Petition for Writ of Certiorari — PacifiCorp, et al., Petitioners v. Environmental Protection Agency, et al.
Supreme Court briefMar 28, 2024
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No. ______
In the Supreme Court of the United States
PACIFICORP; DESERET GENERATION & TRANSMISSION
CO-OPERATIVE; UTAH MUNICIPAL POWER AGENCY;
UTAH ASSOCIATED MUNICIPAL POWER SYSTEMS;
OKLAHOMA GAS & ELECTRIC COMPANY; TULSA
CEMENT LLC, d/b/a CENTRAL PLAINS CEMENT
COMPANY LLC; REPUBLIC PAPERBOARD COMPANY
LLC; and WESTERN FARMERS ELECTRIC
COOPERATIVE, PETITIONERS,
v.
U.S. ENVIRONMENTAL PROTECTION AGENCY and
MICHAEL REGAN, ADMINISTRATOR, U.S.
ENVIRONMENTAL PROTECTION AGENCY
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
PETITION FOR A WRIT OF CERTIORARI
MEGAN BERGE
SARAH DOUGLAS
BAKER BOTTS L.L.P.
700 K Street N.W.
Washington, D.C. 20001
(415) 291-6233
megan.berge@bakerbotts.com
Attorneys for the
Oklahoma Industry
Petitioners
MISHA TSEYTLIN
Counsel of Record
KEVIN M. LEROY
TROUTMAN PEPPER
HAMILTON SANDERS LLP
227 W. Monroe Street
Suite 3900
Chicago, IL 60606
(608) 999-1240
misha.tseytlin@troutman.com
Attorneys for PacifiCorp
(Additional counsel listed on inside cover.)
J. MARK LITTLE
BAKER BOTTS L.L.P.
910 Louisiana Street
Houston, TX 77002
(713) 229-1489
Attorneys for the
Oklahoma Industry
Petitioners
EMILY A. O’BRIEN
TROUTMAN PEPPER
HAMILTON SANDERS LLP
227 W. Monroe Street
Suite 3900
Chicago, IL 60606
MARIE BRADSHAW
DURRANT
STEVEN J. CHRISTIANSEN Assistant General
DAVID C. REYMANN
Counsel
PARR BROWN GEE
CHRISTIAN C. STEPHENS
& LOVELESS
Senior Attorney
101 South 200 East
PACIFICORP
Suite 700
1407 North Temple
Salt Lake City, UT 84111 Suite 320
(801) 532-7840
Salt Lake City, UT 84116
schristiansen@parrbrown.com
dreymann@parrbrown.com
CARROLL WADE
Attorneys for Deseret
MCGUFFEY III
Generation &
MELISSA HORNE
Transmission CoTROUTMAN PEPPER
Operative
HAMILTON SANDERS LLP
600 Peachtree St. N.E.
Suite 3000
Atlanta, GA 30308
Attorneys for PacifiCorp
(Additional counsel listed on following page.)
ALAN I. ROBBINS
DEBRA D. ROBY
THOMAS B. STEIGER III
WASHINGTON ENERGY
LAW LLP
900 17th St. NW
Suite 500-A
Washington, D.C. 20006
(703) 785-9270
arobbins@washington
energylaw.com
droby@washington
energylaw.com
tsteiger@washington
energylaw.com
Attorneys for Utah
Municipal Power Agency
H. MICHAEL KELLER
ARTEMIS D. VAMIANAKIS
FABIAN VANCOTT
95 South State Street
Suite 2300
Salt Lake City, UT 84111
(801) 531-8900
mkeller@fabianvancott.com
avamianakis@fabian
vancott.com
EMILY L. WEGENER
General Counsel
UTAH ASSOCIATED
MUNICIPAL POWER
SYSTEMS
155 North 400 West
Suite 480
Salt Lake City, UT 84103
(801) 566-3938
emily@uamps.com
Attorneys for Utah
Associated Municipal
Power Systems
QUESTION PRESENTED
Whether the Environmental Protection Agency’s
disapproval of a State Implementation Plan may only
be challenged in the D.C. Circuit under 42 U.S.C.
§ 7607(b)(1) if EPA packages that disapproval with
disapprovals of other States’ SIPs and purports to use
a consistent method in evaluating the state-specific
determinations in those SIPs.
ii
PARTIES TO THE PROCEEDINGS
The Utah Industry Petitioners are PacifiCorp,
Deseret Generation & Transmission Co-Operative,
Utah Municipal Power Agency, and Utah Associated
Municipal Power Systems.
PacifiCorp, Deseret
Generation & Transmission Co-Operative, and Utah
Municipal Power Agency were the Petitioners in the
Tenth Circuit below in case number 23-9512 and are
Petitioners here. Utah Associated Municipal Power
Systems was the Petitioner in the Tenth Circuit below
in case number 23-9520 and is a Petitioner here.
The Oklahoma Industry Petitioners are
Oklahoma Gas & Electric Company; Tulsa Cement
LLC, d/b/a Central Plains Cement Company LLC;
Republic Paperboard Company LLC; and Western
Farmers Electric Cooperative. Oklahoma Gas &
Electric Company was the Petitioner in the Tenth
Circuit below in case number 23-9521 and is a
Petitioner here. Tulsa Cement LLC, d/b/a Central
Plains Cement Company LLC, and Republic
Paperboard Company LLC were the Petitioners in the
Tenth Circuit below in case number 23-9533 and are
Petitioners here.
Western Farmers Electric
Cooperative was the Petitioner in the Tenth Circuit
below in case number 23-9534 and is a
Petitioner here.
iii
The U.S. Environmental Protection Agency and
Michael Regan, in his official capacity as the
Administrator of the U.S. Environmental Protection
Agency, are the Respondents here and were the
Respondents in each of the Tenth Circuit cases below.
iv
CORPORATE DISCLOSURE STATEMENTS
Petitioner PacifiCorp’s common stock is 100%
owned by PPW Holdings, LLC, a Delaware limited
liability company, which is, in turn, wholly owned by
Berkshire Hathaway Energy Company. Berkshire
Hathaway Energy Company is a majority-owned
subsidiary of Berkshire Hathaway Inc., a publicly
held corporation. No publicly held company directly
owns 10% or more of PacifiCorp’s common stock.
Petitioner Deseret Generation & Transmission
Co-Operative is a Utah non-profit corporation
operating as a wholesale generation and transmission
electric cooperative that is wholly owned by its
member electric cooperatives, none of which are
publicly traded. Deseret Generation & Transmission
Co-Operative does not have a parent corporation and
no publicly held company owns 10% or more of
its stock.
Petitioner Utah Municipal Power Agency is a
municipal power agency created pursuant to the
Interlocal Cooperation Act. Utah Code Ann. §§ 11-13101 et seq. Utah Municipal Power Agency is a not-forprofit body politic and corporate and political
subdivision of the State of Utah, and it does not have
a parent corporation or shareholders. As such, Utah
Municipal Power Agency has no information to
disclose pursuant to Rule 29.6.
v
Petitioner Utah Associated Municipal Power
Systems is a political subdivision of the State of Utah.
As such, Utah Associated Municipal Power Systems
has no information to disclose pursuant to Rule 29.6.
Petitioner Oklahoma Gas & Electric Company is
a corporation organized and existing under the laws
of the state of Oklahoma, and has its principal office
in Oklahoma City, Oklahoma. Oklahoma Gas &
Electric Company is a wholly-owned subsidiary of
OGE Energy Corp., a holding company that is exempt
from registration under the Public Utility Holding
Company Act of 2005. The common stock of OGE
Energy Corp. is publicly traded and listed on the New
York Stock Exchange. OGE Energy Corp. has no
parent company, and no publicly held company has a
10% or greater ownership interest in OGE
Energy Corp.
Petitioner Tulsa Cement LLC, doing business as
Central Plains Cement Company LLC, is a limited
liability company organized and existing under the
laws of the State of Delaware, and has its principal
office in Tulsa, Oklahoma. Central Plains Cement
Company LLC is a wholly-owned subsidiary of Eagle
Materials Inc., a corporation organized and existing
under the laws of the State of Delaware. The common
stock of Eagle Materials Inc. is publicly traded and
listed on the New York Stock Exchange. Eagle
Materials Inc. has no parent company, and no
vi
publicly held company has a 10% or greater
ownership interest in Eagle Materials Inc.
Petitioner Republic Paperboard Company LLC is
a limited liability company organized and existing
under the laws of the State of Delaware, and has its
principal office in Lawton, Oklahoma. Republic
Paperboard Company LLC is a wholly-owned
subsidiary of Eagle Materials Inc., a corporation
organized and existing under the laws of the State of
Delaware. The common stock of Eagle Materials Inc.
is publicly traded and listed on the New York Stock
Exchange. Eagle Materials Inc. has no parent
company, and no publicly held company has a 10% or
greater ownership interest in Eagle Materials Inc.
Petitioner Western Farmers Electric Cooperative
has no parent corporations, and no shareholders own
10% or more of its stock.
vii
STATEMENT OF RELATED PROCEEDINGS
The following proceedings are directly related to
this case within the meaning of Rule 14.1(b)(iii):
Utah v. EPA, No.23-9509 (10th Cir.);
PacifiCorp v. EPA, No.23-9512 (10th Cir.);
Utah Associated Mun. Power Sys. v. EPA,
No.23-9520 (10th Cir.);
Oklahoma v. EPA, No.23-9514 (10th Cir.);
Okla. Gas & Elec. Co. v. EPA, No.23-9521
(10th Cir.);
Tulsa Cement LLC
(10th Cir.);
W. Farmers Elec. Coop. v. EPA, No.23-9534
(10th Cir.);
Utah v. EPA, No.23-1102 (D.C. Cir.) (protective
petition);
Oklahoma v. EPA, No.23-1103 (D.C. Cir.)
(protective petition);
v.
EPA,
No.23-9533
viii
Okla. Gas & Elec. Co. v. EPA, No.23-1105
(D.C. Cir.) (protective petition);
Tulsa Cement LLC v. EPA,
(D.C. Cir.) (protective petition);
W. Farmers Elec. Coop. v. EPA, No.23-1107
(D.C. Cir.) (protective petition);
PacifiCorp v. EPA, No.23-1112 (D.C. Cir.)
(protective petition).
No.23-1106
ix
TABLE OF CONTENTS
QUESTION PRESENTED ......................................... i
PARTIES TO THE PROCEEDINGS ........................ ii
CORPORATE DISCLOSURE STATEMENTS ........ iv
STATEMENT OF RELATED PROCEEDINGS ..... vii
PETITION FOR WRIT OF CERTIORARI .................1
DECISION BELOW ....................................................4
JURISDICTION ..........................................................5
STATUTORY AND REGULATORY
PROVISIONS INVOLVED .....................................5
STATEMENT OF THE CASE ....................................5
A. Legal Background .......................................5
B. Factual And Procedural Background .........8
REASONS FOR GRANTING THE PETITION .......22
I. As The Tenth Circuit Acknowledged, Its
Transfer Decision Created A Circuit Split
Over The Question Presented ........................22
II. It Is Imperative That This Court Decide The
Question Presented Now, Just As It Did In
Analogous Circumstances In National
Association Of Manufacturers........................27
III. The Tenth Circuit Wrongly Decided The
Question Presented ........................................35
CONCLUSION ..........................................................41
x
TABLE OF APPENDICES
APPENDIX A — OPINION OF THE UNITED
STATES COURT OF APPEALS FOR
THE
TENTH
CIRCUIT,
FILED
FEBRUARY 27, 2024 ............................................... 1a
APPENDIX B — OPINION OF THE UNITED
STATES COURT OF APPEALS FOR
THE
TENTH
CIRCUIT,
FILED
FEBRUARY 16, 2024 ............................................. 18a
APPENDIX C — RELEVANT STATUTORY
PROVISIONS ......................................................... 26a
xi
TABLE OF AUTHORITIES
Cases
Am. Rd. & Transp. Builders Ass’n v. EPA,
705 F.3d 453 (D.C. Cir. 2013) ....................... 36, 37
EPA v. EME Homer City Generation, L.P.,
572 U.S. 489 (2014)........................................... 6, 7
Harrison v. PPG Indus., Inc.,
446 U.S. 578 (1980)..........................3, 7, 27, 28, 33
Hertz Corp. v. Friend,
559 U.S. 77 (2010)............................................... 30
Kentucky v. EPA,
No.23-3216, Dkt.39-2
(6th Cir. July 25, 2023) .....................18, 22, 24, 26,
35, 36, 37, 38, 39, 40
Mercantile Nat’l Bank at Dallas v. Langdeau,
371 U.S. 555 (1963)....................................... 30, 31
Michigan v. EPA,
268 F.3d 1075 (D.C. Cir. 2001) ............................. 5
Motor Vehicle Mfrs. Assn. of United States, Inc. v.
State Farm Mut. Automobile Ins. Co.,
463 U.S. 29 (1983)............................................... 40
xii
Nat’l Cable & Telecomm. Ass’n v. Brand X
Internet Servs.,
545 U.S. 967 (2005)............................................. 40
National Association of Manufacturers v.
Department of Defense,
583 U.S. 109 (2018)..............................3, 27, 33, 34
Navarro Sav. Ass’n v. Lee,
446 U.S. 458 (1980)............................................. 30
Texas v. EPA,
829 F.3d 405 (5th Cir. 2016)............................... 25
Texas v. EPA,
No.23-60069, 2023 WL 7204840
(5th Cir. May 1, 2023) (per curiam) ...... 17, 22, 24,
25, 32, 35, 36,
37, 38, 39, 40
Train v. Nat. Res. Def. Council, Inc.,
421 U.S. 60 (1975)............................................. 5, 6
Union Elec. Co. v. EPA,
427 U.S. 246 (1976)..................................... 6, 7, 18
West Virginia v. EPA,
90 F.4th 323 (4th Cir. 2024) .......16, 22, 24, 25, 26,
35, 37, 38, 39, 40, 41
Statutes And Rules
28 U.S.C. § 1254 ......................................................... 5
xiii
28 U.S.C. § 2112 ....................................................... 34
42 U.S.C. § 7401 ............................................... 5, 6, 32
42 U.S.C. § 7408 ......................................................... 5
42 U.S.C. § 7409 ................................................... 5, 28
42 U.S.C. § 7410 ..................... 5, 6, 7, 8, 11, 28, 29, 35,
36, 38, 40, 41
42 U.S.C. § 7491 ....................................................... 29
42 U.S.C. § 7607 ..............i, 1, 2, 5, 7, 8, 13, 22, 32, 34,
35, 37, 38, 39
Fed. R. App. 15 ......................................................... 40
Fed. R. Civ. P. 12 ...................................................... 29
Sup. Ct. R. 10 ............................................... 23, 28, 35
Other Authorities
80 Fed. Reg. 65,292 (Oct. 26, 2015) ........................... 8
87 Fed. Reg. 9,798 (Feb. 22, 2022)..................... 11, 12
87 Fed. Reg. 20,036 (Apr. 6, 2022)........................... 13
87 Fed. Reg. 31,470 (May 24, 2022) .................. 11, 36
88 Fed. Reg. 9,336 (Feb. 13, 2023).............. 12, 13, 36,
37, 38, 39
xiv
88 Fed. Reg. 36,654 (June 5, 2023).......................... 13
88 Fed. Reg. 49,295 (July 31, 2023)......................... 16
88 Fed. Reg. 67,102 (Sept. 29, 2023) ....................... 16
EPA, NAAQS Table (last updated Feb. 7, 2024) .... 29
EPA, Regional Haze Program (last updated Apr.
