Petition for Writ of Certiorari — VNG Corporation, Petitioner v. Lang Van, Inc.
Supreme Court briefMar 23, 2023
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NO. ______
In the
Supreme Court of the United States
________________
VNG CORPORATION,
a Vietnamese corporation,
Petitioner,
v.
LANG VAN, INC.,
a California corporation,
________________
Respondent.
On Petition for Writ of Certiorari
to the United States Court of Appeals
for the Ninth Circuit
________________
PETITION FOR WRIT OF CERTIORARI
________________
Quyen L. Ta
Anne M. Voigts
KING & SPALDING LLP
50 California Street
Suite 3300
San Francisco, CA 94111
Kelly L. Perigoe
Counsel of Record
Michael D. Roth
James A. Unger
KING & SPALDING LLP
633 W 5th Street
Suite 1600
Los Angeles, CA 90071
(213) 443-4355
kperigoe@kslaw.com
Counsel for Petitioner VNG Corporation
March 23, 2023
QUESTION PRESENTED
For courts to exercise personal jurisdiction, due
process requires that defendants have sufficient
“minimum contacts” with the forum “such that the
maintenance of the suit does not offend traditional
notions of fair play and substantial justice.” Int’l Shoe
Co. v. Washington, 326 U.S. 310, 316 (1945) (cleaned
up). Federal Rule of Civil Procedure 4(k)(2) does not
water down those constitutional requirements. To the
contrary, it expressly allows for personal jurisdiction
over foreign defendants for federal claims in federal
courts only if those defendants are not subject to
jurisdiction in any state’s courts of general jurisdiction
and exercising jurisdiction is consistent with the
Constitution. This Court has yet to weigh in on how
those
constitutional
requirements
apply
to
jurisdiction based on either defendants’ internet
contacts or Rule 4(k)(2), but appellate and district
courts have—and have split on both questions.
The questions presented are:
1. Whether traditional due process principles
apply to the exercise of specific personal jurisdiction
over defendants based on their universally accessible
website or mobile application.
2. Whether traditional due process principles
apply to the exercise of specific personal jurisdiction
under Federal Rule of Civil Procedure 4(k)(2).
ii
CORPORATE DISCLOSURE STATEMENT
No publicly held company owns 10% or more of
the stock of Petitioner VNG Corporation.
iii
RELATED PROCEEDINGS
Lang Van, Inc. v. VNG Corp.,
40 F.4th 1034 (9th Cir. 2022), judgment entered
on July 21, 2022; petition for rehearing denied on
November 23, 2022
Lang Van, Inc. v. VNG Corp.,
2019 WL 8107873 (C.D. Cal. Nov. 21, 2019)
Lang Van, Inc. v. VNG Corp.,
669 F. App’x 479 (9th Cir. 2016) (mem.), judgment
entered on October 11, 2016
Lang Van, Inc. v. VNG Corp.,
2014 WL 12585661 (C.D. Cal. Oct. 8, 2014)
iv
TABLE OF CONTENTS
QUESTION PRESENTED .......................................... i
CORPORATE DISCLOSURE STATEMENT ............ ii
RELATED PROCEEDINGS ..................................... iii
TABLE OF AUTHORITIES ..................................... vii
PETITION FOR WRIT OF CERTIORARI ................ 1
OPINIONS BELOW ................................................... 2
JURISDICTION ......................................................... 3
CONSTITUTIONAL
AND
STATUTORY
PROVISIONS INVOLVED...................................... 3
STATEMENT OF THE CASE ................................... 3
A. Legal Background ........................................ 3
B. Factual Background ................................... 11
C. The Decisions Below................................... 13
REASONS FOR GRANTING THE PETITION....... 15
I.
The Ninth Circuit’s opinion decided
important questions of federal law and
conflicts with decisions by this Court and
other appellate courts........................................ 17
A. The circuits are split over the application
of specific jurisdiction to virtual contacts .. 17
B. The Ninth Circuit applied Rule 4(k)(2) to
do what Daimler, Walden, and Ford
prohibit ....................................................... 30
II. The questions presented are important and
recurring and this case presents an excellent
vehicle for answering them ............................... 35
v
CONCLUSION ......................................................... 37
APPENDIX
Appendix A
Opinion of the United States Court of
Appeals for the Ninth Circuit, Lang Van,
Inc. v. VNG Corp., No. 19-56452
(July 21, 2022) ...................................... App-1
Appendix B
Memorandum Opinion of the United
States Court of Appeals for the Ninth
Circuit, Lang Van, Inc. v. VNG Corp.,
No. 14-56770 (Oct. 11, 2016) .............. App-17
Appendix C
Order of the United States District Court
for the Central District of California,
Lang Van, Inc. v. VNG Corp., No. 8:14-cv00100 AG (JDEx) (Nov. 21, 2019) ...... App-21
Appendix D
Order of the United States District Court
for the Central District of California,
Lang Van, Inc. v. VNG Corp., No. 8:14-cv00100 AG (JDE) (Oct. 8, 2014) ........... App-32
Appendix E
Order of the United States Court of
Appeals for the Ninth Circuit Denying
Panel Rehearing and Rehearing En
Banc, Lang Van, Inc. v. VNG Corp.,
No. 19-56452 (Nov. 23, 2022) ............. App-46
vi
Appendix F
Relevant Constitutional Provisions &
Rules
U.S. Const amend. V .................... App-48
U.S. Const amend. XIV ................ App-48
Fed. R. Civ. P. 4(k)(2) ................... App-50
vii
TABLE OF AUTHORITIES
Cases
Advanced Tactical Ordnance Sys., LLC
v. Real Action Paintball, Inc.,
751 F.3d 796 (7th Cir. 2014)....................... 5, 18, 19,
21, 22, 29
AMA Multimedia, LLC v. Wanat,
970 F.3d 1201 (9th Cir. 2020)................................ 27
Asahi Metal Indus. Co. v. Super. Ct.,
480 U.S. 102 (1987) ........................................ 1, 6, 36
Axiom Foods, Inc. v. Acerchem Int’l, Inc.,
874 F.3d 1064 (9th Cir. 2017).................................. 4
be2 LLC v. Ivanov,
642 F.3d 555 (7th Cir. 2011).............................. 7, 18
Bernhardt v. Islamic Republic of Iran,
47 F.4th 856 (D.C. Cir. 2022) .......................... 33, 34
Blessing v. Chandrasekhar,
988 F.3d 889 (6th Cir. 2021)............................ 20, 21
Bristol-Myers Squibb Co. v. Super. Ct.,
137 S. Ct. 1773 (2017)............................................ 10
Bros. & Sisters in Christ, LLC v. Zazzle, Inc.,
42 F.4th 948 (8th Cir. 2022) ........................ 7, 19, 20
Burger King Corp. v. Rudzewicz,
471 U.S. 462 (1985) .......................................... 31, 32
Burke v. Woods,
85 F.3d 640,
1996 WL 223731 (10th Cir. 1996) ......................... 32
Calder v. Jones,
465 U.S. 783 (1984) ........................................ 4, 8, 22
viii
Campbell Pet Co. v. Miale,
542 F.3d 879 (Fed. Cir. 2008) .................................. 7
CGC Holding Co. v. Hutchens,
974 F.3d 1201 (10th Cir. 2020).............................. 11
Chloe v. Queen Bee of Beverly Hills, LLC,
616 F.3d 158 (2d Cir. 2010) ................................... 21
Cmty. Tr. Bancorp, Inc.
v. Cmty. Tr. Fin. Corp.,
692 F.3d 469 (6th Cir. 2012).................................... 7
Cybersell, Inc. v. Cybersell, Inc.,
130 F.3d 414 (9th Cir. 1997).................................... 6
Daimler AG v. Bauman,
571 U.S. 117 (2014) .......................................... 31, 36
Del Valle v. Trivago GMBH,
56 F.4th 1265 (11th Cir. 2022) .............................. 21
DeLorenzo v. Viceroy Hotel Grp., LLC,
757 F. App’x 6 (2d Cir. 2018) ................................... 7
Douglass v. Nippon Yusen Kabushiki Kaisha,
46 F.4th 226 (5th Cir. 2022) .................................. 11
Fidrych v. Marriott Int’l, Inc.,
952 F.3d 124 (4th Cir. 2020).................................. 18
Ford Motor Co.
v. Mont. Eighth Jud. Dist. Ct.,
141 S. Ct. 1017 (2021).................... 3, 8, 9, 27, 31, 32
GCIU-Emp. Ret. Fund v. Coleridge Fine Arts,
808 F. App’x 655 (10th Cir. 2020) ......................... 34
Goodyear Dunlop Tires Operations, S.A.
