Amicus Curiae Brief — Sunoco LP, et al., Petitioners v. City and County of Honolulu, Hawaii, et al.
Supreme Court briefJan 5, 2023
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No. 22-523
IN THE
Supreme Court of the United States
______________________
SUNOCO LP, ET AL.,
Petitioners,
v.
CITY AND COUNTY OF HONOLULU, HAWAII, ET AL.,
Respondent.
______________________
On Petition for a Writ of Certiorari to the United
States Court of Appeals for the Ninth Circuit
_______________
BRIEF OF AMICUS CURIAE THE NATIONAL
ASSOCIATION OF MANUFACTURERS
IN SUPPORT OF PETITIONERS
_______________
Linda E. Kelly
Erica Klenicki
Michael A. Tilghman II
THE NAM LEGAL CENTER
733 10th Street, N.W.
Suite 700
Washington, D.C. 20001
(202) 637-3100
Philip S. Goldberg
Counsel of Record
SHOOK, HARDY &
BACON L.L.P.
1800 K Street, N.W.
Suite 1000
Washington, D.C. 20006
(202) 783-8400
pgoldberg@shb.com
January 5, 2023
[Additional Counsel Listed on Inside Cover]
Daniel B. Rogers
SHOOK, HARDY & BACON L.L.P.
201 S. Biscayne Blvd., Suite 3200
Miami, FL 33131
(305) 358-5171
Counsel for Amicus Curiae
i
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES .................................. ii
INTEREST OF AMICUS CURIAE ....................... 1
INTRODUCTION AND
SUMMARY OF ARGUMENT .......................... 2
ARGUMENT .......................................................... 6
I.
THE LOWER COURT’S RULING
PROVIDES A PLAYBOOK FOR
PEOPLE SEEKING TO ABROGATE
FEDERAL AUTHORITY ........................... 6
II. THE COURT SHOULD UPHOLD ITS
RULING IN AMERICAN ELECTRIC
POWER THAT CLIMATE CHANGE
CLAIMS INVOKE FEDERAL COURT
JURISDICTION ......................................... 10
III. THE COURT SHOULD ENSURE THAT
ENTITIES ACTING UNDER FEDERAL
OFFICERS HAVE PROPER ACCESS
TO FEDERAL COURTS ............................ 14
IV. MERELY PASTING STATE LAW
LABELS ON FEDERAL LAW CLAIMS
SHOULD NOT BE A MEANS FOR
EVADING FEDERAL SCRUTINY ........... 18
V. THE COURT SHOULD AFFIRM THAT
CLAIMS ALLEGING HARM FROM
CLIMATE CHANGE RAISE
UNIQUELY FEDERAL INTERESTS....... 20
CONCLUSION ....................................................... 23
ii
TABLE OF AUTHORITIES
Cases
Page
American Electric Power Co. v.
Connecticut, 564 U.S. 410 (2011) .... 2, 4, 10, 11, 12
Arizona v. Manypenny,
451 U.S. 232 (1981)........................................ 15, 16
Baker v. Atl. Richfield Co.,
962 F.3d 937 (7th Cir. 2020) ............................... 15
Board of County Commissioners of
Boulder County v. Suncor Energy
(U.S.A.) Inc., 25 F.4th 1238 (2022) ................. 4, 13
Caver v. Cen. Ala. Elec. Coop.,
845 F.3d 1135 (11th Cir. 2017)........................... 16
City and County of Honolulu v. Sunoco LP,
39 F.4th 1101 (9th Cir. 2022) .............................. 14
City of New York v. Chevron Corp.,
993 F.3d 81 (2d Cir. 2021) ..................... 3, 4, 19, 20
City of Oakland v. BP P.L.C.,
325 F. Supp. 3d 1017 (N.D. Cal. 2018) ........... 3, 19
Comer v. Murphy Oil USA, Inc.,
718 F.3d 460 (5th Cir. 2013) ........................... 3, 12
County of San Mateo v. Chevron,
32 F.4th 733 (9th Cir. 2022) .................................. 4
Fry ex rel. E.F. v. Napoleon Cmty. Schs.,
137 S. Ct. 743 (2017)............................................ 18
iii
Illinois v. City of Milwaukee,
406 U.S. 91 (1972)................................................ 11
In re Commonwealth’s Motion to Appoint
Counsel Against or Directed to Defender Ass’n of Philadelphia,
790 F.3d 457 (3d Cir. 2015) ....................... 5, 15, 17
Issacson v. Dow Chemical Co.,
517 F.3d 129 (2d Cir. 2008) ................................. 17
Jefferson Cnty. v. Acker,
527 U.S. 423 (1999).................................. 14, 15, 17
Kurns v. R.R. Friction Prods. Corp.,
565 U.S. 625 (2012)................................................ 8
Latiolais v. Huntington Ingalls, Inc.,
951 F.3d 286 (5th Cir. 2020) .............................. 17
Maryland v. Soper (No. 1),
270 U.S. 9 (1926).................................................. 16
Mayor and City Council of Baltimore v. BP
P.L.C., 31 F.4th 178 (4th Cir. 2022) ............... 4, 13
Mesa v. California,
489 U.S. 121 (1989)......................................... 14-15
Native Village of Kivalina v. ExxonMobil
Corp., 696 F.3d 849 (9th Cir. 2012)........ 2-3, 12, 13
Rivet v. Regions Bank of Louisiana,
522 U.S. 470 (1998).............................................. 18
Shell Oil Prods. Co., LLC v. Rhode Island,
35 F.4th 44 (2022) .................................................. 4
iv
United States v. Standard Oil Co. of Cal.,
332 U.S. 301 (1947)........................................ 11, 12
Watson v. Philip Morris Cos.,
551 U.S. 142 (2007).............................................. 16
West Virginia v. Environmental Prot. Agency,
142 S. Ct. 2587 (2022)............................................ 3
Willingham v. Morgan,
395 U.S. 402 (1969).............................................. 16
Statutes
28 U.S.C. § 1442(a)(1) .................................... 5, 15, 16
Other Authorities
Amicus Brief of Indiana and Fourteen Other
States in Support of Dismissal, City of Oakland v. BP (9th Cir. filed April 19, 2018) ............ 22
Beyond the Courtroom, Manufacturers’
Accountability Project, at
