Petition for Writ of Certiorari — Jody Lombardo, et al., Petitioners v. City of St. Louis, Missouri, et al.
Supreme Court briefNov 28, 2022
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No. ____
In the Supreme Court of the United States
JODY LOMBARDO, ET AL.,
Petitioners,
v.
CITY OF ST. LOUIS, ET AL.,
Respondents.
On Petition for a Writ of Certiorari to the
United States Court of Appeals for the Eighth Circuit
PETITION FOR A WRIT OF CERTIORARI
JOHN G. SIMON
KEVIN M. CARNIE, JR.
PATRICK R. MCPHAIL
The Simon Law Firm, PC
800 Market Street
Suite 1700
St. Louis, MO 63101
(314) 241-2929
JONATHAN E. TAYLOR
Counsel of Record
ALISA TIWARI
Gupta Wessler PLLC
2001 K Street, NW
Suite 850 North
Washington, DC 20006
(202) 888-1741
jon@guptawessler.com
ANDREW W. CALLAHAN
P.O. Box 15159
St. Louis, MO 63110
(618) 791-5501
Counsel for Petitioners
November 28, 2022
-iQUESTION PRESENTED
When officers put a handcuffed and shackled person
face-down on the floor and push into his back until he dies,
are they entitled to qualified immunity as a matter of law
because the person struggled to breathe before dying?
-iiLIST OF PARTIES TO THE PROCEEDINGS
Petitioners Jody Lombardo and Bryan Gilbert were
plaintiffs in the district court and appellants in the Eighth
Circuit. The following respondents were defendants in the
district court and appellees in the Eighth Circuit: City of
St. Louis; Ronald Bergmann; Joe Stuckey; Paul Wactor;
Michael Cognasso; Kyle Mack; Erich vonNida; Bryan
Lemons; Zachary Opel; Jason King; Ronald DeGregorio.
RELATED PROCEEDINGS
This case arises from the following proceedings:
•
Lombardo, et al. v. St. Louis City, et al., No. 16-cv1637 (E.D. Mo.) (memorandum and order granting
summary judgment, issued February 1, 2019);
•
Lombardo, et al. v. City of St. Louis, et al., No. 191469 (8th Cir.) (first opinion affirming summary
judgment, issued April 20, 2020);
•
Lombardo, et al. v. City of St. Louis, et al., No. 20391 (U.S.) (opinion granting certiorari, vacating the
Eighth Circuit’s judgment, and remanding the case
with specific instructions for the Eighth Circuit to
reconsider the issue in light of certain evidence in
the record, issued June 28, 2021);
•
Lombardo, et al. v. City of St. Louis, et al., No. 191469 (8th Cir.) (opinion on remand again affirming
summary judgment and again failing to analyze
any of the evidence specifically identified in this
Court’s opinion, issued June 29, 2022).
There are no other proceedings in state or federal trial
or appellate courts, or in this Court, directly related to this
case within the meaning of this Court’s Rule 14.1(b)(iii).
-iiiTABLE OF CONTENTS
Question presented .......................................................... i
List of parties to the proceedings................................... ii
Related proceedings ......................................................... ii
Table of authorities .......................................................... v
Introduction ...................................................................... 1
Opinions below .................................................................. 2
Jurisdiction ........................................................................ 2
Constitutional and statutory provisions involved......... 2
Statement .......................................................................... 3
A.
Factual background......................................... 3
B.
Procedural background................................... 9
Reasons for granting the petition .................................. 14
I.
The decision below again creates a circuit
split. ................................................................... 14
II.
The question presented is frequently
occurring and important, and this case is
an ideal vehicle. ................................................ 24
III.
The decision below is wrong. .......................... 27
Conclusion ......................................................................... 29
-iv-
Appendix A Opinion of the United States Court
of Appeals for the Eighth Circuit
(June 29, 2022) .................................. App. 1a
Appendix B Opinion of the United States
Supreme Court (June 28, 2021) .... App. 16a
Appendix C Opinion of the United States Court
of Appeals for the Eighth Circuit
(April 20, 2020) ................................. App. 27a
Appendix D Memorandum and Order of the
United States District Court for the
Eastern District of Missouri
(February 1, 2019) ........................... App. 37a
-vTABLE OF AUTHORITIES
Cases
Abdullahi v. City of Madison,
423 F.3d 763 (7th Cir. 2005) ....................15, 20, 21, 25
Abston v. City of Merced,
506 F. App’x 650 (9th Cir. 2013) ...............................17
Aguirre v. City of San Antonio,
995 F.3d 395 (5th Cir. 2021) ......................................16
Brosseau v. Haugen,
543 U.S. 194 (2004) .....................................................27
Champion v. Outlook Nashville, Inc.,
380 F.3d 893 (6th Cir. 2004) ..........................15, 19, 20
County of Los Angeles v. Mendez,
137 S. Ct. 1539 (2017) .................................................28
Drummond v. City of Anaheim,
343 F.3d 1052 (9th Cir. 2003) ........................14, 17, 24
Estate of Booker v. Gomez,
745 F.3d 405 (10th Cir. 2014) ....................................22
Fairchild v. Coryell County,
40 F.4th 359 (5th Cir. 2022) .......................................16
Garlick v. County of Kern,
167 F. Supp. 3d 1117 (E.D. Cal. 2016)......................18
Goode v. Baggett,
811 F. App’x 227 (5th Cir. 2020) ...............................17
Gutierrez v. City of San Antonio,
139 F.3d 441 (5th Cir. 1998) ......................................24
-viHope v. Peltzer,
536 U.S. 730 (2002) .....................................................25
Hopper v. Plummer,
887 F.3d 744 (6th Cir. 2018) ..........................15, 19, 20
Hyde v. City of Willcox,
23 F.4th 863 (9th Cir. 2022) .............................1, 13, 18
Kingsley v. Hendrickson,
576 U.S. 389 (2015) .....................................................28
Kisela v. Hughes,
138 S. Ct. 1148 (2018) ...........................................27, 28
Krecham v. County of Riverside,
723 F.3d 1104 (9th Cir. 2013) ....................................17
Kulpa v. Cantea,
708 F. App’x 846 (6th Cir. 2017) ...............................20
Lawhon v. Mayes,
2021 WL 5294931 (4th Cir. 2021) ........................15, 23
Lombardo v. City of St. Louis,
141 S. Ct. 2239 (2021) ........................................ passim
Lugar v. Edmondson Oil Co.,
457 U.S. 922 (1982) ....................................................25
Martin v. City of Broadview Heights,
712 F.3d 951 (6th Cir. 2013) ................................19, 20
McCue v. City of Bangor,
838 F.3d 55 (1st Cir. 2016) ...................................15, 23
Mullenix v. Luna,
577 U.S. 7 (2015) .........................................................27
-viiPlumhoff v. Rickard,
572 U.S. 765 (2014) .....................................................26
Richman v. Sheahan,
512 F.3d 876 (7th Cir. 2008) ........................................7
Rivas v. City of Passaic,
365 F.3d 181 (3d Cir. 2004) ..................................15, 22
Rivas-Villegas v. Cortesluna,
142 S. Ct. 4 (2021) .......................................................28
Taylor v. Riojas,
141 S. Ct. 52 (2020) ...............................................27, 28
Tennessee v. Garner,
471 U.S. 1 (1985) .........................................................24
Timpa v. Dillard,
20 F.4th 1020 (5th Cir. 2021) ............................ passim
Tucker v. Las Vegas Metropolitan Police
Department,
470 F. App’x 627 (9th Cir. 2012) ...............................18
Weigel v. Broad,
544 F.3d 1143 (10th Cir. 2008) ......................... passim
Wyatt v. Cole,
504 U.S. 158 (1992) .....................................................28
Yates v. Aiken,
484 U.S. 211 (1988) ...............................................14, 24
Ziglar v. Abbasi,
137 S. Ct. 1843 (2017) .................................................29
-viiiStatutes
18 U.S.C. § 242 .....................................................................25
42 U.S.C. § 1983 .....................................................................2
Other Authorities
Steven Brandl, Police in America (2018)...........................7
Mike Baker, Jennifer Valentino-DeVries, Manny
Fernandez, & Michael LaForgia, Three Words.
