Amicus Curiae Brief — Loper Bright Enterprises, et al., Petitioners v. Gina Raimondo, Secretary of Commerce, et al.
Supreme Court briefSep 22, 2023
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No. 22-451
IN THE
Supreme Court of the United States
LOPER BRIGHT ENTERPRISES, ET AL.,
v.
Petitioners,
GINA RAIMONDO, SECRETARY OF COMMERCE, ET AL.,
Respondents.
On Writ of Certiorari to the United States
Court of Appeals for the District of Columbia Circuit
BRIEF OF AMICUS CURIAE
NATURAL RESOURCES DEFENSE COUNCIL
IN SUPPORT OF RESPONDENTS
David Doniger
Ian Fein
NATURAL RESOURCES
Counsel of Record
DEFENSE COUNCIL
NATURAL RESOURCES
1152 15th Street NW,
DEFENSE COUNCIL
Suite 300
111 Sutter Street,
Washington, DC 20005
21st Floor
San Francisco, CA 94104
(415) 875-6147
ifein@nrdc.org
Counsel for Natural Resources Defense Council
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES .................................
ii
STATEMENT OF INTEREST .............................
1
INTRODUCTION AND SUMMARY
OF ARGUMENT................................................
1
ARGUMENT .........................................................
4
I. The History of the Chevron Case Reveals
Why the Court Emphasized Deference .....
5
A. President Reagan’s EPA Administrator
Adopts a Regulation that Relieves
Regulatory Burdens on Industry ........
5
B. NRDC Successfully Challenges the Rule
Under D.C. Circuit Caselaw that Reached
Disparate Conclusions on
the Question ..........................................
6
C. This Court Reverses and Chastises the
D.C. Circuit for Construing the Statute
Based on Judges’ Policy Preferences ...
9
II. The Judicial Review Principles in
Chevron Serve Important Values ..............
11
A. Courts Have Long Deferred to Agencies’
Reasonable Interpretations .................. 12
B. Chevron Commands That Courts Give
Effect to Congress’s Expressed Intent .
13
C. Deference Helps Restrain Judges from
Resolving Interpretive Disputes Based on
Their Personal Policy Preferences ....... 15
CONCLUSION .....................................................
(i)
19
ii
TABLE OF AUTHORITIES
Page(s)
Cases
Alabama Power Co. v. Costle,
636 F.2d 323 (D.C. Cir. 1979) ....................... 7-8
Arlington, Tex. v. FCC,
569 U.S. 290 (2013) .................................. 14, 19
ASARCO Inc. v. EPA,
578 F.2d 319 (D.C. Cir. 1978) .......................... 7
Baldwin v. United States,
140 S. Ct. 690 (2020) ..................................... 16
Chem. Mfrs. Ass’n v. NRDC,
470 U.S. 116 (1985) .................................... 1, 15
Chevron v. NRDC,
467 U.S. 837 (1984) ............ 1-3, 5-6, 9-11, 13-17
Entergy Corp. v. Riverkeeper, Inc.,
556 U.S. 208 (2009) ....................................... 19
EPA v. EME Homer City Generation, L.P.,
572 U.S. 489 (2014) ........................................ 18
Kisor v. Wilkie,
139 S. Ct. 2400 (2019) .................................... 15
NRDC v. Daley,
209 F.3d 747 (D.C. Cir. 2000) ........................ 14
NRDC v. EPA,
896 F.3d 459 (D.C. Cir. 2018) ........................ 19
NRDC v. EPA,
777 F.3d 456 (D.C. Cir. 2014) ........................ 14
iii
TABLE OF AUTHORITIES-Continued
Page(s)
NRDC v. EPA,
755 F.3d 1010 (D.C. Cir. 2014) ...................... 14
NRDC v. EPA,
749 F.3d 1055 (D.C. Cir. 2014) ........................ 4
NRDC v. EPA,
643 F.3d 311 (D.C. Cir. 2011) ........................ 14
NRDC v. EPA,
529 F.3d 1077 (D.C. Cir. 2008) ...................... 19
NRDC v. EPA,
489 F.3d 1250 (D.C. Cir. 2007) ...................... 14
NRDC v. EPA,
937 F.2d 641 (D.C. Cir. 1991) ........................ 19
NRDC v. Gorsuch,
685 F.2d 718 (D.C. Cir. 1982) .................... 2, 6-8
NRDC v. Herrington,
768 F.2d 1355 (D.C. Cir. 1985) ...................... 14
Pauley v. BethEnergy Mines, Inc.,
501 U.S. 680 (1991) ....................................... 16
Pereira v. Sessions,
