscilla Villarreal, Petitioner v. Isidro R. Alaniz, et al.
Supreme Court briefMay 24, 2024
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No. 23-1155
IN THE
Supreme Court of the United States
PRISCILLA VILLARREAL,
Petitioner,
v.
ISIDRO R. ALANIZ, in his individual capacity, et al.,
Respondents.
On Petition for Writ of Certiorari to the
United States Court of Appeals for the Fifth Circuit
BRIEF OF CONSTITUTIONAL ACCOUNTABILITY
CENTER AS AMICUS CURIAE IN SUPPORT OF
PETITIONER
ELIZABETH B. WYDRA
BRIANNE J. GOROD*
BRIAN R. FRAZELLE
MIRIAM BECKER-COHEN
CONSTITUTIONAL
ACCOUNTABILITY CENTER
1200 18th Street NW, Suite 501
Washington, D.C. 20036
(202) 296-6889
brianne@theusconstitution.org
Counsel for Amicus Curiae
May 24, 2024
* Counsel of Record
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES .................................
ii
INTEREST OF AMICUS CURIAE ......................
1
INTRODUCTION AND SUMMARY
OF ARGUMENT................................................
1
ARGUMENT .........................................................
4
I.
Section 1983 Was Enacted to Make Real
the First Amendment’s Promise to
Protect the Speech of All People,
Including Those Who Criticize
Authorities ................................................
4
The Reasoning of the Court Below Is
Contrary to the Strict-Liability
Backdrop of Nineteenth-Century Tort
Law, Which Informs Analysis of Section
1983 Claims ..............................................
14
CONCLUSION .....................................................
19
II.
(i)
ii
TABLE OF AUTHORITIES
Page(s)
Cases
Anderson v. Creighton,
483 U.S. 635 (1987) .....................................
11
Ashcroft v. al-Kidd,
563 U.S. 731 (2011) .....................................
12
Bates v. Clark,
95 U.S. 204 (1877) .......................................
16
Branzburg v. Hayes,
408 U.S. 665 (1972) .....................................
4, 13
Buckley v. Fitzsimmons,
509 U.S. 259 (1993) .....................................
11
Campbell v. Sherman,
35 Wis. 103 (1874) .......................................
17
District of Columbia v. Carter,
409 U.S. 418 (1973) .....................................
10
Dynes v. Hoover,
61 U.S. 65 (1857) .........................................
15
Fisher v. McGirr,
67 Mass. 1 (1854) .........................................
17
Graham v. Connor,
490 U.S. 386 (1989) .....................................
19
Gross v. Rice,
71 Me. 241 (1880) ........................................
17
iii
TABLE OF AUTHORITIES – cont’d
Page(s)
Hoggard v. Rhodes,
141 S. Ct. 2421 (2021) .................................
2
Hope v. Pelzer,
536 U.S. 730 (2002) .....................................
12
Houchins v. KQED, Inc.,
438 U.S. 1 (1978) .........................................
13
Houston v. Hill,
482 U.S. 451 (1987) ..................................... 12, 13
Imbler v. Pachtman,
424 U.S. 409 (1976) .....................................
15
Kelly v. Bemis,
70 Mass. 83 (1855) .......................................
17
Lewis v. City of New Orleans,
415 U.S. 130 (1974) ..................................... 12, 13
Little v. Barreme,
6 U.S. 170 (1804) .........................................
15
Malley v. Briggs,
475 U.S. 335 (1986) .....................................
14
McCulloch v. Maryland,
17 U.S. 316 (1819) .........................................
18
McDonald v. Chicago,
561 U.S. 742 (2010) .....................................
8
Messerschmidt v. Millender,
565 U.S. 535 (2012) .....................................
14
iv
TABLE OF AUTHORITIES – cont’d
Page(s)
