Amicus Curiae Brief — Oklahoma, et al., Petitioners v. Environmental Protection Agency, et al.
Supreme Court briefJan 24, 2025
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Nos. 23-1067, 23-1068
IN THE
Supreme Court of the United States
State of OKLAHOMA, et al.,
Petitioners,
v.
ENVIRONMENTAL PROTECTION AGENCY, et al.,
Respondents.
PACIFICORP, et al.,
Petitioners,
v.
ENVIRONMENTAL PROTECTION AGENCY, et al.,
Respondents.
ON WRITS OF CERTIORARI TO
THE UNITED STATES COURT OF APPEALS FOR THE TENTH CIRCUIT
BRIEF FOR STATES OF NEW YORK, ARIZONA, CONNECTICUT,
DELAWARE, HAWAI‘I, ILLINOIS, MAINE, MARYLAND,
MASSACHUSETTS, MICHIGAN, NEW JERSEY, NEW MEXICO,
OREGON, RHODE ISLAND, VERMONT, WASHINGTON,
AND WISCONSIN; THE DISTRICT OF COLUMBIA;
HARRIS COUNTY, TEXAS; AND THE CITY OF NEW YORK
AS AMICI CURIAE IN SUPPORT OF RESPONDENTS
LETITIA JAMES
Attorney General
State of New York
BARBARA D. UNDERWOOD*
Solicitor General
JUDITH N. VALE
Deputy Solicitor General
ELIZABETH A. BRODY
Assistant Solicitor General
MORGAN A. COSTELLO
CLAIBORNE E. WALTHALL
Assistant Attorneys General
28 Liberty Street
New York, New York 10005
(212) 416-8016
barbara.underwood@ag.ny.gov
*Counsel of Record
(Counsel listing continues on signature pages.)
i
TABLE OF CONTENTS
Page
Table of Authorities ...................................................... iii
Interests of Amici Curiae ............................................... 1
Statement ........................................................................ 3
A. Statutory Background..................................... 3
B. Factual and Procedural Background ............. 3
1. Interstate ozone pollution and the
“good neighbor” provision ......................... 3
2. The SIP Disapproval Rule ........................ 6
3. This litigation ............................................ 9
Summary of Argument ................................................. 12
Argument ....................................................................... 13
I.
The SIP Disapproval Rule Is Nationally
Applicable. ............................................................ 13
A. The Rule Spans Twenty-One States and
Ten Judicial Circuits. .................................... 13
B. The Rule Is the Relevant “Action.” .............. 18
II. In the Alternative, the SIP Disapproval Rule
Is Based on Multiple Determinations of
Nationwide Scope or Effect. ................................ 23
A. The Rule Contains Multiple
Determinations of Nationwide Scope or
Effect............................................................... 23
1. One-percent contribution threshold ...... 24
2. International emissions .......................... 26
3. Preexisting control measures ................. 27
ii
Page
B. Congress Amended the Venue Provision
to Avoid Precisely the Type of Chaotic
Litigation That Occurred Here. ................... 29
Conclusion ..................................................................... 34
iii
TABLE OF AUTHORITIES
Cases
Page(s)
American Rd. & Transp. Builders Ass’n v. EPA,
705 F.3d 453 (D.C. Cir. 2013) ..................................17
ATK Launch Sys., Inc. v. EPA, 651 F.3d 1194
(10th Cir. 2011) .................................................. 14, 19
Bristol Lab’ys v. Richardson, 456 F.2d 563 (1st
Cir. 1971) ............................................................ 20, 21
Dandridge v. Williams, 397 U.S. 471 (1970) ................23
Dayton Power & Light Co. v. EPA, 520 F.2d 703
(6th Cir. 1975) ...........................................................31
EPA v. EME Homer City Generation, L.P.,
572 U.S. 489 (2014) ...................................... 1, 4-6, 21
Gallardo ex rel. Vassallo v. Marstiller, 596 U.S.
420 (2022) ..................................................................33
Harrison v. PPG Indus., Inc., 446 U.S. 578 (1980) ......15
Kennecott Corp. v. EPA, 684 F.2d 1007 (D.C. Cir.
1982) ..........................................................................23
Kentucky v. EPA, No. 23-3216, 2023 WL
11871967 (6th Cir. July 25, 2023) ...........................10
National Parks Conservation Ass’n v. EPA, 803
F.3d 151 (3d Cir. 2015) .............................................17
Natural Res. Def. Council, Inc. v. EPA, 465 F.2d
492 (1st Cir. 1972) ....................................................31
Natural Res. Def. Council, Inc. v. EPA, 475 F.2d
968 (D.C. Cir. 1973) ........................................... 16, 31
Natural Res. Def. Council, Inc. v. EPA, 673 F.2d
392 (D.C. Cir. 1980) ........................................... 20-23
Safeco Ins. Co. of Am. v. Burr, 551 U.S. 47
(2007) .................................................................. 25, 27
iv
Cases
Page(s)
Saturn Airways, Inc. v. Civil Aeronautics Bd.,
476 F.2d 907 (D.C. Cir. 1973) ..................................20
Sierra Club v. EPA, 47 F.4th 738 (D.C. Cir. 2022) ......17
Southern Ill. Power Coop. v. EPA, 863 F.3d
666 (7th Cir. 2017) ...................................... 13, 14, 18
Texas v. EPA, No. 10-60961, 2011 WL 710598
(5th Cir. Feb. 24, 2011) ...................................... 14-16
Texas v. EPA, No. 23-60069, 2023 WL 7204840
(5th Cir. May 1, 2023) ................................. 10, 15, 16
Train v. Natural Res. Def. Council, Inc., 421 U.S.
60 (1975) ......................................................................7
Utility Air Regul. Grp. v. EPA, 471 F.3d 1333
(D.C. Cir. 2006) .........................................................17
Washington v. Confederated Bands & Tribes of
Yakima Indian Nation, 439 U.S. 463 (1979) ..........23
West Virginia Chamber of Com. v. Browner,
166 F.3d 336, 1998 WL 827315 (4th Cir.
1998) ............................................................. 14, 18, 22
West Virginia v. EPA, 90 F.4th 323 (4th Cir.
2024) ................................................................... 10, 17
Westar Energy, Inc. v. EPA, 608 F. App’x 1 (D.C.
Cir. 2015) ...................................................................17
Wisconsin v. EPA, 938 F.3d 303 (D.C. Cir. 2019).. 26, 27
Laws
Clean Air Act Amendments of 1970, Pub. L. No.
91-604, 84 Stat. 1676 ................................................30
Clean Air Act Amendments of 1977, Pub. L. No.
95-95, 91 Stat. 685 ............................................. 30, 32
v
Laws
Page(s)
5 U.S.C. § 594(1) .............................................................32
28 U.S.C. § 2112(a) .........................................................19
42 U.S.C.
§ 7410(a) ..................................................................5, 6
§ 7410(c)...................................................................5, 6
§ 7411(j) .....................................................................14
§ 7607(b) .......................... 1, 3, 9, 10, 13-15, 19, 23, 25
Federal Register (by date)
Recommendations of the Administrative
Conference of the United States, 41 Fed. Reg.
56767 (Dec. 30, 1976) ........................................ 32, 33
Waiver from New Source Performance Standard
for Homer City Unit No. 3 Steam Electric
Generating Station, 46 Fed. Reg. 55975 (Nov.
13, 1981) ....................................................................14
Innovative Technology Waivers for Four
Automobile and Light-Duty Truck Surface
Coating Operations, 50 Fed. Reg. 36830
(Sept. 9, 1985) ...........................................................14
Action to Ensure Authority to Issue Permits
Under the Prevention of Significant
Deterioration Program to Sources of
Greenhouse Gas Emissions, 75 Fed. Reg.
77698 (Dec. 13, 2010) ...............................................15
Federal Implementation Plans: Interstate
Transport of Fine Particulate Matter and
Ozone and Correction of SIP Approvals,
76 Fed. Reg. 48208 (Aug. 8, 2011) ...........................21
National Ambient Air Quality Standards for
Ozone, 80 Fed. Reg. 65292 (Oct. 26, 2015)............3, 6
vi
Federal Register
Page(s)
Notice of Availability of the Environmental
Protection Agency’s Preliminary Interstate
Ozone Transport Modeling Data, 82 Fed.
Reg. 1733 (Jan. 6, 2017) .............................................6
Air Plan Approval; [Idaho], 85 Fed. Reg. 65722
(Oct. 16, 2020) .............................................................7
Air Plan Disapproval; New York and New
Jersey, 87 Fed. Reg. 9484 (Feb. 22, 2022) .................8
Air Plan Disapproval; Kentucky, 87 Fed. Reg.
9498 (Feb. 22, 2022)....................................................8
Air Plan Disapproval; West Virginia, 87 Fed.