v. Brown,
564 U.S. 915 (2011) .................................................. 4
ix
GTE New Media Servs. Inc.
v. BellSouth Corp.,
199 F.3d 1343 (D.C. Cir. 2000) .............................. 21
Hepp v. Facebook,
14 F.4th 204 (3d Cir. 2021).................... 7, 10, 15, 28
Herederos De Roberto Gomez Cabrera, LLC
v. Teck Res. Ltd.,
43 F.4th 1303 (11th Cir. 2022) .............................. 34
Int’l Shoe Co. v. Washington,
326 U.S. 310 (1945) ............................................ 3, 17
Johnson v. TheHuffingtonPost.com, Inc.,
21 F.4th 314 (5th Cir. 2021) ....... 4, 5, 7, 8, 9, 14, 15,
17, 18, 19, 23, 25, 27, 28
Mavrix Photo, Inc. v. Brand Techs., Inc.,
647 F.3d 1218 (9th Cir. 2011)............................ 7, 26
Neogen Corp. v. Neo Gen Screening, Inc.,
282 F.3d 883 (6th Cir. 2002).................................. 21
NexLearn, LLC v. Allen Interactions, Inc.,
859 F.3d 1371 (Fed. Cir. 2017) ........................ 17, 21
Nuance Commc’ns, Inc.
v. Abbyy Software House,
626 F.3d 1222 (Fed. Cir. 2010) .............................. 21
Old Republic Ins. Co. v. Cont’l Motors, Inc.,
877 F.3d 895 (10th Cir. 2017).................................. 7
Oldfield v. Pueblo De Bahia Lora, S.A.,
558 F.3d 1210 (11th Cir. 2009)................................ 7
Plixer Int’l, Inc. v. Scrutinizer GmbH,
905 F.3d 1 (1st Cir. 2018) ...................... 7, 10, 14, 23
x
Quick Techs., Inc. v. Sage Grp. PLC,
313 F.3d 338 (5th Cir. 2002)............................ 34, 35
Shrader v. Biddinger,
633 F.3d 1235 (10th Cir. 2011)................ 4, 5, 18, 20
Triple Up Ltd. v. Youku Tudou Inc.,
2018 WL 4440459
(D.C. Cir. July 17, 2018) ............ 8, 10, 15, 25, 29, 30
Triple Up Ltd. v. Youku Tudou Inc.,
235 F. Supp. 3d 15 (D.D.C. 2017) ...................... 7, 24
UMG Recordings, Inc. v. Kurbanov,
963 F.3d 344 (4th Cir. 2020)......................... 7, 9, 14,
15, 24, 26, 29
Unspam Techs., Inc. v. Chernuk,
716 F.3d 322 (4th Cir. 2013).................................. 32
Walden v. Fiore,
571 U.S. 277 (2014) ................................... 1, 4, 5, 13,
17, 22, 24, 31
Werner v. Dowlatsingh,
818 F. App’x 671 (9th Cir. 2020) ........................... 22
XMission, L.C. v. Fluent LLC,
955 F.3d 833 (10th Cir. 2020)............................ 5, 20
Rules
Fed. R. Civ. P. 4(k)(2) ................................... 10, 31, 32
Other Authorities
4A Wright & Miller,
Federal Practice and Procedure
§ 1073 (4th ed.)......................................................... 5
Fed. R. Civ. P. 4 Comm. Notes (1993)...................... 10
PETITION FOR WRIT OF CERTIORARI
This petition raises two open questions. First, in
Walden v. Fiore, 571 U.S. 277, 290 n.9 (2014), this
Court left “questions about virtual contacts” and
specific personal jurisdiction “for another day.” That
day has come. In the nearly ten years since Walden,
lower courts have developed conflicting answers to
those questions, which deserve a consistent, uniform
response. Second, this Court has never addressed how
specific jurisdiction principles apply to Federal Rule of
Civil Procedure 4(k)(2), although it has recognized
that “[g]reat care and reserve should be exercised
when extending our notions of personal jurisdiction
into the international field.” Asahi Metal Indus. Co. v.
Super. Ct., 480 U.S. 102, 115 (1987) (cleaned up). Here
too, in the absence of this Court’s guidance, lower
courts have developed conflicting answers that also
warrant resolution.
In this case, for example, the Ninth Circuit
decided that a district court can constitutionally
exercise personal jurisdiction over VNG, a Vietnamese
company, based on its worldwide virtual contacts,
even though the conduct underlying the alleged claims
occurred in Vietnam and was directed to an
overwhelmingly Vietnamese audience. In the process,
it ignored three core due process requirements.
As this Court has repeatedly reminded lower
courts, specific jurisdiction (1) can only lie if the
defendant purposefully availed itself of the forum,
(2) depends on a defendant’s contacts with the forum,
not with the plaintiff, and (3) requires that defendant’s
purposeful contacts with the forum be related to the
claims in the lawsuit. None of those requirements
2
were satisfied here. Instead, the Ninth Circuit relied
on plaintiff’s and third parties’ contacts with the
forum, as well as defendant’s entirely unrelated
contacts. And it took this Court’s presumption against
specific jurisdiction absent proof of the defendant’s
purposeful availment and converted it into a
presumption in favor of specific jurisdiction absent
proof of purposeful avoidance. Neither virtual contacts
nor Rule 4(k)(2) warrant this departure from settled
principles.
While every appellate court agrees that due
process requires plaintiffs to show something more
than defendants having universally accessible
websites, they fundamentally disagree over what that
something more is. In defining that requirement
loosely (and in conflict with this Court’s teachings),
the Ninth Circuit compounded the existing dissension
over what sorts of virtual contacts satisfy specific
personal jurisdiction, and how nationwide jurisdiction
can apply when a foreign defendant lacks
constitutionally sufficient minimum contacts with any
one state. This Court should grant certiorari, address
these questions, and confirm that traditional
principles of specific jurisdiction apply with equal
force both in nontraditional contexts and under Rule
4(k)(2).
OPINIONS BELOW
The opinion of the Ninth Circuit is reported at 40
F.4th 1034 and reproduced at App.1-16. The opinion
of the U.S. District Court for the Central District of
California is unpublished but available at 2019 WL
8107873 and reproduced at App.21-31.
3
JURISDICTION
The Ninth Circuit issued its opinion on July 21,
2022, and denied panel rehearing and rehearing en
banc on November 23, 2022. This Court has
jurisdiction under 28 U.S.C. § 1254.
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
The Fifth and Fourteenth Amendments to the
U.S. Constitution and Federal Rule of Civil Procedure
4(k)(2) are reproduced at App.48-50.
STATEMENT OF THE CASE
A. Legal Background
Under the Fifth and Fourteenth Amendments’
due process clauses, courts may exercise personal
jurisdiction only when defendants have sufficient
“minimum contacts” with the forum “such that the
maintenance of the suit does not offend traditional
notions of fair play and substantial justice.” Int’l Shoe
Co. v. Washington, 326 U.S. 310, 316 (1945) (cleaned
up). Rule 4(k)(2) expressly incorporates those
constitutional principles, authorizing nationwide
federal-court specific jurisdiction for federal claims if
due process is satisfied and defendants are not subject
to jurisdiction in any state’s courts of general
jurisdiction.
1. This Court has recognized “two kinds of
personal jurisdiction: general (sometimes called allpurpose) jurisdiction and specific (sometimes called
case-linked) jurisdiction.” Ford Motor Co. v. Mont.
Eighth Jud. Dist. Ct., 141 S. Ct. 1017, 1024 (2021). A
court
may
constitutionally
exercise
general
4
jurisdiction only if defendants are “essentially at
home” in the forum, but can do so as to all claims
against them. Id. at 1024 (quoting Goodyear Dunlop
Tires Operations, S.A. v. Brown, 564 U.S. 915, 919
(2011)). By contrast, specific jurisdiction “covers
defendants less intimately connected” with a forum,
“but only as to a narrower class of claims.” Id.
For specific jurisdiction, due process requires that
(1) the defendant “purposefully availed” itself of or
“purposefully direct[ed]” its activities toward the
forum; and (2) the claim “arises out of or relates to the
defendant’s forum-related activities.” Axiom Foods,
Inc. v. Acerchem Int’l, Inc., 874 F.3d 1064, 1068 (9th
Cir. 2017) (cleaned up); see also Johnson v.
