Petition for Writ of Certiorari — Derek Pelker, Petitioner v. United States
Supreme Court briefMar 4, 2023
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No.:
IN THE SUPREME COURT OF THE UNITED STATES
DEREK PELKER,
Petitioner
Supreme Couit, U.s. '
V.
Fit 1.0
UNITED STATES OF AMERICA,
Respondent
MAR 0 4 2023
OFFICE QFThcctfk
ON PETITION FOR WRIT OF CERTIORARI FROM THE THIRD
CIRCUIT COURT OF APPEALS
PETITION FOR WRIT OF CERTIORARI
Derek Pelker HS-6614
Petitioner, Pro se
SCI Albion
10745 Route 18
Albion, PA 16475-0001
!
RECEIVED '
MAR H 2023 j
§UPREMEFCTolfRTLnllt'
QUESTIONS PRESENTED
Mr. Pelker alleged the Federal Governments impermissible
collusion within the prosecution of the Commonwealth.of
Pennsylvania for the same misconduct underlying his federal
indictment violated Mr. Pelker1s substantive constitutional right
to be free from arbitrary governmental actions in contravention of
the fundamental constitutional principles of Federalism,
Separation of Powers, Equal Protection, Fundamental Fairness,
Abuse of Process, and several procedural due process protections
under state law. Additionally, Mr. Pelker alleged that said claim
addressed issues outside of the trial record and legal rights
outside the federal jurisdiction. Thus 28 U.S.C. §2255 was the
appropriate proceeding to litigate said claim. However, Mr. Pelker
also alleged that if the Court held said claim was procedurally
defaulted, Mr. Pelker asserted appellate counsel John A. Abom,
Esquire, ineffectiveness in this regard established the essential
"cause" and "prejudice" to excuse said default.
Did the Third Circuit Court of Appeals err in denying Mr. Pelker
a Certificate of Appealability (herein referred to as a "COA") by
relying upon the District Courts erroneous decision that Mr. Pelker
procedurally defaulted his claim of the Federal Governments
unconstitutional collusion in the Commonwealth of Pennsylvania's
prosecution by failing to raise said claim within his direct
appeal and the courts determination that said claim lacked
merit?
Suggested Answer: Yes
i
Mr. Pelker also alleged that prior counsel Jeffrey A. Conrad,
Esquire, rendered per se ineffective assistance of counsel for
having two (2) actual conflicts of interest while representing
Mr. Pelker during his federal criminal proceedings. Initially,
counsel adopted and acted upon his belief that Mr. Pelker should
had been convicted of the charged misconduct. Neither the District
Court nor the Third Circuit Court of Appeals addressed said issue.
Lastly, counsel was campaigning and seeking employment as a judge
in Lancaster County, Pennsylvania; without obtaining Mr. Pelker's
informed consent. However, Mr. Pelker also alleged that even if
the Court determined that no conflict of interest existed, Mr.
Pelker was able to demonstrate ineffectiveness in regard to Mr.
Conrad's representation pursuant to the traditional Strickland
standard, both for coercing his guilty plea and his self
incriminating proffer which was not in his best interest.
Did the Third Circuit Court of Appeals err in denying Mr. Pelker
a COA by relying upon the District Courts erroneous decision that
Mr. Pelker was unable to establish prejudice in regard to Mr.
Conrad’s ineffectiveness for maintaining representation of Mr.
Pelker despite having two (2) actual conflicts of interests; one
(1) of which both courts failed to address, and imploring/coercing
a third-party; who was cooperating with the Federal Government and
was a person of interest for a violation of a federal law
to
coerce Mr. Pelker into pleading guilty and provide a self
incriminating proffer?
Suggested Answer: Yes
Lastly, Mr. Pelker alleged that his constitutional right to
file a Petition for Writ of Certiorari with the United States
ii
Supreme Court from the denial of his direct appeal by the Third
Circuit Court of Appeals should had been reinstated due to Mr.
Pelker's inaction in this regard being solely from the interference
the global pandemic had on his access to the institutional law
library and his constitutional right to access to the Court in
regard to filing said petition.
Did the Third Circuit Court of Appeals err in denying Mr. Pelker
a COA by relying upon the District Courts erroneous decision that
Mr. Pelker*s alleged "proficiency*' of law essentially eradicated
any access to the court claim and rendered reinstatement of his
direct appeal rights unwarranted?
Suggested Answer: Yes
LIST OF PARTIES
All parties appear in the caption of the case on the cover
page of this filing.
iii
TABLE OF CONTENTS
Questions Presented
Table of Contents .
iv
Table of Authorities
vi
Opinion Below
1
Jurisdiction
1
Statutory and Constitutional Provisions Involved
2
Statement of the Case ..................................................
.3
Reasons for Granting the Writ:
I. The Third Circuit Court of Appeals improperly
deferred to the District Courts denial of a
COA in regard to the Federal Government's
collusion within the Commonwealth of
Pennsylvania's prosecution.
10
II. The Third Circuit Court of Appeals improperly
deferred to the District Courts denial of a
COA in regard to Mr. Pelker's prior c-ounsel's
ineffectiveness in relation to coercing his
guilty plea and self incriminating proffer... 22
III. The Third Circuit Court of Appeals improperly
deferred to the District Courts denial of
Mr. Pelker's 28 U.S.C. §2255 when both courts
failed to address the merits of Mr. Pelker's
claim that prior counsel had a conflict of
interest for adopting and acting upon his
belief Mr. Pelker should had been convicted of
iv
the charged misconduct
31
IV. The Third Circuit Court of Appeals improperly
deferred to the District Courts denial of a
COA in regard to Mr. Pelker's access to the
court claim requesting reinstatement of his
direct appeal rights
Conclusion
33
34
Verification
Certificate of Service
v
TABLE OF AUTHORITIES
Milier-EI v. Cockrell, 537 U.S. 322 (2003)........
11
Bond v. United States, 564 U.S. 211 (2011)........
11
Anderson v. United States, 318 U.S. 350 (1943).
13
Brinegar v. United States, 93 L.Ed. 1879 (1949)
13
United States v. Lovasco, 431 U.S. 783 (1977)..
13
Board of Regents v. Roth, 408 U.S. 564 (1972)..
13
Morrison v. National Australia Bank, Ltd., 130 S.Ct. 2869 (2010)..14
New York v. United States. 505 U.S. 144 (1992)...
14
Medina v. California, 505 U.S. 437 (1992).............
14
Coleman v. Alabama, 399 U.S. 1 (1970)......................
16
Milliken v. Meyers, 311 U.S. 457 (1940)..................
16
Eisenstadt v. Baird, 405 U.S. 438 (1972)................
18
Klopfer v. North Carolina, 386 U.S. 213-(1967)...
18
Martinez v. Ryan, 566 U.S. 1 (2012).............. ..
19
Strickland v. Washington, 466 U.S. 687 (1984)....
23
Blackledge v, Allison, 431 U.S. 62 (1977)..............
23
Hill v. Lockhart, 473 U.S. 52 (1985)........................
23
McCoy v. Louisiana, 138 S.Ct. 1500 (2018)..............
23
Von Moltke v. Gillies, 332 U.S. 708 (1948).......... .