20, 2023) .............................................................. 29
PETITION FOR WRIT OF CERTIORARI
Section 307(b)(1) of the Clean Air Act (“CAA”)
establishes the venue for challenging certain
Environmental Protection Agency (“EPA”) actions,
including EPA decisions on state implementation
plans (“SIPs”) submitted by individual States. A
“locally or regionally applicable” action must be
venued in “the appropriate [regional] circuit,”
whereas a “nationally applicable” action (or an action
where EPA makes a valid determination of
“nationwide scope or effect”) is venued in the
D.C. Circuit. 42 U.S.C. § 7607(b)(1).
Here, the States of Utah and Oklahoma
challenged EPA’s disapprovals of their SIPs for the
interstate transport of ozone. Because the States,
along with affected Industry Petitioners, challenged
only the SIP disapprovals for Utah and Oklahoma,
they naturally filed their challenges in the Tenth
Circuit, the regional circuit where those States are
located. Other States and their local industries
followed the same approach, similarly challenging
EPA’s disapprovals of other individual States’ ozonetransport SIPs in the Fourth, Fifth, Sixth, Eighth,
Ninth, and Eleventh Circuits, respectively.
EPA, however, believes that all of these
challenges should have been brought only in the D.C.
Circuit and so requested transfer all of the challenges
2
to that venue. To support its transfer requests, EPA
argued that its decision to pack multiple disapprovals
of individual state plans into a single Federal Register
notice, along with references to its preferred and
allegedly consistently applied methodology, rendered
all of the SIP disapprovals, together, a single
“nationally applicable” action reviewable only in the
D.C. Circuit. 42 U.S.C. § 7607(b)(1).
The Courts of Appeals’ dispositions of EPA’s
motions to transfer have resulted in a clear circuit
split as to whether the States or EPA are correct on
the Question Presented: whether EPA’s packaging of
SIP disapprovals together and purported use of a
consistent methodology renders all such SIPs a single
national action that must be challenged only in the
D.C. Circuit. On one side of the split, the Fourth,
Fifth, Sixth, and Eighth Circuits agree with
Petitioners’ approach, holding that the local circuits
are the proper venue for challenging EPA’s SIP
disapprovals. These courts correctly answered the
Question Presented, explaining that SIPs are
quintessentially “locally or regionally applicable”
actions because they are state-specific in nature, id.—
regardless of how EPA packages or how allegedly
consistent EPA acts in evaluating those SIPs. The
Tenth Circuit, however, agreed with EPA, concluding
that the D.C. Circuit is the only proper venue for the
challenges to the Utah SIP and Oklahoma SIP
disapprovals. The Tenth Circuit explicitly rejected
3
the reasoning of its sister circuits, while relying upon
the dissenting opinions in those cases. Finally, the
Ninth and Eleventh Circuits both have the Question
Presented pending before them.
This Court should grant review to resolve this
important circuit split, while bringing order to the
chaos that the split created.
As this Court has previously recognized in the
context of Section 307(b)(1)—the provision at issue
here—“determining the locus of judicial review of the
actions of EPA” is “importan[t]” enough to justify a
grant of certiorari. Harrison v. PPG Indus., Inc., 446
U.S. 578, 586 (1980).
Clarity over preliminary
matters such as venue is essential for the orderly
litigation of important federal issues, and questions of
the appropriate venue to challenge EPA action on
SIPs regularly arise, given the frequency with which
States submit SIPs to EPA and the balance of federal
and state authority in the CAA.
This circuit split, arising in the context of ongoing
litigation
over
twelve
ozone-transport
SIP
disapprovals, calls out for immediate review and is
analogous to the petition that this Court granted in
National Association of Manufacturers v. Department
of Defense (“NAM”), 583 U.S. 109 (2018). In NAM, the
Sixth Circuit and district courts took different
positions as to the proper federal forum for
4
adjudicating ongoing challenges to a rule issued by
EPA under the Clean Water Act. Here, like in NAM,
there is a split over the proper federal forum—but this
time for challenges to disapprovals of ozone-transport
SIPs that EPA only lumped together in a single
Federal Register notice at the final rule stage—with
the split here being more pronounced.
Absent
immediate review from this Court, challenges to the
ozone-transport SIP disapprovals of ten sovereign
States will be adjudicated in regional circuits,
whereas the SIP disapprovals of Utah’s and
Oklahoma’s ozone-transport SIPs will be decided by
the D.C. Circuit. In other words, absent this Court’s
review, important rights of either two or ten sovereign
States will be adjudicated in the wrong venue.
This Court should bring order to this chaos by
granting this Petition.
DECISION BELOW
The Tenth Circuit’s February 27, 2024, decision
granting in part EPA’s motions to dismiss or transfer
and directing transfer is unreported but is available
at 2024 WL 799356 and is reproduced at
Pet.App.1a–17a.
5
JURISDICTION
The Tenth Circuit entered its order granting in
part EPA’s motions to dismiss or transfer and
directing transfer on February 27, 2024. Pet.App.1a–
17a. This Court has jurisdiction to review that order
under 28 U.S.C. § 1254(1).
STATUTORY AND REGULATORY
PROVISIONS INVOLVED
The relevant portions of 42 U.S.C. § 7607 and 42
U.S.C. § 7410 are set forth at Pet.App.26a–32a.
STATEMENT OF THE CASE
A. Legal Background
The CAA creates a cooperative federalism regime
to regulate air pollution. See 42 U.S.C. § 7401;
Michigan v. EPA, 268 F.3d 1075, 1083 (D.C. Cir.
2001); accord Train v. Nat. Res. Def. Council, Inc., 421
U.S. 60, 79 (1975) (“[S]o long as the ultimate effect of
a State’s choice of emission limitations is compliance
with the [CAA], the State is at liberty to adopt
whatever mix of emission limitations it deems best
suited to its particular situation.”). Congress directed
EPA to establish national ambient air quality
standards (“NAAQS”) for pollutants, such as ozone,
see 42 U.S.C. §§ 7408–09, and then gave States the
6
lead responsibility to develop programs to regulate air
quality to meet the NAAQS, id. § 7410(a)(1); accord
id. § 7401(a)(3) (“air pollution prevention . . . and air
pollution control at its source is the primary
responsibility of States and local governments”).
A State meets its CAA responsibilities by creating
a SIP, which must include provisions that satisfy the
State’s interstate-transport obligations under
Section 110 of the CAA. See Union Elec. Co. v. EPA,
427 U.S. 246, 249–50 (1976); see generally 42 U.S.C.
§ 7410(a).
A State has “wide discretion in
formulating” a SIP, Union Elec., 427 U.S. at 250, and
“is at liberty to adopt whatever mix of emission
limitations it deems best suited to its particular
situation,” “so long as the ultimate effect of [the]
State’s choice of emission limitations is compliance
with the national standards for ambient air,” Train,
421 U.S. at 79. As relevant here, Section 110 provides
that “upwind States” must “reduce emissions to
account for pollution exported beyond their borders”
that “contribute[s] significantly” to downwind States’
compliance. 42 U.S.C. § 7410(a)(2)(D); see also EPA
v. EME Homer City Generation, L.P., 572 U.S. 489,
499 (2014).
Specifically, a SIP must “contain
adequate provisions . . . prohibiting . . . any source or
other type of emissions activity within the State from
emitting any air pollutant in amounts which will . . .
contribute significantly to nonattainment in, or
interfere with maintenance by, any other State with
7
respect to any
§ 7410(a)(2)(D).
...
[NAAQS].”
42
U.S.C.
To ensure that the SIP complies with the CAA,
EPA must review each State’s proposed SIP on an
individual basis. Id. § 7410(k)(3); Union Elec., 427
U.S. at 250. EPA “shall approve” a SIP if it “meets all
the applicable requirements” of the Act. 42 U.S.C.
§ 7410(k)(3); see Union Elec., 427 U.S. at 250. If EPA
determines that a State has failed to submit an
adequate SIP, EPA must promulgate a “Federal
implementation plan” (“FIP”) for the State within two
years of that determination, “unless the State corrects
the deficiency” before EPA issues a FIP. 42 U.S.C.
§ 7410(c)(1); see EME Homer, 572 U.S. at 498.
Section 307(b)(1) establishes the appropriate
venue for a petition for review challenging EPA action
under the CAA, including petitions challenging EPA’s
approval or disapproval of SIPs.
42 U.S.C.
§ 7607(b)(1); see Harrison, 446 U.S. at 584–85.
Section 307(b)(1) provides three venue pathways.
Section 307(b)(1)’s first sentence provides that a
petition for review challenging “nationally applicable
. . . final action taken[ ] by the Administrator . . . may
be filed only in the United States Court of Appeals for
the District of Columbia.” 42 U.S.C. § 7607(b)(1).
Section 307(b)(1)’s second sentence provides that “a
petition for review of the Administrator’s action in
approving or promulgating any implementation plan”
8
or other final agency action that is “locally or
regionally applicable may be filed only in the United
States Court of Appeals for the appropriate circuit.”
Id. Finally, Section 307(b)(1)’s third sentence creates
an alternative venue pathway for challenges to a local
or regional action that nevertheless has a nationwide
scope or effect, notwithstanding the action’s local or
regional nature. Id. Under this third sentence, the
D.C. Circuit is the proper venue for a petition
challenging EPA’s local/regional action if that action
“is based on a determination of nationwide scope or
effect . . . and if in taking such action
the Administrator finds and publishes that such
action is based on such a determination.” Id. This
third venue pathway requires a court to determine
both that EPA made a determination of nationwide
scope or effect and that the local or regional action is
actually based upon a determination of nationwide
scope and effect. Id.
B. Factual And Procedural Background
1. In 2015, EPA lowered the NAAQS for groundlevel ozone, for which NOx is a precursor, to 70 parts
per billion. 80 Fed. Reg. 65,292 (Oct. 26, 2015). That
triggered the States’ duty to develop and submit SIPs
to meet this new NAAQs within three years, by 2018.
See 42 U.S.C. § 7410(a)(1).
9
Following EPA’s publication of the 2015 ozone
NAAQS, the State of Utah developed its ozonetransport SIP to comply with this NAAQS. Joint
Deferred App., Vol. I at 0074–112, Nos.23-9509, et al.,
Doc.11037455 (10th Cir. Oct. 17, 2023) (hereinafter
“JDA”). Utah closely collaborated with EPA for over
a year to develop this SIP, with EPA commenting on
drafts of Utah’s SIP. See JDA, Vol. I at 0069–73. EPA
encouraged Utah to follow approaches discussed in
certain EPA guidance and recommended that Utah
elaborate on certain components in its SIP. See JDA,
Vol. I at 0072, 0146. After incorporating this feedback
from EPA, Utah concluded in its SIP that its
contributions to downwind-state air quality were not
significant and, therefore, that additional emission
reductions in Utah were not necessary. See JDA,
Vol. I at 0092–100 (Utah’s SIP). This conclusion
relied upon state- and region-specific facts and
analyses relating to Utah’s unique topographical,
geographical, and meteorological characteristics.
JDA, Vol. I at 0097–100, 0147 & nn.7–8, 10; JDA,
Vol. II at 0183 & n.1, 0195–96. For example, Utah
considered the significant and outsized impact of
uncontrollable sources of ozone like wildfires and
international emissions on Colorado, the downwind
State most likely to be affected by emissions from
Utah. JDA, Vol. I at 0097–98. Utah submitted its
proposed SIP to EPA on October 24, 2019. JDA, Vol. I
at 0089.
Two months later, EPA made an
incompleteness determination on the SIP, alleging
10
that Utah had not provided adequate public notice.
84 Fed. Reg. 66,612 (Dec. 5, 2019). Utah then
submitted a revised SIP the next month after
providing additional opportunities for public
participation. JDA, Vol. I at 0074–75.
Oklahoma submitted its SIP on October 25, 2018.
Joint Deferred App., Vol. I at 0133, Nos.23-9521, et
al., Doc.11041131 (10th Cir. Nov. 1, 2023)
(hereinafter “J. App’x”).
In its SIP, Oklahoma
concluded that in-state sources would not contribute
significantly to downwind nonattainment or
maintenance issues in any other State, based on the
State’s holistic review of multiple local and regional
factors impacting the “significance” of the State’s
contributions.
J. App’x, Vol. I at 0170–73.
Oklahoma’s analysis centered on the State’s unique
meteorological
features
and
the
special
characteristics of its electricity generation market,
relying in part on regional modeling developed to
address some of the regional meteorological
conditions affecting ozone formation and accounting
for recent trends in regional ozone emissions.
J. App’x, Vol. I at 0168–73. Oklahoma likewise made
state-specific
judgments
regarding
modeling
performance, contribution thresholds, and trends at
specific downwind receptors in analyzing its
interstate transport obligations.
J. App’x, Vol. I
at 0175–77.
11
2. After an unexplained (and unlawful, 42 U.S.C.
§ 7410(k)(2)) delay of more than two years, EPA
proposed to disapprove Utah’s SIP. 87 Fed. Reg.
31,470 (May 24, 2022); JDA, Vol. I at 0130. In
proposing to disapprove Utah’s SIP, EPA disagreed
with Utah’s determination that sources within Utah
did not significantly contribute to nonattainment of
the 2015 NAAQS for ozone for certain areas in
Colorado. 87 Fed. Reg. at 31,483. To reach that
conclusion, EPA disagreed with each of the state- and
region-specific findings that Utah had made in its SIP
submission, see id. at 31,477, 31,482, as well as with
Utah’s state-specific analysis justifying the threshold
Utah had chosen for determining significant
contribution, id. at 31,478. So, for example, EPA
dismissed Utah’s conclusion that “contributions from
other sources, including international or nonanthropogenic
emissions,”
were
important
considerations for the overall impact to Colorado as
an “excuse” by Utah to avoid addressing its own
emissions. Id. at 31,482.
EPA similarly delayed acting on Oklahoma’s SIP
submission, proposing disapproval in a separate,
regionally limited Federal Register notice over three
years after the State’s submittal. 87 Fed. Reg. 9,798
(Feb. 22, 2022). The substance of EPA’s analysis
focused on the local and regional matters at the core
of Oklahoma’s SIP submission, finding that
Oklahoma’s assessment of a higher contribution
12
threshold was not adequately justified, rejecting
Oklahoma’s analysis of collective contribution, and
finding technical flaws in Oklahoma’s analysis of
specific downwind receptors using a state-developed
regional pollution model. See id. at 9,818–24.
After evaluating Utah’s and Oklahoma’s SIPs
separately in proposed disapprovals, on February 13,
2023, EPA combined its final disapprovals of Utah’s
SIP and Oklahoma’s SIP within a single Federal
Register notice that also included disapprovals of 19
other SIPs and a deferral on two other States’ SIPs.