TheHuffingtonPost.com, Inc., 21 F.4th 314, 317-18
(5th Cir. 2021), cert. denied, 143 S. Ct. 485 (2022)
(mem.). If those prongs are satisfied, defendants can
overcome jurisdiction by showing its exercise wouldn’t
be reasonable. Johnson, 21 F.4th at 318.
2. Calder v. Jones, 465 U.S. 783 (1984), set forth
a framework for applying the purposeful-direction
requirement to intentional torts and analytically
similar claims like trademark and copyright
infringement. Lower courts subsequently distilled
Calder’s holding into a three-part “Calder effects test,”
requiring (1) an intentional act, (2) expressly aimed at
the forum, (3) causing harm in the forum state.
Shrader v. Biddinger, 633 F.3d 1235, 1239-40 (10th
Cir. 2011).
As this Court clarified in Walden, express aiming
“focuses on the relationship among the defendant, the
forum, and the litigation.” 571 U.S. at 283-84 (cleaned
up). For that relationship to satisfy due process,
5
“defendant’s suit-related conduct must create a
substantial connection with the forum.” Id. (emphasis
added).
Walden identified “[t]wo related aspects of this
necessary relationship.” Id. at 284. First, the
defendant’s own “intentional conduct” must “create[]
the necessary contacts with the forum.” Id. at 286;
Johnson, 21 F.4th at 317 (defendant itself must have
“purposefully forged” its ties to the forum). “Second,
[the] analysis looks to the defendant’s contacts with
the forum State itself, not the defendant’s contacts
with persons who reside there.” Walden, 571 U.S. at
285. Plaintiff’s contacts with the forum or defendant’s
contacts with the plaintiff, by contrast, do not count.
Walden, however, left “questions about virtual
contacts for another day.” Id. at 290 n.9. Left to their
own devices, lower courts have grappled with
“whether, when, and how such peculiarly nonterritorial activities as web site hosting, internet
posting, and mass emailing can constitute or give rise
to contacts that properly support jurisdiction.”
Shrader, 633 F.3d at 1240. For years, courts have
fashioned their own idiosyncratic rules, resulting “in a
state of flux.” XMission, L.C. v. Fluent LLC, 955 F.3d
833, 844 (10th Cir. 2020) (quoting 4A Wright & Miller,
Federal Practice and Procedure § 1073 (4th ed.));
Advanced Tactical Ordnance Sys., LLC v. Real Action
Paintball, Inc., 751 F.3d 796, 802-03 (7th Cir. 2014).
While circuits agree that a universally accessible
website by itself does not subject a defendant to
jurisdiction everywhere, Cybersell, Inc. v. Cybersell,
6
Inc., 130 F.3d 414 (9th Cir. 1997), 1 they disagree over
what more is required. The First, Fourth, and now
Ninth Circuits have made that requirement of “more”
meaningless by counting contacts that add nothing to
a defendant’s jurisdictional ties because they are
simply a function of a website’s universal accessibility.
Specifically, they have relied on the fact that
defendants do not geoblock (i.e., affirmatively block
users from universally accessible websites based on
those users’ perceived locations), and/or that
defendants’
websites
display
third
parties’
geotargeted advertising (i.e., ads based on algorithms
that tailor the ads shown to each and every location
where the website is accessible). But those forum
“contacts”—either not preventing a website from
being universally accessible or receiving revenue from
brokers (outside the forum) who use an algorithm to
place third-party ads on defendants’ websites—don’t
actually do any more work than universal accessibility
in establishing purposeful direction. In holding
otherwise, the First, Fourth, and Ninth Circuits
departed from the traditional specific-jurisdiction
principles that led courts to agree that a universally
accessible website was not enough for jurisdiction in
the first place.
That “something more” requirement, derived from Justice
O’Connor’s plurality opinion in Asahi Metal Industry Co., 480
U.S. at 111, was initially applied to analyze jurisdiction based on
“passive” websites (i.e., websites that just post information), but
has since been applied to “interactive” websites (i.e., where “users
can exchange information with the host computer,” Cybersell, 130
F.3d at 418), too, as the vast majority of websites are now
“interactive” and the distinction no longer meaningful.
1
7
Basing jurisdiction on defendants not blocking
website access to users in the forum, as the First,
Fourth, and Ninth Circuits do, contravenes Walden
and Calder by focusing on what the defendant did not
do, rather than what it did. Plixer Int’l, Inc. v.
Scrutinizer GmbH, 905 F.3d 1, 6 (1st Cir. 2018); UMG
Recordings, Inc. v. Kurbanov, 963 F.3d 344, 354 (4th
Cir. 2020); App.12-13. By contrast, the other circuits
have found no specific jurisdiction notwithstanding
evidence or allegations of website users in the forum,
implicitly rejecting the notion that defendants must
purposefully avoid a forum lest they be haled into
court there. Bros. & Sisters in Christ, LLC v. Zazzle,
Inc., 42 F.4th 948, 953 (8th Cir. 2022); Hepp v.
Facebook, 14 F.4th 204, 208 (3d Cir. 2021); DeLorenzo
v. Viceroy Hotel Grp., LLC, 757 F. App’x 6, 9 (2d Cir.
2018); Old Republic Ins. Co. v. Cont’l Motors, Inc., 877
F.3d 895, 915 (10th Cir. 2017); Triple Up Ltd. v. Youku
Tudou Inc., 235 F. Supp. 3d 15, 26 (D.D.C. 2017);
Cmty. Tr. Bancorp, Inc. v. Cmty. Tr. Fin. Corp., 692
F.3d 469, 472 (6th Cir. 2012); be2 LLC v. Ivanov, 642
F.3d 555, 559 (7th Cir. 2011); Oldfield v. Pueblo De
Bahia Lora, S.A., 558 F.3d 1210, 1221-23 (11th Cir.
2009); Johnson, 21 F.4th at 319; Campbell Pet Co. v.
Miale, 542 F.3d 879, 884 (Fed. Cir. 2008).
And basing jurisdiction, as the Fourth and Ninth
Circuits do, on a defendant’s display of ads that are
automatically tailored through algorithms to every
location where the website is accessible, App.3, 14;
Kurbanov, 963 F.3d at 354; Mavrix Photo, Inc. v.
Brand Techs., Inc., 647 F.3d 1218, 1230 (9th Cir.
2011), is equally problematic because it departs from
the due process requirements that the defendant itself
expressly aim intentional contacts at the forum and
8
that those contacts relate to the claims. Calder, 465
U.S. at 789-90. By contrast, the Fifth and D.C.
Circuits, the other circuits to squarely address this
issue, applied those constitutional requirements to
hold that selling geotargeted advertising does not
prove purposeful direction at a particular forum any
more than universally accessible websites do.
Johnson, 21 F.4th at 319; Triple Up Ltd. v. Youku
Tudou Inc., 2018 WL 4440459, at *3 (D.C. Cir. July 17,
2018) (per curiam). That’s because geographic-specific
ads are automatically populated without any
affirmative conduct by defendants, who neither
contract with the advertiser nor select the ads.
Johnson, 21 F.4th at 319; Triple Up, 2018 WL
4440459, at *3.
3. Ford emphasized a second jurisdictional
condition, namely, that the claims in the lawsuit must
arise out of or relate to the same contacts that satisfy
the purposeful-direction requirement. Ford, 141 S. Ct.
at 1026.
Ford involved product liability suits stemming
from car accidents in Minnesota and Montana, where
plaintiffs sued. Id. at 1022, 1028. Ford held that the
defendant’s contacts were sufficiently related to the
claims because by “every means imaginable,” it
“systematically served a market in [the forums] for the
very vehicles that the plaintiffs allege malfunctioned
and injured them in those States,” even if those
vehicles were bought elsewhere. Id. at 1028. Although
Ford rejected a strict causal theory of relatedness, it
also rejected the idea that “anything goes,” and, like
Walden, looked to the requisite relationship between
9
the defendant, the forum, and the litigation. Id. at
1026.
Circuits have generally agreed that Ford’s
relatedness requirement “must be satisfied even
where all the defendant’s ties to the forum are
virtual,” Johnson, 21 F.4th at 319, but have diverged
over that requirement’s application. The First and
Fourth Circuits found that failing to geoblock a
website relates to any claim for which the predicate
act is carried out on that website. Similarly, the
Fourth Circuit held plaintiff’s copyright claims
“related” to geotargeted advertising that appeared on
the same website as the allegedly copyrighted works.
Kurbanov, 963 F.3d at 348, 353. And the Ninth Circuit
found VNG’s internet contacts satisfied due process
here, without even mentioning Ford.
