Amicus Curiae Brief — Oklahoma, et al., Petitioners v. Environmental Protection Agency, et al.
Supreme Court briefMay 1, 2024
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No. 23-1067
IN THE
Supreme Court of the United States
_________
STATE OF OKLAHOMA, OKLAHOMA DEP’T OF
ENVIRONMENTAL QUALITY, STATE OF UTAH,
Petitioners,
v.
ENVIRONMENTAL PROTECTION AGENCY, ET AL.,
Respondents.
_________
On Petition for Writ of Certiorari to the United
States Court of Appeals for the Tenth Circuit
_________
BRIEF OF U.S. SENATORS MIKE LEE,
CYNTHIA LUMMIS, ROGER MARSHALL, AND
TED BUDD AS AMICI CURIAE
IN SUPPORT OF PETITIONERS
_________
JENNIFER L. MASCOTT
R. TRENT MCCOTTER
Counsel of Record
SEPARATION OF POWERS CLINIC
GRAY CENTER FOR THE STUDY OF THE
ADMINISTRATIVE STATE
ANTONIN SCALIA LAW SCHOOL
3301 FAIRFAX DR., SUITE 430
ARLINGTON, VA 22201
(202) 706-5488
rmccotte@gmu.edu
TABLE OF CONTENTS
TABLE OF AUTHORITIES ..................................... ii
INTEREST OF THE AMICI CURIAE ...................... 2
SUMMARY OF THE ARGUMENT .......................... 3
I.
Section 7607(b)(1) Guarantees Regional
Review of Regional Decisions ............................. 3
II. SIP Decisions Are Quintessential Regional
Decisions ............................................................ 5
III. The Executive Cannot Evade Regional Review
Through Wordplay and Labels ........................... 7
CONCLUSION ....................................................... 11
ii
TABLE OF AUTHORITIES
Page(s)
Cases
Am. Elec. Power Co. v. Connecticut,
564 U.S. 410 (2011) ............................................. 3
Am. Rd. & Transp. Builders Ass’n v.
EPA, 705 F.3d 453 (D.C. Cir. 2013) ..................... 6
Gen. Motors Corp. v. United States,
496 U.S. 530 (1990) ............................................. 3
Texas v. EPA,
829 F.3d 405 (5th Cir. 2016) ................................ 4
Texas v. EPA,
983 F.3d 826 (5th Cir. 2020) ................................ 4
Texas v. EPA,
No. 23-60069, 2023 WL 7204840 (5th
Cir. 2023) ............................................................. 6
Train v. Nat. Res. Def. Council,
421 U.S. 60 (1975) ............................................... 4
Statutes
8 U.S.C. § 1226a ....................................................... 5
28 U.S.C. § 44 ........................................................... 5
28 U.S.C. § 1391 ....................................................... 7
33 U.S.C. § 1369 ....................................................... 5
42 U.S.C. § 7607 ....................................................3, 7
1
INTEREST OF AMICI CURIAE
Amici curiae are United States Senators Mike Lee
(UT), Cynthia Lummis (WY), Roger Marshall (KS),
and Ted Budd (NC). As Senators, they have a strong
interest in the federal courts correctly interpreting
and preserving the federalism-focused judicial review
scheme that Congress fashioned in the Clean Air Act.
This case is especially important to Senators Lee,
Lummis, and Marshall because they represent States
within the Tenth Circuit, which now stands alone in
holding that the Clean Air Act does not necessarily
require that EPA’s rejection of a state implementation
plan be heard in the regional circuit court. Unless this
Court intervenes, States within the Tenth Circuit will
play by one set of venue rules—and be required to
challenge EPA rejections in the D.C. Circuit—while
all other States will play by another, remaining free
to sue in their home circuits.1
1
No counsel for any party has authored this brief in whole or in
part, and no entity or person, aside from amici curiae’s counsel,
made any monetary contribution intended to fund the
preparation or submission of this brief. All parties have received
timely notification of the filing of this brief.
2
SUMMARY OF THE ARGUMENT
There are a lot of hard Clean Air Act (CAA) cases.
