Petition for Writ of Certiorari — Sunoco LP, et al., Petitioners v. City and County of Honolulu, Hawaii, et al.
Supreme Court briefDec 2, 2022
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No.
IN THE
Supreme Court of the United States
_______________
SUNOCO LP, ET AL.,
Petitioners,
v.
CITY AND COUNTY OF HONOLULU, ET AL.,
Respondents.
_______________
On Petition For A Writ Of Certiorari
To The United States Court Of Appeals
For The Ninth Circuit
_______________
PETITION FOR A WRIT OF CERTIORARI
_______________
THOMAS G. HUNGAR
LOCHLAN F. SHELFER
GIBSON, DUNN
& CRUTCHER LLP
1050 Connecticut Ave., N.W.
Washington, D.C. 20036
THEODORE J. BOUTROUS, JR.
Counsel of Record
WILLIAM E. THOMSON
JOSHUA D. DICK
GIBSON, DUNN
& CRUTCHER LLP
333 South Grand Avenue
Los Angeles, CA 90071
(213) 229-7000
tboutrous@gibsondunn.com
Counsel for Petitioners
[Additional counsel listed on signature page]
QUESTIONS PRESENTED
This case is one of numerous lawsuits filed in state
courts seeking to hold energy companies liable for
global climate change based on their worldwide oil
and gas production activities dating back many decades. Petitioners removed this case to federal court
on numerous grounds, including the federal officer removal statute, 28 U.S.C. § 1442, arguing that, under
respondents’ theory of harm, their alleged injuries resulted from petitioners’ cumulative production and
supply of oil and gas, a substantial portion of which
occurred at the direction of federal officers. The Ninth
Circuit, however, affirmed remand on the ground that
the defenses petitioners intended to raise—including
preemption and constitutional defenses—did not arise
out of petitioners’ official federal duties. In so holding,
the Ninth Circuit created a circuit conflict with multiple courts including the Third Circuit, which has rejected that very argument.
The first question presented is:
1. Whether the court of appeals erred in holding
that 28 U.S.C. § 1442 precludes removal by federal officers and persons acting under them unless the removing defendant’s colorable federal defense arises
out of the defendant’s federal duty.
Additionally, this case presents a second question
on which the Court has asked the Solicitor General to
provide the United States’s views in a similar case:
2. Whether a federal district court has jurisdiction under 28 U.S.C. § 1331 over nominally state law
claims seeking redress for injuries allegedly caused by
the effect of transboundary greenhouse gas emissions
on the global climate, on the ground that federal law
necessarily and exclusively governs such claims.
ii
PARTIES TO THE PROCEEDING AND
RULE 29.6 STATEMENT
Petitioners are Chevron Corporation, Chevron
U.S.A. Inc., Aloha Petroleum, Ltd., Aloha Petroleum
LLC, BHP Group Ltd., BHP Group plc, BP plc, BP
America Inc., ConocoPhillips, ConocoPhillips Company, Exxon Mobil Corporation, ExxonMobil Oil Corporation, Marathon Petroleum Corporation, Phillips
66, Phillips 66 Company, Shell plc (f/k/a Royal Dutch
Shell plc), Shell USA, Inc. (f/k/a Shell Oil Company),
Shell Oil Products Company LLC, Sunoco LP, and
Woodside Energy Hawaii Inc. (f/k/a BHP Hawaii
Inc.).
Petitioner Chevron Corporation is a publicly
traded company. It does not have a parent corporation, and no publicly held company owns more than
10% of its stock.
Petitioner Chevron U.S.A. Inc. is an indirect subsidiary of Chevron Corporation. No publicly traded
corporation owns 10% or more of Chevron U.S.A.’s
stock.
Petitioner Aloha Petroleum, Ltd. is a wholly
owned subsidiary of Sunoco LP. No other publicly
held corporation owns 10% or more of its stock.
Petitioner Aloha Petroleum LLC is a wholly
owned subsidiary of Sunoco LP. No other publicly
held corporation owns 10% or more of its stock.
Petitioner BP plc is a publicly traded corporation
organized under the laws of England and Wales. No
publicly traded corporation owns 10% or more of its
stock.
Petitioner BP America Inc. is a wholly owned indirect subsidiary of BP plc.
iii
Petitioner ConocoPhillips is a publicly traded corporation incorporated under the laws of Delaware
with its principal place of business in Texas. It does
not have a parent corporation, and no publicly held
company owns more than 10% of its stock.
Petitioner ConocoPhillips Company is wholly
owned by ConocoPhillips.
Petitioner Exxon Mobil Corporation is a publicly
traded corporation and has no corporate parent. No
publicly held corporation owns 10% or more of Exxon
Mobil Corporation’s stock.
Petitioner ExxonMobil Oil Corporation’s corporate parent is Mobil Corporation, which owns 100% of
ExxonMobil Oil Corporation’s stock. Mobil Corporation, in turn, is wholly owned by Exxon Mobil Corporation.
Petitioner Marathon Petroleum Corporation has
no parent corporation. BlackRock, Inc., through itself
or its subsidiaries, owns 10% or more of Marathon Petroleum Corporation’s stock.
Petitioner Phillips 66 has no parent corporation.
The Vanguard Group is the only shareholder owning
10% or more of Phillips 66.
Petitioner Phillips 66 Company is wholly owned
by Phillips 66.
Petitioner Shell plc (f/k/a Royal Dutch Shell plc)
has no parent corporation, and no publicly held company owns 10% or more of its stock.
Petitioner Shell USA, Inc. (f/k/a Shell Oil Company) is a wholly owned indirect subsidiary of petitioner Shell plc (f/k/a Royal Dutch Shell plc).
iv
Petitioner Shell Oil Products Company LLC is a
wholly owned indirect subsidiary of petitioner Shell
plc (f/k/a Royal Dutch Shell plc).
Petitioner Sunoco LP is a publicly traded master
limited partnership, currently listed on the New York
Stock Exchange. Sunoco LP and its general partner,
Sunoco GP LLC, are subsidiaries of Energy Transfer
Operating, L.P. and Energy Transfer LP, which are
publicly traded master limited partnerships listed on
the New York Stock Exchange. No other publicly held
corporation owns 10% or more of Sunoco LP’s stock.
Petitioner Woodside Energy Hawaii Inc. (f/k/a
BHP Hawaii Inc.) is a wholly but indirectly owned
subsidiary of Woodside Energy Group Ltd., a publicly
traded company. No other publicly held company
owns more than 10% of the stock of Woodside Energy
Group Ltd. ∗
Respondents are the City and County of Honolulu,
the Honolulu Board of Water Supply, and the County
of Maui.
∗
BHP Group Ltd. and BHP Group plc were defendants in the
district court and appellants before the court of appeals. However, they do not have an interest in the outcome of this petition
because they were dismissed for lack of personal jurisdiction by
the Circuit Court for the First Circuit, State of Hawaii on April
7, 2022, in the case brought by the City and County of Honolulu
and on May 24, 2022, in the case brought by the County of Maui.
v
RULE 14.1(b)(iii) STATEMENT
This case directly relates to the following proceedings:
United States District Court (D. Haw.):
City & Cnty. of Honolulu v. Sunoco LP, et al.,
No. 20-cv-163 (Feb. 12, 2021).
Cnty. of Maui v. Chevron U.S.A. Inc., et al.,
No. 20-cv-470 (Feb. 12, 2021).
United States Court of Appeals (9th Cir.):
City & Cnty. of Honolulu v. Sunoco LP, et al.,
No. 21-15313 (July 7, 2022).