This relaxed application of “relatedness” (or the
outright omission of its application) goes far beyond
Ford. Ford allowed jurisdiction where the defendant
engaged in the same core conduct in the forum state
as the lawsuit challenged, just not involving plaintiffs’
specific vehicles. The First, Fourth, and Ninth Circuits
approach to virtual conduct, however, allows for
jurisdiction based on different, unrelated conduct.
By contrast, in Johnson, the Fifth Circuit
faithfully applied Ford to geotargeted advertising,
finding no jurisdiction in Texas over a libel claim
despite defendant’s display of ads from Texas-based
advertisers on its website, its use of “visitors’ location
data to tailor advertising to them,” and its resulting
online sales to Texans. 21 F.4th at 320. That’s because
plaintiff’s claim arose from defendant’s libelous
article, not the ads that appeared alongside it or the
10
advertisers’ citizenship. Id.; see also Hepp, 14 F.4th at
208 (no specific jurisdiction over online platforms who
used geotargeted advertising where misappropriation
claim did not allege defendants used the plaintiff’s
likeness to sell the advertising); Triple Up, 2018 WL
4440459, at *4 (jurisdictional discovery not warranted
where plaintiff failed to “plausibly allege[] any
connection between [defendant’s] VIP service or its
business dealings in the United States and its free
streaming services and user-uploaded video
platforms” at issue in the claims).
4. Rule 4(k)(2) does not relax these jurisdictional
principles. 2 It permits federal courts in any state to
exercise personal jurisdiction over foreign defendants
when: (1) the claim arises under federal law; (2) the
defendant is not subject to personal jurisdiction in any
state court of general jurisdiction; and (3) the federal
court’s exercise of personal jurisdiction comports with
due process. Fed. R. Civ. Proc. 4(k)(2); Plixer, 905 F.3d
at 6.
Although this Court has left open whether the
Fifth Amendment imposes the same restrictions on
federal courts’ exercise of personal jurisdiction as the
Fourteenth Amendment does on state courts, BristolMyers Squibb Co. v. Super. Ct., 137 S. Ct. 1773, 178384 (2017), circuit courts have analyzed specific
jurisdiction under Rule 4(k)(2) applying due process
standards. See, e.g., CGC Holding Co. v. Hutchens, 974
As the advisory committee notes to the 1993 amendment
creating subsection (k)(2) explained, the addition “enables
district courts to exercise jurisdiction, if permissible under the
Constitution.” Fed. R. Civ. P. 4 Comm. Notes (1993) (emphasis
added).
2
11
F.3d 1201, 1209 (10th Cir. 2020) (applying Fourteenth
Amendment minimum contacts framework to analyze
constitutionality of jurisdiction under Rule 4(k)(2));
Douglass v. Nippon Yusen Kabushiki Kaisha, 46 F.4th
226, 240-41 (5th Cir. 2022) (citing cases). Under that
majority approach, courts may only exercise Rule
4(k)(2) jurisdiction when the due process principles it
expressly incorporates are satisfied. The Ninth Circuit
is an outlier, finding Rule 4(k)(2) jurisdiction without
diligently applying those principles.
B. Factual Background
Defendant VNG is a Vietnamese company,
headquartered in Vietnam, with no physical presence
in the U.S. It produces websites and software
including ZingMP3, a music-streaming service
available through zingmp3.com (“Website”) and a
mobile application (“Application”) (collectively,
“ZingMP3”). CA9-SER-85. ZingMP3’s servers are
located exclusively in Vietnam. Id.
Although available worldwide, ZingMP3 is
overwhelmingly used by Vietnamese people in
Vietnam—between 86 and 97 percent of users in the
relevant time period were Vietnam-based, while only
between 1 and 4 percent of users were U.S.-based.
CA9-SER-51; CA9-SER-54; CA9-SER-61; CA9-SER71; CA9-SER-74; CA9-SER-77.
VNG never tried to develop a U.S. market for
ZingMP3. CA9-SER-50-51. During the relevant
period, VNG wasn’t registered to do business in the
U.S., did no direct marketing or advertising of
ZingMP3 to U.S. consumers, and received no revenue
for ZingMP3 directly from U.S. users. CA9-SER-50-51;
12
CA9-SER-82-83. Although Vietnamese advertisers
and a Singapore-based advertising broker paid VNG
for geotargeted advertisements on the Website, VNG
had no advertising arrangements with U.S.
companies. CA9-SER-82; CA9-SER-19.
The Ninth Circuit primarily based jurisdiction on
VNG’s efforts in the U.S. to get permission to
distribute content outside of it. As reflected in a 2015
letter to the U.S. Trade Representative (“USTR”) (i.e.,
after the jurisdictionally relevant period), VNG
obtained licenses from certain U.S.-based music
studios to distribute content outside the U.S., but
didn’t seek a license to or distribute it inside the U.S.
CA9-5-ER-736-41. Similarly, sometimes VNG licensed
other content available on ZingMP3, including content
purportedly owned by plaintiff Lang Van, for
distribution outside the U.S. CA9-SER-7.
Plaintiff Lang Van is a California-headquartered
music label that produces and distributes rerecordings of Vietnamese music. CA9-2-ER-53-54;
CA9-SER-89. In 2014, Lang Van sued VNG, claiming
copyright infringement based on certain sound
recordings’ (and album artwork’s) availability on
ZingMP3. CA9-2-ER-62.
Although a small percentage of VNG’s customers
downloaded the Application in the U.S., Lang Van
submitted no evidence that any person (other than its
employees for purposes of this litigation) downloaded
or streamed its songs in the U.S. Instead, it argued
that simply “making available” songs to ZingMP3
users universally (including in the U.S.) infringed its
copyrights.
13
C. The Decisions Below
The district court twice dismissed Lang Van’s
claims for lack of personal jurisdiction. App.21-22, 3031. After Lang Van appealed the first dismissal, the
Ninth Circuit remanded for jurisdictional discovery
without reaching the jurisdictional merits. App.19-20.
After discovery, briefing, and argument, the district
court again dismissed on jurisdictional grounds
because Lang Van had offered only “tenuous
connections” between VNG and the forum, and those
connections were unrelated to Lang Van’s claims.
App.28.
The Ninth Circuit again reversed in a published
opinion, finding personal jurisdiction under Rule
4(k)(2), based on Plaintiff Lang Van’s contacts with
the forum and Defendant VNG’s aggregated (but
unrelated) contacts with the U.S. generally. App.1416.
Although the relevant inquiry is whether VNG
purposefully targeted the forum, not a plaintiff who
happens to be in it, Walden, 571 U.S. at 285, the panel
found “VNG purposefully targeted American
companies and their intellectual property,” App.12.
Although VNG’s primary audience was in
Vietnam and VNG had never tried to develop a U.S.
market, the panel reasoned that jurisdiction could
nonetheless be predicated on VNG’s failure to avoid
the U.S., because VNG “did not choose to opt out of”
the U.S. or “geoblock access to Lang Van’s content” in
it. App.12-13.
And although the evidence showed that VNG used
the default worldwide release for its Application,
14
rather than affirmatively selecting not to release it in
the U.S., the panel held that making the application
accessible worldwide, including “to those living in the
United States” was purposeful because “[a]bsent
release by VNG,” the Application “was not available in
the United States.” App.3, 12. The panel’s adoption of
a “purposeful avoidance” standard aligned the Ninth
Circuit with the First, Plixer, 905 F.3d at 9, and
Fourth Circuits, Kurbanov, 963 F.3d at 354, and
against the explicit holding of the Fifth, Johnson, 21
F.4th at 323 (defendant “need not block [forum
residents] from visiting its site, receiving relevant
advertising, or buying [merchandise] to escape the
ability of [] courts [in the forum] to hear [plaintiff’s]
claim”), and implicit holdings of every other circuit.
See supra pp. 7-8.
Despite Ford’s requirement that contacts be
related to the underlying claims to have jurisdictional
significance, the panel also relied on contacts that
were unrelated to Lang Van’s claims, like a U.S.
trademark application where VNG noted that its VNG
company trademark was used in commerce in the
U.S., even though Lang Van’s claims didn’t relate to
VNG’s mark and VNG didn’t use its mark to promote
ZingMP3 in the U.S. App.14-15. Similarly, the panel
relied on VNG’s “contract[s] with U.S. businesses in
conjunction with Zing MP3,” including with U.S.
music studios for content not at issue in the litigation,
and Google and Apple, to make the Application
available in those companies’ online stores in
Vietnam. App.12-13.