88 Fed. Reg. 9,336, 9,337–38, 9,354 (Feb. 13, 2023).
EPA made clear that it judged each SIP “in light of
the facts and circumstances of each particular state’s
submission.” Id. at 9,340; see also id. at 9,354 (“[T]he
contents of each individual state’s submission were
evaluated on their own merits[.]”).
For EPA’s
disapprovals of Utah’s SIP and Oklahoma’s SIP, in
particular, EPA provided only “a brief, high level
overview” in the form of one-paragraph analyses that
largely reiterated and incorporated EPA’s points in its
proposed disapprovals of Utah’s SIP and Oklahoma’s
SIP. Id. at 9,354, 9,359–60.
EPA then asserted that any challenges to any of
its SIP disapprovals included in this Federal Register
notice must be filed in the D.C. Circuit under the first
sentence of Section 307(b)(1) because EPA’s actions
were “nationally applicable” or, in the alternative,
13
under the third sentence of Section 307(b)(1) because
EPA had made a finding of “nationwide scope or
effect.”
Id. at 9,380–81 (quoting 42 U.S.C.
§ 7607(b)(1)).
3. On April 6, 2022—before EPA had disapproved
Utah’s SIP and Oklahoma’s SIP—EPA proposed to
issue FIPs for Utah and Oklahoma, in addition to
issuing FIPs for 21 other States. 87 Fed. Reg. 20,036,
20,038 (Apr. 6, 2022). On June 5, 2023, EPA
published a final rule imposing those FIPs on Utah
and Oklahoma, as well as on the 21 other States. 88
Fed. Reg. 36,654, 36,656 (June 5, 2023). EPA set the
effective date of these FIPs for August 4, 2023. Id.
at 36,654. This Court recently heard oral argument
on emergency applications to stay these FIPs filed by
the States of Ohio, Indiana, and West Virginia,
nationwide industry organizations, and other parties.
Ohio v. EPA, No.23A349 (U.S. Feb. 21, 2024).
4. Petitioners are the Utah Industry Petitioners,
who are industry members with significant interests
in Utah, and the Oklahoma Industry Petitioners, who
are industry members with significant interests in
Oklahoma. See generally Pet.App.9a. The Utah
Industry Petitioners filed their petitions for review in
the Tenth Circuit challenging EPA’s disapproval of
Utah’s SIP and, separately, the Oklahoma Industry
Petitioners filed their petitions for review in the
Tenth Circuit challenging EPA’s disapproval of
14
Oklahoma’s SIP. Pet.App.9a.1 The States of Utah
and Oklahoma also filed their own separate petitions
for review in the Tenth Circuit, likewise challenging
EPA’s disapproval of their own SIPs. See Pet.App.9a.
In these petitions for review, Petitioners, Utah, and
Oklahoma specified that they were challenging only
EPA’s disapprovals of Utah’s SIP and Oklahoma’s
SIP, respectively.2 Thus, Petitioners, Utah, and
Oklahoma asserted that venue for their respective
challenges was appropriate in the Tenth Circuit,
under Section 307(b)(1).
See Pet., PacifiCorp v. EPA, No.23-9512, Doc.10979118
(10th Cir. Feb. 23, 2023); Pet., Utah Associated Mun. Power Sys.
v. EPA, No.23-9520, Doc.10983701 (10th Cir. Mar. 15, 2023);
Pet., Okla. Gas & Elec. Co. v. EPA, No.23-9521, Doc.10983983
(10th Cir. Mar. 16, 2023); Pet., Tulsa Cement LLC v. EPA, No.239533, Doc.10991428 (10th Cir. Apr. 13, 2023); Pet., W. Farmers
Elec. Coop. v. EPA, No.23-9534, Doc.10991510 (10th Cir.
Apr. 13, 2023).
1
See Pet. at 2, Utah v. EPA, No.23-9509, Doc.10976607
(10th Cir. Feb. 13, 2023); Pet. at 2, PacifiCorp, No.23-9512,
Doc.10979118; Pet. at 2, Utah Associated Mun. Power Sys.,
No.23-9520, Doc.10983701; Pet. at 2, Oklahoma v. EPA, No.239514, Doc.10980562 (10th Cir. Mar. 2, 2023); Pet. at 2, Okla. Gas
& Elec. Co., No.23-9521, Doc.10983983; Pet. at 2, Tulsa Cement
LLC, No.23-9533, Doc.10991428; Pet. at 2, W. Farmers Elec.
Coop., No.23-9534, Doc.10991510.
2
15
In addition to filing petitions for review in the
Tenth Circuit, Petitioners, Utah, and Oklahoma filed
protective petitions in the D.C. Circuit. See Pet. at 2,
Utah v. EPA, No.23-1102, Doc.1994857 (D.C. Cir. Apr.
13, 2023); see also Pet. at 3–4, Oklahoma v. EPA,
No.23-1103, Doc.1994881 (D.C. Cir. Apr. 13, 2023);
Pet. at 2, Okla. Gas & Elec. Co. v. EPA, No.23-1105,
Doc.1994865 (D.C. Cir. Apr. 14, 2023); Pet. at 2, Tulsa
Cement LLC v. EPA, No.23-1106, Doc.1994912 (D.C.
Cir. Apr. 14, 2023); Pet. at 2, W. Farmers Elec. Coop.
v. EPA, No.23-1107, Doc.1994920 (D.C. Cir. Apr. 14,
2023); Pet. at 2, PacifiCorp v. EPA, No.23-1112,
Doc.1995594 (D.C. Cir. Apr. 14, 2023). After motions
practice where EPA attempted to force Petitioners to
litigate their protective petitions on the merits in the
D.C. Circuit, the D.C. Circuit ordered that these
protective petitions be held in abeyance. Order, Utah,
Nos.23-1102, et al., Doc.2005201 (D.C. Cir. June 27,
2023) (per curiam).
Thereafter, the parties and the Tenth Circuit
engaged in extensive venue and stay proceedings.
After EPA moved the Tenth Circuit to transfer venue
for the petitions to the D.C. Circuit, Pet.App.9a,3 the
Tenth Circuit—Judges Tymkovich, Bacharach, and
3 In each of EPA’s venue-transfer motions discussed in this
Petition, EPA also moved, in the alternative, for dismissal for
improper venue.
16
Rossman—entered an order referring EPA’s motions
to transfer venue to the merits panel. Order, Utah,
Nos.23-9509, et al., Doc.10994985 (10th Cir. Apr. 27,
2023). Then, on July 27, 2023, the Tenth Circuit—
Judges Tymkovich and Carson—granted motions to
stay the disapprovals of Utah’s SIP and Oklahoma’s
SIP, finding that “petitioners have satisfied their
burden as to each” of the stay factors. Order at 4,
Utah, Nos.23-9509, et al., Doc.11016742 (10th Cir.
July 27, 2023). The Tenth Circuit ordered, and the
parties subsequently completed, full briefing on the
merits, see Order at 3–4, Utah, Nos.23-9509, et al.,
Doc.11002290 (10th Cir. Apr. 30, 2023); Minute
Order, Utah, Nos.23-9509, et al., Doc.11038946 (10th
Cir. Oct. 25, 2023), with the Court setting the case for
oral argument on March 21, 2024, Notice, Utah,
Nos.23-9509, et al., Doc.11058134 (10th Cir.
Jan. 10, 2024).
5. Meanwhile, ten other States and/or their local
industries challenged EPA’s disapprovals of their
ozone-transport SIPs in their regional circuits. See 88
Fed. Reg. 49,295, 49,296–97 (July 31, 2023); 88 Fed.
Reg. 67,102, 67,103–04 (Sept. 29, 2023).
In the Fourth Circuit, the State of West Virginia
challenged EPA’s disapproval of West Virginia’s SIP.
West Virginia v. EPA, 90 F.4th 323, 325 (4th Cir.
2024).
West Virginia moved to stay EPA’s
disapproval as to West Virginia’s SIP, and EPA
17
moved to transfer the petition to the D.C. Circuit. Id.
After oral argument on these issues, the Fourth
Circuit rejected EPA’s transfer motion, holding that it
was the appropriate venue under Section 307(b)(1)’s
second sentence, id. at 327–31, and stayed EPA’s
disapproval as to West Virginia’s SIP, id. at 331–32.
The parties have not yet concluded merits briefing.
In the Fifth Circuit, the States of Texas,
Mississippi, and Louisiana, along with local industry,
challenged EPA’s disapproval of Texas’s SIP,
Mississippi’s SIP, and Louisiana’s SIP. Texas v. EPA,
No.23-60069, 2023 WL 7204840, at *3 (5th Cir. May
1, 2023) (per curiam). The challengers moved to stay
EPA’s disapprovals, and EPA moved to transfer to the
D.C. Circuit. Id. (addressing stay motions as to
Texas’s SIP and Louisiana’s SIP, as well as EPA’s
transfer motion as to all petitions); Order, Texas,
No.23-60069, Dkt.359 (5th Cir. June 8, 2023)
(addressing stay motion as to Mississippi’s SIP). The
Fifth Circuit rejected EPA’s transfer motion, holding
in a detailed opinion that the regional circuit court
was the appropriate venue, Texas, 2023 WL 7204840,
at *3–6, and then it stayed EPA’s disapprovals as to
Texas’s SIP, Louisiana’s SIP, and Mississippi’s SIP,
id. at *6–11; Order, Texas, No.23-60069, Dkt.359.
The parties have concluded merits briefing on the
petitions, and the Fifth Circuit heard oral argument
on December 4, 2023. See Notice, Texas, No.23-60069,
Dkt.511 (5th Cir. Dec. 4, 2023).
18
In the Sixth Circuit, the Commonwealth of
Kentucky
challenged
EPA’s
disapproval
of
Kentucky’s SIP. Order at 1, Kentucky v. EPA, No.233216, Dkt.39-2 (6th Cir. July 25, 2023). Kentucky
moved to stay EPA’s disapproval, and EPA moved to
transfer the petition to the D.C. Circuit. Id. at 1–2.
The Sixth Circuit held that it was the appropriate
venue and so denied EPA’s motion, id. at 2–6, and
then it stayed EPA’s disapproval, id. at 6–9. The
parties have concluded merits briefing, and the Sixth
Circuit has set oral argument for May 8, 2024.
Notice, Kentucky, No.23-3216, Dkt.80 (6th Cir.
Mar. 11, 2024).
In the Eighth Circuit, the States of Arkansas and
Missouri, as well as industry members and other
entities in Minnesota, separately challenged EPA’s
disapprovals of Arkansas’s SIP, Missouri’s SIP, and
Minnesota’s SIP. See Pet., Arkansas v. EPA, No.231320, Doc.5246849 (8th Cir. Feb. 16, 2023); Pet.,
Missouri v. EPA, No.23-1719, Doc.5265074 (8th Cir.
Apr. 13, 2023); Pet., Allete, Inc. v. EPA, No.23-1776,
Doc.5265614 (8th Cir. Apr. 14, 2023) (Minnesota).4
See also Pet., Union Elec. Co. v. EPA, No.23-1751,
Doc.5265392 (8th Cir. Apr. 13, 2023); Pet., Sw. Elec. Power Co.
v. EPA, No.23-1765, Doc.5265470 (8th Cir. Apr. 14, 2023); Pet.,
City Utils. of Springfield v. EPA, No.23-1774, Doc.5265562 (8th
Cir. Apr. 14, 2023); Pet., Hybar, LLC v. EPA, No.23-1777,
4
19
These challengers moved to stay EPA’s disapprovals,
and EPA moved to transfer. See, e.g., Mot. to Transfer
or Dismiss, Arkansas, No.23-1320, Doc.5256958 (8th
Cir. Mar. 20, 2023). The Eighth Circuit denied EPA’s
transfer motions, see, e.g., Order, Arkansas, No.231320, Doc.5269098 (8th Cir. Apr. 25, 2023); Order,
Missouri, No.23-1719, Doc.5281126 (8th Cir. May 26,
2023); Order, Allete, No.23-1776, Doc.5281229 (8th
Cir. May 26, 2023), and then stayed EPA’s
disapprovals as to Arkansas’s SIP, Missouri’s SIP,
and Minnesota’s SIP, see, e.g., Order, Arkansas,
No.23-1320, Doc.5280996 (8th Cir. May 25, 2023);
Order, Missouri, No.23-1719, Doc.5281126 (8th Cir.
May 26, 2023); Order, Allete, No.23-1776,
Doc.5292580 (8th Cir. July 5, 2023). The parties have
concluded merits briefing, and the Eighth Circuit has
not yet set an oral argument date.
In the Ninth Circuit, an industry member in
Nevada challenged EPA’s disapproval of Nevada’s
SIP. Pet., Nevada Cement Co. v. EPA, No.23-682,
Dkt.1 (9th Cir. Apr. 14, 2023). That industry member
moved to stay EPA’s disapproval, and EPA moved to
transfer to the D.C. Circuit. Order, Nevada Cement
Co., No.23-682, Dkt.27.1 (9th Cir. July 3, 2023). The
Doc.5265597 (8th Cir. Apr. 14, 2023); Pet., Ark. League of Good
Neighbors v. EPA, No.23-1778, Doc.5265611 (8th Cir.
Apr. 14, 2023).
20
Ninth Circuit referred EPA’s transfer motion to the
merits panel and then stayed EPA’s disapproval as to
Nevada’s SIP. Id. at 1–2. The State of Nevada was
also then granted permission to intervene in support
of the industry member. Id. at 1. The Ninth Circuit
has temporarily closed the docket for administrative
purposes until May 6, 2024, to allow the parties to
engage in mediation. Order, Nevada Cement Co.,
No.23-682, Dkt.40.1 (9th Cir. Dec. 6, 2023); Notice,
Nevada Cement Co., No.23-682, Dkt.43 (9th Cir. Feb.
28, 2024).5
Finally, in the Eleventh Circuit, the State of
Alabama, along with two industry members,
challenged EPA’s disapproval of Alabama’s SIP. Pet.,
Alabama v. EPA, No.23-11173, Dkt.1 (11th Cir. Apr.
13, 2023); Pet., Ala. Power Co. v. EPA, No.23-11196,
Dkt.1 (11th Cir. Apr. 14, 2023). These challengers
moved to stay EPA’s disapproval, see Order, Alabama,
Nos.23-11173, -11196, Dkt.33-2 (11th Cir. Aug. 17,
2023), and the Eleventh Circuit requested sua sponte
that the parties address the question of whether the
challenges were properly before that court,
Jurisdictional Question, Alabama, Nos.23-11173,
-11196, Dkts.9-1, 9-2 (11th Cir. Apr. 28, 2023). In
5 The State of Nevada also filed a petition for review in the
D.C. Circuit. Pet., Nevada v. EPA, No.23-1113, Doc. 1995624
(D.C. Cir. Apr. 14, 2023).
21
response, the challengers argued that the Eleventh
Circuit was the proper court to hear their challenges,
Joint Resp., Alabama, Nos.23-11173, -11196, Dkt.13
at 1 (11th Cir. May 5, 2023), while EPA requested
that the Eleventh Circuit transfer the challenges to
the D.C. Circuit, EPA Resp., Alabama, Nos.23-11173,
-11196, Dkt.14 at 1 (11th Cir. May 12, 2023). The
Eleventh Circuit referred the question to the merits
panel, Order, Alabama, Nos.23-11173, -11196, Dkt.24
(11th Cir. July 12, 2023), and then stayed EPA’s
disapproval as to Alabama’s SIP, Order, Alabama,
Nos.23-11173, -11196, Dkt.33-2. The parties have
concluded merits briefing, and the Eleventh Circuit
has not yet set oral argument.