Mitchum v. Foster,
407 U.S. 225 (1972) .....................................
11
Monroe v. Pape,
365 U.S. 167 (1961) .....................................
10
Murray v. The Charming Betsy,
6 U.S. 64 (1804) ...........................................
16
N.Y. Times Co. v. United States,
403 U.S. 713 (1971) .....................................
6
Osborn v. Bank of U.S.,
22 U.S. 738 (1824) ....................................... 17, 18
Patsy v. Bd. of Regents,
457 U.S. 496 (1982) .....................................
3
Roth v. United States,
354 U.S. 476 (1957) .....................................
5
Sause v. Bauer,
585 U.S. 957 (2018) .....................................
12
Shanley v. Wells,
71 Ill. 78 (1873) ............................................ 16, 17
Sorrell v. IMS Health Inc.,
564 U.S. 552 (2011) .....................................
13
Sumner v. Beeler,
50 Ind. 341 (1875) ........................................
17
Taylor v. Riojas,
592 U.S. 7 (2020) .........................................
12
v
TABLE OF AUTHORITIES – cont’d
Page(s)
Timbs v. Indiana,
139 S. Ct. 682 (2019) ...................................
8
Tower v. Glover,
467 U.S. 914 (1984) .....................................
15
Tracy v. Swartwout,
35 U.S. 80 (1836) ......................................... 15, 18
Wilson v. Garcia,
471 U.S. 261 (1985) .....................................
9, 10
Wise v. Withers,
7 U.S. 331 (1806) .........................................
15
Ziglar v. Abbasi,
582 U.S. 120 (2017) .....................................
3
Statutes, Legislative Materials, and Constitutional
Provisions
An Act to Enforce the Provisions of the
Fourteenth Amendment to the Constitution
of the United States, and for Other
Purposes, Pub. L. No. 42-22, 17 Stat. 13
(1871) ...........................................................
9
Ala. Slave Code § 36 (1833) ...........................
7
1 Annals of Cong. 451 (1789) ........................
5
Cong. Globe, 38th Cong., 1st Sess. (1865) ....
7
Cong. Globe, 39th Cong., 1st Sess. (1866) ....
7, 8
vi
TABLE OF AUTHORITIES – cont’d
Page(s)
Cong. Globe, 42d Cong., 1st Sess. (1871) ...... 3, 9, 10
Report of the Joint Committee on
Reconstruction, 39th Cong., 1st Sess.
(1866) ...........................................................
8, 10
42 U.S.C. § 1983 ............................................ 1, 9, 11
U.S. Const. amend. I .....................................
5
Other Materials
Akhil Reed Amar, The Bill of Rights
(1998) ...........................................................
6
Anthony G. Amsterdam, Criminal
Prosecutions Affecting Federally Guaranteed
Civil Rights: Federal Removal and Habeas
Corpus Jurisdiction to Abort State Court
Trial,
113 U. Pa. L. Rev. 793 (1965)......................
11
David Achtenberg, With Malice Toward
Some: United States v. Kirby, Malicious
Prosecution, and the Fourteenth Amendment,
26 Rutgers L.J. 273 (1995) ..........................
10
Jack M. Balkin, Nine Perspectives on Living
Originalism,
2012 U. Ill. L. Rev. 815 (2012) ....................
5
vii
TABLE OF AUTHORITIES – cont’d
Page(s)
David W. Blight, Frederick Douglass: Prophet
of Freedom (2018) ........................................
6
William M. Carter, Jr., The Second Founding
and the First Amendment,
99 Tex. L. Rev. 1065 (2021) ......................... 6, 7, 8
Frederick Douglass, A Plea for Free Speech in
Boston (Dec. 9, 1860) ...................................
8
Henry Walcott Farnam, Chapters in the
History of Social Legislation in the United
States (2002) ................................................
7
James E. Pfander, Zones of Discretion at
Common Law,
116 Nw. U. L. Rev. Online 148 (2021) ........
18
J. Clay Smith, Jr., Justice and Jurisprudence
and the Black Lawyer,
69 Notre Dame L. Rev. 1077 (1994) ............
7
1
INTEREST OF AMICUS CURIAE1
Constitutional Accountability Center (CAC) is a
think tank and public interest law firm dedicated to
fulfilling the progressive promise of the Constitution’s
text and history. CAC works in our courts, through
our government, and with legal scholars to improve
understanding of the Constitution and preserve the
rights and freedoms it guarantees. CAC has a strong
interest in ensuring meaningful access to the courts,
in accordance with constitutional text and history, and
therefore has an interest in this case.
INTRODUCTION AND
SUMMARY OF ARGUMENT
In the wake of the Civil War, as Southern state officials continued to trample upon the rights of Black
Americans and their allies, the Forty-Second Congress
enacted Section 1983, providing a right to sue “[e]very
person” who under color of state law deprives another
person of “any rights, privileges, or immunities secured by the Constitution.” 42 U.S.C. § 1983. Among
the abuses this landmark statute was enacted to combat was retaliation by state and local officials against
those who exercised their freedom of speech to denounce the Confederacy, slavery, and its vestiges. Rather than protecting those individuals, state and local
officials were instead targeting them for baseless prosecutions and arrests.
1 Counsel for all parties received notice at least 10 days prior
to the due date of amicus’s intention to file this brief. Amicus
states that no counsel for a party authored this brief in whole or
in part, and no counsel or party made a monetary contribution
intended to fund the preparation or submission of this brief. No
person other than amicus or its counsel made a monetary contribution to its preparation or submission.
2
Priscilla Villarreal’s case echoes this history. Reviled by local law enforcement for her unapologetically
candid news reporting, Villarreal alleges that she was
unlawfully arrested and prosecuted for the “crime” of
asking a police officer a question and publishing the
answer. This is the paradigmatic case in which relief
pursuant to Section 1983 should be available—and the
decision of the court below to grant the officers qualified immunity merits summary reversal.
