Amicus Curiae Brief — Priscilla Villarreal, Petitioner v. Isidro R. Alaniz, et al.
Supreme Court briefMay 3, 2024
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No. 23-1155
IN THE
Supreme Court of the United States
________________
PRISCILLA VILLARREAL,
Petitioner,
v.
ISIDRO R. ALANIZ, et al.,
Respondents.
____________________
ON PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE FIFTH
CIRCUIT
____________________
BRIEF OF FIRST LIBERTY INSTITUTE
AS AMICUS CURIAE
IN SUPPORT OF PETITIONER
KELLY SHACKELFORD
JEFF MATEER
HIRAM SASSER
DAVID HACKER
ROGER BYRON
FIRST LIBERTY INSTITUTE
2001 W. PLANO PARKWAY,
SUITE 1600
PLANO, TX 75075
APRIL A. WIMBERG
Counsel of Record
RYNE E. TIPTON
DENTONS BINGHAM
GREENEBAUM LLP
101 SOUTH FIFTH STREET,
SUITE 3500
LOUISVILLE, KY 40202
(502) 587-3719
APRIL.WIMBERG@DENTONS.COM
Counsel for Amicus Curiae
i
TABLE OF CONTENTS
TABLE OF AUTHORITIES ...................................... ii
IDENTITY AND INTEREST OF AMICUS
CURIAE………………………………………………….. 1
SUMMARY OF ARGUMENT .................................... 2
ARGUMENT ............................................................... 3
I. Villarreal’s First Amendment Right Was so Obvious
That the Officers Had To Be on Notice That Arresting
Her Under the Color of Law Was a Clear Violation of
the Constitution. ......................................................... 3
A. Texas Penal Code § 39.06, As Applied to
Newsgathering, Plainly Violates the First
Amendment. .....................................................4
B. Villarreal’s First Amendment Right to Engage
in Newsgathering Was Clearly Established. ..8
II. Qualified Immunity Is a Judicial Fiction That
Fails to Serve Even Its Phantom Goals .................... 11
A. The Qualified Immunity Doctrine Does Not
Have a Textual Basis in Section 1983. ..........12
B. The Policy Reasons Behind Qualified
Immunity in a Case Such as This Are
Unconvincing. .................................................14
CONCLUSION .......................................................... 18
ii
TABLE OF AUTHORITIES
CASES
Anderson v. Creighton,
483 U.S. 635 (1987)..............................................16
Ashcroft v. al-Kidd,
563 U.S. 731 (2011)................................................9
Barlow v. United States,
32 U.S. 404 (1833) ................................................17
Baxter v. Bracey,
751 F. App’x 869 (6th Cir. 2018) .........................18
BedRoc Ltd., LLC v. United States,
541 U.S. 176 (2004) ..............................................13
Cheek v. United States,
498 U.S. 192 (1991) ..............................................17
Citizens United v. FEC,
558 U.S. 310 (2010) ................................................5
City of Houston v. Hill,
482 U.S. 451 (1987) ..........................................9, 18
Cole v. Carson,
935 F.3d 444 (5th Cir. 2019)................................15
Connick v. Myers,
461 U.S. 138 (1983) ................................................5
Connecticut Nat. Bank v. Germain,
503 U.S. 249 (1992) ..............................................10
iii
Cox Broad. Corp. v. Cohn,
420 U.S. 469 (1975) ................................................7
Crawford-El v. Britton,
523 U.S. 574 (1998) ........................................13, 14
Diaz-Bigio v. Santini,
652 F.3d 45 (1st Cir. 2011) ..................................10
Frasier v. Evans,
992 F.3d 1003 (10th Cir. 2021)............................10
Galvin v. Hay,
374 F.3d 739 (9th Cir. 2004)................................10
Harlow v. Fitzgerald,
457 U.S. 800 (1982) ........................................15, 16
Hartford Underwriters Ins. Co. v. Union Planters
Bank, N.A.,
530 U.S. 1 (2000)..................................................13
Hope v. Pelzer,
536 U.S. 730 (2002) ......................................2, 3, 10
Horvath v. City of Leander,
946 F.3d 787 (5th Cir. 2020)................................12
Hughes Aircraft Co. v. Jacobson,
525 U.S. 432 (1999) ..............................................13
Jessop v. City of Fresno,
936 F.3d 937 (9th Cir. 2019)................................18
iv
Kisela v. Huges,
584 U.S. 100 (2018) ................................ 11—12, 15
Kristofek v. Vill. of Orland Hills,