6. About a month before the oral argument date
that the Tenth Circuit had set for the Utah and
Oklahoma cases, the merits panel of the Tenth
Circuit—Judges Moritz, Ebel, and Rossman—granted
EPA’s motion to transfer to the D.C. Circuit.
Pet.App.18a–25a (granting motion to transfer, while
indicating that a decision directing transfer would
issue in due course); Pet.App.1a–17a (directing
transfer, while providing the merits panel’s
reasoning). The Tenth Circuit held that the D.C.
Circuit was the appropriate venue under
Section 307(b)(1)’s first sentence, while declining to
opine on the application of Section 307(b)(1)’s third
sentence. Pet.App.9a–11a, 17a n.8. The Tenth
Circuit held that EPA’s actions here are “nationally
22
applicable” because EPA “disapprov[ed] SIPs from 21
states across the country,” while “appl[ying] a
uniform statutory interpretation and common
analytical methods.” Pet.App.11a. The Tenth Circuit
“recognize[d] that the Fourth, Fifth, and Sixth
Circuits recently reached the contrary conclusion:
each denied the EPA’s motions to transfer petitions
challenging the same final rule at issue here.”
Pet.App.15a (citing West Virginia, 90 F.4th at 331;
Texas, 2023 WL 7204840, at *1; and Order at 6,
Kentucky, No.23-3216, Dkt.39-2). “But in [the Tenth
Circuit’s] view, all three courts strayed from
§ 7607(b)(1)’s text and instead applied a petitionfocused approach that [the Tenth Circuit] and other
circuits have rejected.” Pet.App.15a. The Tenth
Circuit also noted that “[t]he Eighth Circuit also
denied the EPA’s transfer motions, but [the Eighth
Circuit] simply issued summary orders containing no
analysis.” Pet.App.15a n.6 (citing Order, Arkansas,
No.23-1320, Doc.5269098).
REASONS FOR GRANTING THE PETITION
I.
As The Tenth Circuit Acknowledged, Its
Transfer Decision Created A Circuit Split
Over The Question Presented
There is an acknowledged circuit split over the
Question Presented, with the Tenth Circuit on the one
side, and multiple other circuits squarely on the
23
other. This division of authority satisfies this Court’s
standard for granting certiorari. Sup. Ct. R. 10(a).
The Tenth Circuit below held that EPA could
transform a locally or regionally applicable final
action on a SIP into a nationally applicable action—
thereby making the D.C. Circuit the only venue to
hear petitions challenging that action, under Section
307(b)(1)—by packaging that action with other
actions on other SIPs and using a consistent
methodology in analyzing the SIP submittals.
Pet.App.10a–12a. As the Tenth Circuit explained,
EPA’s packaged actions here are “nationally
applicable” in its view because EPA “disapprov[ed]
SIPs from 21 states across the country,” while
“appl[ying] a uniform statutory interpretation and
common analytical methods, which required the
agency to examine the overlapping and interwoven
linkages between upwind and downwind states in a
consistent manner.” Pet.App.11a. The Tenth Circuit
concluded that EPA’s disapprovals of Utah’s SIP and
Oklahoma’s SIP were nationally applicable actions
despite the fact that EPA issued separate “proposed
rules” and “could have chosen to issue standalone
final SIP disapprovals” for each of these States.
Pet.App.12a (emphasis omitted).
In the Tenth
Circuit’s view, the action here is “a nationally
applicable final rule . . . disapproving SIPs from 21
states across the country—not just one—because
24
those states failed to meet their good-neighbor
obligations.” Pet.App.12a.
The Fourth, Fifth, Sixth, and Eighth Circuits
squarely split with the Tenth Circuit over the
Question Presented, as the Tenth Circuit recognized.
Pet.App.15a & n.7 (citing West Virginia, 90 F.4th
at 331; Texas, 2023 WL 7204840, at *1; Order,
Kentucky, No.23-3216, Dkt.39-2; Arkansas, No. 231320 (8th Cir. Apr. 25, 2023)).
The Fifth Circuit decided the issue first, holding
that EPA’s disapprovals are locally or regionally
applicable
actions
under
Section
307(b)(1),
notwithstanding the fact that EPA “packaged the[ ]
disapprovals together with the disapprovals of [ ]
other States” in a single Federal Register notice.
Texas, 2023 WL 7204840, at *3–6. “[T]he CAA makes
clear that the EPA’s relevant actions for purposes of”
determining the appropriate venue under Section
307(b)(1) “are its various SIP denials.” Id. at *4. The
Fifth Circuit also rejected EPA’s alternative
argument that venue is proper in the D.C. Circuit
under Section 307(b)(1)’s third sentence, concluding
that the “SIP disapprovals at issue here were plainly
based on a number of intensely factual
determinations unique to each State,” not on “a
determination of nationwide scope or effect.” Id. at *5
(citations omitted). This holding follows from the
Fifth Circuit’s previous decision in Texas v. EPA, 829
25
F.3d 405 (5th Cir. 2016), where it similarly held that
EPA’s disapprovals of Oklahoma’s and Texas’s
regional-haze SIPs were not “based on any
determinations that have nationwide scope or
effect”—and thus were properly challenged in the
regional circuit, not the D.C. Circuit—because EPA
based those disapprovals on “a number of intensely
factual determinations.”
Id. at 419–24.
Judge
Douglas dissented from the Fifth Circuit’s venue
holding, taking the same approach that the Tenth
Circuit later adopted in this case. Texas, 2023 WL
7204840, at *11–13 (Douglas, J., dissenting).
The Fourth Circuit has taken the same approach
to the Fifth Circuit on the Question Presented,
issuing a published opinion after holding oral
argument. West Virginia, 90 F.4th 323. The Fourth
Circuit held that EPA’s disapprovals of each State’s
SIP “was based entirely on [each State’s] particular
circumstances
and
its
analysis
of
those
circumstances,” meaning those disapprovals were
“locally or regionally applicable.”
Id. at 329
(Niemeyer, J., joined by Quattlebaum, J.) (referencing
West Virginia’s SIP, in particular). Thus, “the
relevant agency action” for Section 307(b)(1) purposes
is “EPA’s disapproval of [each State’s] SIP[,] [a]nd the
fact that the EPA consolidated its disapprovals in a
single final rule does not, by that fact alone, make its
21 separate decisions included within its final rule
either a single nationally applicable action or one
26
based on a determination of nationwide scope or
effect.” Id. at 330. Finally, Section 307(b)(1) “does not
focus on whether national standards were applied,”
but rather on “whether the final action is nationally
applicable”; otherwise “there never could be a local or
regional action . . . because every action of the EPA
purportedly applies a national standard created by
the national statute and its national regulations.” Id.
at 329–30.
Judge Thacker dissented, generally
taking the same view as the Tenth Circuit on the
Question Presented.
Id. at 332–35 (Thacker,
J., dissenting).
The Sixth Circuit has taken the same approach as
the Fourth and Fifth Circuits. Order, Kentucky,
No.23-3216, Dkt.39-2. It too concluded that the
“relevant unit of administrative action here is EPA’s
individual SIP denials” and that EPA’s “packag[ing]”
of each State’s disapproval with other States “doesn’t
matter.” Id. at 4 (McKeague & Nalbandian, JJ.)
(referencing Kentucky’s SIP, in particular). Further,
it concluded that each SIP disapproval was locally or
regionally applicable “[b]ecause the denial and legal
impact of [each State’s] SIP affects only [that State].”
Id. at 5. Finally, the Sixth Circuit rejected EPA’s
claim that the SIP disapprovals were “based on a
determination of nationwide scope or effect.” Id. at 5–
6. Judge Cole dissented, and he too took similar views
as the Tenth Circuit on the Question Presented. Id.
at 10–19 (Cole, J., dissenting).
27
Finally, the Eighth Circuit also rejected EPA’s
Section 307(b)(1) venue arguments in cases
challenging
individual
ozone-transport
SIP
disapprovals, unlike the Tenth Circuit. The Eighth
Circuit issued multiple separate orders for each State,
without providing substantive analysis. See, e.g.,
Arkansas,
No.23-1320
(8th
Cir.
Apr.
25,
2023); Missouri, 23-1719 (8th Cir. May 26,
2023); Allete, No. 23-1776 (8th Cir. May 26, 2023)
(Minnesota); supra pp.18–19.
II. It Is Imperative That This Court Decide The
Question Presented Now, Just As It Did In
Analogous Circumstances In National
Association Of Manufacturers
The Question Presented is unquestionably of
national “importance,” as “determining the locus of
judicial review of the actions of EPA” under Section
307(b)(1), Harrison, 446 U.S. at 586, is essential to
the orderly and timely resolution of challenges to EPA
decisions on SIPs. Further, the Court should resolve
this important venue issue now, before the D.C.
Circuit adjudicates Petitioners’ challenges to the
disapprovals of Utah’s SIP and Oklahoma’s SIP, just
as this Court resolved a similar jurisdictional dispute
in a similar posture in NAM in 2018.
A. Whether EPA’s disapproval of a SIP is a locally
or regionally applicable action challengeable in the
28
appropriate regional circuit or may be transformed
into a nationally applicable action challengeable only
in the D.C. Circuit through EPA’s packaging the
disapproval with other SIP denials in a single Federal
Register notice, while using an allegedly consistent
methodology, is an important question that this Court
should answer. Sup. Ct. R. 10(a).
This Court has already recognized in the context
of Section 307(b)(1), the same provision at issue here,
that questions over “the locus of judicial review of the
actions of EPA” are sufficiently “important[t]” to
justify this Court’s review. Harrison, 446 U.S. at 586.
Congress has the power to decide the method for
challenging EPA action in the lower federal courts,
including by determining which circuit is the proper
venue to hear such challenges. See id. at 592–93. So,
when disputes over the proper interpretation of
statutes like Section 307(b)(1) arise, this Court “must
determine what Congress intended,” out of the
respect
owed
to
congressional
authority.
See id. at 593.
States and others challenging SIP disapprovals
(or approvals) need to know where they may challenge
these EPA actions. States must submit SIPs to EPA
every time EPA promulgates a new NAAQS, and EPA
must review each of its six NAAQS every five years to
determine whether a new, more-stringent standard is
necessary. See 42 U.S.C. §§ 7409, 7410(a)(1); EPA,
29
NAAQS Table (last updated Feb. 7, 2024).6 States
must also submit SIPs to EPA to comply with the
CAA’s “Regional Haze Program,” which has spawned
dozens of individual SIP cases across the country.
42 U.S.C. §§ 7410(a)(2)(D)(II), 7491; EPA, Regional
Haze Program (last updated Apr. 20, 2023).7 And
States must seek EPA approval for any SIP revisions
needed to implement newly adopted regulations. 42
U.S.C. § 7410(k)(5). Thus, the question of venue for
challenging SIP disapprovals or approvals is of great
practical importance for many future EPA actions.
Parties knowing at the outset in which federal
court to bring their lawsuits, including challenges to
EPA actions on SIPs, is essential to the orderly and
timely resolution of federal-court litigation. That is
why, for example, the Federal Rules of Civil
Procedure provide that a responding party must raise
objections to venue at the earliest stages of a case, or
else waive such venue challenges. See Fed. R. Civ.
P. 12(h)(1) (referencing Fed. R. Civ. P. 12(b)(3),
among other subsections). A lack of clarity over
procedural matters like “the preliminary question of
venue,” Mercantile Nat’l Bank at Dallas v. Langdeau,
Available at https://www.epa.gov/criteria-air-pollutants
/naaqs-table (all websites last visited Mar. 27, 2024).
6
7 Available at https://www.epa.gov/visibility/regional-haze-
program.
30
371 U.S. 555, 558 (1963), “eat[s] up time and money
as the parties litigate, not the merits of their claims,
but which court is the right court to decide those
claims,” Hertz Corp. v. Friend, 559 U.S. 77, 94 (2010)
(citation omitted); see also Navarro Sav. Ass’n v. Lee,
446 U.S. 458, 464 n.13 (1980). Without such clarity,
courts may be overburdened with venue-transfer
motions, while also risking reversal on non-merits
grounds on appeal after the conclusion of proceedings
in the original federal court. See Hertz Corp., 559 U.S.
at 94; Mercantile Nat’l Bank, 371 U.S. at 558.
The ongoing litigation occurring in circuits across
the country over EPA’s disapprovals of twelve ozonetransport SIPs powerfully demonstrates the
importance of the Question Presented. In each of
these cases, States and/or their industries challenged
EPA’s individual SIP disapprovals in seven different
regional circuits, under Section 307(b)(1)’s second
sentence. Supra pp.16–21. Then, EPA requested that
each of these seven regional circuits transfer the
petitions
to
the
D.C. Circuit,
prompting
corresponding oppositions from each of the twelve
States and their industry challengers. Supra pp.16–
21. Several of these circuit courts have had to spend
considerable resources adjudicating a hotly contested
dispute over “the preliminary question of venue.”
Mercantile Nat’l Bank, 371 U.S. at 558; accord Hertz
Corp., 559 U.S. at 94; Navarro Sav. Ass’n, 446 U.S.
at 464 n.13. And if any of these regional circuits
31
incorrectly decide this venue question under Section
307(b)(1), the parties risk subsequent reversal on
these non-merits grounds after the conclusions of the
merits proceedings on the petitions. Mercantile Nat’l
Bank, 371 U.S. at 558.
The extensive proceedings in the present case are
particularly illustrative of the harms that parties and
courts suffer from the lack of clarity as to proper
venue. Petitioners, Utah, Oklahoma, and EPA fully
briefed the venue question during motions practice
before the Tenth Circuit, and then the Tenth Circuit
deferred ruling on that issue and issued stays without
mentioning the question of venue. Supra pp.13–16.
Meanwhile, Petitioners, Utah, and Oklahoma
litigated with EPA over their protective petitions for
review filed in the D.C. Circuit, with EPA attempting
to force litigation on the merits in the D.C. Circuit
even though these parties only filed there
protectively. Supra pp.13–16. The parties in the
Tenth Circuit then fully briefed the complex merits of
Petitioners’ challenges, as well as re-briefing the
venue question, only to have the Tenth Circuit order
transfer of venue to the D.C. Circuit one month before
the Tenth Circuit was set to hear oral argument.
Supra pp.13–16, 21–22.
Finally, this Court’s review of the Question
Presented is also important to uphold the choice of
Congress in Section 307(b)(1) to empower the States
32
and others to challenge EPA’s SIP denials
individually in their local, regional circuit, rather
than funneling all such challenges en masse to the
D.C. Circuit for treatment as a national issue. See 42
U.S.C. § 7607(b)(1). With Section 307(b)(1), Congress
empowered challengers of EPA’s SIP denials to bring
their challenges to the appropriate regional circuit,
not the D.C. Circuit, thus allowing fulsome circuitcourt review of individual SIPs and leveraging the
regional circuits’ comparative expertise vis-à-vis the
D.C. Circuit over the local/regional issues inherent in
such SIP denials. Accord Texas, 2023 WL 7204840,
at *4; 42 U.S.C. § 7401(a)(3) (“[A]ir pollution . . . at its
source is the primary responsibility of States and local
governments[.]”). This is an important procedural
right under the CAA, given the frequency with which
the Act requires States to submit SIPs to EPA for
approval and EPA’s obligation to approve all SIPs
that meet CAA requirements, as discussed above.
