Amicus Curiae Brief — Joseph R. Biden, President of the United States, et al., Petitioners v. Nebraska, et al.
Supreme Court briefFeb 3, 2023
Ask Donna
What actually matters in this document.
Text
Nos. 22-506 & 22-535
IN THE
Supreme Court of the United States
_________
JOSEPH R. BIDEN, ET AL., Petitioners,
v.
STATE OF NEBRASKA, ET AL., Respondents.
_________
DEPARTMENT OF EDUCATION, ET AL., Petitioners,
v.
MYRA BROWN, ET AL., Respondents.
_________
On Writ of Certiorari to the United States Courts of
Appeals for the Eighth and Fifth Circuits
_________
BRIEF OF 128 U.S. REPRESENTATIVES,
INCLUDING 25 MEMBERS OF THE HOUSE
COMMITTEE ON EDUCATION & THE
WORKFORCE, AS AMICI CURIAE
IN SUPPORT OF RESPONDENTS
_________
JENNIFER L. MASCOTT
R. TRENT MCCOTTER
Counsel of Record
SEPARATION OF POWERS CLINIC
GRAY CENTER FOR THE STUDY OF THE
ADMINISTRATIVE STATE
ANTONIN SCALIA LAW SCHOOL
3301 FAIRFAX DR.
ARLINGTON, VA 22201
(202) 706-5488
rmccotte@gmu.edu
TABLE OF CONTENTS
TABLE OF AUTHORITIES ....................................... ii
INTEREST OF THE AMICI CURIAE ...................... 1
SUMMARY OF THE ARGUMENT ........................... 5
ARGUMENT .............................................................. 7
I.
The
Debt
Forgiveness
Implicates
Constitutional Separation of Powers .................. 7
II. The Court’s Precedents Call for Requiring
Clear Statutory Authority for the Debt
Forgiveness .......................................................... 9
III. The HEROES Act Does Not Clearly
Authorize the Debt Forgiveness ....................... 13
A. There Is No Clear Authority for
Forgiveness ................................................... 13
B. At the Very Least, There Is No Clear
Authority for Blanket Forgiveness .............. 17
IV. The Executive Branch Has Effectively
Abandoned the Proffered Basis for the Debt
Forgiveness ........................................................ 20
CONCLUSION ......................................................... 22
ii
TABLE OF AUTHORITIES
Cases
Page(s)
A.L.A. Schechter Poultry Corp. v. United
States, 295 U.S. 495 (1935) .................................... 9
AFGE v. Block,
655 F.2d 1153 (D.C. Cir. 1981) ............................ 19
Atl. Richfield Co. v. Christian,
140 S. Ct. 1335 (2020) .......................................... 17
Batterton v. Marshall,
648 F.2d 694 (D.C. Cir. 1980) .............................. 20
Biden v. Missouri, 142 S. Ct. 647 (2022) .................. 20
Brown v. U.S. Dep’t of Educ.,
No. 4:22-CV-0908-P, 2022 WL 16858525
(N.D. Tex. Nov. 10, 2022)....................................... 9
Cisneros v. Alpine Ridge Grp.,
508 U.S. 10 (1993) ................................................ 16
Georgia v. President of the United States,
46 F.4th 1283 (11th Cir. 2022) ............................ 12
Gundy v. United States,
139 S. Ct. 2116 (2019) .......................................... 12
Indus. Union Dep’t, AFL-CIO v. Am.