23
Brookhart v. Janis, 384 U.S. 1 (1966)......................
23
Jones v. Barnes, 463 U.S. 745 (1983)...................... .
23
Florida v. Nixon, 543 U.S. 175 (2004).................... .
23
United States v, Cronic, 446 U.S. 648 (1984).....
27
vi
United States v. Leathers, 354 F.3d 955 (8th Cir 2004)
12
Brown v. Brannon, 399 F.Supp 133 (3rd Cir 1975)............
12
Jonnet v. Dollar Savings Bank, 530 F.2d 1123 (3rd Cir 1976)...13
Bristow v. Clevenger, 80 F.Supp.2d 421 (M.D.Pa. 2000)
17
Rose v. Bartle, 871 F.2d 331 (3rd Cir. 1989)................
17
Hodge v. United States, 554 F.3d 372 (3rd Cir 2009)..
20
In re Diet Drugs Prod. Liab. titig., 369 F.3d 293 (3rd Cir 4004)..21
United States v, Wellington. 417 F.3d 284 (2nd Cir 2005)
25
United States v. Sedlak, 2015 WL 1033981 (M.D.Pa. 2015).
25
United States v. Morelli, 169 F.3d 798 (3rd Cir 1999)...
27
United States v. Pelker, 82 F.App'x 93 (3rd Cir 2020)...
33
Commonwealth v. Wansley, 375 A.2d 73 (Pa. 1977)
16
vii
PETITION FOR WRIT OF CERTIORARI TO THE
UNITED STATES SUPREME COURT .
Petitioner, Derek Pelker, pro se, respectfully prays that a
Writ of Certiorari be issued to review the judgment of the Third
Circuit Court of Appeals, rendered in these proceedings on
October 26, 2022.
OPINION BELOW
f ,
The Third Circuit Court of Appeals affirmed Petitioner's
convictions and sentence in its Case No.: 22-2291, The entry of
judgment is reprinted in the reproduced record to this petition
(See Exhibit 46). The Third Circuit Court of Appeals Order
denying rehearing is reprinted in the reproduced record to this
petition (See Exhibit 47)
JURISDICTION
The original opinion of the Third Circuit Court of Appeals was
entered October 26, 2022. A timely motion to that Court for rehearing ^
was overruled on December 06, 2022.
The jurisdiction of this Court is invoked under 28 U.S.C. §1254.
STATUTORY AND CONSTITUTIONAL PROVISIONS INVOLVED
The following statutory and constitutional provisions are involved
in this case.
U.S. CONST., AMEND. I
Congress shall make no law respecting an establishment of religion,
or prohibiting the free exercise thereof; or abridging the freedom
1
\
\
of speech or of the press; or the right of the people peaceably
to assemble, and to petition the government for a redress of
grievances.
U.S. CONST., AMEND. V
No person shall be held to answer for a capital, or otherwise
infamous crime, unless on a presentment or indictment of a Grand
Jury, except casings arising in the land or naval forces, or in
the Militia, when in actual service in time of War or public
i
danger, nor shall any person be subject for the same offence to be
twice put in jeopardy of life or limb; nor shall be compelled in
any criminal case to be a witness against himself, nor be deprived
of life, liberty,
orproperty, without due process of law; nor
shall private property be taken for public use, without just
compensation.
U.S. CONST., AMEND. VI
In all criminal prosecutions, the accused shall enjoy the right
to a speedy and public trial, by an impartial jury of the State
and district wherein the crime shall have been committed, which
district shall have been previously ascertained by law, and to be
informed of the nature and cause of the accusation; to be confronted
with the witnesses against him, to have compulsory process for
obtaining witnesses in his favor, and to have the Assistance of
Counsel for his defence.
U.S. CONST., AMEND IX
The enumeration in the Constitution, of certain rights
shall
not be construed to deny or disparage others retained by the people.
2
r
U.S. CONST., AMEND. X
The power not delegated to the United States by the Constitution,
nor prohibited by it to the States, are reserved to the States
respectively, or to the people.
U.S. CONST., AMEND. XI
The Judicial power of the United States shall not be construed
to extend to any suit in law or equity, commenced by prosecuted
against one of the United States by Citizens of another State, or
by Citizens or Subjects of any Foreign State.
U.S. CONST., AMEND. XIV
All persons born or naturalized in the United States
and
subject to the jurisdiction thereof, are citizens of the United
States and of the State wherein they reside. No State shall make
or enforce law which shall abridge the privileges or immunities
of citizens of the United States; nor shall any State deprive any
person of life, liberty, or property, without due process of law;
nor deny to any person within its jurisdiction the equal protection
of the laws.
28 U.S.C. §2255
STATEMENT OF THE CASE
On April 24, 2015, an armed bank robbery occurred at the
Susquehanna Bank located on South Main Street in East Prospect
Borough, York County. The crime was originally investigated by the
Pennsylvania State Police (herein referred to as "PSP") (counts 1-4
3
of the Second Superseding Indictment). However, by August 11, 2015,
the Federal Government by the way of the Federal Bureau of
Investigation (herein referred to as "FBI") started to jointly
assist the State's criminal investigation of this matter. (See
Reproduced Record Exhibit (herein referred to as "REE”) 1). FBI
Special Agent (herein referred to as "SA") Donald Asper was
directly involved in said assistance. (See Id.) On August 20, 2015,
PSP Jeremy Corrie and FBI SA Asper created a commercial which was
released to the general public, soliciting assistance in
identifying the suspect in said bank robbery. (See RRE 2) From
this joint release, additional evidence/information was obtained
in this matter. (See RRE 3)
During the course of the state's investigation, PSP Corrie was
deputized by the Federal Government. PSP Corrie was also the lead
state investigator and charging officer in regard to the state's
prosecution. (See RRE 4) Both State and Federal authorities
jointly exchanged information (See RRE 5-6), collectively
interviewed witnesses (See RRE 7), collectively interviewed
several alleged defendant's (See RRE 8-13), used said information
deriving therefrom to discover additional evidence (See RRE 14),
and utilized the prosecutorial mechanisms of the Commonwealth of
Pennsylvania's prosecution to obatin both a tactical advantage and
additional evidence against Mr. Pelker. PSP Corrie obtained a
search warrant; at the behest of the FBI, for Mr. Pelker's DNA.
(See RRE 13 and 15) (See Trial Transcripts (herein referred to as
"TT", pp. 639) Additionally, the Federal Government exerted direct
control of the State's prosecution in order to assist their own
criminal investigation of the same conduct. (See RRE 16-19)
4
On April 08, 2016, Mr. Pelker was arraigned on said State
charges. On July 18, 2016, Mr. Pelker was provided his delayed
State preliminary hearing which was continued at the behest of
the Federal Government in order to assist their criminal
investigation of the same conduct. (See RRE 19) During said
hearing, Mr. Pelker stated upon the record an objection in regard
to the stalled hearing pursuant to Pa.R.Crim.P, 540(c)(E)(1) and
Pa.R.Crim.P. 542(E). Mr. Pelker wasn't made aware of the nature
of the delay of said hearing until after the proceeding concluded.
