Petitioners Brief — Oklahoma, et al., Petitioners v. Environmental Protection Agency, et al.
Supreme Court briefDec 13, 2024
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No. 23-1068
In the Supreme Court of the United States
PACIFICORP, et al.,
v.
ENVIRONMENTAL PROTECTION AGENCY, et al.
ON WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
BRIEF FOR PETITIONERS
MEGAN BERGE
SARAH DOUGLAS
BAKER BOTTS L.L.P.
700 K Street N.W.
Washington, D.C. 20001
AARON M. STREETT
J. MARK LITTLE
BAKER BOTTS L.L.P.
910 Louisiana Street
Houston, TX 77002
Attorneys for the
Oklahoma Industry
Petitioners
MISHA TSEYTLIN
Counsel of Record
JEFF P. JOHNSON
KEVIN M. LEROY
KAITLIN L. O’DONNELL
EMILY A. O’BRIEN
TROUTMAN PEPPER
HAMILTON SANDERS LLP
227 W. Monroe Street
Suite 3900
Chicago, IL 60606
(608) 999-1240
misha.tseytlin@troutman.com
Attorneys for PacifiCorp
(Additional counsel listed on inside cover.)
STEVEN J. CHRISTIANSEN
DAVID C. REYMANN
PARR BROWN GEE
& LOVELESS
101 South 200 East
Suite 700
Salt Lake City, UT 84111
Attorneys for Deseret
Generation &
Transmission CoOperative
MARIE BRADSHAW DURRANT
Vice President and
General Counsel
CHRISTIAN C. STEPHENS
Senior Attorney
PACIFICORP
1407 North Temple
Suite 320
Salt Lake City, UT 84116
CARROLL WADE MCGUFFEY III
MELISSA HORNE
TROUTMAN PEPPER
HAMILTON SANDERS LLP
600 Peachtree St. N.E.
Suite 3000
Atlanta, GA 30308
Attorneys for PacifiCorp
(Additional counsel listed at end of brief.)
QUESTION PRESENTED
Whether the Environmental Protection Agency’s
(“EPA”) disapproval of a State Implementation Plan
(“SIP”) may be challenged only in the D.C. Circuit
under 42 U.S.C. § 7607(b)(1) when EPA packages that
disapproval with its disapprovals of other SIPs and
purports to use a consistent method in evaluating the
state-specific determinations in those SIPs.
ii
PARTIES TO THE PROCEEDINGS
The Utah Industry Petitioners are PacifiCorp;
Deseret Generation & Transmission Co-Operative;
Utah Municipal Power Agency; and Utah Associated
Municipal Power Systems.
PacifiCorp, Deseret
Generation & Transmission Co-Operative, and Utah
Municipal Power Agency were the Petitioners in the
Tenth Circuit below in No.23-9512 and are
Petitioners here. Utah Associated Municipal Power
Systems was the Petitioner in the Tenth Circuit below
in No.23-9520 and is a Petitioner here.
The Oklahoma Industry Petitioners are
Oklahoma Gas & Electric Company; Tulsa Cement
LLC, d/b/a Central Plains Cement Company LLC;
Republic Paperboard Company LLC; and Western
Farmers Electric Cooperative. Oklahoma Gas &
Electric Company was the Petitioner in the Tenth
Circuit below in No.23-9521 and is a Petitioner here.
Tulsa Cement LLC, d/b/a Central Plains Cement
Company LLC, and Republic Paperboard Company
LLC were the Petitioners in the Tenth Circuit below
in No.23-9533 and are Petitioners here. Western
Farmers Electric Cooperative was the Petitioner in
the Tenth Circuit below in No.23-9534 and is a
Petitioner here.
The U.S. EPA and Michael Regan, in his official
capacity as the Administrator of the U.S. EPA, were
iii
the Respondents in each of the Tenth Circuit cases
below and are the Respondents here.
iv
TABLE OF CONTENTS
QUESTION PRESENTED ......................................... i
PARTIES TO THE PROCEEDINGS ........................ ii
INTRODUCTION .......................................................1
DECISION BELOW ....................................................5
JURISDICTION ..........................................................5
STATUTORY AND REGULATORY
PROVISIONS INVOLVED .....................................5
STATEMENT OF THE CASE ....................................5
A. Legal Background .......................................5
B. Factual And Procedural Background .......13
SUMMARY OF THE ARGUMENT ..........................23
ARGUMENT .............................................................28
I. EPA’s Actions Disapproving Utah’s SIP
And Oklahoma’s SIP Are “Locally Or
Regionally Applicable” Actions Under
Section
7607(b)(1)’s
Default
Venue
Provision .........................................................28
II. Neither EPA’s Disapproval Of Utah’s SIP
Nor Its Disapproval of Oklahoma’s SIP Was
An “Action . . . Based On A Determination
Of Nationwide Scope Or Effect” .....................46
CONCLUSION ..........................................................57
v
TABLE OF AUTHORITIES
Cases
Am. Rd. & Transp. Builders Ass’n v. EPA,
705 F.3d 453 (D.C. Cir. 2013) .................... 1, 2, 10,
24, 26, 32, 33, 34, 35,
37, 45, 48, 55, 56
ATK Launch Sys., Inc. v. EPA,
651 F.3d 1194 (10th Cir. 2011)............... 24, 33, 35
Corley v. United States,
556 U.S. 303 (2009)................................. 45, 46, 55
Cuomo v. Clearing House Ass’n, LLC,
557 U.S. 519 (2009)............................................. 47
Dayton Power & Light Co. v. EPA,
520 F.2d 703 (6th Cir. 1975)............................... 11
Dep’t of Homeland Sec. v. Regents
of the Univ. of Cal.,
591 U.S. 1 (2020)........................................... 56, 57
Diaz v. United States,
602 U.S. 526 (2024)............................................. 55
Fischer v. United States,
603 U.S. 480 (2024)............................................. 31
Garland v. Aleman Gonzalez,
596 U.S. 543 (2022)............................................. 47
vi
Harrison v. PPG Indus., Inc.,
446 U.S. 578 (1980)................................4, 8, 12, 34
Kentucky v. EPA,
No.23-3216, 2024 WL 5001991
(6th Cir. Dec. 6, 2024) .......................23, 28, 29, 30,
36, 47, 48, 55, 57
Motor Vehicle Mfrs. Ass’n of U.S., Inc. v. State
Farm Mut. Auto. Ins. Co.,
463 U.S. 29 (1983)............................................... 45
Nat’l Cable & Telecomms. Ass’n v. Brand X
Internet Servs.,
545 U.S. 967 (2005)............................................. 45
NFIB v. Dep’t of Lab., Occupational Safety &
Health Admin.,
595 U.S. 109 (2022) (per curiam) ....................... 31
NRDC v. EPA,
465 F.2d 492 (1st Cir. 1972) ............................... 11
Ohio v. EPA,
603 U.S. 279 (2024)....................................... 6, 7, 8
Oklahoma v. EPA,
93 F.4th 1262 (10th Cir. 2024) ............................. 5
Texas v. EPA,
829 F.3d 405 (5th Cir. 2016)............................... 36
vii
Texas v. EPA,
No.23-60069, 2023 WL 7204840
(5th Cir. May 1, 2023)............................. 22, 36, 57
Train v. Nat. Res. Def. Council, Inc.,
421 U.S. 60 (1975)............................................. 7, 8
Union Elec. Co. v. EPA,
427 U.S. 246 (1976)..................................... 7, 8, 33
West Virginia v. EPA,
597 U.S. 697 (2022)..................................... 6, 7, 31
West Virginia v. EPA,
90 F.4th 323 (4th Cir. 2024) ..............22, 27, 55, 57
Whitman v. Am. Trucking Ass’n, Inc.,
531 U.S. 457 (2001)............................................... 6
Yellen v. Confederated Tribes of Chehalis Rsrv.,
594 U.S. 338 (2021)............................................. 30
Statutes And Rules
5 U.S.C. § 551 ........................................................... 47
28 U.S.C. § 1254 ......................................................... 5
42 U.S.C. § 7401 ................................................... 6, 30
42 U.S.C. § 7408 ......................................................... 6
42 U.S.C. § 7409 ......................................................... 6
viii
42 U.S.C. § 7410 .....................................5, 7, 8, 13, 16,
32, 33, 34, 35, 36,
37, 41, 50, 56
42 U.S.C. § 7607 ...................................1, 3, 5, 8, 9, 10,
23, 24, 25, 26, 28, 29,
30, 31, 32, 33, 34, 35,
36, 42, 44, 45, 46, 47,
48, 49, 50, 51, 53, 56
Clean Air Act Amendments of 1970, Pub. L.
No.91-604, 84 Stat. 1676 (1970) ......................... 10
Clean Air Act Amendments of 1977, Pub. L.
No.95-95, 91 Stat. 685 (1977) ....................... 11, 12
Fed. R. App. P. 15..................................................... 42
Safe Drinking Water Act Amendments of 1977,
Pub. L. No.95-190, 91 Stat. 1393 (1977) ............ 12
Other Authorities
80 Fed. Reg. 65,292 (Oct. 26, 2015) ......................... 13
82 Fed. Reg. 1,733 (Jan. 6, 2017)............................. 15
84 Fed. Reg. 66,612 (Dec. 5, 2019)........................... 15
87 Fed. Reg. 9,798 (Feb. 22, 2022).................... 16, 17,
18, 38, 39, 40, 42, 52
87 Fed. Reg. 31,470 (May 24, 2022) ................. 16, 17,
38, 39, 42
ix
88 Fed. Reg. 9,336 (Feb. 13, 2023)...................... 5, 18,
19, 20, 32, 38, 39, 40,
42, 43, 46, 49, 50,
53, 54, 55, 56
Black’s Law Dictionary (5th ed. 1979) .................... 28
H.R. Rep. No.95–294 (1977)..................................... 12
Merriam-Webster Dictionary (1974) ....................... 48
Oxford English Dictionary (2d ed. 1989) ................. 28
Recommendations of the Administrative
Conference of the United States,
41 Fed. Reg. 56,767
(Dec. 30, 1976)....................................10, 11, 12, 37
Webster’s Third New Int’l Dictionary (1976) .......... 28
INTRODUCTION
Under Section 307(b)(1) of the Clean Air Act
(“CAA”), challenges to “nationally applicable” EPA
actions—as well as challenges to actions that EPA
validly determines have a “nationwide scope or
effect”—must be filed in the D.C. Circuit, while
challenges to EPA actions that are “locally or
regionally applicable” must go to the regional
Circuits.
42 U.S.C. § 7607(b)(1).
This regime
embodies Congress’ judgment that while the D.C.
Circuit is best positioned to resolve challenges to EPA
actions that operate nationwide or otherwise impact
the entire Nation, the regional Circuits are better
suited for adjudicating the legality of all other EPA
actions under the CAA.
Determining the appropriate venue for challenges
to EPA’s approval or disapproval of a State
Implementation Plan (“SIP”) under Section 307(b)(1)
is easy. “EPA’s action in approving or promulgating
any implementation plan is the prototypical locally or
regionally applicable action that may be challenged
only in the appropriate regional court of appeals.”
Am. Rd. & Transp. Builders Ass’n v. EPA, 705 F.3d
453, 455–56 (D.C. Cir. 2013) (Kavanaugh, J.)
(citations omitted). And the CAA’s venue provision’s
plain text treats EPA’s disapproval of a SIP in the
same way as an approval, with both types of actions
challengeable in the appropriate regional Circuit by
default. After all, a SIP regulates emission sources
2
only within one State. Such an action is by its nature
and statutory definition only locally applicable.
Application of these Section 307(b)(1) principles
to the case here is thus straightforward. After EPA
disapproved Utah’s SIP and Oklahoma’s SIP for
nitrogen oxides (NOx) emissions, several parties
(including Petitioners here) challenged those
disapprovals in the Tenth Circuit. That is the proper
venue for those two separate challenges to two
separate EPA actions.