Petroleum Inst., 448 U.S. 607 (1980) ................... 12
Kentucky v. Biden,
23 F.4th 585 (6th Cir. 2022) ................................ 12
King v. Burwell, 576 U.S. 473 (2015) ......................... 7
iii
Louisiana v. Biden,
55 F.4th 1017 (5th Cir. 2022) .............................. 11
Mistretta v. United States,
488 U.S. 361 (1989) ................................................ 9
NFIB v. OSHA, 142 S. Ct. 661 (2022) ...................... 19
NLRB v. SW Gen., Inc.,
137 S. Ct. 929 (2017) ............................................ 16
OPM v. Richmond,
496 U.S. 414 (1990) ................................................ 8
Sosa v. Alvarez-Machain,
542 U.S. 692 (2004) .............................................. 16
Train v. City of New York,
420 U.S. 35 (1975) ................................................ 11
Turner v. Safley, 482 U.S. 78 (1987) ......................... 12
U.S. Telecom Ass’n v. FCC,
855 F.3d 381 (D.C. Cir. 2017) .............................. 10
Utility Air Regul. Grp. v. EPA,
573 U.S. 302 (2014) ................................................ 9
West Virginia v. EPA,
142 S. Ct. 2587 (2022) .......................................... 10
Whitman v. Am. Trucking Ass’ns,
531 U.S. 457 (2001) .......................................... 6, 19
Constitution & Statutes
U.S. Const. art. I, § 7 ................................................... 7
U.S. Const. art. I, § 8 ................................................... 7
U.S. Const. art. I, § 9 ................................................... 7
iv
20 U.S.C. § 1087 .................................................. 16, 19
20 U.S.C. § 1087e ................................................ 16, 19
20 U.S.C. § 1087dd .............................................. 16, 19
20 U.S.C. § 1087ee..................................................... 15
20 U.S.C. § 1098aa .................................................... 18
20 U.S.C. § 1098bb .......................... 1, 8, 13, 15, 16, 17
20 U.S.C. § 1098ee ..................................................... 19
Other Authorities
Biden: ‘The Pandemic Is Over’, CNN
(Sept. 18, 2022),
https://tinyurl.com/3p7c5j9w ............................... 21
Borrowers, Extends Student Loan
Repayment Pause, Nov. 22, 2022,
https://tinyurl.com/5chkvbbn ............................... 21
Stephen G. Breyer, Judicial Review of
Questions of Law and Policy, 38
ADMIN. L. REV. 363 (1986) ................................... 15
Cancel Student Loan Debt, FORBES
(July 28, 2021),
https://tinyurl.com/cyfp7m2y ............................... 10
Congress, MSNBC (Feb. 22, 2021),
https://tinyurl.com/bdrffne4 ................................. 10
v
U.S. Dep’t of Education, Biden-Harris
Administration Continues Fight for
Student Debt Relief for Millions of
Borrowers, Extends Student Loan
Repayment Pause, Nov. 22, 2022,
https://tinyurl.com/5chkvbbn ............................... 21
Office of Legal Counsel, U.S. Dep’t of
Justice, Use of the HEROES Act of
2003 to Cancel the Principal
Amounts of Student Loans, 2022 WL
3975075 (Aug. 23, 2022) ...................... 6, 16, 17, 18
Memorandum for Betsy Devos,
Secretary of Education, from Reed D.
Rubinstein, Principal Deputy
General Counsel, Department of
Education, Re: Student Loan
Principal Balance Cancellation,
Compromise, Discharge, and
Forgiveness Authority (Jan. 12, 2021) ................. 10
1 THE RECORDS OF THE FEDERAL
CONVENTION OF 1787 (M. Farrand
ed. 1937) ................................................................. 7
1
INTEREST OF AMICI CURIAE1
Amici curiae are 128 members of the United States
House of Representatives and therefore have a strong
interest in preserving the legislative and spending
powers that Article I of the federal Constitution vests
in the United States Congress.
Moreover, 25 amici are members of the House
Committee on Education and the Workforce, which
has principal oversight of the U.S. Department of
Education and is the House Committee to which the
Secretary of Education must make certain reports
pursuant to the HEROES Act. 20 U.S.C. § 1098bb(c).
These amici have an especially strong interest in the
Secretary’s correct use of federal statutes pertaining
to federal education loans, as well as the judiciary’s
correct interpretation of those statutes.
The following is the full list of amici, beginning
with the sponsors of this brief, House Leadership, and
members of the Education and Workforce Committee:
Chairwoman Virginia Foxx
Jeff Duncan
Majority Leader Steve Scalise
Majority Whip Tom Emmer
Chief Deputy Whip Guy Reschenthaler
Conference Chair Elise M. Stefanik
Policy Committee Chair Gary Palmer
Conference Vice Chair Mike Johnson
1
No counsel for any party has authored this brief in whole or in
part, and no entity or person, aside from amici curiae and their
counsel, made any monetary contribution intended to fund the
preparation or submission of this brief.
2
Conference Secretary Lisa McClain
Joe Wilson
Glenn Thompson
Tim Walberg
Glenn Grothman
Rick W. Allen
Jim Banks
James Comer
Lloyd Smucker
Burgess Owens
Bob Good
Mary E. Miller
Michelle Steel
Ron Estes
Julia Letlow
Kevin Kiley
Aaron Bean
Eric Burlison
Nathaniel Moran
John James
Lori Chavez-DeRemer
Brandon Williams
Erin Houchin
Additional U.S. Representatives signing as amici:
Robert B. Aderholt
Mark Alford
Jodey C. Arrington
Brian Babin, D.D.S.
Don Bacon
Andy Barr
Andy Biggs
Gus M. Bilirakis
Dan Bishop
Lauren Boebert
Mike Bost
Vern Buchanan
Larry Bucshon, M.D.
Tim Burchett
3
Michael Burgess, M.D.