Cnty. of Maui v. Chevron U.S.A. Inc., et al.,
No. 21-15318 (July 7, 2022).
vi
TABLE OF CONTENTS
Page
QUESTIONS PRESENTED ..................................... i
PARTIES TO THE PROCEEDING AND
RULE 29.6 STATEMENT ........................................ ii
RULE 14.1(b)(iii) STATEMENT ............................. iv
TABLE OF APPENDICES ................................... viii
TABLE OF AUTHORITIES .................................... ix
OPINIONS BELOW ................................................. 1
JURISDICTION ....................................................... 1
STATUTORY PROVISIONS INVOLVED .............. 1
INTRODUCTION ..................................................... 2
STATEMENT ........................................................... 5
A. Background ................................................ 5
B. Facts and procedural history ..................... 7
REASONS FOR GRANTING THE PETITION .... 10
I.
THE NINTH CIRCUIT’S HOLDING CREATES A
CIRCUIT CONFLICT OVER WHETHER THE
“COLORABLE FEDERAL DEFENSE” MUST ARISE
FROM A REMOVING DEFENDANT’S OFFICIAL
DUTIES .............................................................. 11
II. THE DECISION BELOW CONTRADICTS THIS
COURT’S PRECEDENTS AND IS INCORRECT ........ 16
III. THIS CASE RAISES AN IMPORTANT QUESTION
THAT WARRANTS THE COURT’S REVIEW ............ 21
vii
TABLE OF CONTENTS (continued)
Page
IV. THIS CASE PRESENTS ANOTHER IMPORTANT
QUESTION WARRANTING REVIEW: WHETHER
CLAIMS SEEKING REDRESS FOR INJURIES
ALLEGEDLY CAUSED BY TRANSBOUNDARY
EMISSIONS ARE REMOVABLE BECAUSE THEY ARE
GOVERNED NECESSARILY AND EXCLUSIVELY BY
FEDERAL LAW.................................................... 24
CONCLUSION ....................................................... 28
viii
TABLE OF APPENDICES
Page
APPENDIX A: Opinion of the United States
Court of Appeals for the Ninth Circuit
(July 7, 2022) ....................................................... 1a
APPENDIX B: Order of the United States District
Court for the District of Hawaii Granting Motions
to Remand (Feb. 12, 2021) ................................. 24a
ix
TABLE OF AUTHORITIES
Cases
Page(s)
Am. Elec. Power Co. v. Connecticut,
564 U.S. 410 (2011) .............................................. 26
Arizona v. Manypenny,
451 U.S. 232 (1981) ........................................ 18, 19
Baker v. Atl. Richfield Co.,
962 F.3d 937 (7th Cir. 2020) ................................ 13
Banco Nacional de Cuba v. Sabbatino,
376 U.S. 398 (1964) .............................................. 25
BMW of N. Am., Inc. v. Gore,
517 U.S. 559 (1996) .............................................. 25
Butler v. Coast Elec. Power Ass’n,
926 F.3d 190 (5th Cir. 2019) .......................... 13, 14
Caver v. Cent. Ala. Elec. Coop.,
845 F.3d 1135 (11th Cir. 2017) ............................ 14
City of Cookeville v. Upper Cumberland
Elec. Membership Corp.,
484 F.3d 380 (6th Cir. 2007) ................................ 14
City of Milwaukee v. Illinois,
451 U.S. 304 (1981) .............................................. 26
City of New York v. Chevron Corp.,
993 F.3d 81 (2d Cir. 2021) ....................... 20, 26, 27
x
City of Oakland v. BP PLC,
969 F.3d 895 (9th Cir. 2020) ................................ 28
Cnty. of San Mateo v. Chevron Corp.,
32 F.4th 733 (9th Cir. 2022) ................................ 28
In re Commonwealth’s Mot. to Appoint
Counsel Against or Directed to Def.
Ass’n of Phila.,
790 F.3d 457 (3d Cir. 2015) ........... 3, 11, 12, 13, 16
Direct Mktg. Ass’n v. Brohl,
575 U.S. 1 (2015) .................................................. 22
Georgia v. Tenn. Copper Co.,
206 U.S. 230 (1907) .............................................. 25
Hertz Corp. v. Friend,
559 U.S. 77 (2010) ................................................ 22
Illinois v. City of Milwaukee,
406 U.S. 91 (1972) .................................... 26, 27, 28
Int’l Paper Co. v. Ouellette,
479 U.S. 481 (1987) .............................................. 26
Jefferson Cnty. v. Acker,
527 U.S. 423 (1999) .................... 2, 6, 13, 15, 18, 21
Kansas v. Colorado,
206 U.S. 46 (1907) ................................................ 25
Louisville & Nashville R.R. Co. v.
Mottley,
211 U.S. 149 (1908) ................................................ 6
xi
Mesa v. California,
489 U.S. 121 (1989) .................. 6, 12, 17, 18, 20, 22
St. Charles Surgical Hospital, L.L.C. v.
La. Health Service & Indemnity Co.,
935 F.3d 352 (5th Cir. 2019) ................................ 14
Tennessee v. Davis,
100 U.S. 257 (1880) ........................ 7, 12, 17, 18, 22
Tex. Indus., Inc. v. Radcliff Materials,
Inc.,
451 U.S. 630 (1981) .............................................. 25
United States v. Sisson,
399 U.S. 267 (1970) .............................................. 22
Verlinden B.V. v. Cent. Bank of Nigeria,
461 U.S. 480 (1983) .............................................. 17
Watson v. Philip Morris Cos.,
551 U.S. 142 (2007) ................................................ 5
Willingham v. Morgan,
395 U.S. 402 (1969) ........................ 6, 17, 19, 22, 23
Statutes
28 U.S.C. § 1441(a) ...................................... 1, 6, 10, 24
28 U.S.C. § 1442(a) .................................... 5 ,11, 14, 17
28 U.S.C. § 1442(a)(1) ....................... 2, 5, 9, 17, 18, 19
28 U.S.C. § 1442(a)(3) ................................................. 2
xii
Other Authorities
FACT SHEET: President Biden to Announce
New Actions to Strengthen U.S. Energy
Security, Encourage Production, and
Bring Down Costs, White House Briefing
Room (Oct. 18, 2022) ............................................ 23
PETITION FOR A WRIT OF CERTIORARI
Petitioners Chevron Corporation, Chevron U.S.A.
Inc., Aloha Petroleum, Ltd., Aloha Petroleum LLC,
BHP Group Ltd., BHP Group plc, BP plc, BP America
Inc., ConocoPhillips, ConocoPhillips Company, Exxon
Mobil Corporation, ExxonMobil Oil Corporation, Marathon Petroleum Corporation, Phillips 66, Phillips 66
Company, Shell plc (f/k/a Royal Dutch Shell plc),
Shell USA, Inc. (f/k/a Shell Oil Company), Shell Oil
Products Company LLC, Sunoco LP, and Woodside
Energy Hawaii Inc. (f/k/a BHP Hawaii Inc.) respectfully petition for a writ of certiorari to review the judgment of the United States Court of Appeals for the
Ninth Circuit in this case.
OPINIONS BELOW
The opinion of the Ninth Circuit is reported at 39
F.4th 1101. App. 1a–23a. The district court’s order in
City and County of Honolulu v. Sunoco LP is reported
at 2021 WL 531237. App. 24a–45a.
JURISDICTION
The Ninth Circuit issued its judgment on July 7,
2022. On September 21, 2022, Justice Kagan extended the time within which to file a petition for a
writ of certiorari until December 4, 2022. This Court
has jurisdiction under 28 U.S.C. § 1254(1).
STATUTORY PROVISIONS INVOLVED
28 U.S.C. § 1331 provides: “The district courts
shall have original jurisdiction of all civil actions arising under the Constitution, laws, or treaties of the
United States.”
28 U.S.C. § 1441(a) provides: “[A]ny civil action
brought in a State court of which the district courts of
2
the United States have original jurisdiction, may be
removed by the defendant or the defendants, to the
district court of the United States for the district and
division embracing the place where such action is
pending.”