70 Cases. The Tragic History of ‘I Can’t Breathe.’,
N.Y. Times, June 29, 2020 ....................................... 7, 8
Lawrence Heiskell, How to Prevent
Positional Asphyxia, POLICE
Magazine, Sept. 9, 2019 ............................................... 7
Katie Wedell, Cara Kelly, Camille McManus,
& Christine Fernando, George Floyd is
not alone. ‘I can’t breathe’ uttered by
dozens in fatal police holds across U.S.,
USA Today, June 13, 2020 ......................................7, 8
Constitutional Provisions
U.S. Constitution Amendment IV ....................................... 2
U.S. Constitution Amendment XIV § 1 .............................. 2
-1INTRODUCTION
Twice now, the Eighth Circuit has held that there is no
claim for unconstitutionally excessive force when officers
put a handcuffed and shackled person face-down on the
floor and pushed on his back for 15 minutes until he died.
The first time, this Court granted certiorari, vacated
the Eighth Circuit’s judgment, and instructed the court on
remand to reconsider its holding in light of various factors
that it had failed to discuss. Lombardo v. City of St. Louis,
141 S. Ct. 2239, 2241–42 (2021). Even the three members
of this Court who dissented agreed that certiorari was
warranted. Id. at 2242 (Alito, J., dissenting).
Now the case returns to the Court after the same panel
reached the same result on remand. Although this time
the panel invoked the “clearly established” prong of the
qualified-immunity inquiry, it again held that a person’s
struggle to breathe constitutes “ongoing resistance” as a
matter of law, and that the defendants are entitled to
summary judgment for that reason alone. In defiance of
this Court’s mandate, the panel did so without analyzing
any of the factors that it had been instructed to consider.
And it did so even though multiple circuits had just held to
the contrary. See Timpa v. Dillard, 20 F.4th 1020, 1036 &
n.7 (5th Cir. 2021) (noting the consensus on the question
presented, and that “[o]nly the Eighth Circuit has held in
the reverse and the Supreme Court recently vacated that
decision”), cert. denied, 142 S. Ct. 2755 (2022); Hyde v.
City of Willcox, 23 F.4th 863, 871–72 (9th Cir. 2022).
This Court’s review is even more warranted now. The
Court should grant certiorari to protect the integrity of its
mandate, ensure uniformity on a frequently recurring
legal question, and promote public confidence in the
criminal-justice system. And it should make clear that, in
a civilized society, the panel’s answer is indefensible.
-2OPINIONS BELOW
The Eighth Circuit’s decision on remand is reported at
38 F.4th 684 and reproduced at 1a, while its initial decision
is reported at 956 F.3d 1009 and reproduced at 27a. The
district court’s decision is reported at 361 F. Supp. 3d 882
and reproduced at 37a.
JURISDICTION
The Eighth Circuit entered judgment on June 29,
2022. This Court has jurisdiction under 28 U.S.C. § 1254.
CONSTITUTIONAL AND STATUTORY
PROVISIONS INVOLVED
The Fourth Amendment provides, in relevant part:
“The right of the people to be secure in their persons,
houses, papers, and effects, against unreasonable
searches and seizures, shall not be violated.” U.S. Const.
amend. IV.
The Fourteenth Amendment provides, in relevant
part: “No State shall make or enforce any law which shall
abridge the privileges or immunities of citizens of the
United States; nor shall any State deprive any person of
life, liberty, or property, without due process of law; nor
deny to any person within its jurisdiction the equal
protection of the laws.” U.S. Const. amend. XIV, § 1.
Section 1983 provides: “Every person who, under color
of any statute, ordinance, regulation, custom, or usage, of
any State or Territory or the District of Columbia,
subjects, or causes to be subjected, any citizen of the
United States or other person within the jurisdiction
thereof to the deprivation of any rights, privileges, or
immunities secured by the Constitution and laws, shall be
liable to the party injured in an action at law, suit in equity,
or other proper proceeding for redress.” 42 U.S.C. § 1983.
-3STATEMENT
A.
Factual background
Nicholas Gilbert suffocates at the hands of St. Louis
City police. In December 2015, a 27-year-old homeless
man named Nicholas Gilbert was arrested on non-violent
misdemeanors. Lombardo, 141 S. Ct. at 2240. St. Louis
city police brought him to a holding facility for booking
and locked him in an individual cell. Id.
There was no video of what came next, and Gilbert
would not live to tell his side of the story, but officers said
that, at some point, Gilbert began to act strangely. Officer
Joe Stuckey testified that he noticed that Gilbert was
“exhibiting signs of impaired mental function,” suggesting
that he “could have mental issues,” “be highly agitated,”
or be on a “chemical substance.” App. 42a. Officer Stuckey
said that he “saw Gilbert tie a piece of clothing around the
bars of his cell and put it around his neck.” Lombardo, 141
S. Ct. at 2240. But rather than untying the item, taking it
away, and calling EMS, Officer Stuckey took a more
confrontational approach. He unlocked the cell door and
went inside, followed by Officer Roland DeGregorio and
Sergeant Ronald Bergmann. Id. At that point, “Gilbert did
not have any clothing tied to his neck,” App. 43a—one
officer said that it was still “tied to the door of the cell,”
JA1739—and Gilbert “just had his hands up.” JA2007.
A detainee in a nearby cell, however, testified that the
real reason the officers went into Gilbert’s cell was “to
make him be quiet.” JA1725. They “told him to shut up,”
and he “wouldn’t shut up.” Id. Even though Gilbert had
said “no threatening stuff,” the officers were “aggravated”
and “wanted him to be quiet.” JA1726. The witness saw
Officer Stuckey with “his chest poked out, and he was
putting his gloves on” before he “rushed in” and “tried to
make [Gilbert] be quiet.” JA1727–28. The witness then
-4heard “rumbling,” and saw “like five, six, seven other
police officers run through that same door.” Id.
Officer Stuckey testified that he opened the cell to put
Gilbert in handcuffs, and Gilbert tried “to avoid being
handcuffed.” App. 44a. Officer Stuckey and his two fellow
officers said that they were able to get Gilbert handcuffed
behind his back, but they claimed that Gilbert then bashed
his own head against a bench and kicked Stuckey. Id. Two
other officers came into the cell and applied leg-shackles
to Gilbert, and Sergeant Bergmann requested EMS. App.
5a. One officer who applied the shackles left to radio EMS
about “possible psychotic issues.” Id. Stuckey also left.