Ken Calvert
Kat Cammack
Jerry L. Carl
Earl L. “Buddy” Carter
Ben Cline
Andrew S. Clyde
Eric A. “Rick” Crawford
Dan Crenshaw
Anthony D’Esposito
Warren Davidson
Scott DesJarlais
Mario Diaz-Balart
Byron Donalds
Chuck Edwards
Jake Ellzey
Mike Ezell
Randy Feenstra
Drew A. Ferguson IV
Brad Finstad
Michelle Fischbach
Mike Flood
Mike Garcia
Carlos Gimenez
Lance Gooden
Paul A. Gosar, D.D.S.
Garret Graves
Mark E. Green, M.D.
Michael Guest
Brett Guthrie
Harriet M. Hageman
Diana Harshbarger
Kevin Hern
French J. Hill
Ashley Hinson
Ronny Jackson
Jim Jordan
Mike Kelly
Nick LaLota
Jake LaTurner
Nicholas A. Langworthy
Robert E. Latta
Michael V. Lawler
Barry Loudermilk
Morgan Luttrell
Tom McClintock
Richard McCormick,
M.D., MBA
Mariannette Miller
Meeks, M.D.
Dan Meuser
Max L. Miller
John R. Moolenaar
Alexander A. Mooney
Barry Moore
Gregory F. Murphy, M.D.
Troy E. Nehls
Ralph Norman
Jay Obernolte
Andrew Ogles
Greg Pence
Scott Perry
August Pfluger
Bill Posey
Cathy McMorris Rodgers
Mike Rogers
4
John Rose
John H. Rutherford
Austin Scott
Jason Smith
Pete Stauber
Dale W. Strong
Claudia Tenney
William R. Timmons IV
Beth Van Duyne
Ann Wagner
Michael Waltz
Randy K. Weber
Daniel Webster
Brad R. Wenstrup
Bruce Westerman
Roger Williams
Robert J. Wittman
Steve Womack
Rudy Yakym III
5
SUMMARY OF THE ARGUMENT
Petitioners’ assertion of power to forgive every
federal student loan in the country, potentially even a
decade after the COVID-19 pandemic ends, raises
significant separation of powers concerns. The power
of the purse is one of Congress’s most potent checks
against the executive branch, yet Petitioners’ overly
broad reading of the HEROES Act risks encroaching
on that power, as well as Congress’s Article I
legislative authority, by arrogating to the Secretary of
Education the authority to forgive a trillion dollars in
federal debt that otherwise would be owed to the
Treasury. The Court should require clear statutory
authority before adopting an interpretation that risks
significant conflict between the legislative and
executive branches.
But Petitioners’ mass loan forgiveness program
(“the Debt Forgiveness”) is not justified by clear
statutory authority. The HEROES Act, which is the
sole authority Petitioners invoke, says the Secretary
can “waive or modify” statutory debt provisions, but
that power is expressly cabined by the next
subsection, which provides the specific “[a]ctions
authorized.” Nowhere is debt forgiveness mentioned,
but Congress did address and impose tightly
constricted bounds even on forgiving minor
procedural and paperwork requirements. It defies
reason that Congress would expressly impose such
restrictions on minor forms of relief to minimize the
effects on the federal fisc, while remaining entirely
silent on the far more consequential act of debt
forgiveness. The HEROES Act’s focus on restricting
minor forms of relief is even more glaring given the
6
existence of other statutes expressly authorizing
forgiveness of federal student loans in narrow
circumstances.
Petitioners would have the Court believe that even
though Congress knew how to grant tailored debt
forgiveness and routinely imposed narrow restrictions
on it, the HEROES Act not only silently authorized
blanket forgiveness but did so without imposing, or
even acknowledging, the analogous restrictions
placed on minor paperwork forgiveness and reporting
requirements. Rather than adopt that strange and
inconsistent reading, the Court should conclude that
the Act simply did not authorize debt forgiveness in
the first place.
But even if some form of forgiveness were
authorized, there still is no clear authority for the
view that “any person who resided or worked in the
United States or its territories during the pandemic”
could receive full loan forgiveness, as Petitioners
contend. Office of Legal Counsel, U.S. Dep’t of Justice,
Use of the HEROES Act of 2003 to Cancel the
Principal Amounts of Student Loans, 2022 WL
3975075, at *13 (Aug. 23, 2022) (“OLC Op.”). The
HEROES Act focuses almost exclusively on members
of the military from its title, to its statutory findings,
to its triggering events. Congress was not hiding the
“elephant” of indiscriminate, en masse debt
forgiveness in the few “ancillary” provisions of the
HEROES Act that do not involve a military
connection. Whitman v. Am. Trucking Ass’ns, 531 U.S.