28 U.S.C. § 1442(a)(1) provides: “(a) A civil action
or criminal prosecution that is commenced in a State
court and that is against or directed to any of the following may be removed by them to the district court
of the United States for the district and division embracing the place wherein it is pending: (1) The
United States or any agency thereof or any officer (or
any person acting under that officer) of the United
States or of any agency thereof, in an official or individual capacity, for or relating to any act under color
of such office or on account of any right, title or authority claimed under any Act of Congress for the apprehension or punishment of criminals or the collection of the revenue.”
INTRODUCTION
Congress empowered federal courts to hear any
claim “for or relating to any act” taken under a federal
officer’s direction. 28 U.S.C. § 1442(a)(1). To qualify
for federal officer removal, a defendant must establish
that the suit is for or relating to “a[n] act under color
of office,” and must also “raise a colorable federal defense.” Jefferson Cnty. v. Acker, 527 U.S. 423, 431
(1999) (alteration in original) (quoting 28 U.S.C.
§ 1442(a)(3)).
This case presents a recurring and important question regarding the “colorable federal defense” requirement that has divided the federal courts of appeals:
whether the federal defense must arise from a defend-
3
ant’s federal duties, or may encompass any federal defense. The Ninth Circuit here limited federal officer
removal to those instances where the removing defendant’s federal defense arises out of the defendant’s
federal duty. See App. 16a–17a. But other courts, like
the Third Circuit, have rejected this position, holding
that “[w]hat matters is that a defense raises a federal
question, not that a federal duty forms the defense.”
In re Commonwealth’s Mot. to Appoint Counsel
Against or Directed to Def. Ass’n of Phila., 790 F.3d
457, 473 (3d Cir. 2015).
Respondents are Hawaii political subdivisions that
have asked Hawaii state courts to apply Hawaii state
law to impose massive monetary liability on petitioners—a group of energy companies—for harms allegedly attributable to global climate change. This suit
is one of nearly two dozen actions that have been filed
in state courts across the country as part of a coordinated campaign to use novel and unprecedented constructions of state common law to hold a subset of the
energy industry liable for global climate change.
Petitioners removed these cases to federal court,
contending, among other grounds, that removal was
appropriate under the federal officer removal statute
because respondents’ complaint encompassed petitioners’ exploration for and production of fossil fuels
at the direction of federal officers. The district court
remanded the cases to state court, and petitioners appealed.
The Ninth Circuit affirmed, rejecting several of petitioners’ bases for federal officer removal because it
concluded that petitioners’ federal defenses—including preemption and constitutional defenses—do not
4
arise from their federal duties. In so holding, the
court’s decision departed from the rule followed by
other courts of appeals. Indeed, under the Ninth Circuit’s holding, most constitutional and preemption defenses would never qualify as a colorable federal defense sufficient to support removal under Section
1442—a result that conflicts with the approach followed by several other circuits.
This case provides an ideal vehicle for addressing
this important and recurring jurisdictional question.
Respondents’ claims expose the energy sector to vast,
indeterminate monetary liability that will deter investment and damage employment in the industry
and across the broader economy. And if these cases
reach judgment in state courts around the country,
they will inevitably create a patchwork of conflicting
tort standards related to the interstate production
and supply of oil and gas under the laws of multiple
States. Before state courts around the nation begin
issuing decisions on these matters, this Court should
first decide whether these cases are governed by federal law and removable to federal court under the federal officer removal statute.
Additionally, this case implicates another question
on which the Court has already requested the views of
the United States. Petitioners argued below that respondents’ claims are also removable under 28 U.S.C.
§ 1331(a) because they are necessarily and exclusively
governed by federal law by virtue of the Constitution’s
structure. See Appellants’ C.A. Br. 64–65. The same
issue is presented in Suncor Energy (U.S.A.) Inc. v.
Board of County Commissioners of Boulder County,
No. 21-1550, in which the Court has called for the
5
views of the Solicitor General. Accordingly, this petition should be held pending the Court’s disposition of
Suncor. If the judgment in Suncor is not overturned,
this petition should be granted.
STATEMENT
A. Background
The federal officer removal statute authorizes removal to federal court of any civil action against “any
officer (or any person acting under that officer) of the
United States . . . for or relating to any act under color
of such office.” 28 U.S.C. § 1442(a)(1). That statute
allows those who help the federal government achieve
federal objectives to defend actions taken under federal direction in federal court, rather than in state
courts that “may reflect ‘local prejudice.’” Watson v.
Philip Morris Cos., 551 U.S. 142, 150 (2007).
In accordance with that overarching purpose, the
statute extends its protection not only to federal officers, but also to “any person acting under” a federal officer. 28 U.S.C. § 1442(a)(1). Thus, the right to removal encompasses private individuals enlisted to
support federal efforts. See Watson, 551 U.S. at 150.
As this Court has recognized, “[t]he words ‘acting under’ are broad,” and their scope in Section 1442(a)
“must be ‘liberally construed’” to further the statute’s
basic purpose: to provide federal officers, and those
acting under their direction, with a federal forum in
which to defend their actions. Id. at 147 (citation
omitted). This Court has long cautioned that, absent
such protection, federal officers and those acting under them could be harassed and their work frustrated
“at any time” “for an alleged offense against the law of
the State, yet warranted by the Federal authority
6
they possess.” Willingham v. Morgan, 395 U.S. 402,
406 (1969) (internal quotation marks omitted).
Generally, actions may be removed to federal court
only if a federal district court would have original jurisdiction over the suit. See 28 U.S.C. § 1441(a).
Thus, for most cases, removal is viable only if the federal question appears on the face of the complaint.
See, e.g., Louisville & Nashville R.R. Co. v. Mottley,
211 U.S. 149, 152 (1908). But the federal officer removal statute is different. Because such cases implicate important interests of the federal government,
Congress granted broad rights of removal for cases
against federal officers and those acting at their behest. Therefore, “suits against federal officers may be
removed despite the nonfederal cast of the complaint;
the federal-question element is met if the defense depends on federal law.” Jefferson Cnty., 527 U.S. at
431.
Accordingly, this Court has recognized two requirements for federal officer removal: a defendant
must establish that the suit is for or relating to “a[n]
act under color of office,” and must “raise a colorable
federal defense.” Jefferson Cnty., 527 U.S. at 431 (alteration in original).
The text of the federal officer removal statute does
not include any requirement of a colorable federal defense. Rather, this Court has inferred that requirement as the necessary predicate for federal jurisdiction. See Mesa v. California, 489 U.S. 121, 136 (1989)
(“[I]t is the raising of a federal question in the officer’s
removal petition that constitutes the federal law under which the action against the federal officer arises
for Art. III purposes.”). Thus, for more than a century,
this Court has allowed federal officer removal as long
as “a Federal question or a claim to a Federal right is
7
raised in the case, and must be decided therein.” Tennessee v. Davis, 100 U.S. 257, 262 (1880).
B. Facts and procedural history
1. Beginning in 2017, state and local governments have filed lawsuits in state courts across the
country against a handful of energy companies, alleging that the companies’ worldwide extraction, production, promotion, and sale of fossil fuels has contributed to global climate change and thereby caused injury. Nearly two dozen actions have been brought under this theory against scores of defendants in state
courts across the country, including in Honolulu,
Maui, San Francisco, Seattle, Boulder, New York
City, and Baltimore. ∗
∗
See, e.g., Cnty. of San Mateo v. Chevron, No. 17-3222 (Cal. Super. Ct. San Mateo Cnty.); City of Imperial Beach v. Chevron, No.
17-1227 (Cal. Super. Ct. Contra Costa Cnty.); Cnty. of Marin v.
Chevron, No. 17-2586 (Cal. Super. Ct. Marin Cnty.); City of Richmond v. Chevron, No. 18-55 (Cal. Super. Ct. Contra Costa Cnty.);
Cnty. of Santa Cruz v. Chevron, No. 17-3242 (Cal. Super. Ct.