Reg. 9516 (Feb. 22, 2022) ............................ 24, 27, 28
Air Plan Disapproval; [Alabama, Mississippi,
Tennessee], 87 Fed. Reg. 9545 (Feb. 22, 2022) .........8
Air Plan Disapproval; Arkansas, Louisiana,
Oklahoma, and Texas, 87 Fed. Reg. 9798
(Feb. 22, 2022)................................................... 6-8, 24
Air Plan Disapproval; Illinois, Indiana,
Michigan, Minnesota, Ohio, Wisconsin,
87 Fed. Reg. 9838 (Feb. 22, 2022) ..........................7, 8
Air Plan Disapproval; Utah, 87 Fed. Reg. 31470
(May 24, 2022) ................................................. 7-9, 24
Air Plan Disapproval; [Alabama], 87 Fed. Reg.
64412 (Oct. 25, 2022) ..............................................7, 8
Air Plan Disapprovals; Interstate Transport
of Air Pollution for the 2015 8-Hour
Ozone National Ambient Air Quality
Standards, 88 Fed. Reg. 9336
(Feb. 13, 2023)................................... 1, 7-9, 24, 26, 27
vii
Federal Register
Page(s)
Federal ‘‘Good Neighbor Plan’’ for the 2015
Ozone National Ambient Air Quality Standards, 88 Fed. Reg. 36,654 (June 5, 2023) ................4
Miscellaneous Authorities*
Administrative Conference of the United States,
Recommendation 76-4: Judicial Review
Under the Clean Air Act and Federal Water
Pollution Control Act (1976), in Clean Air Act
Amendments of 1977: Hr’g on S. 251, S. 252
& S. 253 Before the S. Subcomm. on Env’t
Pollution of the Comm. on Env’t & Pub.
Works, 95th Cong., 1st Sess. pt. 3 (1977) ......... 31, 32
Air Plan Disapproval; Interstate Transport of
Air Pollution for the 2015 8-hour Ozone
National Ambient Air Quality Standards,
Docket ID No. EPA-HQ-OAR-2021-0663,
https://www.regulations.gov/docket/EPA-HQOAR-2021-0663.........................................................22
American Lung Ass’n, State of the Air 2024:
Texas (2024), https://www.lung.org/research/
sota/city-rankings/states/texas ..................................5
David P. Currie, Judicial Review Under Federal
Pollution Laws, 62 Iowa L. Rev. 1221 (1977) .. 30, 31
Environmental Protection Agency, 2016v3 DVs
State Contributions (n.d.),
https://www.regulations.gov/document/EPAHQ-OAR-2021-0663-0070 ........................................26
*All websites last visited January 24, 2025.
viii
Miscellaneous Authorities
Page(s)
Environmental Protection Agency, Air Quality
Modeling Technical Support Document: 2015
Ozone NAAQS SIP Disapproval Final Action
(2023), https://www.epa.gov/system/files/
documents/2023-02/AQ Modeling TSD_Final
Action %281%29.pdf ...............................................4, 5
H.R. Rep. No. 95-294 (1977) ..........................................33
Memorandum from Janet McCabe, Acting
Assistant Administrator, EPA, to Regional
Administrators, Regions 1-10; Attachment: How
Air Agencies and the EPA Will Move Forward to
Implement the 2015 Ozone Standards (Oct. 1,
2015), https://www.epa.gov/sites/default/files/
2015-10/documents/implementation_memo.pdf.......6
Nicholas Nassikas et al., Ozone-Related Asthma
Emergency Department Visits in the US in a
Warming Climate, 183 Env’t Rsch. no. 109206
(Apr. 2020), https://www.sciencedirect.com/
science/article/abs/pii/S0013935120300980?via
%3Dihub ......................................................................4
Oklahoma Div. of Env’t Quality, Ozone Alert and
Particulate Matter (PM) Alert (n.d.),
https://www.deq.ok.gov/air-quality-division/
ambient-monitoring/ozone-alert-pm-alert/ ...............4
S. Rep. No. 101-228 (1989)...............................................4
U.S. Jud. Panel on Multidistrict Litig.,
Multicircuit Petitions (as of Jan. 15, 2025),
https://www.jpml.uscourts.gov/multicircuitpetitions .....................................................................20
Wright & Miller, Federal Practice & Procedure:
Judicial Review vol. 33, § 8392 (2d ed. June
2024 update) (Westlaw)............................................19
INTERESTS OF AMICI CURIAE
This case concerns whether one circuit court or
seven circuit courts should review a single rulemaking
of the U.S. Environmental Protection Agency (EPA)
under the Clean Air Act. See Air Plan Disapprovals;
Interstate Transport of Air Pollution for the 2015 8Hour Ozone National Ambient Air Quality Standards,
88 Fed. Reg. 9336 (Feb. 13, 2023) (“SIP Disapproval
Rule”). The Rule addresses the thorny problem of interstate pollution by applying a uniform framework to
assess when each State’s sources export pollution in
quantities large enough to trigger statutory obligations
to other States that must cope with the influx of interstate pollution. See EPA v. EME Homer City Generation, L.P., 572 U.S. 489, 514 (2014). The Rule concludes
that twenty-one States possess those statutory obligations and that each failed to propose corresponding
pollution-reduction measures.
The Act’s venue provision vests the D.C. Circuit
with exclusive jurisdiction to review EPA actions that
are “nationally applicable” or that contain a published
finding that the action is “based on a determination of
nationwide scope or effect.” 42 U.S.C. § 7607(b)(1). In
the published Rule, EPA explained that the Rule was
“nationally applicable” because it applied to twenty-one
States in ten judicial circuits. EPA further explained
that the Rule was “based on a determination of nationwide scope or effect” because it was based on a uniform
legal framework and nationwide air pollution modeling.
Notwithstanding these express findings, many
States and industry groups filed dozens of petitions for
review in seven different regional circuits. Pursuant to
the venue provision, EPA moved to transfer these petitions to the D.C. Circuit for centralized review. The
2
Tenth Circuit concluded that the Rule was nationally
applicable and that petitions challenging it therefore
must be transferred to the D.C. Circuit.
Amici curiae are the States of New York, Arizona,
Connecticut, Delaware, Hawai‘i, Illinois, Maine, Maryland, Massachusetts, Michigan, New Jersey, New
Mexico, Oregon, Rhode Island, Vermont, Washington,
and Wisconsin; the District of Columbia; Harris County,
Texas; and the City of New York. Amici file this brief in
support of EPA and affirmance of the Tenth Circuit’s
decision. Amici have substantial interests in this
litigation because most Amici suffer from persistent
ozone pollution driven in significant part by pollution
that migrates from emitters in other States. Despite
these Amici’s successful efforts to reduce pollution from
their own in-state sources, the ongoing influx of out-ofstate pollution continues to impose severe health effects
on Amici’s residents, and regulatory and economic costs
on Amici’s industries—which must shoulder heavier
burdens to offset pollution from other States.
Amici also have significant interests in the proper
application of the Act’s venue provision. Amici have
decades of experience with EPA actions addressing
interstate pollution and with legal challenges to those
actions, including the challenges here. Based on this
experience, Amici write to explain that the Act’s venue
provision requires centralized review of the Rule in the
D.C. Circuit. Since February 2023, seven circuits have
simultaneously reviewed the Rule, which has caused
chaos and delay. This wasteful litigation has severely
harmed Amici by prolonging the health and economic
harms that flow from interstate pollution—contrary to
Congress’s intent under the Act’s venue and good-neighbor provisions.
3
STATEMENT
A. Statutory Background
The Clean Air Act’s judicial review provision assigns
venue based on the geographical scope of an EPA action.
An action that is “nationally applicable” may be reviewed
“only in the United States Court of Appeals for the District of Columbia.” 42 U.S.C. § 7607(b)(1). By contrast,
an action that is “locally or regionally applicable” may
be filed “only in the United States Court of Appeals for
the appropriate circuit.” Id.
However, a locally or regionally applicable action
may be reviewed only in the D.C. Circuit if such action
includes a published finding that it “is based on a determination of nationwide scope or effect.” Id.
Here, the Tenth Circuit correctly found that the
action at issue was nationally applicable. The ruling can
in the alternative be affirmed on the ground that, even
if locally or regionally applicable, the action was “based
on a determination of nationwide scope or effect.”
B. Factual and Procedural Background
1. Interstate ozone pollution and
the “good neighbor” provision
Ground-level ozone is a harmful pollutant. When
inhaled, ozone reacts with and inflames tissue in the
airways, which can lead to asthma attacks, reduced
lung function, and cardiac effects. See National Ambient
Air Quality Standards for Ozone, 80 Fed. Reg. 65292,
65302-10 (Oct. 26, 2015). When ozone levels are high,
health authorities warn the public that spending time
outdoors can be hazardous, especially for children and
4
the elderly. 1 Hospitals report more emergency room
visits on high-ozone days, including from children experiencing asthma attacks. 2
Although Amici tightly regulate ozone-forming
pollutants (called “precursors”) within their jurisdictions, sources of air pollution in dozens of “upwind”
States emit precursors that travel with the wind—sometimes thousands of miles—into Amici’s “downwind”
jurisdictions. See Federal ‘‘Good Neighbor Plan’’ for the
2015 Ozone National Ambient Air Quality Standards,
88 Fed. Reg. 36,654, 36,670 (June 5, 2023). The interstate movement of ozone precursors involves a complex
web of pollution streams, sometimes numbering in the
thousands. See EME Homer City, 572 U.S. at 496-97.