832 F.3d 785 (7th Cir. 2016)................................10
Lamie v. United States Trustee,
540 U.S. 526 (2004) ..............................................13
Leslie v. Hancock Cnty. Bd. of Educ.,
720 F.3d 1338 (11th Cir. 2013)............................10
MacIntosh v. Clous,
69 F.4th 309 (6th Cir. 2023) ................................10
Malley v. Briggs,
475 U.S. 335 (1986)..............................................12
Marbury v. Madison,
5 U.S. (1 Cranch) 137 (1803) ....................... 18—19
McFadden v. United States,
576 U.S. 186 (2015) ..............................................17
McGreevy v. Stroup,
413 F.3d 359 (3d. Cir. 2005) ................................10
Monroe v. Pape,
365 U.S. 167 (1961) ........................................14, 15
N.Y. Times Co. v. Sullivan,
376 U.S. 254 (1964) ................................................7
Nagle v. Marron,
663 F.3d 100 (2d. Cir. 2011) ................................10
v
R.A.V. v. City of St. Paul,
505 U.S. 377 (1992) ................................................7
Sause v. Bower,
585 U.S. 957 (2018)..........................................2, 10
Schenck v. United States,
249 U.S. 47 (1919) ................................................11
Screws v. United States,
325 U.S. 91 (1945) ........................................ 17—18
Smith v. Daily Mail Pub. Co.,
443 U.S. 97 (1979) ............................................ 5—6
Snyder v. Phelps,
562 U.S. 443 (2011) .......................................... 6—7
State v. Ford,
179 S.W.3d 117 (Tex. App. 2005) ..........................8
State v. Newton,
179 S.W.3d 104 (Tex. App. 2005) ..........................8
The Florida Star v. B.J.F.,
491 U.S. 524 (1989) ................................................7
Tobey v. Jones,
706 F.3d 379 (4th Cir. 2013)................................10
Virginia State Bd. of Pharmacy v. Virginia Citizens
Consumer Council, Inc.,
425 U.S. 748 (1976) ................................................6
West v. Atkins,
487 U.S. 42 (1988) ................................................14
vi
CONSTITUTION
U.S. CONST. amend. I ..................................................5
STATUTES
42 U.S.C. § 1983 ........................................................15
TEX. GOV’T CODE § 552.124 .........................................5
TEX. GOV’T CODE § 552.126 .........................................5
TEX. PENAL CODE § 39.06 ............................................4
Texas Public Information Act, TEX. GOV’T CODE §§
552.001–.376 ..........................................................4
RULES
Supreme Court Rule 37 ..............................................1
OTHER AUTHORITIES
Alexander Hamilton, Federalist No. 78, THE
FEDERALIST PAPERS (J. Cooke ed. 1961) .............19
Joanna C. Schwartz, Police Indemnification, 89
N.Y.U. L. REV. 885, 887 (2014) .................... 16—17
THE PAPERS OF THOMAS JEFFERSON VOL. 12 (Julian
P. Boyd, ed., 1955) ...............................................17
OPINIONS BELOW
Villarreal v. City of Laredo, No. 20-40359
(5th Cir. Jan. 23, 2024) .............................. 5—8, 15
1
IDENTITY AND INTEREST OF AMICUS
CURIAE
Pursuant to Supreme Court Rule 37, the First
Liberty Institute (First Liberty) respectfully submits
this brief amicus curiae in support of Petitioner
Priscilla Villarreal.1
Protecting religious liberty for all Americans since
1997, First Liberty is the largest, non-profit, legal
organization in the nation dedicated exclusively to
defending religious liberty for all Americans. First
Liberty believes that every American of any faith—or
no faith at all—has a fundamental right to follow
their conscience and live according to their beliefs.
Religious freedom is the first freedom outlined in
the First Amendment of the Constitution, and for
good reason: it is the foundational right that all others
are built upon. And if this cornerstone freedom ever
falls, all other freedoms would be at risk of tumbling
as well. That’s why protecting and defending it is so
important—because to fight for religious freedom is to
fight for the future of all freedoms.
First Liberty files this brief amicus curiae to
communicate the broad interest in this case for
protecting the First Amendment.
