Respondents Brief — Sunoco LP, et al., Petitioners v. City and County of Honolulu, Hawaii, et al.
Supreme Court briefFeb 6, 2023
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No. 22-523
In The
Supreme Court of the United States
Sunoco LP, et al.,
v.
Petitioners,
City and County of Honolulu, et al.,
Respondents.
On Petition for Writ of Certiorari
to the United States Court of Appeals
for the Ninth Circuit
BRIEF FOR RESPONDENTS
CITY AND COUNTY OF HONOLULU, ET AL.
Victor M. Sher
Counsel of Record
Matthew K. Edling
Martin D. Quiñones
Quentin C. Karpilow
Sher Edling LLP
100 Montgomery St.,
Suite 1410
San Francisco, CA 94104
(628) 231-2500
vic@sheredling.com
matt@sheredling.com
marty@sheredling.com
quentin@sheredling.com
Counsel for Respondents
Victoria J. Takayesu
Acting Corporation Counsel
200 South High Street,
Third Floor
Wailuku, HI 96793
(808) 270-7740
Counsel for Respondent
the County of Maui
Dana M.O. Viola
Corporation Counsel
530 South King St.,
Room 110
Honolulu, HI 96813
(808) 768-5129
Counsel for Respondents
City & County of Honolulu,
and Honolulu Board of
Water Supply
(Additional counsel listed on signature page)
Mosaic - (301) 927-3800 - Cheverly, MD
49261_Ltrhd.indd
1
6/11/08
12:44:0
i
QUESTIONS PRESENTED
1.
Whether respondents can satisfy the “colorable
federal defense” requirement of the federal-officerremoval statute, 28 U.S.C. § 1442, by asserting a
defense that is unrelated to any actions that respondents purportedly took under the direction or
control of a federal officer.
2. Whether the Court create a new exception to the
well-pleaded complaint rule that confers federal
question jurisdiction over respondents’ state-law
complaints based on petitioners’ assertion that respondents’ claims are “governed by” federal common law where the common law on which petitioners purport to rely has been displaced by a federal
statute and petitioners cannot show that respondents’ state-law claims necessarily present a substantial federal question that could be adjudicated
in federal court without upsetting the federal-state
division of judicial responsibility, as required by
Grable & Sons Metal Products, Inc. v. Darue Engineering & Manufacturing, 545 U.S. 308 (2005).
iii
TABLE OF CONTENTS
Page
INTRODUCTION...............................................
1
STATEMENT.......................................................
5
I. Legal Background........................................
5
II. Facts and Procedural History.....................
7
REASONS THE PETITION SHOULD
BE DENIED.....................................................
8
I. The Ninth Circuit’s Rejection of
Federal-Officer Jurisdiction Does Not
Warrant Certiorari Review.........................
8
A. There Is No Circuit Split.......................
9
B. The Decision Below Is Correct..............
17
C. The First Question Presented Is
Neither Important Nor Cleanly
Raised.....................................................
23
II. Petitioners’ Theory of
Federal-Common-Law Removal Does
Not Warrant Certiorari Review..................
26
CONCLUSION....................................................
32
v
TABLE OF AUTHORITIES
Cases
Am. Elec. Power Co. v. Connecticut,
564 U.S. 410 (2011)..........................................
Page
28
Arizona v. Manypenny,
451 U.S. 232 (1981)................................... 2, 3, 6, 20
Bd. of Cnty. Commissioners of Boulder Cnty.
v. Suncor Energy (U.S.A.) Inc.,
25 F.4th 1238 (10th Cir. 2022)........ 2, 5, 27, 29, 30
Bell v. Thornburg,
743 F.3d 84 (5th Cir. 2014)..............................
16
Beneficial Nat. Bank v. Anderson,
539 U.S. 1 (2003)..............................................
27
Bennett v. MIS Corp.,
607 F.3d 1076 (6th Cir. 2010)..........................
16
Black v. Cutter Labs.,
351 U.S. 292 (1956)..........................................
26
Butler v. Coast Elec. Power Ass’n,
926 F.3d 190 (5th Cir. 2019)............................
14
California v. Rooney,
483 U.S. 307 (1987).................................. 13, 16, 26
Caterpillar Inc. v. Williams,
482 U.S. 386 (1987)..........................................
27
Caver v. Cent. Alabama Elec. Coop.,
845 F.3d 1135 (11th Cir. 2017)........................
14
Chevron Corp. v. City of Oakland,
141 S. Ct. 2776 (2021)...................................... 5, 26
City of Cookeville, Tenn. v. Upper Cumberland
Elec. Membership Corp.,
484 F.3d 380 (6th Cir. 2007)............................
15
vi
TABLE OF AUTHORITIES—Continued
Page
City of Hoboken v. Chevron Corp.,
45 F.4th 699 (3d Cir. 2022)...... 1, 2, 5, 13, 25, 27, 30
City of Milwaukee v. Illinois,
451 U.S. 304 (1981)..........................................
29
City of New York v. Chevron Corp.,
993 F.3d 81 (2d Cir. 2021)...............................
30
City of Oakland v. BP PLC,
969 F.3d 895 (9th Cir. 2020)............................
30
Coregis Ins. Co. v. Am. Health Found., Inc.,
241 F.3d 123 (2d Cir. 2001).............................
2
County of San Mateo v. Chevron Corp.,
32 F.4th 733 (9th Cir. 2022)........... 1, 5, 7, 9, 27, 30
Georgia v. Tenn. Copper Co.,
240 U.S. 650 (1916)..........................................
29
Goncalves v. Rady Children’s Hosp. San Diego,
865 F.3d 1237 (9th Cir. 2017).......................... 3, 11
Grable & Sons Metal Prods., Inc. v. Darue
Engineering & Mfg.,
545 U.S. 308 (2005)..........................................
i, 28
Gunn v. Minton,
568 U.S. 251 (2013).......................................... 5, 28
Herb v. Pitcairn,
324 U.S. 117 (1945)..........................................
26
Hertz Corp. v. Friend,
559 U.S. 77 (2010)............................................
26
In re Commonwealth’s Motion to Appoint
Counsel Against or Directed to Def. Ass’n
of Philadelphia,
790 F.3d 457 (3d Cir. 2015)................ 12, 13, 17, 19
vii
TABLE OF AUTHORITIES—Continued
Page
Illinois v. City of Milwaukee,
406 U.S. 91 (1972)............................................
29
Jefferson Cnty., Ala. v. Acker,
527 U.S. 423 (1999)..................................... 7, 22, 23
John Wyeth & Bro. Ltd. v. CIGNA Int’l Corp.,
119 F.3d 1070 (3d Cir. 1997)...........................
2
Joseph v. United States,
135 S. Ct. 705 (2014)........................................
12
Lovell Mfg., a Div. of Patterson-Erie Corp.
v. Exp.-Imp. Bank of the U.S.,
843 F.2d 725 (3d Cir. 1988).............................
16
Magnin v. Teledyne Cont’l Motors,
91 F.3d 1424 (11th Cir. 1996)..........................
17
Mayor & City Council of Baltimore v. BP P.L.C.,
31 F.4th 178 (4th Cir. 2022)......... 1, 5, 9, 27, 29, 30
McKesson v. Doe,
141 S. Ct. 48 (2020)..........................................
24
Merrill Lynch, Pierce, Fenner & Smith Inc. v.
Manning,
578 U.S. 374 (2016)..........................................
28
Mesa v. California,
489 U.S. 121 (1989)................ 3, 5, 7, 18, 20, 21, 23
Missouri v. Illinois,
180 U.S. 208 (1901)..........................................
29
New Jersey v. City of New York,
283 U.S. 473 (1931)..........................................
29
People of State of Cal. v. H & H Ship Serv. Co.,
68 F.3d 481 (9th Cir. 1995)..............................
3
viii
TABLE OF AUTHORITIES—Continued
Rhode Island v. Shell Oil Prods. Co.,
35 F.4th 44 (1st Cir. 2022).............
Page
1, 5, 27, 29, 30
Salem & L R Co. v. Bos. & L R Co.,
21 F. Cas. 229 (C.C.D. Mass. 1857).................
18
St. Charles Surgical Hosp., L.L.C. v.