Because many downwind States receive streams of
precursor pollution from more than one upwind State,
id. at 496, interstate ozone pollution “is a major determinant of local air quality,” S. Rep. No. 101-228, at 264
(1989). 3
Ozone precursors transported from upwind States,
such as Oklahoma and Utah, contribute substantially
to elevated ozone levels in downwind States, including
1 See, e.g., Okla. Div. of Env’t Quality, Ozone Alert and
Particulate Matter (PM) Alert (n.d.).
2 Nicholas Nassikas et al., Ozone-Related Asthma Emergency
Department Visits in the US in a Warming Climate, 183 Env’t Rsch.
no. 109206 (Apr. 2020).
3 For example, ozone transported from upwind States is
responsible for as much as 57 percent of the total ozone in Fairfield
County, Connecticut; 28 percent of the total ozone in Cook County,
Illinois; and 52 percent of the total ozone in Kenosha, Racine, and
Sheboygan Counties, Wisconsin—which struggle to meet federal
ozone standards. See EPA, Air Quality Modeling Technical Support
Document: 2015 Ozone NAAQS SIP Disapproval Final Action app.
D at D-2 (2023).
5
many of Amici’s jurisdictions. For example, Oklahoma’s
sources contribute up to 0.79 parts per billion (ppb) of
ozone to the Greater Houston metropolitan area. 4
Galveston County, which has an “F” rating for ozone
pollution from the American Lung Association, is home
to over 69,000 children and adults who suffer from
respiratory and cardiac diseases that make them
especially vulnerable to ozone pollution. 5
To offset this upwind pollution, downwind States
must further tighten their already stringent emissionscontrol regulations. As this Court has recognized,
squeezing further reductions from sources in downwind
States is typically costlier and less effective than requiring upwind sources to take common pollution-reduction
measures. See EME Homer City, 572 U.S. at 519-20.
Congress enacted the Act’s “good neighbor”
provision, 42 U.S.C. § 7410(a)(2)(D)(i)(I), to limit
interstate pollution and to address these disparities. See
EME Homer City, 572 U.S. at 497-99. When EPA
revises a national ambient air quality standard, each
State must submit a SIP consisting of permanent,
enforceable mea sures to ensure the State achieves and
maintains compliance with the federal standard. 42
U.S.C. § 7410(a)(1). The good-neighbor provision, id.
§ 7410(a)(2)(D)(i)(I), requires that each plan also prohibit emissions that will impede any other State’s compliance, see EME Homer City, 572 U.S. at 509. If EPA
determines that a SIP will not adequately control interstate pollution, in violation of the good-neighbor provision, EPA must disapprove it. 42 U.S.C. § 7410(c)(1).
Within two years of such disapproval, EPA must issue
4 EPA, Air Quality Modeling, supra, at app. C at C-2.
5 Am. Lung Ass’n, State of the Air 2024: Texas (2024) (click on
“Populations at Risk”).
6
a federal implementation plan (FIP) to replace the
inadequate SIP. Id.
2. The SIP Disapproval Rule
This case involves a single EPA rule that
disapproved twenty-one SIPs for failing to address goodneighbor obligations that arose after EPA revised the
federal ozone standards. In 2015, EPA set the maximum
acceptable concentration of ozone at 70 ppb. 80 Fed. Reg.
at 65292. This revision triggered a requirement that
States update their SIPs. See 42 U.S.C. § 7410(a)(1).
EPA explained that all States would be able to
identify and address their good-neighbor obligations
using the same four-step framework developed by EPA
and upheld by this Court in EME Homer City, 572 U.S.
at 500-03, 519-20. 6 EPA also offered to prepare the
nationwide modeling necessary for the first two steps of
that framework. The modeling would first identify the
downwind areas that were projected not to attain or
maintain the new ozone standards, and then identify
the upwind States that were “linked” to those downwind
areas by greater-than-de-minimis amounts of pollution.7
EPA issued the first version of this modeling in
2017. See Notice of Availability of the Environmental
Protection Agency’s Preliminary Interstate Ozone
Transport Modeling Data, 82 Fed. Reg. 1733 (Jan. 6,
2017). Oklahoma, Utah, and nearly every other State
used this modeling to prepare their SIPs. See Air Plan
Disapproval; Arkansas, Louisiana, Oklahoma, and
6 Mem. from Janet McCabe, Acting Assistant Adm’r, EPA, to
Regional Administrators, Regions 1-10; Attachment: How Air Agencies and the EPA Will Move Forward to Implement the 2015 Ozone
Standards 6-7 (Oct. 1, 2015).
7 Id.
7
Texas, 87 Fed. Reg. 9798, 9816 (Feb. 22, 2022); Air Plan
Disapproval; Utah, 87 Fed. Reg. 31470, 31475 (May 24,
2022).
The modeling revealed that about half of the States
had no new good-neighbor obligations. See 88 Fed. Reg.
at 9362. These States were not projected to contribute
greater-than-de-minimis amounts of ozone—defined as
one percent of the air-quality standard, or 0.70 ppb—to
the identified downwind areas. See, e.g., Air Plan
Approval; [Idaho], 85 Fed. Reg. 65722, 65724 (Oct. 16,
2020). EPA began approving these SIPs in 2018. See 88
Fed. Reg. at 9362.
The modeling showed that the remaining States
were projected to contribute more than 0.70 ppb of ozone
pollution to downwind areas. These States were required
to evaluate whether using common pollution-control
technologies could reduce their contributions in a costeffective manner. If so, their SIPs would need to require
the use of those technologies (or other technologies that
would reduce pollution by an equivalent amount). Under
the Act’s cooperative federalism structure, States were
free to adopt the “mix” of technologies that made sense
for their individual State. See Train v. Natural Res. Def.
Council, Inc., 421 U.S. 60, 79 (1975).
Instead, many States submitted SIPs asking EPA
to disregard the contributions that the modeling had
already confirmed. For example, many States argued
that the 0.70 ppb threshold was too low, and instead
argued that a more forgiving threshold of 1.0 ppb should
apply. 8 Other States argued that EPA should disregard
8 See, e.g., 87 Fed. Reg. at 9819-20 (Oklahoma); 87 Fed. Reg. at
31476 (Utah); Air Plan Disapproval; [Alabama], 87 Fed. Reg. 64412,
64423-24 (Oct. 25, 2022); 87 Fed. Reg. at 9804 (Arkansas); Air Plan
(continues on next page)
8
their contributions if emissions from Canada or Mexico
also affected the same downwind area.9 Still other States
contended they did not have to evaluate common
pollution-reduction technologies because EPA should
deem an existing federal program—which addressed an
earlier, weaker ozone standard—to satisfy the new
standard. 10
EPA proposed to disapprove these SIPs, applying “a
consistent set of policy judgments across all states.”
E.g., 87 Fed. Reg. at 31472 (Utah). For instance, EPA
determined to continue applying the 0.70 ppb threshold
to all States. E.g., id. at 31474. EPA determined that
pollution from Canada and Mexico did not excuse goodneighbor obligations under the Act. E.g., id. at 31482.
And EPA determined that the prior federal program did
not demonstrate compliance with the new standard.
See, e.g., 87 Fed. Reg. at 9822-23 (Oklahoma). To support
this determination, EPA cited updated nationwide
modeling, which factored into the prior federal program.
Id. at 9823.
Disapproval; Illinois, Indiana, Michigan, Minnesota, Ohio, Wisconsin, 87 Fed. Reg. 9838, 9845-46, 9847, 9870-71 (Feb. 22, 2022) (Illinois, Indiana, Michigan, Ohio); Air Plan Disapproval; Kentucky, 87
Fed. Reg. 9498, 9509 (Feb. 22, 2022); 87 Fed. Reg. at 9811 (Louisiana); Air Plan Disapproval; [Alabama, Mississippi, Tennessee], 87
Fed. Reg. 9545, 9557 (Feb. 22, 2022) (Mississippi).
9 See, e.g., 87 Fed. Reg. at 31477 (Utah); see also 88 Fed. Reg.
at 9378 (observing that Arkansas, California, Illinois, Indiana,
Kentucky, Michigan, Missouri, Ohio, Utah, Wyoming, and West
Virginia raised this argument).
10 See, e.g., 87 Fed. Reg. at 9822-23 (Oklahoma); 87 Fed. Reg.
at 64425-26 (Alabama); 87 Fed. Reg. at 9857 (Indiana); 87 Fed. Reg.
at 9512 (Kentucky); Air Plan Disapproval; New York and New
Jersey, 87 Fed. Reg. 9484, 9494 (Feb. 22, 2022) (New York).
9
EPA also proposed to find that the D.C. Circuit
would be the appropriate venue for judicial review if the
disapprovals were finalized—for two independent reasons. First, EPA might publish the SIP disapprovals
together in a single final action, rendering that action
“nationally applicable,” 42 U.S.C. § 7607(b). E.g., 87 Fed.
Reg. at 31484 n.65 (Utah). Second, and in any event,
EPA proposed to publish a finding that the final disapprovals were “based on a determination of nationwide
scope or effect,” 42 U.S.C. § 7607(b). E.g., 87 Fed. Reg.
at 31484.