Significantly, Villarreal’s arrest did not arise out
of a high-speed chase or split-second decision. Cf. Hoggard v. Rhodes, 141 S. Ct. 2421, 2422 (2021) (Thomas,
J., dissenting from the denial of certiorari) (“[W]hy
should university officers, who have time to make calculated choices about enacting or enforcing unconstitutional policies, receive the same protection as a police officer who makes a split-second decision to use
force in a dangerous setting?”). Rather, officers spent
months digging up a statute to purportedly authorize
her arrest—a statute which had never been enforced
in its twenty-three years of existence, and which was
ultimately held unconstitutional by a state court
judge. Notwithstanding that, the en banc Fifth Circuit
held, in a closely divided decision, that the officials
whom Villarreal sued were entitled to qualified immunity because it was not “clearly established” that
arresting a journalist for asking a question violates the
First Amendment. That decision is at odds with the
text and history of both Section 1983 and the First
Amendment, and it should not stand.
One of Congress’s goals in enacting Section 1983
was to put an end to the stifling of speech inflicted by
unconstitutional state laws and biased state law enforcement. As one of the “crucial ingredients in the
basic alteration of our federal system accomplished
3
during the Reconstruction Era,” Patsy v. Bd. of Regents, 457 U.S. 496, 503 (1982) (quotation marks omitted), the statute was passed, in part, to curb retaliation
by state and local officials against those who spoke out
against slavery, racism, and abuses of authority in the
South. This problem took two forms. First, Southern
officials were selectively withholding the law’s protection from those individuals—particularly Black citizens and Union supporters—while crimes of the Ku
Klux Klan went unpunished. Second, state and local
officials were retaliating against them directly, by instigating prosecutions designed to punish, intimidate,
and bully them into silence. While all this went on,
fresh in the minds of members of Congress were the
pre-war slave codes, which had criminalized abolitionist speech and writing with penalties up to and including death.
To address these attacks on freedom of speech, retaliatory arrests, and other constitutional violations,
Congress empowered the people to seek redress in federal courts through Section 1983, using categorical
language that makes “no mention of defenses or immunities,” Ziglar v. Abbasi, 582 U.S. 120, 157 (2017)
(Thomas, J., concurring in part and concurring in the
judgment). As one member of the Forty-Second Congress put it: “Suppose that . . . every person who dared
to lift his voice in opposition . . . found his life and his
property insecure. . . . In that case I claim that the
power of Congress to intervene is complete and ample.” Cong. Globe, 42d Cong., 1st Sess. 333 (1871).
Given that qualified immunity is at odds with Section 1983’s text and history, courts should be especially careful to respect the limits on the doctrine that
this Court has prescribed to prevent it from acting as
a complete barrier to recovery. The court below did not
do that. Instead, the majority decided that because it
4
could not find a case with “materially identical facts”
barring arrest and prosecution for simply asking a
question, Respondents were entitled to qualified immunity. Pet. App. 33a; see id. at 32a-38a. Even worse,
it went on to craft a sweeping rule that whenever state
officials rely on a state statute and a warrant in effectuating an arrest, their qualified immunity defense is
essentially untouchable. Pet. App. 22a-32a.
That goes far beyond simply misunderstanding
this Court’s qualified immunity jurisprudence; it
transforms a limited exception to Section 1983 into the
rule. And again, the historical backdrop of Section
1983 belies the lower court’s logic. Nineteenth-century
tort law decisions that inform analysis of immunities
under Section 1983 reveal the bedrock rule, inherited
from English common law, that government officials
who deprive individuals of their legal rights should be
held strictly liable for damages in tort. That is so even
in cases where, like Respondents here, officials commit
torts in reliance on the orders of a superior, or based
on the misconstruction of a governing statute, or even
based on an unconstitutional statute. In all three
cases, even good faith is no defense to compensatory
damages.
Given the obviousness of Respondents’ constitutional violations, this Court should grant the petition
for a writ of certiorari and summarily reverse.
ARGUMENT
I.
Section 1983 Was Enacted to Make Real the
First Amendment’s Promise to Protect the
Speech of All People, Including Those Who
Criticize Authorities.
A. As this Court has made clear, “without some
protection for seeking out the news, freedom of the
press could be eviscerated.” Branzburg v. Hayes, 408
5
U.S. 665, 681 (1972). Yet Villarreal alleges that Respondents arrested and sought to prosecute her for doing precisely that—seeking out the news by politely
asking a police officer a question. According to Villarreal, these officials wanted to teach her a lesson: stop
criticizing the Laredo Police Department and local
prosecutor’s office, or face criminal punishment. Despite the obvious nature of this constitutional violation—after all, “[i]f the First Amendment means anything, surely it means that citizens have the right to
question or criticize public officials without fear of imprisonment,” Pet. App. 67a (Ho, J., dissenting)—the
court below held that Respondents were entitled to
qualified immunity, reasoning that the absence of another factually on-point decision doomed Villarreal’s
case before she could even seek discovery. That result
subverts the core purposes of the First Amendment
and undermines the goals of the Congress that enacted
Section 1983 to make real that Amendment’s safeguards.