138 S. Ct. 2105 (2018) ................................... 14
Seila Law LLC v. CFPB,
140 S. Ct. 2183 (2020) ................................... 17
Smiley v. Citibank (S.D.), N.A.,
517 U.S. 735 (1996) ....................................... 16
iv
TABLE OF AUTHORITIES-Continued
Page(s)
Train v. NRDC,
421 U.S. 60 (1975) ....................... 3-4, 12-13, 17
Udall v. Tallman,
380 U.S. 1 (1965) ............................................ 13
Vt. Yankee Nuclear Power Corp. v. NRDC,
435 U.S. (1978) .......................................... 10, 18
Statutes and Legislative Materials
5 U.S.C. § 706 ...................................................... 14
Clean Air Act Amendments,
Pub. L. No. 95-95, 91 Stat. 685 (1977) ............. 5
Federal Regulations
43 Fed. Reg. 26,380 (1978) ................................... 7
45 Fed. Reg. 52,676 (1980) ................................... 5
46 Fed. Reg. 16,280 (1981) ................................ 5-6
46 Fed. Reg. 50,766 (1981) ................................ 5-6
Other Authorities
Merrick Garland, Deregulation and Judicial
Review, 98 Harv. L. Rev. 505 (1985) ............... 5
Brett Kavanaugh, Fixing Statutory Interpretation, 129 Harv. L. Rev. 2118 (2016) ................ 18
Thomas McGarity, Regulatory Reform in the
Reagan Era, 45 Md. L. Rev. 261 (1986) ........... 5
v
TABLE OF AUTHORITIES-Continued
Page(s)
Thomas Merrill, The Story of Chevron: The
Making of an Accidental Landmark,
66 Admin. L. Rev. 253 (2014) ........ 2, 5, 7, 9-10
Robert Percival, Environmental Law in the
Supreme Court: Highlights from the Blackmun
Papers, 35 Env’t L. Rep. 10,673 (2005) ........... 9
Antonin Scalia, Judicial Deference to
Administrative Interpretations of Law,
1989 Duke L.J. 511 (1989) ........................... 12
Laurence Silberman, Chevron—the Intersection
of Law & Policy, 58 Geo. Wash. L. Rev. 821
(1990) ....................................................... 15, 17
Kenneth Starr, Judicial Review in the
Post-Chevron Era, 3 Yale J. on Reg. 283
(1986) ........................................... 10, 14, 16, 18
1
STATEMENT OF INTEREST 1
Since its founding in 1970, Natural Resources Defense Council, Inc. (NRDC), has litigated hundreds of
cases that concern the meaning of statutes administered by federal agencies. One such case led to this
Court’s decision in Chevron v. NRDC, 467 U.S. 837
(1984). Although NRDC lost that case, and has lost
many subsequent cases that applied its judicial review
framework as well, we nonetheless respect that framework and recognize the important values that it
serves. Because the Court is now considering whether
to overrule or narrow Chevron, NRDC submits this
brief as amicus curiae to revisit the history of the case
and remind the Court of the problem that its opinion
there sought to address—namely, the propensity of
some lower court judges to resolve interpretive disputes based on their personal policy preferences. That
history should give the Court reason to hesitate before
overruling Chevron or abandoning its framework now.
INTRODUCTION AND
SUMMARY OF ARGUMENT
We are the party that lost Chevron. The following
Term, we lost the next case in which the Court applied
Chevron, too. Chem. Mfrs. Ass’n v. NRDC, 470 U.S.
116, 125 (1985). In those cases, the Court deferred to
Environmental Protection Agency (EPA) interpretations of the Clean Air Act and Clean Water Act that
weakened regulatory burdens on industry. NRDC disagreed with the outcomes in these cases; and we continue to believe that EPA’s interpretations of the relevant provisions were contrary to the statutory text.
1 This brief was not authored in whole or in part by counsel for
a party. No one other than amicus curiae made a monetary contribution to preparation or submission of the brief.
2
But we respect the principles of deference on which the
Court based its decisions, and we urge the Court to exercise caution before abandoning them.