Supra pp.6–7, 28–29.
B. It is imperative that this Court resolve the
Question Presented now, rather than after a merits
ruling on Petitioners’ petitions in the D.C. Circuit,
given the delay and waste of litigation resources
caused by the circuit split here, as well as the
unfairness of forcing litigation over the disapprovals
of only Utah’s and Oklahoma’s ozone-transport SIPs
into the D.C. Circuit, while other States and their
supporting industries get to litigate in their regional
33
circuits, as is their statutory right. See Harrison, 446
U.S. at 586 (granting certiorari review before final
judgment to review dispute over Section 307(b)(1)).
The context of this circuit split, arising out of
ongoing litigation over EPA’s disapprovals of twelve
States’ ozone-transport SIPs, calls out for this Court’s
immediate review.
Unless this Court grants
immediate review of the Tenth Circuit’s venue
decision, only the disapprovals of Utah’s SIP and
Oklahoma’s SIP will, in all likelihood, be reviewed by
the D.C. Circuit, while the ozone-transport SIP
disapprovals for ten other States will be reviewed by
the appropriate regional circuits. See supra pp.13–22.
So, unless this Court resolves the circuit split now,
either the important CAA rights of two States or of
ten States will be adjudicated in the wrong federal
forum under Section 307(b)(1).
In this respect, the Question Presented is
analogous to the situation that this Court faced in
NAM. There, this Court resolved a dispute over
“which federal court” had jurisdiction over challenges
to an EPA rule under the Clean Water Act: the circuit
courts, or the district courts. NAM, 583 U.S. at 113–
14. As the Court explained, under the Administrative
Procedure Act, parties may generally file challenges
to final EPA actions in the federal district courts. Id.
at 114. But the Clean Water Act contains its own
judicial-review provision that “enumerates seven
34
categories of EPA actions for which review lies
directly and exclusively in the federal courts of
appeals.”
Id. (citation omitted). After EPA
promulgated the rule at issue, various parties
challenged it both in the federal district courts and—
due to “[u]ncertainty” over the Clean Water Act’s
judicial-review provision—in various Courts of
Appeals. Id. at 119. The Sixth Circuit (in which the
circuit-court challenges had been consolidated, 28
U.S.C. § 2112(a)(3)) held that the circuit courts had
original jurisdiction over such challenges by denying
motions to dismiss for lack of jurisdiction, while one
district court had concluded that the district courts
had original jurisdiction. Id. at 119–20 (also noting
that other district courts had taken the Sixth Circuit’s
view). This Court granted certiorari to review the
Sixth Circuit’s interlocutory order denying the
motions to dismiss for improper venue, and thereafter
settled the division between the Sixth Circuit and a
district court over the correct federal court to hear
challenges to EPA’s rule. Id. at 113–20. Further, the
Court determined to resolve this split even after EPA
proposed to rescind the rule at issue. Id. at 120 n.5.
Like in NAM, the Question Presented here asks
“which federal court” may hear challenges to certain
actions by the EPA, id. at 113–14, either the
appropriate regional circuit or the D.C. Circuit,
42 U.S.C. § 7607(b)(1). And, like in NAM, there is a
division of authority over this question—although the
35
division of authority in this case is even clearer than
in NAM, as here multiple circuits have divided over
the Question Presented. See Sup. Ct. R. 10(a).
III. The Tenth Circuit Wrongly Decided The
Question Presented
A. Petitioners’ challenges to EPA’s disapprovals of
Utah’s SIP and Oklahoma’s SIP belong in the Tenth
Circuit—“the appropriate circuit”—because those
EPA actions are only “locally or regionally applicable”
under Section 307(b)(1)’s second sentence, while
Section 307(b)(1)’s third sentence does not alter the
applicable-venue analysis. 42 U.S.C. § 7607(b)(1).
The “relevant actions” for purposes of Section
307(b)(1)’s venue analysis are EPA’s “various SIP
denials.” Texas, 2023 WL 7204840, at *4; see also
West Virginia, 90 F.4th at 330; Order at 3–4,
Kentucky, No.23-3216, Dkt.39-2. That is because the
CAA provides that EPA must approve or disapprove
“each State’s SIP.” Texas, 2023 WL 7204840, at *4
(citing 42 U.S.C. § 7410(k)(3)); see also West Virginia,
90 F.4th at 330 (Section 7410(k)(3)’s use of “‘plan’ in
the singular” indicates that EPA “acts on each plan”);
Order at 3–4, Kentucky, No.23-3216, Dkt.39-2. That
is what EPA did here: it “separately considered and
disapproved” each SIP. Texas, 2023 WL 7204840,
at *4 (emphasis omitted); see also West Virginia, 90
F.4th at 330.
For example, for Utah’s SIP
36
disapproval, EPA considered and rejected Utah’s
reliance on “contributions from other sources,
including
international
or
non-anthropogenic
emissions,” to Colorado, concluding that these did not
“excuse Utah from addressing its own significant
contribution to nonattainment or interference with
maintenance at downwind areas.” 87 Fed. Reg.
at 31,482; 88 Fed. Reg. at 9,359–60 (incorporating
these conclusions).
And for Oklahoma’s SIP
disapproval, EPA determined that the regional
modeling cited by Oklahoma was “technically flawed”
and rejected Oklahoma’s analysis of site-specific
factors impacting attainment at downwind receptors.
88 Fed. Reg. at 9,359–60.
EPA’s decisions on submitted SIPs—including a
disapproval of a SIP—“are the prototypical locally or
regionally applicable action that may be challenged
only in the appropriate regional court of appeals,” as
courts have long held. Texas, 2023 WL 7204840, at *4
(citations omitted); see also, e.g., Am. Rd. & Transp.
Builders Ass’n v. EPA, 705 F.3d 453, 455 (D.C. Cir.
2013) (Kavanaugh, J.); Order at 5, Kentucky, No.233216, Dkt.39-2. Section 307(b)(1)’s second sentence
itself recognizes this, as it provides that a “petition for
review of the Administrator’s action in approving or
promulgating any implementation plan under section
7410 of this title”—the Section governing SIPs—“or
any other final action of the Administrator . . . which
is locally or regionally applicable may be filed only in
37
the United States Court of Appeals for the
appropriate circuit.” 42 U.S.C. § 7607(b)(1) (emphasis
added); see Am. Rd. & Transp. Builders Ass’n, 705
F.3d at 455 (Kavanaugh, J.).
EPA’s disapprovals of the States’ SIPs in the
Federal Register notice here, including Utah’s SIP
and Oklahoma’s SIP, belong to the prototypical
category of SIP denials and so are locally or regionally
applicable actions. Texas, 2023 WL 7204840, at *4;
West Virginia, 90 F.4th at 328–31; Order at 4–5,
Kentucky, No.23-3216, Dkt.39-2. EPA’s disapprovals
of Utah’s SIP and Oklahoma’s SIP involve only the
regulation of Utah and Oklahoma emissions sources.
Texas, 2023 WL 7204840, at *5; Order at 5, Kentucky,
No.23-3216, Dkt.39-2. EPA disapproved the SIPs by
assessing “the local and regional circumstances of
each of the 21 States” and based the disapprovals on
those circumstances, while “giving a unique mixture
of reasons for each rejection, even though some of the
individual reasons overlapped.” West Virginia, 90
F.4th at 330 (emphasis omitted); see also id. at 328–
29 (“[EPA] focused on the data particular to [each
State] and the analyses that [each State] conducted
with respect to those state-specific data”); 88 Fed.
Reg. at 9,340, 9,354 (“[EPA assessed each SIP] in light
of the facts and circumstances of each particular
state’s submission”; “the contents of each individual
state’s submission were evaluated on their own
merits”). That is why, in denying Utah’s SIP and
38
Oklahoma’s SIP, EPA directed parties to “consult”
EPA’s previous individually issued, state-specific
proposed disapprovals for the basis for each SIP
disapproval. 88 Fed. Reg. at 9,359–60.
Finally, EPA’s alternative determination under
Section 307(b)(1)’s third sentence that the
disapprovals of Utah’s SIP and Oklahoma’s SIP were
“based on a determination of nationwide scope or
effect,” 42 U.S.C. § 7607(b)(1); 88 Fed. Reg. at 9,380–
81, is invalid. Thus, Section 307(b)(1)’s third sentence
does not change the appropriate venue here. Texas,
2023 WL 7204840, at *5; West Virginia, 90 F.4th
at 328–31; Order at 5–6, Kentucky, No.23-3216,
Dkt.39-2. Again, SIP disapprovals are “usually highly
fact-bound and particular to the individual State,”
rather than based on a determination of nationwide
scope or effect, given the Clean Air Act’s requirement
that EPA separately approve or disapprove each SIP.
Texas, 2023 WL 7204840, at *5 (citations omitted); see
Order at 5–6, Kentucky, No.23-3216, Dkt.39-2; 42
U.S.C. § 7410(k)(3).
And here, EPA’s SIP
disapprovals were “based on a number of intensely
factual determinations unique to each State,” not on
a determination of nationwide scope or effect. Texas,
2023 WL 7204840, at *5 (citations omitted); see West
Virginia, 90 F.4th at 328–31; Order at 5–6, Kentucky,
No.23-3216, Dkt.39-2. EPA explained here that it
considered each SIP “in light of the facts and
circumstances of each particular state’s submission,”
39
Texas, 2023 WL 7204840, at *5 (emphasis omitted)
(quoting 88 Fed. Reg. at 9,340); see West Virginia, 90
F.4th at 329; Order at 6, Kentucky, No.23-3216,
Dkt.39-2. There was no new nationwide rule or
“determination” being applied in the final Federal
Register notice. EPA merely incorporated its separate
and state-specific proposed disapprovals into that
single publication. West Virginia, 90 F.4th at 330–31;
Order
at
6,
Kentucky,
No.23-3216,
Dkt.39-2.
B. The Tenth Circuit held that EPA’s
disapprovals of Utah’s SIP and Oklahoma’s SIP were
nationally applicable under Section 307(b)(1) because
the single Federal Register notice contained two
“features”: EPA disapproved “SIPs from 21 states
across the country,” and EPA “applied a uniform
statutory interpretation and common analytical
methods.” Pet.App.11a. But neither of these features
make EPA’s disapprovals nationally applicable under
Section 307(b)(1).
EPA’s chosen method of publishing or labeling the
action—whether out of administrative convenience,
its desire to choose the litigation forum, or for some
other reason—does “not define the relevant ‘action’ for
§ 7607(b)(1)’s purposes” and “isn’t controlling” on the
question of whether EPA’s action is nationally
applicable or locally/regionally applicable. Texas,
2023 WL 7204840, at *3 n.3, *4 (citations omitted); see
40
Fed. R. App. 15 (a)(2)(C) (providing that parties may
challenge only “part” of an agency’s “order”). Instead,
the “relevant agency action” here for purposes of
Section 307(b)(1) is EPA’s disapproval of each SIP,
West Virginia, 90 F.4th at 330, given the source of
EPA’s authority under the CAA, Texas, 2023 WL
7204840, at *4; 42 U.S.C. § 7410(k)(3); Order at 3–4,
Kentucky, No.23-3216, Dkt.39-2. The Tenth Circuit,
with all respect, did not adequately consider the
import of EPA’s statutory source of authority here,
even as it addressed the Fourth, Fifth, and Sixth
Circuits’ decisions on different points.
See
Pet.App.11a–17a.
Second, the Section 307(b)(1) analysis does not
turn on whether EPA “applied a uniform and
nationally consistent approach to the SIPs that it
disapproved.”
West Virginia, 90 F.4th at 329
(citations omitted). EPA must generally apply a
consistent approach or methodology in acting on
SIPs—after all, an “[u]nexplained inconsistency”
would render those actions unlawfully arbitrary.
Nat’l Cable & Telecomm. Ass’n v. Brand X Internet
Servs., 545 U.S. 967, 981 (2005) (quoting Motor
Vehicle Mfrs. Assn. of United States, Inc. v. State
Farm Mut. Automobile Ins. Co., 463 U.S. 29, 46–57
(1983)). Thus, the claimed consistency of EPA’s
approach to reviewing SIPs is routine and does not
affect the appropriate venue for actions that turn on
local facts and circumstances and involve the
41
application of individual state discretion and
judgment. Section 307(b)(1) “does not focus on
whether national standards were applied,” but rather
on “whether the final action is nationally applicable,
as opposed to locally or regionally applicable.” West
Virginia, 90 F.4th at 329. Indeed, “if application of a
national standard to disapprove a plan were the
controlling factor, there never could be a local or
regional action . . . because every action of the EPA
purportedly applies a national standard.”
Id.
Regardless, EPA’s review of an individual SIP, in
particular, will necessarily be locally or regionally
applicable, even if EPA applies a claimed uniform
standard, given the state-specific nature both of SIPs
and of the CAA’s grant of authority to the States. See
42 U.S.C. § 7410(k)(3). EPA’s analyses of Utah’s SIP
and Oklahoma’s SIP here are cases in point, as EPA
relied upon intensely local or regional considerations
to disapprove these SIPs. Supra pp.37–38.
CONCLUSION
This Court should grant the Petition.
42
Respectfully submitted,
MEGAN BERGE
SARAH DOUGLAS
BAKER BOTTS L.L.P.
700 K Street N.W.
Washington, D.C. 20001
(415) 291-6233
megan.berge@bakerbotts.com
J. MARK LITTLE
BAKER BOTTS L.L.P.