Louisiana Health Serv. & Indem. Co.,
935 F.3d 352 (5th Cir. 2019)............................
15
Stirling v. Minasian,
955 F.3d 795 (9th Cir. 2020)............................ 3, 10
Tennessee v. Davis,
100 U.S. 257 (1879)..........................................
19
Texas Indus., Inc. v. Radcliff Materials, Inc.,
451 U.S. 630 (1981)..........................................
31
Watson v. Philip Morris Companies, Inc.,
551 U.S. 142 (2007)..........................................
6
Willingham v. Morgan,
395 U.S. 402 (1969)........................... 4-6, 20, 22, 24
Wood v. Matthews,
23 Vt. 735 (C.C.D. Vt. 1852)............................
18
Yee v. City of Escondido,
503 U.S. 519 (1992)..........................................
13
Statutes
28 U.S.C. § 1331....................................... 5, 26, 28, 30
28 U.S.C. § 1441................................................... 5, 26
28 U.S.C. § 1442.............. i, 1-4, 6-9, 15, 16, 18, 20-23
1
INTRODUCTION
Respondents filed these two consolidated cases in
state court under Hawai‘i common law, alleging that
petitioners for many years tortiously misled consumers and the public about the threats of climate change
and their products’ relationship to it, substantially
worsening climatic injuries respondents have suffered
and will continue to suffer. Applying settled legal
principles, a unanimous panel of the Ninth Circuit
(Nelson, J.) held that petitioners improperly removed
the cases to federal court, because the district court
lacked subject-matter jurisdiction under any of the
eight removal theories petitioners asserted, including
the federal officer removal statute, 28 U.S.C. § 1442(a)
(1). Removal under Section 1442 requires petitioners
to (1) show that they acted under federal officers; (2)
raise a colorable federal defense that arises out of
their official duties; and (3) demonstrate a nexus between their government-directed acts and respondents’ claims. See, e.g., Pet App. 9a. After carefully
reviewing the “six ways” petitioners purportedly acted
under federal officers, the panel concluded that none
supported removal because two were foreclosed by recent circuit precedent, two did not satisfy the statute’s
“acting under” requirement, and two failed the “colorable federal defense” element. Id. 11a.
The decision below joins four other circuit courts and
another Ninth Circuit panel that affirmed remand in
closely analogous cases removed on identical grounds,
including Section 1442.1 Petitioners nonetheless conSee Rhode Island v. Shell Oil Prods. Co., 35 F.4th 44 (1st Cir.
2022), cert. petition filed, No. 22-524; County of San Mateo v. Chevron Corp., 32 F.4th 733 (9th Cir. 2022), cert. petition filed, No. 22495; City of Hoboken v. Chevron Corp., 45 F.4th 699 (3d Cir. 2022);
Mayor & City Council of Baltimore v. BP P.L.C., 31 F.4th 178 (4th
1
2
tend that the Ninth Circuit created a conflict with the
Third Circuit by ruling that Petitioners had not presented a colorable federal defense with respect to two of
their six federal officer theories, whereas the Third Circuit affirmed remand in a materially similar case because those same theories did not “relat[e] to” the plaintiffs’ state law claims. Hoboken, 45 F.4th at 712–13. As
petitioners see it, by stating that a colorable federal
defense under Section 1442 “must ‘aris[e] out of [defendant’s] official duties,” Pet. App. 16a (quoting Arizona
v. Manypenny, 451 U.S. 232, 241 (1981)), the Ninth Circuit below “functionally barred federal officer removal
based on most constitutional or statutory preemption
defenses,” Pet. 10. If the Third Circuit had reached the
colorable defense element in Hoboken, petitioners insist, it would have applied a different standard.
Petitioners’ asserted conflict is illusory. The decision
below did not explicitly or implicitly hold that a defendant can only present a colorable federal defense if it
alleges it was “duty-bound” to act. Pet. 18. The court
instead applied the statute’s long-accepted construction requiring a defense that “arises out of” the federal
authority under which the defendant purportedly acted, in the ordinary dictionary sense—that is, a defense
that stems from, originates from, or results from that
federal authority.2 Contrary to petitioners’ assertions,
Cir. 2022), cert. petition filed, No. 22-361; Bd. of Cnty. Commissioners of Boulder Cnty. v. Suncor Energy (U.S.A.) Inc., 25 F.4th 1238
(10th Cir. 2022), cert. petition filed, No. 21-1550.
See ARISE, Black’s Law Dictionary (11th ed. 2019); Cf. Coregis Ins. Co. v. Am. Health Found., Inc., 241 F.3d 123, 128 (2d Cir.
2001) (Sotomayor, J.) (“To ‘arise’ out of means ‘to originate from a
specified source.’ . . . The phrase ‘arising out of ’ is usually interpreted as ‘indicat[ing] a causal connection.’ ”); John Wyeth & Bro.
Ltd. v. CIGNA Int’l Corp., 119 F.3d 1070, 1074 (3d Cir. 1997) (Alito,
J.) (equating term “arising under or out of” with “growing out of”).
2
3
the Ninth Circuit has unsurprisingly approved federal-officer removal based on a colorable preemption defense, where that defense was available by virtue of
the defendant’s acting under a federal superior. See,
e.g., Stirling v. Minasian, 955 F.3d 795, 801 (9th Cir.
2020); Goncalves v. Rady Children’s Hosp. San Diego,
865 F.3d 1237, 1249 (9th Cir. 2017); People of State of
Cal. v. H & H Ship Serv. Co., 68 F.3d 481 (9th Cir.
1995) (unpublished). It has rejected federal-officer jurisdiction where, as here, the asserted preemption or
constitutional defenses have nothing to do with the
government-directed conduct on which the defendant
premises removal. See Pet. App. 17a. The Ninth Circuit’s decisions are fully consistent with the precedent
petitioners cite from the Third, Fifth, Sixth, and Eleventh Circuits, all of which involved defenses that arose
out of a defendant’s government-directed conduct.
The Ninth Circuit’s application of the colorable-defense element is faithful to the statute’s text, history,
and purposes. The Court has explained that in 1866
Congress included the phrase “under color of office” in
what later became Section 1442 to codify “the pre-existing requirement of a federal defense,” as articulated in
cases construing predecessor acts. See Mesa v. California, 489 U.S. 121, 134–35 (1989). That earlier case law
recognized federal-officer jurisdiction only where the
asserted defense stemmed from the defendant’s official
actions or duties. Petitioners identify no decision where
this Court has held a colorable defense entirely unrelated to government-directed conduct nonetheless supports removal under Section 1442. The Court has instead repeatedly stated that “removal under § 1442(a)
(1) and its predecessor statutes was meant to ensure a
federal forum in any case where a federal official is entitled to raise a defense arising out of his official duties.”
Manypenny, 451 U.S. at 241 (emphasis added). See also
4
Mesa, 489 at 133 (section 1442 “cover[s] all cases where
federal officers can raise a colorable defense arising out
of their duty to enforce federal law” (quoting Willingham v. Morgan, 395 U.S. 402, 407 (1969)). The court
below correctly applied the standard and arrived at the
same result reached by every court that has considered
federal officer removal in analogous cases.