The First Amendment forbids “abridging the freedom of speech, or of the press; or the right of the people
peaceably to assemble, and to petition the Government
for a redress of grievances.” U.S. Const. amend. I. The
Amendment was “fashioned to assure unfettered interchange of ideas for the bringing about of political and
social changes desired by the people.” Roth v. United
States, 354 U.S. 476, 484 (1957). As reflected in James
Madison’s first draft of the speech and press clauses,
the Framers viewed the people’s “right to speak, to
write, or to publish their sentiments” as “one of the
great bulwarks of liberty.” 1 Annals of Cong. 451
(1789). Those views reflected “developing ideas of popular sovereignty—in contrast to parliamentary sovereignty—[which] made it crucial for ordinary individuals to be able to criticize their government.” Jack M.
6
Balkin, Nine Perspectives on Living Originalism, 2012
U. Ill. L. Rev. 815, 835 (2012). Indeed, “the First
Amendment was adopted against the widespread use
of the common law of seditious libel to punish the dissemination of material that [was] embarrassing to the
powers-that-be,” N.Y. Times Co. v. United States, 403
U.S. 713, 724 (1971) (Douglas, J., concurring)—material not unlike Villarreal’s occasional postings of perceived law enforcement misconduct to her Facebook
page as a citizen-journalist.
At our nation’s Second Founding, the First
Amendment took on newfound importance, as a new
generation of Framers sought to ensure “that the new
constitutional order would protect against the lynchings, murders, and prosecutions inflicted post hoc
upon abolitionists and slaves in retaliation for their
speech and expressive activities denouncing slavery or
resisting the slave regime.” William M. Carter, Jr.,
The Second Founding and the First Amendment, 99
Tex. L. Rev. 1065, 1075 (2021). Before the Civil War,
Congress instituted a gag rule on abolitionist petitions
and banned “incendiary” publications. Akhil Reed
Amar, The Bill of Rights 235 (1998). In at least one
state, writing or publishing abolitionist literature was
punishable by death. Id. at 161. Southern states also
passed laws criminalizing anti-slavery utterances,
even if plainly religious or political in inspiration. Id.
at 160. As Frederick Douglass wrote, these laws reflected the principle that “[o]ne end of the slave’s chain
must be fastened to a padlock in the lips of northern
freemen . . . else the slave himself will become free.”
David W. Blight, Frederick Douglass: Prophet of Freedom 272 (2018) (internal citation omitted).
Slave codes throughout the South also expressly
targeted freedom of speech, undermining the First
Amendment’s promise. Importantly, these laws did
7
not just target disfavored speech itself; rather they
provided a means to prosecute other forms of speech—
even things as simple as praying or interacting with
non-slaves—by disfavored speakers. For example, Alabama’s slave code barred “any slave, without a written permission from the owner, master, or overseer of
said slave,” from “be[ing] found in company with a free
negro or person of color, in the dwelling-house or outhouse of said free negro or person of color.” Ala. Slave
Code § 36 (1833). Georgia’s slave code outlawed “the
assembling of negroes under pretense of divine worship.” J. Clay Smith, Jr., Justice and Jurisprudence
and the Black Lawyer, 69 Notre Dame L. Rev. 1077,
1108 (1994) (quoting statute). And Virginia prohibited
preaching by free or enslaved African Americans altogether. See Henry Walcott Farnam, Chapters in the
History of Social Legislation in the United States 194
(2000). As Representative James Wilson put it during
debates on the Thirteenth Amendment, “[t]he Constitution may declare the right” to “freedom of speech and
press,” but “slavery ever will . . . trample upon the
Constitution and prevent enjoyment of the right.”
Cong. Globe, 38th Cong., 1st Sess. 1202 (1865). Thus,
under the shadow of slavery, “[t]he press has been padlocked, and men’s lips have been sealed. . . . Submission and silence were inexorably exacted.” Id.
On top of these legal measures, private mobs, often
supported by Southern governments, “suppressed and
retaliated against Black and antislavery speech
through violence and other extralegal means.” Carter,
supra, at 1084-85. As one Senator explained, these
acts perpetuated slavery itself, as “[s]lavery cannot exist where its merits can be freely discussed.” Cong.
Globe, 38th Cong., 1st Sess. 1439 (1864); see also Cong.