Santa Cruz Cnty.); City of Santa Cruz v. Chevron, No. 17-3243
(Cal. Super. Ct. Santa Cruz Cnty.); City of Oakland v. BP P.L.C.,
No. RG17875889 (Cal. Super. Ct. Alameda Cnty.); City & Cnty.
of San Francisco v. BP P.L.C., No. CGC-17-561370 (Cal. Super.
Ct. S.F. Cnty.); Mayor & City Council of Balt. v. BP P.L.C., No.
18-4219 (Balt. Cir. Ct.); Pac. Coast Fed’n of Fishermen’s Ass’ns,
Inc. v. Chevron, No. CGC-18-571285 (Cal. Super. Ct. S.F. Cnty.);
King Cnty. v. BP P.L.C., No. 18-2-11859-0 (Wash. Super. Ct. King
Cnty.); State v. Chevron, No. PC-2018-4716 (R.I. Super. Ct.); Bd.
of Cnty. Comm’rs of Boulder Cnty. v. Suncor Energy (U.S.A.), No.
2018-CV-030349 (Colo. Dist. Ct.); City & Cnty. of Honolulu v.
Sunoco, No. 20-380 (1st Cir. Haw.); District of Columbia v.
Exxon, No. 2020 CA 002892 B (D.C. Super. Ct.); Cnty. of Maui v.
Sunoco LP, No. 2CCV-20-0000283 (2d Cir. Haw.); State v. BP
Am. Inc., No. N20C-09-097 (Del. Super. Ct.); City of Charleston
v. Brabham Oil Co., No. 2020-CP-10 (S.C. Ct. Com. Pl.); City of
8
2. The cases at issue here are part of this coordinated campaign. The City and County of Honolulu,
the Honolulu Board of Water Supply, and the County
of Maui each asserted various state tort law claims in
Hawaii state court, seeking damages arising from “anthropogenic global warming.” C.A. 8-ER-1533, -1642.
Respondents contend that “pollution from [petitioners’] fossil fuel products plays a direct and substantial
role in the unprecedented rise in emissions of greenhouse gas pollution,” which “is the main driver of”
global climate change, which respondents allege
caused their injuries. C.A. 4-ER-480.
Respondents’ theory is global—it depends on
“worldwide” greenhouse gas emissions since at least
the 1950s. See C.A. 8-ER-1531–32. And respondents
seek to hold petitioners—20 energy companies—liable
for “sea level rise” and “more frequent and intense extreme precipitation events,” “flooding,” “heat waves,”
and “droughts” allegedly resulting from the normal
production, promotion, and sale of fossil fuels. C.A. 8ER-1531. Asserting numerous causes of action nominally under Hawaii state tort law, including for public
and private nuisance, trespass, and failure to warn,
respondents demand compensatory and punitive
damages, disgorgement of profits, abatement of the alleged nuisances, and other relief. C.A. 8-ER-1628–35,
-1640–42.
Petitioners removed both actions to the U.S. District Court for the District of Hawaii. App. 9a. The
Hoboken v. Exxon Mobil Corp., No. HUD-L-003179-20 (N.J. Super. Ct. Hudson Cnty.); City of Annapolis v. BP P.L.C., No. C-02CV-21-000250 (Md. Cir. Ct. Anne Arundel Cnty.); Anne Arundel
Cnty. v. BP P.L.C., No. C-02-CV-21-000565 (Md. Cir. Ct. Anne
Arundel Cnty.); State v. Exxon Mobil Corp., No. MER-L-00179722 (N.J. Super. Ct. Mercer Cnty.).
9
notices of removal asserted numerous bases for federal jurisdiction, including that respondents’ claims
involve conduct undertaken at the direction of federal
officers under 28 U.S.C. § 1442(a)(1), and that respondents’ claims necessarily and exclusively arise
under federal law by virtue of constitutional structure. In particular, petitioners explained that they
acted under federal officers by producing and supplying highly specialized, non-commercial grade fuels for
the military, and by producing and supplying a steady
supply of fuels under government control and guidance during World War II. App. 34a–35a. Petitioners
also argued that they acted under federal officers by
producing oil and gas during the Korean War and under the Defense Production Act in the 1970s, by operating the Strategic Petroleum Reserve, by conducting
offshore oil operations via federal leases pursuant to
the Outer Continental Shelf Lands Act, and by operating the federal Elk Hills oil reserve under the
Navy’s supervision. App. 12a.
The district court rejected petitioners’ bases for removal and remanded the cases to state court. App.
36a–39a, 44a–45a.
3. Petitioners appealed to the Ninth Circuit, which
affirmed the remand orders. App. 8a.
Relevant here, the Ninth Circuit rejected federal
officer removal based on petitioners’ provision of specialized fuels to the military and support for wartime
efforts without determining whether those actions
constituted “act[ions] under” a federal officer. App.
11a–12a. Instead, the court held that petitioners’ asserted federal defenses “must arise out of defendant[s’] official duties,” and found that most of petitioners’ “defenses do not flow from official duties,” such as
petitioners’ defenses based on “the First Amendment,”
10
“due process, Interstate and Foreign Commerce
Clauses, foreign affairs doctrine, and preemption.”
App. 16a–17a (cleaned up). In other words, the Ninth
Circuit held that these legal defenses, even if valid,
could not support removal because the defenses did
not arise directly from federal duties. In so holding,
the Ninth Circuit functionally barred federal officer
removal based on most constitutional or statutory
preemption defenses.
For the two duty-related defenses that petitioners
did raise—official immunity and federal contractor
defenses—the Ninth Circuit concluded that petitioners did not plead sufficient facts to make their defenses “colorable.” App. 17a–18a. Notably, however,
the Ninth Circuit did not express that view with respect to petitioners’ other proffered defenses, such as
preemption.
The Ninth Circuit thus concluded that none of petitioners’ defenses qualified as a “colorable federal defense.” App. 12a.
REASONS FOR GRANTING THE PETITION
The Ninth Circuit’s decision creates a conflict
among the courts of appeals on the important question
whether a defendant’s “colorable federal defense”
must arise from its official duties in order to qualify
for federal officer removal. It also presents another
question that has divided the circuits: whether claims
that necessarily and exclusively are governed by federal law under the Constitution’s structure are removable under 28 U.S.C. § 1441(a).
11
I.
THE NINTH CIRCUIT’S HOLDING CREATES A
CIRCUIT CONFLICT OVER WHETHER THE
“COLORABLE FEDERAL DEFENSE” MUST ARISE
FROM A REMOVING DEFENDANT’S OFFICIAL
DUTIES.
The Ninth Circuit’s decision creates a circuit conflict concerning whether the “colorable federal defense” that is necessary for federal officer removal under 28 U.S.C. § 1442(a) must itself arise from the defendant’s federal duties. That decision squarely conflicts with the rule of law announced by the Third Circuit in In re Commonwealth’s Motion to Appoint Counsel Against or Directed to Defender Association of Philadelphia, 790 F.3d 457 (3d Cir. 2015). Moreover, several other circuits have held that federal preemption
defenses satisfy the colorable federal defense requirement, without regard to whether they arise from a federal duty. The Ninth Circuit’s decision is thus inconsistent with the holdings of other courts of appeals.
That conflict warrants the Court’s resolution.
1. In In re Commonwealth’s Motion, the Third
Circuit rejected the argument that the colorable federal defense must arise from the defendant’s federal
duties, holding instead that “[w]hat matters is that a
defense raises a federal question, not that a federal
duty forms the defense.” 790 F.3d at 473 (emphasis
added).
There, the Commonwealth of Pennsylvania sought
to disqualify attorneys working for the Federal Community Defender Organization for the Eastern District of Pennsylvania (“Federal Community Defender”) from representing clients in state post-conviction proceedings. In re Commonwealth’s Motion, 790
12
F.3d at 461. The Commonwealth sued in Pennsylvania state court, and the Federal Community Defender
removed to federal court. Id. at 465.