1 Under this Court’s Rule 37, amicus states that no counsel
for any party authored this brief in whole or in part, and no
person or entity other than the amicus and respective
counsel made any monetary contributions to the preparation
or submission of this brief. Amicus further states this brief
is filed more than 10 days before the filing deadline.
2
SUMMARY OF ARGUMENT
This case involves an obvious constitutional
violation. The government arresting a journalist for
asking questions so obviously violates the First
Amendment that no reasonable official would
sanction such an action. It comes as no surprise that
there is no case directly on point with the facts here,
just like there was no case directly on point in Hope v.
Pelzer, 536 U.S. 730 (2002) or Sause v. Bauer, 585
U.S. 957 (2018). These sorts of outrageous fact
patterns are more frequently found in law school
exams than in real life.
There is no credible argument that Texas Penal
Code § 39.06 constitutionally applies to journalists
asking government officials questions. Furthermore,
it is difficult to fathom that there are very many
rights more clearly established than the right for a
journalist to ask a government official questions.
Requiring a case with a similar fact pattern would
pre-suppose that at some point not long ago, some
other government officials had the temerity to arrest
a journalist for asking questions. No official would do
so because everyone knows that such an action clearly
violates the First Amendment.
Moreover, qualified immunity is a judicial
invention that has no basis in the text of Section 1983
and runs contrary to basic American legal principles.
It provides a shield for government officials who will
never have to pay a dime for their own defense or
damages adjudicated against them under the false
pretense that such personal liability may come from
their own pockets. The government here can no more
3
produce a case in which a government official paid
actual money out of the official’s own pocket as a
result of a Section 1983 suit than Ms. Villarreal can
produce a case in which government officials thought
it was legal to engage in such egregious conduct. The
Court should grant review in this case and reverse the
decision below.
ARGUMENT
I. Villarreal’s First Amendment Right Was
so Obvious That the Officers Had to Be on
Notice That Arresting Her Under the
Color of Law Was a Clear Violation of the
Constitution.
The application of qualified immunity is
compelling when it shields officers from reasonable,
split-second decisions undertaken in the line of duty.
However, here, Texas Penal Code § 39.06 was dredged
up as part of an effort to punish newsgathering and
silence citizen journalism. As this Court has already
reflected, “officials can still be on notice that their
conduct violates established law even in novel factual
circumstances.” Hope, 536 U.S. at 741. Certainly,
officials should be on notice that they cannot use novel
law to impinge upon obvious constitutional freedoms.
Because the Fifth Circuit decision legitimized obvious
violations of First Amendment rights, this Court
should take up this case and reverse the Fifth
Circuit’s grant of qualified immunity.
4
A. Texas Penal Code § 39.06, As Applied to
Newsgathering, Plainly Violates the
First Amendment.
Texas Penal Code § 39.06 purports to prohibit
citizens from asking public servants for nonpublic
information:
(c) A person commits an
offense if, with intent to
obtain a benefit or with
intent to harm or defraud
another, he solicits or
receives from a public
servant information that:
(1) the public servant
has access to by means
of
his
office
or
employment; and
(2) has not been made
public.
TEX. PENAL CODE § 39.06(c). The statute further
defines nonpublic information as “any information to
which the public does not generally have access, and
that is prohibited from disclosure under [the Texas
Public Information Act, TEX. GOV’T CODE §§ 552.001–
.376].” TEX. PENAL CODE § 39.06(d). Consequently,
under TEX. PENAL CODE § 39.06, one is prohibited
from soliciting or receiving only certain categories of
nonpublic information.
However, this array of
categories is quite large and diverse. It includes, for
example, not only the names of traffic accident and
suicide victims but also the identities of library users
5
(see TEX. GOV’T CODE § 552.124) and the names of
applicants for the position of school district
superintendent (see TEX. GOV’T CODE § 552.126).
Of course, this statute had never been applied to
anyone prior to Villarreal, and certainly not a
journalist. Indeed, the application of TEX. PENAL
CODE § 39.06 to a citizen-journalist who even slightly
profits from their reporting leads to absurd results.
Equally absurd is the notion that one can be punished
simply for seeking records of library users or the
name of a school district superintendent applicant.
See Villarreal v. City of Laredo, No. 20-40359, at 78
(5th Cir. Jan. 23, 2024) (Ho, J., dissenting) (discussing
how the Texas Attorney General’s Office took the
position that asking the name of a superintendent
applicant would be a crime).