910 Louisiana Street
Houston, TX 77002
(713) 229-1489
Attorneys for the
Oklahoma Industry
Petitioners
MISHA TSEYTLIN
Counsel of Record
KEVIN M. LEROY
EMILY A. O’BRIEN
TROUTMAN PEPPER
HAMILTON SANDERS LLP
227 W. Monroe Street
Suite 3900
Chicago, IL 60606
(608) 999-1240
misha.tseytlin@troutman.com
MARIE BRADSHAW
DURRANT
Assistant General
Counsel
CHRISTIAN C. STEPHENS
Senior Attorney
PACIFICORP
1407 North Temple
Suite 320
Salt Lake City, UT 84116
Attorneys for PacifiCorp
43
STEVEN J. CHRISTIANSEN
DAVID C. REYMANN
PARR BROWN GEE
& LOVELESS
101 South 200 East
Suite 700
Salt Lake City, UT 84111
(801) 532-7840
schristiansen@parrbrown.com
dreymann@parrbrown.com
Attorneys for Deseret
Generation &
Transmission CoOperative
CARROLL WADE
MCGUFFEY III
MELISSA HORNE
TROUTMAN PEPPER
HAMILTON SANDERS LLP
600 Peachtree St. N.E.
Suite 3000
Atlanta, GA 30308
Attorneys for PacifiCorp
H. MICHAEL KELLER
ARTEMIS D. VAMIANAKIS
FABIAN VANCOTT
95 South State Street
Suite 2300
Salt Lake City, UT 84111
(801) 531-8900
mkeller@fabianvancott.com
avamianakis@fabian
vancott.com
Attorneys for Utah
Associated Municipal
Power Systems
44
ALAN I. ROBBINS
DEBRA D. ROBY
THOMAS B. STEIGER III
WASHINGTON ENERGY
LAW LLP
900 17th St. NW
Suite 500-A
Washington, D.C. 20006
(703) 785-9270
arobbins@washington
energylaw.com
droby@washington
energylaw.com
tsteiger@washington
energylaw.com
Attorneys for Utah
Municipal Power Agency
EMILY L. WEGENER
General Counsel
UTAH ASSOCIATED
MUNICIPAL POWER
SYSTEMS
155 North 400 West
Suite 480
Salt Lake City, UT 84103
(801) 566-3938
emily@uamps.com
Attorneys for Utah
Associated Municipal
Power Systems
March 2024
APPENDIX
i
TABLE OF APPENDICES
Page
APPENDIX A — OPINION OF THE UNITED
STATES COURT OF APPEALS FOR THE
TENTH CIRCUIT, FILED FEBRUARY 27,
2024 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1a
APPENDIX B — ORDER OF THE UNITED
STATES COURT OF APPEALS FOR THE
TENTH CIRCUIT, FILED FEBRUARY 16,
2024 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18a
APPENDIX C — RELEVANT STATUTORY
PROVISIONS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26a
1a
A
APPENDIX Appendix
A — OPINION
OF THE
UNITED STATES COURT OF APPEALS FOR THE
TENTH CIRCUIT, FILED FEBRUARY 27, 2024
UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
No. 23-9514
STATE OF OKLAHOMA, BY AND THROUGH
ITS ATTORNEY GENERAL; GENTNER F
DRUMMOND; OKLAHOMA DEPARTMENT OF
ENVIRONMENTAL QUALITY,
v.
Petitioners,
U.S. ENVIRONMENTAL PROTECTION AGENCY;
MICHAEL S. REGAN, ADMINISTRATOR,
UNITED STATES ENVIRONMENTAL
PROTECTION AGENCY,
Respondents.
SIERRA CLUB; HEALTHY ENVIRONMENT
ALLIANCE OF UTAH; CENTER FOR BIOLOGICAL
DIVERSITY; DOWNWINDERS AT RISK; UTAH
PHYSICIANS FOR A HEALTHY ENVIRONMENT;
SOUTHERN UTAH WILDERNESS ALLIANCE;
CLEAN AIR TASK FORCE,
Amici Curiae.
2a
Appendix A
No. 23-9521
OKLAHOMA GAS & ELECTRIC COMPANY,
v.
Petitioner,
UNITED STATES ENVIRONMENTAL
PROTECTION AGENCY; MICHAEL S.
REGAN, ADMINISTRATOR, UNITED STATES
ENVIRONMENTAL PROTECTION AGENCY,
Respondents.
SIERRA CLUB; HEALTHY ENVIRONMENT
ALLIANCE OF UTAH; CENTER FOR BIOLOGICAL
DIVERSITY; DOWNWINDERS AT RISK; UTAH
PHYSICIANS FOR A HEALTHY ENVIRONMENT;
SOUTHERN UTAH WILDERNESS ALLIANCE;
CLEAN AIR TASK FORCE,
Amici Curiae.
No. 23-9533
TULSA CEMENT LLC, D/B/A CENTRAL
PLAINS CEMENT COMPANY LLC; REPUBLIC
PAPERBOARD COMPANY LLC,
v.
Petitioners,
UNITED STATES ENVIRONMENTAL
PROTECTION AGENCY; MICHAEL S.
REGAN, ADMINISTRATOR, UNITED STATES
ENVIRONMENTAL PROTECTION AGENCY,
Respondent.
3a
Appendix A
SIERRA CLUB; HEALTHY ENVIRONMENT
ALLIANCE OF UTAH; CENTER FOR BIOLOGICAL
DIVERSITY; DOWNWINDERS AT RISK; UTAH
PHYSICIANS FOR A HEALTHY ENVIRONMENT;
SOUTHERN UTAH WILDERNESS ALLIANCE;
CLEAN AIR TASK FORCE,
Amici Curiae.
No. 23-9534
WESTERN FARMERS ELECTRIC COOPERATIVE,
Petitioner,
v.
UNITED STATES ENVIRONMENTAL
PROTECTION AGENCY; MICHAEL S.
REGAN, ADMINISTRATOR, UNITED STATES
ENVIRONMENTAL PROTECTION AGENCY,
Respondents.
SIERRA CLUB; HEALTHY ENVIRONMENT
ALLIANCE OF UTAH; CENTER FOR BIOLOGICAL
DIVERSITY; DOWNWINDERS AT RISK; UTAH
PHYSICIANS FOR A HEALTHY ENVIRONMENT;
SOUTHERN UTAH WILDERNESS ALLIANCE;
CLEAN AIR TASK FORCE,
Amici Curiae.
No. 23-9509
STATE OF UTAH, BY AND THROUGH ITS
GOVERNOR, SPENCER J. COX, AND ITS
ATTORNEY GENERAL, SEAN D. REYES,
Petitioner,
4a
Appendix A
v.
UNITED STATES ENVIRONMENTAL
PROTECTION AGENCY; MICHAEL S.
REGAN, ADMINISTRATOR, UNITED STATES
ENVIRONMENTAL PROTECTION AGENCY,
Respondents.
SIERRA CLUB; HEALTHY ENVIRONMENT
ALLIANCE OF UTAH; CENTER FOR BIOLOGICAL
DIVERSITY; DOWNWINDERS AT RISK; UTAH
PHYSICIANS FOR A HEALTHY ENVIRONMENT;
SOUTHERN UTAH WILDERNESS ALLIANCE;
CLEAN AIR TASK FORCE,
Amici Curiae.
No. 23-9512
PACIFICORP; DESERET GENERATION &
TRANSMISSION CO-OPERATIVE; UTAH
MUNICIPAL POWER AGENCY,
v.
Petitioners,
UNITED STATES ENVIRONMENTAL
PROTECTION AGENCY; MICHAEL S.
REGAN, ADMINISTRATOR, UNITED STATES
ENVIRONMENTAL PROTECTION AGENCY,
Respondents.
5a
Appendix A
SIERRA CLUB; HEALTHY ENVIRONMENT
ALLIANCE OF UTAH; CENTER FOR BIOLOGICAL
DIVERSITY; DOWNWINDERS AT RISK; UTAH
PHYSICIANS FOR A HEALTHY ENVIRONMENT;
SOUTHERN UTAH WILDERNESS ALLIANCE;
CLEAN AIR TASK FORCE,
Amici Curiae.
No. 23-9520
UTAH ASSOCIATED MUNICIPAL
POWER SYSTEMS,
Petitioner,
v.
UNITED STATES ENVIRONMENTAL
PROTECTION AGENCY; MICHAEL S.
REGAN, ADMINISTRATOR, UNITED STATES
ENVIRONMENTAL PROTECTION AGENCY,
Respondents.
SIERRA CLUB; HEALTHY ENVIRONMENT
ALLIANCE OF UTAH; CENTER FOR BIOLOGICAL
DIVERSITY; DOWNWINDERS AT RISK; UTAH
PHYSICIANS FOR A HEALTHY ENVIRONMENT;
SOUTHERN UTAH WILDERNESS ALLIANCE;
CLEAN AIR TASK FORCE,
Amici Curiae.
6a
Appendix A
Petitions for Review of Orders From the
Environmental Protection Agency
(EPA Nos. EPA-R08-OAR-2022-315 &
EPA-R06-OAR-2021-0801 &
EPA-HQ-OAR-2021-0663)
Submitted without oral argument:*
Before MORITZ, EBEL, and ROSSMAN, Circuit Judges.
MORITZ, Circuit Judge.
In a February 2023 final rule, the U.S. Environmental
Protection Agency (EPA) disapproved state implementation
plans (SIPs) from 21 states across the country because
those states all failed to adequately address their
contributions to air-quality problems in downwind states.
These seven petitions seek review of that final rule:
Oklahoma and various industry groups challenge the
EPA’s decision to disapprove Oklahoma’s SIP; Utah and
other industry groups challenge the disapproval of Utah’s
SIP. But the EPA has moved to dismiss or transfer the
petitions to the D.C. Circuit under the Clean Air Act’s
judicial-review provision, 42 U.S.C. § 7607(b)(1), which
assigns to the D.C. Circuit any petition seeking review of
a “nationally applicable” agency action. And because we
agree with the EPA that the challenged rule is nationally
applicable, we grant the EPA’s motions in part, to transfer
* After examining the motions, responses, replies, and
supplemental authority, this panel has determined unani-mously
that oral argument would not materially assist in the determination
of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G). The
case is therefore ordered submitted without oral argument.
7a
Appendix A
the petitions to the D.C. Circuit, and thus do not reach
the merits.
BACKGROUND
The Clean Air Act establishes “a cooperativefederalism approach to regulate air quality.” U.S.
Magnesium, LLC v. EPA, 690 F.3d 1157, 1159 (10th Cir.
2012). The Act directs the EPA to establish and periodically
revise National Ambient Air Quality Standards (NAAQS),
which represent “the maximum airborne concentration[s]
of [certain air] pollutant[s] that the public health can
tolerate.” West Virginia v. EPA, 597 U.S. 697, 707, 142 S.
Ct. 2587, 213 L. Ed. 2d 896 (2022) (quoting Whitman v.
Am. Trucking Ass’ns, 531 U.S. 457, 465, 121 S. Ct. 903, 149
L. Ed. 2d 1 (2001)). After the EPA revises or sets a new airquality standard, the agency must designate geographic
regions around the country as areas of “attainment” or
“nonattainment” (or label them “unclassifiable”). 42 U.S.C.
§ 7407(d)(1); see also EPA v. EME Homer City Generation,
L.P., 572 U.S. 489, 498, 134 S. Ct. 1584, 188 L. Ed. 2d
775 (2014). The burden then shifts to the states to each
adopt and submit for the EPA’s approval a SIP that will
implement, maintain, and enforce the NAAQS within its
boundaries. See 42 U.S.C. § 7410(a)(1); EME Homer City,
572 U.S. at 498. But because air pollutants travel with the
wind, “heedless of state boundaries,” emissions in upwind
states can threaten a downwind state’s ability to attain and
maintain the NAAQS. EME Homer City, 572 U.S. at 496.
To tackle this complex interstate pollution problem, the
Act includes a good-neighbor provision requiring each SIP
to prohibit emissions that will “contribute significantly to
8a
Appendix A
nonattainment” or “interfere with maintenance” in any
other state. § 7410(a)(2)(D)(i).
In 2015, the EPA tightened the NAAQS for ozone. See
National Ambient Air Quality Standards for Ozone, 80
Fed. Reg. 65292 (Oct. 26, 2015). This revision triggered
each state’s duty to submit a SIP to implement the 2015
ozone NAAQS. See § 7410(a)(1). In February 2023, the
EPA issued a final rule disapproving SIPs submitted
by 21 states because those states all failed to meet their
good-neighbor obligations. See Air Plan Disapprovals;
Interstate Transport of Air Pollution for the 2015
8-Hour Ozone National Ambient Air Quality Standards,
88 Fed. Reg. 9336 (Feb. 13, 2023) [hereinafter Air Plan
Disapprovals]. 2 In evaluating these SIPs, the EPA applied
a four-step framework it developed to implement the goodneighbor provision. See id. at 9338. Under this framework,
the EPA (1) identifies downwind areas expected to have
problems attaining or maintaining the relevant NAAQS;
(2) determines which upwind states contribute to these
identified problems in amounts sufficient to link them
to the downwind air-quality problems; (3) identifies the
emissions reductions necessary to eliminate each linked
upwind state’s significant contribution to downwind
nonattainment through a multifactor analysis; and (4)
adopts enforceable control measures to achieve those
reductions. Id. In applying the framework, the EPA also
considered any alternative approach states proposed in
their SIPs “with an eye to ensuring national consistency.”
Id. at 9338, 9381.
2. We note that as to two of these 21 states, Minnesota and
Wisconsin, the EPA partially approved and partially disapproved the
proposed SIPs. See Air Plan Disapprovals, 88 Fed. Reg. at 9336, 9354.
9a
Appendix A
Here, two such states—Oklahoma and Utah, joined by
various industry groups—have petitioned for review of the
final rule, challenging the EPA’s decision to disapprove their
SIPs. The EPA responded by moving to dismiss or transfer
the petitions to the D.C. Circuit under § 7607(b)(1). 3 We
stayed the Oklahoma and Utah SIP disapprovals pending
our review and referred the EPA’s motions to the panel
assigned to hear these cases on their merits.
ANALYSIS
The EPA argues that we must dismiss or transfer the
petitions to the D.C. Circuit under the Clean Air Act’s
judicial-review provision, which divides reviewable EPA
actions into three categories and designates the proper
forum for each.4 See § 7607(b)(1). It provides that a petition
3. Utah and its industry groups suggest in a footnote that the
EPA’s motion to dismiss their petitions is untimely. In support,
they note that under Tenth Circuit Rule 27.3(A)(3)(a), a motion to
dismiss “should be filed within 14 days after the notice of appeal is
filed, unless good cause is shown.” But we agree with the EPA that
it has shown good cause for filing its March 16, 2023 motion slightly
more than 14 days after Utah and its industry groups petitioned for
review on February 13 and 23, 2023: various petitioners have sought
review of the same final rule in regional circuit courts across the
country, and the “EPA has acted as expeditiously as practicable in
moving to [dismiss or] transfer these cases [to the D.C. Circuit] in a
coordinated fashion.” EPA Utah Mot. 2 n.1.
4. We need not decide whether § 7607(b)(1) is a jurisdictional
or venue provision. See ATK Launch Sys., Inc. v. EPA, 651 F.3d
1194, 1196 n.1 (10th Cir. 2011). For our purposes, it is enough that
the provision is mandatory and that the EPA invokes it here. See
Eberhart v. United States, 546 U.S. 12, 19, 126 S. Ct. 403, 163 L.
10a
Appendix A
for review of a “nationally applicable” final action “may be
filed only in [the D.C. Circuit].” Id. By contrast, a petition
for review of a “locally or regionally applicable” final action
“may be filed only in the . . . appropriate [regional] circuit.”5
Id. But if that “locally or regionally applicable” action “is
based on a determination of nationwide scope or effect”
and if the EPA, in taking that action, “finds and publishes
that such action is based on such a determination,” then
the petition “may be filed only in the [D.C. Circuit].” Id.
Under the statute’s plain text, then, whether a petition
for review belongs in the D.C. Circuit turns exclusively
on the nature of the challenged agency action. See ATK
Launch Sys., 651 F.3d at 1197. We must therefore ask
whether the action itself is “nationally applicable” or
“locally or regionally applicable.” Id. (quoting § 7607(b)(1)).
And in answering that question, we look only to the face
of the action, not its practical effects or the scope of the
petitioner’s challenge. Id.