The Court emphasized deference in Chevron to address a particular problem. In the trio of D.C. Circuit
decisions that led to Chevron, different panels of that
court reached disparate conclusions about whether the
Clean Air Act permitted EPA to adopt a regulatory interpretation and approach in three different statutory
programs. The panels justified their disparate conclusions not based on statutory text, but on their own
views of whether each program’s policy was to enhance
or merely to maintain air quality. In the third of those
cases, the court’s policy view precluded a more industry-friendly interpretation adopted by EPA under the
Reagan administration. NRDC v. Gorsuch, 685 F.2d
718, 720 (D.C. Cir. 1982).
According to one prominent observer, the disparate D.C. Circuit opinions improperly construed the
statute based on the judges’ “views of appropriate policy,” and revealed that at least some judges on that
court were “prone to substitute their own preferences
for those of EPA.” Thomas Merrill, The Story of Chevron: The Making of an Accidental Landmark, 66 Admin. L. Rev. 253, 266 (2014). That is why the Court’s
opinion in Chevron stressed that the D.C. Circuit had
“misconceived the nature of its role in reviewing the
regulations at issue,” 467 U.S. at 845, and admonished
that a court should not interpret a statute “on the basis
of the judges’ personal policy preferences,” id. at 865.
Instead, the Court instructed, a court reviewing an
agency’s interpretation of a statute it administers
must “[f]irst, always,” determine whether Congress
has spoken to the question at issue. Id. at 842. If so,
“that is the end of the matter”; Congress’s expressed
3
intent “is the law and must be given effect.” Id. at 84243 & n.9.
If the statute’s meaning is unclear, however, the
court should not impose its own preferred construction
on the statute, but rather should defer to a reasonable
interpretation adopted by the agency. Id. at 843-45.
That is so for at least a couple of reasons. For one
thing, Congress tasked the agency with implementing
the statute, and thus intended the agency to bring its
knowledge and expertise to bear on the interpretive
questions that inevitably arise when carrying out a
“technical and complex” statute. Id. at 843-44, 864-65.
Further, because resolving such questions often entails at least some consideration of policy, deference
helps restrain judges from substituting their policy
judgments for those of the more accountable political
branches. Id. at 865-66. In this way, deference also
promotes legal uniformity by preventing courts from
reaching disparate conclusions based on their own preferred constructions of a statute.
These judicial review principles articulated in
Chevron were not new. Citing dozens of cases dating
back decades, the Court noted that the principle of deferring to an agency’s reasonable construction of a
statute it administers was “long recognized” and “wellsettled.” Id. at 844-45 & nn.11-14 (citations omitted).
Another NRDC case, decided almost a decade before Chevron, proves the point. Train v. NRDC, 421
U.S. 60 (1975). In that case, five circuits had adopted
three different positions on whether a specific Clean
Air Act provision allowed EPA and states to reduce
regulatory burdens on polluters. Id. at 72-73. This
Court held that EPA’s interpretation of the provision
was “sufficiently reasonable” that it should have been
accepted by the lower courts. Id. at 75. Citing even
earlier cases that applied the same principles, the
4
Court faulted the lower courts for substituting their
judgment for the agency’s, instead. Id. at 87.
These cases provide some insight into what could
result if the judicial review framework articulated in
Chevron were now abandoned. If lower court judges
were instructed to determine what they believe to be
the best interpretation of a statute, it might invite
those judges to resume resolving interpretive disputes
based on their personal policy preferences. Judicial
outcomes would tend to become less uniform and less
predictable, even within a single circuit, as the trio of
cases that led to Chevron shows.
We are somewhat reluctant to make these points,
given that groups like ours may win more cases if
Chevron were overruled. As the above cases illustrate,
reviewing courts frequently defer to agency interpretations that reduce regulatory burdens and weaken
environmental and public health protections. See also
NRDC v. EPA, 749 F.3d 1055, 1060 (D.C. Cir. 2014)
(Kavanaugh, J.). NRDC has accordingly lost many
cases under Chevron, based on agency deference.
We nonetheless recognize the broader values that
Chevron’s judicial review framework serves, and what
could be lost without it. Whatever one thinks of Chevron, and the above-mentioned cases that preceded it,
its framework has provided a background rule on
which courts, Congress, agencies, and litigants like us
have relied for decades. Resp. Br. 27-35. We urge the
Court to exercise caution before abandoning it.
ARGUMENT
The basic facts and holding of the Chevron decision
are well known. But courts and scholars are generally
less familiar with the particular history of the case
that prompted the Court’s emphasis on deference in its
5
opinion. That history may provide a window into what
overruling or abandoning Chevron could portend.