Review is also unwarranted for two additional reasons. First, few cases if any will likely turn on the narrow question whether a colorable defense far removed
from government-directed activity can satisfy the
statute. Where a removing defendant can assert no
defense connected to official authority, other elements
necessary for federal officer removal will likely also be
absent. This case illustrates the point—the four other
circuits that have entertained petitioners’ jurisdictional theories in analogous cases all found that petitioners failed to satisfy another of the statute’s three
requirements. Second and for related reasons, this petition is a poor vehicle for determining the categories
of federal defenses that within the scope of the statute, because the question is likely not outcome dispositive, as to removal jurisdiction or any other issue.
As noted, multiple other courts have held that nearly
identical arguments from many of the same petitioners did not support federal-officer removal for reasons
that are all apply here: (1) petitioners’ asserted defenses are not colorable, (2) petitioners did not act under a federal officer, (3) petitioners’ purported government-directed conduct is expressly disclaimed in
respondents’ complaints, or (4) respondents’ claims
are not “for or relating to” any official acts.
Petitioners’ second Question Presented is equally unworthy of this Court’s attention. Petitioners ask for a
new exception to the well-pleaded complaint rule, for
5
state-law claims that are purportedly “governed by”
federal common law that has been displaced by statute.
Pet. 24–26. Five circuits have considered and rejected
petitioners’ “perplexing” jurisdictional theory, and none
have embraced it. See Baltimore, 31 F.4th at 204.3 That
is for good reason. Adopting petitioners’ theory would
undermine this Court’s efforts to bring “order to [the]
unruly doctrine” that previously defined when a state
law cause of action presents a federal question for purposes of federal subject-matter jurisdiction. See Gunn
v. Minton, 568 U.S. 251, 258 (2013); 28 U.S.C. §§ 1331
& 1441. It would also represent a breathtaking expansion of federal common lawmaking power, with enormous substantive and jurisdictional consequences. The
Court denied a request to consider an identical theory
of federal-common-law removal two years ago, from
many of the same petitioners. See Chevron Corp. v. City
of Oakland, No. 20-1089, 141 S. Ct. 2776 (2021). It
should do so again here. Nothing has changed in that
time, except that four courts of appeal have now joined
the Ninth Circuit in rejecting the same theory.
STATEMENT
I. Legal Background
“[T]he ‘long history’ of the federal officer removal
statute,” Mesa, 489 U.S. at 125, begins with a provision
included in a customs act passed in the aftermath of
the War of 1812 that “allowed federal officials involved
in the enforcement of the customs statute to remove to
the federal courts any suit or prosecution commenced
because of any act done ‘under colour’ of the statute,”
Willingham, 395 U.S. at 405. Similar provisions arose
See Rhode Island, 35 F.4th at 54–55; Hoboken, 45 F.4th at
707–08; Baltimore, 31 F.4th at 199–208; San Mateo, 32 F.4th at
746–48; Boulder, 25 F.4th at 1257–62.
3
6
and expanded in other statutes over time, until in 1948
Congress extended a right of removal to all federal officers and persons acting thereunder. Id. at 405–06. Today, the statute states in relevant part that a defendant may remove to federal district court any civil
action “against or directed to . . . any officer (or any
person acting under that officer) of the United States or
of any agency thereof, . . . for or relating to any act under color of such office.” 28 U.S.C. § 1442(a)(1).
“The purpose of all these enactments,” the Court has
said, “is not hard to discern.” Willingham, 395 U.S. at
406. “Federal jurisdiction rests on” the United States’
“very basic interest in the enforcement of federal law
through federal officials.” Id.; Watson v. Philip Morris
Companies, Inc., 551 U.S. 142, 150 (2007) (“[T]he removal statute’s ‘basic’ purpose is to protect the Federal
Government from the interference with its ‘operations.’ ”). Federal officer removal “ensure[s] a federal
forum in any case where a federal official is entitled to
raise a defense arising out of his official duties,” to allow adjudication of state law claims “free from local interests or prejudice,” and “enable[e] the defendant to
have the validity of his immunity defense adjudicated,
in a federal forum.” Manypenny, 451 U.S. at 241. “[T]he
policy favoring removal ‘should not be frustrated by a
narrow, grudging interpretation of § 1442(a)(1),’ ” id. at
242 (citation omitted), but the statute’s “broad language is not limitless,” and “a liberal construction nonetheless can find limits in [the] text’s language, context,
history, and purposes,” Watson, 551 U.S. at 147.
When a private defendant takes advantage of Section 1442, the “statute permits removal only if” the
defendant, “in carrying out the ‘act[s]’ that are the
subject of the [plaintiff ’s] complaint, was ‘acting under’ any ‘agency’ or ‘officer’ of ‘the United States.’ ” Id.
7
The defendant is also required to “raise a colorable
federal defense.” Jefferson Cnty., Ala. v. Acker, 527
U.S. 423, 431 (1999). Because Section 1442 “is a pure
jurisdictional statute,” it “cannot independently support Art. III ‘arising under’ jurisdiction.” Mesa, 489
U.S. at 136. Therefore “the raising of a federal question” by way of defense “constitutes the federal law
under which the action against the federal officer arises for Art. III purposes.” Ibid. Congress expressed that
constitutional underpinning by requiring that the removed action must be for, or relate to, an “act under
color of” federal authority. See id. at 136–37.
II. Facts and Procedural History
Respondents brought these two cases in Hawai‘i
state court, alleging that petitioners concealed and
misrepresented the climate impacts of their fossil-fuel products, and misleadingly cast doubt on the science, causes, and effects of global warming. Petitioners removed both cases to federal court, asserting
eight statutory bases for jurisdiction ranging from
the Outer Continental Shelf Lands Act to bankruptcy
jurisdiction. As relevant here, petitioners also removed under the federal officer removal statute, relying on six categories of relationships that one or more
petitioner had with the federal government dating to
the Second World War. The district court found none
of those arguments meritorious, and granted respondents’ motions to remand.
On appeal, the Ninth Circuit addressed each of petitioners’ six federal officer removal theories. Two of
those theories—based on mineral rights leased on the
outer Continental Shelf and one petitioner’s operation
of the Elk Hills petroleum reserve in California—were
foreclosed by the court’s recent opinion in County of
San Mateo v. Chevron Corp., 32 F.4th 733 (9th Cir.
8
2022). See Pet. App. 13a–16a. The court held that two
of petitioners’ other theories—based on production of
oil and gas pursuant to directives under the Defense
Production Act and conduct related to the Strategic
Petroleum Reserve—did not satisfy the statute’s “acting under” requirement. Id. at 12a–13a.
Finally, as relevant here, the court held that petitioners had not presented a colorable federal defense
related to the two theories not disposed of on “arising
under” grounds, which concern production of fossil fuels during World War II and sales of “specialized fuels” to the military. The court held that most of petitioners’ asserted defenses, sounding in the First
Amendment, “due process, [the] Interstate and Foreign Commerce Clauses, [the] foreign affairs doctrine,
and preemption,” did not “arise from official duties”
and therefore could not support jurisdiction under
Section 1442. Pet. App. 17a. The court then held that
the two remaining defenses petitioners press here—
the government contractor defense and another form
of immunity—fell below colorability because they
rested solely on “conclusory statements and general
propositions of law.” Id. Petitioners did not seek panel
rehearing or rehearing en banc, and the Ninth Circuit’s mandate issued July 29, 2022.
REASONS THE PETITION
SHOULD BE DENIED
I. The Ninth Circuit’s Rejection of
Federal-Officer Jurisdiction Does Not
Warrant Certiorari Review.
There is no reason for this Court to review the Ninth
Circuit’s fact-specific analysis of the colorable-defense
element. The results of that analysis are fully consistent with the decisions of other circuits, the precedent
9
of this Court, and the text, history, and purposes of
Section 1442. Petitioners’ first Question Presented is
exceedingly narrow, moreover, implicating only cases
where a defendant has raised federal defenses that
are entirely unrelated to its purported federal duties.
