Opposition Brief — Jhon Albert Carrizales Pretell, Petitioner v. Florida
Supreme Court briefFeb 6, 2023
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No. 22-5546
IN THE
Supreme Court of the United States
_______________
JHON ALBERT CARRIZALES PRETELL,
Petitioner,
v.
STATE OF FLORIDA,
_______________
Respondent.
ON PETITION FOR A WRIT OF CERTIORARI TO THE
FLORIDA DISTRICT COURT OF APPEAL,
FIRST DISTRICT
_______________
BRIEF IN OPPOSITION
_______________
ASHLEY MOODY
Attorney General of
Florida
OFFICE OF THE
ATTORNEY GENERAL
State of Florida
PL-01, The Capitol
Tallahassee, FL
32399-1050
Phone: (850) 414-3300
henry.whitaker@
myfloridalegal.com
HENRY C. WHITAKER
Solicitor General
Counsel of Record
JEFFREY PAUL DESOUSA
Chief Deputy Solicitor
General
DARRICK W. MONSON
Assistant Solicitor General
Counsel for Respondent
i
QUESTION PRESENTED
More than half a century ago, this Court held that
Florida’s use of six-person juries satisfies the Sixth
Amendment. Williams v. Florida, 399 U.S. 78, 86
(1970). The Court reached that result by examining
the history and purpose of the right to trial by jury
and concluding that, while most founding-era juries
consisted of 12 jurors, the framers enshrined no such
requirement in the Constitution. Relying on Williams,
Florida and five other states continue to use fewer
than 12 jurors in at least some criminal trials. In Florida, where all noncapital crimes are tried before sixmember juries, roughly 4,500 criminal convictions are
pending on direct appeal.
The question presented is whether the Court
should overrule Williams and hold that the Sixth
Amendment requires that states use 12-person juries
in serious criminal cases.
ii
TABLE OF CONTENTS
QUESTION PRESENTED...........................................i
TABLE OF AUTHORITIES...................................... iii
STATEMENT .............................................................. 1
REASONS FOR DENYING THE PETITION ............ 3
I. THE COURT SHOULD REJECT PETITIONER’S
INVITATION TO RECONSIDER AND OVERRULE
WILLIAMS. ..........................................................4
II. THIS CASE IS A POOR VEHICLE...........................17
CONCLUSION .......................................................... 19
iii
TABLE OF AUTHORITIES
CASES
Apodaca v. Oregon,
406 U.S. 404 (1972) .................................... 3, 8–9, 16
Atkins v. Virginia,
536 U.S. 304 (2002) ................................................ 11
Ballew v. Georgia,
435 U.S. 223 (1978) .......................................... 10–12
Brady v. Maryland,
373 U.S. 83 (1963) .................................................. 11
Chafin v. Chafin,
568 U.S. 165 (2013) ................................................ 17
Chapman v. California,
386 U.S. 18 (1967) .................................................. 17
Colgrove v. Battin,
413 U.S. 149 (1973) ...................................... 9–10, 16
Collins v. Youngblood,
497 U.S. 37 (1990) .................................................. 10
Davis v. Florida,
143 S. Ct. 380 (2022) ................................................ 4
Dobbs v. Jackson Women’s Health Org.,
142 S. Ct. 2228 (2022) .............................................. 6
Duncan v. Louisiana,
391 U.S. 145 (1968) .................................................. 1
Gibson v. State,
16 Fla. 291 (1877)..................................................... 1
Gideon v. Wainwright,
372 U.S. 335 (1963) ................................................ 11
Gonzalez v. State,
982 So. 2d 77 (Fla. Dist. Ct. App. 2008) ................ 12
Griffin v. California,
380 U.S. 609 (1965) ................................................ 11
iv
Hurst v. Florida,
577 U.S. 92 (2016) .................................................. 18
Janus v. Am. Fed’n of State, Cnty., & Mun. Emps.,
Council 31,
138 S. Ct. 2448 (2018) ........................................ 5, 12
Kennedy v. Louisiana,
554 U.S. 407 (2008) .................................................. 1
Khorrami v. Arizona,
143 S. Ct. 22 (2022) ............................ 4, 7, 12–13, 15
Lockhart v. McCree,
476 U.S. 162 (1986) ................................................ 15
Ludwig v. Massachusetts,
427 U.S. 618 (1976) ................................................ 10
Miranda v. Arizona,
384 U.S. 436 (1966) ............................................ 2, 11
Neder v. United States,
527 U.S. 1 (1999) .............................................. 17–19
Phillips v. Florida,
142 S. Ct. 721 (2021) ................................................ 4
Ramos v. Louisiana,
140 S. Ct. 1390 (2020) .......................... 3, 5, 8–10, 16
Roper v. Simmons,
543 U.S. 551 (2005) ................................................ 11
Strickland v. Washington,
466 U.S. 668 (1984) ................................................ 11
Taylor v. Louisiana,
419 U.S. 522 (1975) ................................................ 11
United States v. Gaudin,
515 U.S. 506 (1995) ................................................ 10
Washington v. Recuenco,
548 U.S. 212 (2006) ................................................ 18
Weaver v. Massachusetts,
137 S. Ct. 1899 (2017) ...................................... 17–18
v
Weeks v. United States,
232 U.S. 383 (1914) ................................................ 11
Williams v. Florida,