Globe, 39th Cong., 1st Sess. 1013 (1866) (Rep. Plants)
8
(“[T]he system would not be secure if men . . . were permitted to discuss [slavery] in any form, and hence the
freedom of speech and the press must be suppressed
as the highest of crimes.”); id. at 1066 (Rep. Price)
(“[F]or the last thirty years, a citizen of a free State
dared not express his opinion of slavery in a slave
State.”); Frederick Douglass, A Plea for Free Speech in
Boston (Dec. 9, 1860), https://lawliberty.org/frederickdouglass-plea-for-freedom-of-speech-in-boston/ (“Slavery cannot tolerate free speech.”).
After the Civil War, with these abuses fresh in
memory and with Southern states still refusing to respect individual liberties, Americans ratified the Fourteenth Amendment and “fundamentally altered our
country’s federal system,” Timbs v. Indiana, 139 S. Ct.
682, 687 (2019) (quoting McDonald v. Chicago, 561
U.S. 742, 754 (2010)), adding to the Constitution a new
guarantee of liberty meant to secure “the civil rights
and privileges of all citizens in all parts of the republic,” Report of the Joint Committee on Reconstruction,
39th Cong., 1st Sess. xxi (1866). Those rights and privileges included the freedom of speech. Indeed, during
debates on the Fourteenth Amendment, advocates emphasized that without its protections, “[f]reedom of
speech, as of old, is a mockery.” Cong. Globe, 39th
Cong., 1st Sess. 783 (1866); see also id. at 1617 (without the Fourteenth Amendment, “[t]here is neither
freedom of speech, of the press, or protection to life,
liberty, or property”); Carter, supra, at 1087 (“[C]ongressional Republicans who drafted the Reconstruction Amendments . . . were intimately familiar with
the suppression of the constitutional right of free
speech as a tool to maintain slavery and racial subjugation.”).
But this turned out to be insufficient. Several
years after the Fourteenth Amendment’s ratification,
9
Southern states were still “permit[ting] the rights of
citizens to be systematically trampled upon.” Cong.
Globe, 42d Cong., 1st Sess. 375 (1871). Recognizing
the need for some means of enforcing the rights newly
guaranteed by the Constitution, Congress passed “An
Act to Enforce the Provisions of the Fourteenth
Amendment to the Constitution of the United States,
and for Other Purposes,” Pub. L. No. 42-22, 17 Stat. 13
(1871), the first section of which is codified as 42
U.S.C. § 1983.
The immediate catalyst for this legislation was
Southern government officials’ tacit support of the
reign of terror being carried out by the Ku Klux Klan,
see Wilson v. Garcia, 471 U.S. 261, 276 (1985), which
sought to suppress the speech and association rights of
formerly enslaved people and their allies, retaliating
against those who advocated for equality or supported
federal policies. Congress learned, for example, that
after a citizens’ meeting was called “to protest against
the outrages” being committed in Mississippi, Klan
members sought revenge, and “[a]t their instigation
warrants were issued for the arrest of peaceable and
well-disposed negroes upon the charge of ‘using seditious language.’” Cong. Globe, 42d Cong., 1st Sess.
321; see also id. at 155 (testimony describing attack in
which the Klan “made all the colored men promise
they would never vote the Radical ticket again”); id. at
157 (testimony that Blacks “were killed because they
were summoned as witnesses in the Federal courts”);
id. at 321 (testimony that the Klan “wanted to run
them all off because the principal part of them voted
the Radical ticket” and that the Klan “ha[s] been trying to get us to vote” the other way). As one Congressman put it, “our fellow-citizens are being deprived of
the enjoyment of the fundamental rights of citizens”
10
because of “their opinions on questions of public interest.” Id. at 332.
Section 1983, however, “was not a remedy against
the Klan,” but against “those who represent[ed] a
State in some capacity” and “were unable or unwilling”
to enforce the law with an even hand. District of Columbia v. Carter, 409 U.S. 418, 426 (1973) (quoting
Monroe v. Pape, 365 U.S. 167, 175-76 (1961) (brackets
omitted)). Congress recognized that laws were being
applied selectively across the South to target disfavored groups and their speech and writings in various
forms. While “outrages committed upon loyal people
through the agency of this Ku Klux organization” went
unpunished, one Senator noted, “[v]igorously enough
are the laws enforced against Union people. They only
fail in efficiency when a man of known Union sentiments, white or black, invokes their aid.” Cong. Globe,
42d Cong., 1st Sess. 505. The fundamental problem
was that biased state officials, by systematically tolerating or condoning attacks on people who expressed
unpopular viewpoints, were “denying decent citizens
their civil and political rights.” Wilson, 471 U.S. at
276.