https://mfgaccountability project.org/beyond-the-courtroom............................. 10
Brief for the Tennessee Valley Authority,
American Electric Power Co. v. Connecticut
(filed Jan. 31, 2011) ............................................. 19
Julia Caulfield, Local Lawsuits Asks Oil and
Gas to Help Pay for Climate Change,
KOTO, Dec. 14, 2020 ............................................. 9
v
City of Hoboken Press Release, Hoboken
Becomes First NJ City to Sue Big Oil
Companies, American Petroleum Institute
for Climate Change Damages, Sept. 2, 2020 ..... 8-9
Zack Colman & Ben Lefebvre, Biden To Tap Oil
Reserves, Press Oil Sector To Hike Production,
Politico, Mar. 31, 2022 ......................................... 21
Brooks Dubose, Annapolis Sues 26 Oil and Gas
Companies for their Role in Contributing to
Climate Change, Cap. Gazette, Feb. 23, 2021 .... 18
Editorial, Climate Lawsuits Take a Hit,
Wall St. J., May 17, 2021 .................................... 10
Ross Eisenberg, Forget the Green New Deal. Let’s
Get to Work on a Real Climate Bill, Politico,
Mar. 27, 2019, at https://www.politico.com/
magazine/story/2019/03/27/green-new-dealclimate-bill-226239 .............................................. 23
Entire January Meeting Agenda at Rockefeller
Family Foundation, Washington Free Beacon,
Apr. 2016, at https://freebeacon.com/wpcontent/uploads/2016/04/Entire-Januarymeeting-agenda-at-RFF-1-1.pdf ............................ 7
Establishing Accountability for Climate Damages:
Lessons from Tobacco Control, Summary of
the Workshop on Climate Accountability,
Public Opinion, and Legal Strategies, Union
of Concerned Scientists & Climate
Accountability Inst. (Oct. 2012) ......................... 6-7
vi
Kirk Herbertson, Oil Companies vs. Citizens:
The Battle Begins Over Who Will Pay
Climate Costs, EarthRights, Mar. 21, 2018 .......... 9
Clifford Krauss, As Western Oil Giants Cut
Production, State-Owned Companies
Step Up, N.Y. Times, Oct. 14, 2021................ 20-21
Mullen: Military Has 'Strategic Imperative' to
Save Resources, Office of Sec. of Defense
Public Affairs, Oct. 13, 2010 at https://www.
dvidshub.net/news/58040/mullen-militaryhas-strategic-imperative-save-resources ....... 21-22
Dawn Reeves, As Climate Suits Keeps Issue
Alive, Nuisance Cases Reach Key Venue
Rulings, Inside EPA, Jan. 6, 2020 ........................ 9
Jerry Taylor & David Bookbinder, Oil Companies
Should be Held Accountable for Climate
Change, Niskanen Center, Apr. 17, 2018 ............. 9
Michael Thulen, Why Hoboken’s Climate
Change Lawsuit Is Bad for New Jersey,
NJBiz, Oct. 11, 2021 ............................................ 22
INTEREST OF AMICUS CURIAE1
Amicus curiae is the National Association of
Manufacturers (“NAM”). The NAM is the largest
manufacturing association in the United States, representing small and large manufacturers in every
industrial sector and in all 50 states. Manufacturing
employs more than 12.9 million men and women,
contributes $2.77 trillion to the U.S. economy annually, has the largest economic impact of any major
sector, and accounts for more than half of all privatesector research and development in the nation. The
NAM is the voice of the manufacturing community
and the leading advocate for a policy agenda that
helps manufacturers compete in the global economy
and create jobs across the United States.2
The NAM is dedicated to manufacturing safe, innovative and sustainable products that provide essential benefits to consumers while protecting human health and the environment. Climate change is
one of the most important public policy issues of our
time, and the NAM fully supports national efforts to
address climate change and improve public health
through appropriate laws and regulations. Developing new technologies to reduce greenhouse gas emissions, make energy more efficient, and modify infra1 Pursuant to Rule 37.6, counsel for amicus curiae certifies that
this brief was not authored in whole or in part by counsel for
any party and that no person or entity, other than amicus curiae, its members, or its counsel made a monetary contribution to
the preparation or submission of the brief. The parties received
timely notice of the intent of amicus curiae to file this brief, and
provided blanket consent to the filing of briefs of amici curiae.
2 To learn more about the NAM, including its Board members,
please see https://www.nam.org/about/ and
https://www.nam.org/about/board-of-directors/.
2
structures to deal with the impacts of climate change
has become an international imperative.
The NAM has grave concerns about this attempt
to create liability over sales of lawful, beneficial energy products essential to modern life through state
law. As the Court found in American Electric Power
Co. v. Connecticut, 564 U.S. 410 (2011), climate litigation plainly implicates federal questions and complex policymaking. State tort suits against the energy sector cannot achieve these public policy objectives, and state courts are not the appropriate forums to decide these critical national issues. For
these reasons, the NAM has a substantial interest in
attempts by Respondents and other local governments to subject its members to unprincipled state
liability for harms associated with climate change.