399 U.S. 78 (1970) ..................... i, 1, 3–12, 15–17, 19
STATUTES
Act of February 17, 1877, ch. 3010, § 6,
1877 Fla. Laws 54 .................................................... 1
Ariz. Rev. Stat. § 21-102 ............................................. 4
Conn. Gen. Stat. § 54-82 ............................................. 4
Fla. Stat. § 794.011(2)(a) ............................................. 1
Fla. Stat. § 913.10 ................................................... 1, 4
Ind. Code § 35-37-1-1 .................................................. 4
Mass. Gen. Laws Ch. 218, § 26A ................................ 4
Utah Code. Ann. § 78B-1-104 ..................................... 4
RULES
Fed. R. Civ. P. 48(a)................................................... 16
OTHER AUTHORITIES
Alice Guerra et al., Accuracy of Verdicts Under
Different Jury Sizes and Voting Rules,
28 Sup. Ct. Econ. Rev. 221 (2020) ......................... 13
Annals of Cong. (1789) (Joseph Gales ed., 1834) ....... 7
Antonin Scalia & Bryan A. Garner, Reading Law:
The Interpretation of Legal Texts (2012) ............... 10
Barbara Luppi & Francesco Parisi,
Jury Size and the Hung-Jury Paradox,
42 J. Legal Stud. 399 (2013) .................................. 13
vi
Bridget M. Waller et al., Twelve (Not So) Angry Men:
Managing Conversational Group Size Increases
Perceived Contribution by Decision Makers,
14 Grp. Processes & Intergrp. Rels. 835 (2011) .... 12
Chief Adm’r of Cts., New York State Unified Court
System 2017 Annual Report (2018),
https://tinyurl.com/yckheu9v ................................. 15
Chief Adm’r of Cts., New York State Unified Court
System 2018 Annual Report (2019),
https://tinyurl.com/yc7cvjhe................................... 15
Chief Adm’r of Cts., New York State Unified Court
System 2019 Annual Report (2020),
https://tinyurl.com/2wtwfmdm .............................. 15
Fla. Off. of State Cts. Adm’r, Florida’s Trial Courts
Statistical Reference Guide FY 2016-17 (2018),
https://tinyurl.com/4drv24ky ................................. 14
Fla. Off. of State Cts. Adm’r, Florida’s Trial Courts
Statistical Reference Guide FY 2017-18 (2019),
https://tinyurl.com/433vwfy3 ................................. 14
Fla. Off. of State Cts. Adm’r, Florida’s Trial Courts
Statistical Reference Guide FY 2018-19 (2020),
https://tinyurl.com/43zywh5n ................................ 14
Henry G. Connor, The Constitutional Right to a Trial
by a Jury of the Vicinage,
57 U. Pa. L. Rev. & Am. L. Reg. 197 (1909) ............ 7
James Wilson,
Works of the Honourable James Wilson (1804)....... 9
Jud. Council of Cal., 2018 Court Statistics Report:
Statewide Caseload Trends (2018),
https://tinyurl.com/5n6tj9pr .................................. 14
Jud. Council of Cal., 2019 Court Statistics Report:
Statewide Caseload Trends (2019),
https://tinyurl.com/mwmby3h5 ............................. 15
vii
Jud. Council of Cal., 2020 Court Statistics Report:
Statewide Caseload Trends (2020),
https://tinyurl.com/2mym3hrx ............................... 15
Kaushik Mukhopadhaya, Jury Size and the Free
Rider Problem, 19 J.L. Econ. & Org. 24 (2003)..... 12
Letter from James Madison to Edmund Pendleton,
Sept. 14, 1789, 1 Letters and Other Writings of
James Madison (1865) ............................................. 8
Letter from Richard Henry Lee to Patrick Henry,
Sept. 14, 1789, https://tinyurl.com/muu5xzfa ......... 8
Nicolas Fay et al., Group Discussion as Interactive
Dialogue or as Serial Monologue: The Influence of
Group Size, 11 Psych. Sci. 481 (2000) ................... 13
Off. of Ct. Admin., Annual Statistical Report for the
Texas Judiciary Fiscal Year 2017 (2018),
https://tinyurl.com/mtrp379s ................................. 14
Off. of Ct. Admin., Annual Statistical Report for the
Texas Judiciary Fiscal Year 2018 (2019),
https://tinyurl.com/2s3fsmpf .................................. 14
Off. of Ct. Admin., Annual Statistical Report for the
Texas Judiciary Fiscal Year 2019 (2020),
https://tinyurl.com/ywh779v3 ................................ 14
Patrick E. Higginbotham et al., Better by the Dozen:
Bringing Back the Twelve-Person Civil Jury,
104 Judicature 46 (2020) ....................................... 16
Paul Samuel Reinsch, The English Common Law in
the Early American Colonies, 1 Select Essays in
Anglo-American Legal History 367 (1907) .............. 6
William Blackstone,
Commentaries on the Laws of England (1769) ....... 6
William S. Brackett,
The Freehold Qualification of Jurors,
29 Am. L. Reg. 436 (1881) ........................................ 7
1
STATEMENT
1. In 1877, Florida began using six-person juries
to try noncapital criminal defendants. See Act of February 17, 1877, ch. 3010, § 6, 1877 Fla. Laws 54. That
same year, the Florida Supreme Court held that the
use of six-person juries neither “destroy[ed] [n]or infring[ed] the right of trial by jury.” Gibson v. State, 16
Fla. 291, 300 (1877). Ninety years later, this Court
opened another avenue to challenge the validity of
Florida’s six-person juries, holding that states are
bound by the jury-trial guarantee in the Sixth Amendment to the federal Constitution. See Duncan v. Louisiana, 391 U.S. 145, 149 (1968). But just two years after that, this Court concluded that six-person juries
satisfy that guarantee. Williams v. Florida, 399 U.S.