In addition to selectively refusing to protect citizens from private violence, states were also retaliating
against the expression of disfavored views more directly. A significant problem during Reconstruction
was the instigation of “baseless civil and criminal prosecutions to punish and intimidate those who had been
loyal to the Union during the Civil War or who tried to
enforce national policy.” David Achtenberg, With Malice Toward Some: United States v. Kirby, Malicious
Prosecution, and the Fourteenth Amendment, 26 Rutgers L.J. 273, 275 (1995); see Report of the Joint Committee on Reconstruction, 39th Cong., 1st Sess., at
xviii (“prosecutions have been instituted in State
11
courts against Union officers for acts done in the line
of official duty, and similar prosecutions are threatened elsewhere”); Mitchum v. Foster, 407 U.S. 225, 240
(1972) (“state courts were being used to harass and injure”). These groundless suits “had proved potent instruments of harassment” because of the arrests they
triggered, and by 1871, Congress had enacted multiple
new laws responding to the problem by expanding habeas corpus and the ability to remove state prosecutions to federal court. Anthony G. Amsterdam, Criminal Prosecutions Affecting Federally Guaranteed Civil
Rights: Federal Removal and Habeas Corpus Jurisdiction to Abort State Court Trial, 113 U. Pa. L. Rev. 793,
829 (1965).
Abuses continued, however. To address them and
other violations of fundamental liberties, Congress enacted Section 1983, allowing victims to go to federal
court to vindicate their federal constitutional rights.
In light of the urgent need for this remedy, it is no surprise that Section 1983’s text is broad and categorical.
The statute “on its face admits of no defense of official
immunity,” but rather “subjects to liability ‘[e]very
person’ who, acting under color of state law, commits
the prohibited acts” in violation of federal law. Buckley v. Fitzsimmons, 509 U.S. 259, 268 (1993) (quoting
42 U.S.C. § 1983).
B. Nevertheless, this Court has fashioned limits
on the scope of Section 1983, through the doctrine of
qualified immunity. To defeat qualified immunity, a
plaintiff must plausibly allege that defendants violated his or her constitutional rights, and that their
conduct was objectively unreasonable in light of
clearly established law.
See, e.g., Anderson v.
Creighton, 483 U.S. 635, 638-39 (1987).
12
The crucial issue in this analysis is whether “a reasonable official would understand that what he is doing violates [a constitutional] right.” Id. at 640. In
other words, all that is required to defeat qualified immunity is that the officials responsible for the alleged
infringement had “fair warning that their conduct violated the Constitution.” Hope v. Pelzer, 536 U.S. 730,
741 (2002). This Court has made clear that fair warning “do[es] not require a case directly on point.” Ashcroft v. al-Kidd, 563 U.S. 731, 741 (2011). Rather, “a
general constitutional rule already identified in the
decisional law may apply with obvious clarity to the
specific conduct in question.” Taylor v. Riojas, 592
U.S. 7, 9 (2020) (quoting Hope, 536 U.S. at 741).2
In this case, that constitutional rule could not be
clearer. This Court has long held that expressive conduct critical of the police is protected by the First
Amendment, including “verbal criticism and challenge
directed at police officers” while they are performing
their duties. Houston v. Hill, 482 U.S. 451, 461 (1987);
see id. at 463 n.12 (tracing this principle to the common law). Even yelling “obscenities and threats” at an
officer who is interacting with a third party has long
been recognized as constitutionally protected activity,
provided that these words do not “by their very utterance inflict injury or tend to incite an immediate
2 The court below seemed to confine the “obviousness exception
to the requirement that ‘clearly established law’ be founded on
materially identical facts” to the Eighth Amendment context of
Hope and Taylor. Pet. App. 33a. But nowhere in those decisions
did this Court so much as suggest that its holdings were limited
to deprivations premised on specific types of constitutional rights.
And in a different case, Sause v. Bauer, 585 U.S. 957 (2018),
which involved a First Amendment claim, this Court summarily
reversed a grant of qualified immunity in the absence of “materially identical facts” because there simply “can be no doubt that
the First Amendment protects the right to pray.” Id. at 959.
13
breach of the peace.” Id. at 461-62 (quoting Lewis v.
City of New Orleans, 415 U.S. 130, 133 (1974)). As long
as that line is not crossed, expression directed at police
officers is “protected against censorship or punishment.” Id. at 461; see, e.g., Lewis, 415 U.S. at 132-33.
Likewise, this Court has also long recognized that
the First Amendment protects the “right to gather
news ‘from any source by means within the law,’”
Houchins v. KQED, Inc., 438 U.S. 1, 11 (1978) (quoting
Branzburg, 408 U.S. at 681-82), as well as “the creation and dissemination of information” more broadly,
Sorrell v. IMS Health Inc., 564 U.S. 552, 570 (2011).
As Judge Graves put it in his dissent from the decision
below, “[t]here is simply no way such freedom [of the
press] can meaningfully exist unless journalists are allowed to seek non-public information from the government,” and that right “could not be more firmly embedded in the Constitution.” Pet. App. 43a (Graves, J.,
dissenting).