The question is not even outcome determinative here,
because there remain multiple additional grounds for
the Ninth Circuit to reject petitioners’ theory of federal-officer removal. If history is any guide, petitioners’
chances of overcoming those hurdles are close to
zero—more than a dozen courts have held that materially similar cases are not removable.
A. There Is No Circuit Split.
Courts of appeals in five circuits have now considered and uniformly rejected attempts to remove closely analogous cases from state courts on the basis of
federal-officer jurisdiction, without dissent. Some of
these courts found the “acting-under” element not satisfied, reasoning that petitioners’ arms-length business transactions with the federal government do not
create the “unusually close” relationship that Section
1442 demands. E.g., San Mateo, 32 F.4th at 757–60.
Some found the nexus element not satisfied, because
there was no evidence of federal government involvement in any aspect of petitioners’ climate-deception
campaigns. E.g., Baltimore, at 31 F.4th at 233–34.
And some ruled based on the colorable-defense element, explaining that petitioners must do more than
“simply assert a defense and the word ‘colorable’ in
the same sentence.” Pet. App. 17a. All of these courts,
however, reached the same result: federal-officer jurisdiction is lacking over state-law claims like those at
issue here, seeking to hold private fossil-fuel companies liable for deceiving consumers and the public
about the climate impacts of their products.
10
Ignoring this judicial unanimity, petitioners insist
that the court below departed from its sister circuits
when it rejected federal-officer jurisdiction for petitioners’ failure to satisfy the colorable-defense element. In their view, the Ninth Circuit’s analysis “functionally bar[s] federal officer removal based on most
constitutional or statutory preemption defenses.” Pet.
10. And that functional bar, petitioners assert, conflicts with decisions from the Third, Fifth, Sixth, and
Eleventh Circuits, which have held that preemption
defenses can satisfy the colorable-defense element in
certain cases. See Pet. 11–16. That purported conflict
is illusory, however, for three main reasons.
1. The Ninth Circuit has never explicitly or implicitly prohibited a defendant from relying on preemption defenses to satisfy the colorable-defense element.
In fact, the circuit court has repeatedly upheld federal-officer removal based on such defenses. The decision below did not overrule this past precedent sub
silentio. The court merely held that the asserted defenses “must arise out of [a] defendant’s official duties,” Pet. App. 16a (cleaned up), in the sense that the
defenses originate, stem, or result from the existence
of the defendant’s relationship to a federal superior.
Accordingly, the Ninth Circuit has found the colorable-defense element satisfied in cases where a defendant asserted a preemption defense that arose out of
the defendant’s government-directed conduct. In Stirling, for example, the court sustained federal-officer jurisdiction in a suit charging a National Guard JAG attorney with the unauthorized practice of law because
the attorney was not barred in California. 955 F.3d at
797. The defendant offered evidence he was practicing
law in a limited capacity permitted by federal regulation, “pursuant to his orders from federal superiors.”
11
Id. at 801. He did not assert a federal duty to practice
law as his defense in support of removal, however, but
rather argued the “federal regulatory scheme preempts
a claim by a private individual” to enforce an inconsistent state licensing requirement. Id. Because that preemption defense would not have existed but for the defendant’s
JAG
position,
it
arose
out
of
government-directed conduct. The same is true of the
preemption defense in Goncalves; the plaintiff there
challenged a subrogation clause in a Federal Employee
Health Benefit Act (“FEHBA”) health insurance plan,
and the defendant insurer alleged it had acted under
the federal government in enforcing the subrogation
clause and that FEHBA preempted the plaintiff ’s statelaw claims. 865 F.3d at 1242, 1249. As in Stirling, the
asserted defense arose out the defendant’s official acts
and duties: if the defendant were not administering a
FEHBA plan on behalf of the government, it could not
have asserted its FEHBA preemption defense.
Here, by contrast, the Ninth Circuit found that
“[m]ost [of petitioners’] defenses” lack any connection
to government-directed conduct. “For instance,” the
court explained, petitioners “argue that they cannot be
held liable consistent with the First Amendment for
alleged roles in denialist campaigns to misinform and
confuse the public.” Pet. App. 17a (cleaned up). But because petitioners do not contend that the federal government was involved in any aspect of those deception
campaigns, their purported First Amendment defense
does not arise out of, stem from, or even relate to any
government-directed conduct. The same is true of petitioners’ “due process, Interstate and Foreign Commerce Clause, foreign affairs doctrine, and preemption
defenses.” Pet. App. 17a. All these defenses would be
equally available to petitioners even if none of them
ever had business ties to the federal government.
12
As these decisions demonstrate, the Ninth Circuit
has not “functionally barred” defendants from relying on preemption defenses to satisfy the colorabledefense element. Pet. 10. Instead, it has permitted
such reliance when the asserted defense originates
from or flows from the defendant’s acting-under relationship with the federal government. The decision
below is consistent with this rule, and if petitioners
thought otherwise, they should have requested a rehearing en banc before seeking certiorari review,
which they did not. This Court is not in the business
of “clean[ing] up intra-circuit divisions.” Joseph v.
United States, 135 S. Ct. 705, 707 (2014) (Kagan, J.,
respecting denial of certiorari).
2. Because the Ninth Circuit has never imposed a
functional bar on preemption defenses, its precedent
is fully consistent with petitioners’ cited cases from
the Third, Fifth, Sixth, and Eleventh Circuits. Those
decisions found federal-officer jurisdiction in cases
where—as in Stirling and Goncalves—asserted preemption defenses plainly arose out of a defendants’
government-directed conduct. None hold that federalofficer removal may rest on a federal defense with no
relationship whatsoever to the federal government.
Petitioners lean most heavily on the Third Circuit’s
decision in In re Commonwealth’s Motion to Appoint
Couns. Against or Directed to Def. Ass’n of Philadelphia, 790 F.3d 457, 473 (3d Cir. 2015) (“Defender Association”). They neglect to mention, however, that
within the last year the Third Circuit rejected an attempt to remove to materially similar cases to federal
court on federal-officer grounds in an appeal involving
many petitioners here. In Hoboken, the Third Circuit
(Bibas, J.) considered the same six theories of federalofficer removal that petitioners advance in respon-
13
dents’ cases. Compare Pet. 15, with Hoboken, 45 F.4th
at 712–13. The panel unanimously reached the same
conclusion as the Ninth Circuit: no federal-officer jurisdiction exists. See Hoboken, 45 F.4th at 713. The
two courts used different reasoning to arrive at the
same outcome, but this Court grants certiorari to resolve conflicts in the “results” of appellate decisions,
not to reconcile differences in analysis. Yee v. City of
Escondido, 503 U.S. 519, 537–38 (1992); California v.
Rooney, 483 U.S. 307, 311 (1987) (“This Court reviews
judgments, not statements in opinions.” (cleaned up)).
In any event, there is no true conflict in the courts’
rationale. The Third Circuit disposed of petitioners’
theories of federal-officer jurisdiction based on the
acting-under element and a disclaimer of certain liability, similar to disclaimers present in respondents’
complaints. See Hoboken, 45 F.4th at 712–13.
But even if Hoboken were not on the books, Defender
Association would not present a certworthy conflict because all the federal defenses asserted there arose out
of government-directed conduct. In Defender Association, Pennsylvania and some of its counties sued a
nonprofit Community Defender Organization for allegedly “misus[ing] federal grant funds to appear in state
proceedings.” 790 F.3d at 461. Under the Criminal
Justice Act (“CJA”), the Defender was granted authority and funding to represent certain indigent defendants, subject to the supervision of the Administrative
Office of the United States Courts (the “AO”). Id. at
469. In support of federal-officer removal, the Defender argued it acted under the AO when spending the
contested grant money, and alleged three federal defenses that plainly arose out of the Defender’s duty “to
provide representation under the CJA.” See id. at 469–
70, 472–74. First, the Defender argued its use of federal funds did not violate any CJA provisions or any
14
terms of “its contract with the AO.” Id. at 473–74. Second, the Defender asserted Pennsylvania’s claims were
preempted because they impermissibly “interfere[d] in
the relationship between the [Defender] and the AO.”
