Petition for Writ of Certiorari — Charles Chitat Ng, Petitioner v. California
Supreme Court briefOct 24, 2022
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*** CAPITAL CASE ***
No. _________
_______________________
In the Supreme Court of the United States
________________________________________________________
CHARLES CHITAT NG, Petitioner
vs.
THE STATE OF CALIFORNIA, Respondent
________________________________________________________
ON PETITION FOR A WRIT OF CERTIORARI TO THE
SUPREME COURT OF THE STATE OF CALIFORNIA
________________________________________________________
PETITION FOR WRIT OF CERTIORARI
ERIC S. MULTHAUP
Counsel of Record for
Petitioner Ng
35 Miller Avenue, Suite 229
Mill Valley, CA 94941
415-381-9311
Fax 415-389-0865
Email: mullew@comcast.net
QUESTIONS PRESENTED
I.
WAS PETITIONER DEPRIVED OF DUE PROCESS AND
HIS RIGHT OF SELF REPRESENTATION UNDER THE
FIFTH, SIXTH, AND FOURTEENTH AMENDMENTS BY
THE TRIAL COURT’S ERRONEOUS REVOCATION OF
HIS SELF REPRESENTATION WITHOUT
JUSTIFICATION WHERE THE RECORD SHOWED
PETITIONER’S DILIGENT PREPARATION FOR TRIAL
AS WELL AS HIS ASSURANCE TO THE COURT THAT
IF HE WAS NOT READY FOR TRIAL IN SIX MONTHS,
HE WOULD VOLUNTARILY ALLOW HIS ADVISORY
COUNSEL TO TAKE OVER.
II.
WAS PETITIONER DEPRIVED OF DUE PROCESS BY
THE TRIAL COURT’S INSISTENCE THAT HE WEAR A
STUN BELT THAT IMPAIRED HIS COGNITIVE
ABILITY TO PARTICIPATE IN THE TRIAL,
NOTWITHSTANDING THE LACK OF ANY RECORD OF
COURTROOM DISTURBANCE OR MISBEHAVIOR,
DEPRIVED HIM OF DUE PROCESS AND A FAIR TRIAL.
III.
WAS PETITIONER DEPRIVED OF DUE PROCESS, A
FAIR TRIAL, AND HIS RIGHT OF CONFRONTATION
BY THE ERRONEOUS ADMISSION OF THE
TESTIMONY OF DECEASED PROSECUTION WITNESS
MAURICE LABERGE GIVEN AT A CANADIAN
EXTRADITION HEARING AT WHICH THERE WAS NO
INCENTIVE TO CONDUCT CROSS-EXAMINATION IN A
MANNER COMPARABLE TO THE SIXTH AMENDMENT
RIGHT OF CONFRONTATION AT A CALIFORNIA
TRIAL.
LIST OF PARTIES
All parties appear in the caption of the case on the cover page.
RELATED CASES
There are no related cases.
i
TABLE OF CONTENTS
PAGE NUMBER
OPINION BELOW ...........................................................................1
JURISDICTION ................................................................................1
CONSTITUTIONAL AND STATUTORY PROVISIONS
INVOLVED .......................................................................................1
STATEMENT OF THE CASE ------------------------------------------------2
A.
The Circumstances of the Offense. -------------------------2
B.
The Proceedings Below. ----------------------------------------3
REASONS FOR GRANTING THE PETITION -------------------------4
INTRODUCTION AND OVERVIEW --------------------------------------4
ARGUMENT -----------------------------------------------------------------------4
I.
II.
APPELLANT WAS DEPRIVED OF DUE PROCESS---------- 4
AND HIS RIGHT OF SELF REPRESENTATION
UNDER THE FIFTH, SIXTH AND FOURTEENTH
AMENDMENTS BY THE TRIAL COURT’S
ERRONEOUS REVOCATION OF HIS SELF
REPRESENTATION WITHOUT JUSTIFICATION.
A.
Summary of Facts. -------------------------------------------- 4
B.
The Trial Court’s Erroneous Revocation of --------------- 5
Self-Representation.