457, 468 (2001). If Congress had wished to grant such
expansive authority, it would never have written the
HEROES Act the way it did.
7
ARGUMENT
I.
The
Debt
Forgiveness
Implicates
Constitutional Separation of Powers.
Petitioners ask the Court to sanction an
interpretation of the HEROES Act that would risk
serious implications for the Constitution’s repeated
reservation to Congress of matters directly affecting
the federal fisc, as well as the legislative power more
generally.
“The legislature not only commands the purse but
prescribes the rules by which the duties and rights of
every citizen are to be regulated.” THE FEDERALIST
NO. 78 (A. Hamilton); see also King v. Burwell, 576
U.S. 473, 517 (2015) (Scalia, J., dissenting). This
“power over the purse may, in fact, be regarded as the
most complete and effectual weapon with which any
constitution can arm the immediate representatives
of the people.” THE FEDERALIST NO. 58 (J. Madison);
see also 1 THE RECORDS OF THE FEDERAL CONVENTION
OF 1787, at 139–40 (M. Farrand ed. 1937) (George
Mason stating that “[t]he purse & the sword ought
never to get into the same hands”).
The Constitution accordingly imposed strict
requirements to ensure that Congress retained
accountability and control over actions that would
affect the federal fisc. See, e.g., U.S. Const. art. I, § 7,
cl. 1 (Origination Clause); id. § 8, cl. 1 (Taxing and
Spending Clauses); id. § 8, cl. 2 (Borrowing Clause);
id. § 8, cl. 5 (Coinage Clause); id. § 9, cl. 4 (Direct
Taxation Clause); id. § 9, cl. 7 (Appropriations and
Statement-and-Account Clause). These limitations
“assure that public funds will be spent according to
8
the letter of the difficult judgments reached by
Congress as to the common good and not according to
the individual favor of Government agents.” OPM v.
Richmond, 496 U.S. 414, 428 (1990).
Petitioners
assert
an
exceedingly
broad
interpretation of the HEROES Act that would provide
an executive branch official with broad discretionary
authority to forgive over a trillion dollars in federal
debt obligations that would otherwise have to be
repaid to the Treasury. That view makes significant
national financial decisions dependent on “the
individual favor of Government agents” at the
Department of Education, which would risk a serious
executive encroachment on Congress’s Article I power
of the purse. OPM, 496 U.S. at 428.
The HEROES Act itself recognizes Congress’s
primal role in matters related to the spending powers,
even for relatively minor acts of relief for student loan
debtors. For example, “after first exercising any
authority to issue a waiver or modification” of a
federal student loan program, the Secretary of
Education must send a report to the House Committee
on Education and the Workforce—on which numerous
amici sit—and explain “the impact of any waivers or
modifications issued” and the “basis for such
determination.” 20 U.S.C. § 1098bb(c) (emphasis
added).
Petitioners’ interpretation of the HEROES Act
provides such capacious discretion to the Secretary of
Education that it also implicates the Constitution’s
prohibition against delegation of Congress’s Article I
legislative powers. “The nondelegation doctrine is
9
rooted in the principle of separation of powers that
underlies our tripartite system of Government.”
Mistretta v. United States, 488 U.S. 361, 371 (1989).
Petitioners claim, for example, that the terms of the
HEROES Act are so open to executive interpretation
and discretion that, “in ten years, they could still use
the HEROES Act to forgive student-loan debt because
of the COVID-19 pandemic if the Secretary deems it
‘necessary.’” Brown v. U.S. Dep’t of Educ., No. 4:22CV-0908-P, 2022 WL 16858525, at *13 (N.D. Tex. Nov.
10, 2022). If such a tangential connection to a longdistant emergency could justify forgiving a trillion
dollars in debt, it is difficult to see what true limits
would exist on the Secretary’s power. See A.L.A.
Schechter Poultry Corp. v. United States, 295 U.S.
495, 537–38 (1935) (Congress cannot give the
executive branch “unfettered discretion” to act as
“needed or advisable for the rehabilitation and
expansion of trade or industry”).
As explained next, however, the Court can avoid
these separation of powers concerns by requiring clear
statutory text authorizing the Debt Forgiveness, see
Part II, infra—a clarity that the HEROES Act fails to
provide, see Part III, infra.
II.
The Court’s Precedents Call for Requiring
Clear Statutory Authority for the Debt
Forgiveness.