This is not one of them. The CAA’s venue provision
states, in essence, that a nationwide action should go
to the D.C. Circuit, but a regional action should go to
the region’s court of appeals. And all agree that the
paradigmatic example of a regional action is the
EPA’s approval or denial of a state implementation
plan (SIP). Unsurprisingly, every court of appeals had
uniformly held that judicial review over SIP decisions
must go to the applicable regional circuit court—not
the D.C. Circuit.
That is until the decision below. Here, the Tenth
Circuit held that the SIP decisions at issue must go to
the D.C. Circuit because the EPA chose to bundle its
announcement of the proposed region-by-region
actions within a single Federal Register notice—thus
making them superficially “national.” That is so even
though the legal review—a fact-heavy inquiry
requiring individual, region-by-region analysis of each
SIP decision—remains the same as if the EPA had
announced its decisions one-by-one.
The Tenth Circuit’s decision is egregiously wrong.
Text, purpose, and precedent all confirm what
common sense also would compel: The CAA’s venue
provision turns on substance, not form; and it does not
allow the EPA to pick its chosen forum based on how
the agency chooses to package its Federal Register
notices.
This Court’s review is warranted. The Tenth
Circuit’s decision has created a circuit split that
promises serious and immediate repercussions, both
3
in practice and for federalism. Until this Court
intervenes, the States within the Tenth Circuit will
now need to schlep to D.C. to litigate SIP decisions in
the EPA’s backyard, whereas almost all other States
will be able to litigate within regional circuits
composed of judges with more localized expertise. This
Court should put an end to that disordered system
and restore the venue provision that Congress wrote.
ARGUMENT
I.
Section 7607(b)(1) Guarantees Regional
Review of Regional Decisions.
The Clean Air Act divides judicial review of EPA
actions into one of two general categories: Actions that
are either nationally applicable or of nationwide effect
go to the D.C. Circuit; but “local or regional” actions—
lacking true nationwide effect—go to the circuit for
that particular region. 42 U.S.C. § 7607(b)(1).
This venue rule reflects the federalism principles
core to the CAA’s longstanding judicial review scheme
and cooperative federalist regulatory function. The
Act is a “comprehensive national program that made
the States and the Federal Government partners in
the struggle against air pollution.” Gen. Motors Corp.
v. United States, 496 U.S. 530, 532 (1990). And as part
of that arrangement, the “Act envisions extensive cooperation between federal and state authorities.” Am.
Elec. Power Co. v. Connecticut, 564 U.S. 410, 428
(2011). The CAA thus assigns certain decisions—
those bearing on the whole country—to the Federal
Government, while reserving those that turn more on
local expertise to the States in the first instance. For
4
instance, and as especially relevant here, the Act “relegate[s]” the Federal Government to a “secondary
role” over specific decisions about the “prevention and
control of air pollution at its source,” because that type
of decision has traditionally been the “primary responsibility of States and local governments.” Train v. Nat.
Res. Def. Council, 421 U.S. 60, 64, 79 (1975).
The Act’s venue provision tracks this division of
responsibility. “All nationally applicable actions go to
the D.C. Circuit, which promotes national
uniformity.” Texas v. EPA, 983 F.3d 826, 835 (5th Cir.
2020). In other words, nationwide rules go to a single
court to apply a single understanding of the law to a
single federal action. By contrast, “[a]ll locally or
regionally applicable actions that are based on local
and regional determinations go to the regional
circuits, which promotes responsiveness and attention
to local and regional diversity.” Id. That is, where an
action lacks a nationwide effect, courts from the
communities that will actually bear the consequences
of the EPA’s decision are assigned by Congress to
assess its lawfulness.
This just “makes sense.” Id. While the CAA has
only one meaning, of course, how its standards cash
out on the ground are often fact-intensive inquiries.
See, e.g., Texas v. EPA, 829 F.3d 405, 423 (5th Cir.
2016). Those sorts of inquiries should be evaluated by
judges who actually know the lands, businesses, and
people being regulated—as opposed to judges reading
about the Mountain West or Rust Belt from hundreds
or even thousands of miles away. More, as touched on
5
above, these types of actions often involve federal
regulation of traditional state prerogatives, such as
administering and overseeing air quality. Congress
believed that it was important for political buy-in and
accountability that the States have a hand in the
judges supervising those delicate decisions. Cf. 28
U.S.C. § 44(c) (providing “there shall be at least one
circuit judge in regular active service appointed from
the residents of each state in that circuit”).