I. The History of the Chevron Case Reveals
Why the Court Emphasized Deference
A. President Reagan’s EPA Administrator
Adopts a Regulation that Relieves Regulatory Burdens on Industry
President Reagan’s election in 1980 effected a “major shift in executive branch policy toward environmental and safety regulation.” Merrill, The Story of
Chevron, 66 Admin. L. Rev. at 264. The incoming administration prioritized regulatory reform and deregulation. See Merrick Garland, Deregulation and Judicial Review, 98 Harv. L. Rev. 505, 508 (1985); Thomas
McGarity, Regulatory Reform in the Reagan Era, 45
Md. L. Rev. 253, 261 (1986). Soon after taking office,
the administration initiated a “Government-wide reexamination of regulatory burdens and complexities.”
Chevron, 467 U.S. at 857 (quoting 46 Fed. Reg. 16,280,
16,281 (1981)).
One early result of this reexamination was a 1981
Clean Air Act regulation issued by President Reagan’s
first EPA Administrator, Anne Gorsuch, that relieved
pollution control requirements on new industrial facilities. 46 Fed. Reg. 50,766 (1981). The 1977 Clean Air
Act Amendments required large new stationary
sources located in the nation’s most polluted areas to
meet several pollution-reducing requirements, including using the most stringent emission controls and offsetting their remaining emissions. Pub. L. No. 95-95,
§ 129(b), 91 Stat. 685, 745-51 (1977). In 1980, EPA
had issued a regulation that applied these requirements whenever a large new industrial unit (such as a
boiler or blast furnace) was built. 45 Fed. Reg. 52,676
(1980). The 1981 regulation reversed course, however,
6
and allowed states to avoid these requirements by redefining “source” as an entire industrial plant. 46 Fed.
Reg. at 50,767. That meant a plant could install new
units without using the most stringent emission controls, so long as the plant did not increase its overall
emissions. Because this definition treated a plant’s
various components as if they were encased within a
bubble, it was often described as implementing a “bubble concept.” Chevron, 467 U.S. at 840-42.
EPA asserted that neither the statute nor its legislative history resolved whether the bubble concept
was a proper understanding of the term “source,” and
that the question therefore “involve[d] a judgment as
to how to best carry out the Act.” 46 Fed. Reg. at
16,281. The agency adopted the plant-wide definition
expressly to “reduce the regulatory burden” and
“shrink the coverage” of the statutory review program
and related provisions. 46 Fed. Reg. at 50,766. The
effect of the plant-wide definition was to exempt most
large new industrial projects from the 1977 law’s pollution-reducing requirements.
B. NRDC Successfully Challenges the Rule
Under D.C. Circuit Caselaw that Reached
Disparate Conclusions on the Question
NRDC challenged the regulation in the D.C. Circuit. Industry groups—including Chevron, American
Petroleum Institute, and Chemical Manufacturers Association—intervened to defend EPA’s rule. Chevron,
467 U.S. at 841 n.4. The court, in an opinion by thenJudge Ruth Bader Ginsburg, ruled in NRDC’s favor
and vacated the regulation. NRDC v. Gorsuch, 685
F.2d at 720.
A lesser-known part of the Chevron story is that
the D.C. Circuit’s review of the 1981 regulation was
“controlled” by two earlier cases in which the court had
7
considered the bubble concept. Id. at 725-26. Those
two cases reached opposite conclusions about the permissibility of the bubble concept in different Clean Air
Act programs, based largely on the panels’ differing
judgments about appropriate policy. See Merrill, The
Story of Chevron, 66 Admin. L. Rev. at 261-66.
First, in ASARCO Inc. v. EPA, 578 F.2d 319 (D.C.
Cir. 1978), a panel of the court rejected EPA’s adoption
of the bubble concept in a regulation implementing
“new source performance standards” under Section
111 of the Act. In an opinion by Judge Skelly Wright,
the court held that EPA’s plant-wide definition of
“source” was inconsistent both with statutory language and Section 111’s purpose to improve air quality, not merely to maintain the status quo. Id. at 32629. Judge George MacKinnon dissented, arguing that
the majority construed the statute too narrowly and
“inadequately appreciated” the discretion Congress afforded EPA to balance competing policy interests in
administering the Act. Id. at 331-35 (MacKinnon, J.,
dissenting in part). After ASARCO, EPA dropped the
bubble concept from the Section 111 program.