APPELLANT WAS DEPRIVED OF DUE -----------------------7
PROCESS AND A FAIR TRIAL BY THE TRIAL
COURT’S ERRONEOUS RULINGS THAT
SUBJECTED APPELLANT TO ONEROUS
AND UNJUSTIFIED PHYSICAL
CONSTRAINTS, INCLUDING A CAGE AND
A STUN BELT.
A.
Summary of Facts. ----------------------------------------------7
B.
The Court’s Erroneous Insistence on ----------------------9
Petitioner Wearing the Stun Belt.
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PAGE NUMBER
III.
APPELLANT WAS DEPRIVED OF DUE ---------------------- 11
PROCESS, A FAIR TRIAL, AND HIS RIGHT
OF CONFRONTATION BY THE ERRONEOUS
ADMISSION OF THE TESTIMONY OF
DECEASED PROSECUTION WITNESS
MAURICE LABERGE GIVEN AT A
CANADIAN EXTRADITION HEARING.
A.
Summary of Facts.--------------------------------------------- 11
B.
The Court’s Constitutional Error in---------------------- 12
Rejecting Petitioner’s Sixth Amendment
Claim.
CONCLUSION
--------------------------------------------------------------- 14
INDEX TO APPENDIX
APPENDIX A – Opinion of the Supreme Court of California…..
iii
TABLE OF AUTHORITIES CITED
CASES
PAGE NUMBER
California v. Green ------------------------------------------------------------- 13
399 U.S. 149 (1970)
Crawford v. Washington------------------------------------------------- 12, 13
541 U.S. 36 (2004)
Deck v. Missouri ---------------------------------------------------------------- 10
544 U.S. 622 (2005)
Faretta v. California ---------------------------------------------------------- 6
422 U.S. 806 (1975)
Gonzalez v. Pliler --------------------------------------------------------------- 11
341 F.3d 897 (9th Cir. 2003)
Illinois v. Allen ------------------------------------------------------------------ 11
397 U.S. 337 (1970)
Stephenson v. Neal ------------------------------------------------------------- 11
865 F.3d 956 (7th Cir. 2017)
United States v. Durham ---------------------------------------------------- 11
287 F.3d 1297 (11th Cir. 2002)
STATUTES
California Evidence Code Section 1291 (a) (2) ------------------------- 12
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IN THE SUPREME COURT OF THE UNITED STATES
Petitioner Charles Ng respectfully petitions for a writ of certiorari
issue to review the judgment of the Supreme Court of California affirming
his convictions and sentence of death.
OPINION BELOW
The opinion below is People v. Charles Ng, 13 Cal.5th 448 (2022);
2022 Cal.Lexis 4400, attached as Appendix A.
JURISDICTION
The Supreme Court of California issued its decision on July 28,
2002. The jurisdiction of this Court is invoked under 28 U.S.C. §1257(a).
CONSTITUTIONAL AND STATUTORY PROVISIONS INVOLVED
Petitioner’s rights were violated under Sixth, and Fourteenth
Amendments to the United States Constitution. The Fourteenth
Amendment provides that no state shall “deny to any person within its
jurisdiction the equal protection of the laws.” The Sixth Amendment to
the United States Constitution provides:
In all criminal prosecutions the accused shall enjoy the right
to a speedy and public trial, by an impartial jury of the state
and district wherein the crime may have been committed,
which district shall have been previously ascertained by law,
and to be informed of the nature and cause of accusation; to be
confronted with the witnesses against him; to have
compulsory process for obtaining witnesses in his favor, and to
have the assistance of counsel for his defense.
STATEMENT OF THE CASE
A.
The Circumstances of the Offense.
Regarding the circumstances of the offense, the following summary
is taken from the Opinion of the California Supreme Court.