Id. at 474. Finally, the Defender maintained that
Pennsylvania lacked “a private right of action to enforce [the CJA] and the terms of the [Defender’s] grant
with the AO.” Id. On their face, all three defenses
flowed from, and were only available because of, the
Defender’s actions under federal authority. Indeed,
none of those defenses would have existed but for the
relationship between the Defenders and the AO. If Defender Association came before the Ninth Circuit, the
court would have reached the same conclusion as the
Third Circuit, namely that the asserted defenses arose
out of the defendant’s federal duties.
For similar reasons, there is no conflict between the
decision below and the decisions in Butler v. Coast
Electric Power Association, 926 F.3d 190 (5th Cir.
2019), and Caver v. Cent. Alabama Elec. Coop., 845
F.3d 1135 (11th Cir. 2017). In both, the plaintiffs sued
electric power cooperatives, alleging that the cooperatives violated state law by failing to pay out excess
revenues to their members. See Butler, 926 F.3d at
192; Caver, 845 F.3d at 1137–38. Both defendants removed on federal-officer grounds, arguing that such
payouts were prohibited by their loan agreements
with the Rural Utilities Service (the “RUS”)—a federal agency created by the Rural Electrification Act of
1936. See Butler, 926 F.3d at 194; Caver, 845 F.3d at
1139–40. As with Defender Association, the defenses
asserted in Butler and Caver would not have existed
but for the defendants’ “unusually close and detailed
regulatory and contractual relationship with [a federal agency].” Caver, 845 F.3d at 1146. Neither decision holds that defenses entirely unrelated to acts
15
taken at the direction of a federal officer will always
support removal under Section 1442.
Nor did the Sixth Circuit in City of Cookeville, Tenn.
v. Upper Cumberland Elec. Membership Corp., 484
F.3d 380 (6th Cir. 2007), another case involving an
electric power cooperative. There, a municipal agency
sought to condemn property owned by a cooperative,
and it added RUS as a defendant in the eminent domain proceeding because RUS held mortgages on the
condemned property. The Sixth Circuit concluded
that, as a federal agency, RUS could invoke federalofficer removal without asserting a colorable defense.
See id. at 389. But “even if a colorable federal defense
were required,” the court continued, RUS satisfied
that requirement by arguing that the plaintiff ’s claims
were preempted because “the condemnation frustrated the purposes of the Rural Electrification Act of
1936.” Id. at 391. In other words, the RUS’s preemption defense rested on the same statute that empowered RUS to enter mortgages at the subject property.
As a result, its preemption defense clearly arose out of
the agency’s official acts.
That leaves St. Charles Surgical Hosp., L.L.C. v.
Louisiana Health Serv. & Indem. Co., 935 F.3d 352,
355 (5th Cir. 2019), another FEHBA case in which the
defendant insurance company allegedly violated state
law by “paying benefits directly to patients rather than
to [the plaintiff hospital].” The defendant insurer argued its contract with the federal government prevented it from paying the hospital directly, and it premised
federal-officer removal on a provision of FEHBA that
expressly preempts any state law “relat[ing] to [FEHBA]
health insurance or plans.” Id. at 357 (cleaned up). As
in Goncalves, then, the defendant’s preemption defense
in St. Charles arose from acts taken under color of fed-
16
eral office. The outcome in St. Charles is fully consistent with Ninth Circuit precedent, as the Fifth Circuit
itself recognized. See id. at 355–56 ( “We join our sister
circuits in allowing Blue Cross to remove,” including
the Ninth Circuit’s decision in Goncalves).
3. Petitioners’ purported split boils down to minor
phrasing differences in circuit’s articulations of the
colorable-defense element, but this Court does not
take certiorari to line edit the lower court opinion. See
Rooney, 483 U.S. at 311 (“The fact that the Court of
Appeal reached its decision through analysis different
than this Court might have used does not make it appropriate for this Court to rewrite the California
court’s decision . . . .”).
In any event, the Ninth Circuit’s articulation of the
colorable-defense element is entirely consistent with
the wording used by the Third, Fifth, Sixth, and Eleventh Circuits. All those circuit courts have recognized
that the purpose of the “colorability requirement” is
“to ensure a federal forum in any case where a federal
official is entitled to raise a defense arising out of his
official duties.” Bennett v. MIS Corp., 607 F.3d 1076,
1090 (6th Cir. 2010) (cleaned up) (emphasis added);
Lovell Mfg., a Div. of Patterson-Erie Corp. v. Exp.-Imp.
Bank of the U.S., 843 F.2d 725, 734 n.13 (3d Cir. 1988)
(“[T]he purpose of § 1442 removal is to protect federal
officials from unfriendly state forums, to allow the official to raise defenses (such as immunity) arising out
of his official duties, and to insure an impartial setting
‘free from local interests or prejudice.’ ” (emphasis
added)); Bell v. Thornburg, 743 F.3d 84, 90 (5th Cir.
2014) (A “primary purpos[e] of the removal statute
was to have colorable defenses arising out of federal
officers’ duty to enforce federal law litigated in the federal courts.” (cleaned up) (emphasis added)); Magnin
17
v. Teledyne Cont’l Motors, 91 F.3d 1424, 1427 (11th
Cir. 1996) (“the defendant must advance a colorable
defense arising out of his duty to enforce federal law”
(cleaned up) (emphasis added)). None of them have
said—much less held—that federal-officer jurisdiction
may rest on a colorable defense that has no connection
whatsoever to a defendant’s official duties.
In arguing otherwise, petitioners misconstrue the
Third Circuit’s analysis in Defender Association.
There, Pennsylvania sought to cabin federal-officer
removal to cases where the federal duty is the federal
defense—i.e., defenses that claim immunity on the
grounds that the government made the defendant do
the harmful conduct. See, e.g., First Step Brief for Appellant, Defender Association, Case No. 13-3817, 2014
WL 785410, at 28–29 (3d Cir. Feb. 18, 2014) (“The removing party must clearly plead that his defense was
that in doing the acts charged he was doing no more
than his duty under federal law.” (cleaned up)). The
Third Circuit rejected that proposed limitation, explaining that a defendant’s federal duty need not “coincide with” or “form[]” the federal defense. 790 F.3d
at 473. That rejection does not conflict with anything
the Ninth Circuit has said. After all, “the government
made me do it” defenses are not the only defenses that
can arise out of the discharge of federal duties, as
Goncalves and Stirling demonstrate. And contrary to
petitioners’ suggestions, Defender Association did not
go so far as to say that any colorable federal defense
can support federal-officer removal. That decision and
the decision below coexist easily in their results, their
reasoning, and their choice of words.
B. The Decision Below Is Correct.
The circuit court’s decision below is consistent with
the language of the statute and this Court’s precedent
18
interpreting it. The Court has never held that Section 1442 allows private defendants to assert a federal
defense totally unrelated to the federal authority under which the defendant purportedly acted. The Court
has held, to the contrary, that when Congress introduced the phrase “under color of” to the statute more
than 150 years ago, it incorporated established jurisprudence permitting removal where the defendant
raised a federal defense that flowed directly or indirectly from an asserted federal duty.
1. As the Court explained in Mesa, the colorable-defense element derives from “[t]he critical phrase ‘under color of office,’ ” which first appeared in the federalofficer-removal statute in 1866 and has remained
since. 489 U.S. at 134. Congress included that phrase
to codify “the pre-existing requirement of a federal defense,” articulated in cases construing earlier temporary statutes permitting removal by certain classes of
federal officers. Id. That prior case law recognized federal-officer jurisdiction only in cases where a defendant could assert a federal defense that arose out of
the government-directed conduct at issue in the suit.