Neither of these SIP
disapprovals is “nationally applicable,” as EPA only
acted on each State’s submission based on that
submission, thus each disapproval comprised EPA’s
action as to only one State.
While Section 307(b)(1) allows EPA to “determine
that [ ] otherwise locally or regionally applicable
regulations have a nationwide scope or effect,” Am.
Rd. & Transp. Builders Ass’n, 705 F.3d at 455—and
thereby establish the D.C. Circuit as the appropriate
venue—EPA did not validly make that determination
here with regard to the two relevant actions: EPA’s
disapproval of both Utah’s SIP submission and
Oklahoma’s SIP submission, respectively. Rather,
EPA asserted that its disapprovals of 21 States’
submissions together had a “nationwide scope or
effect.” But the statutory focus of Section 307(b)(1) is
the relevant EPA action, which here is EPA’s
individually disapproving Utah’s SIP and Oklahoma’s
SIP. It would, of course, be impossible for EPA to
have issued its disapproval for either of those two
3
individual SIPs “based on a determination” of
“nationwide scope or effect.” 42 U.S.C. § 7607(b)(1).
After all, each SIP governs NOx emissions only within
one State. Although EPA (erroneously) claims that
Utah’s and Oklahoma’s emissions unlawfully affect
areas outside the borders of each State, even that
effect is regional, not national, because the alleged
impacts are limited to one portion of one downwind
State (for Utah) and portions of two downwind States
(for Oklahoma).
The Tenth Circuit nevertheless transferred these
cases challenging EPA’s disapprovals of Utah’s SIP
and Oklahoma’s SIP to the D.C. Circuit, after
concluding that EPA’s actions were “nationally
applicable” under Section 307(b)(1). The Tenth
Circuit rested its holding on two features of EPA’s
disapprovals. First, the Tenth Circuit pointed to
EPA’s administrative decision to package its
disapprovals of Utah’s SIP and Oklahoma’s SIP into
a single Federal Register notice along with notices
disapproving 19 other individual SIPs. Second, the
Tenth Circuit pointed to EPA’s claim to apply
common analytical methods to all 21 of its SIP
disapprovals in that notice.
The
Tenth
Circuit’s
approach
violates
Section 307(b)(1). The statutory text and structure do
not empower EPA to transform a “locally or regionally
applicable” action on a single SIP submission into a
“nationally applicable” one by aggregating that SIP
disapproval with other States’ disapprovals in a
4
single Federal Register notice, whether out of EPA’s
desire for administrative convenience, to wrest
control of interstate emissions from individual States,
or to forum-shop to the D.C. Circuit. Section 307(b)(1)
sets “the locus of judicial review of the actions of
EPA,” Harrison v. PPG Indus., Inc., 446 U.S. 578, 586
(1980), based upon Congress’ judgment about which
Circuits are best equipped to consider the actions at
issue, not based upon EPA’s preference of where to
defend those actions.
Similarly, EPA’s claimed reliance on the use of
common analytical methods for all 21 of its SIP
disapprovals does not make disapproving Utah’s SIP
or
Oklahoma’s
SIP
nationally
applicable.
Section 307(b)(1) does not focus on whether EPA
applied a consistent methodology when taking the
disputed action. Rather, it looks to whether that
action itself is nationally applicable. Any other
conclusion would gut Section 307(b)(1)’s preference
that the regional Circuits evaluate locally and
regionally applicable actions.
After all, the
Administrative Procedure Act (“APA”) and the CAA
require EPA to act in a consistent manner.
This Court should reverse the judgment of the
Tenth Circuit and remand with instructions to
proceed to the merits of the petitions.
5
DECISION BELOW
The Tenth Circuit’s February 27, 2024, decision
granting in part EPA’s motions to dismiss or transfer
and directing transfer is reported at 93 F.4th 1262
and reproduced at Pet.App.1a–17a.
JURISDICTION
The Tenth Circuit entered its order granting in
part EPA’s motions to dismiss or transfer and
directing transfer on February 27, 2024. Pet.App.1a–
17a. This Court has jurisdiction to review that order
under 28 U.S.C. § 1254(1). This Court granted the
Petition For A Writ Of Certiorari on October 21, 2024.
STATUTORY AND REGULATORY
PROVISIONS INVOLVED
The relevant portions of Sections 110 and 307 of
the CAA, 42 U.S.C. §§ 7410, 7607, are set forth at
Pet.App.26a–35a.
EPA published its final
disapprovals of Utah’s SIP and Oklahoma’s SIP in the
Federal Register at 88 Fed. Reg. 9,336 (Feb. 13, 2023).
STATEMENT OF THE CASE
A. Legal Background
1. By adopting the Clean Air Act, Congress
enacted an air-pollution-control regime that
“envisions States and the federal government
6
working together to improve air quality.” Ohio v.
EPA, 603 U.S. 279, 283 (2024); see 42 U.S.C. § 7401.
In this cooperative-federalism framework, Congress
created “three main regulatory programs to control
air pollution from stationary sources such as power
plants,” including the National Ambient Air Quality
Standards (“NAAQS”) program—the program at
issue here. West Virginia v. EPA, 597 U.S. 697, 707
(2022) (identifying the other two programs as the
“New Source Performance Standards program” and
the “Hazardous Air Pollutants (HAP) program”).
The NAAQS program is the centerpiece of the
CAA’s federal-state collaboration. This program
regulates air pollutants like ozone, which “‘may
reasonably be anticipated to endanger public health
or welfare,’ and ‘the presence of which in the ambient
air results from numerous or diverse mobile or
stationary sources.’”
Id. (quoting 42 U.S.C.
§ 7408(a)(1)). Congress assigned distinct roles to EPA
and the States under the NAAQS program. Congress
tasked EPA with “identifying” the pollutants
regulated and then periodically “establish[ing] a
NAAQS for each.” Id.; Ohio, 603 U.S. at 283; see 42
U.S.C. §§ 7408–09. The NAAQS for a given pollutant
“represents ‘the maximum airborne concentration of
the pollutant that the public health can tolerate.’”
West Virginia, 597 U.S. at 707 (quoting Whitman v.
Am. Trucking Ass’n, Inc., 531 U.S. 457, 465 (2001)
(brackets omitted)). Congress did not authorize EPA
to “choose which sources [within any State] must
reduce their pollution and by how much to meet the
7
ambient pollution target.” Id. Instead, Section 110
gives each State the primary responsibility to
regulate air pollution from sources within its borders
to meet the NAAQS. Ohio, 603 U.S. at 283.
A State meets its air-pollution-regulation
obligations under the CAA’s NAAQS program by
designing
a
SIP
that
provides
for
the
“implementation, maintenance, and enforcement” of a
given NAAQS in its jurisdiction.
42 U.S.C.
§ 7410(a)(1).
States have “wide discretion in
formulating” their respective SIPs. Union Elec. Co. v.
EPA, 427 U.S. 246, 250 (1976). A “State is at liberty
to adopt [in its SIP] whatever mix of emission
limitations it deems best suited to its particular
situation,” “so long as the ultimate effect of [the]
State’s choice of emission limitations is compliance
with the national standards for ambient air.” Train
v. Nat. Res. Def. Council, Inc., 421 U.S. 60, 79 (1975).
Relevant here, a State’s SIP must comply with
certain interstate-transport obligations. 42 U.S.C.
§ 7410(a)(2)(D)(i)(I); Ohio, 603 U.S. at 283–84. The
CAA recognizes that “air currents can carry pollution
across state borders,” meaning that “emissions in
upwind States sometimes affect air quality in
downwind States.” Ohio, 603 U.S. at 283–84. So, to
resolve that “externality problem,” id., Section 110
requires a State to develop a SIP to address
interstate-transport of pollutants from within that
State, requiring the SIP to “contain adequate
provisions . . . prohibiting . . . any source or other type
8
of emissions activity within the State from emitting
any air pollutant in amounts which will . . . contribute
significantly to nonattainment in, or interfere with
maintenance by, any other State with respect to any
[NAAQS],” 42 U.S.C. § 7410(a)(2)(D).
Congress requires EPA to review every State’s
plan to ensure that each individual SIP complies with
the CAA. Id. § 7410(k)(1)–(3); Union Elec., 427 U.S.
at 250. EPA “has no authority to question the wisdom
of a State’s choices of emission limitations” in a SIP
when EPA conducts its compliance review. Ohio, 603
U.S. at 284 (quoting Train, 421 U.S. at 79). “So long
as a SIP satisfies the ‘applicable requirements’ of the
Act . . . , EPA ‘shall approve’ it within 18 months of its
submission.” Id. (quoting 42 U.S.C. § 7410(k)(3), and
citing 42 U.S.C. § 7410(k)(1)(B), (k)(2)). Only if EPA
first finds that a State has failed to submit a CAAcompliant SIP does EPA gain the authority to
promulgate a “Federal Implementation Plan” (“FIP”)
“for the noncompliant State.” Id. (quoting 42 U.S.C.
§ 7410(c)(1)).
2. Section 307(b)(1) establishes the appropriate
venue for challenges to EPA action under the CAA,
including challenges to EPA approving or
disapproving a SIP under Section 110. 42 U.S.C.
§ 7607(b)(1); see Harrison, 446 U.S. at 584–85.
Section 307(b)(1) sets out a default rule for venue and
an exception to that rule in its first three sentences.
9
In Section 307(b)(1)’s first two sentences,
Congress provides the default rule to determine the
appropriate venue for challenges to EPA’s actions.
The first sentence describes what challenges must be
heard in the D.C. Circuit by listing actions authorized
by the CAA where EPA sets national policy, such as
any “national primary or secondary ambient air
quality standard” and “any emission standard or
requirement” in Section 112, among others, and then
by including a catchall provision for challenges to
“any other nationally applicable” EPA actions “under
this chapter.” 42 U.S.C. § 7607(b)(1). The second
sentence has the same structure, describing what
challenges must be heard in the appropriate regional
Circuit by listing actions authorized by the CAA
where EPA implements the CAA on a case-by-case
basis, such as by “approving or promulgating any
implementation plan” under Section 110. Id. This
sentence then provides a catchall for “any other final
action . . . under this chapter (including any denial or
disapproval
by
the
Administrator
under
subchapter I)”—which includes Section 110 of the
CAA—that “is locally or regionally applicable.” Id.
Thus, the text clearly enumerates that, when EPA
disapproves a SIP, that final action is “a[ ] denial or
disapproval by the Administrator under subchapter I”
and thus a “locally or regionally applicable” action.
Id.
Section 307(b)(1)’s third sentence creates a
limited exception to the default rule in the first two
sentences. A petition for review of a “locally or
10
regionally applicable” action may be filed in the D.C.
Circuit “if such action is based on a determination of
nationwide scope or effect” and EPA “finds and
publishes that such action is based on such a
determination.” Id. Put another way, this exception
provides that challenges to certain actions that
ordinarily must be heard in the regional Circuits will
be heard in the D.C. Circuit when those “otherwise
locally or regionally applicable regulations have a
nationwide scope or effect.” Am. Rd. & Transp.
Builders Ass’n, 705 F.3d at 455.
Congress’ changes to Section 307 show concern
with the venue for challenges to SIP-related actions.
As originally enacted, Section 307 provided that SIP
approvals could be challenged “only” in the
“appropriate circuit.” Clean Air Act Amendments of
1970, Pub. L. No.91-604, § 12(a), 84 Stat. 1676, 1708
(1970). This prompted concern that the failure to
specify the “appropriate circuit” would create
“threshold litigation over the question of which is the
appropriate circuit,” with the Administrative
Conference of the United States recommending that
Congress “clarify[ ] that the appropriate circuit is the
one containing the state whose plan is challenged.”
Recommendations of the Administrative Conference
of the United States, 41 Fed. Reg. 56,767, 56,767
(Dec. 30, 1976).