1
Between July 1984 and April 1985, 12 people went missing from
Northern California. In July 1984, Harvey Dubs, his wife Deborah, and
their 16-month-old son Sean disappeared from their San Francisco
apartment. In November 1984, Paul Cosner disappeared from San
Francisco; he tried to sell his car on his way home from work and was
never seen again. In January 1985, Clifford Peranteau failed to show up
for work in San Francisco and was never seen again. One month later, in
February, Jeffrey Gerald disappeared from San Francisco after telling his
roommate he was going to do a “side job” of helping someone move. In
April 1985, Kathleen Allen disappeared from Milpitas after getting into a
car with a stranger who was supposed to take her to see her boyfriend,
Michael Carroll, in Lake Tahoe. Carroll also disappeared. Later that
month, Lonnie Bond, Sr. (Bond), his fiancée Brenda O’Connor, and their
infant son Lonnie Bond, Jr. (Lonnie), disappeared from the house they
rented in Wilseyville. Their friend Scott Stapley, who often visited, also
disappeared.
These disappearances remained unsolved and seemingly unrelated
until defendant, along with accomplice Leonard Lake, attempted to
shoplift a vise from a lumber store in June 1985. While Lake spoke with
police officers, defendant walked away from the scene. After officers
searched his vehicle, Lake was arrested for possession of a firearm and
subsequently committed suicide while in police custody. Officers then
began searching for defendant. This search led officers to Lake’s property
in Wilseyville, where they uncovered evidence that connected defendant
and Lake to the missing persons.
Shortly after Lake’s arrest, defendant fled to Canada. He was arrested in
a shoplifting incident a few weeks later.
2
The defense presented evidence of Lake’s involvement in several
uncharged murders, including his brother, Donald, and his best friend,
Charles Gunnar. Several witnesses, including defendant, testified that
Lake frequently went by the name Charles Gunnar.
The defense presented evidence of Lake’s controlling and abusive
relationships with women. Witnesses also testified about Lake’s interest
in photographing women nude and in sexually provocative positions,
including girls as young as 10 years old. Some women testified about their
personal experiences being photographed by Lake, including one who was
coerced into being photographed and was subsequently raped by Lake
when she was 16 years old.
Lake carried cyanide in his pocket and told several witnesses that
he would take it if he were ever captured. Lake also told witnesses about
wanting to build a bunker to use in a nuclear war. Lake had fantasies of
keeping women hostage in the bunker.
B.
The Proceedings Below.
Petitioner was ultimately extradited from Canada in 1991, at which
time proceedings in the present case began. At the time of his return,
petitioner was represented by the San Francisco Public Defender on one of
the charges. However, most of the charges had been filed in Calaveras
County where the body remains had been found on Lake’s property. The
Calaveras County Justice Court refused petitioner’s request that the San
Francisco Public Defender be appointed on all charges, and instead
appointed two local lawyers. VII CT CAL J 2252. After extensive
litigation regarding representation issues, vicinage issues, and venue
issues, the case was transferred over petitioner’s objection to Orange
County, XVI CT CAL S 5704, and the Orange County Public Defender was
3
appointed. I CT 143-44. Petitioner and the Public Defender had
significant differences of opinion as to how the case should be defended,
and eventually petitioner was granted self-representation. 19 CT 6713.
Petitioner worked diligently to prepare for trial, but that was not fast
enough for the Orange County Court, and his self-representation was
revoked. 22 CT 7509. The Orange County Public Defender represented
petitioner at trial, which began in September 1998. The jury returned
guilty verdicts on February 24, 1999. 36 CT 12225-36 The penalty phase
began on March 8, 1999; the jury returned a sentence of death on April 30,
1999. 40 CT 13235. The sentence was affirmed by the Supreme Court of
California on July 28, 2022.
REASONS FOR GRANTING THE PETITION
INTRODUCTION AND OVERVIEW
Many of the rulings of the trial court and of the California Supreme
Court violated petitioner’s federal constitutional rights, as guaranteed by
the Fifth, Sixth, and Fourteenth Amendments to the Constitution. A grant
of certiorari is necessary to address the important constitutional questions
presented and to bring uniformity to the adjudication of these issues
across the country.
ARGUMENT
I.