INTRODUCTION AND
SUMMARY OF ARGUMENT
This case is part of a coordinated, national litigation campaign over global climate change and an unapologetic effort to circumvent this Court’s ruling in
American Electric Power Co. v. Connecticut, 564 U.S.
410 (2011) (hereafter “AEP”). In AEP, the Court addressed an earlier wave of this climate litigation
campaign. It held unanimously that the climate
claims there sounded in the federal common law and
that Congress displaced any such claims when it enacted the Clean Air Act. See id. at 424. The Ninth
and Fifth Circuits then dismissed versions of the
climate suits pending in their courts. See Native Village of Kivalina v. ExxonMobil Corp., 696 F.3d 849
3
(9th Cir. 2012) and Comer v. Murphy Oil USA, Inc.,
718 F.3d 460 (5th Cir. 2013). The law was settled.3
As this brief will show, strategists behind this litigation campaign then began developing ideas for
circumventing the Court’s ruling. Lawyers involved
in this effort said they were looking for ways to repackage the litigation so their new lawsuits would
achieve comparable national goals as AEP, but would
appear different and appeal to parochial interests of
local courts to provide money to local constituencies.
So, they re-cast the federal public nuisance claims for
injunctive relief against the utilities in AEP as state
public nuisance lawsuits for state or local abatement
funds against energy manufacturers, among several
other state law claims. Since 2017, more than two
dozen of these lawsuits have been filed in carefully
chosen state jurisdictions around the country.
On the few occasions where federal courts have
reached the substance of these claims, the federal
courts properly applied AEP and concluded that the
claims arise under federal common law and are displaced. See City of New York v. Chevron Corp., 993
F.3d 81, 91 (2d Cir. 2021); City of Oakland v. BP
P.L.C., 325 F. Supp. 3d 1017 (N.D. Cal. 2018) (vacated pursuant to an order to remand the case to state
court, see 960 F.3d 570 (9th Cir. 2020)). What has become clear is that the state law packaging for these
claims is solely a veneer. As the Second Circuit stated, the lawsuits seek to subject a handful of energy
companies to state liability “for the effects of emissions made around the globe over the past several
3 The Court reaffirmed AEP in West Virginia v. Environmental
Prot. Agency. See 142 S. Ct. 2587, 2613 (2022); see also id. at
2636 (Kagan, J., dissenting).
4
hundred years.” City of New York, 993 F.3d at 92. It
concluded that “[s]uch a sprawling case is simply beyond the limits of state tort law,” id., echoing this
Court’s statement in AEP that this litigation raises
issues of “special federal interest.” 564 U.S. at 424.
Accordingly, the linchpin for this litigation campaign is the ability of the plaintiffs to avoid the federal judiciary. After the companies removed the cases to federal court, the plaintiffs proffered novel theories for tying the hands of federal courts and requiring them to remand the cases to state courts. First,
the plaintiffs have asserted their claims, even if inherently federal, are un-removable because Congress
exercised its authority over these federal issues and
displaced the federal common law in this area. The
Second Circuit called the notion that such federal action on federal issues can undo federal jurisdiction
“too strange to seriously contemplate.” City of New
York, 993 F.3d at 98-99. Yet, the Ninth Circuit
agreed with Respondents and held these claims are
now viable under state law because the federal common law over climate change has been displaced.
This part of this appeal is the subject of several
Petitions before the Court. See Board of County
Commissioners of Boulder County v. Suncor Energy
(U.S.A.) Inc., 25 F.4th 1238 (10th Cir. 2022), petition
for cert. filed, July 8, 2022; Mayor and City Council
of Baltimore v. BP P.L.C., 31 F.4th 178 (4th Cir.
2022), petition for cert. filed, Oct. 14, 2022; County of
San Mateo v. Chevron Corp., 32 F.4th 733 (9th Cir.
2022), petition for cert. filed, Nov. 22, 2022; and Shell
Oil Prods. Co., LLC v. Rhode Island, 35 F.4th 44
(2022), petition for cert. filed, Dec. 2, 2022.
5
Second, Plaintiffs have argued that even though
Petitioners have supplied the federal government
with substantial quantities of specialized, noncommercial grade fuels under the direction and control of federal officers, removal is not proper under
the federal officer removal statute. See 28 U.S.C. §
1442(a)(1). The Ninth Circuit denied the Petitioners’
right to remove the case to federal court under this
statute by issuing an unsupported interpretation of
the statute that has been rejected by other Circuits,
creating a circuit split on this issue.
Here, Petitioners plainly assert they are “person[s]” in a “civil action” “for or relating to” acts performed while “acting under” federal officers and
“raise[d] a colorable federal defense”—which are the
only requirements Congress and this Court have established for when the statute provides a right of
removal. The Ninth Circuit added a new requirement: the federal defense must arise from Petitioners’ federal duties. As other Circuits have recognized,
constitutional and preemption defenses critical to
giving proper effect to the federal officer removal
statute—ensuring claims against those acting under
the federal government are heard in federal court—
would not meet this new standard. As the Third Circuit stated, “[w]hat matters is that a defense raises a
federal question, not that a federal duty forms the
defense.” In re Commonwealth’s Motion to Appoint
Counsel Against or Directed to Defender Ass’n of
Philadelphia, 790 F.3d 457, 473 (3d Cir. 2015).