Even an individual with the most rudimentary
understanding of, and respect for, the First
Amendment, let alone common sense, should recoil at
such a proposition. Cf. Connick v. Myers, 461 U.S.
138, 145 (1983) (stating that speech occupies the
“highest rung of the hierarchy of First Amendment
values.”).
As an obvious matter, the First
Amendment expressly protects “freedom of speech”
and “the right of the people . . . to petition the
Government for a redress of grievances.” U.S. CONST.
amend. I. A corollary that flows from these two
protections is the right of citizens to solicit
information from government officials using routine
news reporting techniques. See Citizens United v.
FEC, 558 U.S. 310, 339 (2010) (recognizing the First
Amendment “right of citizens to inquire, to hear, to
speak, and to use information”); Smith v. Daily Mail
6
Pub. Co., 443 U.S. 97, 99, 103 (1979) (“The reporters .
. . obtained the name of the alleged assailant simply
by asking various witnesses, the police, and an
assistant prosecuting attorney”—which are all
“routine newspaper reporting techniques” protected
by the First Amendment).
Thus, TEX. PENAL CODE § 39.06 directly collides
with the First Amendment rights of citizen
journalists, such as Villarreal. And the fact that TEX.
PENAL CODE § 39.06 confines its prohibition on the
“solicit[ation] or rece[ption]” of information from
public servants to, inter alia, speech made with
“intent to obtain a benefit” and nonpublic
information, is of no import.
Requests for
information, even with these caveats, are still
protected under the aegis of the First Amendment.
For instance, newsgathering is protected by the
First Amendment, even if its ultimate purpose is for
pecuniary gain. Cf. Virginia State Bd. of Pharmacy v.
Virginia Citizens Consumer Council, Inc., 425 U.S.
748, 761 (1976) (“It is clear, for example, that speech
does not lose its First Amendment protection because
money is spent to project it . . . Speech likewise is
protected even though . . . it may involve a solicitation
to purchase or otherwise pay or contribute money.”)
Further, this Court has never determined that
competing interests—such as privacy, the protection
of identity, or a family’s emotional distress—are
sufficiently compelling to enable the state to curtail
freedom of speech. Compare Villarreal, No. 20-40359,
at 12—13, with Snyder v. Phelps, 562 U.S. 443 (2011)
(holding that severe emotional distress experienced
7
by father of a fallen soldier did not overcome
protesters’ right to freedom of speech); The Florida
Star v. B.J.F., 491 U.S. 524 (1989) (holding that
criminal penalty could not be imposed for publication
of the name of a rape victim legitimately obtained);
and Cox Broad. Corp. v. Cohn, 420 U.S. 469 (1975)
(case similar to The Florida Star in which privacy
interests did not overcome the right to publish the
name of a deceased rape victim).
What is more, even if the solicitation of nonpublic
information is somehow less deserving of First
Amendment protection than other forms of speech,
the government cannot content-discriminate within
that lesser-protected category as TEX. PENAL CODE §
39.06(d) necessarily requires. Cf. R.A.V. v. City of St.
Paul, 505 U.S. 377, 391 (1992) (Scalia, J.) (holding
unconstitutional an ordinance that content and
viewpoint-discriminated within the otherwise
unprotected category of “fighting words.”).
And even if solicitation of nonpublic information is
less deserving of First Amendment protection, surely
it must be granted some protection to give “breathing
space” for other First Amendment protected-activity,
namely, news reporting. See Villarreal, No. 20-40359,
at 75-76 (Ho, J., dissenting) (citing a Politico article in
support of the proposition that “backchannel” sources
are
important
for
determining
substantive
information); cf. N.Y. Times Co. v. Sullivan, 376 U.S.
254, 271—72 (1964) (famous application of the
“breathing space” principle, in which the Court
determined that another, arguably less-protected
category of speech—erroneous or false speech—must
be given a degree of protection to enable free debate).
8
And surely this “breathing space” must be extensive
enough to prohibit punishment for merely asking the
names of traffic accident and suicide victims, library
users, or superintendent applicants.
B. Villarreal’s First Amendment Right to
Engage in Newsgathering Was Clearly
Established.
The preposterous arrests and First Amendment
infringements that would continue under the
application of TEX. PENAL CODE § 39.06 begs the
question—how did the Fifth Circuit fail to reach a
decision on whether the Texas statute, as applied to
citizen journalists, violates the First Amendment?