APPELLANT WAS DEPRIVED OF DUE PROCESS AND HIS RIGHT
OF SELF REPRESENTATION UNDER THE FIFTH, SIXTH AND
FOURTEENTH AMENDMENTS BY THE TRIAL COURT’S
ERRONEOUS REVOCATION OF HIS SELF REPRESENTATION
WITHOUT JUSTIFICATION.
A.
Summary of Facts.
Following the grant of self-representation on May 15, 1998, appellant
actively and diligently pursued his self-representation during the next three
months, and effectuated numerous steps toward trial preparation. The
4
transcripts of the applications for investigation and expert fees during the period
of self-representation provide a clear demonstration that appellant was engaged
in down-to-earth, nuts-and-bolts trial preparation, not in any fanciful or
irrelevant directions, nor in any dilatory efforts, nor in any other misuse of selfrepresentation.
B.
The Trial Court’s Erroneous Revocation of Self-Representation.
Petitioner calendared a hearing on a motion to continue the trial for
August 21, 1998. The trial court questioned petitioner as to how he had selected
the period of six months as the length of time requested. Petitioner responded
that it was based on the estimate of his advisory counsel from the Public
Defender’s Office. The Court then unilaterally broached the subject of revoking
petitioner’s self-representation – “You know, I want to take a little break, and I
want you to think about me revoking your Faretta status because I think that is
about where we are at”.
After the break, petitioner asked the court to permit his advisory counsel
to argue and revocation, and counsel offered a robust attestation to petitioner’s
diligence since the grant of self-representation three months earlier:
The record is from security personnel at the jail is that Mr. Ng has
been working hard on his case sun up to sunset since the court
appointed him, and the court’s appointment was made because as
the court explained it felt as a matter of law it had to grant that
request. Not that it was discretionary. And it did not condition that
grant on Mr. Ng’s saying he would be ready.
As the court read from the previous transcripts, he said would he
[sic] try to be ready. And it seems to me from the effort he has put
in and not just the fact that he is working morning to night on this
according to the jailers, but for the motions that have been filed,
albeit not written by Mr. Ng but approved by Mr. Ng, he is making
progress. 5 RT 1061.
5
The trial court expressed dubiousness as to petitioner’s ability to prepare
for trial in six months, and petitioner offered the court an unqualified assurance
that the case would go to trial in six months:
The defendant: The suggestion is to have six months as the target
date for my pro per trial date and if it is—if I couldn’t be ready by
then, that counsel would take over.
The Court: Is that your request? Continue it for six months. If you
are not ready, then counsel will take over; is that what you are
saying?
The defendant: That is my understanding, to eliminate any concern
you may have about delay. That will, you know, ensure that I try to
be – if I couldn't be ready by then, my status will be revoked. 5 RT
1062.
Notwithstanding advisory counsel’s testimonial as to petitioner’s
diligence in preparation, and notwithstanding petitioner’s assurance that he
would be ready to try the case prop per in six months or voluntarily give up his
self-representation, the court revoked it on the spot, commenting that petitioner
was “just trying to delay and that is not allowed.” 5 RT 1068.
Faretta v. California, 422 U.S. 806 (1975) noted that self-representation
could be terminated in a manner consistent with the Sixth Amendment if the
defendant was deliberately and repeatedly obstructionist in Court:
We are told that many criminal defendants representing
themselves may use the courtroom for deliberate disruption of
their trials. But the right of self-representation has been
recognized from our beginnings by federal law and by most of
the States, and no such result has thereby occurred. Moreover,
the trial judge may terminate self-representation by a
defendant who deliberately engages in serious and
obstructionist misconduct. See Illinois v. Allen, 397 U.S. 337.
422 U.S. at 834, fn. 46.
Nothing in the record remotely reaches the threshold for revocation
enunciated in Faretta. The court’s unilateral revocation of self-
6
representation without constitutionally adequate cause warrants a grant
of certiorari so that this Court can provide guidance regarding the
permissible grounds for revocation of self-representation.
II.