The Debt Forgiveness undoubtedly has “vast
‘economic and political significance,’” Utility Air
Regul. Grp. v. EPA, 573 U.S. 302, 324 (2014), and thus
triggers the major questions doctrine, especially given
the nearly uniform historical view that the HEROES
10
Act did not authorize mass debt forgiveness2 and also
given “that Congress ha[s] conspicuously and
repeatedly declined to enact [such relief] itself,” West
Virginia v. EPA, 142 S. Ct. 2587, 2610 (2022); see
Resp.Br.42–44, No. 22-535. Moreover, as amici
explain below, see Part III, infra, Petitioners ground
their asserted power in the “ancillary” and “rarely
used” portions of the HEROES Act, West Virginia, 142
S. Ct. at 2610.
Even setting aside the major questions doctrine,
however, the separation of powers concerns outlined
above in Part I would independently justify requiring
clear statutory authority before upholding the Debt
Forgiveness. Such clear-text requirements, regardless
of the precise label the Court uses, often rest on
“separation of powers principles.” Id. at 2609; see also
U.S. Telecom Ass’n v. FCC, 855 F.3d 381, 417 (D.C.
Cir. 2017) (Kavanaugh, J., dissenting from the denial
of rehearing en banc) (clear-statement doctrines
“help[] preserve the separation of powers and
operate[] as a vital check on expansive and aggressive
assertions of executive authority”).
2
E.g., Hayes Brown, Biden Thinks Student Loan Debt Relief Is
Up
to
Congress,
MSNBC
(Feb.
22,
2021),
https://tinyurl.com/bdrffne4; Adam S. Minsky, Pelosi: President
Biden Does Not Have Power to Cancel Student Loan Debt,
FORBES
(July 28,
2021),
https://tinyurl.com/cyfp7m2y;
Memorandum for Betsy Devos, Secretary of Education, from
Reed D. Rubinstein, Principal Deputy General Counsel,
Department of Education, Re: Student Loan Principal Balance
Cancellation, Compromise, Discharge, and Forgiveness Authority
(Jan. 12, 2021).
11
This Court has previously recognized that it is
better to resolve a dispute for lack of clear statutory
text supporting the executive’s view, than
countenance the risk of a serious interbranch conflict
over the power of the purse. For example, in Train v.
City of New York, 420 U.S. 35 (1975), which addressed
President Nixon’s impoundments, the Court held that
“[w]ithout something in addition to what is now before
us,” a typical spending statute should not be
construed as “providing the Executive with the
seemingly limitless power to withhold funds from
allotment and obligation,” which would have raised
serious concerns about the executive branch’s power
over spending. Id. at 45, 46.
The government argues here that no clear
statement of authority is required because the Debt
Forgiveness pertains to the disposition of the
government’s own “benefits.” DOJ.Br.48. But
categorically excluding spending and forgiveness
statutes from clear-statement requirements would
effectively allow the executive to encroach upon
Congress’s critical Article I spending authority
whenever the relevant statute could be portrayed as
the least bit ambiguous. Requiring clear statutory
authority for aggressive executive claims over the
power of the purse helps avoid that potential conflict,
as in Train.3
3
Moreover, the circuit courts have repeatedly held that the
major questions doctrine can apply even when the executive
action pertains to the disbursement of federal benefits, such as
in the context of government contracting. See Louisiana v. Biden,
12
The nondelegation concerns raised by Petitioners’
interpretation of the HEROES Act provide another
basis for requiring clear textual authority. Such a
requirement operates “in service of” the nondelegation
doctrine by disfavoring statutory interpretations that
might amount to a transfer of legislative power from
Congress to an executive agency. See Gundy v. United
States, 139 S. Ct. 2116, 2142 (2019) (Gorsuch, J.,
dissenting). Indeed, this Court has long recognized
that “[a] construction of the statute that avoids this
kind of open-ended grant should certainly be favored.”
Indus. Union Dep’t, AFL-CIO v. Am. Petroleum Inst.,
448 U.S. 607, 646 (1980) (plurality). And the Court
should “certainly” favor such an interpretation here,
as otherwise the limits imposed by Congress could
prove to be mere “parchment barriers” against the
Secretary of Education’s broad assertion of power to
forgive federal student loans.
Finally, requiring clear statutory authority
reflects judicial restraint, which has its own salutary
effects on separation of powers. See Turner v. Safley,
482 U.S. 78, 85 (1987) (“[S]eparation of powers
concerns counsel a policy of judicial restraint.”). It
may be preferable for a court to hold that a specific
executive
action
lacks
clear
congressional
authorization, rather than risk declaring the
55 F.4th 1017, 1029 (5th Cir. 2022); Georgia v. President of the
United States, 46 F.4th 1283, 1295–96 (11th Cir. 2022) (op. of
Grant, J.); Kentucky v. Biden, 23 F.4th 585, 606–07 (6th Cir.