(See RRE 17 and 18)
On July 22, 2016, Mr. Pelker's state charges were consolidated
with his codefendants. (See RRE 20) On October 11, 2016, Mr. Pelker
renewed his objection in regard to the above mentioned
unconstitutional delay under oath before the State court. (See
RRE 21, pp. 3, Ins. 19-21) On October 18, 2016, Mr. Pelker filed
an Omnibus Pretrial Motion in the State court in which he presented
several constitutional claims in regard to the above mentioned
unconstitutional delay. (See RRE 23) On October 21, 2016, the
State court scheduled an evidentiary hearing to adjudicate the
above mentioned claims on October 27, 2016. (See RRE 24) Hours
before the scheduled hearing, the Commonwealth of Pennsylvania
Nolle Prosequi all criminal charges within the State's prosecution.
This action evaded an adverse result in this matter from Mr. Pelker's
constitutional claims in regard to the above mentioned
unconstitutional delay. (See RRE 25)
On April 15, 2016, Mr. Pelker was interviewed by FBI SA Ford,
Detective Joseph A. Zimmerman, and PSP Corrie in regard to the
5
above mentioned charged misconduct. Mr. Pelker refused to cooperate
with both governments and denied any involvement in said misconduct.
(RRE 13) On May 12, 2016, Mr. Pelker was again interviewed but
this time his biological brother and codefendant Keith Pelker was
present. At the time of the interview Keith Pelker was cooperating
with both governments. Mr. Pelker refused to cooperate and denied
any involvement in said misconduct.
On August 24, 2016, Mr. Pelker was charged by way of two (2)
separate Indictments, for various counts related to two (2) bank
robberies, (respectfully l:16-cr-240, Doc. 1; l:16-cr-241, Doc. 25)
Mr. Pelker was appointed Daniel Myshin, Esquire, to represent him.
Throughout Mr. Myshin*s representation, Mr. Pelker reported him
to the District Court for engaging in overzealous plea negotiations
in opposition to his demand to proceed to trial. (See l:16-cr-241,
Doc’s. 58, 61
77, and 84) On November 08, 2016, the District
Court held a hearing in regard to Mr. Pelker*s above mentioned
complaints. During this proceeding, Mr. Pelker reaffirmed said
complaints against Mr. Myshin under oath and before the Court.
(See Id., Doc. 85)
On November 18, 2016, the government requested a continuance in
this matter alleging a possibility of filing a superseding
indictment and continuing unwanted plea negotiations. (See Id • 9
Doc, 88, tl4) On December 20, 2016, Mr. Myshin and AUSA Scott Ford
compelled Mr. Pelker to Mr. Ford*s office in order to permit the
government to conduct a reverse proffer in order to familiarize
Mr. Pelker of the nature of their case and to allow him to fairly
consider their last and final plea offer of 300 months. Mr. Pelker
6
again refused to plead guilty and cooperate with the government.
Mr. Pelker reported Mr. Myshin for engaging in over zealous plea
negotiations in regard to his demand for representation. On
December 22, 2016, Mr. Myshin moved the District Court to withdraw
from his representation in this matter. (See Id., Doc. 67, 1115)
On December 30, 2016, Jeffrey A. Conrad, Esquire, was appointed
to represent Mr. Pelker. (See Id., Doc. 70; l:16-cr-240, Doc. 70)
Mr. Pelker made Mr. Conrad aware of his prior complaints against
Mr. Myshin and clearly stated his demand for representation was
to proceed to trial. On April 04, 2017, the District Court
consolidated both dockets in this matter to docket number l:16-cr240. (See l:16-cr-240, Doc. 91) On April 21, 2017, Mr. Pelker
reported Mr. Conrad to the District Court for engaging in
overzealous plea negotiations in opposition to his demand for a
trial. (See RRE 26) On April 28, 2017, the District■Court held a
pretrial conference in regard to the above mentioned complaint.
(See RRE 48) At said hearing, Mr. Pelker reaffirmed his complaints
against Mr. Conrad under oath. (See Id., pp. 8, Ins. 22-23) The
District Court noted upon the record that it was apparent Mr.
Pelker wasn't interested in a plea and intended to proceed to
trial. (See Id., pp. 10, Ins. 19-23)
On May 05, 2017, Mr. Conrad contacted Mr. Pelker's girlfriend
at the time Lauren Mohn. (See RRE 27) Said communication was
suppose to pertain to Mr. Pelker's trial clothing, but changed to
imploring Ms. Mohn to coerce Mr. Pelker into pleading guilty. Mr.
Conrad divulged privileged information pertaining to Mr. Pelker's
case to Ms. Mohn in order to impress upon her a false immediacy
7
for her action. Mr. Conrad appraised Ms. Mohn of an incorrect
sentencing outcome as it related to Mr. Pelker*s case, Mr. Conrad
told Ms. Mohn that if she loved Mr. Pelker; and he loved her, she
would do anything she could to get Mr. Pelker to plead guilty.
Mr. Conrad instructed Ms. Mohn that Mr. Pelker would do anything
for her and her two (2) children. Lastly, Mr. Conrad instructed
Ms. Mohn to not disclose the content of their conversation with
Mr. Pelker as he would report him to the District Court. (See RRE
27) That same day during a prison phone call with Mr. Pelker and
utilizing the information provided by Mr. Conrad, Ms. Mohn
successfully coerced Mr. Pelker into pleading guilty. (See RRE
27 and 29) Mr. Pelker was not informed pertaining to the content
of Ms. Mohn's and Mr. Conrad's earlier communication. (See RRE 27
and 29)
On May 08, 2017, Mr. Pelker; due solely to Ms. Mohn's coercion
(See Id.), appeared for a change of plea hearing in which he
expressed his intent to plead guilty and cooperate with the
government! in exchange for a 300 month sentence. Immediately
after said hearing, Mr. Pelker was taken to AUSA Ford's office
in order to provide his self-incriminating proffer pursuant to
his plea agreement. (See RRE 43) From the fruits of his proffer,
the government obtained information of additional and previously
unknown criminal activities of Mr. Pelker. (See RRE 31-41)(counts
5-10 of the Second Superseding Indictment)
1
The government agreed that Mr. Pelker*s cooperation would only
include information in regard to himself and nothing pertaining
to any other individual(s).
8
After Mr. Pelker pled guilty and provided the previous mentioned
proffer, Ms. Mohn informed him about the content of her conversation
with Mr. Conrad on May 05, 2017. (See RRE 27 and 29) On June 12,
2017, Mr. Pelker filed a request with the District Court to
withdraw from the plea agreement. (See RRE 30) On August 17, 2017,
newly appointed counsel John A. Abom, Esquire, filed a formal
Motion to Withdrawal Guilty Plea (See Doc. 137 and 138), in which
he presented Mr. Conrad's misconduct as a fair and just reason. On
October 02, 2017, the Court granted said motion. (See Doc. 184)
On May 04, 2018, Mr. Conrad testified during an evidentiary
hearing in this matter. (See RRE 49) Mr. Conrad acknowledged that
Mr. Pelker never wanted to plead guilty to the criminal charges.