78, 86 (1970). For nearly as long as states have had a
Sixth Amendment duty to provide criminal jury trials,
this Court’s message to the people of Florida has been
clear: the jury structure that they have settled on for
a century and a half fulfills that duty. Unsurprisingly
then, Florida has continued its longstanding practice
of using six-person juries in trials of noncapital offenses. See Fla. Stat. § 913.10.
2. Petitioner was tried for capital sexual battery of
a child under the age of 12. See Fla. Stat.
§ 794.011(2)(a). Because child rape is not punishable
by death under existing precedent, the trial court empaneled a six-person jury as dictated by Florida law.1
See Fla. Stat. § 913.10. Petitioner’s counsel questioned
1
Although Florida law categorizes sexual battery of a child
under 12 as a capital felony, this Court has held that the Constitution prohibits capital punishment for such crimes. See Kennedy
v. Louisiana, 554 U.S. 407, 413 (2008).
2
the venire panel extensively and participated in jury
selection, exercising cause and peremptory challenges
to various prospective jurors petitioner deemed undesirable. R. 272–302, 306–11. When the jury was empaneled, petitioner stated that he was satisfied with
the jury and proceeded to trial without objection. R.
316.
At trial, the jury heard overwhelming evidence of
petitioner’s guilt. J.P.P., the victim, testified that she
is petitioner’s half-sister. Tr. 41–42 When petitioner
was 19 years old and she was nine or ten, J.P.P. briefly
stayed at his home. Tr. 43–44, 61, 93. During that
time, petitioner brought J.P.P. to his bedroom and
asked her to look for something under his bed. Tr. 44–
45. He then locked the door and tried to bribe J.P.P.
to engage in sexual conduct. Tr. 45–46. Despite
J.P.P.’s refusal, petitioner removed her clothing,
forced her on top of him, and began kissing her. Tr.
46–48. J.P.P. tried to get away, but petitioner held her
down. Tr. 48. He then repeatedly penetrated her genitalia with his own, causing her pain. Tr. 50–51. He
also forced his genitalia into her mouth. Tr. 49–50. Petitioner ended the assault only when someone
knocked on the bedroom door. Tr. 55.
Police interviewed petitioner after he waived his
Miranda rights. Tr. 100–01. A recording of the interview played at trial revealed that petitioner’s story
was largely consistent with J.P.P.’s. He lured J.P.P. to
his bedroom and closed the door behind her. Tr. 104.
He then demanded that J.P.P. “have sex” with him,
but she refused. Tr. 104. Undeterred, petitioner eventually got J.P.P. to remove her clothes and get onto his
3
bed where he began kissing her. Tr. 105–06. Then, petitioner “got on top of her” but found it difficult to insert his penis because she was young enough that “her
vagina still wasn’t there yet.” Tr. 106–07. So he slowly
forced it. Id.
Petitioner admitted to police that J.P.P. told him
the penetration was painful, but that did not stop him
from continuing to “have sex” with her for 14 minutes.
Tr. 107, 109. Petitioner said he stopped the assault because he “was starting to get bored,” felt like he was
close to ejaculating, and heard his son knocking on the
bedroom door. Tr. 109–10.
Presented with this evidence, the jury returned a
unanimous guilty verdict in under 22 minutes. See R.
148.
3. Petitioner appealed his conviction to Florida’s
First District Court of Appeal, arguing that the Sixth
Amendment entitled him to be tried by a 12-person
jury because this Court undermined Williams in Ramos v. Louisiana, 140 S. Ct. 1390 (2020), which held
that the Sixth Amendment requires unanimous verdicts in state court as in federal court, overruling Apodaca v. Oregon, 406 U.S. 404 (1972). The First District
affirmed in a per curiam, summary decision. While
the court briefly addressed other issues petitioner
raised, the court did not address the Sixth Amendment issue, noting only that petitioner had “presented
no reversible error.” Pet. App. 1.
REASONS FOR DENYING THE PETITION
Petitioner contends that the Court should review
the First District’s summary decision and use it as a
vehicle to overrule Williams v. Florida, 399 U.S. 78
4
(1970), which held that the Sixth Amendment permits
six-person juries in criminal cases. As the Court has
done in several recent cases, see Khorrami v. Arizona,
143 S. Ct. 22 (2022); Davis v. Florida, 143 S. Ct. 380
(2022); Phillips v. Florida, 142 S. Ct. 721 (2021), it
should decline that invitation. Petitioner makes no serious attempt to show that overruling Williams is
warranted under traditional principles of stare decisis, and it is not. Not only was Williams correctly decided, but overruling it would also imperil thousands
of criminal convictions in Florida and five other states
that for more than 50 years have relied on its rule.2
And taking that step would be a gratuitous gesture in
this appeal: given the overwhelming evidence presented below, any error would be harmless.