Shortly thereafter, Officer DeGregorio and Sergeant
Bergmann had become so “winded” and “exhausted” from
applying force to Gilbert (“who was five feet three inches
tall and weighed 160 pounds”) that they “stepped out” to
catch their breath. App. 41a, 46a–47a. They were relieved
by five officers—“leaving six officers in the cell with
Gilbert,” who was “handcuffed and in leg irons” by then.
Lombardo, 141 S. Ct. at 2240. “The officers moved Gilbert
to a prone position, face down on the floor.” Id.
These six officers spent the next 15 minutes pressing
down on Gilbert’s body. Id. They kept doing so even as
“Gilbert tried to raise his chest” for air and said: “It hurts.
Stop.” Id. “Three officers held Gilbert’s limbs down at the
shoulders, biceps, and legs,” while “[a]t least one other
placed pressure on Gilbert’s back and torso.” Id. Officer
Michael Cognasso testified that, as he was holding down
Gilbert’s legs, other officers applied pressure to Gilbert’s
“upper right side” and the “lower or middle part of his
torso.” JA1794. Officer Cognasso admitted that, once
Gilbert was “shackled and handcuffed [], he couldn’t harm
anyone at that point.” JA1795. Officer Bryan Lemons, who
was a foot taller than Gilbert and had 100 pounds on him,
-5admitted the same. He testified that he too was holding
down Gilbert’s legs, making it impossible for Gilbert to
kick anyone, and that Gilbert “stopped struggling . . .
when we got him handcuffed and secured.” JA275–80.
After 15 minutes of six officers pushing into “various
parts of [Gilbert’s] body, including [his] back,” App. 14a,
Gilbert succumbed to the pressure and stopped breathing.
The officers finally let up, and a short time later EMS
arrived. But it was too late. Gilbert had died. An autopsy
revealed that he had a “fractured sternum” and contusions
and abrasions on his shoulders and upper body. App. 8a.
A medical report said that the “cause of death was forcible
restraint inducing asphyxia,” while methamphetamine
and heart disease were “underlying factors.” App. 8a, 64a.
Afterward, the City admitted that deadly force was not
authorized because Gilbert was handcuffed and face-down
in a cell, and that the only possible government interest in
using any force on Gilbert was his own “self-preservation.”
JA1762–71. No officer involved in the incident, however,
identified any reason why they applied force specifically
to his back, let alone why such force had to be applied for
15 minutes. Nor was any officer disciplined. App. 50a.
The dangers of prone restraint. What happened to
Gilbert should not have come as a surprise. “Police have
known for decades that keeping individuals in the prone
position for an extended period of time imposes dangerous
health risks because it can interfere with the individual’s
ability to breathe,” causing “positional asphyxia.” Id. at 8–
9. Someone held in a prone position “gradually loses
oxygen,” which “can result in death.” Br. of Policing
Scholars in Lombardo, No. 20-391, at 8–12. This risk of
death rises exponentially when police also “press[] down
on the [person’s] back,” which “can cause suffocation”
more easily. Lombardo, 141 S. Ct. at 2241.
-6This is a well-documented danger. Over 25 years ago,
the United States Department of Justice conducted an
“analysis of in-custody deaths, [and] discovered evidence
that unexplained in-custody deaths are caused more often
than is generally known” by asphyxia. JA1930. It issued a
bulletin to “alert officers to those factors found frequently
in deaths involving positional asphyxia,” to enable them
“to respond in a way that will ensure the subject’s safety
and minimize risk of death.” Id. The DOJ bulletin
explained that drug use is a “major risk factor because
respiratory drive is reduced,” and that “frenzied
behavior” or a “violent struggle” can further “increase a
subject’s susceptibility to sudden death.” Id.
In addition, the DOJ bulletin described the “vicious
cycle of suspect resistance and officer restraint:
• A suspect is restrained in a face-down position,
and breathing may become labored.
• Weight is applied to the person’s back—the
more weight, the more severe the degree of
compression.
• The individual experiences increased difficulty
breathing.
• The natural reaction to oxygen deficiency
occurs—the person struggles more violently.
• The officer applies more compression to subdue
the individual.”
JA1930–31.
The DOJ bulletin gave specific guidelines to avoid this
cycle. It told law enforcement that “officers should learn
to recognize factors contributing to positional asphyxia,”
and issued a clear directive: “As soon as the suspect is
handcuffed, get him off his stomach.” JA1931. Even “[i]f
he continues to struggle, do not sit on his back.” JA1932.
-7After the DOJ bulletin, police departments warn
officers of the danger of “facedown compression holds,”
but the problem of in-custody asphyxia persists. Nearly
three decades later, the dangers of prone restraint are
now “well known in the law enforcement community.”
JA1783. Because of DOJ’s bulletin, “[d]epartments across
the United States . . . have for years warned officers about
the risks of moves such as facedown compression holds.”
Baker, Valentino-DeVries, Fernandez, & LaForgia, Three
Words. 70 Cases. The Tragic History of ‘I Can’t Breathe.’,
N.Y. Times, June 29, 2020, https://perma.cc/HMJ2-V2JJ.
“To alleviate potential dangers, [many] officers are
told now to promptly get detainees off their stomachs and
onto their sides—or up to a sitting or standing position.”
Id.; see Heiskell, How to Prevent Positional Asphyxia,
POLICE Magazine, Sept. 9, 2019, https://perma.cc/7N7QCQRQ. Moreover, because the dangers of asphyxiation
are made worse “by compressing the lungs, which the
weight of several persons on one’s back can do,” most
“police are [also] warned not to sit on the back of a person
they are trying to restrain.” Richman v. Sheahan, 512
F.3d 876, 880 (7th Cir. 2008); see Brandl, Police in
America 252 (2018) (“Do not sit or lean on the abdomen
EVER.”); Br. of Policing Scholars in Lombardo, at 18–21
(compiling examples from police departments across the
country). That is true “even if the subject is continuing to
struggle” after being handcuffed. See, e.g., Wedell, Kelly,
McManus, & Fernando, George Floyd is not alone. ‘I can’t
breathe’ uttered by dozens in fatal police holds across
U.S., USA Today, June 13, 2020, https://perma.cc/K2ZGYYVF (describing Kansas City police use-of-force policy).
Some agencies have gone further, “banning officers
from placing people in the face-down position” after
handcuffing them. Id. In 2009, for example, Ohio outlawed
-8prone restraint across all state agencies. JA1935. It did so
because “[a]ccepted research has shown that there is a
risk of death when restraining an individual in a prone
position,” and “[t]his research has led other states to
prohibit this restraint technique.” JA1970.
Despite increased awareness of the dangers, many
officers continue to put handcuffed subjects into a prone
position and push into their backs. And many people
continue to die as a result. One report concluded that, as
of 2020, “[a]t least 134 people have died in police custody
from ‘asphyxia/restraint’ in the past decade alone,” which
“is likely an undercount.” Wedell, Kelly, McManus &
Fernando, George Floyd is not alone. An examination of
some of these incidents “show[ed] that officers in agencies
big and small use restraint tactics that heighten people’s
risk of death,” including “pressing or laying on a person’s
back to keep them face down.” Id. The victims were often
“stopped for minor infractions” or “because they were
acting erratically due to drugs or mental illness.” Id.; see
also Baker, Valentino-DeVries, Fernandez, LaForgia,
Three Words. 70 Cases (finding similar results).