(See Id., pp. 33, Ins. 9-10) Mr. Conrad articulated his belief
that Mr. Pelker was guilty and should had been convicted of said
crimes. (See Id.
pp. 32-33) Mr. Conrad acknowledged that his
intent in contacting Ms. Mohn was to implore her to coerce Mr.
Pelker into pleading guilty. (See Id * J pp. 38-39) Mr. Conrad
acknowledged that he was recently elected as a Lancaster County
judge. (See Id., pp. 8) Lastly, Mr. Conrad acknowledged that the
government agreed that Mr. Pelker's proffer would only consist of
information pertaining to himself and not other individual(s). (See
Id., pp. 48, Ins. 1-6)
Ms. Mohn testified about the content of her May 05, 2017,
conversation with Mr. Conrad. Ms. Mohn articulated how said
communication made her feel and interpreted it as a command to
coerce Mr. Pelker into pleading guilty. Ms. Mohn articulated how
Mr. Conrad instructed her to not divulge the content of their
conversation, as Mr. Pelker wouldn't had pled guilty and reported
9
him to the Court. Ms. Mohn admitted using the information provided
by Mr. Conrad in order to coerce Mr. Pelker into pleading guilty.
Ms. Mohn acknowledged that she didn't inform Mr. Pelker about the
above mentioned phone call until after he plead guilty. Lastly,
Ms. Mohn stated Mr. Pelker wouldn't had plead guilty if it wasn't
for her actions in coercing him. (See Id • 9 pp. 70-73)
Mr. Pelker testified that Ms. Mohn was crying and imploring
him to plead guilty for her and her children. Mr. Pelker stated
that Ms. Mohn stated that if he truly loved her and her children
he wouldn't put them through a trial. Mr. Pelker articulated how
said communication was demoralizing and made him believe Ms. Mohn
would brake up with him if he didn't plead guilty. Mr. Pelker
stated that Ms. Mohn didn't reveal the content of her communication
with Mr. Conrad until after he pled guilty and provided his proffer.
Lastly, Mr. Pelker testified that he wouldn't had pled guilty and
provided his proffer if it wasn't for Ms. Mohn coercing him into
doing so. (See Id.
pp. 82-86) Mr. Pelker specifically directed the
Court to the fact he refused said plea agreement on four (4)
separate occasions. (See Id.)
REASONS FOR GRANTING THE WRIT
I- THE THIRD CIRCUIT COURT OF APPEALS IMPROPERLY DEFERRED
TO THE DISTRICT COURTS DENIAL OF A COA IN REGARD TO THE
FEDERAL GOVERNMENT'S COLLUSION WITHIN THE COMMONWEALTH
OF PENNSYLVANIA'S PROSECUTION
Mr. Pelker (herein referred to as "Petitioner") avers that the
Third Circuit Court of Appeals improperly deferred to the District
10
Courts denial of a COA in regard to the Federal Governments
unconstitutional collusion within the Commonwealth of Pennsylvania's
prosecution as he made a substantial showing of the denial of a
constitutional right as jurists of reason could disagree with the
courts resolution of his constitutional claims and or conclude the
issues presented are adequate to deserve encouragement to proceed
further. See Miller-El v. Cockrell, 537 U.S. 322, 327 (2003)
a. Appeal Meets Constitutional Standing Prerequisites
Procedurally, the United States Constitution Article III standing
requirements have no bearing on Petitioner's capacity to assert a
defense in his criminal case and his appeal meets constitutional
standing prerequisites. He has standing to challenge the current
indictment, convictions, and sentences as they derive from an
unconstitutional investigation which infringed upon the powers and
rights reserved to the Commonwealth of Pennsylvania and himself. His
challenge to his convictions and sentence satifies the case and
controversy requirement because his incarceration, convictions,
sentences, and violations of his constitutional rights constitute a
concrete injury; caused by the convictions and sentences that derived
from an unconstitutional investigation which is redressable by
invalidation of said convictions and sentences. See Bond v. United
States, 564 U.S. 211, 218 (2011)
b. The Federal Government's Involvement, Participation, and Collusion
Within the Commonwealth of Pennsylvania's Prosecution Violated
the Constitutional Principle's of Federalism and Separation of
Powers
11
Petitioner avers that the lower courts erred by concluding that
the Federal Government's involvement, participation, and collusion
within the Commonwealth of Pennsylvania's prosecution did not
violate the constitutional principle's of Federalism and Separation
th 10th, and 11th Amendments of the
of Powers expressed by the 9
United States Constitution. See U.S.Const.Amend. 9th, 10th, and 11th
The lower court held: "Indeed, cooperation 'between federal and
state officials not only do[es] not offend the Constitution but
[is] commonplace and welcome.' See United States v. Leathers, 354
F.3d 955, 960 (8th Cir 2004)" (See ERE 45, pp. 10) "the Court
previously noted in denying Petitioner's pretrial motions, nothing
suggests that 'continuance of [his] preliminary hearing amount[ed]
to a constitutional violation or offend[ed] the concept of federalism.
(Doc No 356 at 4-5)" (See Id., pp. 11) "Morever, the federal
government's cooperation with state authorities is not prohibited and
does not offend principles of federalism or separation of powers, and
violations of state procedural rules do not alone give rise to due
process violations, as Plaintiff appears to suggest." (See Id.)
The lower courts reliance upon the above mentioned argument was
erroneous. Though cooperation between federal and state officials
is permissible, said cooperation is not without restrictions. This
is because "principles of equity, comity, and federalism have little
force in the absence of a pending state proceeding." See Brown v.
Brannon, 399 F.Supp 133, 136 (3rd Cir 1975) "Though cooperation is
encouraged, the states are demanded to utilize its jurisdiction in
a manner consistent with the values of federalism and fundamental
fairness." See Jonnet v. Dollar Savings Bank, 530 F.2d 1123, 1140
12
(3rd Cir 1976); United States v. Mardis, 600 F.3d 693, 697 (6th
Cir 2010)(stating impermissible collusion could be demonstrated with
evidence that one sovereign manipulated another for an advantage.)
This Court has previously held that improper collaberation and
working arraignments between federal and state authorities is
forbidden.. See Anderson v. United States, 318 U.S. 350 (1943);
Brinegar v. United States, 93 L.Ed. 1879, 1893 (1949) This Court also
held that preindictment delay intended to harass or gain a tactical
advantage violates the due process clause. See United States v.
Lovasco. 431 U.S. 783, 789“90 (1977) Lastly, this Court previously
held that "prohibition against improper use of the formal restraints
imposed by the criminal process lies at the heart of the liberty
interest protected by the Fourteenth Amendment due process clause."
See Board of Regents v. Roth, 408 U.S. 564, 572 (1972)
The only dispute in this matter is whether the Federal Government's
request to the Commonwealth of- Pennsylvania to delay the state
prosecution of Petitioner in order to assist the parallel federal
investigation of the same charged misconduct violated his
constitutional rights. (See RRE 19) Though Petitioner didn't
possess a constitutional right to a preliminary hearing within the
state prosecution under the United States Constitution, he was .
entitled to said hearing under state created rights. See Pa.R.Crim.P.