APPELLANT WAS DEPRIVED OF DUE PROCESS AND A FAIR
TRIAL BY THE TRIAL COURT’S ERRONEOUS RULINGS THAT
SUBJECTED APPELLANT TO ONEROUS AND UNJUSTIFIED
PHYSICAL CONSTRAINTS, INCLUDING A CAGE AND A STUN
BELT.
A.
Summary of Facts.
At appellant’s first appearance in Orange County Superior Court on
September 30, 1994, the Orange County Sheriff unilaterally required
appellant to wear a stun belt along with other physical restraints. 1 RT 9.
Prior to arriving in Orange County, appellant had been held in
administrative segregation in Folsom, and ferried to Calaveras County
Superior Court for court proceedings, where armed guards had been
stationed in the courtroom but appellant had not worn a stun belt. 1 RT
15. At the September 30 hearing, appellant’s counsel expressed concern
that “we have a situation of an escalating security here.” 1 RT 11. The
district attorney, however, argued that appellant was “now restrained a
lot less securely than in Calaveras County.” 1 RT 15. Additionally, the
prosecution stated that there had been “at least two prior findings by
courts in this case that there is a manifest need to restrain the defendant.”
1 RT 9.
In response to appellant’s objection to the use of the belt, the court
replied that it did not “want to second guess the sheriff and everything at
this particular stage” and would therefore allow the belt to remain. 1 RT
12. The court ordered appellant’s leg irons and leg cuff to be removed,
however, and noted that the use of the belt was “probably overkill.” 1 RT
11-12. At a subsequent hearing, held on October 21, 1994, appellant was
7
not forced to wear the stun belt, although he was shackled at his arms,
and legs.
In April 1997, the Public Defender filed a motion to have the
shackles removed during court hearings. 7 CT 2294. At the hearing on
May 9, 1997, 1 RT 43, the court reconsidered whether to require appellant
to wear a stun belt. Appellant’s attorneys argued that the evidence
supporting the use of restraints was “incredibly remote,” and in many
cases relied on “double and triple hearsay.” 2 RT 279. At the same time,
appellant’s attorneys emphasized that appellant “has been in court for 12
years in the courtroom and never had one incident.” 2 RT 280. Appellant’s
attorneys also submitted a declaration provided by the lawyer who
represented appellant in Canada and had experienced no outbursts or
violent incidents during the six years he had spent with appellant. 2 RT
281. Additionally, they emphasized that the use of the stun belt was
likely to create a “very serious” impediment to appellant’s concentration
because it would make appellant constantly aware that “some law
enforcement officer had the ability to zap me.” 2 RT 283-284.
The court concluded that there was “a manifest need” for appellant
to wear the stun belt. 2 RT 291. The basis for this ruling, the court said,
was that appellant “has been found with contraband relevant to a possible
escape.” 2 RT 291. The court did not explain what contraband it was
referring to, but presumably was alluding to the metal clasp of an
envelope that had been found six years earlier in the wall of a visiting
booth used by many prisoners. 2 RT 289-290. Additionally, the court
added, “all of the problems with [other types of] restraints are addressed
by the use of that belt.” 2 RT 291. The use of the belt, the court
explained, would mean that appellant “won’t have people looking at him
8
like he is in chains.” The court told appellant that “I think you prevailed
at the hearing” on the use of restraints. 2 RT 359. After all, the court
noted, the belt “is a painless thing and it is not observant to anybody. So
you are free at counsel table, and you have full movement and it is not
uncomfortable like the chains.” 2 RT 359. The court did not address the
evidence of adverse psychological impact from the stun belt.
On October 14, 1998, shortly before trial, the Orange County Public
Defender filed a Motion to Remove Stun Belt, accompanied by numerous
exhibits. 31 CT 10213. A hearing was held on October 23, 1998, and
counsel for appellant presented, inter alia, expert testimony from Dr.
Stuart Grassian. Dr. Grassian explained that because of appellant’s
psychological background, the use of a stun belt was likely to create a
“very, very, very substantial cognitive impairment in [appellant’s] ability
to participate meaningfully in trial.” 12 RT 2895. Dr. Grassian explained
that appellant was an individual who exhibited a tendency toward
“obsessional thinking,” meaning that “once he gets a thought in his mind,
it become extremely difficult for him to get it out of his mind.” 12 RT 2893.