2022). And, contrary to Petitioners’ position, see DOJ.Br.48, the
Debt Forgiveness is an assertion of “regulatory authority” in the
sense that it causes harm, for example, to “the affairs of entities”
like MOHELA. See, e.g., Resp.Br.15–23, No. 22-506.
13
executive action or the relevant statute itself
unconstitutional.
As demonstrated next, the HEROES Act does not
provide the clear authority for the Debt Forgiveness
required under this Court’s longstanding precedent.
III.
The HEROES Act Does Not
Authorize the Debt Forgiveness.
Clearly
The HEROES Act is the sole legal authority
Petitioners assert for the Debt Forgiveness, but that
statute does not provide clear authority for
forgiveness of student loans, see Part III.A, infra, let
alone for mass forgiveness, see Part III.B, infra.
A.
There Is No Clear Authority for
Forgiveness.
The government relies on § 1098bb(a)(1) of the
HEROES Act, which says that “[i]n general” the
Secretary of Education can “waive or modify any
statutory or regulatory provision applicable to the
[relevant] financial assistance programs” when
certain other requirements are satisfied. 20 U.S.C.
§ 1098bb(a)(1). But that “general” language is
expressly cabined by the very next subsection, which
uses the same “waive or modify” terminology and then
provides the specific “[a]ctions authorized” that may
be taken only as “may be necessary to ensure” one of
a specified list of goals. Id. § 1098bb(a)(2).
In § 1098bb(a)(2), Congress placed narrow
guardrails on the Secretary’s ability to waive even
minor procedural requirements, yet the subsection
nowhere mentions debt forgiveness, let alone imposes
14
the kinds of restrictions already imposed on minor
forms of relief.
For example, the Secretary’s relaxation of mere
“administrative requirements” must be done “to the
extent possible without impairing the integrity of the
student financial assistance programs.”
Id.
§ 1098bb(a)(2)(B). Congress thought to expressly state
the requirements for this minor issue and demand
that the Secretary not impair the solvency and
reliability of the lending programs. Forgiving
hundreds of billions of dollars’ worth of loans
obviously has a far more negative impact on the
“integrity” of the loan programs, yet under
Petitioners’ view, Congress imposed no such similar
restriction on forgiveness—and in fact did not bother
to mention forgiveness at all.
Similarly, “institutions of higher education,
eligible lenders, guaranty agencies, and other entities
participating in the student assistance programs”
“may be granted temporary relief” but only “from
requirements that are rendered infeasible or
unreasonable by a national emergency,” such as “due
diligence requirements and reporting deadlines.” Id.
§ 1098bb(a)(2)(E). Again, Congress expressly covered
reporting deadlines and paperwork requirements—
and made clear such relief must be “temporary.”
As amici—all of whom are Members of the U.S.
Congress, and many of whom are on the House
Committee that oversees the Department of
Education—can attest, it begs belief that Congress
would authorize debt forgiveness in the HEROES Act
without imposing at least the same types of
15
limitations it imposed on minor forms of relief to
minimize their collateral consequences on the federal
fisc. The better reading is that the HEROES Act did
not authorize the significant act of debt forgiveness in
the first place, and thus it was unnecessary to impose
separate limitations to minimize the consequences of
forgiveness. See Stephen G. Breyer, Judicial Review
of Questions of Law and Policy, 38 ADMIN. L. REV. 363,
370 (1986) (“Congress is more likely to have focused
upon, and answered, major questions, while leaving
interstitial matters to answer themselves in the
course of the statute’s daily administration.”).4
This conclusion is reinforced by numerous
separate statutes expressly authorizing debt
forgiveness using clear language and imposing
specific requirements to minimize the effects on the
integrity of those loan programs. See, e.g., 20 U.S.C.
§1087ee(a)(2); id. § 1087j(a)–(b); id. § 1078-10; id.
§ 1078-11(a)(1). And given the HEROES Act’s
military focus, see Part III.B, infra, it is especially
notable that Congress already separately authorizes
loan forgiveness when the Department of Veterans
4 Moreover, the Secretary can take action to ensure that student
loan recipients are “not placed in a worse position financially in
relation to [the student loan] because of their status as affected
individuals” under the HEROES Act, 20 U.S.C. § 1098bb(a)(2),
which envisions keeping borrowers in the status quo ante, before
the triggering “war or other military option or national
emergency” occurred, and then lifting the modification or waiver
once the emergency has passed. Permanently forgiving debt goes
far beyond maintaining the status quo—it provides a windfall to
the recipient, putting him in a distinctly and materially superior
position than before the “national emergency.”
16
Affairs determines that a veteran is unemployable
due to a service-connected disability. See 20 U.S.C.