St. Louis City’s awareness of the problem. Like
other jurisdictions, the City of St. Louis “has known about
the dangers of compression asphyxia for a long time.”
JA1783; see JA1808 (City expert: “A lot of these protocols
were put in place” after the DOJ bulletin “telling officers
about the dangers of compression asphyxia.”). The City
knows that “it’s dangerous to hold a citizen in the prone
position for an extended period of time,” and that “a
citizen could be killed if too much weight is put on his
back.” JA1782; see also JA1809–10.
The City also knows that this is an area where training
matters. Its representative testified that the City tries to
“teach officers that it can be dangerous to hold someone in
-9a prone position” and that they “can’t just leave somebody
on their stomach cuffed.” JA1774–79. Its representative
further testified that the City “instructs its officers that
pressing down on the back of a prone subject can cause
suffocation,” Lombardo, 141 S. Ct. at 2241; JA1785, and
also teaches them “how to deal with emotionally disturbed
persons,” JA1777. One officer said that he covers it in his
training block and that it’s “been there forever.” JA1777–79.
B.
Procedural background
Nicholas Gilbert’s parents sued both the City of St.
Louis and the individual officers, alleging (among other
things) violations of the Fourth and Fourteenth
Amendments. Jurisdiction was based on 28 U.S.C. § 1331.
After the case was pared down to excessive-force claims
against the officers and Monell claims against the City,
the defendants sought summary judgment.
The district court’s decision. The district court
granted summary judgment on all claims. App. 100a. In
doing so, the court accepted the following facts as true:
• Gilbert “was having a mental health crisis and
posed no threat,” App. 58a;
• He was handcuffed and leg-shackled, and was then
held on the ground of a secure holding cell “in the
prone position for fifteen minutes,” App. 87a, 76a;
• While on the ground, his “actions were innocent”
and “based on ‘air hunger,’” App. 60a;
• He “was not ignoring commands or being violent,”
id.;
• “Officers used force upon his back,” App. 87a, as
well as his “sides,” “torso,” and “other parts of his
body,” App. 65a;
-10•
•
•
•
He “was ‘yelling pleas for help’ and pleading ‘It
hurts. Stop.’” App. 62a;
He “remained restrained and in a prone position
until he stopped breathing,” App. 68a;
Six officers “did not stop using force until after
they realized Mr. Gilbert had stopped breathing,”
App. 79a–80a;
“[T]he cause of death was asphyxiation.” App. 65a.
The district court did “not reach the issue of whether
[these] facts demonstrate that the [officers’] conduct was
objectively reasonable” and thus “violated a constitutional
right.” App. 97a–98a. Instead, it held that a violation was
not “clearly established” on these facts. Id. Citing several
unpublished decisions and a pair of Fifth Circuit cases as
support, the district court concluded that “the circuits are
split among and within themselves on cases with similar
facts.” App. 95a. It therefore granted qualified immunity.
As for the Monell claims, the district court concluded
that, because the officers are immune, “the City cannot be
held liable” under Eighth Circuit precedent. App. 99a.
The Eighth Circuit’s first decision. On appeal, the
Eighth Circuit held that there was no excessive force as a
matter of law. The court did not take issue with any of the
facts accepted as true by the district court. Yet it believed
that the case was controlled by a 2017 Eighth Circuit
opinion, which it read as holding that “prone restraint is
not objectively unreasonable when a detainee actively
resists.” App. 33a. “The court went on to describe as
‘insignificant’ facts that may distinguish that precedent
and appear potentially important,” “including that Gilbert
was already handcuffed and leg shackled when officers
moved him to the prone position and that officers kept him
in that position for 15 minutes.” Lombardo, 141 S. Ct. at
-112241. Nor did the court ascribe any significance to the
amount of force used (the weight of six officers) and the
fact that “officers put weight on various parts of [Gilbert’s]
body, including [his] upper” and “middle” back. App. 31a.
The court held that the full amount of force used was
justified as a matter of law because Gilbert had initially
resisted being handcuffed, and because his “attempt to
breathe” constituted “ongoing resistance.” App. 35a.
This Court’s decision. This Court granted certiorari.
It vacated the Eighth Circuit’s judgment and “remand[ed]
the case to give the court the opportunity to employ an
inquiry that clearly attends to the facts and circumstances
in answering [two] questions”—“whether the officers used
unconstitutionally excessive force” and, “if they did,
whether Gilbert’s right to be free of such force in these
circumstances was clearly established at the time of his
death” in December 2015. Lombardo, 141 S. Ct. at 2242.
The Court made clear that the panel should consider
several “facts and circumstances” in particular: (1) “that
Gilbert was already handcuffed and leg shackled when
officers moved him to the prone position,” (2) “that officers
kept him in that position for 15 minutes,” (3) “that officers
placed pressure on Gilbert’s back even though St. Louis
instructs its officers that pressing down on the back of a
prone subject can cause suffocation,” and (4) the “wellknown police guidance recommending that officers get a
subject off his stomach as soon as he is handcuffed because
of that risk” and “further indicat[ing] that the struggles of
a prone suspect may be due to oxygen deficiency, rather
than a desire to disobey officers’ commands.” Id. at 2241.
The Court explained that this evidence “may be
pertinent” to the two questions. Id. Because the panel
“either failed to analyze such evidence or characterized it
as insignificant,” the Court remanded the case for the
-12panel to conduct a more “careful, context-specific
analysis”—not simply “treat Gilbert’s ‘ongoing resistance’
as controlling as a matter of law.” Id. at 2241–42.
Three members of this Court favored a plenary grant.
Id. at 2242 (Alito, J., dissenting). They preferred to decide
the “real issue”: “whether the record supports summary
judgment” for the defendants. Id. Although they did not
know how they would answer that question, id. at 2244,
they believed that a “decision by this Court on the
question presented here could be instructive,” id. at 2242.
Developments on remand. On remand, the petitioners
requested the opportunity to submit supplemental
briefing to help the panel decide whether, as other circuits
have uniformly held, “the law was clearly established that
applying pressure to [a person’s] back, once he [is]
handcuffed and his legs [are] restrained, [is]
constitutionally unreasonable due to the significant risk of
[suffocation].” Weigel v. Broad, 544 F.3d 1143, 1155 (10th
Cir. 2008), cert. denied, 129 S. Ct. 2387 (2009). The panel
declined.
In the months that followed, the consensus in the other
circuits only strengthened. The Fifth Circuit held that it
was “clearly established” that “continuing to kneel on the
back of an individual who has been subdued”—“meaning,
he lacks any means of evading custody and does not pose
a threat of immediate harm”—is excessive. Timpa, 20
F.4th at 1029, 1034. Though the officers argued that the
decedent had “continued to actively resist,” the court held
that a “jury could find that an objectively reasonable
officer with [their] training would have concluded that [he]
was struggling to breathe, not resisting arrest.” Id. at
1030–31. A month later, the Ninth Circuit agreed.
Denying qualified immunity, it held that a jury could find
that when someone is “handcuffed,” “shackled,” and
-13“surrounded by seven officers,” the officers “should have
recognized” that he “could no longer resist” and “posed no
threat.” Hyde, 23 F.4th at 871–72.