EPA’s then-General Counsel, G. William Frick,
advocated for a narrow exception to the
Administrative Conference’s recommendation that all
11
“SIP issues” be reviewed “in the local circuit.” Id.
at 56,768–69. Frick noted that while “approval and
promulgation of [SIPs] under the Clean Air Act
usually involve issues peculiar to the affected States,”
EPA sometimes takes actions such as granting “twoyear extensions of the date for attainment of national
ambient air quality standards in a number of
metropolitan areas and its promulgation of generic
regulations (applicable to all States) that require
prevention of significant deterioration of air quality.”
Id.; see Dayton Power & Light Co. v. EPA, 520 F.2d
703 (6th Cir. 1975) (addressing regulations that
“amend[ed] every state’s [SIP] in precisely the same
way”); NRDC v. EPA, 465 F.2d 492 (1st Cir. 1972)
(addressing two-year extension and similar issues).
For this subset of SIP-related actions—which do not
involve EPA granting or denying a particular State’s
SIP—EPA’s conduct is “virtually identical to
promulgation of ‘national standards.’” 41 Fed. Reg.
at 56,769. Frick explained that “the validity” of such
a “nationally applicable regulation will not turn on
the particulars of its impacts within a given Circuit,”
including because “such actions typically involve
establishment or application of uniform principles for
all States, are taken on a single administrative
record, and do not involve factual questions unique to
particular geographical areas.” Id. at 56,769 & n.2.
Soon after, in 1977, Congress amended
Section 307 to its current form. See Clean Air Act
Amendments of 1977, Pub. L. No.95-95, § 305(c), 91
Stat. 685, 776 (1977); Safe Drinking Water Act
12
Amendments of 1977, Pub. L. No.95-190, § 14(a)(80),
91 Stat. 1393, 1404 (1977) (technical amendment).
Congress first amended the first two sentences to
include the catchall provisions. Pub. L. No.95-95,
§ 305(c)(1)–(2), 91 Stat. at 776. This expanded the
jurisdiction of the courts of appeals from just the
enumerated actions in each sentence to “any other
nationally applicable regulations promulgated, or
final action taken” or “any other action.” Harrison,
446 U.S. at 590. Congress then passed technical
amendments noting “any denial or disapproval by the
Administrator under title I” was locally or regionally
applicable within that catchall, Pub. L. No.95-190,
§ 14(a)(80), 91 Stat. at 1404, to “clarify some
questions relating to venue for review of rules or
orders,” Harrison, 446 U.S. at 590 (citing H.R. Rep.
No.95–294, at 323–24 (1977)). The House Report
accompanying the 1977 Clean Air Act Amendments
explained that the amendments “provide[ ] for
essentially locally, stateside, or regionally applicable
rules or orders,” such as actions on SIPs, “to be
reviewed in the U.S. court of appeals for the circuit in
which such locality, State, or region is located.” H.R.
Rep. No.95-294, at 323. It noted that “the committee’s
view . . . concurs . . . with the comments, concerns,
and recommendation contained” in Frick’s separate
statement regarding the CAA’s venue provisions. Id.
at 324 (citing 41 Fed. Reg. at 56,768).
13
B. Factual And Procedural Background
1. In 2015, EPA lowered the NAAQS for groundlevel ozone to 70 parts per billion (“ppb”). 80 Fed. Reg.
65,292 (Oct. 26, 2015). Once EPA lowered the
NAAQS for ground-level ozone, States had the duty to
submit new SIPs within three years, or by 2018. See
42 U.S.C. § 7410(a)(1). Utah and Oklahoma created
their state-specific implementation plans, which are
the subject of the petitions here.
Utah promptly began designing its SIP for
submission to EPA following the issuance of the 2015
ozone NAAQS. See JA33a, 60a. Utah “engaged early
and often” with EPA to ensure that it crafted an
interstate-transport SIP that satisfied its CAA
obligations. JA60a. EPA provided comments on
drafts of Utah’s SIP, JA60a–61a, encouraging Utah to
apply EPA guidance regarding the setting of a 1-partper-billion emissions-contribution threshold for
determining whether NOx emissions contributions (as
measured by localized air quality receptors) to
downwind States were significant, JA61a; see 42
U.S.C. § 7410(a)(2)(D)(i)(I). EPA also recommended
that Utah elaborate in its SIP on the contributions of
NOx to downwind States from biogenic and
international emissions. See JA49a, 60a–61a.
After incorporating EPA’s feedback, Utah
concluded in its SIP that its contributions to the air
quality in downwind States were not significant and,
therefore, additional emissions reductions by Utah
14
sources were not necessary under Section 110. See
JA57a. Utah rested that conclusion upon state- and
region-specific facts and analyses relating to Utah’s
unique
topographical,
geographical,
and
meteorological characteristics, as well as EPA
guidance.
JA57a, 65a–66a.
Utah began by
identifying five receptors in Colorado’s Denver
Metro/North Front Range Nonattainment Area where
Utah’s emissions contributed to those receptors
exceeding 1 percent of the 2015 ozone NAAQS—three
nonattainment receptors and two maintenance
receptors. JA43a–44a. Following EPA’s earlier
guidance, Utah screened those receptor sites using
the 1-part-per-billion threshold to determine that
Utah’s emissions were “linked” only to four of these
receptors. JA43a–45a, 50a. Utah applied a “weightof-the-evidence” approach, consistent with past EPA
practice, to determine whether its contributions
contributed “significantly” to the nonattainment, or
“interfere[d] with” the maintenance of the 2015 ozone
NAAQS in Colorado. JA42a–43a, 57a. In particular,
Utah considered that Colorado’s own in-state
contributions were much greater, a phenomenon far
more often observed in western States than eastern
States. JA47a–49a. Utah further considered that
international emissions, emissions from wildfires,
and biogenic emissions also contributed much more
significantly than Utah’s own contributions. JA49a–
51a. And Utah noted that it had seen substantial
emissions reductions in its State from 2011 to 2017,
and that it expected this downward trend to continue.
15
JA51a–57a. Utah submitted its revised, proposed SIP
to EPA on January 24, 2020. See JA33a–34a.1
Oklahoma similarly began the arduous process of
constructing its interstate-ozone SIP shortly after the
2015 NAAQS issued. It began by identifying the
appropriate air quality model, which turned out to be
Texas’s regional model based on year 2012. JA13a–
18a. Oklahoma found that the Texas model
appropriately accounted for regional effects and its
updated data did not use meteorological conditions in
2011 (a meteorological extreme year for the region) in
contrast to EPA’s model. JA13a–18a. Oklahoma also
relied on EPA’s 2018 guidance documents which
advised that States had flexibility in choosing
between a 1 part-per-billion NOx threshold and a one
percent threshold that produced insignificant
differences. JA16a–18a. And Oklahoma relied on
EPA’s guidance that approved a “weight of the
evidence” analysis. See 82 Fed. Reg. 1,733, 1,740
(Jan. 6, 2017); JA23a–26a.
Relying on EPA’s contemporaneous guidance,
Oklahoma timely filed its SIP, which ultimately
concluded that its contributions to the air quality in
downwind States were not significant and that it did
not need any more stringent emissions reductions
1 EPA initially made an incompleteness determination on
Utah’s SIP relating to adequate public notice, 84 Fed. Reg.
66,612, 66,614 (Dec. 5, 2019), which Utah corrected, JA33a–34a.
16
(than already in place) under its Section 110approved SIP for other emissions. JA1a–3a, 26a.
Oklahoma’s SIP analyzed whether areas in downwind
States, initially Michigan2 and Texas, would fail to
attain or maintain the 2015 ozone NAAQS under the
1 part-per-billion threshold. JA21a–25a. In its
complex analysis of localities in those States,
Oklahoma determined that the localities would reach
attainment under Texas’s 2012 regional model and
confirmed this analysis by further reviewing local
trends for the identified sites. JA20a–25a. Oklahoma
then reviewed its own emissions trends and found
that its projected contribution to the Michigan locale
comprised only three percent of all upwind
contributions there. JA25a–26a. The State further
considered that its current emissions controls would
continue to reduce its emissions to half its 2011 levels.
JA25a–26a; see JA16a–17a.
2. After EPA unlawfully delayed its actions on
Utah’s SIP and Oklahoma’s SIP for years beyond its
statutory review period, 42 U.S.C. § 7410(k)(2), EPA
separately proposed to disapprove Utah’s SIP, see 87
Fed. Reg. 31,470 (May 24, 2022); and Oklahoma’s SIP,
see 87 Fed. Reg. 9,798 (Feb. 22, 2022).
2 EPA ultimately agreed that Oklahoma’s emissions would
not impact Allegan County, Michigan. 87 Fed. Reg. 9,798, 9,820
(Feb. 22, 2022).
17
In its proposed disapproval of Utah’s SIP, EPA
disagreed with Utah’s determination that sources
within Utah did not significantly contribute to
nonattainment of the 2015 NAAQS for ozone for
certain areas in Colorado. 87 Fed. Reg. at 31,483.
EPA began by rejecting Utah’s conclusion “that a 1
ppb threshold is appropriate for the Denver area
receptors to which it is linked” because Utah “did not
adequately explain how a 1 ppb threshold would be
justified with respect to all the [Colorado] receptors to
which Utah is linked.” Id. at 31,478; see also id.
at 31,478–82. EPA then rejected Utah’s analysis that
the evidence, which included “the relatively large
impact”
of
“international
emissions,”
“nonanthropogenic emissions,” and “home state emissions
at the Colorado receptors,” as well as “emissions
reductions already achieved as a result of other
regulatory programs,” weighed against finding a
significant cross-state impact. Id. at 31,482; see also
id. at 31,482–83.
As for Oklahoma’s SIP, EPA proposed to
disapprove it, along with submissions from Texas,
Arkansas, and Louisiana, in February 2022. 87 Fed.
Reg. 9,798. EPA’s decision to disapprove Oklahoma’s
SIP relied heavily on rejecting the Texas 2012
modeling based on alleged technical flaws related to
identification of maintenance-only receptors. Id.
at 9,820–21. Instead, EPA applied new modeling
(unavailable to Oklahoma when it formulated its SIP)
that identified linkages between Oklahoma’s
emissions and Denton County, Texas and Cook
18
County, Illinois. Id. at 9,822.3 It then found that
Oklahoma had failed to analyze what emissions
should be prohibited to prevent emissions from
interfering with the maintenance of the 2015 ozone
NAAQS in those two areas. Id. EPA rejected
Oklahoma’s choice of screening threshold and
analysis of existing emissions reductions to electric
generating units that had caused a downward trend
in emissions. Id. at 9,823. EPA similarly denied
Oklahoma’s weight of the evidence analysis that took
into account local emissions data and collective
contributions to support its finding that Oklahoma’s
emissions did not significantly contribute to
downwind air quality issues. Id.
After separately proposing to disapprove Utah’s
SIP and Oklahoma’s SIP, EPA packaged its final
disapprovals of these submissions in one Federal
Register notice, along with the disapprovals for 19
other SIPs and deferrals on two other SIPs. 88 Fed.
Reg. 9,336, 9,337–38 (Feb. 13, 2023).
In that
combined Federal Register notice, EPA explained
that it had acted on each State’s SIP “in light of the
facts and circumstances of each particular state’s
submission,” id. at 9,340, meaning that “the contents
of each individual state’s submission were evaluated
3 EPA further revised its modeling prior to issuing its final
disapproval. See 88 Fed. Reg. 9,336, 9,339 (Feb. 13, 2023). That
new modeling added a new linkage to Galveston County, Texas.
See JA255a.
19
on their own merits,” id. at 9,354. The combined
Federal Register notice contained only “a brief, high
level overview of the SIP submissions and the EPA’s
evaluation and key bases for disapproval,” while
explaining that “[t]he full basis for the EPA’s
disapprovals is available in the relevant Federal
Register notification of proposed disapproval for each
state,” as well as in certain technical supporting
documents and in EPA’s responses to comments. Id.