The stun belt would likely have some adverse impact on any detainee, but
the adverse impact on appellant would be significantly worse, to the point
that “he cannot pay attention adequately.” 12 RT 2893. Instead of having
an awareness of the trial, appellant would be like to develop “a kind of
tunnel vision,” fixating on the threat created by the belt. 12 RT 2893.
The court denied the motion by minute order dated October
26, 1998. 33 CT 11118-11119
B.
The Court’s Erroneous Insistence on Petitioner Wearing the
Stun Belt.
This Court has not directly addressed the constitutional limitations
on forcing a stun belt on a defendant during the course of his trial. The
9
stun belt device inflicts a great psychological distress on a defendant far
beyond the distress that accompanies physical shackles. This Court
decision regarding the limitations on the use of shackles in Deck v.
Missouri, 544 U.S. 622 (2005) provides a reference point for promulgating
constitutional standards for the use of stun belts.
Deck noted that “[j]udicial hostility to shackling may once primarily
have reflected concern for the suffering – the “tortures” and “torments” –
that "very painful" chains could cause.” However, “[m]ore recently, this
Court's opinions have not stressed the need to prevent physical suffering
(for not all modern physical restraints are painful),” but “[i]nstead they
have emphasized the importance of giving effect to three fundamental
legal principles.” The principles involved were (1) the presumption of
innocence; (2) avoidance of impairments of the defendant’s ability to
communicate in the courtroom; and (3) avoidance of affronts to the dignity
of the court – “the use of shackles at trial “affronts” the “dignity and
decorum of judicial proceedings that the judge is seeking to uphold.” 544
U.S. at 632.
Each of these fundamental principles militates against the use of
stun belts except in the most egregious of circumstances. The stun belt
certainly brands the defendant as a dangerous and uncontrollable beast
who need to be handled like a vicious animal even before the first witness
has been called. The imminent threat of getting zapped with 50,000 volts
of electricity is certain to inhibit the defendant’s willingness to speak out
for himself in the course of self-representation. Finally, the use of a stun
belt is an affront to the dignity of the court in that it constitutes a 20th
century version of the repressive shackles that were eventually outlawed
in post-medieval England. See Deck, supra, 544 U.S. at 626.
10
The federal appellate courts that have addressed the constitutional
limits on the use of stun belts have applied standards drawn from inter
alia Illinois v. Allen, 397 U.S. 337 (1970), and have reached conclusions
incompatible with that of the California Supreme Court in this case.
Gonzalez v. Pliler, 341 F.3d 897 (9th Cir. 2003) found constitutional error
in the imposition of a stun belt on a California defendant where the record
contained no evidence of any serious disturbance by the defendant. In
fact, the Ninth Circuit’s description of defendant Gonzalez applies equally
to petitioner – “Gonzalez did not create any disturbance at trial. He did
not try to escape. He made no threats. Despite this, the trial court did not
even hold an evidentiary hearing before ordering the use of the belt. This
procedure did not satisfy the safeguards required by the Constitution.” 341
U.S. at 902. Accord: Stephenson v. Neal, 865 F.3d 956 (7th Cir. 2017);
United States v. Durham, 287 F.3d 1297 (11th Cir. 2002).
For these reasons, petitioner request that this Court grant certiorari
and set the constitutional standard for determining whether a stun belt is
a permissible restraint at trial.
III.
APPELLANT WAS DEPRIVED OF DUE PROCESS, A FAIR
TRIAL, AND HIS RIGHT OF CONFRONTATION BY THE
ERRONEOUS ADMISSION OF THE TESTIMONY OF DECEASED
PROSECUTION WITNESS MAURICE LABERGE GIVEN AT A
CANADIAN EXTRADITION HEARING.
A.
Summary of Facts.
On September 24, 1998, the Public Defender filed a Motion to
exclude the prior testimony of Canadian jailhouse informant, Maurice
LaBerge, which had been given in a Canadian extradition hearing in 1988.