§§ 1087(a)(2), 1087e(a)(1), 1087dd(c)(1)(F)(iv).
This is more than an argument that “Congress
knew how to [authorize loan forgiveness] when it
wanted to.” Sosa v. Alvarez-Machain, 542 U.S. 692,
711 n.9 (2004). Rather, the HEROES Act not only
omits any reference to debt forgiveness but
simultaneously includes limitations on how
“administrative” and “reporting” requirements can be
relaxed or waived. 20 U.S.C. § 1098bb(a)(2). It defies
reason that Congress would have been so concerned
about minimizing the effects of administrative relief
but have no such concerns about the dramatic act of
debt forgiveness, despite clearly expressing such
qualms in other statutes, even those dealing with the
military. This is another significant tell that the
HEROES Act simply does not authorize forgiveness in
the first place, and certainly does not do so with the
requisite clear language. See Part II, supra.
Petitioners argue the Court should ignore these
other
debt-forgiveness
statutes
because
§ 1098bb(a)(1) applies “[n]otwithstanding any other
provision of law.” See DOJ.Br.40; OLC Op., 2022 WL
3975075, at *8–10. But that argument is a red herring
because a “notwithstanding” clause serves only to
resolve conflicting provisions,5 and Respondents do
not contend the HEROES Act conflicts with those
other debt forgiveness statutes (ironically, it is
5
See NLRB v. SW Gen., Inc., 137 S. Ct. 929, 939 (2017); Cisneros
v. Alpine Ridge Grp., 508 U.S. 10, 18 (1993).
17
Petitioners’ interpretation that could cause such a
conflict). The point in citing the other debt forgiveness
statutes is to show that Congress uses certain
language when it wants to authorize forgiveness, but
Congress did not use such language in the HEROES
Act despite expressly addressing other, more minor,
forms of relief.
The “notwithstanding” clause in § 1098bb(a)(1)
does not preclude judicial resort to commonsense
considerations of how Congress historically has
drafted loan forgiveness statutes. See Atl. Richfield
Co. v. Christian, 140 S. Ct. 1335, 1351 (2020) (“Such
clauses [like ‘nonetheless’] explain what happens in
the case of a clash, but they do not otherwise expand
or contract the scope of either provision by
implication.”).6
For these reasons, both standing alone and in light
of congressional drafting practices, the HEROES Act
does not clearly authorize forgiveness of debt.
B.
At the Very Least, There Is No Clear
Authority for Blanket Forgiveness.
Even if some kind of targeted debt forgiveness
were clearly authorized by the HEROES Act, there is
still no clear authority for the categorical forgiveness
that Petitioners assert. To be sure, the Act does not
require “case-by-case” determinations for relief, 20
U.S.C. § 1098bb(b)(3), but that does not mean it
6
The OLC opinion suggests there may be no conflict between the
HEROES Act and the other debt forgiveness statutes, see OLC
Op., 2022 WL 3975075, at *10 & n.3, but that only confirms the
“notwithstanding” clause is doing no work here.
18
countenances debt forgiveness for nearly every
borrower in the country in one fell swoop. See
Resp.Br.9, No. 22-506 (the Debt Forgiveness would
apply to 40 million of the 43 million borrowers who
still owe money, with nearly 20 million having their
debts eliminated entirely).
The HEROES Act’s scope of coverage is narrow
and riven with references to the military and its
members. Start with the title. Nobody would say that
students are all “HEROES” merely by virtue of taking
on student loans. Then there are the six paragraphs
of statutory findings, each of which references the
military and national security. 20 U.S.C. § 1098aa(b).
Another provision urges schools to refund tuition and
fees for students called away to “active duty or active
service.” Id. § 1098cc(a).
The definition of “affected individual” includes four
categories, two of which are exclusively military. Id.
§ 1098ee(2). Even within the context of military
operations, the HEROES Act is further narrowed. Not
all National Guard duty qualifies—it must be “in
connection with a war, another military operation, or
a national emergency declared by the President and
supported by Federal funds.” Id. § 1098ee(6).
The extraordinary scope of relief asserted by
Petitioners stands in stark contrast to the lone
example that the Office of Legal Counsel could muster
for when debt forgiveness might be necessary under
the HEROES Act: “a soldier permanently disabled in
a military operation and unable to work.” OLC Op.,
2022 WL 3975075, at *9. But Petitioners have never
previously invoked the HEROES Act to cancel student
19
debt for any borrower, not even a “soldier
permanently disabled in a military operation and
unable to work.” And for good reason. As noted above,
a different statute already authorizes loan forgiveness
when a veteran is determined by the VA to be
unemployable due to a service-connected disability.
See
20
U.S.C.