Second, in Alabama Power Co. v. Costle, 636 F.2d
323 (D.C. Cir. 1979), a different panel considered
EPA’s implementation of a new “prevention of significant deterioration” program created by the Clean Air
Act Amendments of 1977. That program, which applied only in regions where air quality was better than
national health-based standards, was designed to
limit how much the construction of new sources could
degrade those regions’ air quality. Id. at 349-50. EPA
again adopted a plant-wide definition of “source” to implement the bubble concept in this program. 43 Fed.
Reg. 26,380, 26,403 (1978).
In a portion of the Alabama Power opinion authored by Judge Malcolm Wilkey, the court concluded
8
that the bubble concept was required in the context of
the new prevention of significant deterioration program. 636 F.2d at 401-03. This panel justified its conclusion primarily on policy grounds: it noted that prohibiting the bubble concept would impose “extremely
burdensome” regulation on industry, and that the new
program was designed merely to prevent deterioration
of air quality, not to enhance it. Id. at 401.
When EPA later adopted the regulation at issue in
Chevron, it did so in the shadow of these two earlier
cases. As noted above, EPA promulgated a regulation
in 1980 that excluded the bubble concept from the
Act’s “nonattainment” program, which was designed to
enhance air quality in regions that do not meet the federal health-based standards. The agency reversed
course under the Reagan administration, however,
and adopted a new regulation in 1981 that embraced
the plant-wide bubble concept for this program.
The D.C. Circuit’s consideration of the 1981 regulation turned largely on its attempt to reconcile the
earlier decisions in ASARCO and Alabama Power.
Judge Ginsburg derived from those cases a “bright line
test” as the “law of this Circuit”: she read them to hold
that the bubble concept was “mandatory” for Clean Air
Act programs designed to maintain air quality, but “inappropriate” for programs designed to improve air
quality. NRDC v. Gorsuch, 685 F.2d at 720, 726. Because EPA’s 1981 regulation extended the bubble concept to a program designed to improve air quality in
“nonattainment” regions, the court held that, under
the “Alabama Power-ASARCO test,” it “must conclude
that the bubble concept may not be employed in that
scheme.” Id. at 726.
Chevron filed a cert petition, followed by a petition
from EPA. Merrill, The Story of Chevron, 66 Admin.
L. Rev. at 267. This Court granted review.
9
C. This Court Reverses and Chastises the
D.C. Circuit for Construing the Statute
Based on Judges’ Policy Preferences
After this Court held oral argument in Chevron,
the vote at conference was closely divided: four justices
voted to reverse and three to affirm. Merrill, The Story
of Chevron, 66 Admin. L. Rev. at 270. According to
Justice Blackmun’s papers, each of the justices voting
to reverse was tentative or doubtful about the disposition. Id.; see also Robert Percival, Environmental Law
in the Supreme Court: Highlights from the Blackmun
Papers, 35 Env’t L. Rep. 10,637, 10,644 (2005).
Ultimately, however, the Court unanimously reversed the D.C. Circuit and held—in an opinion by
Justice Stevens—that EPA’s plant-wide definition of
the term “source” was a “permissible construction of
the statute.” Chevron, 467 U.S. at 866. NRDC disagreed (and still disagrees) with that bottom-line conclusion: we believed the Act’s language precluded
EPA’s bubble interpretation. Id. at 859. But more important for present purposes is what the Court emphasized in its opinion about the “principle of deference to
administrative interpretations.” Id. at 844.
The Chevron opinion explained that a court, when
reviewing an agency’s construction of a statute it administers, should first employ traditional tools of statutory construction to determine whether Congress expressed a clear intent on the matter. Id. at 842-43 &
n.9. If so, “that intention is the law and must be given
effect.” Id. at 843 n.9. The reviewing “court, as well
as the agency, must give effect to the unambiguously
expressed intent of Congress.” Id. at 843.
If the traditional tools of statutory interpretation
do not resolve the question, however, a reviewing court
should not “simply impose its own construction on the
10
statute.” Id. Instead, the court should determine
whether the agency’s proffered interpretation is a “permissible construction of the statute.” Id. Citing dozens of cases dating back decades, the Court noted that
this principle of deference to an agency’s reasonable
interpretation was “long recognized,” “well-settled,”
and “consistently followed.” Id. at 844-45 & nn.11-14
(citations omitted).