All in all, the CAA’s venue provision was a
conscious policy decision to guarantee regional review
of regional decisions. After all, Congress knows how to
send cases exclusively to the D.C. Circuit when it
wants to do so. See, e.g., 8 U.S.C. § 1226a(b)(3)
(detention review provision). And it knows how to do
the opposite—including in analogous statutory
schemes. See, e.g., 33 U.S.C. § 1369(b)(1). With the
CAA, Congress struck a balance, centralizing review
for truly federal actions, and decentralizing review
over regional decisions.
II.
SIP
Decisions
Are
Regional Decisions.
Quintessential
The CAA is often complicated. And the line
between what is national and what is regional is not
necessarily always crystal clear in every case. But
none of those uncertainties is present here: This case
involves the EPA’s review (and disapproval) of a set of
state
implementation
plans
(SIPs)—the
quintessential regional decision.
Just take then-Judge Kavanaugh’s word for it:
“EPA’s action in approving or promulgating any
6
implementation plan is the prototypical locally or
regionally applicable action that may be challenged
only in the appropriate regional court of appeals.” Am.
Rd. & Transp. Builders Ass’n v. EPA, 705 F.3d 453,
455 (D.C. Cir. 2013) (internal citations omitted). Or as
the Tenth Circuit put it, in a decision joined by thenJudge Gorsuch: The EPA’s decision to approve or
reject a SIP is an “undisputably regional action,”
because it is “purely local.” Texas v. EPA, No. 2360069, 2023 WL 7204840, at *4 (5th Cir. 2023)
(quoting ATK Launch Sys., Inc. v. EPA, 651 F.3d 1194,
1199 (10th Cir. 2011)).
Judges Kavanaugh and Gorsuch were right. “[T]he
vast majority of actions involving SIPs are necessarily
about individual States ... .” Texas, 2023 WL 7204840,
at *4. Or in slightly blunter terms: “[T]he State
Implementation Plans, of course, primarily involve
individual States.” Id. at *5; see also id. (“SIP
disapprovals are usually highly fact-bound and
particular to the individual State”) (internal markings
omitted).
SIP approvals or rejections like the ones at issue
are thus the precise sorts of actions that are supposed
to go to the regional circuits. Indeed, the Act expressly
says as much, providing that a “petition for review of
the Administrator’s action in approving or
promulgating any implementation plan under section
... 7410” of this title —the relevant provision here—
“may be filed only in the United States Court of
7
Appeals for the appropriate circuit.” 42 U.S.C.
§ 7607(b)(1).2
In short, every single tool of interpretation—text,
purpose, precedent, logic, etc.—points the same way
here: SIP decisions are reviewed by regional circuits.
III.
The Executive Cannot Evade Regional
Review Through Wordplay and Labels.
Congress thus made a deliberate choice for SIP
decisions to go to the regional circuits. This case asks
whether that rule goes out the window when the EPA
decides to bundle those decisions within a single
Federal Register notice. The answer is obviously no.
The whole point of a venue provision like the one
here—one that assigns specific actions to specific
courts, versus one that lays out a range of options (e.g.,
28 U.S.C. § 1391)—is to cabin the discretion of the
litigants. Truly, the only function of a provision like
§ 7601(b)(1) is to remove decisions about venue from
the hands of individual parties and codify what
Congress has decided is the proper forum for a given
matter.
2 As Petitioners explain (Pet.31-32), the Tenth Circuit simply
blew past this language, reasoning that it only applied to SIP
decisions that were “locally or regionally applicable.” Not so. The
court focused on the provision’s catch-all—“any other final action
of the Administrator under this chapter … which is locally or
regionally applicable”—and plucked a portion of it to limit the
preceding terms, in square violation of the rule of the last
antecedent. Rather, the catch-all picks up items in addition to
those expressly provided before—and Congress made express
that petitions reviewing SIP decisions like those here must go
exclusively to the regional circuits.