The Eighth Circuit’s second decision. The panel
again broke from the consensus. Despite this Court’s
opinion, the panel did not discuss the significance of
Gilbert’s being “already handcuffed and leg shackled
when officers moved him to the prone position,” or
articulate how he could have meaningfully resisted at that
point. 141 S. Ct. at 2241. It did not discuss the significance
of the “officers ke[eping] him in that position for 15
minutes” or “plac[ing] pressure on [his] back even though
St. Louis instructs its officers that pressing down on the
back of a prone subject can cause suffocation.” Id. It did
not discuss any of the “well-known police guidance” saying
the same. Id. And it did not discuss the defendants’
concessions that deadly force was not authorized, JA1762–
71, and that once Gilbert was “shackled and handcuffed [],
he couldn’t harm anyone at that point,” JA1795.
Instead, the panel relied on a 2019 Eighth Circuit
decision that involved none of these facts and that was
decided several years after Gilbert’s death. App. 11a–12a.
Because of that decision—and because Gilbert had tried
to breathe while he was on the floor handcuffed, shackled,
and surrounded by six officers—the panel held that he did
not have a clearly established right to be free of force to
“various parts of his body, including his back.” App. 14a.
The court also held that “there is no robust consensus of
persuasive authority that would render the right clearly
established.” App. 12a. It did not mention Timpa, Hyde,
or numerous other circuit cases holding to the contrary.
Having “concluded that the constitutional right at
issue here was not clearly established,” the panel further
-14held that the petitioners “cannot prevail on [their] claims
against the City.” App. 15a (cleaned up).
REASONS FOR GRANTING THE PETITION
Despite this Court’s mandate, the Eighth Circuit has
again held that a person’s attempt to breathe while bound
on the floor constitutes “ongoing resistance” as a matter
of law. App. 14a. It has again treated this “resistance” as
controlling, absolving the very conduct that caused the
inability to breathe in the first place (and that then caused
the person’s death). And it has again failed to analyze any
of the key factors identified in this Court’s opinion. The
only difference this time is that the panel invoked step two
of the qualified-immunity inquiry, holding that a person
engaged in such “ongoing resistance” has no “clearly
established right” to be free of deadly force to his back. Id.
This decision is even more in need of review than the
first. Disregarding this Court’s mandate is reason enough
to grant certiorari. See Yates v. Aiken, 484 U.S. 211, 214
(1988). But the panel’s decision does more than that: It
also conflicts with the law of the other circuits and with
prevailing police practices. See Timpa, 20 F.4th at 1036 &
n.7 (“Only the Eighth Circuit has held in the reverse.”).
And it does so on a question that recurs with “unfortunate
frequency,” Drummond v. City of Anaheim, 343 F.3d
1052, 1063 (9th Cir. 2003), cert. denied, 124 S. Ct. 2871
(2004), where a decision from this Court “could be
instructive” to lower courts and law enforcement alike,
Lombardo, 141 S. Ct. at 2242 (Alito, J., dissenting).
I.
The decision below again creates a circuit split.
A. Like last time, the panel’s decision conflicts with the
uniform rule in the other circuits. Every other circuit to
have addressed the question holds that “[n]o reasonable
officer would continue to put pressure on [an] arrestee’s
-15back after the arrestee was subdued by handcuffs, an
ankle restraint, and a police officer holding the arrestee’s
legs.” Champion v. Outlook Nashville, Inc., 380 F.3d 893,
905 (6th Cir. 2004), cert. denied, 125 S. Ct. 1837 (2005). In
those circuits, it has long been “clearly established that
applying pressure to [a prone person’s] back, once he [is]
handcuffed and his legs restrained, [is] constitutionally
unreasonable due to the significant risk of positional
asphyxiation.” Weigel, 544 F.3d at 1155; see, e.g., Timpa,
20 F.4th at 1029–38; Lawhon v. Mayes, 2021 WL 5294931,
*2 & nn.1–2 (4th Cir. 2021); Hopper v. Plummer, 887 F.3d
744, 755 (6th Cir. 2018), cert. denied, 139 S. Ct. 567 (2019);
McCue v. City of Bangor, 838 F.3d 55, 64 (1st Cir. 2016);
Abdullahi v. City of Madison, 423 F.3d 763, 765–69 (7th
Cir. 2005); Rivas v. City of Passaic, 365 F.3d 181, 199–200
(3d Cir. 2004). And that is true even if—indeed, especially
if—the person is struggling to lift his chest up for air.
Fifth Circuit. The Fifth Circuit’s recent decision in
Timpa provides a good starting place. The “facts and
circumstances” of that case are indistinguishable from
those here. See Lombardo, 141 S. Ct. at 2241–42. Like this
case, it involved someone who, after being bound at his
hands and feet, was put in “a prone position” for 14
minutes as an officer “placed pressure on [his] back”
despite his pleas to stop. Id. at 2240. And like this case, the
record in Timpa included the same “well known police
guidance” and evidence showing that “officers placed
pressure on [his] back even though [the city] instruct[ed]
its officers that pressing down on the back of a prone
subject can cause suffocation.” Id. at 2241.
Unlike the Eighth Circuit, however, the Fifth Circuit
denied qualified immunity. It held that, by 2016 (when the
incident there occurred), the law had long been “clearly
established that an officer engages in an objectively
-16unreasonable [use] of force by continuing to kneel on the
back of an individual who has been subdued”—“meaning,
he lacks any means of evading custody and does not pose
a threat of immediate harm.” Timpa, 20 F.4th at 1029,
1034. “This conclusion,” Judge Clement explained in her
opinion for the court, “comports with the decisions of our
sister circuits that have considered similar facts.” Id. at
1036 & n.7 (noting Lombardo as the only outlier).
In reaching this conclusion, the Fifth Circuit expressly
rejected the same argument accepted by the panel below.
It held that there was a factual dispute as to whether the
decedent had “continued to actively resist arrest” in “the
final minutes of the restraint” (as the officers contended)
or whether he was instead trying “to move his body in
order to breathe” (as the plaintiffs contended). Id. at 1030–
31. Were it the latter, the Fifth Circuit held, the jury could
find that the officers were not entitled to qualified
immunity. It could find that “[t]he risks of asphyxiation in
this circumstance should have been familiar” to them, so
“an objectively reasonable officer with [their] training
would have concluded that [the decedent] was struggling
to breathe, not resisting arrest.” Id. at 1031. And the jury
could find, further, that if he “lacked the ability to pose a
risk of harm or flight,” the continued force to his back
“constituted deadly force,’” which was “necessarily
excessive,” defeating immunity. Id. at 1032, 1034, 1038.
Other Fifth Circuit cases hold likewise. See Fairchild
v. Coryell County, 40 F.4th 359, 368 (5th Cir. 2022) (two
minutes of force to back); Aguirre v. City of San Antonio,
995 F.3d 395, 416 (5th Cir. 2021) (op. of Dennis, J.) (“[A]t
least five other circuits have held that . . . ‘it [is] clearly
established . . . that exerting significant, continued force
on a person’s back while that person is in a face-down
prone position after being subdued and/or incapacitated
-17constitutes excessive force.’”); Goode v. Baggett, 811 F.