Ed. 2d 14 (2005) (explaining that nonjurisdictional claim-processing
rules “assure relief to a party properly raising them”).
5. We reject petitioners’ cursory suggestion that § 7607(b)(1),
by its text, assigns all petitions challenging a SIP disapproval to
the regional circuits. The statute merely provides that “[a] petition
for review of the [EPA]’s action in approving or promulgating any
implementation plan . . . or any other final action . . . (including any
denial or disapproval . . .) which is locally or regionally applicable
may be filed only in the . . . appropriate [regional] circuit.” § 7607(b)(1)
(emphasis added). It does not, as petitioners assert, say that any
such approval, promulgation, denial, or disapproval is locally or
regionally applicable.
11a
Appendix A
On its face, the final EPA action being challenged here
is nationally applicable. Petitioners seek review of a final
rule disapproving SIPs from 21 states across the country—
spanning eight EPA regions and ten federal judicial
circuits—because those states all failed to comply with
the good-neighbor provision. See Air Plan Disapprovals, 88
Fed. Reg. at 9380. And in promulgating that rule, the EPA
applied a uniform statutory interpretation and common
analytical methods, which required the agency to examine
the overlapping and interwoven linkages between upwind
and downwind states in a consistent manner. Id. Because
a final action with these features is “nationally applicable”
under § 7607(b)(1), judicial review is proper only in the
D.C. Circuit. See ATK Launch Sys., 651 F.3d at 1197.
Seeking to avoid this conclusion, petitioners urge
us to view the 21 SIP disapprovals in the final rule
as separate, locally or regionally applicable agency
actions. They maintain that each of their seven petitions
challenges just one such action: either the Oklahoma SIP
disapproval or Utah SIP disapproval. Those final SIP
disapprovals, petitioners say, turned on state-specific
facts and grew out of several proposed rules signed by
regional administrators. And in petitioners’ view, the EPA
cannot transform a locally or regionally applicable SIP
disapproval into a nationally applicable action by deciding
to “packag[e] it together with 20 other SIP disapprovals”
in a single final rule. Utah Resp. 13.
But petitioners’ arguments collide with § 7607(b)(1)’s
plain text, which directs courts to consider only the face
of the “final action,” establishing an action-focused method
12a
Appendix A
for determining the proper forum for judicial review. It is
simply not material to the analysis that the EPA issued
several proposed rules or that it could have chosen to
issue standalone final SIP disapprovals. What matters is
the nature of the agency’s final action. See ATK Launch
Sys., 651 F.3d at 1197. And here, that action is a nationally
applicable final rule, signed by the EPA administrator,
disapproving SIPs from 21 states across the country—not
just one—because those states failed to meet their goodneighbor obligations.
Nor is it material that petitioners each purport to
challenge only one such SIP disapproval. By its terms,
§ 7607(b)(1) “assigns to the D.C. Circuit all challenges
to ‘nationally applicable [final actions],’ not, for instance,
all national challenges or all challenges that will have a
national effect.” Id. (quoting § 7607(b)(1)). Thus, we have
made clear that “the manner in which a petitioner frames
[their] challenge” does not “alter the court in which the
[petition] belongs”; “[t]he nature of the [agency action],
not the challenge, controls.” Id. And we are not alone in
making this unremarkable observation. See, e.g., Hunt
Refin. Co. v. EPA, 90 F.4th 1107, 1110 (11th Cir. 2024)
(“When deciding whether a final action is ‘nationally
applicable,’ we begin by ‘analyzing the nature of the EPA’s
action, not the specifics of the petitioner’s grievance.”
(quoting RMS of Ga., LLC v. EPA, 64 F.4th 1368, 1372
(11th Cir. 2023))); S. Ill. Power Coop. v. EPA, 863 F.3d 666,
670 (7th Cir. 2017) (“Under the straightforward (if wordy)
statutory text [of § 7607(b)(1)], venue depends entirely
on—and is fixed by—the nature of the agency’s action;
the scope of the petitioner’s challenge has no role to play
13a
Appendix A
in determining venue.”); Sierra Club v. EPA, 926 F.3d
844, 849, 441 U.S. App. D.C. 376 (D.C. Cir. 2019) (“The
court need look only to the face of the agency action, not
its practical effects, to determine whether an action is
nationally applicable.”).
We applied this action-focused approach in ATK
Launch Systems. There, the petitioners sought review
of a final EPA rule listing attainment and nonattainment
designations for the NAAQS for fine particulate matter.
651 F.3d at 1195. Although the petitions challenged the
nonattainment designations of only two counties in Utah,
the rule “enumerate[d] designations for areas across
the country.” Id. at 1195-96. The EPA moved to dismiss
or transfer the petitions under § 7607(b)(1), arguing
that they belonged in the D.C. Circuit because the rule
was nationally applicable. Id. at 1196-97. We agreed,
explaining the statute “makes clear that this court must
analyze whether the [final action] itself is nationally
applicable, not whether the effects complained of or
the petitioner’s challenge to that [action] is nationally
applicable.” Id. at 1197. Because the rule there applied
“a uniform process and standard across the country”
and “reache[d] geographic areas from coast to coast,”
we held that it was nationally applicable and therefore
transferred the petitions to the D.C. Circuit. Id. at 119798, 1200; see also Hunt, 90 F.4th at 1110-11 (holding
that two EPA final actions were “nationally applicable”
because they denied 105 small-refinery exemptions to
refineries across the nation and because EPA applied
“new statutory interpretation and analytical framework
that is applicable to all small refineries no matter their
14a
Appendix A
location or market”); S. Ill. Power Coop., 863 F.3d at 671
(holding that similar air-quality designation rule was
“nationally applicable” because it was “a final rule of
broad geographic scope” and “promulgated pursuant to
a common, nationwide analytical method,” even though
petitioners challenged only EPA’s designation of one
Illinois county as nonattainment area). Here, too, the
final rule is nationally applicable: it applies a consistent
statutory interpretation and uniform analytical methods
to disapprove SIPs from 21 states around the country.6
6. Petitioners attempt to distinguish ATK Launch Systems and
Southern Illinois Power Cooperative by focusing on the nature of
the statutory authority under which the EPA took the challenged
actions. They highlight that the Clean Air Act assigns to the EPA
the responsibility to make air-quality designations, and the states
merely offer recommendations on how to designate areas within their
boundaries. See § 7407(d)(1)(A)-(B). By contrast, petitioners note, the
statute delegates to the states the responsibility to craft SIPs, and
the EPA must approve such a plan if the agency determines that it is
complete and meets all applicable requirements. See § 7410(a), (k). So
according to petitioners, the EPA’s authority “differ[s] significantly”
when the agency makes air-quality designations than when it
approves or disapproves SIPs, with the EPA taking a more back-seat
role when reviewing SIPs. Utah Resp. 19. But we discern no material
distinction here. Whether an EPA action is nationally applicable does
not turn on the “type” of statutory authority delegated to the agency,
id. at 22; again, it depends entirely on the nature of the agency’s
action, ATK Launch Sys., 651 F.3d at 1197. Thus, as the EPA points
out, it is appropriate to challenge in a regional circuit court even a
final action that sets air-quality designations if that action applies
only locally or regionally. See, e.g., Texas v. EPA, 983 F.3d 826, 832
(5th Cir. 2020) (holding that final rule establishing attainment and
nonattainment designations for counties in Texas was “‘locally or
regionally applicable’ because it [wa]s directed only at . . . contiguous
Texas counties” (quoting § 7607(b)(1))). But when a final action
15a
Appendix A
See Air Plan Disapprovals, 88 Fed. Reg. at 9380. So any
challenge to that rule belongs in the D.C. Circuit. See
§ 7607(b)(1).
We recognize that the Fourth, Fifth, and Sixth
Circuits recently reached the contrary conclusion: each
denied the EPA’s motions to transfer petitions challenging
the same final rule at issue here.7 See Texas v. United
States EPA, No. 23-60069, 2023 U.S. App. LEXIS
13898, 2023 WL 7204840, at *1 (5th Cir. May 1, 2023)
(unpublished); Kentucky v. United States EPA, No. 233216, 2023 U.S. App. LEXIS 18981 (6th Cir. July 25, 2023);
West Virginia v. EPA, 90 F.4th 323, 331 (4th Cir. 2024). But
in our view, all three courts strayed from § 7607(b)(1)’s text
and instead applied a petition-focused approach that we
and other circuits have rejected. Indeed, the Fifth Circuit
conceded that its own precedent recognizes “§ 7607(b)
(1)’s use of ‘action’ means ‘the rule or other final action
taken by the agency that the petitioner seeks to prevent
or overturn.’” Texas, 2023 U.S. App. LEXIS 13898,
2023 WL 7204840, at *3-4 (quoting Texas v. EPA, 829
F.3d 405, 419 (5th Cir. 2016)). Nevertheless, rather than
focusing its analysis on the face of the rule as is required,
the Fifth Circuit focused on the nature of the petitions
before it—which each challenged a single SIP disapproval
concerns states around the country and applies a common analytical
method—as in ATK Launch Systems, Southern Illinois Power
Cooperative, and this case—then the action is nationally applicable.
7. The Eighth Circuit also denied the EPA’s transfer motions,
but it simply issued summary orders containing no analysis. See, e.g.,
Arkansas v. EPA, No. 23-1320 (8th Cir. Apr. 25, 2023).
16a
Appendix A
contained in the final rule—to conclude that “the relevant
unit of administrative action” was each individual SIP
disapproval and that such disapprovals were “locally or
regionally applicable.” 2023 U.S. App. LEXIS 13898,
[WL] at *4. The Fourth and Sixth Circuits followed suit.
See Kentucky, 2023 U.S. App. LEXIS 18981 (following
Texas and wrongly characterizing “EPA’s [disapproval] of
Kentucky’s SIP,” not the final rule itself, as the relevant
“final action”); West Virginia, 90 F.4th at 330-31 (joining
Texas and West Virginia and improperly framing “the
relevant agency action” as “EPA’s disapproval of West
Virginia’s SIP”).
A ll three decisions generated strong dissents
highlighting critical flaws in the majority opinions. In West
Virginia, for example, the dissent sharply criticized the
majority opinion for “jettison[ing the well-established]
analysis altogether and instead look[ing] to the nature of
West Virginia’s challenge to hold that the [f]inal [r]ule is
locally applicable.” 90 F.4th at 334 (Thacker, J., dissenting).
The dissent further pointed out that the decisions from
the Fifth and Sixth Circuits likewise “depart[ed] from
all relevant precedent,” including our decision in ATK
Launch Systems, “without adequate justification or
explanation.” Id. at 333-35 ; see also Kentucky, 2023 U.S.
App. LEXIS 18981 (Cole, J., dissenting) (relying on ATK
Launch Systems and other cases to explain that majority’s
“limiting [of] the ‘action’ to Kentucky’s state-specific
challenge is inappropriate” when “the ‘scope of the [final
rule]’ is much broader” (quoting Nat. Res. Def. Council v.
Thomas, 838 F.2d 1224, 1249, 267 U.S. App. D.C. 274 (D.C.
Cir. 1988))); Texas, 2023 U.S. App. LEXIS 13898, 2023
17a
Appendix A
WL 7204840, at *11-12 (Douglas, J., dissenting) (same).
Moreover, this misdirected approach may well result in
ten regional circuit courts ruling on issues arising from
the same nationwide EPA rule, thereby defeating the
statute’s purpose to centralize judicial review of nationally
applicable actions in the D.C. Circuit. See Texas, 2023 U.S.
App. LEXIS 13898, 2023 WL 7204840, at *13 (Douglas,
J., dissenting); Kentucky, 2023 U.S. App. LEXIS 18981
(Cole, J., dissenting).
In short, because the Fourth, Fifth, and Sixth Circuit
decisions denying the EPA’s transfer motions all depart
from § 7607(b)(1)’s plain text and our binding precedent,
we decline to follow them. See Hunt, 90 F.4th at 111113 (distinguishing Texas and Kentucky and further
disagreeing with Calumet Shreveport Refining, LLC
v. EPA, 86 F.4th 1121 (5th Cir. 2023), in which the Fifth
Circuit held that two EPA final actions denying 105 smallrefinery exemptions were locally or regionally applicable).
And applying § 7607(b)(1) as written, we readily conclude
that these petitions belong in the D.C. Circuit because they
seek review of a nationally applicable final rule. 8
CONCLUSION
Because petitioners seek review of a nationally
applicable final rule, we grant the EPA’s motions to dismiss
or transfer in part and transfer the petitions to the D.C.
8. Given this conclusion, we need not address the EPA’s
alternative argument that the petitions belong in the D.C. Circuit
even if the final action is “locally or regionally applicable” because
it “is based on a determination of nationwide scope or effect” made
and published by the EPA. § 7607(b)(1).
18a
B THE UNITED
APPENDIX B —Appendix
ORDER OF
STATES COURT OF APPEALS FOR THE TENTH
CIRCUIT, FILED FEBRUARY 16, 2024
UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
No. 23-9514
(EPA No. EPA-RO6-OAR-2021-0801)
(Environmental Protection Agency)
STATE OF OKLAHOMA, BY AND THROUGH
ITS ATTORNEY GENERAL; GENTNER F
DRUMMOND; OKLAHOMA DEPARTMENT OF
ENVIRONMENTAL QUALITY,
Petitioners,
v.
U.S. ENVIRONMENTAL PROTECTION
AGENCY; MICHAEL S. REGAN,
ADMINISTRATOR, UNITED STATES
ENVIRONMENTAL PROTECTION AGENCY,
Respondents.
SIERRA CLUB; HEALTHY ENVIRONMENT
ALLIANCE OF UTAH; CENTER FOR BIOLOGICAL
DIVERSITY; DOWNWINDERS AT RISK; UTAH
PHYSICIANS FOR A HEALTHY ENVIRONMENT;
SOUTHERN UTAH WILDERNESS ALLIANCE;
CLEAN AIR TASK FORCE,
Amici Curiae.
19a
Appendix B
No. 23-9521
(EPA No. EPA-HQ-OAR-2021-0663)
(Environmental Protection Agency)
OKLAHOMA GAS & ELECTRIC COMPANY,
Petitioner,
v.
UNITED STATES ENVIRONMENTAL
PROTECTION AGENCY; MICHAEL S.
REGAN, ADMINISTRATOR, UNITED STATES
ENVIRONMENTAL PROTECTION AGENCY,
Respondents.
SIERRA CLUB; HEALTHY ENVIRONMENT
ALLIANCE OF UTAH; CENTER FOR BIOLOGICAL
DIVERSITY; DOWNWINDERS AT RISK; UTAH
PHYSICIANS FOR A HEALTHY ENVIRONMENT;
SOUTHERN UTAH WILDERNESS ALLIANCE;
CLEAN AIR TASK FORCE,
Amici Curiae.
20a
Appendix B
No. 23-9533
(EPA No. EPA-HQ-OAR-2021-0663)
(Environmental Protection Agency)
TULSA CEMENT LLC, D/B/A CENTRAL
PLAINS CEMENT COMPANY LLC; REPUBLIC
PAPERBOARD COMPANY LLC,
Petitioners,
v.