8
The Tenth Circuit’s decision guts this function. On
its logic, the Federal Government can now forum shop
to its heart’s content: If it likes the judges on a
regional court, it will issue a standalone SIP decision;
if it feels it has better odds in its own backyard, it will
bundle a few—and presto, it is a “nationally
applicable” action.
No rational Congress would craft a venue
provision in this directionless fashion—and no
Congress did. As touched on above, the reason
Congress wanted to direct SIP decisions to regional
circuits is that such decisions are typically factintensive, and review of those decisions will benefit
from “local and regional” expertise. Texas, 983 F.3d at
835. But on the Tenth Circuit’s view, Congress wanted
those fact-intensive decisions to be made by regional
circuits only when the EPA issues standalone SIP
decisions; otherwise, it wanted the D.C. Circuit to
review when the EPA opted for an omnibus action.
That is nonsensical. Whether bundled within a single
Federal Register notice or issued seriatim, the judicial
review of those individual SIP decisions looks exactly
the same—it is the same fact-intensive, regionally
dependent inquiry no matter what. There is zero
cogent reason why Congress wanted the regional
circuits to review those decisions only when the EPA
issued one on its own.
Instead, Congress cared here about substance over
form. That is the default rule in the law. See, e.g.,
Columbia Broad. Sys. v. United States, 316 U.S. 407,
416 (1942). For instance, it is blackletter law that
under the APA, what matters is the substance of the
agency’s action, not how the agency chooses to brand
9
it. See, e.g., Clarian Health W., LLC v. Burwell, 206 F.
Supp. 3d 393, 407 (D.D.C. 2016) (Jackson, J.), rev’d on
other grounds, 878 F.3d 346. So much so here. As the
Fourth Circuit explained: “An action is local or
regional if it assesses and analyzes local or regional
circumstances that are
distinct from the
circumstances in other localities or regions and it
rules on those circumstances,” while a “determination
would be national in scope and effect if it addressed
and analyzed circumstances common to all regions in
the Nation.” West Virginia. v. EPA, 90 F.4th 323, 328
(4th Cir. 2024). In so many words, whether an action
is regional or national does not turn on the label or the
packaging. Rather, it turns on the substance of the
action—and it is the substance of the action that
determines what part of § 7601(b)(1) applies. See, e.g.,
Texas, 2023 WL 7204840, at *4 (“Yes, the EPA
packaged these disapprovals together” but “the EPA’s
chosen method of publishing an action isn’t
controlling. What controls is the CAA. And the CAA is
very clear.”).
More fundamentally, the Tenth Circuit’s decision
undermines the separation of powers. One of the most
important authorities vested in Congress is its
plenary authority over the jurisdiction of the lower
federal courts. Sheldon v. Sill, 49 U.S. 441, 449 (1850);
see also, e.g., Mark v. Republic of the Sudan, 77 F.4th
892, 896 (D.C. Cir. 2023). Through § 7607(b)(1),
Congress exercised that constitutional structural
prerogative. But the effect of the Tenth Circuit’s
decision is to hollow § 7607(b)(1), and transfer
determinations of venue from Congress to the
Executive. As explained, under the Tenth Circuit’s
10
decision, the EPA can decide for itself where it wants
to litigate—the precise sort of discretion that
Congress wanted to eliminate here, in guaranteeing
regional judicial review over regional EPA decisions.
In short, the Tenth Circuit significantly erred—
and engendered a split with weighty repercussions
both in practice and for federalism. This Court’s
review is thus deeply needed to restore a single venue
rule across the country, and one that is consistent
with the one Congress clearly provided in § 7607(b)(1).
11
CONCLUSION
For the foregoing reasons, amici urge the Court to
grant the petition and reverse the decision below.
Respectfully submitted,
JENNIFER L. MASCOTT
R. TRENT MCCOTTER
Counsel of Record
SEPARATION OF POWERS CLINIC
GRAY CENTER FOR THE STUDY OF THE
ADMINISTRATIVE STATE
ANTONIN SCALIA LAW SCHOOL
GEORGE MASON UNIVERSITY
3301 FAIRFAX DR., SUITE 430
ARLINGTON, VA 22201
(202) 706-5488
rmccotte@gmu.edu
May 1, 2024
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.