Simply, the Fifth Circuit majority relies on a
dubious proposition that a never utilized statute can
undermine a clearly established First Amendment
right of journalist to engage in newsgathering. The
crux of this position is that “[n]o controlling precedent
gave the defendants fair notice that their conduct, or
[TEX. PENAL CODE § 39.06], violates the Constitution
facially or as applied to Villarreal.” Villarreal, No. 2040359, at 9. Now, under the law in the Fifth Circuit,
so long as the government can point to an allegedly
facially valid,2 yet unlitigated, statute as the basis for
their authority, they can effectively repress citizens’
There is also good reason to believe that the statute is not
only invalid as applied but also facially invalid on vagueness
grounds. See State v. Newton, 179 S.W.3d 104, 107, 111 (Tex.
App. 2005) (noting that “[t]he trial court . . . held that
subsections (c) and (d) of §39.06 are unconstitutionally void
for vagueness,” while reserving the constitutional question);
State v. Ford, 179 S.W.3d 117, 120, 125 (Tex. App. 2005)
(same).
2
9
First Amendment rights as much as they like. See id.
at 21—23. The law now is that officials cannot know
that a First Amendment right is “clearly established”
in contravention of any statute until the courts regard
that particular statute, or one like it, as violative of
the First Amendment.
Such a view defies common sense and undermines
the ability to find any officer “plainly incompetent” or
in “knowing[] violati[on of] the law.” Ashcroft v. alKidd, 563 U.S. 731, 743 (2011) (quotation omitted).
Any reasonably competent public official is aware of
the rights protected under First Amendment. As
discussed above, if one can speak freely, and one can
request a change in government policy, it follows that
one can also ask government officials questions. A
public official can deduce this corollary principle
without knowing a factually similar case that states
the same.
Moreover, if the Respondents needed cases
indicating that solicitation of information from the
government is First Amendment protected activity,
they had others to choose from. Besides the bevy of
cases mentioned above, the Court has long made clear
that “[t]he freedom of individuals verbally to oppose
or challenge police action without thereby risking
arrest is one of the principle characteristics by which
we distinguish a free nation from a police state.” City
of Houston v. Hill, 482 U.S. 451, 462—63 (1987). If a
law that prohibits “interrupt[ing] an officer” violates
the First Amendment, id. at 462, surely a law that
prohibits politely asking a police officer a question is
necessarily unconstitutional as well.
10
The approach taken by the Fifth Circuit towards
qualified immunity is exactly the kind of approach
this Court castigated in Hope and its progeny. In
Hope, this Court indicated that public officials who
commit obvious constitutional violations are not
entitled to qualified immunity. See 536 U.S. at 740—
42, 745—46.
Although this principle was first
articulated in the Eighth Amendment context, it has
been extended to cases involving the First
Amendment, by this Court and nine circuits. See, e.g.,
Sause v. Bower, 585 U.S. 957, 959—960 (2018); DiazBigio v. Santini, 652 F.3d 45, 50 (1st Cir. 2011); Nagle
v. Marron, 663 F.3d 100, 115—116 (2d. Cir. 2011);
McGreevy v. Stroup, 413 F.3d 359, 366 (3d. Cir. 2005);
Tobey v. Jones, 706 F.3d 379, 391 n.6 (4th Cir. 2013);
MacIntosh v. Clous, 69 F.4th 309, 319 (6th Cir. 2023);
Kristofek v. Vill. of Orland Hills, 832 F.3d 785, 798
(7th Cir. 2016); Galvin v. Hay, 374 F.3d 739, 746—47
(9th Cir. 2004); Frasier v. Evans, 992 F.3d 1003,
1021—22 (10th Cir. 2021); Leslie v. Hancock Cnty. Bd.
of Educ., 720 F.3d 1338, 1345—46 (11th Cir. 2013).
Simply put, just as it is patently ridiculous for the
government to assert that its officials were unaware
that the use of a hitching post constituted cruel and
unusual punishment (Hope, 536 U.S. at 745), or that
preventing prayer for no apparent law enforcement
need violated freedom of religious expression (Sause,
585 U.S. at 959—960), it is equally ridiculous for the
government to assert that its officials were unaware
that asking officials questions regarding nonpublic
information constitutes protected First Amendment
activity.