The Third Circuit concluded that jurisdiction was
proper under the federal officer removal statute. The
court of appeals first noted that the Federal Community Defender satisfied the “acting under” requirement for federal officer removal because the entire
non-profit organization was “created through the
Criminal Justice Act [(‘CJA’)]” and was “delegated the
authority to provide representation under the CJA
and [18 U.S.C.] § 3599.” 790 F.3d at 469.
The Third Circuit then concluded that the Federal
Community Defender had raised a “colorable federal
defense” to the Commonwealth’s claims. The court
noted that, “[s]ince at least 1880, the Supreme Court
has required that federal officer removal be allowed if,
and only if, ‘it appears that a Federal question or a
claim to a Federal right is raised in the case, and must
be decided therein.’” 790 F.3d at 472–73 (quoting
Mesa, 489 U.S. at 126–27 (quoting Davis, 100 U.S. at
262)). Such a requirement ensures that “federal
courts have Article III jurisdiction over federal officer
removal cases.” Id. at 473. Accordingly, the Third
Circuit concluded that removal was proper because
the Federal Community Defender had raised three
colorable federal defenses—two rooted in preemption
and one rooted in the lack of a private right of action.
See id. at 473–75.
The Commonwealth objected to this conclusion, arguing that “the federal defense must coincide with an
asserted federal duty.” 790 F.3d at 473. But the Third
Circuit rejected this argument, explaining that
“[w]hat matters is that a defense raises a federal question, not that a federal duty forms the defense.” Ibid.
13
Indeed, although many federal officer removal cases
involve duty-based defenses, like official immunity or
federal contractor defenses, “the fact that duty-based
defenses are the most common defenses does not make
them the only permissible ones.” Ibid. (emphasis
added). In reaching that conclusion, the Third Circuit
relied on Jefferson County, in which this Court allowed federal judges to remove a state case based on
the judges’ assertion of an intergovernmental-tax-immunity defense (i.e., a defense not related to their judicial duties). See ibid. (“[T]he judges’ duties did not
require them to resist the tax.” (citing Jefferson Cnty.,
527 U.S. at 437)). Thus, the Third Circuit held that
defenses rooted in, for example, preemption—which
typically raises a purely legal question not related to
specific federal duties—satisfied the “colorable federal
defense” requirement. See also Baker v. Atl. Richfield
Co., 962 F.3d 937, 942 n.1 (7th Cir. 2020) (quoting approvingly the Third Circuit’s statement that “[w]hat
matters is that a defense raises a federal question, not
that a federal duty forms the defense,” and “the fact
that duty-based defenses are the most common defenses does not make them the only permissible
ones”).
2. Several other courts of appeals have also followed this understanding of the “colorable federal defense” requirement in holding that federal preemption
defenses satisfy the requirement without regard to
whether they arise from the asserted federal duty.
The Fifth Circuit in Butler v. Coast Electric Power
Association, 926 F.3d 190 (5th Cir. 2019), found removal proper where defendants asserted a “federal
preemption defense”—specifically, that the Mississippi statute under which the plaintiffs claimed they
were owed a refund of excess patronage capital was
14
preempted by federal loan agreements. Id. at 192,
198–99. Similarly, in St. Charles Surgical Hospital,
L.L.C. v. Louisiana Health Service & Indemnity Co.,
the Fifth Circuit concluded that the defendants’
“preemption defense” was “sufficient for purposes of
the federal officer removal statute.” 935 F.3d 352,
357–58 (5th Cir. 2019). In neither case did the court
require that the preemption defense arise from a federal duty.
Likewise, the Eleventh Circuit has concluded that
a defendant raised a “colorable federal defense” by arguing that federal regulations “concerning equity levels and distribution of patronage capital” preempted
an Alabama state law upon which the plaintiff based
its claims. Caver v. Cent. Ala. Elec. Coop., 845 F.3d
1135, 1146 (11th Cir. 2017). That defense did not
arise out of the federal duty, which was to “bring[]
electricity to rural areas.” Id. at 1144. In setting forth
the standard for a “colorable federal defense,” moreover, the Eleventh Circuit emphasized that it gives “‘a
broad reading’” to § 1442(a) and allows for removal “if
the defense depends on federal law” because “a core
purpose of federal officer removal is to have the validity of the federal defense tried in federal court.” Id. at
1145 (citations omitted).
Likewise, the Sixth Circuit has held that the “colorable federal defense” prong is satisfied when a defendant argues that federal law preempted the plaintiff’s condemnation action under Tennessee law “because the condemnation frustrated the purposes of the
Rural Electrification Act of 1936.” City of Cookeville
v. Upper Cumberland Elec. Membership Corp., 484
F.3d 380, 391 (6th Cir. 2007). The court did not require any showing that the defense arose out of a federal duty.
15
3. The Ninth Circuit’s holding conflicts with the
Third Circuit’s decision in In re Commonwealth’s Motion and sits in serious tension with the approach to
the “colorable federal defense” prong applied by the
Fifth, Sixth, and Eleventh Circuits.
To demonstrate that they had “act[ed] under” a
federal officer, petitioners raised six categories of activities they had undertaken at the direction, supervision, and control of federal officers: (1) the sale of specialized fuels to the U.S. military; (2) the production
of vast quantities of oil and gas for the federal government during World War II; (3) the production of oil
and gas for the U.S. military during the Korean War
and under the Defense Production Act; (4) the operation of the Strategic Petroleum Reserve; (5) offshore
oil operations pursuant to the Outer Continental
Shelf Lands Act; and (6) operating the federal Elk
Hills oil reserve under the Navy’s supervision. App.
11a–16a. Petitioners also raised several “colorable
federal defenses,” including preemption and constitutional protections under the Interstate and Foreign
Commerce Clauses, the Due Process Clause, and the
First Amendment.
The Ninth Circuit rejected the last four categories
of federal officer removal, holding that petitioners
failed to satisfy the first prong of federal officer removal because they did not qualify as “act[s] under
color of office.” Jefferson Cnty., 527 U.S. at 431.
The court did not consider, however, whether the
first two bases for federal officer removal—petitioners’
sale of specialized fuels to the U.S. military and their
production of vast quantities of oil and gas for the federal government during World War II—satisfied the
“acting under” requirement. Instead, the court re-
16
jected those bases for removal on the ground that petitioners had failed to make out a “colorable federal
defense.” App. 11a–12a. Although petitioners had
raised numerous federal defenses, the Ninth Circuit
held that all but the government contractor and official immunity defenses were insufficient to support
removal because they “do not flow from official duties.” App. 17a. The panel announced that a qualifying “defense must arise out of [a] defendant’s official
duties.” App. 16a (cleaned up; citation omitted). Accordingly, the panel rejected petitioners’ “First
Amendment . . . , due process, Interstate and Foreign
Commerce Clauses, foreign affairs doctrine, and
preemption defenses” on that basis. App. 17a.
The Ninth Circuit’s holding squarely conflicts with
the Third Circuit’s decision in In re Commonwealth’s
Motion. The Third Circuit rejected any requirement
that the “colorable federal defense” must “coincide
with an asserted federal duty,” 790 F.3d at 473, directly contrary to the approach taken by the court below. And because the Ninth Circuit’s holding denies
federal officer removal for non-duty-based defenses,
which includes most preemption defenses, its reasoning is inconsistent with the approach followed in the
Fifth, Sixth, and Eleventh Circuits as well. This
Court’s review is therefore necessary.
II. THE DECISION BELOW CONTRADICTS THIS
COURT’S PRECEDENTS AND IS INCORRECT.
The Ninth Circuit’s holding that a “colorable federal defense” “must arise out of defendant’s official duties,” App. 16a (cleaned up), in addition to creating a
circuit conflict, also contradicts a long line of this
Court’s precedents and incorrectly narrows the scope
of federal officer removal under 28 U.S.C. § 1442(a).