So, when EPA disapproved Utah’s SIP and
Oklahoma’s SIP, EPA provided only one-paragraph,
“high level overview[s]” of the bases for its actions, id.
that largely reiterated and incorporated EPA’s prior
reasoning from its separately proposed disapprovals
of Utah’s SIP and Oklahoma’s SIP, id. at 9,360
(Utah); id. at 9,359 (Oklahoma).
Finally, EPA addressed in the combined Federal
Register notice what it claimed was the proper venue
for any challenges to its actions on the 21 SIPs in the
combined Federal Register notice. Id. at 9,380–81.
EPA claimed that “[t]his rulemaking is ‘nationally
applicable,’” meaning that challengers must file their
petitions in the D.C. Circuit. Id. at 9,380. According
to EPA, it took a single “final action” “applying a
uniform legal interpretation and common, nationwide
analytical methods” “to disapprove SIP submissions
that fail to satisfy the[ ] requirements for the 2015
ozone NAAQS.” Id. EPA claimed the “action” was
nationally applicable because it “addresses
implementation of the good neighbor provision” in 21
20
States across the country and due to “the
interdependent nature of interstate pollution
transport and the common core of knowledge and
analysis involved in evaluating the submitted
SIPs.” Id.
“In the alternative,” EPA claimed that for the
same “final action,” it “exercis[ed] the complete
discretion afforded to [the agency] under the CAA to
make and publish a finding that this action is based
on a determination of ‘nationwide scope or effect.’” Id.
EPA asserted that the “final action” had a nationwide
scope or effect because it applied a uniform statutory
interpretation to a “common core of nationwide policy
judgments and technical analysis concerning the
interstate transport of pollutants throughout the
continental U.S.” Id. But EPA also explained that it
“evaluated each state’s arguments for the use of
alternative approaches or alternative sets of data” to
avoid inequitable results between the States. Id.
at 9,381. Notably, EPA only refers to taking one
action in the combined Federal Register notice. See
id. at 9,380–81.
3. Petitioners—who are industry members with
significant interests in Utah and Oklahoma—each
challenged EPA’s disapproval of Utah’s SIP or its
disapproval of Oklahoma’s SIP in the Tenth Circuit.
See generally Pet.App.9a. The States of Utah and
Oklahoma also filed their own separate petitions for
review challenging EPA’s disapproval of their own
SIPs in the Tenth Circuit.
See Pet.App.9a.
21
Petitioners, Utah, and Oklahoma all specified in their
petitions for review that they were challenging only
EPA’s action disapproving Utah’s SIP or Oklahoma’s
SIP, as appropriate. See generally Pet.App.12a.
Thus, Petitioners, Utah, and Oklahoma asserted that
venue for their respective challenges was appropriate
in the Tenth Circuit, under Section 307(b)(1).
The parties engaged in extensive venue and stay
proceedings. After EPA moved the Tenth Circuit to
transfer venue for the petitions to the D.C. Circuit,
Pet.App.9a, a Tenth Circuit panel—Judges
Tymkovich, Bacharach, and Rossman—entered an
order referring EPA’s motions to transfer venue to the
merits panel. Order, Utah v. EPA, Nos.23-9509, et al.,
Doc.10994985 (10th Cir. Apr. 27, 2023). Then, on July
27, 2023, the Tenth Circuit—Judges Tymkovich and
Carson—granted motions to stay the disapprovals of
Utah’s SIP and Oklahoma’s SIP, finding that
“petitioners have satisfied their burden as to each” of
the stay factors. Order at 4, Utah, Nos.23-9509, et al.,
Doc.11016742 (10th Cir. July 27, 2023). The parties
then completed full merits briefing, see Order at 3–4,
Utah, Nos.23-9509, et al., Doc.11002290 (10th Cir.
May 30, 2023); Minute Order, Utah, Nos.23-9509, et
al., Doc.11038946 (10th Cir. Oct. 25, 2023), and the
Tenth Circuit set the case for oral argument on March
21, 2024, Notice, Utah, Nos.23-9509, et al.,
Doc.11058134 (10th Cir. Jan. 10, 2024).
Shortly before oral argument, the Tenth Circuit
changed course and granted EPA’s motion to transfer
22
to the D.C. Circuit. Pet.App.18a–25a; Pet.App.1a–
17a. The Tenth Circuit—Judges Moritz, Ebel, and
Rossman—held that the D.C. Circuit was the
appropriate venue based on Section 307(b)(1)’s first
sentence, Pet.App.6a–7a, concluding that the “final
rule” is “nationally applicable” for two reasons,
Pet.App.11a. First, the court found that EPA’s
actions here are “nationally applicable” because EPA
“disapprov[ed] SIPs from 21 states across the
country—spanning eight EPA regions and ten federal
judicial circuits.” Pet.App.11a. Second, the Tenth
Circuit concluded that these actions are “nationally
applicable” because EPA applied “consistent
statutory interpretation and uniform analytical
methods.” Pet.App.14a. The Tenth Circuit did not
“address the EPA’s alternative argument that the
petitions belong in the D.C. Circuit” “because [the
final rule] ‘is based on a determination of nationwide
scope or effect’ made and published by the EPA.”
Pet.App.17a n.8.
Other States and industry groups challenged EPA
disapproving their respective States’ SIPs in that
Federal Register notice in the appropriate regional
Circuits, with the Tenth Circuit being the only court
to have transferred the challenges to the D.C. Circuit.
The Fourth, Fifth, and Eighth Circuits all rejected
EPA’s attempt to transfer those challenges to the D.C.
Circuit, with the Fourth and Fifth Circuits providing
detailed opinions. West Virginia v. EPA, 90 F.4th 323
(4th Cir. 2024); Texas v. EPA, No.23-60069, 2023 WL
7204840 (5th Cir. May 1, 2023); Order, Arkansas v.
23
EPA, No.23-1320, Doc. 5280996 (8th Cir. May 25,
2023). The Sixth, Ninth, and Eleventh Circuits
deferred venue determinations to merits panels. E.g.,
Order, Alabama v. EPA, No.23-11173, Dkt.24 (11th
Cir. July 12, 2023). Thereafter, and most recently,
the Sixth Circuit denied EPA’s motion to transfer
venue, in a detailed opinion that also vacated EPA’s
disapproval of Kentucky’s SIP. Kentucky v. EPA,
No.23-3216, 2024 WL 5001991 (6th Cir. Dec. 6, 2024).
This Court granted the Petition For A Writ Of
Certiorari and consolidated this case for briefing and
oral argument with No.23-1067.
SUMMARY OF THE ARGUMENT
I. The CAA’s default venue provision places
challenges to EPA decisions on SIPs—like EPA’s
disapproval of Utah’s SIP and Oklahoma’s SIP—in
the appropriate regional Circuit, which here is the
Tenth Circuit.
A. Congress decided that the nature of EPA’s
statutory action should determine which Circuit
hears the case. Section 307(b)(1)’s text enumerates
EPA actions that are “nationally applicable” or
“locally or regionally applicable.” In its first sentence,
Section 307(b)(1) explains that the D.C. Circuit must
hear challenges to EPA “promulgating any national
primary or secondary ambient air quality standard.”
42 U.S.C. § 7607(b)(1). And in Section 307(b)(1)’s
second sentence, the regional Circuit hears disputes
24
over EPA “approving or promulgating any
implementation plan under Section 110,” including
any “denial or disapproval” of an implementation
plan. Id. The CAA includes catchall provisions for
any other non-enumerated final action “under this
chapter,” that either sets national policy and is
“nationally applicable” or involves implementing
national policy on a case-by case basis and is therefore
“locally or regionally applicable.” Id. The latter
catchall also expressly “includ[es] any denial or
disapproval
by
the
Administrator
under
subchapter I.” Id.
B. Challenges to EPA disapproving Utah’s SIP
and Oklahoma’s SIP belong in the Tenth Circuit
under the default venue provision. Section 307(b)(1)
mandates that these state-specific SIP disapprovals
are not nationally applicable. And due to the “purely
local” nature of a SIP, ATK Launch Sys., Inc. v. EPA,
651 F.3d 1194, 1199 (10th Cir. 2011) (Murphy, J.,
joined by Gorsuch & Hartz, JJ.), EPA action on a
State’s SIP submittal is “the prototypical locally or
regionally applicable action” that belongs in the
regional Circuit. Am. Rd. & Transp. Builders Ass’n,
705 F.3d at 455–56. This “includ[es] any denial or
disapproval” of a SIP, as Section 307(b)(1)’s text
expressly notes. 42 U.S.C. § 7607(b)(1). And EPA’s
notices disapproving Utah’s SIP and Oklahoma’s SIP
confirm this conclusion, as EPA evaluated each
State’s respective submission and rejected the statespecific findings about each State’s domestic
emissions sources and trends and the emissions’
25
impacts on attaining or maintaining 2015 ozone
NAAQS in different localities (one in Colorado for
Utah, and two in Texas for Oklahoma).
C. The Tenth Circuit erroneously held that EPA
disapproving Utah’s SIP and Oklahoma’s SIP were
part of a single “nationally applicable” action. The
court determined that consolidating multiple
disapprovals of 21 different SIPs by States into a
single Federal Register notice transformed the
prototypically local action into a nationally applicable
action. But the relevant statutory “action” under the
CAA’s default venue provision is the disapproval of
each individual SIP, no matter how EPA packages
that disapproval. The Tenth Circuit also believed
that merely applying a uniform statutory
interpretation and common analytical methods, as
required by the APA, creates a “nationally applicable”
action, but this has no basis in the statutory text. And
this approach would lead to absurd results because,
under the APA and the CAA, EPA must always apply
uniform methodologies in its actions.
II.A. Under Section 307(b)(1)’s exception to the
default venue rule, a petition for review of a “locally
or regionally applicable” action may only be filed in
the D.C. Circuit “if such action is based on a
determination of nationwide scope or effect” and EPA
“finds and publishes that such action is based on such
a determination.” 42 U.S.C. § 7607(b)(1). To avail
itself of this exception, EPA must correctly identify
the statutory “action” and validly determine that it
26
took the challenged action “based on a determination”
of the “nationwide scope or effect” of the action. Id.
When “otherwise locally or regionally applicable
regulations have a nationwide scope or effect,” and
EPA publishes the required finding, the D.C. Circuit
hears the challenge. Am. Rd. & Transp. Builders
Ass’n, 705 F.3d at 455.
B.1. Here, EPA based its “determination of
nationwide scope or effect” on the issuance of a single
notice covering actions that apply to many States, but
that is not a statutorily relevant action for venue
purposes. Rather, the relevant actions are those that
EPA took with regard to Utah’s and Oklahoma’s SIP
submission. EPA’s “finding” thus has no legal effect
because EPA improperly defined the “action” at issue.
2. Analyzing the correct action (EPA individually
disapproving Utah’s and Oklahoma’s SIPs), EPA’s
decisions have no nationwide scope or effect. These
SIPs regulate only sources within each State and
analyze in-state sources of ozone-causing emissions
on a state-specific basis.
For example, Utah
determined that modeling for the eastern United
States insufficiently described ozone transport in the
western United States, and Utah’s local analysis
showed fewer receptors in Denver linked to Utah’s
emissions. Oklahoma, by contrast, relied in part on
Texas’s 2012 air modeling because that model more
accurately described conditions in the southern
United States than EPA’s model, including in Texas
where Oklahoma’s emissions could potentially impact
27
attainment. EPA’s disapprovals of these two different
decisions could not have nationwide scope because the
decisions did not even apply to both Oklahoma and
Utah as each State had made modeling and
attainment findings unique to its geographic
circumstances.