App’x 227, 232 (5th Cir. 2020) (holding that when a
handcuffed person was “pinned down by multiple officers
and appeared to be struggling to breathe, a jury could find
that he was ‘merely trying to get into a position where he
could breathe and was not resisting arrest’”).
The panel’s decision squarely conflicts with these
cases. It holds that the officers are entitled to qualified
immunity even if a jury were to find that Gilbert “was not
ignoring commands or being violent,” and that his “actions
were innocent” and “based on ‘air hunger.’” App. 60a. The
Fifth Circuit has repeatedly held the opposite.
Ninth Circuit. So has the Ninth Circuit. Two decades
ago, it observed that, “in what has come to be known as
‘compression asphyxia,’ prone and handcuffed individuals
in an agitated state have suffocated under the weight of
restraining officers.” Drummond, 343 F.3d at 1056–57.
The court held that a jury could find that the force was
excessive when “two officers continued to press their
weight on [a detainee’s] neck and torso as he lay
handcuffed on the ground and begged for air.” Id. at 1056.
The Ninth Circuit has held firm to this view ever since.
See Krecham v. County of Riverside, 723 F.3d 1104, 1108
(9th Cir. 2013) (reversing judgment for officers who put
someone in a prone position and pushed on his “back ‘when
he was moving and attempting to get up’” and “repeatedly
kicking”); Abston v. City of Merced, 506 F. App’x 650, 652
(9th Cir. 2013) (“A [jury] could conclude that defendants’
use of body compression as a means of restraint was
unreasonable and unjustified by any threat of harm or
escape when Abston was handcuffed and shackled, in a
prone position, and surrounded by numerous officers.”);
Tucker v. Las Vegas Metro. Police Dep’t, 470 F. App’x 627,
629 (9th Cir. 2012) (“[E]xisting law recognized a Fourth
-18Amendment violation where two officers use their body
pressure to restrain a delirious, prone, and handcuffed
individual who poses no serious safety threat.”).
The Ninth Circuit’s cases therefore “make[] plain that
multiple officers’ use of prolonged body-weight pressure
to a suspect’s back is known to be capable of causing
serious injury or death.” Garlick v. County of Kern, 167 F.
Supp. 3d 1117, 1155 (E.D. Cal. 2016). Moreover, whether
a suspect was continuing to resist or instead struggling to
breathe, and how officers should have reacted given their
training, are questions for the factfinder. See Tucker, 470
F. App’x at 629 (“Keith, unlike Drummond, continued to
resist the officers after handcuffs were applied, but this
distinction does not, by itself, suffice to bring this case out
of Drummond’s orbit.”).
Just last year, the Ninth Circuit reaffirmed the point
in Hyde, 23 F.4th 863 (Bea, Lee, Bennett, JJ.). It denied
qualified immunity to officers who continued using force
on a handcuffed and shackled detainee, causing him to
suffocate, even though he had initially resisted. Judge Lee
explained that when someone is “handcuffed,” “shackled,”
and “surrounded by seven officers,” a jury could find that
he “posed no threat” and “could no longer resist,” and that
the officers “should have recognized” as much. Id. at 871–
72; see id. (“[W]e have never required that a suspect’s
every inch be immobilized before he is considered
restrained for a reasonable force analysis.”). Were the
jury to do so, the officers would not be entitled to qualified
immunity because it has long been clearly established that
using even “intermediate force” is “unreasonable when
[the person] had both his hands and feet shackled for two
minutes and no longer could resist.” Id. at 872.
Sixth Circuit. The Sixth Circuit’s cases reflect the
same understanding. They too recognize that, when
-19officers cause someone to suffocate, a jury may draw “an
inference” that the person’s efforts to lift his chest were
“an attempt to gasp for air and escape the compressive
weight of the officers on top of him, not an effort to fight
with the officers or get away.” Martin v. City of
Broadview Heights, 712 F.3d 951, 959–63 (6th Cir. 2013).
The Sixth Circuit’s most recent case, Hopper, is its
most analogous. There, a man “suffered a seizure two days
after he was booked” into jail on a non-violent offense. 887
F.3d at 745. Officers went into his cell and forced him to
the ground because they were “afraid he would . . . hurt
himself.” Id. at 749. Video evidence showed that they
“cuffed him behind his back” and a half-dozen officers
“restrained him face down on the floor” until he “died after
a twenty-two minute struggle.” Id. at 745.
The Sixth Circuit held that a jury could find that the
officers were not entitled to qualified immunity. It relied
primarily on its 2004 decision in Champion, involving “an
excessive-force claim brought by the family of a severely
autistic man who died after several arresting officers
restrained him, prone on the ground and handcuffed
behind his back, for seventeen minutes.” Id. at 754.
Champion “explained that ‘[c]reating asphyxiating
conditions by putting substantial or significant pressure,
such as body weight, on the back of an incapacitated and
bound suspect constitutes objectively unreasonable
excessive force.’” Id. (quoting Champion, 380 F.3d at 903).
That was true even though the suspect “arguably posed a
threat” because he “had created a disturbance in a store
and ‘kick[ed] violently’ while on the ground.” Id. at 755
(quoting Champion, 380 F.3d at 897). In Hopper, by
contrast, there was “no dispute that [the decedent] was
suffering a medical emergency, or that while he may have
kicked and thrashed, defendants did not consider him a
-20threat to anyone after he was handcuffed.” Id. The court
thus denied qualified immunity as a matter of law, holding
that “the prohibition against placing weight on [his] body
after he was handcuffed was clearly established in the
Sixth Circuit as of May 2012.” Id. at 754 (cleaned up).
As Hopper itself illustrates, that clearly established
prohibition applies even if the person being restrained was
“moving . . . in an attempt to breathe.” Champion, 380
F.3d at 905; see also Martin, 712 F.3d at 959 (holding that
a jury may infer that a person’s “physical movements” and
“active[] struggle[]” “were an attempt to gasp for air”);
Kulpa v. Cantea, 708 F. App’x 846, 851–53 (6th Cir. 2017)
(denying qualified immunity to officers who pushed on the
back of a handcuffed detainee for under 45 seconds after
he’d been “squirming,” causing him to die).
Seventh Circuit. The Seventh Circuit has the same
rule. In 2005, it considered a far closer case than this one,
involving a man (Mohamed) who “stagger[ed] across three
lanes of traffic” and “punched [a person] in the face.”
Abdullahi, 423 F.3d at 764–65. Three officers “took him to
the ground, onto his stomach,” to handcuff him. Id. “Once
on the ground, Mohamed began kicking his legs, moving
his arms so they could not be handcuffed and arching his
back upwards as if he were trying to escape.” Id. As the
other officers were holding his legs, one officer “placed his
right knee and shin on the back of Mohamed’s shoulder
area and applied his weight to keep Mohamed from
squirming or flailing.” Id. The officer “took his weight off
Mohamed after the handcuffing was complete.” Id. His
“knee and shin were on the back of Mohamed’s shoulder
for approximately 30–45 seconds.” Id. Civilian
eyewitnesses “testified that Mohamed acted aggressively
and that the defendant police officers did not hit, strike or
choke Mohamed.” Id. at 767. Two minutes later, he died.