The petition should be denied.
I.
THE
COURT SHOULD REJECT PETITIONER’S
INVITATION TO RECONSIDER AND OVERRULE
WILLIAMS.
In Williams v. Florida, 399 U.S. 78 (1970), this
Court held that the Sixth Amendment permits juries
comprised of six members in serious criminal cases.
Although petitioner urges the Court to grant review to
overrule this 53-year-old case, he does not
acknowledge his heavy burden to show that the Court
should do so.
2
See Ariz. Rev. Stat. § 21-102; Conn. Gen. Stat. § 54-82; Fla.
Stat. § 913.10; Ind. Code § 35-37-1-1; Mass. Gen. Laws Ch. 218,
§ 26A; Utah Code. Ann. § 78B-1-104.
5
This Court does not lightly overrule precedent.
“Stare decisis is the preferred course because it promotes the evenhanded, predictable, and consistent development of legal principles, fosters reliance on judicial decisions, and contributes to the actual and perceived integrity of the judicial process.” Janus v. Am.
Fed’n of State, Cnty., & Mun. Emps., Council 31, 138
S. Ct. 2448, 2478 (2018). To that end, this Court considers several factors before overruling a prior decision: the quality of the prior decision’s reasoning, the
workability of its holding, its consistency with other
cases, post-decision developments, and reliance on the
decision. Id. at 2478–79. Those factors favor leaving
Williams undisturbed.
1. Petitioner is wrong to dismiss the quality of Williams’ reasoning as a “functional approach” to jurytrial issues that this Court has since categorically
“discarded.” Pet. 9; see also id. at 18–20. On the contrary, Justice White’s opinion for the Court in Williams—thick with scholarly footnotes—extensively
canvassed the history of, and purposes behind, the
jury-trial right as established by “the Framers” in the
Sixth Amendment. 399 U.S. at 103. The Court devoted
13 pages to the history and development of the common-law jury and the Sixth Amendment. See id. at
87–99; see also Ramos, 140 S. Ct. at 1433 (Alito, J.,
dissenting) (observing that Williams contained “a detailed discussion of the original meaning of the Sixth
Amendment jury-trial right”). Williams examined the
history surrounding the common-law 12-person requirement. See 399 U.S. at 87–89, 87 nn.19–20, 88
n.23. It addressed the Court’s previous cases discussing jury size. See id. at 90–92, 90 n.26, 91 nn.27–28,
92 nn.29–31. It discussed the history of Article III’s
6
jury-trial provision and the accompanying ratification
debates. See id. at 93–94, 93 nn.34–35. It analyzed the
drafting history of the Sixth Amendment, including
disputes over what language to use. See id. at 94–97,
94 n.37, 95 n.39. And it considered contemporaneous
constitutional provisions and statutes regarding juries. See id. at 97 & nn.43–44. The upshot was that,
as a matter of original meaning, the word “jury” in the
Sixth Amendment did not codify any common-law
practice of empaneling 12 jurors. See id. at 99–100.
Petitioner makes no attempt to identify error in
that analysis. As Williams observed, while the “jury
at common law came to be fixed generally at 12, that
particular feature of the common law jury appears to
have been a historical accident,” 399 U.S. at 89 (footnote omitted), and was not uniform even at common
law, as the Pennsylvania colony “employed juries of
six or seven,” id. at 98 n.45 ((citing Paul Samuel Reinsch, The English Common Law in the Early American
Colonies, in 1 Select Essays in Anglo-American Legal
History 367, 398 (1907)).
But even assuming uniformity in common-law
practice, the Court explained that not every such practice was “immutably codified into our Constitution.”
Williams, 399 U.S. at 90; see Dobbs v. Jackson
Women’s Health Org., 142 S. Ct. 2228, 2255 (2022)
(“[T]he fact that many States in the late 18th and
early 19th century did not criminalize pre-quickening
abortions does not mean that anyone thought the
States lacked the authority to do so.”). For example, at
English common law, a jury consisted of 12 male freeholders (i.e., landowners) from the vicinage (i.e.,
county) of the alleged crime. 4 William Blackstone,
7
Commentaries on the Laws of England 343–44 (1769);
see also Henry G. Connor, The Constitutional Right to
a Trial by a Jury of the Vicinage, 57 U. Pa. L. Rev. &
Am. L. Reg. 197, 198–99 (1909) (quoting the Continental Congress’s explanation of the prevailing practice of
using “12 . . . countrymen and peers of [the accused’s]
vicinage”); William S. Brackett, The Freehold Qualification of Jurors, 29 Am. L. Reg. 436, 444–46 (1881)
(detailing the colonies’ widespread practice of following the common-law requirement that juries consist
only of “freeholders”). Yet petitioner does not contend
that the Sixth Amendment at any point in history
mandated that a jury consist only of male landowners
hailing from a particular county.
As Williams correctly observed, any such contention would be inconsistent with Sixth Amendment’s
drafting history. The Framers, the Court explained,
resoundingly rejected James Madison’s proposal to
constitutionalize in the Sixth Amendment all the “accustomed requisites” of the common-law jury. Williams, 399 U.S. at 94 (quoting 1 Annals of Cong. 452
(1789) (Joseph Gales ed., 1834)). Instead, the Sixth
Amendment that the Framers proposed and the people ratified required only that juries be impartial and
drawn from the state and district in which the crime
was committed, which departed from the common-law
practice by allowing Congress to establish the relevant vicinage through its creation of judicial districts.