This question has implications for every manufacturer and business that supplies goods and services
for the federal government. This Petition is an im-
6
portant vehicle for resolving this recurring issue; it is
not presented in the other climate-related Petitions.
For these reasons, amicus respectfully requests
that the Court grant the Petition and vacate the order to remand these federal law issues to state court
or, at least, hold the Petition pending a decision on
the petitions in Suncor Energy (U.S.A.) Inc. v. Board
of County Commissioners of Boulder County, No. 211550, and the other cases. With some two dozen climate cases pending, it is a matter of judicial efficiency that the Court resolve these federal law questions.
ARGUMENT
I.
THE LOWER COURT’S RULING
PROVIDES A PLAYBOOK FOR
PEOPLE SEEKING TO ABROGATE
FEDERAL AUTHORITY
The advocacy groups and lawyers behind this litigation campaign have explicitly stated that they developed the litigation strategy employed in this and
the other climate cases to circumvent this Court’s
ruling in AEP. In 2012, after AEP was decided, they
convened in California to brainstorm on how to repackage climate lawsuits in hopes of using the litigation to achieve their national policy priorities. Organizers of the conference published their discussions.
See Establishing Accountability for Climate Damages: Lessons from Tobacco Control, Summary of the
Workshop on Climate Accountability, Public Opinion,
7
and Legal Strategies, Union of Concerned Scientists
& Climate Accountability Inst. (Oct. 2012).4
They said that despite the Court’s clear pronouncements, they still believed “the courts offer the
best current hope” for imposing their national public
policy agenda over fossil fuel emissions. Id. at 28.
They discussed “the merits of legal strategies that
target major carbon emitters, such as utilities [as in
AEP], versus those that target carbon producers,” as
here. Id. at 12. They talked through causes of action,
“with suggestions ranging from lawsuits brought under public nuisance laws,” also as here, “to libel
claims.” Id. at 11. Given AEP in particular, they emphasized making the lawsuits look like traditional
damages claims rather than directly asking a court
to regulate emissions or put a price on carbon use.
See id. at 13. As one person at the conference said,
“Even if your ultimate goal might be to shut down a
company, you still might be wise to start out by asking for compensation for injured parties.” Id.
They also discussed “the importance of framing a
compelling public narrative,” including “naming [the]
issue or campaign” in an effort to generate “outrage.”
Id. at 21, 28. At a follow-up session in 2016, they explained that “creating scandal” through lawsuits
would also help “delegitimize” the companies politically. Entire January Meeting Agenda at Rockefeller
Family Foundation, Wash. Free Beacon, Apr. 2016.5
4 https://www.ucsusa.org/sites/default/files/attach/2016/04/
establishing-accountability-climate-change-damages-lessonstobacco-control.pdf.
5 https://freebeacon.com/wp-content/uploads/2016/04/Entire-
January-meeting-agenda-at-RFF-1-1.pdf.
8
They have since tried to scandalize the fact that
companies knew about potential risks of climate
change—something widely known by governments
around the world—and still produced fossil fuels to
satisfy the energy needs of billions of people.
To name this effort, supporters have asserted
some widespread “campaign of deception,” but that
narrative is undermined by the fact that the different lawsuits alleged that different combinations of
companies were involved in this so-called conspiracy.
Here, the City and County of Honolulu allege some
20 entities should be subject to liability for their climate change damages. In other cases, some government plaintiffs have named only one or two companies as being responsible, while others have named
more than two dozen defendants, generally including
local entities (here, Aloha Petroleum that operates
gas stations in Hawaii) in an effort to keep the cases
in state court. This ever-changing list of defendants
in various aspects of the energy industry highlights
the specious nature of this litigation.
Finally, they have partnered with state and local
governments to file the claims. In the complaints, the
governments assert that they are seeking only money to deal with local impacts of global climate change
and often disclaim any attempt to regulate emissions—even though this Court has held that such liability is a form of regulation. See, e.g., Kurns v. R.R.
Friction Prods. Corp., 565 U.S. 625, 637 (2012). Indeed, the lawsuits are being funded by organizations
because the litigation raises inherent federal legal
and energy issues. See, e.g., City of Hoboken Press
Release, Hoboken Becomes First NJ City to Sue Big
Oil Companies, American Petroleum Institute for
9
Climate Change Damages, Sept. 2, 2020 (noting the
legal fees would be paid by the Institute for Governance and Sustainable Development).6
Outside of court, the litigation’s architects have
acknowledged that the desired effect of this litigation
is to penalize the worldwide production, promotion,
sale and use of fossil fuels—what they call imposing
the “true cost” of fuels on consumers. Kirk Herbertson, Oil Companies vs. Citizens: The Battle Begins
Over Who Will Pay Climate Costs, EarthRights, Mar.
21, 2018. They want the litigation to force Americans
into “cutting back” on fossil fuel use and energy
manufacturers into raising their prices “so that if
they are continuing to sell fossil fuels, that the cost of
[climate change] would ultimately get priced into
them.” Julia Caulfield, Local Lawsuits Asks Oil and
Gas to Help Pay for Climate Change, KOTO, Dec. 14,
2020.7 They believe that because the “companies are
agents of consumers . . . holding oil companies responsible is to hold oil consumers responsible.” Jerry
Taylor & David Bookbinder, Oil Companies Should
be Held Accountable for Climate Change, Niskanen
Center, Apr. 17, 2018.8
6_https://www.hobokennj.gov/news/hoboken-sues-exxon-mobil-
american-petroleum-institute-big-oil-companies.
7 https://coloradosun.com/2021/02/01/boulder-climate-lawsuit-
opinion/.