17
For almost 150 years, this Court has recognized
the importance of providing a federal forum to adjudicate disputes involving federal officers’ actions challenged under state law. In Davis, this Court explained that, because the federal government “can act
only through its officers and agents, and they must act
within the States,” the United States must have the
power to protect its officers through removal to federal
court, lest state governments harass them with “unfriendly” civil and criminal prosecutions. 100 U.S. at
262–63. “For this very basic reason, the right of removal under § 1442(a)(1) is made absolute whenever
a suit in a state court is for any act ‘under color’ of
federal office, regardless of whether the suit could
originally have been brought in a federal court.”
Willingham, 395 U.S. at 406. Jurisdiction in such
cases “rests on a ‘federal interest in the matter’”—specifically, “the very basic interest in the enforcement of
federal law through federal officials.” Ibid. (citation
omitted).
Congress codified this right of removal for federal
officers in 28 U.S.C. § 1442(a). As this Court explained in Mesa, however, § 1442(a) is a “pure jurisdictional statute[],” meaning that it provides for a federal forum “over a particular class of cases,” but it
“cannot independently support [Article] III ‘arising
under’ jurisdiction.” 489 U.S. at 136 (quoting Verlinden B.V. v. Cent. Bank of Nigeria, 461 U.S. 480, 496
(1983)). Rather, “it is the raising of a federal question
in the officer’s removal petition that constitutes the
federal law under which the action against the federal
officer arises for [Article] III purposes.” Ibid.
For this reason, the Court has long required the
presence of a federal question to allow federal officer
18
removal. As the Court stated in Davis, federal jurisdiction exists so long as “a Federal question or a claim
to a Federal right is raised in the case, and must be
decided therein.” 100 U.S. at 262. Thus, the Court
has made clear that the “colorable federal defense”
prong is necessary simply to ensure that a federal
court is properly exercising jurisdiction over a federal
question. Mesa, 489 U.S. at 136. Any colorable federal defense, regardless of whether it arises out of the
federal duty, suffices to fulfill that rationale.
Accordingly, the Court has never required that the
federal defense arise out of the defendant’s official duties. Rather, the Court has permitted removal even in
cases that are not grounded in a duty-based defense.
For example, in Jefferson County, the Court allowed
federal judges to remove a state case based on their
asserted defense of “intergovernmental tax immunity,” even though the judges were not duty-bound to
oppose the tax. 527 U.S. at 437.
The Ninth Circuit came to its erroneous conclusion
based on this Court’s statement in Arizona v. Manypenny, 451 U.S. 232 (1981), that “[h]istorically, removal under § 1442(a)(1) and its predecessor statutes
was meant to ensure a federal forum in any case
where a federal official is entitled to raise a defense
arising out of his official duties.” Id. at 241. The
Ninth Circuit converted this passing observation into
a requirement by adding the word “must.” See App.
16a (holding that the defense “must ‘arise out of defendant’s official duties’” (quoting Manypenny, 451
U.S. at 241) (cleaned up; emphasis added)). But nothing in Manypenny stated or held that the federal defense “must” arise out of a federal duty; this Court
simply noted that the historical background generally
involved defenses that did so, which is unsurprising,
19
given that federal immunity has long been the first
line of defense against hostile state prosecutions of
federal officers.
Indeed, one of the cases on which Manypenny relies made clear that federal defenses arising from federal duties are the floor, not the ceiling, of federal officer removal. See Manypenny, 451 U.S. at 242 (citing
Willingham, 395 U.S. at 407). In Willingham, the
Court made clear that, “[a]t the very least, [the federal
officer removal statute] is broad enough to cover all
cases where federal officers can raise a colorable defense arising out of their duty to enforce federal law.”
395 U.S. at 406–07 (emphasis added). In other words,
the Court in no way limited removal to situations
where the defense arises from the official federal duty;
rather, it contemplated that removal would not be so
limited. And this conclusion was consistent with the
Court’s emphasis that “[t]he federal officer removal
statute is not ‘narrow’ or ‘limited’”; rather, “the right
of removal under [the federal officer removal statute]
is made absolute whenever a suit in a state court is
for any act ‘under color’ of federal office, regardless of
whether the suit could originally have been brought
in a federal court.” Id. at 406.
The Ninth Circuit’s approach also makes little
sense logically. To be sure, federal officer removal is
appropriate only when the dispute concerns a defendant’s official duties. See 28 U.S.C. § 1442(a)(1) (permitting removal of an action “for or relating to any act
under color of such office”). But the panel itself
acknowledged that a separate prong of the federal officer removal test already covers that requirement:
“To establish federal jurisdiction, a defendant must
show” a “nexus between its actions, taken pursuant to
a federal officer’s directions, and [the] plaintiff’s
20
claims.” App. 10a. Grafting an additional federal
duty requirement onto the “colorable federal defense”
prong is thus unnecessary and inappropriate within
the statute’s broader framework. After all, the statutory text says nothing about a colorable federal defense; that element’s sole justification, as explained by
this Court in Mesa, is to ensure federal question jurisdiction under Article III. 489 U.S. at 136. Any “colorable federal defense” achieves that goal.
Moreover, whereas the Ninth Circuit rejected petitioners’ government contractor and official immunity
defenses on the basis that they were not “colorable,”
see App. 17a, the court did not hold that petitioners’
preemption and constitutional defenses were not “colorable.” Nor could it. As the Second Circuit has held,
“sprawling” climate change claims of this sort—which
seek “damages for the cumulative impact of conduct
occurring simultaneously across just about every jurisdiction on the planet”—are “simply beyond the limits of state law” and thus necessarily are “federal
claims” that “must be brought under federal common
law.” City of New York v. Chevron Corp., 993 F.3d 81,
92, 95 (2d Cir. 2021).
The United States has made this same point in
parallel climate change-related cases raising nearly
identical claims: Only federal law, not state law, can
govern these claims because they “seek to apply the
law of an affected State to conduct in another
State.” U.S. Amicus Curiae Br. 27, BP p.l.c. v. Mayor
& City Council of Baltimore, No. 19-1189 (U.S. Nov.
23, 2020). These inherently federal claims, however,
have been displaced by the Clean Air Act. Ibid.
At oral argument in Baltimore, the United States
confirmed its view that the plaintiff ’s claims were “inherently federal in nature.” Tr. of Oral Arg. 31:4–5,
21
Baltimore, 2021 WL 197342 (U.S. Jan. 19, 2021). Although the plaintiff “tried to plead around” contrary
precedent, “its case still depends on alleged injuries to
[the plaintiff] caused by emissions from all over the
world, and those emissions just can’t be subjected to
potentially conflicting regulations by every state and
city.” Id. at 31:7–13.
Similarly, as the United States explained to the
Ninth Circuit, “[a]s a matter of constitutional structure, any claims asserted in this area are inherently
federal,” so “state law could never validly apply in the
first place.” U.S. Amicus Curiae Br. 5, City of Oakland v. BP p.l.c., No. 18-16663, Dkt. 198 (9th Cir. Aug.
3, 2020). Only federal common law could apply, but
the Clean Air Act “displaced federal common law” and
did “not authorize States to impose their state tort law
on [this] conduct.” Id. at 7. Thus, respondents’ claims
based on interstate emissions are necessarily displaced by federal law. This defense is more than colorable; it is compelling.
The decision below is incorrect, and irreconcilable
with this Court’s holding in Jefferson County that federal officer removal was appropriate based on an asserted defense that did not arise out of the defendants’
federal duties. 527 U.S. at 437. Further review is necessary.
III. THIS CASE RAISES AN IMPORTANT QUESTION
THAT WARRANTS THE COURT’S REVIEW.
This case presents a straightforward vehicle for
the Court to resolve this important and persistent
question concerning the “colorable federal defense”
prong of federal officer removal.
1. The question presented in this case concerns
core principles of our federal system—specifically, the
22
supremacy of federal law and “the very basic interest
in the enforcement of federal law through federal officials.” Willingham, 395 U.S. at 406. For more than
five decades, this Court has “recognized that Congress’ enactment of federal officer removal statutes
since 1815 served ‘to provide a federal forum for cases
where federal officials must raise defenses arising
from their official duties . . . [and] to protect federal
officers from interference by hostile state courts.’”