540(E)(2)(right to a timely preliminary hearing without unnecessary
delay); Pa.R.Crim.P. 540(F)(l)(defining a timely preliminary hearing
as one within ten (10) from arraignment); Pa.Const.Art. 1, §9
(right to due process of law) Said state rights, statutes, and or
procedures did not recognize an extraterritorial application or
13
exemption to their applicability. "When a statute gives no clear
indication of an extraterritorial application, it has none." See
Morrison v. National Australia Bank, Ltd., 130 S.Ct. 2869, 2873
(2010) Petitioner retained a substantive constitutional right to
not be subjected to arbitrary governmental actions in contravention
of the constitutional fundamental principles of Federalism and
Separation of Powers. See Bonds, 564 U.S. at 221. "The principles
of limited national powers and state sovereignty are intertwined.
While neither originates in the Ninth, Tenth, and Eleventh
Amendments, both are expressed by them. Impermissible interference
with state sovereignty is not within the enumerated powers of the
National Government." See New York v. United States, 505 U.S. 144,
155 (1992) "Federalism is more than an exercise in setting boundaries
between different institutions of government for their own integrity.
Rather, federalism secures to citizens the liberties that derive
from from the diffusion of sovereign powers." See New York, 505 U.S.
at 181.
The Federal Government's collusion within the state proceedings
in order to assist their future prosecution of the same charged
misconduct offended the fundamental principles of justice rooted in
the traditions and conscience of the United States and transgressed
the principles of fundamental fairness. See Medina v. California,
505 U.S. 437, 446-48 (1992) Petitioner's constitutional rights to
access to the courts were chilled, his right to due process of law
weaponized, and his right to not be subjected to arbitrary
governmental actions in contravention of the principles of
Federalism and Separation of Powers denied, solely to assist their
parallel investigation for the state charged misconduct.
14
Petitioner asserts that the conduct he was charged, convicted,
and sentences of (respectfully counts 1-4 of the Second Superseding
Indictment), derive from the unconstitutional actions undertaken
by the Federal Government. The federal executive officers conduct,
involvement, and collusion in the state prosecution signaled a
massive and unjustifiable expansion of federal law.into the state
prosecutorial mechanisms and procedures. The prosecutorial
mechanisms and integrity of the Commonwealth of Pennsylvania; in
its inherent capacity as a sovereign, and Petitioner's rights which
derived therefrom, were displaced, degraded, and weaponized by the ‘
Federal Government's collusive misconduct in disregard of the
fundamental conceptions of justice.
c. The Federal Government's Collusion Violated Petitioner's Due
Process Rights
Petitioner asserts that the lower courts erred by concluding that
the Federal Government's collusion within the states prosecution did
not violate his due process rights. See U.S.Const.Amend. 5th and
a
6t*l# Under state law, Petitioner possessed the right to a timely
preliminary hearing without unnecessary delay which state law
defined as a hearing within ten (10) days after arraignment. See
Pa.R.Grim.P. 540(E)(2); Pa.R.Crim.P. 540(F)(1). Petitioner was
arraigned on the state charges on April 08, 2016, and was not
provided a preliminary hearing until July 18, 2016; approximately
100 days after his arraignment. (See RRE 17)
Due to the Federal Government's requested delay (See RRE 19) the
day of Petitioner's scheduled preliminary hearing (See RRE 16), the
state court failed to schedule any hearing and grant said delay
15
until June 07, 2016. (See RRE 17) This rendered the state courts
docket void of any future court date for twelve (12) days despite
the fact he remained incarcerated demanding said right. (See RRE 18)
"An individual defendant must be guaranteed as speedy a preliminary
hearing as is practicable. Where no hearing date was set pending
word from the Commonwealth and where the docket was silent as to
the continuance subsequently granted, the accused who was
incarcerated during the period was unlawfully deprived of liberty."
See Commonwealth v. Wansley, 375 A.2d 73, 75-6 (Pa. 1977)
This Court has previously held that a "preliminary hearing is a
critical stage of a state's criminal" prosecution. See Coleman v.
Alabama, 399 U.S. 1, 10 (1970) The Federal Government utilizing
said critical hearing and colluding to deprive Petitioner his state
procedural due process protections to assist their investigation
of the same misconduct was an improper use of the formal
restraints deriving from said prosecution. See Roth, 408 U.S. at
572. Said usage was fundamentally unfair as it provided the Federal
Government assistance in regard to the same misconduct being
prosecuted by the state while depriving Petitioner the due process
under state law which said prosecution was required to provide. See
Milliken v. Meyers, 311 U.S. 457, 463 (1940) Said usage was also
an abuse of process as Petitioner's state prosecution was perverted
into an illegitimate purpose of assisting the Federal Government
in a future prosecution against him for the same charged misconduct
while denying him his state created rights. (See RRE 19) "To
establish a claim for abuse of process, there must be some proof
of a definite act or threat not authorized by the process; or aimed
at an objective not legitimate in the use of process." See
16
Bristow v. Clevenger, 80 F.Supp.2d 421, 430 (M.D.Pa. 2000) This
is applicable when a "prosecution is initiated legitimately and
thereafter is used for a purpose other than that intended by the
law." See Id. at 431(quoting Rose v, Bartle, 871 F.2d 331, 350
(3rd Cir 1989)
Due to the Federal Government's requested delay, Petitioner's
state speedy trial right was violated. Under state law, "trial in
a court case in which a written complaint is filed against the
defendant, when the defendant is incarcerated on that case, shall
commence no later than 180 days from the date on which the
complaint is filed." See Pa.R.Grim.P. 600(A)(2). Petitioner was
arraigned on said charges on April 08, 2016, and remained
incarcerated therefrom. (See RRE 16); Pa.R.Grim.P. 600(C)(1)
(stating that state speedy trial right commences upon a criminal
defendant is arraigned on said charges if arrest couldn't occur
upon the filing of a written compliant.) The Commonwealth of
Pennsylvania did not Nolle Prosequi the state charges until
October 27, 2016. (See RRE 25) In which, Petitioner remained
incarcerated within York County Prison during the pendency of said
charges demanding to be provided his rights. (See RRE 18) From the
arraignment to the Nolle Prosequi of said charges totaled 202 days,
in violation of Pa.R.Crim.P. 600(A)(2).
Petitioner was denied equal protection of law which similarly
situated defendants within the Commonwealth of Pennsylvania were
provided, merely because he was being federally investigated for
the charged misconduct. (See RRE 19) Petitioner was excluded and
denied both the previously articulated substantive constitutional
rights and state procedural due process protections which all
17
citizens are entitled to. See U.S.Const.Amend. 14 t*1. Petitioner's
exclusion from the above mentioned protections "is of critical
importance, since the discriminatory exclusion alone violates the
asserted rights quit apart from any objective or subjective
disadvantage that flowed from it.*' See Eisenstadt v. Baird, 405
U.S. 438, 452-55 (1972).