Finally, the panel implied that geotargeted
advertising to forum-based users supports jurisdiction
15
over claims that do not stem from that advertising,
confirming the Ninth Circuit’s alignment with the
Fourth, Kurbanov, 963 F.3d at 348, 353, and contra
the Third, Hepp, 14 F.4th at 208, Fifth, Johnson, 21
F.4th at 320-23, and D.C. Circuits, Triple Up, 2018
WL 4440459, at *4. The panel observed that users
apparently in the U.S. viewed VNG’s website and
downloaded its Application, and VNG “created
geotargeted ads” specific to the location where they
were viewed. In fact, VNG did not create those
advertisements, which were for other entities, selected
by a third-party broker based in Singapore, and not
related to the claims in this litigation. The panel then
based jurisdiction in part on VNG’s purported
acknowledgment “that 10% of its revenue comes from
‘selling traffic to advertisers’ [for] ‘Western and other
Asian content.’” App.13-14 (alteration by panel).
REASONS FOR GRANTING THE PETITION
This Court should grant certiorari to answer the
question Walden deferred: how traditional specific
jurisdiction requirements apply to virtual contacts.
The lack of guidance on this critical and recurring
question has produced irreconcilable circuit splits.
While every circuit agrees that a website alone is not
enough to establish jurisdiction, they have splintered
over what is enough. That splintering is particularly
evident over issues of geoblocking and third-party
geotargeted advertising.
By finding purposeful-direction satisfied by
defendants’ failure to purposefully avoid a forum or by
third-party algorithm-directed advertising equally
tailored to any forum where the website is accessible,
the First, Fourth, and Ninth Circuits have negated
16
important constitutional safeguards for any foreign
defendant with an online presence. These circuits
credit contacts that go hand-in-hand with a website’s
universal accessibility without defendant directing
any affirmative or intentional conduct at the forum.
What’s more, by giving short shrift to the relatedness
requirement, they allow such contacts to form the
basis of specific jurisdiction over anything the
defendant does online. By contrast, the remaining
circuits require that virtual contacts—just like any
others—be (1) the product of defendant’s intentional
conduct and (2) related to the underlying claims. If
those two requirements are not met, such contacts are
not jurisdictionally significant, let alone sufficient.
This petition also presents a second question that
takes on particular urgency in the virtual world:
whether courts can use Rule 4(k)(2) to find jurisdiction
based on constitutionally insufficient contacts.
Although Rule 4(k)(2) cannot override the
Constitution, some courts, including the Ninth Circuit
here, have used it to do just that. The result is to
convert specific jurisdiction into general jurisdiction
over virtually every foreign entity doing business over
the internet.
Whether traditional constitutional principles
apply with equal force in an increasingly virtual world
is a question of critical importance. But right now that
question has different answers depending on the court
addressing it. Whether specific personal jurisdiction
exists thus depends on the Circuit where a case is
brought. That is particularly problematic for Rule
4(k)(2) jurisdiction, which exists—if at all—equally
across federal courts nationwide. This Court should
17
address the questions it previously left open, grant
certiorari, and resolve the split in the lower courts.
Both issues are cleanly presented, thoroughly briefed
before the lower courts, and squarely addressed in the
Ninth Circuit’s decision.
I.
The Ninth Circuit’s opinion decided
important questions of federal law and
conflicts with decisions by this Court and
other appellate courts.
A. The circuits are split over the
application of specific jurisdiction to
virtual contacts.
For nearly eighty years, the Court has reaffirmed
that due process requires that defendants have
sufficient “minimum contacts” with a forum. Int’l
Shoe, 326 U.S. at 316. But this Court has left
questions about analyzing “virtual contacts for
another day.” Walden, 571 U.S. at 290 n. 9.
As lower courts have tried to answer those
questions themselves, a circuit split has emerged, with
the First, Fourth, and Ninth Circuits on one side, and
the remaining circuits on the other. The majority have
made clear that the “personal-jurisdiction inquiry
should not change just because a defendant operates a
web publication instead of a physical one.” Johnson,
21 F.4th at 325; see also NexLearn, LLC v. Allen
Interactions, Inc., 859 F.3d 1371, 1378 (Fed. Cir. 2017)
(“We evaluate [defendant’s] website as we would any
other contact under a specific jurisdiction theory.”).
Although courts initially classified websites on a
sliding-scale from “interactive” to “passive” to
determine whether website-based forum contacts
18
conferred personal jurisdiction, courts now recognize
that “[t]he interactivity of a website is [] a poor proxy
for adequate [forum] contacts.” Advanced Tactical,
751 F.3d at 803. That’s because in “today’s internet, it
is an extraordinarily rare website that is not
interactive at some level,” Fidrych v. Marriott Int’l,
Inc., 952 F.3d 124, 141 n.5 (4th Cir. 2020) (cleaned up),
and “[i]nteractivity reflects only a website’s capacity to
avail itself of a place.” Johnson, 21 F.4th at 319; see
Advanced Tactical, 751 F.3d at 803 (an “interactive
website” inquiry “hardly rules out anything in 2014”).
Now, courts generally agree that an interactive
website alone is not enough to satisfy specific
jurisdiction. See, e.g., Shrader, 633 F.3d at 1241 (citing
cases). Interactivity is instead “treated ... as a
prerequisite to [the] standard jurisdictional inquiry.”
Johnson, 21 F.4th at 319.
Courts, however, disagree about what more is
required. The First, Fourth, and Ninth Circuits have
fudged the traditional due process inquiry in deciding
that question, basing jurisdiction on virtual contacts
that are neither the result of a defendant’s intentional
conduct directed at the forum (as required by Walden)
nor related to the claims (as required by Ford).
1. The purposeful direction “‘inquiry boils down to
this: has [defendant] purposefully exploited the
[forum] market’ beyond simply operating an
interactive website accessible in the forum state and
sending emails to people who may happen to live
there?” Advanced Tactical, 751 F.3d at 802-03
(quoting be2 LLC, 642 F.3d at 558-59).
All but the First, Fourth, and Ninth Circuits
faithfully apply traditional jurisdictional principles to
19
this question. The Fifth Circuit, for example,
distinguished “substantial physical circulation of
print media” to a forum, “an affirmative act that
displays the publisher’s specific intent to target that”
forum, from websites, which are “‘circulated’ to the
public by virtue of their universal accessibility, which
exists from their inception.” Johnson, 21 F.4th at 325.
“That’s why clicks, visits, and views from forum
residents cannot alone show purposeful availment”
under Walden’s requirement that the defendant have
formed a contact with the forum. Id.
Similarly, the Seventh Circuit explained that the
mere “operation of an interactive website does not
show that the defendant has formed a contact with the
forum state” sufficient to find minimum contacts.
Advanced Tactical, 751 F.3d at 803. Virtual contacts
support jurisdiction under Walden only insofar as “the
focus [is not] on the users who signed up, but instead
on the deliberate actions by the defendant to target or
direct itself toward the forum state.” Id. (emphasis
added).
The Eighth Circuit has also held that a
defendant’s operating a “nationally accessible”
website to advertise, sell, and “carry out the
transaction for trademark infringing goods” doesn’t
support finding purposeful direction without
allegations that the defendant “uniquely or expressly
aimed its allegedly tortious act—the offering for sale
and selling of infringing goods—at [the forum].” Bros.
& Sisters in Christ, 42 F.4th at 952, 954 (cleaned up).
Absent a defendant’s “purposeful, targeted action
towards” the forum, a purchase by a consumer in the
forum on the defendant’s nationally available website
20
was not enough—defendant had to use the website to
“specifically target[]” forum consumers or the forum
market. Id. at 953-54 (emphasis added).
The Tenth Circuit has explained that to prevent
the “untenable result” of making a website operator
subject to specific jurisdiction in every state, the
emphasis must be “on the [operator] or site
intentionally directing his/her/its activity or operation
at the forum state rather than just having the activity
or operation accessible there.” Shrader, 633 F.3d at
1240. This “emphasis on intentionally directing
internet content or operations at the forum state has
its grounding in the ‘express aiming’ requirement the
Supreme Court developed in Calder.” Id. at 1241; see
also XMission, L.C. v. Fluent LLC, 955 F.3d 833 (10th
Cir. 2020). Under Calder and Walden, “the forum state
itself must be the focal point of the tort.” Shrader, 633
F.3d at 1244 (emphasis omitted).