8 A reporter who follows the litigation has observed the incon-
gruity between the ways the cases are presented in and out of
court: “State and local governments pursuing the litigation argue that the cases are not about controlling GHG emissions . . .
But they also privately acknowledge that the suits are a tactic
to pressure the industry.” Dawn Reeves, As Climate Suits Keeps
Issue Alive, Nuisance Cases Reach Key Venue Rulings, Inside
10
In addition, these groups are using political-style
tactics to leverage the litigation to hinder the energy
companies politically. See generally Beyond the
Courtroom, Manufacturers’ Accountability Project
(detailing this litigation campaign).9 Thus, unlike
traditional state lawsuits, success here includes filing and maintaining state lawsuits that they can use
for their national legal goals. Overall, about two dozen climate lawsuits have been filed since 2017.
At bottom, even though these lawsuits are packaged differently than AEP and invoke state law, they
are similarly designed to drive federal law on climate
change. By filing their claims in carefully chosen jurisdictions, they are seeking to convince local state
courts to help them “side-step federal courts and Supreme Court precedent” and advance their preferred
national and international agenda by awarding money to state and local jurisdictions. Editorial, Climate
Lawsuits Take a Hit, Wall St. J., May 17, 2021.
II. THE COURT SHOULD UPHOLD ITS
RULING IN AMERICAN ELECTRIC
POWER THAT CLIMATE CHANGE
CLAIMS INVOKE FEDERAL COURT
JURISDICTION
The Court should grant the Petition (or one of the
other pending climate-related Petitions) to reinforce
the principle that climate litigation raises issues of
“special federal interest.” AEP, 564 U.S. at 424. In
AEP, the Court explained that federal common law
EPA, Jan. 6, 2020, https://insideepa.com/outlook/climate-suitskeeps-issue-alive-nuisance-cases-reach-key-venue-rulings.
9 https://mfgaccountabilityproject.org/beyond-the-courtroom.
11
addresses subjects “where the basic scheme of the
Constitution so demands,” including “air and water
in their ambient or interstate aspects.” Id. at 422
(quoting Illinois v. City of Milwaukee, 406 U.S. 91,
103 (1972)). This rule of law applies to the claims
here in equal force as it did in AEP.
The factual foundation in AEP is the same here:
global climate change is caused by GHG emissions
“naturally present in the atmosphere and . . . emitted
by human activities,” including the use of fossil fuels
all over the world. Id. at 416. GHG emissions from
fossil fuels have combined with other global sources
of GHGs and have accumulated in the earth’s atmosphere for more than a century since the industrial
revolution and are creating impacts on the earth. “By
contributing to global warming, the plaintiffs asserted, the defendants’ carbon-dioxide emissions created
a ‘substantial and unreasonable interference with
public rights,’ in violation of the federal common law
of interstate nuisance, or in the alternative, of state
tort law.” Id. at 418. Here, the allegations are also
that Petitioners contributed to global warming by
causing or contributing to GHG emissions through
the production, marketing and sale of their fuels.
In AEP, the Court followed the two-step analysis
from United States v. Standard Oil Co. of Cal., 332
U.S. 301 (1947) in dismissing the claims. First, the
Court determined the claims arose under federal
common law and that “borrowing the law of a particular State would be inappropriate.” AEP, 564 U.S. at
422. As Standard Oil instructs and AEP affirmed,
certain claims invoke the “interests, powers, and relations of the Federal Government as to require uniform national disposition rather than diversified
12
state rulings.” Standard Oil, 332 U.S. at 78. Determining rights and responsibilities for global climate
change is one of them. As the Court stated, the production, sale, promotion, and use of fossil fuels as
well as global GHG emissions raise inherently federal questions, including over national security.
Second, and only after determining the claims
arose under federal common law, did the Court hold
that Congress displaced through the Clean Air Act
remedies that might be granted under federal common law. See AEP, 564 U.S. at 425. Only the initial
inquiry—whether the subject requires a uniform federal rule—goes to jurisdiction and is before this
Court at this time. Any conclusion that because Congress spoke on this issue through the CAA and made
the EPA the governing authority over GHG emissions that it somehow undermines the federal nature
of this case is nonsensical and should be reviewed.
Congress’s decision to displace federal common law
in favor of federal regulatory authority does not
make GHG emissions any less of a federal issue.
At the time AEP was decided, two other climate
cases were pending against the energy sector. An
Alaskan village was suing many of the same energy
producers as here under federal law for damages related to rising sea levels. See Kivalina, 696 F.3d at
849. In Mississippi, a purported class of homeowners
sued a multitude of energy producers under state
tort law for property damage from Hurricane Katrina. See Comer, 718 F.3d at 460. The allegations were
that defendants, through their conduct and products,
caused certain emissions which contributed to climate change and made the hurricane more intense.
See id. These cases parallel the case here as the City
13
and County of Honolulu also allege the Petitioners’
conduct and products caused certain emissions.
After AEP, both cases were dismissed. As the
Ninth Circuit explained, even though the legal theories in Kivalina differed slightly from AEP, given the
Court’s message, “it would be incongruous to allow
[such litigation] to be revived in another form.” Kivalina, 696 F.3d at 857. Climate suits alleging harm
from GHG emissions across the country and globe
are exactly the sort of “transboundary pollution”
claims the Constitution exclusively commits to federal law. Id. at 855. This is true regardless of how
the suits are packaged—over energy use or products,
by public or private plaintiffs, under federal or state
law, or for injunctive relief, abatement, or damages.