The tactical decision by the Commonwealth of Pennsylvania to
Nolle Prosequi the state charges on October 27, 2016, (See RRE 25);
the day of Petitioner's scheduled evidentiary hearing to address
his constitutional claims in regard to the above mentioned
misconduct (See RRE 23), does not present an obstacle in regard to
his current claims before the Court. See Klopfer v. North Carolina,
386 U.S. 213 (1967). An adverse decision in regard to the above
mentioned constitutional claims by the state court would had
prevented the Federal Government from prosecuting said conduct.
d. Prejudice
Petitioner was prejudiced by the Federal Government's
unconstitutional actions in this matter. Petitioner was arbitrarily
and unconstitutionally incarcerated due to the Federal Government's
requested delay. (See RRE 19) Despite the fact that the Federal
Government was the sole reason for said delay, Petitioner wasn't
accredited any time spent incarcerated in this regard to his current
Federal sentences. Petitioner's attorney client relationship with
his state court appointed counsel Mr. Dubbs was irreconcilably
broken to the point he ceased Mr. Dubbs representation in his
state prosecution and elected to proceed pro se solely because of
the above mentioned delay. (See RRE 21) Petitioner's substantive
18 •
constitutional rights and state due process rights were violated
in order to provide the Federal Government a fundamentally unfair
advantage over him in their future prosecution of the same
misconduct. Petitioner's right to access to the courts were chilled
and or interfered with in order to provide the Federal Government
their requested assistance. (See RRE 19) While the Petitioner was
being excluded and denied the above mentioned rights the Federal
Government was obtaining evidence and witnesses to use against
him in said future prosecution. Lastly, Petitioner currently stands
convicted and sentenced from the fruits of the Federal Government's
investigation.
e. Procedural Default
Petitioner asserts that this claim addressed issues outside the
trial court record and legal rights and procedures outside the
federal judiciary. Thus 28 U.S.C. §2255 was the appropriate
proceeding to litigate said claims. However, the lower courts held
that said claims were procedurally defaulted as they should had
been presented within his direct appeal. (See RRE 45, pp. 8-9)
Petitioner asserts that appellate counsel Mr. Abom's ineffectiveness
in this regard is sufficient cause and prejudice to overcome said
procedural default. See Martinez v. Ryan, 566 U.S. 1 (2012)
Mr. Abom was obligated to be knowledgable of the relevant legal
issues of the case, present claims which have merit and are nonfrivolous which could warrant relief, and act upon Petitioner's
best interest. See American Bar Association Standards (herein
referred to as "ABA Standards") 4-3.7(g); 4-4.6(a); and 4-9.3(d).
Additionally, Petitioner instructed Mr. Abom to present said claim
19
but refused to do so. See Hodge v. United States, 554 F.3d 372,
380 (3ra Cir 2009)(petitioner establsihed cause to excuse a
procedural default by instructing counsel.to file claim.) The
record in this matter supports Petitioner's claim in this regard
as he presented said claim both within a pretrial motion and at
his sentencing. As Petitioner has proven that the underlying claims
have merit, are non-frivolous, implicate fundamental principles of
justice, and warrant relief, Mr. Abom's failure to present said
claim cannot be deemed a reasonable strategic decision and his
performance was deficient under relevant legal precedents and
professional norms.
Futhermore, Petitioner satisfied the prejudice prong. As the
above mentioned claims have merit, are non-frivolous, implicate
fundamental principles of justice, and warrant relief, there is a
reasonable probability that more likely than not the outcome of
his direct appeal would had been different absent Mr. Abom's
unprofessional error. The Third Circuit Court of Appeals would had
more likely than not granted Petitioner's direct appeal, dismissed
counts 1-4 of the Second Superseding Indictment, and vacated and
remanded the remaining counts back to the District Court for a new
trial. Mr. Abom's unprofessional error worked to his actual and
substantial disadvantage, infecting his entire trial with error of
constitutional dimensions.
e. Compelling Reasons to Address Claims
Petitioner's claims implicate fundamental principles of justice
which require clarification from the Court. As the Court and
Congress have previously held that such interference within
' -20
ongoing state proceedings from the federal judiciary is restricted
unless extraordinary circumstances are presented. See In re Diet
Drugs Prod. Liab. Litig., 369 F.3d 293, 305 (3rd Cir 2004)(Younger
Absention Doctrine); 28 U.S.C. §2283. It would be unreasonable to
conclude that the executive branch would not be subjected to the
same or even greater restrictions. The Federal Government's action
in this matter was a massive intrusion into both the states
performance and integrity of an essential governmental function
and criminal defendants rights which derive therefrom. It would be
in the interest of the public for the Court to provide review in
this matter. Lastly, the Court providing review in regard to the
above mentioned claims coincides with Congress and their intent
to provide oversight in regard to the Federal Governments propensity
to act in unconstitutional manners. (Congressional Committee for
the Weaponization of the Federal Government)
f. Relief
Petitioner request the Court for the following relief:
1) Grant Writ of Certiorari
2) Dismiss counts 1-4 of the Second Superseding
Indictment, vacate convictions and sentences on
the remaining counts, and remand it back to the
District Court for a new trial
3) Remand this matter back to the lower court in
to grant a COA
4) Any other relief which the Court deems appropriate
21
II. THE THIRD CIRCUIT
COURT OF APPEALS IMPROPERLY DEFERRED
TO THE DISTRICT COURTS DENIAL
OF A COA IN REGARD TO
PETITIONER'S PRIOR COUNSEL'S INEFFECTIVENESS IN
RELATION TO COERCING HIS GUILTY PLEA AND SELF
INCRIMINATING PROFFER
Petitioner asserts that the Third Circuit
improperly deferred to the
Court of Appeals
District Courts denial of a COA in
regard to his prior counsel Jeffrey A. Conrad,
Esquire,
ineffectiveness in relation to imploring Ms. Mohn
to coerce him
into pleading guilty and
providing an incriminating proffer as he
made a substantial showing of the denial of
a constitutional right
as jurists of reason could disagree with the
courts resolution of
his constitutional claims and or conclude the issues
adequate to deserve
presented are
encouragement to proceed further. See Miller-El.
537 U.S. at 327.
a. Mr. Conrad Imploring Ms. Mohn to Coerce Petitioner
Into Pleading
Guilty and Providing an Incriminating Proffer
was Ineffective
Assistance of Counsel
Petitioner asserts that Mr. Conrad disregarding his demand to
proceed to trial by eliciting Ms. Mohn's assistance im coercing him
into pleading guilty and providing an incriminating proffer
unconstitutionally infringed upon his fundamental
autonomy interest
in deciding the objectives of his defense in violation of his
constitutional right to effective assistance of counsel.
See U.S.
Const.Amend. 6^
In order to establish a claim of ineffective
assistance of
counsel, Petitioner must demonstrate: l) that his
attorney1s
performance was deficient; and 2) counsel*s deficiency caused
prejudice. See Strickland, 466 y.S. at 687. "The Strickland test
applies where the petitioner suggests that his guilty plea resulted
from ineffective assistance of counsel." See Hill v, Lockhart, 473
U.S. 52, 56 (1985) The court is mandated to review all circumstances
of the plea which include facts which are on and off the record.
See Blackledge v. Allison, 431 U.S. 62, 75 (1977)
Deficiency of Performance Prong
To establish deficient performance, Petitioner must show that
counsel*s performance "fell below an objective standard of
■i
reasonableness." See Strickland, 466 U.S. at 688. In this respect,
the measure of an attorney’s performance "remains simply reasonableness
under prevailing professional norms** and must be determined by the
facts and circumstances of the particular case. See Id., at 689-90.