-21The Seventh Circuit reversed a grant of summary
judgment to the officers. It noted that the officer “knelt on
Mohamed’s shoulder or back for 30–40 seconds while
Mohamed was prone on the ground,” Mohamed then died,
and “[n]o one contends that deadly force was justified once
Mohamed was lying prone on the ground with his arms
behind him.” Id. at 769. “Based on these straightforward
facts alone,” the Seventh Circuit held that summary
judgment was improper. Id. It explained that Mohamed’s
“attempts to ‘squirm’ or arch his back upward while he
was being restrained may not constitute resistance at all,
but rather a futile attempt to breathe while suffering from
physiological distress ‘akin to drowning.’” Id. at 771–73.
Tenth Circuit. The Tenth Circuit has held similarly.
In 2008, it decided a case not unlike Abdullahi, involving
a dangerous roadside encounter where one officer applied
force to a combative suspect. The suspect (Weigel) “fought
vigorously, attempting repeatedly to take the troopers’
weapons and evade handcuffing.” Weigel, 544 F.3d at
1148. After he was finally handcuffed, Weigel “continued
to struggle.” Id. at 1158 (O’Brien, J., dissenting). “With
Weigel positioned on his stomach, his hands and feet
restrained, [one officer then] held down Weigel’s upper
body with his hands and/or knees, [another officer]
straddled Weigel’s buttocks and [a civilian] was on his
legs. In spite of those restraints Weigel still managed to
pinch [one officer’s] thighs and groin area” and “continued
to struggle and fight.” Id. He was held in that position for
up to three minutes, and then died. Id. at 1152.
The Tenth Circuit denied summary judgment to the
officers. It based its conclusion on two things: “First, there
is evidence a reasonable officer would have known that the
pressure placed on Mr. Weigel’s upper back as he lay on
his stomach created a significant risk of asphyxiation and
-22death. His apparent intoxication, bizarre behavior, and
vigorous struggle made him a strong candidate for
positional asphyxiation.” Id. “Second, there is evidence
that Mr. Weigel was subjected to such pressure for a
significant period after it was clear that the pressure was
unnecessary to restrain him. The defendants make no
claim that once Mr. Weigel was handcuffed and his legs
were bound, he still would pose a threat to the officers, the
public, or himself unless he was maintained on his stomach
with pressure imposed on his upper back.” Id. The court
held that the law “was clearly established that applying
pressure to [his] upper back, once he was handcuffed and
his legs restrained, was constitutionally unreasonable”
because it posed a “substantial and totally unnecessary
risk of death,” while observing that “cases from other
circuits” agree. Id. at 1154–55.
Judge O’Brien dissented, expressing disagreement
with the Sixth Circuit’s holding in Champion that “briefly
applying pressure to the torso of a resisting but restrained
individual is unconstitutional.” Id. at 1174. But after
Weigel, that is now the Tenth Circuit’s rule too. See Est. of
Booker v. Gomez, 745 F.3d 405, 424–29 (10th Cir. 2014).
Third Circuit. The same goes for the Third Circuit.
For nearly 20 years, it has held that “a reasonable jury
could find that the continued use of force” on someone who
“was handcuffed and had his ankles tied”—namely,
“press[ing] down on [his] back” until he was “still,”
causing him to “die[] of asphyxiation”—is excessive under
“clearly established” law. Rivas, 365 F.3d at 199–201.
First Circuit. The First Circuit, too, is in accord. In
2016, it confronted a case much like this one: Five officers
“attempted to restrain” someone “who initially resisted,”
so they put him “in a face-down, prone position for [up to
four minutes] while two officers exerted weight on his
-23back and shoulders.” McCue, 838 F.3d at 56. He “was
declared dead shortly after,” and an expert “attributed the
likely cause of death to prolonged restraint in the prone
position ‘under the weight of multiple officers, in the face
of a hypermetabolic state of excited delirium.’” Id.
The First Circuit held that “it was clearly established”
that “exerting significant, continued force on a person’s
back ‘while [he] is in a face-down prone position after
being subdued and/or incapacitated constitutes excessive
force,’” for “[a]t least four circuits had announced this
constitutional rule.” Id. at 64 (quoting Weigel, 544 F.3d at
1155)). “[A]s the abundant case law demonstrates, a jury
could find that a reasonable officer would know or should
have known about the dangers of exerting significant
pressure on the back of a prone person.” Id. at 65.
Fourth Circuit. Finally, the Fourth Circuit has also
taken note of this “abundant case law.” Id.; see Lawhon,
2021 WL 5294931, at *2 n.1. It denied qualified immunity
to officers who had “applied varying degrees of force” for
“nearly six minutes” to someone who was “handcuffed in
the prone position.” Id. at *1. The court held that, under
“[c]ontrolling authority,” the officers “had abundant
notice that they could not continue to use force against a
restrained individual in these circumstances,” a conclusion
that was “amplifie[d]” by the training that they’d received.
Id. at *2 & n.2. Simply put: “There is no doubt that
continuing to apply force to a secured unarmed man, to
effectuate a seizure for which the individual’s own benefit
provides the only justification, constitutes excessive force
in violation of the Fourth Amendment.” Id. at *2.
B. The decision below upends the consensus, creating
an undeniable circuit conflict. Although the Eighth Circuit
panel on remand tried to distinguish three of these cases
on their facts—Weigel, Champion, and Drummond—it
-24did not deny that the rule of law articulated in them would
apply here. Nor did it make any effort to discuss any of the
other cases that squarely conflict with its holding.
II. The question presented is frequently occurring
and important, and this case is an ideal vehicle.
A. The split should be resolved for five reasons.
First, the panel contravened not only the decisions of
many other circuits in many other cases, but also the
mandate of this Court in this case. That is an independent
reason to grant certiorari. See, e.g., Yates, 484 U.S. at 214
(“We granted certiorari because we were concerned that
the [court below] had not fully complied with our
mandate.”).
Second, the question is important. “The compression
asphyxia that resulted [here] appears with unfortunate
frequency in the reported decisions of the federal courts,”
and “with even greater frequency on the street.”
Drummond, 343 F.3d at 1063. That remains true today.
Third, while the issue is frequently recurring in lower
courts, it hasn’t been decided by this Court. “Although
guns represent the paradigmatic example of ‘deadly
force,’ [Tennessee v. Garner, 471 U.S. 1 (1985)] failed to
address whether other police tools and instruments can
also be characterized as ‘deadly force.’ Lower courts since
have struggled with [that question],” including in some
cases involving “restraint in a prone position.” Gutierrez
v. City of San Antonio, 139 F.3d 441, 446 (5th Cir. 1998).
Early prone-restraint cases prompted disagreement and
confusion among judges in cases far closer than this one.
The dissenting judge in Weigel, for example, lamented
what he saw as a lack of “coherent guidance” caused by
“conflicting” decisions. 544 F.3d at 1169 (O’Brien, J.,
dissenting); see also Abdullahi, 423 F.3d at 776 (Evans, J.,
-25dissenting). And 21 states urged this Court to grant
certiorari in Weigel, explaining that “officers need to know
whether and to what extent” forcible prone restraint is
permissible. Br. of Indiana, et al., in Broad v. Weigel, No.
08-1128, at 3. They argued that the “[c]ircuits [were] in
disarray over whether and to what extent police control
techniques resulting in positional asphyxia violated clearly
established” rights, and the Court “need[ed] to” resolve
the question “given the unfortunate volume of such cases.”