One year later, EPA published the SIP Disapproval
Rule, a single final action finalizing the disapprovals for
twenty-one States. See 88 Fed. Reg. 9336. The Rule
contained published findings that it was both “nationally
applicable” and “based on a determination of nationwide
scope or effect.” Id. at 9380. The Rule was “nationally
applicable” because it applied “common, nationwide
analytical methods” to disapprove SIPs for “21 states
located across a wide geographic area in eight of the ten
EPA Regions and ten Federal judicial circuits.” Id. The
Rule was “based on a determination of nationwide scope
or effect” because it was based on “a common core of
nationwide policy judgments and technical analysis
concerning the interstate transport of pollutants.” Id.
3. This litigation
Several States and industries filed petitions for
review of the SIP Disapproval Rule in seven different
regional circuits. Each petition purported to seek only
partial review. For example, Utah’s petition stated that
it sought review of “only the portion of the final rule
disapproving Utah’s State Implementation Plan.” Pet.
2, Utah v. EPA, No. 23-9509 (10th Cir. Feb. 13, 2023).
10
Several challengers—including petitioners here—also
filed protective petitions for review in the D.C. Circuit. 11
EPA moved to transfer the petitions to the D.C.
Circuit, arguing that the Rule was both “nationally
applicable” and, in the alternative, “based on a determination of nationwide scope or effect.” See 42 U.S.C.
§ 7607(b)(1). Three circuits deferred the motions to
merits panels. See Order, Nevada Cement Co. v. EPA,
No. 23-682 (9th Cir. July 3, 2023), ECF No. 27; Order,
Utah v. EPA, No. 23-9509 (10th Cir. Apr. 27, 2023), ECF
No. 93; Order, Alabama v. EPA, No. 23-11173 (11th Cir.
July 12, 2023), ECF No. 24. One circuit denied the
motion without explanation. Order, Arkansas v. EPA,
No. 23-1320 (8th Cir. Apr. 25, 2023), Doc. #5269098.
And three circuits issued opinions denying the motion,
over strong dissents. West Virginia v. EPA, 90 F.4th 323
(4th Cir. 2024); Texas v. EPA, No. 23-60069, 2023 WL
7204840 (5th Cir. May 1, 2023) (per curiam) (“Texas
2023”); Kentucky v. EPA, No. 23-3216, 2023 WL
11871967 (6th Cir. July 25, 2023).
After merits briefing, a unanimous panel of the
Tenth Circuit determined that the Act’s venue provision
required transfer of the petitions before it to the D.C.
Circuit. The court concluded that the Rule was nationally applicable on its face because it disapproved SIPs
“from 21 states across the country—spanning eight
EPA regions and ten federal judicial circuits”—which
had “all failed to comply with the good-neighbor provision.” Pet. App. 12a. The Tenth Circuit emphasized the
deeply interrelated nature of the SIP disapprovals—
11 See, e.g., Pet., Utah v. EPA, No. 23-1102 (D.C. Cir. Apr. 13,
2023), Doc. #1994857; Pet., Oklahoma v. EPA, No. 23-1103 (D.C.
Cir. Apr. 14, 2023), Doc. #1994883; Pet., PacifiCorp v. EPA, No. 231112 (D.C. Cir. Apr. 14, 2023), Doc. #1995594.
11
explaining that the Rule applied “a uniform statutory
interpretation and common analytical methods” to
“overlapping and interwoven linkages between upwind
and downwind states in a consistent manner.” Pet. App.
12a-13a. The court rejected petitioners’ attempt to challenge only a portion of the Rule because “the manner in
which a petitioner frames their challenge does not alter
the court in which the petition belongs.” Pet. App. 14a
(quotation and alteration marks omitted).
The Tenth Circuit acknowledged that the Fourth,
Fifth, and Sixth Circuits had retained venue, but
explained that those courts had erred by straying from
the statute’s text and applying “a petition-focused
approach that we and other circuits have rejected.” Pet.
App. 17a. The Tenth Circuit noted that this “misdirected approach,” if accepted, would result in multiple
circuit courts “ruling on issues arising from the same
nationwide EPA rule, thereby defeating the statute’s
purpose to centralize judicial review of nationally applicable actions in the D.C. Circuit.” Pet. App. 18a.
Given its finding that the Rule was “nationally
applicable,” the court did not reach the independent,
alternative ground that the Rule is based on a determination of nationwide scope or effect. Pet. App. 19a.
This Court granted certiorari. 12
12 In the same order, this Court also granted certiorari in
another case interpreting the same statutory venue provision. See
EPA v. Calumet Shreveport Refining LLC, No. 23-1229.
12
SUMMARY OF ARGUMENT
I. The Tenth Circuit correctly held that the SIP
Disapproval Rule, which applies to twenty-one States
spanning ten judicial circuits, is nationally applicable.
Typically, EPA approves or disapproves individual SIPs
in State-specific actions. But when, as here, EPA
addresses a nationwide problem, such as the long-range
movement of pollution across state lines, it may disapprove multiple SIPs, or promulgate multiple FIPs, in a
single action. Courts have consistently held that such a
final action is “nationally applicable,” contrary to the
contentions of petitioners and their amici.
Contrary to petitioners’ arguments, the SIP
Disapproval Rule—not the individual disapproval determinations therein—is the “action” to which the venue
provision must be applied. The statute does not permit a
petitioner to select a local or regional venue by purporting to challenge only a portion of a nationally applicable
action. Moreover, when courts have confronted the
question whether judicial review should be unitary or
piecemeal, courts have generally applied a test that
examines, among other things, whether the agency decision arises from interrelated administrative proceedings and whether the administrative record would be
required to be filed in more than one court. Applying
that sensible test in this context demonstrates that the
entire SIP Disapproval Rule is the proper object of
review because each disapproval arises from interrelated agency proceedings about the same interstate
ozone transport problem, and is based on common materials, such as nationwide modeling data, that would
need to be filed in each court of review.
II. In the alternative, the Tenth Circuit’s judgment
should be affirmed on the ground that the Rule is based
13
on multiple determinations of nationwide scope or effect.
These determinations include (but are not limited to)
the application of a uniform numerical threshold to
establish linkages between upwind States and downwind areas; the rejection of legal arguments about Canadian and Mexican emissions; and the conclusion,
supported by nationwide modeling data, that preexisting measures taken under an earlier, weaker ozone standard do not satisfy any State’s good-neighbor obligations
under the new ozone standards.
The SIP Disapproval Rule litigations, in which
nearly every petitioner has sought review of these common determinations, confirms that they are “of nationwide scope or effect.” Review of identical nationwide
issues across multiple circuits was the precise problem
that Congress sought to avoid when it amended the
venue provision in 1977. This Court must give effect to
Congress’s clear and pragmatic choice.
ARGUMENT
I.
THE SIP DISAPPROVAL RULE IS
NATIONALLY APPLICABLE.
A. The Rule Spans Twenty-One States
and Ten Judicial Circuits.
The Tenth Circuit correctly determined that the
SIP Disapproval Rule, which spans twenty-one States
in ten judicial circuits, is “nationally applicable,” 42
U.S.C. § 7607(b)(1). See Pet. App. 12a. Courts have long
agreed that when the entities regulated by an EPA
action are located in more than one judicial circuit, the
action is “nationally applicable” on its face, and review
lies only in the D.C. Circuit. See Southern Ill. Power
Coop. v. EPA, 863 F.3d 666, 671 (7th Cir. 2017) (action
14
involving areas in twenty-four States); Texas v. EPA,
No. 10-60961, 2011 WL 710598, at *3 (5th Cir. Feb. 24,
2011) (“Texas 2011”) (action involving SIPs of thirteen
States); ATK Launch Sys., Inc. v. EPA, 651 F.3d 1194,
1197 (10th Cir. 2011) (action involving thirty-one areas
reaching “from coast to coast”); West Virginia Chamber
of Com. v. Browner, 166 F.3d 336, 1998 WL 827315, at
*5-6 (4th Cir. 1998) (table case) (action involving SIPs
of twenty-two States and District of Columbia). This
straightforward construction effectuates Congress’s
“obvious aim” to centralize judicial review of national
issues in the D.C. Circuit. See Southern Ill. Power Coop.,
863 F.3d at 673.
Without discussing these precedents, petitioners
point to language in the statute about action “in approving or promulgating any implementation plan under
section 7410 of this title,” and argue that this language
requires review of all SIP-related actions in regional
circuits. Okla. Br. 22-27; PacifiCorp Br. 29-30. But petitioners ignore the rest of the sentence containing that
language, and the sentence’s relationship to the statute
as a whole. The sentence lists several types of actions
that are primarily (but not exclusively) issued on a
facility- or state-specific basis.13 The sentence then
For instance, the statute lists “any order under section
7411(j)” of the Act as reviewable in a regional circuit. 42 U.S.C.