It is well established that a defendant has a constitutionally
protected interest in **mak[ing] the fundamental choices about his
own defense." See McCoy v. Louisiana, 138 S.Ct. 1500, 1511 (2018)
This autonomy interest arises out of the fundamental proposition
that "[t]he right to defend is personal'* and the defendant's choice
in exercising that right "must be honored out of respect for the
individual which is the lifeblood of the law." See Id., at 1507.
This Court has held that the fundamental decision whether to plead
guilty or not may only be made by "the defendant alone." See Von
Moltke v. Gillies, 332 U.S. 708, 721 (1948); Brookhart v. Janis,
384 U.S. 1, 7 (1966); Jones v. Barnes, 463 U.S. 745, 751 (1983);
Florida v. Nixon, 543 U.S. 175, 187 (2004)(explaining that "counsel
lacks authority to consent to guilty plea on client's behalf.");
23
McCoy, 138 S.Ct= at 1516("[A] defendant cannot be forced to enter
of plea against his wishes.")(Alito, J., dissenting)
The facts and circumstances of the case clearly establish that
Petitioner not only refused to plead guilty and cooperate with the
government on numerous prior occasions but continuously reported
his prior counsel’s for even engaging in any plea negotiations on
his behalf. (See RRE 30 and 48) Mr. Conrad eliciting Ms. Mohn
assistance in coercing Petitioner into pleading guilty and providing
his incriminating proffer merely a week after he reported counsel
to the District Court for overzealous plea negotiations was contrary
to his professional norms. See ABA Standards 4-5.l(f)(Defense counsel
should not exert undue influence on the client's decision regarding
a plea.); ABA Standards 4-5.1(g)(Defense counsel should advise the
client to avoid communication about the case with anyone, including
family and friends.); ABA Model Code of Professional Responsibility
EC7-7(Defense counsel must respect and abide by the defendants
decision whether to pled guilty or not.); and ABA Standards 4-6.2(e)
(Defense counsel may make a recommendation to the client regarding
disposition proposals, but should not unduly pressure the client to
make any particular decision.)
Mr. Conrad's proffered explanation at the May 04, 2018, evidentiary
hearing in regard to this claim substantiates the unreasonableness of
his misconduct.
"And on that particular night, I did speak with her
[Ms. Mohn] about clothing, about getting him clothes, but
then I also spoke with her about, you know, what I believed
to be overwhelming evidence in the case and my hope that
24
activities which he was engaged in. (See RKE 31-42) The above
mentioned criminal conduct was charged, prosecuted, and Petitioner
was ultimately convicted of said conduct which derived from Mr.
Conrad's ineffectiveness, (respectfully counts 5-10 of the Second
Superseding Indictment)
b. Mr. Conrad had an Actual Conflict of Interest by Campaigning
for Judgeship
Petitioner asserts that Mr. Conrad had an actual conflict of
interest while providing Petitioner representation, as Mr. Conrad
Was campaigning for judgeship in Lancaster County, Pennsylvania,
and
never disclosed said fact to Petitioner nor obtained his informed
consent. Mr. Conrad was obligated to inform Petitioner that during
his representation, he was campaigning for judgeship. "If defense
counsel is a candidate for a position, or seeking employment, as a
prosecutor or judge, this should be promptly disclosed to the client,
and informed consent to continue be obtained." See ABA Standards
4-1.7(j)
To establish a conflict of interest, Petitioner must demonstrate
1) some plausible alternative defense strategy might have been
pursued, and 2) the alternative defense was inherently in conflict
with or not undertaken due to the attorney's other loyalties or
interest. See United States v. Morelli, 169 F.3d 798, 810 (3rd
Cir 1999) If an actual conflict of interest is demonstrated,
prejudice is presumed. See United States v. Cronic, 446 U.S. 648,
666 (1984)
Some Plausible Alternative Defense Strategy Might Have Been Pursued
During Mr. Conrad's entire representation of Petitioner, he
27
consistently implored Petitioner to plead guilty despite the fact
that Petitioner unequivocally demanded to proceed to trial. (See
RRE 30 and 48) Mr. Conrad should had abandoned the unwanted plea
negotiations strategy and pursued Petitioner's strategy and demand
to proceed to trial.
The Alternative Defense Was Inherently In Conflict With Or Not
Undertaken Due To The Attorney's Other Loyalties Or Interest
The lower courts held that "the fact that Attorney Conrad was
campaigning for judicial office falls short from demonstrating that
he persuaded Petitioner to enter into the plea agreement due to
other loyalties or interest." (See RRE 45, pp. 17) Petitioner asserts
that Mr. Conrad's overzealous plea negotiations in opposition to
his demand for a trial was undertaken because of his interest in his
campaign for judgeship in Lancaster County, Pennsylvania. Petitioner
proceeding to trial would had provided publicity in the surrounding
area, which includes Lancaster County. Mr. Conrad being counsel of
record, would had been publicly acknowledged as representing an
accused bank robber. To limit said publicity and the negative effect
said publicity would/could of had in regard to his campaign, Mr.
Conrad ignored Petitioner's demand in regard to proceeding to trial
and instead elicited Ms. Mohn's assistance in coercing him into
pleading guilty and providing an incriminating proffer. (See RRE
27 and 29)
c. Incriminating Proffer was not in Petitioner's Best Interest
Petitioner asserts that Mr. Conrad procurring his incriminating
oo
proffer for the government was not in his best interest. Throughout
the entire prosecution, Petitioner unequivocally refused to pled
guilty and provide an incriminating proffer. However, once Mr.
Conrad secretly elicited Ms. Mohn's assistance in coercing Petitioner
into doing so, he eventually succumbed to said coercion. (See RRE
27, 29, and 49) Prior to Petitioner providing his incriminating
proffer on May 08, 2017, Mr. Conrad had the government agree that
"because of his own philosophy, was not going to talk about anyone
else. The government had already given me the assurance that he
was going to get this..." (See RRE 49, pp. 47-48) "You were never
going to talk about other people, just yourself." (See Id., pp. 49)
Despite the fact Petitioner wouldn't speak about anyone else but
himself, the government retainsd derivative use of said proffer.
(See RRE 43) Petitioner provided the government his incriminating
proffer which included information about criminal conduct
which
he engaged in and the government had no prior knowledge of. (See
RRE 31-42) The derivative use and Petitioner's inability to disclose
any and all information in regard to any other person involved beside
himself, ensured that the government would be able to charge him in
the future from the fruits of his unconstitutional proffer. (See Id.)
Mr. Conrad was obligated to ensure that Petitioner's best
interest was protected. Sea ABA Standards 4-1.2(a) and (d). Mr.
Conrad being aware that Petitioner would not provide any information
pertaining to anyone else other than himself and the government
retaining derivative use of said statement, should had instructed
Petitioner to not provide said proffer and or had the government
agree to forfeit the derivative use of said proffer.