Beyond merely applying those existing principles
to the case at hand, id. at 859-65, the Court also explained why a reviewing court should not substitute its
preferred construction for a reasonable interpretation
adopted by the agency, id. at 844-45, 865-66. That discussion was plainly a response to the trio of D.C. Circuit decisions that led to Chevron. According to one
prominent observer, the ASARCO and Alabama Power
decisions “reflected transparent attempts to reach
ends consistent with the author[ing judge]’s views of
appropriate policy,” and showed that at least some
D.C. Circuit judges were “prone to substitute their own
preferences for those of EPA.” Merrill, The Story of
Chevron, 66 Admin. L. Rev. at 266. Other D.C. Circuit
judges interpreted the Chevron opinion as “chastising”
the court for its approach to reviewing agency interpretations. Kenneth Starr, Judicial Review in the
Post-Chevron Era, 3 Yale J. on Reg. 283, 287 (1986). 2
That history reveals why the Court stressed that
the D.C. Circuit had “misconceived the nature of its
role in reviewing the regulations at issue.” Chevron,
2 Then-Judge Starr and others have noted that Chevron followed by just a few years another NRDC case in which this Court
harshly criticized the D.C. Circuit’s approach to judicial review of
agency decision-making procedures. Starr, Judicial Review in the
Post-Chevron Era, 3 Yale J. on Reg. at 306-07 (discussing Vermont Yankee Nuclear Power Corp. v. NRDC, 435 U.S. 519 (1978)).
11
467 U.S. at 845. Once the D.C. Circuit determined
that the Act itself did provide a clear answer on the
bubble concept, the proper inquiry for that court was
“not whether in its view the concept is ‘inappropriate’”
in the context of a particular regulatory program, but
rather “whether the Administrator’s view that it is appropriate” is a reasonable one. Id. (emphasis added).
The Court admonished in Chevron that a reviewing
court should not reconcile competing interests or resolve a question such as this “on the basis of the judges’
personal policy preferences.” Id. at 865.
NRDC, notably, did “not defend the legal reasoning of the Court of Appeals” in Chevron. Id. at 842 &
n.7. In fact, we “expressly reject[ed]” the D.C. Circuit’s
policy-based rationale and argued instead that the
“text of the Act” precluded the bubble concept in all its
programs. Id. at 859-60. Although we lost that argument, we respect the principles of judicial review on
which the Court ruled against us. Those principles
serve important values, as the Court explained and we
discuss in the next Part. And the D.C. Circuit cases
that led to Chevron provide a cautionary tale of what
might result from overruling it.
II. The Judicial Review Principles in Chevron
Serve Important Values
The judicial review principles articulated in Chevron were not new; they stem from decades of prior decisions. Those principles have a solid foundation and
serve important values. They command that a reviewing court must exhaust all traditional tools of statutory constructions before any deference to an agency is
warranted. They also recognize that judges should not
resolve remaining interpretive disputes based on their
own personal policy preferences. Such restraint helps
preserve political accountability for the policy decisions that arise when implementing a technical and
12
complex statute; it also helps promote the uniformity
and predictability of judicial decisions. The Court
should hesitate before abandoning these principles.
A. Courts Have Long Deferred to Agencies’
Reasonable Interpretations
As the government’s brief explains, the judicial review principles articulated in Chevron followed a “long
tradition” in which this Court has deferred to an
agency’s reasonable interpretation of a statute it administers. Resp. Br. 22-26; see also Antonin Scalia,
Judicial Deference to Administrative Interpretations of
Law, 1989 Duke L.J. 511, 512-13 (1989). While that
tradition dates back decades, an NRDC case from the
1970s is illustrative.
In Train v. NRDC, five circuits had adopted three
different positions about whether a Clean Air Act provision allowed EPA and states to approve state clean
air plans on terms that relaxed certain regulatory obligations for industrial polluters. 421 U.S. at 72-73.
Several of the circuits had adopted a “Solomonesque”
interpretation—“not tied to any specific provision of
the Clean Air Act”—that was “quite candidly a judicial
creation.” Id. at 73. This Court noted that the disparity among the circuits demonstrated that the statutory
question did not have an easy answer. Id. at 75.
The Court, in an opinion by then-Justice
Rehnquist, held that EPA’s reading of the Act was
“sufficiently reasonable” that it “should have been accepted by the reviewing courts.” Id. The Court did not
conclude that EPA’s construction of the Act was the
only one it could have adopted, id.; in fact, the Court
noted the difficulty of ever having “complete assurance” that a particular interpretation of a “complex
statute” like the Clean Air Act is the “correct” one, id.
at 87. But—citing earlier cases that discussed the
13
“great deference” due to an administering agency’s interpretation, Udall v. Tallman, 380 U.S. 1, 16 (1965)—
the Court ultimately expressed “no doubt” that EPA’s
reading was “sufficiently reasonable” to preclude the
courts of appeals from “substituting [their] judgment”
for the agency’s. Train, 421 U.S. at 87.