§ 7607(b)(1). Section 7411(j) allows EPA to waive application of the
federal new source performance standards to allow a facility to use
an innovative pollution-control technology. See, e.g., Waiver from
New Source Performance Standard for Homer City Unit No. 3 Steam
Electric Generating Station, 46 Fed. Reg. 55975 (Nov. 13, 1981)
(waiver for single Pennsylvania coal plant). On occasion, however,
such waivers are granted to similar sources across multiple States.
See, e.g., Innovative Technology Waivers for Four Automobile and
Light-Duty Truck Surface Coating Operations, 50 Fed. Reg. 36830
13
(continues on next page)
15
states that petitions for review of these actions, as well
as “any other final action of the Administrator . . . which
is locally or regionally applicable” may be filed only in
“the appropriate circuit.” 42 U.S.C. § 7607(b)(1)
(emphasis added). Plainly, then, Congress intended this
sentence to include only “local or regional actions under
specifically enumerated provisions.” See Harrison v.
PPG Indus., Inc., 446 U.S. 578, 590 (1980) (emphasis
added); see also Texas 2023, 2023 WL 7204840, at *4
(observing that not all SIP-related actions are local or
regional). But where national actions issued under the
specifically enumerated provisions are at issue, review
belongs in the D.C. Circuit.
A case from the Fifth Circuit is instructive. In 2010,
EPA issued an action finding thirteen SIPs inadequate
and calling on those States to submit corrected SIPs.
See Action to Ensure Authority to Issue Permits Under
the Prevention of Significant Deterioration Program to
Sources of Greenhouse Gas Emissions, 75 Fed. Reg.
77698 (Dec. 13, 2010). Texas-based challengers filed
petitions for review in the Fifth Circuit, purporting to
challenge only that portion of the action related to
Texas’s SIP. See Texas 2011, 2011 WL 710598, at *3. The
challengers contended that venue was proper because
the Act’s venue provision states that action “approving
or promulgating any implementation plan under section
7410 of this title” must be reviewed in a regional circuit—the same argument that petitioners make here.
See id. at *1, 4 & n.10.
The Fifth Circuit correctly rejected that argument.
Among other things, the court explained that the statutory language on which the challengers relied encom(Sept. 9, 1985) (granting waivers to automotive plants in Georgia,
Michigan, Minnesota, and Missouri).
16
passed only SIP-related actions “‘which run only to one
air quality control region.’” Id. at *4 (quoting S. Rep. No.
91-1196, at 41 (1970)). The Fifth Circuit further ruled,
as many of its sister circuits had, that “EPA action
involving the SIPs of numerous far-flung states are
‘nationally applicable’ and reviewable only in the D.C.
Circuit.” Id. at *5 (citing West Virginia Chamber of Com.,
166 F.3d 336; Puerto Rican Cement Co. v. EPA, 889 F.2d
292, 300 (1st Cir. 1989)). That interpretation, the court
reasoned, honored “a clear congressional intent to
centralize review of national SIP issues in the D.C. Circuit.” Id. at *4 (quotation marks omitted). That faithful
interpretation of the statute should control here. 14
Some of petitioners’ amici misleadingly suggest that,
since 1977, an unbroken chain of jurisprudence has
interpreted the same statutory language to mean that
SIP approvals and disapprovals are exclusively “locally
or regionally applicable” actions. 15 See Br. for Amici
14 In its decision about the SIP Disapproval Rule here, the Fifth
Circuit not only endorsed the holding in Texas 2011 but also reiterated—contrary to petitioners’ arguments—that “some final actions
related to SIPs may be ‘nationally applicable’” where they “uniformly
apply to a broad swath of States.” Texas 2023, 2023 WL 7204840,
at *4.
However, the Fifth Circuit then circularly and erroneously
focused only on the “three SIP disapprovals at issue” in the petitions at the Fifth Circuit, and held that these three disapprovals
local or regional because they “involve only the regulation of Texas,
Louisiana, and Mississippi.” Id. at *5. As the Tenth Circuit’s decision here correctly concluded, this petition-focused approach finds
no support in the statute. Pet. App. 17a.
15 Prior to 1977, the D.C. Circuit had held that “Congress did
not intend that all suits involving approval of state implementation
plans be brought in the judicial circuit where the state is located.”
Natural Res. Def. Council, Inc. v. EPA, 475 F.2d 968, 969 (D.C. Cir.
1973) (per curiam).
17
Arkansas et al. 1, 5-6. But the cases on which petitioners’ amici rely involved actions covering only one
State. See Sierra Club v. EPA, 47 F.4th 738, 743-45
(D.C. Cir. 2022); American Rd. & Transp. Builders
Ass’n v. EPA, 705 F.3d 453, 455-56 (D.C. Cir. 2013).
Those cases do not control here, where the action covers
multiple States located in different regional circuits.
In any event, amici are incorrect. The Third Circuit
has held that a rule disapproving the SIPs of fifteen
States under the good-neighbor provision was reviewable only in the D.C. Circuit. National Parks Conservation Ass’n v. EPA, 803 F.3d 151, 157, 159-60 (3d Cir.
2015). And the Fifth Circuit has transferred to the D.C.
Circuit petitions for review of a rule disapproving fourteen SIPs for failure to comply with the Act’s regional
haze program. 16 Order, Luminant Generation Co. v.
EPA, No. 12-60617 (5th Cir. May 3, 2013), ECF No. 841. Moreover, at least one of these amici have challenged
disapprovals of their SIPs in the D.C. Circuit. See, e.g.,
Westar Energy, Inc. v. EPA, 608 F. App’x 1 (D.C. Cir.
2015) (Kansas); see also Pet’r’s Unopp. Mot. to Transfer,
Georgia v. EPA, No. 11-14273 (11th Cir. Oct. 14, 2011),
ECF No. 4 (requesting transfer of Georgia’s SIP disapproval to the D.C. Circuit). Indeed, it is the decisions
retaining venue in this litigation that “depart from all
relevant precedent without adequate justification or
explanation.” West Virginia, 90 F.4th at 335 (Thacker,
J., dissenting from Fourth Circuit’s decision retaining
review of SIP Disapproval Rule).
16 The regional haze program seeks to improve visibility in
shared areas to which multiple States contribute pollution, such as
national parks. See Utility Air Regul. Grp. v. EPA, 471 F.3d 1333,
1334 (D.C. Cir. 2006).
18
Petitioners’ amici’s argument is further contravened
by the fact that the statute also speaks to actions
“promulgating any implementation plan”—i.e., actions
in which EPA issues a substitute FIP to replace a deficient or inadequate SIP. See supra at 5-6 (discussing
this process). When EPA has issued an action “promulgating” multiple FIPs, courts have concluded that such
actions are “nationally applicable” because of their broad
geographical reach. See, e.g., Order, Kentucky Energy &
Env’t Cabinet v. EPA, No. 23-3605 (6th Cir. Nov. 9, 2023),
ECF No. 19 (rule promulgating twenty-three FIPs was
“nationally applicable”); see also Order, Energy Transfer
LP v. EPA, No. 23-2510 (7th Cir. Nov. 6, 2023), ECF No.
25 (transferring review of same rule to D.C. Circuit);
Judgment, Cedar Falls Utils. v. EPA, No. 16-4504 (8th
Cir. Feb. 22, 2017), ECF No. 4503949 (transferring petition for review of rule promulgating twenty-two FIPs).
These decisions, like the Tenth Circuit’s decision here,
correctly give effect to the entire statute.
B. The Rule Is the Relevant “Action.”
Petitioners err in claiming that each SIP
disapproval decision within the SIP Disapproval Rule
is a separate “action” requiring its own venue assessment. See Okla. Br. 22-23; PacifiCorp Br. 30-32. The
Tenth Circuit correctly rejected this approach as
contrary to the statute’s text, which establishes venue
based on EPA’s “action” rather than the purported scope
of a petitioner’s challenge. Pet. App. 18a; see also EPA
Br. 22-27. Other courts interpreting the venue provision
have reached the same conclusion. See Southern Ill.
Power Coop., 863 F.3d at 671 (rejecting argument that
rule was “amalgamation of many different locally or
regionally applicable agency actions”); West Virginia
Chamber of Commerce, 1998 WL 827315, at *6 (reject-
19
ing argument that SIP call was “nothing more than
numerous separate EPA actions on state-specific implementation plans”); see also ATK Launch Sys., 651 F.3d
at 1200 (rejecting argument that rule containing
multiple area designations was “mere amalgamation of
numerous local actions”). Petitioners’ view would
improperly allow challengers to select venue through
artful pleading in their petition—contrary to Congress’s
intent to focus solely on the agency’s action.
Petitioners incorrectly argue that the relevant
“action” is defined by the venue provision itself as the
approval or disapproval of an individual SIP. See Okla.
Br. 22-23; PacifiCorp Br. 30-32. To the contrary, the
statute contains no definitional provision for the word
“action.” And the statute contemplates that a state plan
approval may be a component of an action, rather than
necessarily coextensive with it. See 42 U.S.C.
§ 7607(b)(1) (discussing “action in approving or promulgating any implementation plan” (emphasis added)).
Indeed, petitioners here originally identified the “final
action” as the entire SIP Disapproval Rule: their petitions stated that they were challenging “only the portion
of the final action” disapproving a particular implementation plan. See, e.g., Pet. 2, PacifiCorp v. EPA, No. 239512 (10th Cir. Feb. 23, 2023), Doc. No. 1-1.