29
There is a reasonable probability that absent Mr. Conrad’s
unprofessional errors, Petitioner would not had provided his
incriminating proffer. (See RRE 43) As previously articulated,
Petitioner had continuously refused to plead guilty and cooperate
with the government. Petitioner reported both the government and
his prior counsel’s to the District Court for attempting to usurp
his fundamental decision to proceed to trial. (See RRE 30 and 48)
Lastly, Petitioner’s proffer only occurred because Mr. Conrad
secretly elicited Ms. Mohn’s assistance in coercing him into
doing so. (See RRE 27, 29, and 49) Instead of protecting
Petitioner’s rights and pursuing his best interest, Mr. Conrad
acted as an agent of the government solely to usurp his rights.
d. Compelling Reasons to Address Claims
Mr. Conrad’s misconduct in this case usurped Petitioner’s
fundamental autonomy interest in deciding the fundamental objectives
of his own defense. The Court providing review on this matter will
assist both the effectiveness of the criminal justice system as a
whole and clearly articulate the restrictions within counsel's
performance. Thus review would be in the interest of justice.
e. Relief
Petitioner request the Court for the following relief:
1) Grant Writ of Certiorari
2) Dismiss counts 5-10 of the Second Superseding
Indictment, vacate convictions and sentences on
the remaining counts, and remand it back to the
District Court for a new trial
30
3) Remand this matter back to the lower court in
order to grant a COA
4) Any other relief which the Court deems appropriate
III. THE THIRD CIRCUIT COURT OF APPEALS IMPROPERLY DEFERRED TO
THE DISTRICT COURTS DENIAL OF PETITIONER'S 28 U.S.C.
§2255 WHEN BOTH COURTS FAILED TO ADDRESS THE MERITS OF HIS
CLAIM THAT PRIOR COUNSEL HAD A CONFLICT OF INTEREST FOR
ADOPTING AND ACTING UPON HIS BELIEF THAT PETITIONER
SHOULD HAD BEEN CONVICTED OF THE CHARGED MISCONDUCT
Petitioner asserts that the Third Ciruit Court of Appeals
improperly deferred to the District Courts denial of Petitioner's
28 U.S.C. §2255 when both courts failed to address the merits of
his claim that prior counsel Jeffrey A. Conrad, Esquire, had an
actual conflict of interest for adopting and acting upon his belief
that Petitioner should had been convicted of the charged misconduct,
"an attorney who adopts and acts upon a belief that his client
should be convicted fails to function in any meaningful sense as
the Government's adversary." See Cronic, 446 U.S. at 666.
The facts and circumstances of the case clearly establish that
Petitioner not only refused to plead guilty and cooperate with the
government on numerous prior occasions but continuously reported
his prior counsel's for even engaging in any plea negotiations on
his behalf. (See RRE 30 and 48) Mr. Conrad eliciting Ms. Mohn's
assistance in coercing Petitioner into pleading guilty and providing
his incriminating proffer merely a week after he reported counsel
to the District Court for overzealous plea negotiations was
contrary to his professional norms. See ABA Standards 4-5.1(f);
31
ABA Standards 4-5.1(g); ABA Model Code of Professional Responsibility
EC7-7; and ABA Standards 4-6.2(e).
Mr. Conrad acknowledged said belief and acting upon it within
his testimony at the May 04, 2018, evidentiary hearing.
"And on that particular night, I did speak with her
[Ms. Mohn] about clothing, about getting him clothes, but
then I spoke with her about, you know, what I believed
to be overwhelming evidence in the case and my hope that
I could get him to take a plea agreement." (See RRE 49,
pp. 11)
Mr. Conrad*s misconduct was in direct contradiction to
Petitioner's demand for representation. Mr. Conrad could had
abandoned his overzealous belief of Petitioner's guilt and
elicitation of Ms. Mohn's assistance in coercing his conviction and
confession and instead focused solely upon his demand for a trial.
Lastly, Mr. Conrad's belief that Petitioner was guilty was the
sole reason he engaged in said misconduct.
The lower courts failed to address this claim despite Petitioner
properly presenting it. (See RRE 45-47) For the above mentioned
reasons, Petitioner request the Court for the following relief:
1) Grant Writ of Certiorari
2) Remand case back to lower court in order to
address claim
3) Dismiss counts 5-10 of the Second Superseding
Indictment, vacate convictions and sentences on
the remaining counts, and remand back to the
District Court for a new trial
32
4) Any other relief which the Court deems appropriate
IV. THE THIRD CIRCUIT COURT OF APPEALS IMPROPERLY DEFERRED.TO
THE DISTRICT COURTS DENIAL OF A COA IN REGARD TO PETITIONER'S
ACCESS TO THE COURT CLAIM REQUESTING REINSTATEMENT OF HIS
DIRECT APPEAL RIGHTS
Petitioner asserts that the Third Circuit Court of Appeals
improperly deferred to the District Courts denial of a COA in
regard to his access to the court claim requesting reinstatement
of his direct appeal rights to file with this Court a Writ of
Certiorari from the denial of said appeal as he made a substantial
showing of the denial of a constitutional right as jurists of
reason could disagree with the courts resolution of his constitutional
claims and or conclude the issues presented are adequate to deserve
encouragement to proceed further. See Miller-El, 537 U.S. at 327.
On July 29, 2020, the Third Ciruit Court of Appeals denied
Petitioner's direct appeal. See United States v. Pelker, 82 F.App'x
93 (3rd Cir 2020) Petitioner had until December 26, 2020, to file
a Writ of Certiorari with this Honorable Court. However, during the
entire period of time mentioned above, the Pennsylvania Department
of Corrections (herein referred to as "PADOC") was operating under
a state of emergency which restricted his access to any and all
legal materials and institutional law library. (See RRE 44)
On January 20, 2020, the United States confirmed its first case
of Covid-19. Shortly thereafter, on March 02, 2020, the Commonwealth
of Pennsylvania s Governor Tom Wolf signed an Emergency Disaster
Declaration. As a result, the PADOC nearly restricted all and any
33
prisoners movements within their institution. The extraordinary
circumstances caused by the global pandemic interfered, chilled,
and denied Petitioner his constitutional right to file said
petition. See U.S.Const.Amend. 1
The lower court rested upon Petitioner's alleged "proficiency"
in concluding that his constitutional rights weren't violated.
Petitioner asserts that the lower courts own observation is a fact
which in fact goes against their ruling. (See RRE 45, pp. 18) There
is basis to concluded that Petitioner; if he did file a petition for
writ of certiorari in his direct appeal, this Court would had granted
review. In his direct appeal, Petitioner alleged that the
District
Court abused its discretion by denying his verbal motion to continue
trial. Petitioner would had demonstrated that the trial docket
revealed that he was incapable to filing a formal request prior as
the District Court failed to rule upon a prior request. (Doc. 262)
(Doc. 355, ORDER, May 10, 2018)
Petitioner request the Court for the following relief:
1) Reinstate his direct appeal rights
2) Remand this case back to the lower court in order
to grant a COA
3) Any other relief which the Court deems ,appropriate
CONCLUSION
WHEREFORE, the Court should grant this Petition for Writ of
Certiorari for all the reasons stated.
Respectfully,
i
iUM*
Derek Pelker HS-6614
Dated: March 04, 2023
o/.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.