Because it is well established that the First
Amendment allows individuals to gather information
through lawful means, to disseminate that information, and even to verbally confront police officers, it
should be obvious to any reasonable official that
simply asking a law enforcement officer to confirm a
fact for a news story is “protected against censorship
or punishment.” Houston, 482 U.S. at 461. That is so
even if the person who asks the question happens to be
an individual with disfavored viewpoints—someone
who, like Villarreal, has engaged in criticism of government conduct in the past. Indeed, under those circumstances, the need for robust First Amendment protections is especially salient, given that Section 1983
was passed, in large part, in response to the denial of
that Amendment’s protections to individuals with disfavored viewpoints.
14
II. The Reasoning of the Court Below Is
Contrary to the Strict-Liability Backdrop of
Nineteenth-Century Tort Law, Which
Informs Analysis of Section 1983 Claims.
Despite the obviousness of Respondents’ constitutional violation—arresting and seeking to prosecute a
local journalist for merely asking a police officer a
question—the court below held that their reliance on a
warrant and a statute purportedly authorizing their
conduct should immunize them from liability. This
reasoning is at odds with the Court’s precedents, as
well as long-standing immunity principles.
As this Court has explained, “the fact that a neutral magistrate has issued a warrant authorizing the
allegedly unconstitutional search or seizure does not
end the inquiry into objective reasonableness.” Messerschmidt v. Millender, 565 U.S. 535, 547 (2012). Rather, a court must deny qualified immunity if it is “obvious that no reasonably competent officer would have
concluded that a warrant should issue.” Malley v.
Briggs, 475 U.S. 335, 341 (1986). So too for an unconstitutional statute—or even one that an official misconstrued in good faith. If that misconstruction reflects “plain[] incompeten[ce],” id., or if the official “enforc[es] a statute in an obviously unconstitutional
way,” Pet. App. 63a (Willett, J., dissenting), qualified
immunity is no defense. That is especially so where,
as here, Respondents had months to recognize that
their application of a state statute would result in a
constitutional violation, and where it appears that Respondents used that statute in a pretextual fashion
specifically to punish Villarreal for exercising a constitutional right.
Long-standing immunity principles further undermine the logic of the court below. Indeed, the idea that
the presence of a warrant or statute on its own might
15
preclude liability is at odds with a series of nineteenthcentury decisions reflecting the bedrock rule, inherited
from English common law, that government officials
who deprive individuals of their legal rights may be
held to account for damages in tort. While these decisions are not dispositive, they constitute a crucial part
of the “considered inquiry into the immunity historically accorded the relevant official at common law and
the interests behind it” that this Court has said is critical in deciding Section 1983 cases. Imbler v. Pachtman, 424 U.S. 409, 421 (1976); cf. Tower v. Glover, 467
U.S. 914, 920 (1984) (even “[i]f an official was accorded
immunity from tort actions at common law when the
Civil Rights Act was enacted in 1871,” immunity may
still be inappropriate if “§ 1983’s history or purposes
nonetheless counsel against recognizing the same immunity”).
Much like the officials in this case who claim qualified immunity because of their reliance on a warrant
issued by a magistrate, officers who relied on orders
from superiors were still held accountable for their
torts at common law, as demonstrated in early decisions of this Court. Thus, an officer who wrongly
seized a ship upon the orders of his superiors was “answerable in damages” to the ship’s owner because the
mistaken orders could not “legalize an act which without those instructions would have been a plain trespass.” Little v. Barreme, 6 U.S. 170, 178-79 (1804); accord Tracy v. Swartwout, 35 U.S. 80, 95 (1836). And
in another case, an officer who seized an individual’s
property to satisfy a fine, based on the orders of a court
that lacked jurisdiction over that individual, was liable
in tort for trespass. Wise v. Withers, 7 U.S. 331, 33537 (1806); accord Dynes v. Hoover, 61 U.S. 65, 80-81
(1857).
16
Similarly, much like the officials in this case, who
(at best) misconstrued the Texas statute they sought
to apply to Villarreal’s conduct, nineteenth-century officials who misinterpreted statutes were held strictly
liable for their torts—even if the complained-of conduct was done in good-faith reliance on those misinterpretations. For instance, in Bates v. Clark, 95 U.S. 204
(1877), which involved an action for trespass, the defense turned on whether the whiskey confiscated by
government officials was “seized in Indian country,”
within the meaning of the relevant statute. Id. at 205.
While the Court acknowledged that the definition of
“Indian country” involved a difficult question of law,
and so the officials may have acted reasonably, they
were “utterly without any authority in the premises;
and their honest belief that they had is no defence in
their case more than in any other.” Id. at 209.
So too in Murray v. The Charming Betsy, 6 U.S.
64, 122-26 (1804). There, Chief Justice Marshall construed a complicated federal statute narrowly so as to
comport with international law principles and bar the
seizure of a ship, making the officer who engaged in
the improper seizure liable to the owner for compensatory damages, although his “correct motives” in acting
“according to the best of his judgment” shielded him
from punitive damages, id. at 124; accord Shanley v.