Despite this uniform approach about a decade
ago, several Circuits in this round of climate cases
have inverted the Court’s ruling in AEP in affirming
the remand orders. They have held that federal jurisdiction is no longer required because the Court
ruled in AEP that federal common law “ceases to exist” in this area. Mayor and City Council of Baltimore, 31 F.4th at 204; see also Board of County
Commissioners of Boulder County, 25 F.4th at 1260.
The Court should grant the Petition because the
ruling here conflicts with its ruling in AEP that
claims over the effects of climate change implicate
uniquely federal interests and are governed by federal law. It also should not allow local governments
to turn AEP’s displacement ruling on its head by using it here as the primary rationale for trying to circumvent federal jurisdiction on climate cases.
14
III.
THE COURT SHOULD ENSURE THAT
ENTITIES ACTING UNDER FEDERAL
OFFICERS HAVE PROPER ACCESS
TO FEDERAL COURTS
The Court should also grant the Petition to give
proper effect to the federal officer removal statute.
Here, Petitioners showed they were acting under
federal officers in producing and supplying highly
specialized, non-commercial grade fuels for the military, operating the Strategic Petroleum Reserve, and
operating the federal Elk Hills oil reserve under the
Navy’s supervision, among other things. See Pet. at
9. With respect to the provision of specialized fuels to
the military and support for certain wartime efforts,
the Ninth Circuit denied Petitioners’ right to remove
these claims to federal court by heightening one of
the elements for removal. Rather than requiring only
the assertion of a colorable federal defense, it added
that the defense must also arise out of defendants’
official duties. See City and County of Honolulu v.
Sunoco LP, 39 F.4th 1101, 1110 (9th Cir. 2022).
This limitation as to which federal defenses can
trigger the federal officer removal statute, even when
the defendant is acting under a federal officer, is unfounded and undermines the statute’s purpose. As
this Court has stated in previous cases, lawsuits
“against federal officers may be removed despite the
nonfederal cast of the complaint; the federal-question
element is met if the defense depends on federal
law.” Jefferson Cnty. v. Acker, 527 U.S. 423, 431
(1999). “[I]t is the raising of a federal question in the
officer’s removal petition that constitutes the federal
law under which the action against the federal officer
arises for Art. III purposes.” Id.; see also Mesa v. Cal-
15
ifornia, 489 U.S. 121, 128 (1989) (upholding “the constitutionality of the federal officer removal statute
precisely because the statute predicated removal on
the presence of a federal defense”).
Here, the Ninth Circuit misconstrued a statement
this Court made in Arizona v. Manypenny, 451 U.S.
232 (1981) in justifying this departure from previous
law. The Court observed that “[h]istorically,” the federal officer removal statute “was meant to ensure a
federal forum in any case where a federal official is
entitled to raise a defense arising out of his official
duties.” In making this remark, the Court did not
hold, or even suggest, that the federal defense must
arise out of a federal duty.
The statute already requires the claims at issue
to be “for or relating to any act under color of [federal] office.” 28 U.S.C. § 1442(a)(1). As this Court has
explained, these elements are to be treated separately: “To qualify for removal, an officer of the federal
courts must both raise a colorable federal defense
and establish that the suit is ‘for [a]n act under color
of office.’” Acker, 527 U.S. at 431 (cleaned up). Imposing this requirement on the defenses wrongly collapses the defense inquiry into the conduct requirement. See In re Commonwealth, 790 F.3d at 470. Yet,
the Ninth Circuit did not provide any rationale for
restricting the federal defenses element.
Demonstrating a clear Circuit split, the Third and
Seventh Circuits have held just the opposite: “the
fact that duty-based defenses are the most common
defenses does not make them the only permissible
ones.” In re Commonwealth, 790 F.3d at 473; Baker
v. Atl. Richfield Co., 962 F.3d 937, 942 n.1 (7th Cir.
2020) (favorably citing the Third Circuit decision). As
16
the Third Circuit explained, “[w]hat matters is that a
defense raises a federal question, not that a federal
duty forms the defense.” Id. at 473. It concluded that
the statute “is to be ‘broadly construed’ in favor of a
federal forum.” Id. at 466–67; accord Caver v. Cen.
Ala. Elec. Coop., 845 F.3d 1135, 1146 (11th Cir. 2017)
(similarly referring to the “lenient colorable federal
defense requirement for removal”).
This Court’s jurisprudence suggests the broader
application is the correct one because the “statute’s
‘basic’ purpose is to protect the Federal Government
from the interference with its ‘operations’ that would
ensue were a State able, for example, to” prosecute
claims in state court against “‘officers and agents’ of
the Federal Government ‘acting . . . within the scope
of their authority.’” Watson v. Philip Morris Cos., 551
U.S. 142, 150 (2007) (quoting Willingham v. Morgan,
395 U.S. 402, 406 (1969)). Without removal, “[s]tatecourt proceedings may reflect ‘local prejudice’ against
unpopular federal laws or federal officials.” Id. at 150
(quoting Maryland v. Soper (No. 1), 270 U.S. 9, 32
(1926)). “For these reasons, this Court has held that
the right of removal is absolute for conduct performed under color of federal office, and has insisted
that the policy favoring removal ‘should not be frustrated by a narrow, grudging interpretation of §
1442(a)(1).’” Manypenny, 451 U.S. at 242 (quoting
Willingham, 395 U.S. at 407).