Despite the lack of a statutory definition for “action,”
the proper object of judicial review in a notice-and-comment rulemaking is often “perfectly clear.” 33 Wright &
Miller, Federal Practice & Procedure: Judicial Review
§ 8392 (2d ed. June 2024 update) (Westlaw). But in the
context of the multicircuit petition statute—which
provides venue rules when multiple petitions for review
of “the same order” of an agency have been filed in different circuits, 28 U.S.C. § 2112(a)—courts have sometimes
faced the issue of whether the proper object of judicial
20
review is a unitary item (here, the SIP Disapproval Rule)
or instead individual decisions contained within that
item (here, each individual disapproval decision). 17 To
address that issue, courts apply a multifactor test keyed
to the nature of judicial review and the underlying
agency administrative process that culminated in the
order being challenged. Specifically, to determine
whether two petitions seek review of “the same order,”
courts look to (i) the “unitary form of the order,” (ii) the
agency’s “own characterization of its action,” (iii) “the
origin of the actions in the same or interrelated
proceedings before the agency,” and (iv) “the necessity
of the agency’s filing a single record in more than one
court.” See Natural Res. Def. Council, Inc. v. EPA, 673
F.2d 392, 399 (D.C. Cir. 1980) (per curiam). This test
seeks to avoid an outcome where scarce judicial
resources are unnecessarily consumed by parallel review
of what is fundamentally the same agency decision. At
the same time, the test does not require a court to defer
blindly to the agency’s chosen form of publication.
An example illustrates this sensible approach. In
Bristol Laboratories v. Richardson, a drug manufacturer argued that an FDA order decertifying fifteen
drugs in the same class was “not really a unitary order
based on a unitary record” but rather “a series of orders,
involving different manufacturers, drugs, and evaluations.” 456 F.2d 563, 564 (1st Cir. 1971) (Coffin, J.). The
court rejected that argument, reasoning that the same,
consolidated order had decertified several “substantially
17 Although § 2112 uses the term “order,” regulations and
rulemakings are treated in the same manner under the statute. See,
e.g., Saturn Airways, Inc. v. Civil Aeronautics Bd., 476 F.2d 907,
908 (D.C. Cir. 1973) (per curiam); see also U.S. Jud. Panel on Multidistrict Litig., Multicircuit Petitions (as of Jan. 15, 2025).
21
similar” drugs and had done so for the purpose of achieving “rational and comprehensive” regulation of a specific
drug class—namely, drugs that combined antibiotics
and over-the-counter medications. Id.
Here, these same commonsense factors confirm
that the SIP Disapproval Rule should be treated as a
single unitary action. First, the SIP Disapproval Rule
was issued and published in a “unitary form.” See
Natural Res. Def. Council, 673 F.2d at 399. There is
nothing surprising or concerning about this choice. By
its nature, the interstate ozone problem can involve
thousands of “overlapping and interwoven linkages
between upwind and downwind States.” See EME
Homer City, 572 U.S. at 496-97; see also id. at 514 (noting “thorny causation problem” presented by interstate
pollution). Because of the inherently national scope of
long-range pollution, EPA has often published goodneighbor SIP disapprovals together in the same rule.
See, e.g., Federal Implementation Plans: Interstate
Transport of Fine Particulate Matter and Ozone and
Correction of SIP Approvals, 76 Fed. Reg. 48208, 4822021 (Aug. 8, 2011).
Second, EPA here correctly described the Rule as
resting on a common legal framework, a common set of
modeling data performed on a nationwide basis, and a
common suite of nationwide legal and factual determinations that addressed identical legal arguments from a
wide cross-section of upwind States. See supra at 9.
Third, the SIP disapprovals at issue here originate
“in the same or interrelated proceedings before the
agency,” which all aim to address good-neighbor responsibilities for ozone arising from the 2015 ozone standards. See Natural Res. Def. Council, 673 F.2d at 399.
Indeed, in evaluating whether a prior good-neighbor SIP
22
call was one “nationally applicable” action or several
“locally or regionally applicable” actions, the Fourth Circuit gave the interrelatedness of the agency’s decisions
substantial weight, explaining that the “nationwide
scope and interdependent nature of the problem, the
large number of states, spanning most of the country,
being regulated, [and] the common core of knowledge
and analysis involved in formulating the rule . . . all
combine to make this a nationally applicable rule.” West
Virginia Chamber of Com., 1998 WL 827315, at *7.
Fourth, the same administrative record documents
—such as the nationwide modeling data, technical support documents, and EPA’s response to comments document—are critical to reviewing all of EPA’s disapprovals here. Treating each disapproval as the relevant
“action” requires filing these same documents in seven
different circuits for scrutiny by at least twenty-one different jurists. 18 See Natural Res. Def. Council, 673 F.2d
at 399. Each of these four factors confirms that the
proper object of judicial review is the SIP Disapproval
Rule as a whole.
Petitioners resist this straightforward conclusion,
arguing that treating the SIP Disapproval Rule as a
single action would allow EPA to “manipulate venue” by
publishing two completely unrelated actions—such as a
SIP approval for Oklahoma and a “nonferrous smelter
order” for Ohio—together in the same Federal Register
18 These documents have been posted to a single, unified docket.
See Air Plan Disapproval; Interstate Transport of Air Pollution for
the 2015 8-hour Ozone National Ambient Air Quality Standards,
Docket ID No. EPA-HQ-OAR-2021-0663.
23
notice. 19 See Okla. Br. 31. But there is no indication that
EPA has published or would publish two unrelated decisions in the same Federal Register notice for venue
purposes. If EPA did so, the factors that courts have long
applied would lead to the conclusion that those decisions
were separate. For instance, a nonferrous smelter order
for Ohio and a SIP approval for Oklahoma would neither
originate “in the same or interrelated proceedings before
the agency” nor share “a single record.” See Natural Res.
Def. Council, 673 F.2d at 399.
II. IN THE ALTERNATIVE, THE SIP DISAPPROVAL
RULE IS BASED ON MULTIPLE DETERMINATIONS
OF NATIONWIDE SCOPE OR EFFECT.
A. The Rule Contains Multiple Determinations
of Nationwide Scope or Effect.
In the alternative, even if the Court were to conclude
that the SIP Disapproval Rule is locally or regionally
applicable, the Tenth Circuit’s judgment should be
affirmed on the ground that the Rule is based on multiple determinations of nationwide scope or effect. See 42
U.S.C. § 7607(b)(1). This Court may consider this alternative ground for affirmance because it was raised by
EPA below. See, e.g., Washington v. Confederated Bands
& Tribes of Yakima Indian Nation, 439 U.S. 463, 476
n.20 (1979); Dandridge v. Williams, 397 U.S. 471, 475
n.6 (1970). Amici herein discuss three nationwide determinations upon which the Rule was based. These examples are not exhaustive.
19 A “nonferrous smelter order” is a now-defunct type of order
that permitted an older smelter to delay compliance with the 1977
Clean Air Act amendments until no later than 1988. See Kennecott
Corp. v. EPA, 684 F.2d 1007, 1010 (D.C. Cir. 1982).
24
1. One-percent contribution threshold
EPA’s decision to disapprove each SIP was based on
a nationwide determination that States were “linked”—
and thus presumptively had good-neighbor obligations—
if their contributions to downwind ozone problems
exceeded a threshold of one percent of the federal ozone
standards, or 0.70 ppb. 88 Fed. Reg. at 9342, 9370-75.
EPA’s determination gave this threshold nationwide
effect: where States’ own submissions had applied this
one-percent threshold, EPA agreed that its use was
appropriate. See, e.g., Air Plan Disapproval; West Virginia, 87 Fed. Reg. 9516, 9525 (Feb. 22, 2022). And
where States had attempted to rely on a higher
contribution threshold (including through state-specific
demonstrations), EPA rejected those arguments, and
applied the one-percent contribution threshold instead.
See, e.g., 87 Fed. Reg. at 31478 (Utah); 87 Fed. Reg. at
9819 (Oklahoma).
This determination was quintessentially nationwide
in scope. As EPA explained, much of the interstate ozone
transport problem in the United States was “still the
result of the collective impacts of contributions from
many upwind states.” 88 Fed. Reg. at 9371. The “great
number of geographically dispersed emissions sources”
required EPA to use a single threshold to capture all
“greater-than-de minimis contributors” without unfairly
singling out “the largest single or few upwind contributors.” Id.
Moreover, the one-percent contribution threshold
was clearly a “basis and rationale for every SIP submission covered by this final SIP disapproval action.” Id. at
9374. If a State’s contributions did not exceed the onepercent threshold, EPA approved its SIP. By contrast,
if a State’s contributions did exceed the one-percent
25
threshold, EPA proceeded to the next step of the
analysis. Application of the threshold was thus a “butfor” cause, or a “necessary condition,” of the action. See
Safeco Ins. Co. of Am. v. Burr, 551 U.S. 47, 63 (2007).