And though one might conclude that the Framers rejected the common-law requisites of jury composition
because they were implicit in the word “jury,” Williams, 399 U.S. at 96–97 (noting the possibility); see
also Khorrami, 143 S. Ct. at 25 (Gorsuch, J., dissenting from denial of certiorari), Madison certainly did
8
not think that was the case. He lamented that in removing the common-law requirements, the Framers
“str[uck] . . . at the most salutary articles.” Williams,
399 U.S. at 95 n.39 (quoting Letter from James Madison to Edmund Pendleton, Sept. 14, 1789, in 1 Letters
and Other Writings of James Madison 491 (1865)).
And Senator Richard Henry Lee “grieved” that they
had left the “Jury trial in criminal cases much loosened.” Letter from Richard Henry Lee to Patrick
Henry, Sept. 14, 1789, https://tinyurl.com/muu5xzfa.
That would seem a dramatic reaction to the mere
trimming of surplusage.
2. Petitioner errs in contending (at 18) that this
Court’s recent decision in Ramos requires overruling
Williams. Ramos held that the Sixth Amendment constitutionalized the common-law requirement that a
jury be unanimous, thus overruling this Court’s fractured decision to the contrary in Apodaca v. Oregon,
406 U.S. 404 (1972). In doing so, Ramos discounted
the relevance of the Amendment’s drafting history,
stating that “rather than dwelling on text left on the
cutting room floor, we are much better served by interpreting the language Congress retained and the
States ratified.” 140 S. Ct. at 1400. The Court instead
relied on the fact that the unanimity of a jury verdict
was “a vital right protected by the common law,” id. at
1395, to conclude that the Sixth Amendment protected the same.
But it does not follow that the Sixth Amendment
codified all aspects of the jury trial that obtained at
common law—in particular the common-law rules for
jury composition such as the number of jurors, vicinage, and juror landownership. James Wilson—a
9
framer of the Constitution and one of the first Justices
on this Court—for instance observed: “When I speak
of juries, I feel no peculiar predilection for the number
twelve.” 2 James Wilson, Works of the Honourable
James Wilson 305 (1804) (quoted in Colgrove v. Battin,
413 U.S. 149, 156 n.10 (1973)). Rather, Wilson wrote,
a jury “mean[s] a convenient number of citizens, selected and impartial, who . . . are vested with discretionary powers to try the truth of facts.” Id. at 306. Six
impartial jurors acting by unanimous consent satisfy
that definition. And the Court in Williams itself noted
that its holding that a jury of six is constitutional was
distinct from the requirement of unanimity, which, it
observed, “unlike [jury size], may well serve an important role in the jury function”—namely, “as a device for insuring that the Government bear the heavier burden of proof.” 399 U.S. at 100 n.46.
Still less does it follow that the Court should discard Williams as Ramos discarded Apodaca. Unlike
Williams, which commanded a solid majority of this
Court, Apodaca was a uniquely fractured decision
that several Justices concluded was not entitled to respect under the doctrine of stare decisis at all. See Ramos, 140 S. Ct. at 1398–99 (opinion of Gorsuch, J.,
joined by Ginsburg, Breyer, and Sotomayor, JJ.); id.
at 1409 (Sotomayor, J., concurring in part) (calling
Apodaca a “universe of one”); id. at 1402 (opinion of
Gorsuch, J., joined by Ginsburg and Breyer, JJ.) (concluding that Apodaca supplied no governing precedent). Unlike Apodoca’s holding that the Sixth
Amendment does not require unanimous juries in
state prosecutions, which subsequent cases referred to
as an “exception” and struggled to explain what it
“mean[t],” Ramos, 140 S. Ct. at 1399, Williams has
10
consistently been “adhere[d] to” and “reaffirm[ed].”
Ballew v. Georgia, 435 U.S. 223, 239 (1978) (opinion of
Blackmun, J., joined by Stevens, J.); see also Ludwig
v. Massachusetts, 427 U.S. 618, 625–26 (1976); Collins
v. Youngblood, 497 U.S. 37, 52 n.4 (1990); United
States v. Gaudin, 515 U.S. 506, 510 n.2 (1995). And in
Colgrove, this Court followed Williams in holding that
six-person juries satisfy the Seventh Amendment’s
guarantee of a jury trial in civil cases. 413 U.S. at 158–
60. That does not reflect a decision that has “become
lonelier with time.” Ramos, 140 S. Ct. at 1408.
3. Nor is reconsidering Williams warranted on the
ground that the Court followed its detailed historical
analysis with an assessment of the purpose of the jury
trial and the functioning of a six-person jury. See 399
U.S. at 100–02. In Williams, this Court construed the
purpose of the jury right to be “the interposition between the accused and his accuser of the commonsense judgment of a group of laymen,” and reasoned that the difference between a jury of six and 12
is not likely to make a difference in that regard “particularly if the requirement of unanimity is retained.”