11
The approach taken has an insidious quality. Not
only does it legitimate the ability of public officials to
pluck archaic, unused, and unconstitutional statutes
out of thin air and use them to punish dissent, it also
presupposes that the public cannot understand the
plain language of the Constitution or basic First
Amendment law.
In effect, the Fifth Circuit
presupposes that without hitting officials over the
head with the statement, “TEX. PENAL CODE § 39.06
violates the First Amendment,” those officials cannot
know the same is true. Until Schenck v. United
States, 249 U.S. 47 (1919), the First Amendment was
relatively unlitigated in this country, yet Americans
then, just as now, understood the protections it gave
them. Continued republican self-government would
have been impossible without a shared public
understanding of the constitutional framework in
which we live, including the implications of the First
Amendment. Whatever value qualified immunity
has, it cannot be predicated on the distinctly unAmerican notion that our freedoms are only
cognizable in the light of judicial pronouncements
cast down from on high.
II. Qualified Immunity Is a Judicial Fiction
That Fails to Serve Even Its Phantom
Goals.
There is another reason why the Court should take
up the case: to end, or at least narrowly constrain, the
doctrine of qualified immunity. When public officials,
particularly police officers, face life-threatening, splitsecond decisions in the line of duty, there is a merited
argument they should be absolved from liability. See
Kisela v. Huges, 584 U.S. 100, 104 (2018) (stating that
12
“the Court has recognized that it is sometimes
difficult for an officer to determine how the relevant
legal doctrine, here excessive force, will apply to the
factual situation the officer confronts.”). However,
government officials jailing journalists for asking
questions does not give rise to life or death split
second decision-making. On the contrary, this absurd
line of attack against Ms. Villarreal was so bizarre, it
must have taken a substantial amount of time to
formulate and execute. Allowing government officials
to violate the First Amendment rights of citizens in
order to protect police officers involved in life and
death split-second decisions is using a hammer to kill
a fly.
A. The Qualified Immunity Doctrine Does
Not Have a Textual Basis in Section
1983.
Few defend modern qualified immunity doctrine
as a historically faithful, textualist interpretation of
Section 1983, which “on its face does not provide for
any immunities.” Malley v. Briggs, 475 U.S. 335, 342
(1986) (emphasis in original). See also Horvath v. City
of Leander, 946 F.3d 787, 800 (5th Cir. 2020), as
revised (Jan. 13, 2020) (Ho, J., concurring in the
judgment in part and dissenting in part) (“Nothing in
the text of § 1983—either as originally enacted in
1871 or as it is codified today—supports the
imposition of a ‘clearly established’ requirement.”).
As Justices Scalia and Thomas bluntly put it, “our
treatment of qualified immunity under 42 U.S.C. §
1983 has not purported to be faithful to the commonlaw immunities that existed when § 1983 was
enacted, and that the statute presumably intended to
13
subsume.” Crawford-El v. Britton, 523 U.S. 574, 611
(1998) (Scalia, J., dissenting).
The lack of a textual foundation for qualified
immunity is problematic to say the least. Statutory
text is the sine qua non of statutory interpretation.
Accordingly, interpretation should begin and end
with the statutory text, and not take into account
extraneous considerations. See BedRoc Ltd., LLC v.
United States, 541 U.S. 176, 183 (2004) (“The
preeminent cannon of statutory interpretation
requires us to ‘presume that [the] legislature says in
a statute what it means and means in a statute what
it says there’ . . . Thus, our inquiry begins with the
statutory text, and ends there as well if the text is
unambiguous.”) (quoting Connecticut Nat. Bank v.
Germain, 503 U.S. 249, 253—54 (1992)). See also
Lamie v. United States Trustee, 540 U.S. 526, 534
(2004); Hartford Underwriters Ins. Co. v. Union
Planters Bank, N.A., 530 U.S. 1, 6 (2000); Hughes
Aircraft Co. v. Jacobson, 525 U.S. 432, 438 (1999).
As the text of Section 1983 does not include any
discussion of qualified immunity, a sound statutory
interpretation of the same should conclude that the
doctrine has no place in Section 1983 jurisprudence.
And, thus, that government officials, such as the
Respondents, cannot be immunized from liability
when they deny the obvious constitutional rights of
litigants such as Villarreal.