Id. at 4. Since this Court denied certiorari nearly 15 years
ago, a strong consensus has emerged in the circuits. The
panel decision below, and the outlier view that it reflects,
threatens this consensus, injecting uncertainty into an
area of the law where a lack of guidance is unacceptable.
For that reason, an opinion from this Court “could be
instructive.” Lombardo, 141 S. Ct. at 2242 (Alito, J.,
dissenting). It could help to make these incidents less
frequent, by sending a clear and unmistakable message
that the Constitution forbids such an unjustifiable use of
lethal force. In addition, granting certiorari would allow
the Court to clarify how courts should handle assertions of
qualified immunity at summary judgment, including how
to assess an officer’s claim that a subject was resisting,
which could affect cases well beyond the context here.
Fourth, the panel’s decision could hinder DOJ’s ability
to criminally prosecute prone-restraint cases under 18
U.S.C. § 242, the “criminal counterpart” of section 1983,
Lugar v. Edmondson Oil Co., 457 U.S. 922, 929 n.13
(1982), which contains the same “clearly established”
requirement, Hope v. Peltzer, 536 U.S. 730, 739–40 (2002).
Finally, if left standing, the panel’s decision will likely
have ramifications the next time an officer in the Eighth
Circuit—whether in Minneapolis or Ferguson—puts a
handcuffed person face to the ground and suffocates him.
-26The legitimacy of our criminal-justice system depends on
the evenhanded distribution of justice, particularly for
matters of life and death. Public confidence in that system,
and the effectiveness of courts to vindicate constitutional
rights, likewise depends on a uniform body of law. That
confidence can be eroded by even a single wayward circuit.
The Court should not hesitate to set that circuit right.
B. This case is an excellent vehicle to address the
question presented and bring uniformity and clarity to the
law. The Court is already familiar with the record in the
case, and the most important facts are all assumed, having
been taken as true by the district court. And granting
certiorari in this case, as opposed to a future Eighth
Circuit case, is preferable because (1) it allows the Court
to simultaneously reinforce the integrity of its mandates,
and because (2) the incident here occurred before the 2017
Eighth Circuit case that the panel initially found to be
controlling and that Justice Alito discussed in his opinion,
see App. 33a–35a, so that case can have no complicating
effect on the “clearly established” question here.
In addition, this case bears all the characteristics of a
typical prone-restraint death by asphyxiation. So deciding
the constitutionality of the force used “will be ‘beneficial’
in ‘develop[ing] constitutional precedent’ in an area that
courts typically consider in cases in which the defendant
asserts a qualified immunity defense,” as in this case.
Plumhoff v. Rickard, 572 U.S. 765, 774 (2014). Yet the case
is also an egregious example of excessive force: Gilbert
was in a police-dominated facility, officers knew that he
was having a mental-health crisis, and lethal force was not
authorized by the City because he presented no threat
once he was handcuffed and shackled. JA1762.
-27III. The decision below is wrong.
This leads to the last reason to grant certiorari: The
Eighth Circuit’s decision is deeply wrong. It cannot be
reconciled with precedent, history, original public
meaning, or widely accepted police practice.
Under this Court’s precedents, a right is “clearly
established” when it is “sufficiently clear that every
reasonable official would have understood that what he is
doing violates that right.” Mullenix v. Luna, 577 U.S. 7,
11 (2015) (per curiam). “Precedent involving similar facts
can help move a case beyond the otherwise ‘hazy borders
between excessive and acceptable force’ and thereby
provide an officer notice that a specific use of force is
unlawful.” Kisela v. Hughes, 138 S. Ct. 1148, 1153 (2018)
(per curiam). Alternatively, “in an obvious case,” a
violation can be clearly established “even without a body
of relevant case law.” Brosseau v. Haugen, 543 U.S. 194,
199 (2004) (per curiam); see Taylor v. Riojas, 141 S. Ct. 52,
53–54 (2020) (per curiam).
Here, viewing the record in the light most favorable to
the petitioners, there is no question that the officers had
notice that pressing into Gilbert’s back for 15 minutes was
unreasonably excessive, in violation of the Constitution.
Eight circuits have recognized that the right at issue in
this case was clearly established at the time of Gilbert’s
death. No precedent from any circuit had held to the
contrary at that time. And prevailing police practices—
including the very training that the officers received in
this case—embodied the same recognition. It is hard to
imagine a case with clearer notice than that.
In any event, it is obvious that officers may not use a
significant amount of force on an individual who poses no
threat to anyone, and the record here would allow a jury
to find that the officers did just that. That sets this case
-28apart from a situation requiring an officer to make a splitsecond decision in response to a potential threat to officer
safety or to the safety of others. See Rivas-Villegas v.
Cortesluna, 142 S. Ct. 4 (2021); Kisela, 138 S. Ct. 1148. In
contrast with that situation, a jury could easily find that
Gilbert was not “actively resisting” and that a trained
officer would not have “reasonably perceived” him to be
resisting for 15 minutes or posing a real threat once he was
handcuffed, shackled, and surrounded by six officers.
Lombardo, 141 S. Ct. at 2241. Instead, a reasonable officer
would have understood, consistent with the City’s training
and with “well-known police guidance,” that Gilbert’s
struggles were “due to oxygen deficiency, rather than a
desire to disobey officers’ commands,” and would have
stopped applying force to his back. Id.
In addition, “[t]he [Eighth] Circuit identified no
evidence that the” officers’ actions “were compelled by
necessity or exigency.” Riojas, 141 S. Ct. at 54. Nor could
it: The defendants themselves conceded that, once Gilbert
was “shackled and handcuffed [], he couldn’t harm anyone
at that point,” and that deadly force was not authorized.
JA1762–71, 1795. Neither the defendants nor the Eighth
Circuit pointed to any governmental interest that was
advanced by applying any force to Gilbert’s back—much
less force that was so significant that it killed him. See
Kingsley v. Hendrickson, 576 U.S. 389, 397 (2015); County
of Los Angeles v. Mendez, 137 S. Ct. 1539, 1546 (2017).
If the Eighth Circuit were somehow correct that the
officers in this case are all entitled to qualified immunity
under existing doctrine, that would only underscore the
need for this Court to grant certiorari. Were that the case,
it would be appropriate for the Court to reexamine the
modern qualified-immunity doctrine, and the degree to
which it has strayed from the text of section 1983 and the
-29common law, to bring it closer in line with “historical
standards.” Wyatt v. Cole, 504 U.S. 158, 170–72 (1992)
(Kennedy, J., concurring); see also Ziglar v. Abbasi, 137
S. Ct. 1843, 1872 (2017) (Thomas, J., concurring in part
and concurring in the judgment).
CONCLUSION
The petition for certiorari should be granted.
Respectfully submitted,
JONATHAN E. TAYLOR
Counsel of Record
ALISA TIWARI
Gupta Wessler PLLC
2001 K Street NW
Suite 850 North
Washington, DC 20006
(202) 888-1741
jon@guptawessler.com
JOHN G. SIMON
KEVIN M. CARNIE, JR.
PATRICK R. MCPHAIL
The Simon Law Firm, PC
800 Market Street, Suite 1700
St. Louis, MO 63101
(314) 241-2929
ANDREW W. CALLAHAN
P.O. Box 15159
St. Louis, MO 63110
(618) 791-5501
November 28, 2022
Counsel for Petitioners
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.