As Congress has stated, it is against the federal
interest for the private sector to have a state-based
disincentive from answering federal officers’ calls for
services and products, particularly when it comes to
17
national security.10 America’s manufacturers, energy
producers, and other entities must be willing to provide the federal government with their products and
services—including the specialized jet fuels supplied
here, the naval vessels supplied in Latiolais v. Huntington Ingalls, Inc., 951 F.3d 286 (5th Cir. 2020) (en
banc), or the chemical weapons supplied in Issacson
v. Dow Chemical Co., 517 F.3d 129 (2d Cir. 2008)—
not refuse to provide them out of fear of local reprisal. Importantly, applying the federal officer removal
statute does not absolve any defendant of any
wrongdoing; it solely ensures local claims against
them will be adjudicated by federal authorities. See
Acker, 527 U.S. at 431 (“[O]ne of the most important
reasons for removal” is “to have the validity of the
[federal defense] tried in a federal court.”).
These dynamics that the federal officer removal
statute was intended to prevent are certainly at risk
here. As indicated, this litigation campaign was
crafted as an attempt to avoid federal courts. Private
foundations and lawyers teamed with local and state
governments to file cases in a multitude of state
courts. Each lawsuit seeks to bring private, out-ofstate money into a local community, with public officials asserting the litigation is an important piece for
addressing a significant global challenge. In Maryland, when asked about the legal shortcomings of
climate lawsuits, Annapolis officials expressed unusual confidence that “the Maryland courts will get us
The statute is “meant ‘to ensure that any individual drawn
into a State legal proceeding based on that individual’s status
as a Federal officer has the right to remove.’” In re Commonwealth, 790 F.3d at 467 (quoting H.R.Rep. No. 112-16, pt. 1
(2011), as reprinted in 2011 U.S.C.C.A.N. 420, 420).
10
18
there.” Brooks Dubose, Annapolis Sues 26 Oil and
Gas Companies for their Role in Contributing to Climate Change, Cap. Gazette, Feb. 23, 2021.11
The Court should grant the Petition to make clear
that state courts are not positioned to be arbiters of
who, if anyone, is to be legally accountable for global
climate change—particularly when the entities being
sued were acting under the direction of federal officers and have colorable federal defenses.
IV. MERELY PASTING STATE LAW
LABELS ON FEDERAL LAW CLAIMS
SHOULD NOT BE A MEANS FOR
EVADING FEDERAL SCRUTINY
The Court should not allow the use of labels to
turn the global production, sale, promotion and use
of fossil fuels into state law claims without federal
scrutiny. As the Court has appreciated, “[w]hat matters is the crux—or, in legal speak, the gravamen—of
the plaintiff’s complaint, setting aside any attempts
at artful pleading.” Fry ex rel. E.F. v. Napoleon Cmty.
Schs., 137 S. Ct. 743, 755 (2017); see also Rivet v. Regions Bank of Louisiana, 522 U.S. 470, 475 (1998).
The crux of this litigation is federal.
The state law theories invoked in this litigation
are mere fig leaves. The various permutations of the
cases clearly demonstrate that none of the theories of
harm are moored to any plaintiff, defendant, or jurisdiction. The chain of causation, as the Court observed in AEP, is anything but local. In fact, the pre11_https://www.capitalgazette.com/maryland/annapolis/ac-cn-
annapolis-fossil-fuels-lawsuit-20210222-20210223vs2ff7eiibfgje6fvjwticys2i-story.html.
19
dictions of the Obama administration in AEP have
been born out. The Solicitor General, in opposing
that lawsuit, cautioned there would be “almost unimaginably broad categories of both potential plaintiffs and potential defendants.” Brief for the Tennessee Valley Authority, AEP at 15 (filed Jan. 31, 2011).
It would be “impossible to consider the sort of focused
and more geographically proximate effects that were
characteristic of traditional nuisance suits.” Id. at 17.
In a lawsuit similar to the one here, the Second
Circuit saw through the claim’s state law veneer: “we
are told that this is merely a local spat about the
City’s eroding shoreline, which will have no appreciable effect on national energy or environmental policy. We disagree. Artful pleading cannot transform
the City’s complaint into anything other than a suit
over global greenhouse gas emissions.” City of New
York, 993 F.3d at 91. The same is true here; referencing state claims and asking for compensation—the
purposeful packaging of these suits—does not make
federal matters of global climate change suddenly
suitable for state courts. “Such a sprawling case is
simply beyond the limits of state tort law.” Id. at 92.
To this end, in the climate case brought by San
Francisco and Oakland, the district judge initially
denied the remand motion and dismissed the claims
on the merits for the same reasons: “Their theory
rests on the sweeping proposition that otherwise lawful and everyday sales of fossil fuels, combined with
an awareness that greenhouse gas emissions lead to
increased global temperatures, constitute a public
nuisance.” City of Oakland, 325 F. Supp. 3d at 1022.
It attempts to “reach the sale of fossil fuels anywhere
in the world.” Id. The fact that the ruling was vacat-
20
ed when the district judge’s order denying remand
was overturned underscores the reason the Court
should grant the Petition and instruct the circuits to
consider the federal substance and impact of the
claims, not just their state law labels.
V. THE COURT SHOULD AFFIRM THAT
CLAIMS ALLEGING HARM FROM
CLIMATE CHANGE RAISE
UNIQUELY FEDERAL INTERESTS
Finally, as recent events have demonstrated, subjecting selected American, Canadian and European
energy manufacturers to liability for global climate
change would interfere with exclusive federal interests, including over national security. At the heart of
these claims is the notion that America should reduce the production of fossil fuels because of the impact these fuels are having on the climate. See City of
New York, 993 F.3d at 93 (“If the Producers want to
avoid all liability, then their only solution would be
to cease global production altogether.”). Some may
consider this to be a sensible solution, but it is not
the role of state courts to force such a transition.