14
B. The Policy Reasons Behind Qualified
Immunity in a Case Such as This Are
Unconvincing.
Even as the Court has increasingly made statutory
text, structure, and historical context the focus of
statutory interpretation, it has held fast to qualified
immunity’s judicial gloss on Section 1983. The
hesitancy to ditch this judge-made doctrine has, at
least in part, been driven by the desire to
counterbalance the Court’s modern expansion of
Section 1983 liability, which originated with Monroe
v. Pape, 365 U.S. 167 (1961). See Crawford-El, 523
U.S. at 611—12 (Scalia, J., dissenting) (stating that
“[t]he § 1983 that the Court created in [Monroe] bears
scant resemblance to what Congress enacted a
century earlier,” but that it is “just as well” that the
Court continue “the essentially legislative activity of
crafting a sensible scheme of qualified immunities for
the statute we have invented . . . .”).
Prior to Monroe, it was assumed that Section 1983
made government officials liable only for state law
authorized deprivations of federal rights. Thus, to
prevail on a Section 1983 claim, litigants were
required to point to a specific source of state law that
had enabled unconstitutional behavior—for instance,
a statute. Monroe did away with this understanding.
Instead, under Monroe and its progeny, Section 1983
imposes liability even for deprivations not expressly
authorized by state law. See West v. Atkins, 487 U.S.
42, 49—50 (1988) (noting, inter alia, that “[i]t is firmly
established that a defendant in a § 1983 suit acts
under the color of state law when he abuses the
position given to him by the State.”). This
15
indisputably gave way to “a deluge of litigation.” Cole
v. Carson, 935 F.3d 444, 461 (5th Cir. 2019) (Jones, J.,
dissenting).
Protecting government officials against such a
“deluge” is understandable when their conduct is the
product of consequential split-second decisions.
Again, see Kisela, supra. However, this case—and
others like it—present an entirely different set of
circumstances. Here, government officials engaged in
a premediated, conspiratorial effort to deny Villarreal
her First Amendment rights based on an
unconstitutional statute. TEX. PENAL CODE § 39.06
serves as the entire basis for the Respondents’
conduct. Thus, limiting or eliminating qualified
immunity in this context is consistent with the
understanding of Section 1983 liability that existed
prior to Monroe and prior to the Court’s subsequent
creation of the qualified immunity doctrine in Harlow
v. Fitzgerald, 457 U.S. 800 (1982): that state officials
answer for their conduct when “they act in accordance
with their authority” rather than when they simply
“misuse it.”3 Monroe, 365 U.S. at 172.
Moreover, as opponents of qualified immunity
have previously noted, many of the concerns
motivating application of the doctrine are simply
3 What makes the decision so bizarre is that it “turns the
plain text of § 1983 on its head.” Villarreal, No. 20-40359, at
66 (Ho, J., dissenting). Although a state statute is no longer
a requirement for Section 1983 liability, it cannot, in the
words of Judge Ho’s dissent, serve as a “defense to liability
altogether.” Id; see 42 U.S.C. § 1983 (imposing liability for
violations of the Constitution undertaken “under color of any
statute, ordinance, regulation, custom, or usage, of any
State.”) (emphasis added).
16
unfounded. For instance, much of this Court’s
qualified immunity jurisprudence is driven by an
assumption that government officials, including
police officers, will necessarily bear individual
responsibility for the payment of litigation costs. As
the Court recently stated in Ziglar v. Abassi—
The qualified immunity
rule seeks a proper balance
between two competing
interests. On the one hand,
damages suits “may offer
the only realistic avenue
for
vindication
of
constitutional guarantees”
. . . “On the other hand,
permitting damages suits
against
government
officials
can
entail
substantial social costs,
including the risk that fear
of
personal
monetary
liability . . . will unduly
inhibit officials in the
discharge of their duties.”
582 U.S. 120, 150 (2017) (quoting Harlow, 457 U.S. at
814 and Anderson v. Creighton, 483 U.S. 635, 638
(1987)). Empirical evidence does not support this
proposition.
See Joanna C. Schwartz, Police
Indemnification, 89 N.Y.U. L. REV. 885, 890 (2014)
(emphasizing that between 2006 and 2011, in fortyfour of the country’s largest jurisdictions, officers
contributed only 0.02% of the over $730 million spent
by states, cities, and counties defending cases). If
17
officials are nearly always indemnified, the
overdeterrence concern motivating continuation of
the
qualified
immunity
doctrine
dissolves
considerably. Especially, such as here, where officials
had ample opportunity to assess the consequences of
their actions before depriving the complainant of her
rights.