Nor could EPA have based its
disapproval on a determination of nationwide “effect”
because—even under EPA’s reasoning—emissions
from Utah impacted a handful of receptors in
neighboring Colorado and emissions from Oklahoma
affected a limited number of receptors in Texas.
3. EPA’s assertions that its Utah SIP and
Oklahoma SIP disapprovals are based on a
determination of nationwide scope or effect lack
merit. Under EPA’s reading, every EPA action
applying a national standard has nationwide scope or
effect, which would render Section 307(b)(1)’s second
sentence pure surplusage. Similarly, EPA’s claim
that its technical analysis had nationwide scope or
effect fails because EPA admitted that it made
individual determinations as to what was equitable
for each individual State. And Congress did not grant
EPA unfettered discretion to determine the venue for
any challenge. Congress set up a careful statutory
scheme so that courts would examine the
“geographical aspects of the factual and analytical
circumstances of the agency’s determination” to
determine whether a final action has nationwide
scope. West Virginia, 90 F.4th at 328. That
independent judicial inquiry reveals EPA’s actions to
be quintessentially local, requiring reversal.
28
ARGUMENT
I.
EPA’s Actions Disapproving Utah’s SIP And
Oklahoma’s SIP Are “Locally Or Regionally
Applicable” Actions Under Section 7607(b)(1)’s
Default Venue Provision
A. Section 307(b)(1)’s first two sentences create a
default rule for determining the appropriate venue for
challenges to EPA’s actions under the CAA, while
Section 307(b)(1)’s third sentence creates a limited
exception to that default rule. See infra Part II
(addressing Section 307(b)(1)’s third sentence).
Section 307(b)(1)’s first sentence sets the D.C.
Circuit as the default venue for challenges to EPA
actions that are “nationally applicable.” 42 U.S.C.
§ 7607(b)(1).
As a textual matter, “nationally
applicable” applies to the terms “regulations
promulgated, or final action taken” by EPA. Id.
“[T]he regulations or action must ‘have reference to’
(‘applicable’) the ‘nation as a whole’ (‘nationally’).”
Kentucky, 2024 WL 5001991, at *7 (citing definitions
from 1 Oxford English Dictionary 575 (2d ed. 1989);
10 Oxford English Dictionary, supra, at 235;
Webster’s Third New Int’l Dictionary 105, 1505
(1976)). The word “‘[n]ational’ contemplates an
activity with a nationwide scope.” Id. (citing Black’s
Law Dictionary 923 (5th ed. 1979)).
The structure of the first sentence confirms this
reading. It begins by enumerating EPA actions under
29
the CAA that are always “nationally applicable”—
actions challengeable in the D.C. Circuit by default.
Id. at *6. This list includes, for example, “[an] action
of the Administrator in promulgating any national
primary or secondary ambient air quality standard,
any emission standard or requirement under section
[112],” as well as “any standard of performance or
requirement under section [202].”
Id. (citation
omitted). These actions all share the common feature
of EPA setting national policy or standards for
subsequent implementation across the Nation. See
id. at *7. Section 307(b)(1)’s first sentence then ends
with a catchall provision, which identifies the D.C.
Circuit as the venue for challenges to “any other
nationally applicable” EPA actions “under this
chapter.” 42 U.S.C. § 7607(b)(1); Kentucky, 2024 WL
5001991, at *7.
Section 307(b)(1)’s second sentence follows the
same structure but sets the appropriate regional
Circuits as the default venue for challenges to EPA
actions that are “locally or regionally applicable.” 42
U.S.C. § 7607(b)(1). The second sentence begins by
listing certain EPA actions that are categorically
“locally or regionally applicable,” challengeable in the
appropriate regional Circuit by default. Id. For
example, and most relevant here, this list includes
“the Administrator’s action in approving or
promulgating any implementation plan under section
[110]”—the section governing SIPs—as well as “any
order under section [111(j)],” “under section [112],”
among other provisions. Id.; Kentucky, 2024 WL
30
5001991, at *6 (citation omitted). The enumerated
EPA actions in Section 307(b)(1)’s second sentence all
share the quality of EPA implementing national
policy on a case-by-case basis, such as by acting on
States’ individual implementation or enforcement
plans under the CAA. The second sentence then
concludes with its own catchall, setting the regional
Circuits as the default venue for challenges to “any
other final action of the Administrator under this
chapter (including any denial or disapproval by the
Administrator under subchapter I [42 U.S.C. §§ 7401
et seq.]) which is locally or regionally applicable.” 42
U.S.C. § 7607(b)(1). The phrase “including any denial
or disapproval by the Administrator under
subchapter I [42 U.S.C. §§ 7401 et seq.],” id., “makes
clear” that this catchall provision also covers EPA
disapproving a SIP under Section 110, see Yellen v.
Confederated Tribes of Chehalis Rsrv., 594 U.S. 338,
347–48, 350, (2021), as Section 110 falls within
subchapter I of the CAA.
Determining whether an EPA “action” falls
within the catchall provisions of Section 307(b)(1)’s
first or second sentences is a straightforward inquiry
that compares the challenged “action” at issue to the
enumerated list of actions in these two sentences. 42
U.S.C. § 7607(b)(1).
To begin, this inquiry requires identifying what
the
challenged
EPA
“action”
is
within
Section 307(b)(1), according to the CAA provisions
authorizing EPA to take that “action.”
Id.
31
“Administrative agencies are creatures of statute,”
NFIB v. Dep’t of Lab., Occupational Safety & Health
Admin., 595 U.S. 109, 117 (2022) (per curiam), as
“[a]gencies have only those powers given to them by
Congress,” West Virginia, 597 U.S. at 723. Thus,
Section 307(b)(1)’s references to EPA taking some
“action” refers to those actions that Congress has
authorized EPA to take. 42 U.S.C. § 7607(b)(1). The
first and second sentences of Section 307(b)(1)
reaffirm this point.
Their enumerated lists of
“action[s]” specifically cite the CAA provisions
authorizing each of the specified “action[s]”—such as
“section [110],” “section [111],” “section [112],” and the
like.
Id.
And the catchall provisions of
Section 307(b)(1)’s first and second sentences both
expressly state that they apply to other “action[s]”
taken by EPA “under this chapter,” further showing
that “action” under Section 307(b)(1) refers to actions
specifically authorized by the CAA. Id. (emphasis
added).
With the “action” at issue properly identified, the
inquiry under Section 307(b)(1)’s catchall provisions
turns to whether that “action” shares the common
characteristics of the specifically enumerated CAA
actions in Section 307(b)(1)’s first or second sentences,
so as to make it either “nationally applicable” or
“locally or regionally applicable,” respectively. Id.; see
generally Fischer v. United States, 603 U.S. 480, 487
(2024) (citations omitted) (ejusdem generis canon).
This analysis looks to the “face” of the challenged
action, rather than the action’s “practical effects.”
32
Am. Rd. & Trans. Builders Ass’n, 705 F.3d at 456.
Thus, an action will be “nationally applicable” if it is
enumerated or, under the first sentence’s catchall
provision if, like the first sentence’s enumerated
actions, the face or nature of the action sets national
policy or standards under the CAA for subsequent
implementation across the Nation. See 42 U.S.C.
§ 7607(b)(1). An action will be “locally or regionally
applicable” if it is enumerated or, under the second
sentence’s catchall provision if, like the second
sentence’s enumerated actions, it involves EPA
implementing national policy on a case-by-case basis,
such as by acting on States’ individual
implementation or enforcement plans under the CAA.
See id.; Am. Rd. & Transp. Builders Ass’n, 705 F.3d
at 455–56.
B. Here, EPA’s actions disapproving Utah’s SIP
and Oklahoma’s SIP are “locally or regionally
applicable” actions under the catchall provision of
Section 307(b)(1)’s second sentence, meaning that the
challenges to those disapprovals belong in the Tenth
Circuit by default.
First, the “action[s]” at issue here, 42 U.S.C.
§ 7607(b)(1), are EPA’s individual disapprovals of
Utah’s SIP and Oklahoma’s SIP under Section 110(k)
of the CAA, respectively, see 88 Fed. Reg. at 9,337; see
also id. at 9,360 (Utah); id. at 9,359 (Oklahoma).
Section 110(k), entitled “Environmental Protection
Agency action on plan submissions,” 42 U.S.C.
§ 7410(k) (emphasis added), authorizes EPA “to act”
33
on a State’s submission by approving it in full,
approving it in part and disapproving it in part, or
disapproving it in full, id. § 7410(k)(3); accord id.
§ 7410(k)(6). Section 110(k) also requires EPA’s
actions on a State’s SIP submission, including
disapprovals, to proceed on a state-by-state basis. Id.
§ 7410(k)(3); Union Elec., 427 U.S. at 250. Thus,
among other things, Section 110(k)(2) speaks of each
State “submitt[ing] a plan” to EPA, in the singular,
while also obligating EPA to “act on the submission,”
again in the singular.
42 U.S.C. § 7410(k)(2)
(emphases added); see also, e.g., id. § 7410(k)(3) (“such
submittal”).
Second, for purposes of the catchall provision in
Section 307(b)(1)’s second sentence, EPA’s actions in
disapproving Utah’s SIP and Oklahoma’s SIP under
the CAA are materially indistinguishable from EPA’s
“action in approving or promulgating any
implementation plan under section [110].”
Id.
§ 7607(b)(1). That is, looking to the face or nature of
EPA disapproving Utah’s SIP and Oklahoma’s SIP
alone, Am. Rd. & Trans. Builders Ass’n, 705 F.3d
at 456; ATK Launch Sys., 651 F.3d at 1199, confirms
that these actions are “locally or regionally
applicable” under Section 307(b)(1)’s second sentence
for the same reasons that EPA’s approval of a SIP is
“locally or regionally applicable” under that sentence,
42 U.S.C. § 7607(b)(1): they involve EPA
implementing the CAA by acting upon a particular
State’s SIP submission. And to the extent that any
doubt exists that a disapproval constitutes a “locally
34
or regionally applicable” action, Congress’ technical
amendments to Section 307(b)(1) to “clarify some
questions relating to venue for review of rules or
orders,” Harrison, 446 U.S. at 590 (citation omitted),
resolve it by including “any denial or disapproval by
[EPA] under subchapter I” (which includes
Section 110 implementation plans) in Section
307(b)(1)’s second sentence, making the conclusion
unmistakable, 42 U.S.C. § 7607(b)(1).
Under the CAA, a State’s SIP regulates only
emission sources “within such State,” meaning that a
SIP is—by definition—only locally (or, at most,
regionally) applicable. See id. § 7410(a)(1); accord
Am. Rd. & Transp. Builders Ass’n, 705 F.3d at 455–
56 (SIP applies “only to certain development projects
within the geographic jurisdiction covered” (citation
omitted)). Whether EPA approves or disapproves of a
State’s SIP, the reach of that action is the same,
applying only to sources within the State at issue. See
42 U.S.C. § 7410(a)(1); Am. Rd. & Transp. Builders
Ass’n, 705 F.3d at 455–56. Thus, if EPA approves a
State’s SIP, then that SIP will “provide[ ] for
implementation, maintenance, and enforcement of [a
NAAQS] . . . within such State.” 42 U.S.C. § 7410(a)(1)
(emphasis added). If, however, EPA disapproves a
State’s SIP, then that SIP will not “provide[ ] for
implementation, maintenance, and enforcement of [a
NAAQS] . . . within such [same] State.” Id. (emphasis
added). This state-specific applicability of both an
approval or a disapproval of a SIP is also why, as
explained above, the CAA requires EPA to act on each
35
SIP individually.
§ 7410(k)).
See supra p.8 (citing 42 U.S.C.