The Court in Chevron relied on Train, among dozens of other cases, when it described the “well-settled”
principle that a reviewing court should not “substitute
its own construction of a statutory provision for a reasonable interpretation made by the administrator of
an agency.” 467 U.S. at 843-45 & nn.11-14.
B. Chevron Commands That Courts Give Effect to Congress’s Expressed Intent
Critics of the Chevron framework contend that deferring to an agency’s reasonable interpretation of a
statute it administers is inconsistent with the judiciary’s duty to decide legal questions. But that overlooks
Chevron’s own emphasis on the judiciary’s role as the
“final authority” on issues of statutory construction.
467 U.S. at 843 n.9.
“First, always,” the Court made clear in Chevron,
a court must determine whether Congress has spoken
to the question at issue. Id. at 842 (emphasis added).
If so, “that is the end of the matter.” Id. Both the reviewing court and the administering agency “must
give effect” to the “expressed intent of Congress.” Id.
at 842-43. The Court reiterated that reviewing courts
“must reject” agency interpretations that are “contrary
to clear congressional intent.” Id. at 843 n.9.
The Chevron Court also instructed that reviewing
courts should determine congressional intent by employing all the “traditional tools of statutory construction.” Id. Only once those tools are exhausted could a
court conclude that any deference to an agency is
14
warranted. And even then, those tools still set the
“bounds of reasonable interpretation” by which the
court then judges the agency’s construction. City of
Arlington, Tex. v. FCC, 569 U.S. 290, 296 (2013); see
also id. at 317 (Roberts, C.J., dissenting) (“We do not
ignore” the command to decide all “questions of law,” 5
U.S.C. § 706, “when we afford an agency’s statutory interpretation Chevron deference; we respect it.”).
Properly applied, then, Chevron does not abdicate
the judiciary’s role in interpreting statutes or make judicial review a “dead letter.” Starr, Judicial Review in
the Post-Chevron Era, 3 Yale J. on Reg. at 298. On the
contrary, it “vindicates” the “traditional function of judicial review” and “confirms the judiciary’s historic
role of declaring what the law is.” Id. at 309. Courts
can, and do, retain this fundamental role under Chevron. NRDC, for example, has won cases by demonstrating that an agency’s interpretation contravened a
statute at Chevron’s first step. 3 And we have also won
cases at the second step by demonstrating that an
agency’s construction lay outside the bounds of reasonable interpretation. 4
That said, we agree that a reviewing court’s inquiry using the traditional interpretive tools must be
robust, and that some judges are too quick to deem a
statute ambiguous. A court should not grant “reflexive
deference” or engage in only a “cursory analysis” of the
statute. Pereira v. Sessions, 138 S. Ct. 2105, 2120
(2018) (Kennedy, J., concurring). We would therefore
3 See, e.g., NRDC v. EPA, 755 F.3d 1010, 1018 (D.C. Cir. 2014);
NRDC v. EPA, 643 F.3d 311, 322-23 (D.C. Cir. 2011); NRDC v.
EPA, 489 F.3d 1250, 1257 (D.C. Cir. 2007).
4 See, e.g., NRDC v. EPA, 777 F.3d 456, 465-69 (D.C. Cir. 2014);
NRDC v. Daley, 209 F.3d 747, 753-54 (D.C. Cir. 2000); NRDC v.
Herrington, 768 F.2d 1355, 1372-73 (D.C. Cir. 1985).
15
support this Court clarifying, as it did recently in Kisor
v. Wilkie, 139 S. Ct. 2400, 2414-15 (2019), that a reviewing court must rigorously apply and exhaust the
traditional tools of construction before determining
that an agency interpretation deserves any deference.
C. Deference Helps Restrain Judges from
Resolving Interpretive Disputes Based
on Their Personal Policy Preferences
No matter how robust a court’s inquiry at Chevron’s first step, some questions will inevitably remain
to which Congress has not provided a clear answer.
That is especially so when Congress tasks agencies
with implementing regulatory programs in a “technical and complex arena.” Chevron, 467 U.S. at 863.