UNITED STATES ENVIRONMENTAL
PROTECTION AGENCY; MICHAEL S.
REGAN, ADMINISTRATOR, UNITED STATES
ENVIRONMENTAL PROTECTION AGENCY,
Respondent.
SIERRA CLUB; HEALTHY ENVIRONMENT
ALLIANCE OF UTAH; CENTER FOR BIOLOGICAL
DIVERSITY; DOWNWINDERS AT RISK; UTAH
PHYSICIANS FOR A HEALTHY ENVIRONMENT;
SOUTHERN UTAH WILDERNESS ALLIANCE;
CLEAN AIR TASK FORCE,
Amici Curiae.
21a
Appendix B
No. 23-9534
(EPA No. EPA-HQ-OAR-2021-0663)
(Environmental Protection Agency)
WESTERN FARMERS ELECTRIC COOPERATIVE,
Petitioner,
v.
UNITED STATES ENVIRONMENTAL
PROTECTION AGENCY; MICHAEL S.
REGAN, ADMINISTRATOR, UNITED STATES
ENVIRONMENTAL PROTECTION AGENCY,
Respondents.
SIERRA CLUB; HEALTHY ENVIRONMENT
ALLIANCE OF UTAH; CENTER FOR BIOLOGICAL
DIVERSITY; DOWNWINDERS AT RISK; UTAH
PHYSICIANS FOR A HEALTHY ENVIRONMENT;
SOUTHERN UTAH WILDERNESS ALLIANCE;
CLEAN AIR TASK FORCE,
Amici Curiae.
22a
Appendix B
No. 23-9509
(EPA No. EPA-R08-OAR-2022-315)
(Environmental Protection Agency)
STATE OF UTAH, BY AND THROUGH ITS
GOVERNOR, SPENCER J. COX, AND ITS
ATTORNEY GENERAL, SEAN D. REYES,
Petitioner,
v.
UNITED STATES ENVIRONMENTAL
PROTECTION AGENCY; MICHAEL S.
REGAN, ADMINISTRATOR, UNITED STATES
ENVIRONMENTAL PROTECTION AGENCY,
Respondents.
SIERRA CLUB; HEALTHY ENVIRONMENT
ALLIANCE OF UTAH; CENTER FOR BIOLOGICAL
DIVERSITY; DOWNWINDERS AT RISK; UTAH
PHYSICIANS FOR A HEALTHY ENVIRONMENT;
SOUTHERN UTAH WILDERNESS ALLIANCE;
CLEAN AIR TASK FORCE,
Amici Curiae.
23a
Appendix B
No. 23-9512
(EPA No. EPA-R08-OAR-2022-315)
(Environmental Protection Agency)
PACIFICORP; DESERET GENERATION &
TRANSMISSION CO-OPERATIVE; UTAH
MUNICIPAL POWER AGENCY,
Petitioners,
v.
UNITED STATES ENVIRONMENTAL
PROTECTION AGENCY; MICHAEL S.
REGAN, ADMINISTRATOR, UNITED STATES
ENVIRONMENTAL PROTECTION AGENCY,
Respondents.
SIERRA CLUB; HEALTHY ENVIRONMENT
ALLIANCE OF UTAH; CENTER FOR BIOLOGICAL
DIVERSITY; DOWNWINDERS AT RISK; UTAH
PHYSICIANS FOR A HEALTHY ENVIRONMENT;
SOUTHERN UTAH WILDERNESS ALLIANCE;
CLEAN AIR TASK FORCE,
Amici Curiae.
24a
Appendix B
No. 23-9520
(EPA No. EPA-R08-OAR-2022-315)
(Environmental Protection Agency)
UTAH ASSOCIATED
MUNICIPAL POWER SYSTEMS,
Petitioner,
v.
UNITED STATES ENVIRONMENTAL
PROTECTION AGENCY; MICHAEL S.
REGAN, ADMINISTRATOR, UNITED STATES
ENVIRONMENTAL PROTECTION AGENCY,
RESPONDENTS.
SIERRA CLUB; HEALTHY ENVIRONMENT
ALLIANCE OF UTAH; CENTER FOR BIOLOGICAL
DIVERSITY; DOWNWINDERS AT RISK; UTAH
PHYSICIANS FOR A HEALTHY ENVIRONMENT;
SOUTHERN UTAH WILDERNESS ALLIANCE;
CLEAN AIR TASK FORCE,
Amici Curiae.
ORDER
These matters are before the court on Respondents’
Opposed Motion to Transfer the Petition for Review to
25a
Appendix B
the D.C. Circuit or Dismiss Based on Improper Venue.1
We also have responses from Petitioners, replies from
Respondents, and supplemental authority from the
parties. On April 27, 2023, the motions, responses, replies,
and supplemental authority were referred to the panel of
judges who would later be assigned to decide the merits
of these petitions for review. As a result, merits briefing
proceeded and these matters are set for oral argument
on March 21, 2024.
Upon careful consideration of the aforementioned
filings, and at the specific direction of the merits panel,
the Transfer Motions are GRANTED IN PART and these
matters will be transferred to the United States Court of
Appeals for the District of Columbia. A decision directing
the transfer of these matters will issue in due course, and
the transfers will be effectuated at that time.
In light of the foregoing, the March 21, 2024 oral
arguments in these matters are VACATED, and all
counsel are excused from attendance. The pending
motions to enlarge time for oral argument and for amici
to participate in oral argument are DENIED AS MOOT.
Entered for the Court,
/s/ Christopher M. Wolpert, Clerk
CHRISTOPHER M. WOLPERT, Clerk
1. Respondents filed substantially similar motions to transfer or
dismiss each of the above-captioned petitions for review. Collectively,
those motions are referred to herein as the “Transfer Motions.”
26a
Appendix
C
APPENDIX
C — RELEVANT
STATUTORY PROVISIONS
42 U.S. Code § 7607 Administrative proceedings and
judicial review
(b) Judicial review.
(1) A petition for review of action of the Administrator
in promulgating any national primary or secondary
ambient air quality standard, any emission standard
or requirement under section 112 [42 USCS § 7412],
any standard of performance or requirement under
section 111 [42 USCS § 7411][,], any standard under
section 202 [42 USCS § 7521] (other than a standard
required to be prescribed under section 202(b)(1)
[42 USCS § 7521(b)(1)]), any determination under
section 202(b)(5) [42 USCS § 7521(b)(5)], any control
or prohibition under section 211 [42 USCS § 7545], any
standard under section 231 [42 USCS § 7571] any rule
issued under section 113, 119, or under section 120 [42
USCS § 7413, 7419, or 7420], or any other nationally
applicable regulations promulgated, or final action
taken, by the Administrator under this Act may be
filed only in the United States Court of Appeals for
the District of Columbia. A petition for review of the
Administrator’s action in approving or promulgating
any implementation plan under section 110 or section
111(d) [42 USCS § 7410 or 7411(d)], any order under
section 111(j) [42 USCS § 7411(j)], under section 112 [42
USCS § 7412],[,] under section 119 [42 USCS § 7419], or
under section 120 [42 USCS § 7420], or his action under
section 119(c)(2)(A), (B), or (C) (as in effect before the
date of enactment of the Clean Air Act Amendments
of 1977) or under regulations thereunder, or revising
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regulations for enhanced monitoring and compliance
certification programs under section 114(a)(3) of this
Act, or any other final action of the Administrator
under this Act (including any denial or disapproval
by the Administrator under title I [42 USCS §§ 7401
et seq.]) which is locally or regionally applicable may
be filed only in the United States Court of Appeals
for the appropriate circuit. Notwithstanding the
preceding sentence a petition for review of any action
referred to in such sentence may be filed only in the
United States Court of Appeals for the District of
Columbia if such action is based on a determination
of nationwide scope or effect and if in taking such
action the Administrator finds and publishes that such
action is based on such a determination. Any petition
for review under this subsection shall be filed within
sixty days from the date notice of such promulgation,
approval, or action appears in the Federal Register,
except that if such petition is based solely on grounds
arising after such sixtieth day, then any petition for
review under this subsection shall be filed within
sixty days after such grounds arise. The filing of a
petition for reconsideration by the Administrator of
any otherwise final rule or action shall not affect the
finality of such rule or action for purposes of judicial
review nor extend the time within which a petition for
judicial review of such rule or action under this section
may be filed, and shall not postpone the effectiveness
of such rule or action.
(2) Action of the Administrator with respect to which
review could have been obtained under paragraph
(1) shall not be subject to judicial review in civil or
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criminal proceedings for enforcement. Where a final
decision by the Administrator defers performance of
any nondiscretionary statutory action to a later time,
any person may challenge the deferral pursuant to
paragraph (1).
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42 U.S. Code § 7410 State implementation plans for
national primary and secondary ambient air
quality standards
(a) Adoption of plan by State; submission to
Administrator; content of plan; revision; new sources;
indirect source review program; supplemental or
intermittent control systems.
(1) Each State shall, after reasonable notice and public
hearings, adopt and submit to the Administrator,
w ithin 3 years (or such shorter period as the
Administrator may prescribe) after the promulgation
of a national primary ambient air quality standard
(or any revision thereof) under section 109 [42 USCS
§ 7409] for any air pollutant, a plan which provides
for implementation, maintenance, and enforcement
of such primary standard in each air quality control
region (or portion thereof) within such State. In
addition, such State shall adopt and submit to the
Administrator (either as a part of a plan submitted
under the preceding sentence or separately) within
3 years (or such shorter period as the Administrator
may prescribe) after the promulgation of a national
ambient air quality secondary standard (or revision
thereof), a plan which provides for implementation,
maintenance, and enforcement of such secondary
standard in each air quality control region (or portion
thereof) within such State. Unless a separate public
hearing is provided, each State shall consider its plan
implementing such secondary standard at the hearing
required by the first sentence of this paragraph.
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(2) Each implementation plan submitted by a State
under this Act shall be adopted by the State after
reasonable notice and public hearing. Each such plan
shall—
(A) include enforceable emission limitations and
other control measures, means, or techniques
(including economic incentives such as fees,
marketable permits, and auctions of emissions
rights), as well as schedules and timetables for
compliance, as may be necessary or appropriate
to meet the applicable requirements of this Act;
(B) provide for establishment and operation
of appropriate devices, methods, systems, and
procedures necessary to—
(i) monitor, compile, and analyze data on
ambient air quality, and
(ii) upon request, make such data available to
the Administrator;
(C) include a program to provide for the enforcement
of the measures described in subparagraph (A), and
regulation of the modification and construction of
any stationary source within the areas covered
by the plan as necessary to assure that national
ambient air quality standards are achieved,
including a permit program as required in parts
C and D [42 USCS §§ 7470 et seq., 7501 et seq.];
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(D) contain adequate provisions—
(i) prohibiting, consistent with the provisions of
this title, any source or other type of emissions
activity within the State from emitting any air
pollutant in amounts which will—
(I) contribute significantly to nonattainment
in, or interfere with maintenance by, any
other State with respect to any such national
primary or secondary ambient air quality
standard, or
(II) interfere with measures required to be
included in the applicable implementation
plan for any other State under part C [42
USCS §§ 7470 et seq.] to prevent significant
deterioration of air quality or to protect
visibility,
(ii) insuring compliance with the applicable
requirements of sections 126 and 115 [42
USCS §§ 7426, 7415] (relating to interstate and
international pollution abatement);
***
(k) Environmental Protection Agency action on plan
submissions.
(1) Completeness of plan submissions.
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(A) Completeness criteria. Within 9 months after
the date of the enactment of the Clean Air Act
Amendments of 1990 [enacted Nov. 15, 1990],
the Administrator shall promulgate minimum
criteria that any plan submission must meet
before the Administrator is required to act on such
submission under this subsection. The criteria shall
be limited to the information necessary to enable
the Administrator to determine whether the plan
submission complies with the provisions of this Act.
(B) Completeness finding. Within 60 days of the
Administrator’s receipt of a plan or plan revision,
but no later than 6 months after the date, if any,
by which a State is required to submit the plan
or revision, the Administrator shall determine
whether the minimum cr iter ia established
pursuant to subparagraph (A) have been met. Any
plan or plan revision that a State submits to the
Administrator, and that has not been determined
by the Administrator (by the date 6 months after
receipt of the submission) to have failed to meet
the minimum criteria established pursuant to
subparagraph (A), shall on that date be deemed by
operation of law to meet such minimum criteria.
(C) Effect of finding of incompleteness. Where the
Administrator determines that a plan submission
(or part thereof) does not meet the minimum
criteria established pursuant to subparagraph (A),
the State shall be treated as not having made the
submission (or, in the Administrator’s discretion,
part thereof).
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(2) Deadline for action. Within 12 months of a
determination by the Administrator (or a determination
deemed by operation of law) under paragraph (1) that
a State has submitted a plan or plan revision (or, in
the Administrator’s discretion, part thereof) that
meets the minimum criteria established pursuant to
paragraph (1), if applicable (or, if those criteria are
not applicable, within 12 months of submission of the
plan or revision), the Administrator shall act on the
submission in accordance with paragraph (3).
(3) Full and partial approval and disapproval. In the
case of any submittal on which the Administrator is
required to act under paragraph (2), the Administrator
shall approve such submittal as a whole if it meets all of
the applicable requirements of this Act. If a portion of
the plan revision meets all the applicable requirements
of this Act, the Administrator may approve the plan
revision in part and disapprove the plan revision in
part. The plan revision shall not be treated as meeting
the requirements of this Act until the Administrator
approves the entire plan revision as complying with
the applicable requirements of this Act.
(4) Conditional approval. The Administrator may
approve a plan revision based on a commitment of
the State to adopt specific enforceable measures by a
date certain, but not later than 1 year after the date
of approval of the plan revision. Any such conditional
approval shall be treated as a disapproval if the State
fails to comply with such commitment.
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(5) Calls for plan revisions. Whenever the Administrator
finds that the applicable implementation plan for any
area is substantially inadequate to attain or maintain
the relevant national ambient air quality standard, to
mitigate adequately the interstate pollutant transport
described in section 176A or section 184 [42 USCS §
7506a or § 7511c], or to otherwise comply with any
requirement of this Act, the Administrator shall
require the State to revise the plan as necessary to
correct such inadequacies. The Administrator shall
notify the State of the inadequacies, and may establish
reasonable deadlines (not to exceed 18 months after
the date of such notice) for the submission of such plan
revisions. Such findings and notice shall be public.
Any finding under this paragraph shall, to the extent
the Administrator deems appropriate, subject the
State to the requirements of this Act to which the
State was subject when it developed and submitted
the plan for which such finding was made, except that
the Administrator may adjust any dates applicable
under such requirements as appropriate (except that
the Administrator may not adjust any attainment date
prescribed under part D [42 USCS §§ 7501 et seq.],
unless such date has elapsed).
(6) Cor rections. W henever the Administrator
determines that the Administrator’s action approving,
disapproving, or promulgating any plan or plan revision
(or part thereof), area designation, redesignation,
classification, or reclassification was in error, the
Administrator may in the same manner as the
approval, disapproval, or promulgation revise such
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action as appropriate without requiring any further
submission from the State. Such determination and the
basis thereof shall be provided to the State and public.
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