Wells, 71 Ill. 78, 81 (1873) (“If [a] plaintiff was assaulted and beaten, or imprisoned,” by a law enforcement officer, “without authority of law,” the plaintiff
was “entitled to recover, whatever may have been the
defendant’s motives.”).
And time and again, state courts deciding common
law tort claims around the time of Section 1983’s enactment refused to grant immunity to officers who
acted in reliance on an unconstitutional statute—regardless of whether, as here, they should have known
17
better. As one court put it, “[n]o question in law is better settled . . . than that ministerial officers and other
persons are liable for acts done under an act of the legislature which is unconstitutional and void.” Sumner
v. Beeler, 50 Ind. 341, 342 (1875) (permitting recovery
for false arrest, imprisonment, and prosecution under
an unconstitutional law). Thus, a justice of the peace,
who issued a warrant under an unconstitutional statute, was liable for damages to the person arrested.
Kelly v. Bemis, 70 Mass. 83, 83 (1855); see id. (“Under
a government of limited and defined powers, where, by
the provisions of the organic law, the rights and duties
of the several departments of the government are carefully distributed and restricted, if any one of them exceeds the limits of its constitutional power, it acts
wholly without authority itself, and can confer no authority upon others. The defendant could derive no
power or jurisdiction from a void statute.”). So too for
an officer who arrested a citizen pursuant to an unconstitutional vagrancy law, Shanley, 71 Ill. at 83, as well
as officers in countless other analogous situations, see,
e.g., Fisher v. McGirr, 67 Mass. 1, 51 (1854) (officer liable for seizing and destroying liquor under an unconstitutional law); Campbell v. Sherman, 35 Wis. 103,
108 (1874) (officer liable for seizing steamboat under
unconstitutional law); Gross v. Rice, 71 Me. 241, 25758 (1880) (officer liable for holding prisoner pursuant
to unconstitutional law).
This Court quickly adopted this logic when faced
with early suits to enjoin state action. Take, for example, the Court’s approach to a case arising out of Ohio’s
imposition of a tax on a branch of the Second Bank of
the United States in Osborn v. Bank of the United
States, 22 U.S. 738 (1824). The Bank sued in trespass,
seeking remedies at common law against various officers involved in collecting the tax. In resolving the case,
18
this Court began with the premise that the Ohio law
authorizing the tax could not shield the officers from
liability, given that the Court had recently held in
McCulloch v. Maryland, 17 U.S. 316 (1819), that such
state taxes on instrumentalities of the United States
were unconstitutional. This point, the Court noted,
was so self-evident that counsel for the Ohio officials
conceded it. Osborn, 22 U.S. at 868 (“The counsel for
the appellants are too intelligent, and have too much
self respect, to pretend, that a void act can afford any
protection to the officers who execute it. They expressly admit that it cannot.”). In other words, “the
defendants could derive neither authority nor protection from the act which they executed,” id., as the Constitution “set a limit to lawful official action, and officials who exceeded constitutional limits (however wellintentioned) were thought to enjoy no residual discretion within which to act lawfully”—that is, no immunity from suit, James E. Pfander, Zones of Discretion at
Common Law, 116 Nw. U. L. Rev. Online 148, 167
(2021).
In short, whether an officer relied on others’ orders, the misconstruction of a statute, or an unconstitutional statute, they were held strictly liable for conduct that resulted in the deprivation of a legal right,
even if the officer had a good-faith belief in the legality
of his or her actions. As this Court has said, “It would
be a most dangerous principle to establish, that the
acts of a ministerial officer . . . injurious to private
rights, and unsupported by law, should afford no
ground for legal redress.” Tracy, 35 U.S. at 95.
* * *
Qualified immunity is a judge-made doctrine, unmoored from Section 1983’s text and history, yet
grounded in the acknowledgment “that police officers
19
are often forced to make split-second judgments—in
circumstances that are tense, uncertain, and rapidly
evolving.” Graham v. Connor, 490 U.S. 386, 397
(1989). But no split-second judgments were involved
here. Officials took their time to dig up an obscure
Texas statute and weaponize it to punish a disfavored
journalist—all for the simple act of asking a police officer a question. If Section 1983 and the First Amendment rights it protects mean anything, this Court
should not allow that conduct to be immunized.
CONCLUSION
For the foregoing reasons, this Court should grant
the petition for a writ of certiorari and summarily reverse the judgment of the court below.
Respectfully submitted,
ELIZABETH B. WYDRA
BRIANNE J. GOROD*
BRIAN R. FRAZELLE
MIRIAM BECKER-COHEN
CONSTITUTIONAL
ACCOUNTABILITY CENTER
1200 18th Street NW, Suite 501
Washington, D.C. 20036
(202) 296-6889
brianne@theusconstitution.org
Counsel for Amicus Curiae
May 24, 2024
* Counsel of Record
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.