Id. at 100. The Court also found that the available
data “indicate that there is no discernible difference
between the results reached by” six- and 12-person juries. Id. at 101 & n.48 (citing studies).
Purpose may validly inform the meaning of text.
See Antonin Scalia & Bryan A. Garner, Reading Law:
The Interpretation of Legal Texts 56 (2012) (“Of course,
words are given meaning by their context, and context
includes the purpose of the text.”). Not surprisingly,
this Court’s criminal-procedure precedents routinely
have considered purpose—and with far less analysis
11
of original meaning than Williams—in interpreting
constitutional meaning. See, e.g., Taylor v. Louisiana,
419 U.S. 522, 530 (1975) (Sixth Amendment requires
juries selected from fair cross section of community);
Miranda v. Arizona, 384 U.S. 436, 471–74 (1966) (law
enforcement must inform detainees of Fifth Amendment rights and obtain waiver before proceeding with
interrogation); Gideon v. Wainwright, 372 U.S. 335,
343–45 (1963) (Sixth Amendment requires court-appointed counsel for indigent defendants); Weeks v.
United States, 232 U.S. 383, 393 (1914) (evidence
seized in violation of Fourth Amendment is inadmissible at trial); Brady v. Maryland, 373 U.S. 83, 87–88
(1963) (prosecution must provide exculpatory evidence to defendant); Strickland v. Washington, 466
U.S. 668, 686–87 (1984) (Sixth Amendment requires
defense attorney to provide effective assistance); Atkins v. Virginia, 536 U.S. 304, 320–21 (2002) (Eighth
Amendment prohibits imposing capital punishment
on mentally disabled); Roper v. Simmons, 543 U.S.
551, 568–69 (2005) (Eighth Amendment prohibits imposing capital punishment for crimes committed when
defendant was under 18); Griffin v. California, 380
U.S. 609, 614–15 (1965) (Fifth Amendment prohibits
adverse inference from defendant’s failure to testify).
There is no basis for discounting Williams’ reasoning
simply because it also considered the “function”
served by the right. 399 U.S. at 99.
4. Petitioner is also wrong that post-decision developments have cast doubt on Williams’ reasoning that
a six-person jury fulfills the purposes of the Sixth
Amendment. Petitioner quotes Justice Blackmun’s
opinion in Ballew and the opinion of a Florida intermediate appellate court to suggest that post-Williams
12
research shows that six-person juries do not function
as well as 12-person juries. Pet. at 11–12, 15–17; see
also Khorrami, 143 S. Ct. at 26–27 (Gorsuch, J., dissenting from denial of certiorari). But those do not present the kinds of overwhelming developments sufficient to “erode” Williams’ “underpinnings,” Janus, 138
S. Ct. at 2482—and in many ways later developments
corroborate Williams.
To start, Ballew itself did not find that the purported developments warranted overruling Williams;
it “adhere[d] to” and “reaffirm[ed]” Williams. 435 U.S.
at 239 (opinion of Blackmun, J., joined by Stevens, J.).
And the Florida intermediate appellate court petitioner relies on conceded that “[t]he scholarship and
evidence in this regard, however, are not undisputed,
and the various scientific theories are not necessarily
cohesive.” Pet. 17 (quoting Gonzalez v. State, 982 So.
2d 77, 83 (Fla. Dist. Ct. App. 2008)).
In fact, social-science studies amply support Williams’ conclusions, leading some scholars to criticize
courts for claiming that six-person juries are inferior.
See Kaushik Mukhopadhaya, Jury Size and the Free
Rider Problem, 19 J.L. Econ. & Org. 24, 24 (2003).
Smaller juries are preferable to larger ones in several
ways. For one, larger juries can lead to a “free riding”
phenomenon where jurors pay less attention and participate less in deliberations because they think there
are plenty of other jurors to do the work. Id. at 40.
That, in turn, can lead to less accurate verdicts. Id.
Six-person juries, by contrast, are more likely to
make decisions as a group rather than by a few outgoing jurors who dominate deliberations. See Bridget
13
M. Waller et al., Twelve (Not So) Angry Men: Managing Conversational Group Size Increases Perceived
Contribution by Decision Makers, 14 Grp. Processes &
Intergrp. Rels. 835, 839 (2011); see also Nicolas Fay et
al., Group Discussion as Interactive Dialogue or as Serial Monologue: The Influence of Group Size, 11 Psych.
Sci. 481, 481 (2000) (reporting similar findings in nonjury groups). A juror is likelier to find his or her voice
in a smaller group setting.
Many assume that the additional jurors in a 12person jury make it more likely that one or more jurors will prevent the conviction of an innocent defendant. But if that were true, the rates of hung-juries
would be higher for 12-person juries than six-person
juries. Yet empirical data shows no significant differences in the rates of hung juries between six- and 12person juries. See, e.g., Barbara Luppi & Francesco
Parisi, Jury Size and the Hung-Jury Paradox, 42 J.
Legal Stud. 399, 402–04 (2013) (collecting studies).
And other studies show that, if required to be unanimous, six-person juries do not suffer from a meaningful increase in inaccurate verdicts. See Alice Guerra et
al., Accuracy of Verdicts Under Different Jury Sizes
and Voting Rules, 28 Sup. Ct. Econ. Rev. 221, 232
(2020) (concluding that unanimous six-person juries
“are alternative ways to maximize the accuracy of verdicts while preserving the functionality of juries”).