The CAA-defined, state-specific focus of a SIP
explains why courts have long held that “a SIP” is “a
purely local action” or an “undisputably regional
action,” ATK Launch Sys., 651 F.3d at 1199, such that
challenges to SIP approvals and disapprovals alike
belong in the appropriate regional Circuit. These
actions are “the prototypical ‘locally or regionally
applicable’ action that may be challenged only in the
appropriate regional court of appeals,” Am. Rd. &
Transp. Builders Ass’n, 705 F.3d at 455 (citations
omitted), which is why Section 307(b)(1)’s second
sentence lists EPA’s “action in approving or
promulgating any implementation plan under
section 110” as categorically “locally or regionally
applicable,” while also explicitly stating that “any
denial or disapproval by the Administrator under
subchapter I” would likewise be “locally or regionally
applicable,” 42 U.S.C. § 7607(b)(1).
Treating EPA’s approval of a SIP under
Section 110 as “locally or regionally applicable” under
Section 307(b)(1), but a disapproval of a SIP as
“nationally applicable,” would make no sense. See id.
The statutory source of EPA’s authority to take such
actions is the same: Section 110(k)(3) of the CAA. Id.
§ 7410(k)(3).
Further, EPA’s “approval and
promulgation of [SIPs] under the Clean Air Act
usually involve issues peculiar to the affected States,”
41 Fed. Reg. at 56,768, and SIP disapprovals too are
36
“usually highly fact-bound and particular to the
individual State,” Texas, 2023 WL 7204840, at *5
(citation omitted); see Kentucky, 2024 WL 5001991,
at *9. To take just a few examples, EPA’s disapproval
of a State’s SIP can cause plant closures in that State,
can reduce electric-generation capacity in that State,
and can make residents in that State “face power
shortages and grid failures.” Texas v. EPA, 829 F.3d
405, 416–17 (5th Cir. 2016). And while a SIP
disapproval may open the door to EPA promulgating
a FIP for the affected State, see 42 U.S.C.
§ 7410(c)(1)(B), that could not possibly make a SIP
disapproval “nationally applicable.”
After all,
Section 307(b)(1)’s second sentence lists EPA
promulgating a FIP as an action that is “locally or
regionally applicable.”
Compare id. § 7607(b)(1)
(“approving or promulgating any implementation
plan under section [110]”), with id. § 7410(c)(1) (“The
Administrator
shall
promulgate
a
Federal
implementation plan . . . after the Administrator . . .
disapproves a State implementation plan submission
in whole or in part[.]”). There is no rational reason for
Congress to have concluded in Section 307(b)(1) that
the promulgation of a FIP for a State was “locally or
regionally applicable,” while the disapproval of that
State’s SIP that led to that FIP promulgation was
itself somehow “nationally applicable.”
This is not to say that all EPA actions related in
any way to SIPs are “locally or regionally applicable”
actions. As the statutory history of Section 307(b)(1)
illustrates, some EPA actions impacting SIPs could
37
potentially be “nationally applicable,” such as
“granting [ ] two-year extensions of the date for
attainment of [a NAAQS] in a number of metropolitan
areas” or promulgating “generic regulations
(applicable to all States) that require prevention of
significant deterioration of air quality.” 41 Fed. Reg.
at 56,768–69. Unlike a SIP approval or disapproval
for a particular State, those kind of actions involve the
“establishment or application of uniform principles
for all States, are taken on a single administrative
record, and do not involve factual questions unique to
any particular geographical areas.” Id. at 56,769
& n.2.
Finally, to the extent that it is relevant to the
Section 307(b)(1) default venue analysis, nothing in
EPA’s notices disapproving Utah’s SIP or Oklahoma’s
SIP “distinguishes th[ese] action[s] from most other
[actions on] SIPs . . . which, again, unequivocally fall
in the ‘locally or regionally applicable’ category.” Am.
Rd. & Transp. Builders Ass’n, 705 F.3d at 456.
Utah and Oklahoma developed their own SIPs
independently and to govern emissions only from
their respective State, JA33a, 37a (Utah); JA1a, 26a
(Oklahoma), consistent with the CAA’s requirements
for SIPs, 42 U.S.C. § 7410(a)(1); accord Am. Rd. &
Transp. Builders Ass’n, 705 F.3d at 455–56. Further,
Utah’s SIP and Oklahoma’s SIP concluded that each
State’s emissions were linked only to a limited
number of receptors in a limited number of different,
downwind regional States. Utah’s SIP recognized
38
that its emissions were linked to “nonattainment and
maintenance receptors for the 2015 ozone NAAQS”
only “in the Denver area.” 87 Fed. Reg. at 31,478.
And Oklahoma’s SIP determined that in-state
emissions were potentially linked to three downwind
receptors, one in Denton County, Texas, one in
Tarrant County, Texas, and one in Allegan County,
Michigan. 87 Fed. Reg. at 9,820.
EPA disapproved Utah’s SIP and Oklahoma’s SIP
by focusing on Utah’s and Oklahoma’s (alleged)
noncompliance with the CAA. See 88 Fed. Reg.
at 9,354. Thus, EPA explained that it evaluated
contents of “each individual state’s submission” “on
their own merits” and after “consider[ing] the facts
and information, including information from the
Agency, available to the state at the time of its
submission.” Id.; see also id. at 9,340 (explaining that
EPA judged each SIP “in light of the facts and
circumstances of each particular state’s submission”).
And EPA specifically incorporated by reference in the
final disapprovals of Utah’s SIP and Oklahoma’s SIP
its separately issued, state-specific proposed
disapprovals of those States’ submissions—which
proposed disapprovals were signed by the regional
EPA offices. Id. at 9,354, 9,359–60.
EPA disapproving Utah’s SIP and Oklahoma’s
SIP illustrates the typically local or regional
applicability of EPA’s actions on SIPs more generally.
39
EPA concluded that Utah’s submission failed to
meet its CAA obligations for several local- or regionspecific reasons, not for nationally applicable reasons.
EPA disapproved Utah’s SIP based on an analysis of
Utah’s emissions and how those emissions impact
ozone concentrations nearby, rejecting Utah’s
analysis that interstate transport of ozone “is
fundamentally different in the western U.S. than in
the eastern U.S.,” id. at 9,360, although EPA had
previously agreed that ozone transport in the West
differs from transport in the East, JA83a; see JA86a–
105a. EPA also rejected Utah’s findings “related to
relative contribution, international and nonanthropogenic emissions, and the relationship of
upwind versus downwind-state responsibilities.” 88
Fed. Reg. at 9,360. This included examining Utah’s
submission of emissions contributions from wildfires
that EPA decided lacked relevance in comparison to
what it deemed was Utah’s “own significant
contribution to nonattainment or interference with
maintenance at downwind areas.” 87 Fed. Reg.
at 31,477, 31,482 (incorporated at 88 Fed. Reg.
at 9,360). And EPA claimed that Utah failed to
engage in an adequate analysis of sufficient emissions
controls. 88 Fed. Reg. at 9,360.
Likewise, EPA’s reasons for rejecting Oklahoma’s
SIP were Oklahoma-specific and not nationally
applicable. EPA disapproved Oklahoma’s SIP based,
in part, on Oklahoma’s use of the Texas 2012
modeling to analyze potential downwind attainment
problem areas.
87 Fed. Reg. at 9,820–21
40
(incorporated at 88 Fed. Reg. at 9,359). EPA also
rejected Oklahoma’s analysis of its in-state emission
trends (due in part to other regulatory actions
reducing emissions at certain electric generating
units), id. at 9,823, and Oklahoma’s finding (based on
analysis of emissions trends and other contributions
relevant to each identified locality) that the State’s
emissions did not significantly contribute to Michigan
and Texas receptors’ maintenance goals, id. EPA also
disapproved Oklahoma’s SIP, in part, due to the
conclusion that the State failed to provide the
necessary analysis of its downwind impacts in Illinois
and Galveston, Texas. Id. at 9,822–23; JA255a.4
C. The Tenth Circuit concluded that the EPA’s
disapproving Utah’s SIP and Oklahoma’s SIP—along
with disapproving SIPs from 19 other States—
comprised a single “nationally applicable” action
under Section 307(b)(1)’s first sentence, transferring
the petitions here to the D.C. Circuit. Pet.App.11a.
The Tenth Circuit concluded that two “features”
support its holding. Pet.App.11a. First, according to
Indeed, EPA used revised air modeling that it did not
provide to Oklahoma before EPA proposed to disapprove
Oklahoma’s SIP because the air modeling identified receptors in
Illinois rather than Michigan as problematic. See 88 Fed. Reg.
at 9,360. And in its final disapproval, EPA further revised its
air modeling, which changed the alleged linkages even further.
Id. It is unclear how Oklahoma could provide the “required”
analysis for data it did not have. Regardless, the key here is that
the analysis is locally focused.
4
41
the Tenth Circuit, EPA consolidating into a single
Federal Register notice the SIP disapprovals of
21 States made that notice a “nationally applicable”
action under Section 307(b)(1)’s first sentence.
Pet.App.11a. Second, the Tenth Circuit reasoned that
EPA’s claim to have “applied a uniform statutory
interpretation and common analytical methods” made
the Federal Register notice “nationally applicable”
under Section 307(b)(1)’s first sentence. Pet.App.11a.
No other Circuit has followed this reasoning for the
SIP disapprovals in the Federal Register notice.
The Tenth Circuit’s conclusion is incorrect on
both counts.
EPA’s administrative packaging of 21 SIP
disapprovals into a single Federal Register notice
does not make EPA’s “action” “nationally applicable.”
Pet.App.11a.
The Tenth
Circuit’s
rationale
misunderstands what the relevant “action” is under
Section 307(b)(1). As explained above, “action” in
Section 307(b)(1) refers to the action that Congress
has statutorily authorized EPA to take in the CAA
itself. Supra pp.30–32. Here, the “action” is EPA’s
individually disapproving Utah’s SIP or Oklahoma’s
SIP, respectively, under Section 110(k) of the CAA.
Supra pp.32–33. And reinforcing the individualized
nature of these actions, Section 110(k) directs EPA to
act on each State’s SIP separately, 42 U.S.C.
§ 7410(k)(2)–(3), while Section 307(b)(1)’s second
sentence provides that “any . . . disapproval . . . under
subchapter I [of the CAA]” qualifies as an “action” for
42
Section 307(b)(1)’s venue analysis, id. § 7607(b)(1)
(emphasis added). How EPA chooses to publish those
actions in the Federal Register—whether separately
or packaged with other disapprovals or other EPA
actions—has no bearing on the Section 307(b)(1)
inquiry. See Fed. R. App. P. 15(a)(2)(C) (providing
that parties may challenge only “part” of an agency’s
“order”). Publishing is not the relevant “action”;
Section 307(b)(1) designates that the individual
disapprovals are the “action.”
Moreover, EPA’s own course of conduct illustrates
that it always understood relevant “action” here is
each individual SIP disapproval.
When EPA
proposed to disapprove Utah’s SIP, it did so via an
individually issued, state-specific proposal published
in the Federal Register; for Oklahoma, EPA issued a
combined notice that also included Arkansas,
Louisiana, and Texas. See 87 Fed. Reg. 31,470 (Utah);
87 Fed. Reg. 9,798 (Oklahoma). Each notice detailed
EPA’s individual bases for each proposed disapproval.
See generally 87 Fed. Reg. 31,470; 87 Fed. Reg. 9,798.
When EPA then issued its final disapprovals for
Utah’s SIP and Oklahoma’s SIP—packaged with 19
other SIP disapprovals in the single Federal Register
notice—EPA continued to address individually Utah’s
SIP and Oklahoma’s SIP in separate sections of the
published notice. 88 Fed. Reg. at 9,359–60. Thus,
EPA explained in the final rule that it “evaluat[ed]
each state’s SIP submission” “on their own merits,” id.
at 9,354, and expressly incorporated the
individualized proposed disapprovals into the final
43
rule as the “full basis for the EPA’s disapprovals,” id.
at 9,354, 9,359–60. And, to further prove that EPA’s
packaging of actions in the Federal Register was a
mere administrative choice, EPA took different kinds
of actions with respect to different States’ SIP
submissions: it disapproved some submissions, like
Utah’s SIP and Oklahoma’s SIP; partially approved
and partially disapproved Minnesota’s SIP and
Wisconsin’s SIP; and deferred action on Tennessee’s
SIP and Wyoming’s SIP. Id. at 9,336, 9,354, 9,359–
60, 9,367. The single Federal Register notice could
not have been a single “action” when EPA reached
different conclusions for different States.