Indeed, petitioners in nearly every SIP Disapproval
Rule case have challenged EPA’s determination to
apply a one-percent threshold—further underscoring
that this was a “determination of nationwide scope or
effect” under section 7607(b)(1). 20 Allowing multiple
circuits to review the same numerical threshold that
EPA applied nationwide is plainly not what Congress
intended when it enacted the “nationwide scope or effect”
prong, which promotes uniformity by channeling review
20 See, e.g., Opening Br. for Tex. State Pet’rs 25-28, Texas v.
EPA, No. 23-60069 (5th Cir. May 30, 2023), ECF No. 328; Br. of
Appellant La. Dep’t of Env’t Quality & State of La. 35-36, Texas,
No. 23-60069 (May 30, 2023), ECF No. 332; Br. of La. Indus. Pet’rs
29-30, Texas, No. 23-60069 (May 30, 2023), ECF No. 333; Miss.
Pet’rs’ Joint Opening Br. 25-36, Texas, No. 23-60069 (May 30,
2023), ECF No. 335; Merits Br. of the Commonwealth of Ky. 30-35,
Kentucky v. EPA, No. 23-3216 (6th Cir. Oct. 10, 2023), ECF No. 48;
Br. of Pet’r Ky. Energy & Env’t Cabinet 25-27, Kentucky Energy &
Env’t Cabinet v. EPA, No 23-3225 (6th Cir. Oct. 10, 2023), ECF No.
31-1; Pet’rs’ Opening Br. 29-32, Arkansas v. EPA, No. 23-1320 (8th
Cir. Aug. 10, 2023), Doc. No. 5305108; Pet’r’s Br. 30-33, Union Elec.
Co. v. EPA, No. 23-1751 (8th Cir. Aug. 14, 2023), Doc. No. 5305650;
Pet’rs’ Br. 46-49, ALLETE, Inc. v. EPA, No. 23-1776 (8th Cir. Aug.
11, 2023), Doc. No. 5305346; Pet’r Hybar LLC’s Opening Br. 31-36,
44-46, Hybar, LLC v. EPA, No. 23-1777 (8th Cir. Aug. 14, 2023),
Doc. No. 5305723; Pet’r’s Am. Br. 31-33, Arkansas League of Good
Neighbors v. EPA, No. 23-1778 (8th Cir. Aug. 14, 2023), Doc. No.
5305660; Prelim. Opening Br. of the State of Utah 30-32, Utah v.
EPA, No. 23-9509 (10th Cir. July 14, 2023), ECF No. 146; Prelim.
Pet’r Br. of Utah Indus. Pet’rs 23, 28-31, PacifiCorp v. EPA, No. 239512 (10th Cir. July 14, 2023), ECF No. 117; Prelim. Pet’rs’ Br. 3945, 50-53, Oklahoma v. EPA, No. 23-9514 (10th Cir. July 14, 2023),
ECF No. 90; Br. of Ala. & Indus. Pet’rs 25-36, Alabama v. EPA, No.
23-11173 (11th Cir. Sept. 20, 2023), ECF No. 35.
26
of all nationwide determinations to the D.C. Circuit. See
infra at 30-33.
Moreover, applying a 1.0 ppb contribution threshold
to some States and not to others could have anomalous
and unfair results. For instance, if the Eighth Circuit
were to hold that applying a 1.0 ppb nationwide threshold is appropriate, but the Tenth Circuit were to uphold
EPA’s application of the 0.70 ppb nationwide threshold,
Arkansas would have no responsibilities associated with
its contribution of 0.94 ppb of ozone to Galveston County,
Texas, whereas Oklahoma would have good-neighbor
obligations associated with its smaller contribution of
0.79 ppb of ozone to the same county. 21
2. International emissions
The Rule was also based on EPA’s nationwide
determination that international emissions (such as
those from Canada or Mexico) do not excuse a State
from complying with its statutorily mandated goodneighbor obligations. EPA did not consider emissions
from Canada or Mexico in analyzing linkages between
upwind States and downwind areas. 88 Fed. Reg. at
9353. Many different States proposed to rely on such
international emissions to excuse their own obligations,
and EPA uniformly rejected those arguments. See id. at
9378 (explaining that EPA responded to such arguments
from Arkansas, California, Illinois, Indiana, Kentucky,
Michigan, Missouri, Ohio, Utah, Wyoming, and West
Virginia). This determination was consistent with the
D.C. Circuit’s holding in Wisconsin v. EPA, 938 F.3d 303
(D.C. Cir. 2019), which had held that the word “contribute” in the good-neighbor provision does not require an
21 See EPA, 2016v3 DVs State Contributions (n.d.) (tab “2023gf
Ozone Contributions”; line 637, cells H & AN).
27
upwind State’s emissions to be the “but-for cause” of a
downwind area’s nonattainment, id. at 324-25 (rejecting
arguments about international emissions). See 88 Fed.
Reg. at 9378. That interpretation of the statute plainly
had nationwide effect, as did EPA’s reliance on the same
statutory interpretation in determining in this Rule
that international emissions do not excuse any State’s
good-neighbor obligations.
This determination was a “necessary condition” of
each disapproval. See Safeco Ins. Co., 551 U.S. at 63. The
States that relied on international emissions urged EPA
to rely on such emissions to disregard their linkages
altogether, or to find an absence of “significant contribution” under the statute. EPA’s rejection of that argument
was thus a necessary prerequisite to the agency’s conclusion in the Rule that these States possessed goodneighbor obligations that their SIPs failed to satisfy.
3. Preexisting control measures
EPA’s disapproval of each SIP was likewise based
on a nationwide determination that States could not
rely on their preexisting “on the books” control measures to comply with the new, more stringent ozone
standard. Instead, EPA determined that, once a morethan-de-minimis contribution had been established,
each State was required to assess whether common pollution-control measures available to that State’s sources
could reduce those contributions.
This determination was nationwide in scope. No
State with a disapproved SIP had proposed to take any
additional measures to fulfill its good-neighbor obligations, and many States simply listed their “on-the-books”
measures instead. See, e.g., 87 Fed. Reg. at 9528 (West
Virginia). EPA’s updated modeling data had already
28
expressly accounted for all “on-the-books” measures of
which EPA was aware, and to which individual States
had called EPA’s attention in their SIP submissions. Id.
at 9530. EPA’s updated modeling showed that, even
factoring in these measures, the disapproved States were
still expected to significantly contribute ozone to the
downwind States.
Moreover, nearly every petitioner in the SIP
Disapproval Rule litigation has challenged EPA’s reliance on this updated modeling data. 22 The fact that so
many different petitioners located in so many different
States raised such similar challenges, none of which
hinges on state-specific considerations, further confirms
that this determination was of nationwide scope or
effect.
22 See, e.g., Pet’r’s Opening Br. 43-53, West Virginia v. EPA,
No. 23-1418 (4th Cir. Feb. 27, 2024), ECF No. 63; Opening Br. for
Tex. State Pet’rs 34-39, Texas, supra; Br. of Appellant La. Dep’t of
Env’t Quality & State of La. 42-48, Texas, supra; Br. of La. Indus.
Pet’rs 38-42, Texas, supra; Miss. Pet’rs’ Joint Opening Br. 43-54,
Texas, supra; Merits Br. of the Commonwealth of Ky. 22-30, Kentucky, supra; Br. of Pet’r Ky. Energy & Env’t Cabinet 20-24, Kentucky, supra; Pet’r’s Br. 39-45, Union Elec. Co., supra; Pet’rs’ Br. 4546, ALLETE, Inc., supra; Pet’r Hybar LLC’s Opening Br. 27-31,
Hybar, LLC, supra; Pet’r’s Am. Br. 40-44, Arkansas League of Good
Neighbors, supra; see also Nev. Cement Co.’s Opposed Mot. to Stay
the Final Rule 7-12, Nevada Cement Co. v. EPA, No. 23-682 (9th
Cir. May 10, 2023), ECF No. 9.1.
29
B. Congress Amended the Venue Provision
to Avoid Precisely the Type of Chaotic
Litigation That Occurred Here.
Congress amended the Clean Air Act in 1977 to
prevent the precise problem that happened here: the
delay, chaos, and inefficiency caused by different
regional circuits each separately adjudicating challenges
to the same nationwide aspects of a single action.
From its beginning, the course of the SIP
Disapproval Rule litigation has violated Congress’s
obvious intent. Here, various States and industry
groups first lodged dozens of petitions for review in
seven regional circuit courts across the country—plus
multiple protective petitions for review in the D.C. Circuit. Each circuit received motions to transfer the petitions to the D.C. Circuit, as well as motions to stay the
Rule as applied only to particular States.
After this initial motion practice, which took as long
as one year, even the threshold issue of venue remained
largely unresolved. In three circuits, motions panels
issued unpublished orders that did not bind the merits
panels. In three other circuits, motions panels referred
the transfer motions to merits panels without deciding
whether venue was proper. And although EPA successfully pursued a settlement agreement in one circuit,
merits briefing and oral argument proceeded in the
remaining six circuits—largely on identical legal issues.
See supra at 25 n.20, 28 n.22.