That reality is reflected in publicly available statistics. Far from returning higher rates of convictions,
Pet. 17; see also Khorrami, 143 S. Ct. at 26 (Gorsuch,
J., dissenting from denial of certiorari), Florida juries
convict criminal defendants at comparable—and pos-
14
sibly even slightly lower—rates than juries in jurisdictions that use 12 jurors. For example, between 2017
and 2019, felony juries in Florida convicted defendants at rates of 74.0%,3 73.3%,4 and 72.1%,5 respectively. In the same years, felony juries in Texas convicted at rates of 79.0%,6 81.0%,7 and 78.0%;8 felony
juries in California convicted at rates of 86.0%,9
3
See Fla. Off. of State Cts. Adm’r, Florida’s Trial Courts Statistical Reference Guide FY 2016-17 3-21 (2018), https://tinyurl.com/4drv24ky (1,901 convictions out of 2,570 cases that
went to the jury).
4
See Fla. Off. of State Cts. Adm’r, Florida’s Trial Courts Statistical Reference Guide FY 2017-18 3-21 (2019), https://tinyurl.com/433vwfy3 (1,784 convictions out of 2,434 cases that
went to the jury).
5
See Fla. Off. of State Cts. Adm’r, Florida’s Trial Courts Statistical Reference Guide FY 2018-19 3-21 (2020), https://tinyurl.com/43zywh5n (1,621 convictions out of 2,248 cases that
went to the jury).
6
Off. of Ct. Admin., Annual Statistical Report for the Texas
Judiciary Fiscal Year 2017 Court-Level - 20 (2018), https://tinyurl.com/mtrp379s.
7
Off. of Ct. Admin., Annual Statistical Report for the Texas
Judiciary Fiscal Year 2018 Court-Level - 21 (2019), https://tinyurl.com/2s3fsmpf.
8
Off. of Ct. Admin., Annual Statistical Report for the Texas
Judiciary Fiscal Year 2019 Court-Level 23 (2020), https://tinyurl.com/ywh779v3.
9
Jud. Council of Cal., 2018 Court Statistics Report: Statewide
Caseload Trends 69 (2018), https://tinyurl.com/5n6tj9pr.
15
85.0%,10 and 84.0%;11 and felony juries in New York
convicted at rates of 74.6%,12 73.7%,13 and 75.2%.14 Petitioner’s implication that Florida juries are steamrolling criminal defendants relative to other jurisdictions thus lacks support in the data. This data set instead reflects what multiple studies have shown: sixand 12-person juries similarly serve to “interpos[e] between the accused and his accuser . . . the commonsense judgment of a group of laymen.” Williams,
399 U.S. at 100.15 It is thus not true, as petitioner
would have it, that “six- and twelve-person juries are
not functionally equivalent.” Pet. 17.
5. Petitioner does not so much as acknowledge, let
alone dispute, that overruling Williams would have
sweeping consequences for the citizens of Arizona,
10
Jud. Council of Cal., 2019 Court Statistics Report:
Statewide
Caseload
Trends
69
(2019),
https://tinyurl.com/mwmby3h5.
11
Jud. Council of Cal., 2020 Court Statistics Report:
Statewide
Caseload
Trends
55
(2020),
https://tinyurl.com/2mym3hrx.
12
Chief Adm’r of Cts., New York State Unified Court System
2017 Annual Report 48 (2018), https://tinyurl.com/yckheu9v.
13
Chief Adm’r of Cts., New York State Unified Court System
2018 Annual Report 42 (2019), https://tinyurl.com/yc7cvjhe.
14
Chief Adm’r of Cts., New York State Unified Court System
2019 Annual Report 38 (2020), https://tinyurl.com/2wtwfmdm.
15
Relying on studies purporting to show that smaller juries
result in fewer minority jurors, petitioner says that six-person
juries threaten the right to a jury drawn from a fair cross-section
of the community. See Pet. 11–12; see also Khorrami, 143 S. Ct.
at 26 (Gorsuch, J., dissenting from denial of certiorari). Even if
that were true, the fair-cross-section requirement applies only to
the venire, not the petit jury. Lockhart v. McCree, 476 U.S. 162,
173–74 (1986).
16
Connecticut, Florida, Indiana, Massachusetts, and
Utah, who have for decades relied on Williams in using criminal juries of less than 12 jurors.
Florida is the third most populous state in the
country and tries all noncapital crimes before six-person juries. Currently, roughly 4,500 criminal convictions are pending on direct appeal in Florida. Overruling Williams would force the use of public resources to
conduct thousands of retrials on top of the trials already pending and might well result in the release of
convicted criminals into the public.
The states’ reliance interests here far outstrip the
already “massive” and “concrete” reliance interests in
Ramos. 140 S. Ct. at 1438 (Alito, J., dissenting).
There, only two states allowed nonunanimous jury
verdicts, and overruling Apodaca affected only those
convictions that were actually obtained by nonunanimous verdicts. The affected convictions numbered
somewhere in the hundreds. Id. at 1406. Here, by contrast, six states use juries with less than 12 jurors in
at least some criminal prosecutions. And all convictions from those juries would suddenly be suspect. In
Florida, that is every conviction that is not a capital
case, which amounts to several thousands.