In Salem & L R Co v. Bos. & L R Co, for example, Justice Curtis riding circuit wrote that an 1833 manifestation of the federal-officer-removal statute “granted the
right of removal in a case where the act complained of
was done under or by color of the revenue laws of the
United States, in other words, wherein there is a question to be tried whether a justification or excuse can be
made out under those laws.” 21 F. Cas. 229, 229 (C.C.D.
Mass. 1857) (emphasis added); see also, e.g., Wood v.
Matthews, 23 Vt. 735 (C.C.D. Vt. 1852) (trespass action removable where defendant’s asserted defense
was that the trespass occurred “in the exercise of his
functions and performance of his duty as an officer of
the customs under the revenue laws”).
19
The Court carried that interpretation forward after
the 1866 codification. In the seminal Tennessee v. Davis
case, the Court sustained federal-officer jurisdiction because the asserted defense would not have arisen but
for the defendant’s duties as a federal tax collector.
There, the defendant was indicted for murder in state
court and removed, asserting that the killing “was performed in his own necessary self-defence while engaged
in the discharge of his duties as deputy collector” of federal taxes. 100 U.S. 257, 258 (1879). Importantly, the
Court in Davis distinguished actions under color of federal office from the narrower set of actions affirmatively authorized or mandated by an officer’s duties. The
Court stated there was “no room for reasonable doubt”
removal was proper, because the defendant asserted he
killed his attacker “not merely under color of his office
as a revenue collector, . . . but that it was done under
and by right of his office,” while “attempting to discharge his official duty.” 100 U.S. at 261 (emphasis
added). The Davis defendant asserted that his federal
duty, to borrow the Third Circuit’s words, “coincide[d]
with” or “form[ed]” his asserted defense—i.e., the killing was by right of his office. See 790 F.3d at 473. It
would have been sufficient—and is sufficient today—to
make the lesser assertion of a defense that “ar[o]se out
of,” i.e. under color of his office. See Pet. 16a.
In Gay v. Ruff, by contrast, 292 U.S. 25, 27 (1934),
the Court observed that federal-officer jurisdiction
will not lie in cases where the asserted defense bears
no relationship to a federal duty. In that case, survivors of a child killed by the allegedly negligent operation of a train sued a receiver appointed over the railroad by the district court. The receiver removed, and
this Court held remand was necessary. While the receiver was “an officer of the court operating the railroad pursuant to the order appointing him” and “[t]he
20
operation of trains through his employees [was] a duty
imposed upon the receiver,” removal was improper because, tellingly, there was no “reason to assume that
he will in this case rest his defense on his duty to cause
the train to be operated.” Id. at 39. The Court in Mesa
discussed Gay approvingly, as “point[ing] more definitively to our continuing understanding that federalofficer removal must be predicated on a federal defense.” 489 U.S. at 130.
More recently, the Court has repeatedly reinforced
this interpretation of Section 1442 as requiring a federal defense that arises out of official conduct. “In Willingham, [the Court] recognized that Congress’ enactment of federal officer removal statutes since 1815
served ‘to provide a federal forum for cases where federal officials must raise defenses arising from their official duties.’ ” Mesa, 489 U.S. at 137 (quoting Willingham, 395 U.S. at 405) (emphasis added). In Manypenny,
the Court explained that “[h]istorically, removal under
§ 1442(a)(1) and its predecessor statutes was meant to
ensure a federal forum in any case where a federal official is entitled to raise a defense arising out of his official duties.” 451 U.S. at 241 (emphasis added). And in
Mesa, the Court “held that the removal statute ‘is
broad enough to cover all cases where federal officers
can raise a colorable defense arising out of their duty to
enforce federal law.’ ” 489 U.S. at 133 (quoting Willingham, 395 U.S. at 406–07) (emphasis).
The Ninth Circuit followed these settled articulations of the colorable-defense requirement. And consistent with the text, history, and longstanding interpretation of Section 1442, it properly concluded that
several of petitioners’ defenses did not support federal-officer removal because they did not arise out of
their asserted federal duties.
21
2. Petitioners offer several objections to the reasoning above, all of which fail. First, they claim “the statutory text says nothing about a colorable federal defense,” so any defense that arises under federal law
within the meaning of Article III will suffice. Pet. 20.
But as explained above, the Court in Mesa rejected
that very same argument, explaining the requirement
flows from the statutory text: “under color of office.”
489 U.S. at 133–34. The United States argued there
that “§ 1442(a)(1) permits removal without the assertion of a federal defense,” “based on the plain language
of the removal statute and on the substantial federal
interests” in allowing federal officers to litigate claims
arising from their official duties in federal court. Id.
The United States reasoned that because Section 1442(a)(3) permits removal of cases against officers of federal courts for or relating to “any act under
color of office or in the performance of his duties,” the
two halves of that disjunction must have different
meanings, and one must permit removal absent a federal defense. Id. at 134–35. The Court disagreed, holding that “ ‘in the performance of his duties’ meant no
more than ‘under color of office,’ and that Congress
meant by both expressions to preserve the pre-existing requirement of a federal defense for removal.” Id.
at 135. The colorable-defense requirement is not extra-textual; it was included in the statute because
“Congress would not have ‘expand[ed] the jurisdiction
of the federal courts beyond the bounds established by
the Constitution.’ ” Id. at 136 (citation omitted).
Second, petitioners contend that although “federal
officer removal is appropriate only when the dispute
concerns a defendant’s official duties,” the statute “already covers” that limitation by permitting removal
of cases “for or relating to any act under color of such
office,” so a federal defense arising from those duties
22
is “unnecessary.” Pet. 19–20; 28 U.S.C. § 1442(a)(1)
(emphasis added). That argument conflates two
phrases that perform different tasks. Acker explains
that in addition to presenting a colorable defense, the
removing defendant must “establish that the suit is
‘for a[n] act under color of office,’ ” meaning “the officer must show a nexus, a ‘causal connection’ between
the charged conduct and asserted official authority.’ ”
527 U.S. at 431 (emphasis in original). As currently
drafted, the statute’s words “for or relating to” thus
describe the necessary connection between the defendant’s allegedly wrongful conduct—i.e. the basis for
liability—and federal authority. The words that follow, “any act under color of such office,” describe the
necessary connection between the asserted defense
and federal authority, as the Court explained in Mesa.
It is consistent with the language of the statute and
with the case law it codified that both the plaintiff ’s
claims and the defendant’s asserted defense must
have some association with federal authority.
Petitioners also misinterpret this Court’s statement
from Willingham that Section 1442 is “at the very
least . . . broad enough to cover all cases where federal
officers can raise a colorable defense arising out of
their duty to enforce federal law.” 395 U.S. at 406–07.
The Court did not hold that a defense arising out of a
federal duty is “the floor” in some hierarchy of available defenses, see Pet. 19, but rather that the statute
permits removal where such a defense is “at the very
least . . . colorable,” 395 U.S. at 406–07 (emphasis
added). That is clear two sentences later, when the
Court critiques “[t]he position of the court below,”
which “would have the anomalous result of allowing
removal only when the officers had a clearly sustainable defense.” Id. at 407 (emphasis added). The Court
held that Congress could not have intended the plead-
23
ing standard for a removing federal officer’s defense to
be more demanding than proving the defense itself,
because “one of the most important reasons for removal is to have the validity of the defense of official immunity tried in a federal court.” Id. at 407; see also
Mesa, 489 U.S. at 133 (describing Willingham as “delimiting the pleading requirements for establishing a
colorable defense of that nature”).