Mesa, 489 U.S. at 137 (alterations in original; citation
omitted).
The Court has also long recognized the “great importance” of maintaining clear and uniform rules on
issues relating to removal more generally. Davis, 100
U.S. at 260; see also Direct Mktg. Ass’n v. Brohl, 575
U.S. 1, 14 (2015) (“[J]urisdictional rules should be
clear.” (citation omitted)). “Clarity is to be desired in
any statute, but in matters of jurisdiction it is especially important. Otherwise the courts and the parties
must expend great energy, not on the merits of dispute settlement, but on simply deciding whether a
court has the power to hear a case.” United States v.
Sisson, 399 U.S. 267, 307 (1970). Indeed, conflicting
and uncertain jurisdictional rules “produce appeals
and reversals, encourage gamesmanship, and, again,
diminish the likelihood that results and settlements
will reflect a claim’s legal and factual merits.” Hertz
Corp. v. Friend, 559 U.S. 77, 94 (2010).
The Court should thus take this opportunity to
clarify the vital importance of providing federal officials, and those acting under their direction, with a
federal forum in which to defend their actions.
2. The question presented is also important because of petitioners’ vital role in ensuring a steady
supply of oil and gas for domestic use and supporting
23
the U.S. military. The United States recently experienced record high gas prices, and just this past October, the White House called on energy companies to
“invest in production right now” in order to “help[] . . .
improve U.S. energy security and bring down energy
prices that have been driven up” by the conflict in
Ukraine. FACT SHEET: President Biden to Announce New Actions to Strengthen U.S. Energy Security, Encourage Production, and Bring Down Costs,
White House Briefing Room (Oct. 18, 2022), https://tinyurl.com/2p8z6mee. Against this backdrop, this
case presents a timely opportunity for this Court to
clarify a uniform removal right for energy companies
sued on international emissions-related grounds and
to prevent a patchwork of lawsuits in state courts
across the country from undermining this crucial
work.
The purpose of the federal officer removal statute
is to ensure that those acting under federal officers
are not haled into potentially hostile state courts,
which could impede and frustrate the federal government’s ability to accomplish important national objectives. See Willingham, 395 U.S. at 406. Amicus briefs
submitted in similar cases vividly demonstrate that
States have different approaches to and positions on
these issues. Compare, e.g., Amicus Br. of Indiana &
14 Other States, City of New York v. Chevron Corp.,
No. 18-2188 (2d Cir. Feb. 14, 2019) (arguing for the
non-justiciability and preemption of New York’s climate change claims), with Amicus Br. of New York &
8 Other States, City of New York v. Chevron Corp., No.
18-2188 (2d Cir. Nov. 16, 2018) (arguing the opposite).
Allowing cases to proceed in different state courts
24
with different views would undermine the very purpose of the federal officer removal statute.
3. This case is an excellent vehicle for resolving
the question presented because the resolution of the
question could prove case-dispositive. The Ninth Circuit’s holding on the “colorable federal defense” question led it to avoid addressing petitioners’ compelling
grounds for federal officer removal, especially petitioners’ production of specialized, non-commercial
fuels for the U.S. military and provision of fuels under
government control and guidance during World War
II.
The petition for a writ of certiorari thus provides
the Court with an ideal opportunity to consider and
resolve the question presented. That question is undeniably important, and the court of appeals’ answer
to the question cannot be defended. The Court should
grant certiorari in this case and set aside the judgment below.
IV. THIS CASE PRESENTS ANOTHER IMPORTANT
QUESTION WARRANTING REVIEW: WHETHER
CLAIMS SEEKING REDRESS FOR INJURIES
ALLEGEDLY CAUSED BY TRANSBOUNDARY
EMISSIONS ARE REMOVABLE BECAUSE THEY ARE
GOVERNED NECESSARILY AND EXCLUSIVELY BY
FEDERAL LAW.
This case also presents another question that has
divided the circuits and on which the Court is awaiting the views of the Solicitor General: whether claims
necessarily and exclusively governed by federal law
under the Constitution’s structure are removable under 28 U.S.C. § 1441(a).
25
In our federal system, each State may make law
within its own borders, but no State may “impos[e] its
regulatory policies on the entire Nation,” BMW of N.
Am., Inc. v. Gore, 517 U.S. 559, 585 (1996), or dictate
our “relationships with other members of the international community,” Banco Nacional de Cuba v. Sabbatino, 376 U.S. 398, 425 (1964). The Constitution’s
allocation of sovereignty between the States and the
federal government, and among the States themselves, precludes application of state law in certain areas that are inherently interstate in nature. Allowing
state law to govern such claims would permit one
State to “impose its own legislation on . . . the others,”
violating the “cardinal” principle that “[e]ach state
stands on the same level with all the rest.” Kansas v.
Colorado, 206 U.S. 46, 97 (1907).
For this reason, the Court has made clear that
claims seeking redress for out-of-state emissions must
be governed by federal law alone, and therefore can
arise only under federal law, not state law. When the
States “by their union made the forcible abatement of
outside nuisances impossible to each,” they necessarily agreed that disputes of that sort would be governed by federal law. Georgia v. Tenn. Copper Co., 206
U.S. 230, 237 (1907). Thus, in cases involving “interstate and international disputes implicating the conflicting rights of States or our relations with foreign
nations,” “our federal system does not permit the controversy to be resolved under state law” “because the
interstate or international nature of the controversy
makes it inappropriate for state law to control.” Tex.
Indus., Inc. v. Radcliff Materials, Inc., 451 U.S. 630,
641 (1981).
26
Accordingly, this Court has long held unequivocally that, as a matter of constitutional structure,
claims based on interstate and international emissions necessarily are governed exclusively by federal
law. “[T]he basic scheme of the Constitution . . . demands” that “‘federal common law’” govern disputes
involving “‘air and water in their ambient or interstate aspects.’” Am. Elec. Power Co. v. Connecticut,
564 U.S. 410, 421 (2011) (citation omitted); see also Illinois v. City of Milwaukee, 406 U.S. 91, 105 n.6 (1972)
(“Milwaukee I”) (“basic interests of federalism . . . demand[]” this result). In disputes concerning interstate and international emissions, “the rule of decision [must] be[] federal,” id. at 108 n.10, and “state
law cannot be used” at all, City of Milwaukee v. Illinois, 451 U.S. 304, 313 n.7 (1981) (“Milwaukee II”); see
also Int’l Paper Co. v. Ouellette, 479 U.S. 481, 488
(1987) (interstate pollution “is a matter of federal, not
state, law”).
Applying these principles and precedents here, respondents’ claims are necessarily governed by and
“arise under” federal law because they seek damages
based on interstate—and international—greenhouse
gas emissions. Respondents seek damages for injuries
allegedly caused by the cumulative impact of emissions emanating from every State in the Nation and
every country in the world. The claims are therefore
necessarily governed by federal law.
Thus, the Second Circuit has explained that claims
that are centered on transboundary emissions—like
respondents’—“demand the existence of federal common law” because those emissions span state and even
national boundaries, and “a federal rule of decision is
necessary to protect uniquely federal interests.” City
27
of New York, 993 F.3d at 90. In City of New York, the
plaintiff, New York City, alleged that the defendant
energy companies (including some of petitioners here)
were liable under state law for injuries caused by the
effects of interstate greenhouse gas emissions on
global climate change. Id. at 88. The Second Circuit
described the question before it as “whether municipalities may utilize state tort law to hold multinational oil companies liable for the damages caused by
global greenhouse gas emissions.” Id. at 85. The court
unanimously held that “the answer is ‘no’”; New York
City’s “sprawling” claims, which—like respondents’—
sought “damages for the cumulative impact of conduct
occurring simultaneously across just about every jurisdiction on the planet,” were “simply beyond the limits of state law” and thus necessarily were “federal
claims” that “must be brought under federal common
law.” Id. at 85, 92, 95.