As a last point on reliance, overruling Williams
would not merely affect criminal cases. In Colgrove,
this Court relied on Williams in holding that the Seventh Amendment permits six-person juries in civil trials. 413 U.S. at 158–60. Consequently, nearly 90% of
federal civil verdicts would also be in jeopardy. See
Fed. R. Civ. P. 48(a); Patrick E. Higginbotham et al.,
Better by the Dozen: Bringing Back the Twelve-Person
Civil Jury, 104 Judicature 46, 50 (2020) (finding that
17
only roughly 12% of federal civil trials use 12-person
juries).
II. THIS CASE IS A POOR VEHICLE.
At any rate, this case is a poor vehicle for reconsidering Williams. This Court generally avoids deciding
legal issues when doing so will have no effect on the
litigants in the case. See Chafin v. Chafin, 568 U.S.
165, 172 (2013). Yet even if the Court granted the petition and overruled Williams, petitioner would not
obtain relief because the error would be harmless.
A constitutional error at trial generally does not
require automatic reversal. Chapman v. California,
386 U.S. 18, 22 (1967). An error usually requires reversal only if it was likely to have affected the outcome
of the trial. Id. Thus, “most constitutional errors can
be harmless.” Neder v. United States, 527 U.S. 1, 8
(1999). If the defendant had the assistance of counsel
in a trial with an impartial adjudicator, “there is a
strong presumption” that any errors are subject to
harmless-error analysis. Id.
The only exception to the general rule subjecting
constitutional errors to harmless-error analysis is for
so-called “structural errors.” Weaver v. Massachusetts,
137 S. Ct. 1899, 1907 (2017). But the exception applies
only to a “very limited class” of errors. Neder, 527 U.S.
at 8. Those errors fall under three categories—none of
which would include empaneling fewer than 12 jurors.
First, an error may be structural when the violated
right protects some interest other than preventing erroneous convictions. Weaver, 137 S. Ct. at 1908. But
petitioner himself contends that “accuracy of the re-
18
sults” at trial is the interest protected by the purported 12-person requirement. Pet. 12. Second, errors
are structural when they are inherently harmful such
that they always result in fundamental unfairness.
Weaver, 137 S. Ct. at 1908. Smaller juries, however,
cannot be said to always result in unfairness—in
many cases they will have no effect or may even benefit the defendant. Third, an error is structural if the
effect of the error is impossible to determine. Id. But
as this Court held in Neder, the effect of violating a
defendant’s Sixth Amendment jury right is not always
impossible to determine because a court can review
the record and, if the evidence is “overwhelming” and
“uncontroverted,” determine beyond a reasonable
doubt what the jury would have done. 527 U.S. at 9.
In Neder, an element of the charged offense was
omitted from the jury instructions such that the jury
did not find every element of the offense. See id. at 8.
Even though that error deprived the defendant of his
Sixth Amendment jury right because the omission
meant a jury never convicted him of the charged offense, the Court held that the error was harmless. Id.
at 15, 19–20. Because the record contained “overwhelming” and “uncontroverted” evidence of the omitted element, the Court found beyond a reasonable
doubt that the jury would have found the omitted element. See id. at 9, 19–20. Similarly, this Court has
subjected other deprivations of a Sixth Amendment
jury to harmless-error analysis. See Washington v.
Recuenco, 548 U.S. 212, 221–22 (2006) (subjecting a
judge’s unconstitutional finding of a fact that increased the maximum possible sentence to harmlesserror analysis); Hurst v. Florida, 577 U.S. 92, 102–03
(2016) (remanding to determine whether depriving
19
defendant of the right to have a jury find aggravating
factors necessary for a death sentence was harmless).
Were Williams overruled, the same reasoning
would apply here. A court can review the trial record
and evaluate whether the evidence was “overwhelming” and “uncontroverted” such that there is no reasonable doubt that an additional six jurors would have
had no effect on the outcome. If anything, the case for
harmless-error review is stronger here than in Neder
as an appellate court at least has the benefit of a jury
finding as to each element of the offense.
The State would prove any error here harmless beyond a reasonable doubt. The evidence at trial was
“overwhelming” and “uncontroverted.” The child testified in detail about petitioner’s sexual attack on her.
And petitioner confessed all the relevant details to the
police. Presented with that evidence, petitioner’s jury
needed less than 22 minutes to unanimously find him
guilty. Changing the size of the jury would not have
altered that outcome. Thus, petitioner would not be
entitled to reversal of his conviction whether or not
the Court overruled Williams. So even if the Court
wished to take the drastic step of overruling a 53-yearold precedent, the Court should at least do so in a case
where the decision will affect the ultimate outcome.
CONCLUSION
The petition for a writ of certiorari should be denied.
20
Respectfully submitted,
ASHLEY MOODY
Attorney General of Florida
OFFICE OF THE
ATTORNEY GENERAL
State of Florida
PL-01, The Capitol
Tallahassee, FL
32399-1050
Phone: (850) 414-3300
henry.whitaker@
myfloridalegal.com
HENRY C. WHITAKER
Solicitor General
Counsel of Record
JEFFREY PAUL DESOUSA
Chief Deputy Solicitor
General
DARRICK W. MONSON
Assistant Solicitor General
Counsel for Respondent
February 6, 2023
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.