Finally, Acker did not—as petitioners suggest—allow federal-officer removal based on “a defense not
related to . . . [official] duties.” Pet. 13. In that case,
an Alabama county sought to collect occupational
taxes from two federal judges. Acker, 527 U.S. at 427.
Invoking Section 1442, the judges removed the collection action to federal court, arguing that the county’s “tax f[ell] on the performance of federal judicial
duties in [the county] and risk[ed] interfering with
the operation of the federal judiciary in violation of
the intergovernmental tax immunity doctrine.” Id. at
431 (cleaned up). On its face, then, the asserted immunity defense was available only by virtue of the
judges’ “federal judicial duties.” Id. And so “even
though the judges were not duty-bound to oppose the
tax,” Pet. 18, their defense nonetheless arose out of
their federal office.
C. The First Question Presented Is Neither
Important Nor Cleanly Raised.
Denying review is also appropriate because petitioners’ first Question Presented is not recurring, not
important, and not well presented here.
1. Petitioners do not argue that the first Question
Presented is frequently recurring or broadly applicable. In fact, they argue the opposite, urging the Court
“to clarify a uniform removal right for energy compa-
24
nies sued on international emissions-related grounds.”
Pet. 23. Petitioners concede, moreover, that “the most
common defenses” raised in federal-officer removals
bear some causal or logical relationship to an asserted federal duty. Pet. 13. Indeed, besides a handful of
other climate-deception cases, petitioners identify no
case where a defendant premised federal-officer removal on a defense that was entirely unrelated to
government-directed conduct. And even the other climate-deception cases will not be affected by the first
Question Presented because the courts in those cases
have rejected federal-officer jurisdiction for failing to
satisfy the acting-under or nexus requirements, not
for failing to satisfy the colorable-defense requirement. In effect, then, petitioners present this Court
with a question that is custom-made for respondents’
cases—and those cases only.
2. That question does not become “important” or
otherwise certworthy simply because petitioners are
in the business of selling oil and gas. Pet. 22–23. Federal-officer jurisdiction “rests on a ‘federal interest in
the matter,’ ” Willingham, 395 U.S. at 406, and there
is de minimis federal interest in a private defendant’s
preemption or constitutional defense unrelated to
any government-directed conduct. In any event, denying certiorari will not—as petitioners vaguely
speculate—“undermin[e]” U.S. energy security. Pet.
23. The question raised in this Petition is whether
respondents’ cases should proceed in state court or
federal court. And as this Court has reaffirmed time
and again, state courts are perfectly capable of applying federal law and adjudicating federal defenses.
See, e.g., McKesson v. Doe, 141 S. Ct. 48, 51 (2020)
(“Our system of ‘cooperative judicial federalism’ presumes federal and state courts alike are competent
to apply federal and state law.”).
25
3. Even if the first Question Presented were certworthy, this Petition would be a poor vehicle to consider it because the Ninth Circuit could and likely
would avoid the colorable-defense element entirely on
remand, and affirm remand on different grounds—
just as the Third Circuit did in the Hoboken case.
Petitioners argue that this is “an excellent vehicle”
because “the resolution of the [colorable federal defense] issue could prove case-dispositive.” Pet. 24 (emphasis added). It is not necessarily case dispositive because, as petitioners acknowledge, the court of appeals
“did not consider” whether petitioners were “acting
under” a federal officer in their fuel sales to the military and war-time oil production, Pet. 15, or whether
respondents’ claims are “for or relating to” those activities. The district court below held that respondents’
claims “target [petitioners’] alleged failure to warn
and/or disseminate accurate information about the use
of fossil fuels,” and “have nothing to do with the supply
of specialized fuels to . . . the federal government during World War II, . . . or the supply of specialized jet
fuels for the Department of Defense.” Pet. App. 41a &
n.13. See also Hoboken 45 F.4th at 713 (plaintiffs’
claims did not relate to defendants’ World War II activities or military fuel sales). Worse still, the district
court here found that none of petitioners’ asserted defenses were colorable, because their removal notice
“never t[ook] the time to set forth the elements of any
of the cited defenses, let alone attempt to explain why
the defenses [were] colorable.” Pet. App. 42a. The
Ninth Circuit affirmed with respect to petitioners’
“government contractor and immunity defenses” on
that basis. Pet. App. 17a–18a. It is highly doubtful that
the result below would change on remand, and it is not
even guaranteed that the Ninth Circuit would apply
any new or clarified standard articulated by the Court.
26
4. Eliding all these complications, petitioners resort to the truism that jurisdictional rules should be
clear. It is, of course, true as a general maxim that
“administrative simplicity is a major virtue in a jurisdictional statute,” Hertz Corp. v. Friend, 559 U.S. 77,
94 (2010), and boundaries between state and federal
jurisdiction should be clear and predictable. Petitioners do not get beyond aphorisms in urging review,
however, because there is no “conflicting and uncertain jurisdictional rul[e]” troubling the lower courts.
Pet. 22. As discussed above, moreover, the Ninth Circuit and Third Circuit have at most described the
colorable-defense requirement using different words,
without reaching conflicting results. “This Court,
however, reviews judgments, not statements in opinions.” Black v. Cutter Labs., 351 U.S. 292, 297 (1956);
Rooney, 483 U.S. at 311 (same). And in turn, the
Court’s “power is to correct wrong judgments, not to
revise opinions.” Herb v. Pitcairn, 324 U.S. 117, 126
(1945). To the extent, then, that petitioners have
identified any minor difference in language, those differences do not present an important issue requiring
the Court’s attention.
II. Petitioners’ Theory of
Federal-Common-Law Removal Does Not
Warrant Certiorari Review.
In their second Question Presented, petitioners contend that a congressionally displaced body of federal
common law converts respondents’ state-law claims
into federal ones for purposes of federal-question jurisdiction. 28 U.S.C. §§ 1331, 1441(a). This Court has
already declined to review that novel theory of federal-common-law removal. See Chevron, 141 S. Ct. 2776.
It should do so again because petitioners’ theory has
been uniformly rejected by the circuit courts, finds no
27
support in this Court’s precedent, and does not raise
any important or recurring questions of law that warrant certiorari review.
1. Under the century-old well-pleaded complaint
rule, federal-question jurisdiction generally will not
attach to claims pleaded exclusively under state law,
even if all parties agree that a federal defense will be
at issue. See Caterpillar Inc. v. Williams, 482 U.S.
386, 392 (1987). This Court has only ever recognized
two narrow exceptions to the rule. The first is the Grable doctrine, which applies when a state-law claim
necessarily raises a federal issue that is actually disputed, substantial, and capable of resolution in federal court without disrupting the federal-state balance
approved by Congress. Gunn, 568 at 258. The second
is the complete-preemption doctrine, which applies
only to state-law claims that fall within the scope of a
federal statutory cause of action that “Congress intended . . . to be exclusive.” Beneficial Nat. Bank v.
Anderson, 539 U.S. 1, 9 & n.5 (2003).
2. Petitioners do not argue that respondents’ statelaw claims fall within either of these two exceptions to
the well-pleaded complaint rule. Instead, they insist
that these claims are removable to federal court because they are purportedly “governed” by a body of
federal common law concerning interstate pollution.
Pet. 26. All five circuits to consider that theory have
rejected it in analogous climate-deception cases—and
for good reasons. See Rhode Island, 35 F.4th at 54–55;
Hoboken, 45 F.4th at 707–08; Baltimore, 31 F.4th at
199–208; San Mateo, 32 F.4th at 746–48; Boulder, 25
F.4th at 1257–62.
Creating that third exception would undo the progress this Court achieved in clarifying the removability
of state-law claims through the Grable line of cases.