What is more is that qualified immunity is entirely
incongruous with a fundamental policy that underlies
much of American law: ignorantia juris non excusat—
ignorance of the law is no excuse. See McFadden v.
United States, 576 U.S. 186, 192 (2015) (recent case
applying the principle in a criminal context); Cheek v.
United States, 498 U.S. 192, 199 (1991) (indicating
that the principle is “deeply rooted in the American
legal system.”); Barlow v. United States, 32 U.S. 404,
411 (1833) (noting that this maxim applies either
“civilly or criminally”).
In any country, but
particularly in a democratic republic based upon
popular self-governance, it is expected that citizens
know and understand the state of the law to a
comprehensive degree. See Letter from Thomas
Jefferson to André Limozin (Dec. 22, 1787), in THE
PAPERS OF THOMAS JEFFERSON VOL. 12, pp. 450-451
(Julian P. Boyd, ed., 1955) (“[I]gnorance of the law is
no excuse in any country. If it were, laws would lose
their effect, because it can be always pretended.”). If
this is so, it only makes sense that those entrusted
with enforcing the law possess just as much
knowledge as the rest of citizenry. See Screws v.
United States, 325 U.S. 91, 129—30 (1945) (Rutledge,
J., concurring in the result) (“Ignorance of the law is
no excuse for men in general. It is less an excuse for
18
men whose special duty is to apply it, and therefore to
know and observe it.”).
However, the doctrine of qualified immunity—
particularly its “clearly established” prong—has
legitimated law enforcement ignorance of the highest
order. For example, an official may be aware that it
is unconstitutional to release a police dog on a suspect
who is laying down but not a suspect who is sitting
down with his hands in the air. See Baxter v. Bracey,
751 F. App’x 869 (6th Cir. 2018). Or, an official may
be aware that it is unconstitutional to effectively steal
a defendant’s vehicle but not their cash and rare
coins. See Jessop v. City of Fresno, 936 F.3d 937 (9th
Cir. 2019). And here, officials may be aware that
citizens have the right to challenge police officers,
even aggressively (see City of Houston, supra), but not
that they can politely ask those same police officers
questions. This case serves as yet another example of
the inverted and absurd world of qualified immunity
jurisprudence—where those we entrust with
enforcing the law are presumed to be ignorant of it,
save for the rare instance where present facts and
prior law perfectly overlap.
CONCLUSION
The
Constitution
protects
speech
from
government overreach and suppression. This Court is
the arbiter of those protections.4
4
“It is emphatically the province and duty of the judicial
department to say what the law is. Those who apply the rule
to particular cases, must of necessity expound and interpret
19
When the government, like Texas officials here,
aggressively and arbitrarily apply their legislation in
a way that clearly impedes on our most sacred
freedoms captured in the First Amendment, it is
incumbent on this Court to intervene, and not to allow
a judicial doctrine to slowly erode its solidity.
The Fifth Circuit approach to qualified immunity
must be stopped before it spreads.
Respectfully submitted,
KELLY SHACKELFORD
JEFF MATEER
HIRAM SASSER
DAVID HACKER
ROGER BYRON
FIRST LIBERTY INSTITUTE
2001 W. PLANO PARKWAY,
SUITE 1600
PLANO, TX 75075
APRIL A. WIMBERG
Counsel of Record
RYNE E. TIPTON
DENTONS BINGHAM
GREENEBAUM LLP
101 SOUTH FIFTH STREET,
SUITE 3500
LOUISVILLE, KY 40202
(502) 587-3719
APRIL.WIMBERG@DENTONS.COM
Counsel for Amicus Curiae
May 3, 2024
that rule. If two laws conflict with each other, the courts
must decide on the operation of each.” Marbury v. Madison,
5 U.S. (1 Cranch) 137, 177 (1803); see also Alexander
Hamilton, Federalist No. 78, THE FEDERALIST PAPERS (J.
Cooke ed. 1961) at 525 (“The interpretation of the laws is the
proper and peculiar province of the courts. A constitution is,
in fact, and must be regarded by the judges, as a
fundamental law. It therefore belongs to them to ascertain
its meaning….”).
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.