The Tenth Circuit’s packaging rationale subverts
Congress’ design. It transforms Section 307(b)(1)
from a neutral provision that funnels challenges to
the Circuits best equipped to adjudicate them into an
arbitrary device that permits EPA to choose the forum
in which it will defend its actions. EPA does not
dispute “that it could have chosen to issue standalone
final SIP disapprovals” and thereby set the Tenth
Circuit as the default forum to challenge the Utah and
Oklahoma disapprovals under Section 307(b)(1).
Pet.App.12a.
Thus, under the Tenth Circuit’s
packaging rationale, whether the challenges to EPA’s
actions disapproving Utah’s SIP or Oklahoma’s SIP
belong in the Tenth Circuit or the D.C. Circuit
depends only on the structure of EPA’s Federal
Register notice. See Pet.App.12a. If Congress had
intended EPA to determine the proper venue for
litigating its actions, Section 307(b) would say so.
44
Yet, the Tenth Circuit’s decision enables EPA to
determine venue by how it elects to publish and
format its notice in the Federal Register—a power
found nowhere in Section 307(b)(1).
The Tenth Circuit’s consistent-method rationale
fares no better. EPA disapproving Utah’s SIP and
Oklahoma’s SIP was not “nationally applicable” due
to EPA’s claim to have used a “consistent statutory
interpretation and uniform analytical methods” when
denying these two SIPs, along with the SIPs of 19
other States. Pet.App.14a; see also Pet.App.11a. EPA
did not defend this reasoning in its brief in opposition,
see Br. For Fed. Resp’ts at 16–17, Oklahoma v. EPA,
Nos.23-1067, -1068 (U.S. May 21, 2024), and rightly
so.
Venue under Section 307(b)(1) does not turn on
whether EPA “applied a uniform statutory
interpretation and common analytical methods” when
taking an action. Contra Pet.App.11a. Instead, venue
turns on the geographic scope of the action.
Enumerated actions must go to either D.C. or the
regional Circuits, and the catchall provisions of
Section 307(b)(1)’s first and second sentences ask
whether the “action” itself is “nationally applicable” or
“locally or regionally applicable.”
42 U.S.C.
§ 7607(b)(1) (emphasis added); supra pp.8–10. So, for
example, while EPA may, in approving a particular
SIP, “appl[y] a broad regulation to a specific context”
or “set a precedent for future SIP proceedings,” that
does not “distinguish[ ]” that SIP “from most other
45
approvals of SIPs or SIP revisions,” which are
“unequivocally . . . ‘locally or regionally’ applicable.”
Am. Rd. & Transp. Builders Ass’n, 705 F.3d at 456.
In other words, an action to disapprove one State’s
SIP has “applica[tion]” only in that “local[ity].” 42
U.S.C. § 7607(b)(1). A disapproval of Oklahoma’s SIP
does not disapprove the SIP of any other State. It is
therefore
locally—not
nationally—applicable,
regardless of whether the rationale for the
disapproval is rooted in a national or uniform policy.
The Tenth Circuit’s reliance on EPA’s supposed
“consistent statutory interpretation and uniform
analytical methods,” Pet.App.14a, renders the
catchall clause in Section 307(b)(1)’s second sentence
functionally meaningless, including that clause’s
parenthetical references to SIP disapprovals. 42
U.S.C. § 7607(b)(1); see Corley v. United States, 556
U.S. 303, 314 (2009) (citation omitted) (canon against
surplusage). Both the APA and the CAA require EPA
to apply a uniform statutory interpretation and
analytical method whenever it takes actions involving
similarly situated States, as “[u]nexplained
inconsistency” makes agency action unlawfully
arbitrary. Nat’l Cable & Telecomms. Ass’n v. Brand
X Internet Servs., 545 U.S. 967, 981 (2005) (citing
Motor Vehicle Mfrs. Ass’n of U.S., Inc. v. State Farm
Mut. Auto. Ins. Co., 463 U.S. 29, 46–57 (1983)). If
EPA’s use of a consistent interpretation or method
alone rendered its actions “nationally applicable”
under Section 307(b)(1)’s first sentence, EPA could
never take “locally or regionally applicable” action
46
under the second sentence’s catch-all provision.
Contra Corley, 556 U.S. at 314.
II. Neither EPA’s Disapproval Of Utah’s SIP
Nor Its Disapproval of Oklahoma’s SIP Was
An “Action . . . Based On A Determination Of
Nationwide Scope Or Effect”
The Tenth Circuit remains the appropriate venue
for Petitioners’ challenges to EPA disapproving
Utah’s SIP or Oklahoma’s SIP notwithstanding EPA’s
alleged “finding” that its “action is based on a
determination of ‘nationwide scope or effect’” under
Section 307(b)(1)’s third sentence. 88 Fed. Reg.
at 9,380. Section 307(b)(1)’s third sentence applies
only where EPA takes the action “based on a
determination” of the “nationwide scope or effect” of
the action. 42 U.S.C. § 7607(b)(1). Here, EPA’s
“finding” has no legal effect because EPA improperly
defined the “action” at issue as “disapproving SIP
submittals for the 2015 ozone NAAQS for 21 states,”
88 Fed. Reg. at 9,380, when the relevant actions are
those that EPA took with regard to Utah’s and
Oklahoma’s SIP submissions. As to those properly
defined actions—EPA’s disapproving Utah’s SIP and
Oklahoma’s SIP—EPA could not have lawfully taken
those actions “based a determination” of either a
“nationwide scope” or a “nationwide . . . effect.” 42
U.S.C. § 7607(b)(1).
A. Section 307(b)(1)’s third sentence operates as a
narrow exception to the default rule that the
47
appropriate regional Circuit is the venue for
challenges to EPA’s approval or disapproval of a SIP
or some other “locally or regionally applicable” action.
Id.; supra Part I. Section 307(b)(1)’s third sentence
provides that, “[n]otwithstanding” the default rule, “a
petition for review” challenging a locally or regionally
applicable action “may be filed only in the [D.C.
Circuit] if such action is based on a determination of
nationwide scope or effect and if in taking such action
the Administrator finds and publishes that such
action is based on such a determination.” 42 U.S.C.
§ 7607(b)(1).
Based on the text, context, and structure of
Section 307(b)(1)’s third sentence—and reading this
exception “narrowly” so as “to preserve the primary
operation of” Section 307(b)(1)’s default rule, Garland
v. Aleman Gonzalez, 596 U.S. 543, 555 n.6 (2022)
(citation omitted); Cuomo v. Clearing House Ass’n,
LLC, 557 U.S. 519, 530 (2009)—this third sentence
applies where EPA takes the challenged action “based
on a determination” of the “nationwide scope or effect”
of the action. 42 U.S.C. § 7607(b)(1).
In the context of administrative actions, a
determination in an agency order refers to an agency’s
“final disposition,” see 5 U.S.C. § 551(6), thus
“determination” in Section 307(b)(1)’s third sentence
refers to EPA’s “‘authoritative decision’ of the ‘matter
at issue,’” Kentucky, 2024 WL 5001991, at *11
(citations omitted). If EPA decides to issue a locally
or regionally applicable “action” “based on” that
48
action’s “nationwide scope or effect” (and then
publishes that finding), the D.C. Circuit is the proper
venue for challenges to that action. 42 U.S.C.
§ 7607(b)(1). Or, as then-Judge Kavanaugh put it, the
third sentence applies if “otherwise locally or
regionally applicable regulations have a nationwide
scope or effect.” Am. Rd. & Transp. Builders Ass’n,
705 F.3d at 455. That is, if “the ultimate decision
underlying the EPA’s ‘final action’ has a ‘nationwide
scope or effect,’” the third sentence applies to
challenges to that action.
Kentucky, 2024 WL
5001991, at *11 (citations omitted).
This reading follows from the terms in Section
307(b)(1)’s third sentence. The phrase “nationwide
scope or effect” refers to actions “that apply to the
entire country” either “as a legal matter”—i.e.,
“nationwide scope”—or “as a practical one”—i.e.,
“nationwide . . . effect.” Id. at *12. “Nationwide”
means “extending throughout an entire nation.”
Nationwide, Merriam-Webster Dictionary 466 (1974).
“Scope,” in turn, is the “extent covered” or “range” of
action, inquiry, etc.
Scope, Merriam-Webster
Dictionary 621 (1974). And “effect” means a “result”
or “consequence”; “the quality or state of being
operative.” Effect, The Merriam-Webster Dictionary
232 (1974).
Under this statutory text, the analysis proceeds
as follows. EPA must first identify the statutory
“action” to invoke the exception.
42 U.S.C.
§ 7607(b)(1). Then, EPA must determine whether it
49
is taking the action “based on a determination” of the
“nationwide scope or effect” of that action. That is,
correctly identifying the relevant “action” is a
prerequisite to EPA properly finding that the “action”
is “based on a determination of nationwide scope or
effect.” Id. Next, EPA must “find[ ] and publish[ ]
that such action is based on such a determination.”
Id. Finally, the courts must evaluate whether EPA
took the “action” “based on a determination of [the]
nationwide scope or effect” of the action and whether
EPA found and published that “determination.” Id.
B. Here, EPA did not take its actions denying
Utah’s SIP and Oklahoma’s SIP, respectively, based
on a valid “determination” that either action has a
“nationwide scope or effect.” Id. To begin, EPA’s
purported finding that the action at issue was based
on a “determination of nationwide scope or effect”
stemmed from its identification of the wrong “action.”
But even if EPA had identified the correct “action”—
here, its actions disapproving Utah’s SIP and
Oklahoma’s SIP, respectively—EPA could not have
lawfully concluded that it issued those actions based
upon a determination of nationwide scope or effect.
1. In the “Judicial Review” section of the Federal
Register notice, EPA (mis)identified the action as a
single “rulemaking” rather than acknowledging 21
separate SIP actions that the notice lumps together.
88 Fed. Reg. at 9,380. EPA asserted that this single
“rulemaking” is a nationally applicable “final action”
“disapproving SIP submittals for the 2015 ozone
50
NAAQS for 21 states located across a wide geographic
area.” Id. EPA relied on the same “final action” in
the next paragraph when it published its finding that
“[i]n the alternative,” EPA’s action “is based on a
determination of ‘nationwide scope or effect’ within
the meaning of CAA section 307(b)(1).” Id. EPA’s
focus on its “final action” in the singular confirms that
EPA’s determination under the third sentence did not
rest on the separate disapprovals for Utah’s and
Oklahoma’s submissions, but rather upon the
agency’s mistaken belief that the Federal Register
notice combining 21 States’ SIP disapprovals together
was the relevant “action” at issue.
EPA’s “finding” that the Federal Register notice
has nationwide scope or effect because it combined
notices applied to States spread “throughout the
continental U.S.,” id., holds no relevance to the venue
inquiry because the notice is not the relevant action
under the CAA. Section 307(b)(1) requires that the
relevant action be one “under this chapter,” and
identifies
EPA
approving,
promulgating,
disapproving, or denying any implementation plan
under Section 110 as a relevant action. 42 U.S.C.
§ 7607(b)(1). The Act delineates what qualifies as an
action by EPA on State plan submissions, id.
§ 7410(k), and as noted above, the CAA requires that
EPA act on each plan submission either in whole or in
part, id. § 7410(k)(3). Supra pp.8, 32–33. EPA’s
“find[ing]” does not involve any statutorily authorized
action, and thus is not an “action” “under this
51
chapter” relevant to the venue inquiry. 42 U.S.C.