28
Before Grable, the test for arising-under jurisdiction
was “highly unruly,” Merrill Lynch, Pierce, Fenner &
Smith Inc. v. Manning, 578 U.S. 374, 385 (2016) (quotation omitted), and the “canvas” of opinions on this
subject “look[ed] like one that Jackson Pollock got to
first,” Gunn, 568 U.S. at 258. In Grable, this Court endeavored to “bring some order” to the doctrine. Ibid.
The petitioners in Grable (like petitioners here) asked
the Court to create different jurisdictional tests for different sources of federal law (e.g., Constitution, statute, common law), and the Court refused, seeing “no
reason in [the] text [of Section 1331] or otherwise to
draw such a rough line.” Grable, 545 U.S. at 320 n.7.
Instead, the Court developed a test that applies comfortably to any category of federal law, advancing the
stated goal of providing “jurisdictional tests [that] are
built for more than a single dispute.” Manning, 578
U.S. at 393. Because Grable already “provides ready
answers to jurisdictional questions” and already “gives
guidance whenever borderline cases crop up,” id. at
392, the lower courts have no need for petitioners’ oneoff test that applies only to judge-made federal law
that does not appear on the face of the complaint.
Even if this Court were inclined to create a third
exception to the well-pleaded complaint rule, petitioners’ theory of federal-common-law removal would fail
for two additional reasons. First, the Clean Air Act
displaced the federal common law of interstate pollution, making it—and its preemptive effects on state
law—disappear entirely. Am. Elec. Power Co. v. Connecticut, 564 U.S. 410, 429 (2011) (“AEP”) (observing
that “the availability vel non of a state lawsuit” for
climate-related harms depended “on the preemptive
effect of the federal Act”); see also id. at 423 (“When
Congress addresses a question previously governed by
a decision rested on federal common law, . . . the need
29
for such an unusual exercise of law-making by federal
courts disappears.” (cleaned up)). It would not only
“def[y] logic” to allow petitioners to remove respondents’ state-law claims based on a body of federal common law that no longer exists. Baltimore, 31 F.4th at
206. It would also contravene this Court’s strong “commitment to the separation of powers”—a commitment
that is “too fundamental” to permit “rel[iance] on federal common law” after Congress has spoken. City of
Milwaukee v. Illinois, 451 U.S. 304, 315 (1981).
Second, even if the federal common law of interstate
pollution still existed, it would not encompass respondents’ climate-deception claims for failure to warn
and tortious promotion. The Court has applied that
body of judge-made federal law only in cases where a
State brought a nuisance action to abate, restrict, or
otherwise regulate the amount of pollution discharged
from a specific out-of-state source.4 But here, as in
other climate-deception lawsuits, respondents’ statelaw claims do not seek to “regulate greenhouse-gas
emissions.” Rhode Island, 35 F.4th at 55 n.8. Nor
could they. Because these claims seek relief only for
harms “caused” by petitioners’ “deception,” Pet. App.
8a, petitioners can avoid ongoing liability merely by
warning of the risks of their products and stopping
their disinformation campaigns. They do not need to
limit or stop their production or sale of fossil fuels,
and this Court’s cases on the federal common law of
interstate pollution simply do “not address the type of
acts Rhode Island seeks judicial redress for.” Rhode
Island, 35 F.4th at 55; Boulder, 25 F.4th at 1261 n.5
See, e.g., Missouri v. Illinois, 180 U.S. 208 (1901); Georgia v.
Tenn. Copper Co., 240 U.S. 650 (1916); New Jersey v. City of New
York, 283 U.S. 473 (1931); Illinois v. City of Milwaukee, 406 U.S.
91 (1972).
4
30
(“It is also unsettled whether the federal common law
of interstate pollution covers suits brought against
product sellers rather than emitters—suits in which
out-of-state third-party emitters are only steps in the
causal chain.” (cleaned up)); City of Oakland v. BP
PLC, 969 F.3d 895, 906 (9th Cir. 2020) (expressing
doubt as to whether federal common law applied to
climate-deception claims).
None of petitioners’ cases support their theory of
federal-common-law removal. Petitioners rely heavily
on City of New York v. Chevron Corp., 993 F.3d 81 (2d
Cir. 2021), but that decision “was in a completely different procedural posture.” Baltimore, 31 F.4th at 203.
As the Second Circuit itself explained, City of New
York addressed an ordinary-preemption defense
raised on a Rule 12(b)(6) motion. 993 F.3d at 94. Because the plaintiff “filed suit in federal court in the
first instance,” the court did not address any questions
of subject-matter jurisdiction and was not bound by
the well-pleaded complaint rule—i.e., “the heightened
standard unique to the removability inquiry.” Ibid.
The panel was “free to consider the [defendants’] preemption defense on its own terms.” Ibid. For that reason, the Second Circuit concluded that its ordinarypreemption finding did not conflict with “the fleet of
[other] cases” holding that “anticipated defense[s],”
including defenses based on federal common law,
could not “singlehandedly create federal-question jurisdiction under 28 U.S.C. § 1331 and the well-pleaded
complaint rule.” Ibid; see also Rhode Island, 35 F.4th
at 54–55; Hoboken, 45 F.4th at 707–08; Baltimore,
31 F.4th at 199–208; San Mateo, 32 F.4th at 746–48;
Boulder, 25 F.4th at 1257–62.
No case petitioners cite from this Court recognizes a
third exception to the well-pleaded complaint rule for
31
state-law claims purportedly governed by congressionally displaced federal common law. In fact, most do
not even address subject-matter jurisdiction, and the
remainder concern jurisdictional disputes that have
nothing to do with the issues presented here. See Pet.
25–26. None address the removability of claims pleaded exclusively under state law.
3. Denying certiorari is also appropriate because petitioners’ theory of federal-common-law removal does
not raise any questions of recurring importance. The
cases that might be affected by this theory are necessarily few in number because federal common law applies in only a “few,” “restricted” “areas.” Texas Indus.,
Inc. v. Radcliff Materials, Inc., 451 U.S. 630, 640
(1981). Indeed, the only potentially affected cases that
petitioners identify are other lawsuits targeting the
fossil-fuel industry’s climate deception, a vanishingly
small fraction of the thousands of cases remanded each
year to state court. There is no need for the Court to
address petitioners’ exceedingly narrow and atypical
question of subject-matter jurisdiction.
4. Petitioners’ second Question Presented is nearly
identical to the questions presented in the certiorari
petition filed in the Boulder case. Accordingly, if the
Court grants review in Boulder, it should do the same
here and consolidate the petitions for argument to ensure all parties have adequate opportunity to present
their position to the Court. Conversely, if the Court
denies certiorari review of the Boulder petition, it
should also decline to review petitioners’ second Question Presented because it raises “[t]he same issue,” as
petitioners themselves acknowledge. Pet. 4.
32
CONCLUSION
For the reasons stated, the petition for writ of certiorari should be denied.
Respectfully Submitted,
dana M.o. VIoLa
Corporation Counsel
roberT M. Kohn
NIcoLeTTe wInTer
Jeff A. Lau
Deputies Corporation Counsel
530 South King St., Room 110
Honolulu, HI 96813
(808) 768-5129
Counsel for Respondents City
& County of Honolulu, and
Honolulu Board of Water Supply
VIcTor M. Sher,
Counsel of Record
MaTThew K. EdLIng
MarTIn d. QuIñoneS
QuenTIn C. KarPILow
Sher EdLIng LLP
100 Montgomery St.,
Suite 1410
San Francisco, CA 94104
(628) 231-2500
vic@sheredling.com
Counsel for Respondents
VIcTorIa J. TakayeSu
Acting Corporation Counsel
KrISTIn K. TarnSTrom
MarIana Lowy-gerSTmar
Deputies Corporation Counsel
200 South High Street,
Third Floor
Wailuku, HI 96793
(808) 270-7740
Counsel for Respondent
the County of Maui
February 6, 2023
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.