In reaching this conclusion, the Second Circuit emphasized that, “[f]or over a century, a mostly unbroken string of [this Court’s] cases has applied federal
law to disputes involving interstate air or water pollution.” City of New York, 993 F.3d at 91. Such “quarrels often implicate two federal interests that are incompatible with the application of state law,” namely,
the “overriding need for a uniform rule of decision” on
matters influencing national energy and environmental policy, and “basic interests of federalism.” Id. at
91–92 (internal quotation marks and alteration omitted) (quoting Milwaukee I, 406 U.S. at 105 n.6). The
court explained that application of state law to the
city’s claims would “risk upsetting the careful balance
that has been struck between the prevention of global
warming, a project that necessarily requires national
28
standards and global participation, on the one hand,
and energy production, economic growth, foreign policy, and national security, on the other.” Id. at 93.
The court below did not address this argument because it was foreclosed by prior circuit precedent. See
Cnty. of San Mateo v. Chevron Corp., 32 F.4th 733,
750 (9th Cir. 2022), cert. pet. filed, No. 22-495 (U.S.
Nov. 22, 2022); City of Oakland v. BP PLC, 969 F.3d
895, 906 (9th Cir. 2020). But petitioners preserved
the argument for further review. Appellants’ C.A. Br.
64–65.
This Court recently invited the Solicitor General to
file a brief expressing the views of the United States
on this question in Suncor Energy (U.S.A.) Inc. v.
Board of County Commissioners of Boulder County,
No. 21-1550. The United States has previously taken
the position that climate change claims of this sort are
removable because they are inherently and necessarily federal in nature. The Court thus should hold
this petition pending its disposition of Suncor, No. 211550. If the Court does not overturn the judgment in
Suncor, this petition should be granted.
CONCLUSION
The Court should hold this petition for a writ of
certiorari pending its resolution of Suncor Energy
(U.S.A.) Inc. v. Board of County Commissioners of
Boulder County, No. 21-1550, and then either grant
this petition and vacate and remand for further proceedings in light of its decision in Suncor or grant this
petition and set the case for plenary consideration.
29
Respectfully submitted.
Deborah K. Wright
WRIGHT & KIRSCHBRAUN,
LLLC
1885 Main Street, Suite 108
Wailuku, HI 97693
Paul Alston
DENTONS US LLP
1001 Bishop St., Suite 1800
Honolulu, HI 96813
Theodore V. Wells, Jr.
Daniel J. Toal
Caitlin Grusauskas
Yahonnes Cleary
PAUL, WEISS, RIFKIND,
WHARTON & GARRISON
LLP
1285 Avenue of the Americas
New York, NY 10019-6064
Kannon K. Shanmugam
William T. Marks
PAUL, WEISS, RIFKIND,
WHARTON & GARRISON
LLP
2001 K Street, NW
Washington, DC 20006-1047
Attorneys for Petitioners
EXXON MOBIL
CORPORATION and
EXXONMOBIL OIL
CORPORATION
Theodore J. Boutrous, Jr.
Counsel of Record
William E. Thomson
GIBSON, DUNN &
CRUTCHER LLP
333 South Grand Avenue
Los Angeles, CA 90071
(213) 229-7000
tboutrous@gibsondunn.com
Thomas G. Hungar
Lochlan F. Shelfer
GIBSON, DUNN &
CRUTCHER LLP
1050 Connecticut Avenue,
N.W.
Washington, DC 20036-5306
Andrea E. Neuman
GIBSON, DUNN &
CRUTCHER LLP
200 Park Avenue
New York, NY 10166
Joshua D. Dick
GIBSON, DUNN &
CRUTCHER LLP
555 Mission Street, Suite 3000
San Francisco, CA
94105-0921
Melvyn M. Miyagi
WATANABE ING LLP
999 Bishop Street, Suite 1250
Honolulu, HI 96813
Attorneys for Petitioners
CHEVRON CORP. and
CHEVRON U.S.A. INC.
30
Crystal K. Rose
Adrian L. Lavarias
Sharon Paris
LUNG ROSE VOSS &
WAGNILD
Topa Financial Center, Suite
900
700 Bishop Street
Honolulu, HI 96813
Steven M. Bauer
Margaret A. Tough
LATHAM & WATKINS LLP
505 Montgomery Street, Suite
2000
San Francisco, CA 94111-6538
Attorneys for Petitioners
CONOCOPHILLIPS,
CONOCOPHILLIPS
COMPANY, PHILLIPS 66,
and PHILLIPS 66 COMPANY
Jameson R. Jones
Daniel R. Brody
BARTLIT BECK LLP
1801 Wewatta Street, Suite
1200
Denver, CO 80202
Attorneys for Petitioners
CONOCOPHILLIPS and
CONOCOPHILLIPS
COMPANY
Lisa Bail
David Hoftiezer
GOODSILL ANDERSON
QUINN & STIFEL
A Limited Liability Law Partnership LLP
999 Bishop Street, Suite 1600
Honolulu, Hawaii 96813
John D. Lombardo
Matthew T. Heartney
ARNOLD AND PORTER
KAYE SCHOLER LLP
777 S. Figueroa St., 44th Floor
Los Angeles, CA 90017-2513
Jonathan W. Hughes
ARNOLD AND PORTER
KAYE SCHOLER LLP
Three Embarcadero Center,
10th Floor
San Francisco, CA 94111
Attorneys for Petitioners
BP PLC and BP AMERICA
INC.
31
C. Michael Heihre
CADES SCHUTTE A
LIMITED LIABILITY LAW
PARTNERSHIP LLP
Cades Schutte Building
1000 Bishop Street, Suite 1200
Honolulu, HI 96813
David C. Frederick
Daniel S. Severson
KELLOGG, HANSEN, TODD,
FIGEL & FREDERICK,
P.L.L.C.
1615 M. St., N.W., Suite 400
Washington, D.C. 20036
J. Scott Janoe
BAKER BOTTS LLP
910 Louisiana Street
Houston, Texas 77002
Joachim P. Cox
Randall C. Whattoff
COX FRICKE LLP
Queen’s Court
800 Bethel Street, Suite 600
Honolulu, HI 96813
Megan Berge
Sterling Marchand
BAKER BOTTS LLP
700 K Street, N.W.
Washington, D.C. 20001
Attorneys for Petitioners
SUNOCO LP, ALOHA
PETROLEUM, LTD., and
ALOHA PETROLEUM LLC
Attorneys for Petitioners
SHELL PLC (f/k/a ROYAL
DUTCH SHELL PLC), SHELL
USA, INC. (f/k/a SHELL OIL
COMPANY), and SHELL OIL
PRODUCTS COMPANY LLC
32
Victor L. Hou
Boaz S. Morag
CLEARY GOTTLIEB
One Liberty Plaza
New York, NY 10006
Shannon S. Broome
HUNTON ANDREWS
KURTH LLP
50 California St., Suite 1700
San Francisco, CA 94111
Margery S. Bronster
Lanson Kupau
BRONSTER FUJICHAKU
ROBBINS
1003 Bishop St. #2300
Honolulu, HI 96813
Shawn Patrick Regan
HUNTON ANDREWS
KURTH LLP
200 Park Avenue, 52nd Floor
New York, NY 10166
Attorneys for Petitioners BHP
GROUP LIMITED, BHP
GROUP PLC, and WOODSIDE
ENERGY HAWAII INC. (f/k/a
BHP HAWAII INC.)
Ann Marie Mortimer
HUNTON ANDREWS
KURTH LLP
550 South Hope Street, Suite
2000
Los Angeles, CA 90071
Ted N. Pettit
CASE LOMBARDI &
PETTIT
737 Bishop St. #2600
Honolulu, HI 96813
Attorneys for Petitioner
MARATHON PETROLEUM
CORP.
December 2, 2022
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