§ 7607(b)(1).
In all, because EPA’s claimed finding under
Section 307(b)(1)’s third sentence did not focus on the
relevant “action,” that finding is invalid for that
reason alone.
2. Had EPA focused its analysis on the relevant
actions—here, its actions disapproving Utah’s SIP
and Oklahoma’s SIP, respectively—it could not have
lawfully concluded that it took those two actions based
upon a determination of nationwide scope or effect, as
Section 307(b)(1)’s third sentence would require.
EPA could not have issued its separate
disapprovals for Utah’s SIP and Oklahoma’s SIP
“based on” a “determination” of the “nationwide scope”
of those two distinct actions.
Utah’s SIP and
Oklahoma’s SIP each only governs NOx (and other
ozone causing) emissions from their respective State.
JA37a (Utah’s SIP governs “emissions from the State
of Utah”); see JA26a (Oklahoma’s SIP governs
emissions from “the State of Oklahoma”). Each State
developed fact-intensive determinations forecasting
their own emissions and whether those emissions
linked to specific areas of nonattainment. Utah
considered only whether “emissions from Utah”
potentially caused “air quality problems” in any
applicable downwind States—here, solely Colorado—
that necessitated Utah reducing any in-state
emissions to avoid “contributing to nonattainment or
52
interfering with maintenance in” downwind Colorado.
JA39a–42a.
Then, applying its “weight-of-theevidence” approach, Utah concluded that its
contributions to Colorado were not significant, after
considering state- or region-specific factors like
Colorado’s own in-state contributions (a unique factor
for western States, like Utah and Colorado);
international emissions, emissions from wildfires,
and biogenic emissions in Colorado; and Utah’s own
downward trend in NOx emissions. Supra pp.13–15.
Oklahoma’s analysis of whether in-state emissions
would “contribut[e] significantly to nonattainment
in . . . any other state” was similarly state-specific,
JA26a, examining effects in Michigan5 and Texas,
JA21a–23a, 25a. Oklahoma’s “weight of the evidence”
analysis reviewed local trends for the identified
problem sites (including by relying on Texas’s
regional modeling for Denton and Tarrant counties)
to determine that each site would reach attainment.
JA21a–25a.
Oklahoma then reviewed its own
emissions trends and found that existing emission
reduction measures would continue to decrease
emissions to half their 2011 levels, which further
supported Oklahoma’s finding that its emissions
would not significantly affect another area’s
nonattainment. JA25a–26a.
5 EPA ultimately agreed that Oklahoma’s emissions would
not impact Allegan County, Michigan. 87 Fed. Reg. at 9,820.
53
EPA’s actions disapproving the States’ individual
submissions involved findings specific to each State
and thus do not have a nationwide scope. In
disapproving Utah’s SIP, EPA rejected each of Utah’s
state- or region-specific findings and analyses,
including Utah’s findings that its current reductions
in emissions to meet other regulatory requirements
meant that Utah’s emissions would not significantly
contribute to any nonattainment outside of Utah.
Supra p.15. EPA’s disapproval also rejected Utah’s
explanation that ozone transport operates differently
in the western States than the eastern States due to
topographical and other geographic realities. Supra
p.15. In disapproving Oklahoma’s SIP, EPA faulted
Oklahoma for relying on Texas’s own regional air
modeling for counties in Texas. 88 Fed. Reg. at 9,359.
And EPA rejected Oklahoma’s weight of the evidence
analysis including Oklahoma’s review of domestic
emissions trends and projected contribution (or noncontribution) of site-specific programs. Id.
Similarly, EPA did not issue its disapprovals of
Utah’s SIP and Oklahoma’s SIP based upon a
determination that those disapprovals had
“nationwide . . . effect[s].” 42 U.S.C. § 7607(b)(1)
(emphasis added). Even under EPA’s erroneous
analysis of its two disapprovals here, emissions from
Utah and Oklahoma only sufficiently linked those
States to a handful of receptors in one part of
Colorado for Utah and two receptors in parts of Texas
for Oklahoma. EPA identified only five potential
receptors where Utah’s contributions exceeded more
54
than 1 percent of the 2015 ozone NAAQS, and all of
these receptors were located in Colorado’s Denver
Metro/North Front Range Nonattainment Area.
Supra pp.13–14, 17 (also explaining that Utah
concluded that it was linked only to four receptors,
after further review). EPA only identified two
potential receptors where Oklahoma’s linked
contributions exceeded more than 1 percent of the
2015 ozone NAAQS, one in Denton County, Texas and
one in Galveston County, Texas.6 Supra pp.17–18.
EPA disapproved the two SIPs because EPA
(erroneously) concluded Utah’s SIP failed to address
impacts to receptors in Colorado, and Oklahoma’s SIP
failed to address impacts to receptors in Texas, which
is plainly not a nationwide effect.
3. None of EPA’s justifications in its Federal
Register notice would support placing venue for these
challenges in the D.C. Circuit under Section
307(b)(1)’s third sentence.
EPA asserted in that notice that “applying a
nationally uniform approach to the identification of
nonattainment and maintenance receptors” showed
its final action had “nationwide scope or effect.” 88
Fed. Reg. at 9,380–81. But that justification points to
Each iteration of EPA’s modeling (two of which were
released after Oklahoma submitted its plan) identified different
receptors linked to Oklahoma’s emissions. In every model,
EPA’s analysis focused on linkages to specific sites in, at most,
two downwind states.
6
55
the wrong final action, i.e., the Federal Register
notice, and not individually disapproving Utah’s SIP
or Oklahoma’s SIP. The reasoning also fails to show
that EPA’s “otherwise locally or regionally applicable”
actions “have a nationwide scope or effect,” Am. Rd.
& Transp. Builders Ass’n, 705 F.3d at 455. As Judge
Niemeyer explained, “if application of a national
standard to disapprove a plan were the controlling
factor, there never could be a local or regional action
as recognized by the Clean Air Act because every
action of the EPA purportedly applies a national
standard.” West Virginia, 90 F.4th at 329–30; see also
supra pp.43–46. And if EPA could determine that a
locally or regionally applicable action had a
nationwide scope or effect simply because the action
“applie[d] a broad regulation to a specific context” or
“set a precedent for future [agency] proceedings,” Am.
Rd. & Transp. Builders Ass’n, 705 F.3d at 455, the
exception would render the default venue rule
surplusage, at EPA’s option, see Diaz v. United States,
602 U.S. 526, 536–37 (2024); accord Corley, 556 U.S.
at 314 (citation omitted) (canon against surplusage).
EPA alleged that the Federal Register notice had
nationwide scope or effect because the agency applied
a “common core of nationwide policy judgments and
technical analysis” to assess obligations under the
2015 ozone NAAQS. 88 Fed. Reg. at 9,380. But EPA’s
“analy[sis]” is merely a “preliminary choice[ ]” and not
EPA’s final disposition, so it cannot serve as the
“determination.”
Kentucky, 2024 WL 5001991,
at *11–12. Even if considered, EPA conceded that it
56
evaluated each State’s “use of alternative approaches
or alternative sets of data” to “avoid[ ] inconsistent or
inequitable results among” upwind and downwind
States. 88 Fed. Reg. at 9,381. This analysis cannot
be done nationwide—EPA must look at each upwind
State and the specific, affected downwind States.
Whether the result is “inequitable” is an individual
determination for that State, as the CAA envisions.
See 42 U.S.C. § 7410(k). And to the extent that EPA
suggests applying a common method of analysis is
sufficient for venue purposes, that fails for the same
reasons that a SIP disapproval is not nationally
applicable. Supra pp.33–37.
Finally, EPA claimed in its notice that the CAA
afforded it “the complete discretion” to determine
whether its action has nationwide scope or effect and
direct any challenges to that action to the D.C.
Circuit.
88 Fed. Reg. at 9,380.
Although
Section 307(b)(1) provides EPA with discretion
whether to publish a determination of nationwide
scope or effect, see Am. Rd. & Transp. Builders Ass’n,
705 F.3d at 456, publishing the determination
satisfies only the second of the necessary conditions
for the D.C. Circuit to adjudicate a “locally or
regionally applicable” action, 42 U.S.C. § 7607(b)(1).
Section 307(b)(1), entitled “Judicial Review,” also
requires that “such action is based on a determination
of nationwide scope or effect.” Id. In upholding the
“basic presumption of judicial review” of agency
action, Dep’t of Homeland Sec. v. Regents of the Univ.
of Cal., 591 U.S. 1, 16–17 (2020) (citation omitted),
57
courts confine any exception to that presumption to
“those rare ‘administrative decision[s] traditionally
left to agency discretion,’” such as an agency decision
not to act, id. at 17 (citation omitted). This rare
exception does not apply to the question of whether
EPA took an action “based on” the “nationwide scope
or effect” of the action because Congress directed
courts to examine the “geographical aspects of the
factual and analytical circumstances of the agency’s
determination.” West Virginia, 90 F.4th at 328; see
Texas, 2023 WL 7204840, at *5 (applying “nationwide
scope or effect” standard (citation omitted));
Kentucky, 2024 WL 5001991, at *7 (same). Congress
did not set up a carefully balanced venue scheme for
“nationally applicable” and “locally or regionally
applicable” actions only to permit EPA to select the
D.C. Circuit for any action by merely publishing a
finding insulated from judicial review.
CONCLUSION
This Court should reverse the judgment of the
Tenth Circuit and remand with instructions to
proceed to the merits of these petitions for review.
58
Respectfully submitted,
MEGAN BERGE
SARAH DOUGLAS
BAKER BOTTS L.L.P.
700 K Street N.W.
Washington, D.C. 20001
AARON M. STREETT
J. MARK LITTLE
BAKER BOTTS L.L.P.
910 Louisiana Street
Houston, TX 77002
Attorneys for the
Oklahoma Industry
Petitioners
STEVEN J. CHRISTIANSEN
DAVID C. REYMANN
PARR BROWN GEE
& LOVELESS
101 South 200 East
Suite 700
Salt Lake City, UT 84111
Attorneys for Deseret
Generation &
Transmission CoOperative
MISHA TSEYTLIN
Counsel of Record
JEFF P. JOHNSON
KEVIN M. LEROY
KAITLIN L. O’DONNELL
EMILY A. O’BRIEN
TROUTMAN PEPPER
HAMILTON SANDERS LLP
227 W. Monroe Street
Suite 3900
Chicago, IL 60606
(608) 999-1240
misha.tseytlin@troutman.com
MARIE BRADSHAW DURRANT
Vice President and
General Counsel
CHRISTIAN C. STEPHENS
Senior Attorney
PACIFICORP
1407 North Temple
Suite 320
Salt Lake City, UT 84116
Attorneys for PacifiCorp
59
H. MICHAEL KELLER
ARTEMIS D. VAMIANAKIS
FABIAN VANCOTT
95 South State Street
Suite 2300
Salt Lake City, UT 84111
Attorneys for Utah
Associated Municipal
Power Systems
CARROLL WADE
MCGUFFEY III
MELISSA HORNE
TROUTMAN PEPPER
HAMILTON SANDERS LLP
600 Peachtree St. N.E.
Suite 3000
Atlanta, GA 30308
Attorneys for PacifiCorp
EMILY L. WEGENER
General Counsel
UTAH ASSOCIATED
MUNICIPAL POWER
SYSTEMS
155 North 400 West
Suite 480
Salt Lake City, UT 84103
Attorneys for Utah
Associated Municipal
Power Systems
ALAN I. ROBBINS
DEBRA D. ROBY
WASHINGTON ENERGY
LAW LLP
900 17th St. NW
Suite 500-A
Washington, D.C. 20006
Attorneys for Utah
Municipal Power Agency
December 2024
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.