And the Sixth Circuit found no specific
jurisdiction in Kentucky for tort claims arising out of
defendants’ tweets about Kentucky-based plaintiffs
where defendants “took no affirmative steps to direct
any communications to the plaintiffs or to anyone else
in Kentucky,” and there was “no evidence that the
defendants posted the tweets hoping to reach
Kentucky specifically as opposed to their Twitter
followers generally.” Blessing v. Chandrasekhar, 988
F.3d 889, 906 (6th Cir. 2021). In so holding, the court
cited the Eighth and Tenth Circuits, noting that “[o]ur
sister circuits have routinely held that posting
allegedly defamatory comments or information on an
internet site does not, without more, subject the poster
to personal jurisdiction wherever the posting could be
21
read (and the subject of the posting may reside).” Id.
at 905 nn.15-16 (cleaned up) (citing Fifth and Fourth
Circuits).
Consistent with well-settled jurisdictional
principles these Circuits declined to find jurisdiction
absent some evidence of defendants’ purposeful
exploitation of the forum, like advertising its website
specifically to users within the forum, Advanced
Tactical, 751 F.3d at 803, or making significant sales
to consumers in the forum through the website,
compare Del Valle v. Trivago GMBH, 56 F.4th 1265,
1273, 1276 (11th Cir. 2022) (finding purposeful
direction where defendant websites specifically
targeted and sold reservations for at-issue properties
to forum residents); Chloe v. Queen Bee of Beverly
Hills, LLC, 616 F.3d 158, 171 (2d Cir. 2010) (finding
purposeful availment where defendant’s website
offered and sold handbags, including at least one
counterfeit bag, to New York consumers); Neogen
Corp. v. Neo Gen Screening, Inc., 282 F.3d 883, 890-91
(6th Cir. 2002) (finding purposeful availment where
defendant granted passwords to Michigan residents as
part of a contract for its genetic testing services and
had 14 yearly contracts with Michigan residents
(cleaned up)); with NexLearn, 859 F.3d at 1377 (no
jurisdiction over defendant whose website allowed
users to select “Kansas” when ordering allegedly
infringing product, absent evidence of actual sales to
Kansas); Nuance Commc’ns, Inc. v. Abbyy Software
House, 626 F.3d 1222, 1235 (Fed. Cir. 2010) (no
purposeful direction even though defendant’s website
“promote[d] the sale of [infringing] products in
California”); GTE New Media Servs. Inc. v. BellSouth
Corp., 199 F.3d 1343, 1350 (D.C. Cir. 2000) (no
22
purposeful direction over defendants with interactive
websites absent evidence that forum residents
“actually engage[d] in any business transactions with
the defendants”). With evidence of defendants’
deliberate acts to target the forum, courts applying
traditional due process principles have found
jurisdiction. Advanced Tactical, 751 F.3d at 803.
Without it, they have not.
The First, Fourth, and Ninth Circuits, however,
depart from the traditional due process inquiry for
internet contacts. They have found jurisdiction based
on contacts that are part of having a universally
accessible website, but that don’t satisfy the
purposeful direction requirement—specifically, (a) the
failure to geoblock the website from the forum, and
(b) the use of third-party algorithm-based advertising
to tailor all ads to the location where they are viewed. 3
a. By allowing jurisdiction based on defendants’
failure to geoblock forums, the First, Fourth, and
Ninth Circuits allow jurisdiction based on a
defendant’s failure to act. In so doing, they convert the
requirement that plaintiffs show defendants
purposefully availed themselves of a forum to
establish jurisdiction into a requirement that
defendants show that they purposefully avoided a
forum to defeat it.
In an unpublished decision, the Ninth Circuit previously
correctly recognized that uploading videos to a universally
accessible website from Canada was not an act expressly aimed
at the U.S., Werner v. Dowlatsingh, 818 F. App’x 671 (9th Cir.
2020).
3
23
A failure to act cannot support jurisdiction under
Walden, 571 U.S. at 286, and Calder, 465 U.S. at 789.
Most courts thus do not require a defendant to
geoblock its universally accessible website based on
the user’s perceived location to demonstrate that it
has not expressly aimed an act at the forum and thus
avoid jurisdiction. See, e.g., supra 7-8.
Indeed, the Fifth Circuit specifically rejected the
proposition that a defendant was required to “block
Texans from visiting its site, receiving relevant
advertising, or buying T-shirts to escape the ability of
Texas courts to hear [the plaintiff’s] libel claim.”
Johnson, 21 F. 4th at 323 (emphasis added). The court
observed that “[f]airness [] dictates that a defendant
must have some chance to limit or avoid its exposure
to a particular state’s courts,” and stressed that
defendants needn’t “wall themselves off from the
world.” Id. at 322. Instead, defendants “may avoid the
authority of Texas’s courts by not purposefully
directing at Texas the conduct that produced [the
plaintiff’s] suit.” Id. at 323. Even though the allegedly
libelous article was available in Texas alongside
advertisements targeted to Texans, the court found no
jurisdiction there under traditional notions of due
process because the defendant “did not aim the alleged
libel at Texas or reach into Texas to share it there.” Id.
But the First, Fourth, and Ninth Circuits found a
defendant’s failure to geoblock its website in the forum
did constitute purposeful direction. The First Circuit,
examining nationwide contacts in Plixer, held that a
defendant’s “failure to implement [accessibility]
restrictions, coupled with its substantial U.S.
business, provides an objective measure of its intent to
24
serve customers in the U.S. market and thereby
profit.” Plixer, 905 F.3d at 9 (emphasis added). The
court reasoned that “[i]f a defendant tries to limit U.S.
users’ ability to access its website, [] that is surely
relevant to its intent not to serve” the U.S., so the
“converse is true,” too. Id. But that reasoning ignores
specific jurisdiction’s constitutional requirement of
intentional, affirmative conduct. Walden, 571 U.S. at
286.
The Fourth Circuit similarly found specific
jurisdiction in Virginia where the defendant “knew the
Websites were serving Virginia visitors and yet took
no actions to limit or block access.” Kurbanov, 963 F.3d
at 354 (emphasis added). That analysis incorrectly
focused on the users’ conduct, not defendant’s: “[the
defendant] made two globally accessible websites and
Virginia visitors used them for alleged music piracy.”
Id.
So too here: the Ninth Circuit based jurisdiction
on a finding that “VNG clearly did not attempt to limit
U.S. users’ ability to access its website.” App.13
(emphasis added). Like the First and Fourth Circuits,
it focused on the U.S.-based individuals’ use of VNG’s
universally accessible platform and on what VNG did
not do, rather than what it did.
Such holdings, which “equate[] a failure to
geoblock with purposeful availment,” “effectively
mandate geoblocking for any website operator wishing
to avoid suit in the United States.” Triple Up, 235 F.
Supp. 3d at 25. The result is to “replace the purposeful
availment standard with a requirement of purposeful
avoidance.” Id. at 26 (cleaned up). As the majority of
circuits correctly recognize, that is not the law.
25
b. The Fourth and Ninth Circuits also stand alone
in considering “geotargeted advertising” on a
universally accessible website—that is, using
“visitors’ location data to tailor advertising to them,”
Johnson, 21 F.4th at 320—as jurisdictionally relevant.
That directly conflicts with holdings of the Fifth and
D.C. Circuits.
As the Fifth Circuit explained, the defendant’s
decision to contract with a third-party agency to select
and show other companies’ geographically relevant
ads to users on defendant’s website based on those
users’ perceived location meant the defendant’s
website “shows ads to all comers; it treats Texans like
everyone else,” rather than “target[ing] Texas
specifically.” Id. at 321, 326. Geotargeted advertising
does not satisfy purposeful direction because “[t]o
target every user everywhere, as those ads do, is to
target no place at all.” Id. at 321-22 (footnote omitted).
“Accessibility alone cannot sustain [] jurisdiction. If it
could, lack of personal jurisdiction would be no defense
at all.” Johnson, 21 F.4th at 320.
The D.C. Circuit also held that under Walden, the
defendant’s use of third-party agencies to place ads on
its website did not support jurisdiction absent facts
plausibly showing that the defendant “played a
material role in pairing advertisements with specific
videos based on viewership.” Triple Up, 2018 WL
4440459, at *3. That the defendant “indisputably
derive[d] revenue” from “geographically targeted”
advertisements accompanying its videos and “act[ed]
to maximize usage of its websites” was not enough to
show purposeful availment. Id. (cleaned up).
26
By contrast, the Fourth Circuit held that by
contracting with a third-party broker to sell ad space
to advertisers for “location-based advertising,” the
defendant had purposefully availed itself of Virginia.