26 CT 8668. The Public Defender noted that LaBerge had been named as a
prosecution witness, but that LaBerge had been killed in an automobile
accident in Alberta, Canada in May 1998. Notwithstanding his death, the
11
prosecution had announced an intent to introduce portions of his
testimony from the Ng extradition hearing held ten years earlier in
November 1988 in Canada. 26 CT 8670. The motion argued for exclusion
on the grounds that 1) the extradition testimony was not admissible under
California Evidence Code Section 1291 (a) (2); 2) that LaBerge was so
inherently incredible as a witness that the admission of his prior
testimony would undermine the truth seeking function of the trial process
and deprive appellant of due process; and 3) appellant’s federal
constitutional right to confront and cross-examine LaBerge would be
violated by the admission of the prior testimony. 26 CT 8691.
Counsel argued that since the Canadian government attorney in the
extradition proceedings had only to establish a prima facie of appellant’s
involvement in the charges to sustain the government’s burden of proof,
defense counsel had little incentive to significantly challenge the
credibility of the government witnesses, including LaBerge 7 RT 1614.
In addition, defense counsel pointed out that the strategy of appellant’s
Canadian attorney in the extradition proceedings was primarily to resist
extradition on the grounds that appellant would certainly be prosecuted
for and likely receive a death penalty in California, which was a sufficient
reason for Canada to refuse extradition regardless of the strength of the
evidence of guilt. There was no incentive to conduct cross-examination at
the Canadian extradition hearing in a manner that comports with the
Sixth Amendment right of confrontation.
B.
The Court’s Constitutional Error in Rejecting Petitioner’s
Sixth Amendment Claim.
Crawford v. Washington, 541 U.S. 36 (2004) held that actual
confrontation on cross-examination is guaranteed by the Sixth
Amendment as a pre-condition for the admission of testimonial
12
statements. “That incriminating statements are given in a testimonial
setting is not an antidote to the confrontation problem, but rather the
trigger that makes Clause’s demand most urgent.” Id. at 66.
Thus, the fact that LaBerge incriminated appellant in the
testimonial setting of a Canadian extradition proceeding increases the
urgency of the cross-examination requirement. Crawford held that the
Sixth Amendment Confrontation Clause barred “admission of testimonial
statements of a witness who did not appear at trial unless he was
unavailable to testify, and the defendant had a prior opportunity for crossexamination.” Id 53-54. The “opportunity” contemplated by Crawford was
an opportunity that carried a comparable incentive and interest to cross
examine, which did not occur here for the reasons set forth in part two
above. Cal v. Green, 399 U.S. 149 (1970) affirmed the admission of
preliminary hearing testimony at a subsequent jury trial on the same
charges, and this type of evidence was approved in Crawford with the
following proviso – “prior trial or preliminary hearing testimony is
admissible only if the defendant had an adequate opportunity to crossexamine.” 541 U.S. at 58. The focus of petitioner’s attorney at the
Canadian extradition hearing was to argue that if petitioner was returned
to California and convicted of one or more of the murder charges, the
prosecution might seek the death penalty. Petitioner’s attorney attempted
to convince the extradition judges that assuming that petitioner would be
found guilty in California, the accompanying possibility of the death
penalty was a sufficient ground to deny extradition. Counsel made no
effort to defend against the merits of the charges because of the distinct
nature of the issues at the extradition, such that the nominal crossexamination at the extradition hearing is not the constitutional equivalent
13
of cross-examination at a preliminary hearing. For this reason, petitioner
urges the Court to grant certiorari and address the issue of whether
testimony given at an extradition in a foreign country constitutes an
“adequate opportunity” for cross-examination as to satisfy the Sixth
Amendment right of confrontation.
CONCLUSION
Wherefore, for the foregoing reasons, petitioner requests that this
Court grant certiorari, and after full consideration, vacate the judgment of
the Supreme Court of California.
Dated: October 23, 2022
Respectfully submitted,
eric s. multhaup
_______________________
ERIC S. MULTHAUP
14
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