§§ 1087(a)(2),
1087e(a)(1),
1087dd(c)(1)(F)(iv). Again, Petitioners’ interpretation
of the HEROES Act risks conflicting with and
rendering superfluous those other provisions.
To be sure, the HEROES Act does not apply
exclusively to members of the military, see 20 U.S.C.
§ 1098ee(2)(C)–(D), but those narrow non-military
portions—on which Petitioners rely as the sole
authority for hundreds of billions of dollars in debt
forgiveness—are
the
prototypical
“ancillary
provisions” in which Congress “does not alter the
fundamental details of a regulatory scheme.”
Whitman v. Am Truck Ass’ns, 531 U.S. 457, 468
(2001).
Finally, Petitioners assert that any invocation of
the HEROES Act is exempted from notice and
comment, see DOJ.Br.62–63, but it begs belief that
Congress would have authorized the Secretary to
permanently eliminate hundreds of billions of dollars
of the public’s debt obligations without any public
input. Outside the context of interpretive and other
minor rules, Congress typically reserves exceptions to
notice and comment for things like “‘emergency
temporary’” agency actions, NFIB v. OSHA, 142 S. Ct.
661, 663 (2022) (quoting 20 U.S.C. § 655(c)(1))
(emphasis added), not those causing permanent and
extensive effects, see AFGE v. Block, 655 F.2d 1153,
20
1157 (D.C. Cir. 1981); see also Batterton v. Marshall,
648 F.2d 694, 703 n.47 (D.C. Cir. 1980) (“[D]ue to the
unrepresentative nature of an administrative agency,
‘public participation in the rulemaking process is
essential in order to permit administrative agencies to
inform themselves, and to afford safeguards to private
interests.’”) (alteration omitted); Biden v. Missouri,
142 S. Ct. 647, 659 (2022) (Alito, J.,
dissenting) (“[E]xceptions to notice-and-comment
must be ‘narrowly construed and only reluctantly
countenanced.’”). This only confirms the Act does not
authorize mass debt forgiveness in the first place.
***
The HEROES Act’s near-singular focus on the
military, along with only ancillary provisions for
targeted relief for other individuals, demonstrates a
modest but dispositive point here: if the goal were to
authorize en masse debt forgiveness for the entire
universe of federal borrowers, it is inconceivable
Congress would have written the HEROES Act the
way it did.
IV.
The Executive Branch Has Effectively
Abandoned the Proffered Basis for the
Debt Forgiveness.
Finally, even if the HEROES Act had authorized
mass debt forgiveness as a general matter,
Respondents should still prevail because the
Executive Branch itself has effectively abandoned the
specific proffered basis for the Debt Forgiveness.
Most significantly, the Secretary recently failed to
assert COVID-19 as the basis for continued loan
21
forbearance, instead stating that litigation over
forgiveness is the basis for continued forbearance. See
U.S. Dep’t of Education, Biden-Harris Administration
Continues Fight for Student Debt Relief for Millions of
Borrowers, Extends Student Loan Repayment Pause,
Nov. 22, 2022, https://tinyurl.com/5chkvbbn.7 Given
that Petitioners have apparently abandoned COVID19 as a basis even for continuing the pre-existing
temporary loan forbearance, it is difficult to see how
COVID-19 could nonetheless suddenly provide the
basis for announcing the far more dramatic action of
massive loan forgiveness.
Petitioners’ ambivalence about the proffered
justification for the Debt Forgiveness also belies their
claim that the asserted power is somehow
meaningfully limited. See, e.g., DOJ.Br.57 (labeling
the Debt Forgiveness as a “one-time” event). If the
Court adopts Petitioners’ view that mass debt
forgiveness is authorized even a decade after the
pandemic, it is only a matter of when, not if,
Petitioners will use that power again.
7
Similarly, less than a month after the Debt Forgiveness was
announced, the President himself repeatedly announced, “The
pandemic is over.” Kate Sullivan et al., Biden: ‘The Pandemic Is
Over’, CNN (Sept. 18, 2022), https://tinyurl.com/3p7c5j9w.
22
CONCLUSION
For the foregoing reasons, amici urge the Court to
affirm.
Respectfully submitted,
JENNIFER L. MASCOTT
R. TRENT MCCOTTER
Counsel of Record
SEPARATION OF POWERS CLINIC
GRAY CENTER FOR THE STUDY OF THE
ADMINISTRATIVE STATE
ANTONIN SCALIA LAW SCHOOL
GEORGE MASON UNIVERSITY
3301 FAIRFAX DR.
ARLINGTON, VA 22201
(202) 706-5488
rmccotte@gmu.edu
February 3, 2023
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.