Kurbanov, 963 F.3d at 355. The court reasoned that
such advertising involved collecting personal data
from Virginia visitors, selling that data and ad spaces
to advertising brokers, and using location-based
advertising “to pique visitors’ interest and solicit
repeated visits.” Id. Yet the court made no finding that
any of these actions were specific to Virginia users,
who were treated the same as users from all the other
global locations from which the defendant’s
universally accessible website could be accessed, let
alone to the forum. Nor did it find that the defendant
advertised the website or its ad space in Virginia or
controlled ad selection on its website. Id. In other
words, the Fourth Circuit based purposeful availment
on the conduct of advertising brokers, not defendant,
and that applied generally to defendant’s universally
accessible website, not specifically to the forum.
The decision here similarly emphasized VNG’s
revenue from geotargeted advertising controlled by a
third-party broker in Singapore, over whom VNG
exercised no control other than prohibiting
advertisements that would be illegal in Vietnam. CA91-SER-82. By finding that location-based advertising
that applied to every location in the world supported
jurisdiction in the U.S., the decision aligns with
Kurbanov, and, within the Ninth Circuit, with Mavrix,
which found jurisdiction in California based on thirdparty advertisers’ targeting of Californians because
the defendant knew “actually or constructively ...
about its California user base” and “exploit[ed] that
27
base for commercial gain by selling space on its
website for advertisements.” 647 F.3d at 1230. It
conflicted, however, with the Fifth and D.C. Circuits,
supra, as well as with AMA Multimedia, LLC v.
Wanat, which held that “[i]f such geo-located
advertisements
constituted
express
aiming,
[defendants] could be said to expressly aim at any
forum in which a user views the website,” 970 F.3d
1201, 1211 (9th Cir. 2020).
2. Circuits have also split over whether the
relatedness requirement applies with equal force
when evaluating specific jurisdiction based on
internet contacts. On the one hand, the Third, Fifth,
Seventh, and D.C. Circuits have expressly required
that virtual contacts relate to the underlying claims.
The Fourth and Ninth have not. The contrast is
particularly stark when it comes to geotargeted
advertising and geoblocking.
As the Fifth Circuit explained, because “a
defendant must have some chance to limit or avoid his
exposure to the courts of a particular” forum, a court
“cannot use a defendant’s forum contacts—even
purposeful ones—to invent jurisdiction over claims
that do not relate to or arise from those contacts.”
Johnson, 21 F.4th at 320 (citing Ford, 141 S. Ct. at
1025). This prevents specific jurisdiction over website
operators from becoming “[g]eneral jurisdiction for
every state where [the website] is visible.” Id. at 324.
The Fifth Circuit thus definitively rejected the
proposition that courts have jurisdiction over
defendants with respect to any claim arising from the
defendants’ use of their website, simply “because
[they] erected a website where [forum users] can visit
28
and click ads.” Id. at 326. While it’s true ad clicks
generate revenue, “[m]ere market exploitation will not
suffice” to satisfy the relatedness requirement, and
the geotargeted ad sales there “neither produced nor
related to [the plaintiff’s] libel claim.” Id. at 321, 324.
Allowing a defendant’s website marketing ads and
merchandise to the forum to satisfy the relatedness
requirement as to unrelated claims “would collapse
the distinction between specific and general
jurisdiction.” Id. at 323 (“[W]e can imagine few claims
against a website that would fall beyond the reach of
“claim-specific” jurisdiction.”).
The Third Circuit similarly confirms that virtual
contacts, like physical ones, must satisfy the
relatedness prong. Hepp v. Facebook, 14 F.4th at 208.
In Hepp, the plaintiff alleged specific jurisdiction in
Pennsylvania
over
Imgur
and
for
misappropriation-of-likeness claims on their online
platforms because those companies targeted their
advertising
business
to
Pennsylvania,
sold
merchandise to Pennsylvanians on-line, and/or offered
a premium membership business and online
community organized around Philadelphia. Id.
Nonetheless, the court held that relatedness was not
satisfied because “none of these contacts forms a
strong connection to the misappropriation of
[plaintiff’s] likeness” because plaintiff “did not allege
the merchandise featured her photo” or the
defendants “used her likeness to sell advertising.” Id.
The D.C. Circuit also applied traditional
relatedness principles in affirming the denial of a
request for jurisdictional discovery into the
defendant’s “geo-coding and geo-blocking capabilities,
29
policies, and activities; … the location of its servers;
and [its] business dealings with United States
companies and investment activities” because the
plaintiff failed to “plausibly allege[] any connection
between … [defendant’s] business dealings in the
United States and its free streaming services and
user-uploaded video platforms” involved in the claims.
Triple Up, 2018 WL 4440459, at *3-4 (cleaned up).
And while geoblocking and geotargeted
advertising were not at issue in the case, the Seventh
Circuit similarly reaffirmed that the relatedness
requirement applies equally to internet activity.
There, defendant had fulfilled orders in the forum
“after putting the allegedly infringing message on its
website and in emails,” but plaintiff failed to link those
sales to the claims by, for example, showing that
forum residents saw the defendant’s infringing post
before making their purchases. Advanced Tactical,
751 F.3d at 801.
Unlike these circuits, the Fourth Circuit found
that geotargeted advertising satisfied the relatedness
prong even though the alleged copyright claims did not
arise from or relate to the advertising. Kurbanov, 963
F.3d at 348, 353.
Worse, the Ninth Circuit below skipped
relatedness entirely by not analyzing whether the
alleged forum-related contacts it identified—whether
virtual or not—had any nexus at all to Lang Van’s
copyright claims. Instead, it concluded specific
jurisdiction existed because “substantial evidence of
intentional direction into the United States market”
satisfied the purposeful direction prong, and
exercising jurisdiction would be reasonable. App.14-
30
15. But finding two of the three required prongs
satisfied is not a passing grade for purposes of
personal jurisdiction. Had the Ninth Circuit analyzed
relatedness here, it would have had to conclude that
due process is not satisfied. None of the purposeful
contacts the Ninth Circuit identified—VNG’s use of
geotargeted advertising or the VNG mark, or entering
into contracts with unrelated studios—relate to the
alleged copyright infringement claim. Just as in Triple
Up, “some English-language advertisements placed by
third party advertising agencies, along with a
miniscule percentage of monthly internet views
coming from the United States,” does not “suffice[] to
establish personal jurisdiction” given “the absence of
any [VNG] business operations in the United States
relevant to the alleged harm.” 2018 WL 4440459, at
*3.
In sum, at least four Circuits do not exempt online
contacts from the relatedness requirement, but two
do. As a result, cases that would come out one way in
the Third, Fifth, Seventh, and D.C. Circuits would
come out another in the Fourth and Ninth. That split
calls out for resolution.
B. The Ninth Circuit applied Rule 4(k)(2) to
do what Daimler, Walden, and Ford
prohibit.
This Court has repeatedly had to curtail lower
courts’ attempts to expand jurisdiction over
defendants whose ties to the forum are not enough to
give them “fair warning ... that a particular activity
may subject [them] to [] jurisdiction” in a U.S. court.
Ford, 141 S. Ct. at 1026 (cleaned up) (citing Burger
King Corp. v. Rudzewicz, 471 U.S. 462, 472 (1985)).
31
Nothing about Rule 4(k)(2) suggests that the
constitutional strictures this Court recognized in
Walden, Daimler, and Ford apply with lesser force to
foreign defendants. This case cannot be squared with
those cases, or the Rule itself, and this Court should
correct the Ninth Circuit’s jurisdictional overreach
here.
Those three cases set forth jurisdictional
guardrails that the Ninth Circuit’s application of Rule
4(k)(2) elided. Walden reversed the Ninth Circuit’s
holding that a Nevada court could exercise specific
jurisdiction over a Georgia police officer based on a
search and seizure in Atlanta before plaintiffs boarded
an airplane to Nevada where they resided. Walden,
571 U.S. at 280-81. The Court held that defendant had
“no jurisdictionally relevant contacts with Nevada”
and that the Ninth Circuit had improperly “shift[ed]
the analytical focus from [defendant]’s contacts with
the forum to his contacts with [plaintiffs].” Id. at 289.