For starters, state governments do not control the
global fuel market, so forcing a reduction in oil production by a few private companies would not reduce
GHG emissions. As the New York Times reported,
many of these companies are already “slowing down
production as they switch to renewable energy. . . .
But that doesn’t mean the world will have less oil.”
Clifford Krauss, As Western Oil Giants Cut Production, State-Owned Companies Step Up, N.Y. Times,
21
Oct. 14, 2021.12 “[S]tate-owned oil companies in the
Middle East, North Africa and Latin America are
taking advantage of the cutbacks . . . by cranking up
their production.” Id. “This massive shift could . . .
make America more dependent on [OPEC], authoritarian leaders and politically unstable countries . . . that are not under as much pressure to reduce emissions.” Id. “[T]he United States and Europe
could become more vulnerable to the political turmoil
in those countries and to the whims of their rulers”—
and Russian President Vladimir Putin “uses his
country’s vast natural gas reserves as a cudgel.” Id.
In response to the Ukrainian invasion, the administration has taken measures that would be directly
contradicted by these state claims. President Biden
has released oil from the nation’s strategic reserves,
urged American energy manufacturers to increase
their production of oil, tried to decrease energy prices, and invested in new energy technology. See Zack
Colman & Ben Lefebvre, Biden To Tap Oil Reserves,
Press Oil Sector To Hike Production, Politico, Mar.
31, 2022.13 State court rulings to curtail fossil fuel
production, make fuels more expensive, and hinder
innovation would conflict with this strategic national
security response. As Admiral (Retired) Michel Mullen put it, energy security is “one of the first things
we think about, before we deploy another soldier, before we build another ship or plane, and before we
buy or fill another rucksack.” Mullen: Military Has
12_https://www.nytimes.com/2021/10/14/business/energy-
environment/oil-production-state-owned-companies.html.
13 https://www.politico.com/news/2022/03/31/biden-to-tap-oil-
reserves-use-wartime-powers-to-limit-fuel-shocks-00022020.
22
'Strategic Imperative' to Save Resources, Office of
Sec. of Defense Public Affairs, Oct. 13, 2010.14
In addition, this litigation raises federalism concerns. More than fifteen state attorneys general have
objected to this litigation because the state and local
governments are using it to “export their preferred
environmental policies and their corresponding economic effects to other states.” Amicus Brief of Indiana and Fourteen Other States in Support of Dismissal, City of Oakland v. BP, No. 18-1663 (9th Cir.
filed Apr. 19, 2018). It also would hurt efforts by other communities to address climate impacts in their
own jurisdictions by draining their resources.
To pay for any award in this case, people and
businesses in every state would have to pay higher
energy prices for projects in Honolulu, even though
their communities may have comparable needs. As
one New Jersey coastal leader said in response to a
lawsuit from Hoboken, New Jersey: “Hoboken is
sticking the rest of us with the bill” as the litigation
“will make it much more expensive for us to put gas
in our cars and turn on our lights.” Michael Thulen,
Why Hoboken’s Climate Change Lawsuit Is Bad for
New Jersey, NJBiz, Oct. 11, 2021 (Thulen served as
President of the Point Pleasant Borough Council).15
There are less harmful ways to address impacts of
climate change that do not have the downsides associated with this litigation. Federal and state programs have already made funds available that can
provide local relief now.
14_https://www.dvidshub.net/news/58040/mullen-military-has-
strategic-imperative-save-resources.
15 https://njbiz.com/opinion-wrong-course/.
23
The Court should grant this or one of the other
climate-related Petitions. Only uniform federal law
supplies the standards that can be applied here. Yet,
there are some two dozen climate suits pending
around the country, with organizers actively recruiting more lawsuits. Lawsuits alleging energy manufacturers can be subject to untold liability for harms
stemming from global climate change should not be
the result of state-by-state ad hoc rulings. As a matter of judicial efficiency, the Court should provide
guidance before these proceedings begin in state
courts and more lawsuits are filed.
***
Ultimately, amicus believes the best way to address the impact that energy use is having on the
climate is for Congress, federal agencies, and local
governments to work with manufacturers and other
businesses on developing public policies and technologies that can reduce emissions and mitigate damages. See Ross Eisenberg, Forget the Green New Deal.
Let’s Get to Work on a Real Climate Bill, Politico,
Mar. 27, 2019. The challenge facing society is to affordably and reliably provide this energy while mitigating its climate impacts. It is not to blame providers for selling the energy that people need to heat
and cool their homes, fuel their cars, build schools,
places of worship and workplaces, and turn on lights.
CONCLUSION
For these reasons, amicus curiae respectfully requests that this Court grant the Petition and vacate
the order to remand these federal issues to state
court or, at the very least, hold the Petition pending
a decision on the petitions in Suncor Energy (U.S.A.)
24
Inc. v. Board of County Commissioners of Boulder
County, No. 21-1550 and the other petitions.
Respectfully submitted,
Philip S. Goldberg
Counsel of Record
SHOOK, HARDY & BACON L.L.P.
1800 K Street, N.W., Suite 1000
Washington, D.C. 20006
(202) 783-8400
pgoldberg@shb.com
Daniel B. Rogers
SHOOK, HARDY & BACON L.L.P.
201 S. Biscayne Blvd., Suite 3200
Miami, FL 33131
(305) 358-5171
Linda E. Kelly
Erica Klenicki
Michael A. Tilghman II
THE NAM LEGAL CENTER
733 10 Street, N.W., Suite 700
Washington, D.C. 20001
(202) 637-3100
Dated: January 5, 2023
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.