As described in more detail in Amici’s brief in EPA
v. Calumet Shreveport Refining LLC, a second wave of
petitions hit the regional circuits after EPA issued a single final action promulgating FIPs to replace the SIPs
that had been found deficient in the SIP Disapproval
Rule. See Br. for Amici States and Local Governments
30
22-24, EPA v. Calumet Shreveport Refining LLC, No.
23-1229 (U.S. Dec. 20, 2024). That litigation produced
further absurdities, including one petitioner filing nine
petitions in five circuits to challenge different pieces of
the same EPA action, and another petitioner filing active
(not merely protective) petitions for review in both the
Sixth Circuit and the D.C. Circuit. See id.
The history of the venue provision makes
abundantly clear that the 1977 amendments were
enacted specifically to prevent such chaos and delay. As
originally enacted in 1970, the venue provision of the
Act provided, in relevant part, that an EPA action
“approving or promulgating any implementation plan”
could be filed only in the United States Court of Appeals
for the appropriate circuit.” Clean Air Act Amendments
of 1970, Pub. L. No. 91-604, sec. 12(a), § 307(b), 84 Stat.
1676, 1707-08. At that time, the provision contained no
mention of actions “based on a determination of nationwide scope or effect.” See Clean Air Act Amendments of
1977, Pub. L. No. 95-95, § 305(c)(2), (4), 91 Stat. 685,
776 (adding this language).
As this first iteration of the venue provision was
implemented, however, it became clear that “not every
question respecting [a state] implementation plan [was]
of purely local significance.” David P. Currie, Judicial
Review Under Federal Pollution Laws, 62 Iowa L. Rev.
1221, 1263 (1977). That uncertainty caused EPA to face
sprawling litigation across multiple circuits in response
to at least two rules involving SIPs. First, in 1972, EPA
promulgated a single rule approving state implementation plans in all fifty States, the District of Columbia,
and four U.S. territories. Petitions for review were filed
in ten judicial circuits challenging uniform determinations that EPA had applied to each plan. Venue was
settled only after the First Circuit and D.C. Circuit each
31
concluded that the petitions challenged nationwide
determinations, making the D.C. Circuit the appropriate circuit under the venue statute. See Currie, supra,
at 1263; Natural Res. Def. Council, Inc. v. EPA, 465 F.2d
492, 493 (1st Cir. 1972); Natural Res. Def. Council, 475
F.2d at 969.
Similarly, in 1974, EPA promulgated a rule containing SIP provisions for each State that classified certain
areas for the purpose of preventing them from “backsliding” out of compliance with the air quality standards. See Dayton Power & Light Co. v. EPA, 520 F.2d
703, 705 (6th Cir. 1975). Petitions for review were filed
in six circuits. Venue was settled only after the Sixth
Circuit, where the first petition had been filed,
concluded that the rule applied “uniformly throughout
the country,” making the D.C. Circuit the appropriate
venue under the statute. Currie, supra, at 1266 & n.300;
Dayton Power, 520 F.2d at 705.
When Congress held hearings about amending the
Clean Air Act, it heard testimony about these cases,
including testimony explaining that the then-existing
venue provision was vague and resulted in “useless
threshold litigation.” See Administrative Conference of
the United States, Recommendation 76-4: Judicial
Review Under the Clean Air Act and Federal Water
Pollution Control Act (1976), in Clean Air Act Amendments of 1977: Hr’g on S. 251, S. 252 & S. 253 Before the
S. Subcomm. on Env’t Pollution of the Comm. on Env’t
& Pub. Works, 95th Cong., 1st Sess. pt. 3, at 327, 331
(1977); see also id. at 248-355.
Congress ultimately amended the Act’s venue
provision in 1977 to address the voluminous and duplicative threshold litigation and resulting delay generated
by the question of where challengers should seek review
32
when, as had occurred in Natural Resources Defense
Council (1972) and Dayton Power, a seemingly local or
regional EPA action is based on nationwide determinations. To prevent this problem from recurring, Congress
amended the Act to give the D.C. Circuit exclusive jurisdiction over challenges to a locally or regionally applicable EPA action “if such action is based on a determination of nationwide scope or effect and if in taking such
action the Administrator finds and publishes that such
action is based on such a determination.” Pub. L. No.
95-95, § 305(c)(4), 91 Stat. at 776.
In enacting this amendment, Congress considered
and rejected an approach that, like petitioners’ approach
here, would have resulted in regional circuits reviewing
EPA actions that approve or promulgate state implementation plans even when those actions involve broadly
applicable determinations of nationwide scope or effect.
Congress received a recommendation from the Administrative Conference of the United States (ACUS) 23 to
amend the Act by making “explicit that the Administrator’s action in approving or promulgating state implementation plans is reviewable in the circuit containing
the state whose plan is challenged.” Administrative
Conference, supra, at 249.
Congress rejected that approach, and instead
adopted the view of G. William Frick, a member of ACUS
and general counsel of EPA, who recommended that,
“where ‘national issues’ are involved” in state implementation plans, those plans “should be reviewed in the
D.C. Circuit.” Recommendations of the Administrative
Conference of the United States, 41 Fed. Reg. 56767,
23 ACUS is an independent agency that studies and recommends
improvements in federal administrative procedure, among other
things. See 5 U.S.C. § 594(1).
33
56768 (Dec. 30, 1976); see id. at 56768-69; H.R. Rep. No.
95-294, at 324 (1977). As Frick explained, although SIP
actions “usually involve issues peculiar to the affected
States, such actions sometimes involve generic determinations of nationwide scope or effect,” such as “the establishment or application of uniform principles for all
States.” 41 Fed. Reg. at 56769. And where state implementation plans involve such national issues, Frick
explained, review should be centralized in the D.C.
Circuit. See id. at 56769. Congress ultimately followed
Frick’s approach.
This drafting history and context plainly establish
that Congress added the “nationwide scope or effect”
prong to the venue statute to avoid precisely the situation that arose here and that petitioners seek to perpetuate—i.e., piecemeal review of a unified action in each
regional circuit, regardless of whether such action
involved uniform determinations of nationwide scope or
effect. Congress instead enacted a law that centralized
review of such actions in the D.C. Circuit to promote
uniformity and prevent chaos and delay. The Court
“must give effect to, not nullify, Congress’ choice.” See
Gallardo ex rel. Vassallo v. Marstiller, 596 U.S. 420, 431
(2022).
34
CONCLUSION
The Tenth Circuit’s judgment should be affirmed.
Respectfully submitted,
LETITIA JAMES
Attorney General
State of New York
BARBARA D. UNDERWOOD*
Solicitor General
JUDITH N. VALE
Deputy Solicitor General
ELIZABETH A. BRODY
Assistant Solicitor General
MORGAN A. COSTELLO
CLAIBORNE E. WALTHALL
Assistant Attorneys General
barbara.underwood@ag.ny.gov
January 2025
* Counsel of Record
(Counsel listing continues on next page.)
35
KRIS MAYES
Attorney General
State of Arizona
2005 N. Central Ave
Phoenix, AZ 85004
ANTHONY G. BROWN
Attorney General
State of Maryland
200 Saint Paul Pl.
Baltimore, MD 21202
WILLIAM TONG
Attorney General
State of Connecticut
165 Capitol Ave.
Hartford, CT 06106
ANDREA JOY CAMPBELL
Attorney General
Commonwealth of
Massachusetts
One Ashburton Pl.
Boston, MA 02108
KATHLEEN JENNINGS
Attorney General
State of Delaware
820 N. French St.
Wilmington, DE 19801
DANA NESSEL
Attorney General
State of Michigan
P.O. Box 30212
Lansing, MI 48909
ANNE E. LOPEZ
Attorney General
State of Hawai‘i
425 Queen St.
Honolulu, HI 96813
MATTHEW J. PLATKIN
Attorney General
State of New Jersey
25 Market St.
Trenton, NJ 08625
KWAME RAOUL
Attorney General
State of Illinois
115 S. LaSalle St.
Chicago, IL 60603
RAÚL TORREZ
Attorney General
State of New Mexico
408 Galisteo St.
Santa Fe, NM 87501
AARON M. FREY
Attorney General
State of Maine
6 State House Station
Augusta, ME 04333
DAN RAYFIELD
Attorney General
State of Oregon
1162 Court St. NE
Salem, OR 97301
(Counsel listing continues on next page.)
36
PETER F. NERONHA
Attorney General
State of Rhode Island
150 S. Main St.
Providence, RI 02903
BRIAN L. SCHWALB
Attorney General
District of Columbia
400 6th St. NW
Washington, D.C. 20001
CHARITY R. CLARK
Attorney General
State of Vermont
109 State St.
Montpelier, VT 05609
CHRISTIAN D. MENEFEE
County Attorney
Harris County, Texas
1019 Congress, 15th Fl.
Houston, TX 77002
NICHOLAS W. BROWN
Attorney General
State of Washington
P.O. Box 40100
Olympia, WA 98504
MURIEL GOODE-TRUFANT
Corporation Counsel
City of New York
100 Church Street
New York, NY 10007
JOSHUA L. KAUL
Attorney General
State of Wisconsin
P.O. Box 7857
Madison, WI 53707
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