Daimler unanimously reversed a Ninth Circuit
opinion finding general jurisdiction in California over
German company Daimler AG based on its U.S.
subsidiary’s distribution of Daimler-manufactured
vehicles to independent dealerships throughout the
United States. Daimler AG v. Bauman, 571 U.S. 117,
121 (2014). The Court held due process precluded
jurisdiction over Daimler given “the absence of any
California connection to” the allegations in the
complaint. Id. “Such exorbitant exercises of allpurpose jurisdiction would scarcely permit out-ofstate defendants ‘to structure their primary conduct
with some minimum assurance as to where that
32
conduct will and will not render them liable to suit.’”
Id. (quoting Burger King, 471 U.S. at 472).
Finally, Ford confirmed that contacts must be
related to the underlying claims in litigation to be
jurisdictionally significant. 141 S. Ct. at 1026.
Although the Ninth Circuit recited the applicable
constitutional principles, it credited all of VNG’s U.S.
contacts in favor of jurisdiction, whether or not they
qualified as “minimum contacts” under this Court’s
Fourteenth Amendment jurisprudence. It relied on
VNG’s targeting of the plaintiff, not the forum, its
failure to opt out of making its Application and website
available in the U.S. where they were accessed, and its
unrelated contacts, including its contracts with U.S.
businesses “in conjunction” with its online platform,
and its use of the VNG mark on its website in
commerce in the U.S. App.12. This reasoning cannot
be squared with this Court’s caselaw requiring
intentional acts by the defendant (not by the plaintiff),
expressly aimed at the forum (not at the plaintiff), and
related to the claims (not to defendant’s activity
generally). Nor can it be reconciled with how other
circuits have applied that authority in Rule 4(k)(2)
cases. E.g., Unspam Techs., Inc. v. Chernuk, 716 F.3d
322, 330 (4th Cir. 2013) (“Rule 4(k)(2) does not justify
the exercise of personal jurisdiction over the
[defendants] because exercising jurisdiction over them
would not, in the circumstances here, be ‘consistent
with the United States Constitution and laws.’”);
Burke v. Woods, 85 F.3d 640, 1996 WL 223731, at *3
(10th Cir. 1996) (holding argument that “the
enactment of Fed R. Civ. P. 4(k)(2) has made minimum
contact analysis irrelevant” “clearly wrong”).
33
Just as Daimler’s subsidiary’s sales into the forum
did not support jurisdiction over Daimler in California
for claims that didn’t relate to those sales, VNG’s
contracts with U.S. studios do not support jurisdiction
over VNG in the United States for claims that don’t
relate to those contracts. Just as Walden’s knowledge
that a plaintiff from whom he seized money would
suffer “foreseeable harm” in Nevada was not an
intentional act by Walden, VNG’s knowledge that
Lang Van is based in the United States and might
foreseeably suffer harm there from copyright
infringement is not an intentional act by VNG. And
unlike Ford’s engaging in the same activity in the
forum state that was the basis for plaintiffs’ claims,
just not as to the specific vehicles at issue, the activity
on which the Ninth Circuit relied here had nothing to
do with the underlying claims.
Although this Court has not yet addressed Rule
4(k)(2), circuit courts have applied its Fourteenth
Amendment specific-jurisdiction jurisprudence to hold
that “[p]leading specific personal jurisdiction under
Rule 4(k)(2) requires demonstrating a close nexus
between the United States, the foreign defendant’s
conduct, and the plaintiff’s claim,” just as it does for
traditional specific jurisdiction. Bernhardt v. Islamic
Republic of Iran, 47 F.4th 856, 864-65 (D.C. Cir. 2022).
A lack of the requisite relationship between the claims
and the defendant’s forum contacts, like here, thus
“dooms [a plaintiff’s] effort to establish specific
personal jurisdiction” under Rule 4(k)(2).” Herederos
De Roberto Gomez Cabrera, LLC v. Teck Res. Ltd., 43
F.4th 1303, 1311 (11th Cir. 2022), cert. denied, 2023
WL 192008 (U.S. Jan. 17, 2023).
34
In Bernhardt, for example, the plaintiffs were
family members of victims of an al-Qaeda attack in
Afghanistan who sued United Kingdom-based HSBC
and its affiliates. Bernhardt, 47 F.4th at 864-65.
Plaintiffs alleged that the foreign defendants
purposefully directed their conduct at U.S. markets by
coordinating with domestic affiliates to facilitate
financial transactions with HSBC customers who had
terrorism ties, in violation of U.S. sanctions. Id. at 864.
The D.C. Circuit assumed those allegations satisfied
the purposeful-direction requirement, but held they
did not “support an inference that the injuries from
the [] bombing arose out of or related to the foreign []
defendants’ sanctions evasion” because the allegations
only “show[ed] possible connections between” those
HSBC customers “and terrorism generally.” Id. at 86465. They were insufficient to allow the court “to infer
the necessary connection to al-Qaeda specifically, or
that the foreign HSBC defendants’ conduct was
related to [the victims’] injuries at al-Qaeda’s hand.”
Id. at 865.
Before Ford, too, Circuit courts applied the
“minimum contacts” test to Rule 4(k)(2) cases. See,
e.g., GCIU-Emp. Ret. Fund v. Coleridge Fine Arts, 808
F. App’x 655, 663 (10th Cir. 2020) (no specific
jurisdiction based on nationwide contacts under Rule
4(k)(2) for failure to satisfy purposeful-direction and
relatedness requirements). In Quick Technologies, Inc.
v. Sage Group PLC, 313 F.3d 338 (5th Cir. 2002), for
example, the Fifth Circuit found no Rule 4(k)(2)
jurisdiction over a U.K.-based defendant for a
trademark infringement claim even though the
defendant had opposed the plaintiff’s trademark
application by asserting that it had used its mark in
35
commerce in the U.S., had filed an intent-to-use
application for the mark with the USPTO, operated a
website with information about the defendant and
links to its U.S. subsidiaries, and used the mark in
publications circulated in the United States and in
advertisements used by its U.S. subsidiaries. Id. 345.
The Fifth Circuit held that these contacts did not
sufficiently relate to the plaintiff’s infringement claim
to support Rule 4(k)(2) jurisdiction. Id.
In these cases, courts applied due process
principles to the defendants’ U.S. contacts, and where
those contacts failed to meet either the purposefuldirection or relatedness requirement, found specific
jurisdiction lacking even under Rule 4(k)(2). By
contrast, the Ninth Circuit seized upon Rule 4(k)(2) to
make an end-run around Daimler and effectively
exercise general jurisdiction over a foreign defendant
under the guise of a specific jurisdiction analysis that
contradicts Walden’s purposeful-direction and Ford’s
relatedness requirements.
II. The questions presented are important and
recurring and this case presents an
excellent vehicle for answering them.
The questions raised by these conflicts require
answers. Absent this Court’s resolution of those
issues, cases that would not proceed in some circuits
will in others, not because of case-specific factual
differences, but circuit-specific legal ones—something
that is likely happen with more and more frequency
given an increasingly global and virtual economy.
Consistent answers to those questions are also
important because sovereignty and burden concerns
36
warrant particular restraint when applying personal
jurisdiction principles to the international context.
See, e.g., Asahi Metal Indus. Co., Ltd. 480 U.S. at 115.
As Daimler observed, endorsing an “uninhibited
approach to personal jurisdiction” has real-world
consequences: “The Solicitor General informs us, in
this regard, that foreign governments’ objections to
some domestic courts’ expansive views of general
jurisdiction have in the past impeded negotiations of
international
agreements
on
the
reciprocal
recognition and enforcement of judgments.” 571 U.S.
at 141-42 (cleaned up).
This Court should grant certiorari in this case
because the Ninth Circuit’s decision cleanly raises two
cert-worthy questions, the key jurisdictional facts are
undisputed, and the issues fully briefed over two
rounds of appeals. In addition, this case presents a
rare opportunity for this Court to resolve important
questions of the application of Rule 4(k)(2) because of
the burdens and barriers foreign defendants face
litigating in the U.S. It may be a long time before
another case that presents these issues so clearly
wends its way to the Court, leaving lower courts to
continue to grapple with the intersection of the
application of Rule 4(k)(2) and internet contacts
without this Court’s guidance.
37
CONCLUSION
The Court should grant this petition.
Respectfully submitted,
Quyen L. Ta
Kelly L. Perigoe
Anne M. Voigts
Counsel of Record
KING & SPALDING LLP
Michael D. Roth
50 California Street
James A. Unger
Suite 3300
KING & SPALDING LLP
San Francisco, CA 94111 633 W 5th Street
Suite 1600
Los Angeles, CA 90071
(213) 443-4355
kperigoe@kslaw.com
Counsel for Petitioner VNG Corporation
March 23, 2023
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