The question then becomes which institution—the
administering agency, or the reviewing court—should
provide an answer in the first instance. Chevron recognizes (with commendable judicial humility) that
agencies have several “comparative institutional advantage[s]” over courts in interpreting the statutes
they are charged with administering. Laurence Silberman, Chevron—the Intersection of Law & Policy, 58
Geo. Wash. L. Rev. 821, 823 (1990).
First, Congress tasked the agencies—not courts—
with administering the statutes; and it did so knowing
that agencies possessed or would develop special expertise in implementing the statute. “Judges,” by contrast, “are not experts in the field.” Chevron, 467 U.S.
at 865. It is therefore reasonable to presume that Congress intended the agency to bring that expertise to
bear on the questions that inevitably arise when implementing a “technical and complex” statute. Id. at
865; see also Chem. Mfrs. Ass’n, 470 U.S. at 124 (deferring to EPA’s understanding of the “very ‘complex statute’” it is “charged with administering”). “An agency
16
obviously enjoys a more thorough understanding than
the generalist judiciary of how a statute’s various provisions interrelate and how different interpretations of
a particular provision affect relevant parties.” Starr,
Judicial Review in the Post-Chevron Era, 3 Yale J. on
Reg. at 309. Congress reasonably recognized that
“those with great expertise and … responsibility for
administering” a statute would be in a “better position” to “strike the [right] balance” when implementing it. Chevron, 467 U.S. at 865. 5
Second, because the interpretive questions that
arise when implementing a statute often entail at least
some consideration of policy, deference helps restrain
judges from resolving such disputes based on their personal policy preferences. Id. at 865-66; Pauley v. BethEnergy Mines, Inc., 501 U.S. 680, 696 (1991); see also
Barnett & Walker Amicus Br. 29-31 (discussing empirical evidence supporting this point). As recounted
above (at 10-11), it was this concern that prompted the
Court to emphasize deference in its Chevron opinion.
The Court in Chevron explained that federal
judges “are not part of either political branch of the
Government,” and thus must not decide cases “on the
basis of the judges’ personal policy preferences.” 467
5 An alternative judicial review scheme that only deferred to
agency interpretations that were “contemporaneous” with a statute’s enactment, Baldwin v. United States, 140 S. Ct. 690, 693
(2020) (Thomas, J., dissenting from denial of certiorari), would
ignore the valuable expertise that an agency develops from implementing a statute over the course of decades. See Smiley v.
Citibank (S.D.), N.A., 517 U.S. 735, 740-41 (1996) (Scalia, J.) (“We
accord deference to agencies … not because of a presumption that
they drafted the provisions in question … ; but rather because of
a presumption that Congress, when it left ambiguity in a statute
meant for implementation by an agency, understood that the ambiguity would be resolved, first and foremost, by the agency ….”).
17
U.S. at 865. By contrast, “an agency to which Congress
has delegated policy-making responsibilities” may
“properly rely upon the incumbent administration’s
views of wise policy to inform its judgments.” Id. (Recall that the 1981 regulation at issue in Chevron was
adopted by EPA to carry out the Reagan administration’s focus on deregulation. See supra 5-6.)
To be sure, agency officials themselves are not “directly accountable” to the public. Chevron, 467 U.S. at
865. But those officials generally serve at the pleasure
of the President—the most “politically accountable official in Government,” Seila Law LLC v. CFPB, 140 S.
Ct. 2183, 2203 (2020)—and it is “entirely appropriate”
for the Executive Branch to make policy choices when
addressing interpretive questions that arise in implementing a complex statute. Chevron, 467 U.S. at 865.
Deference principles properly recognize that “federal
judges—who have no constituency—have a duty to respect legitimate policy choices made by those who do.”
Id. at 866.
By restraining judges from imposing their policy
preferences on an agency, deference also promotes legal uniformity by preventing courts from reaching disparate conclusions based on their own preferred constructions of a statute. Silberman, Chevron—the Intersection of Law & Policy, 58 Geo. Wash. L. Rev. at
824; see also Barnett & Walker Amicus Br. 27-29 (discussing empirical evidence supporting this point). The
Train case, discussed above, again is illustrative.
There, five circuits had adopted three different constructions of a Clean Air Act provision; at least one of
those constructions was “quite candidly a judicial creation.” 421 U.S. at 72-74. This Court highlighted the
“disparity among the Courts of Appeals” as one of the
reasons why the courts should have deferred to EPA’s
reasonable interpretation, instead. Id. at 75. Indeed,
18
the D.C. Circuit cases that led to Chevron show that
even different panels within a single circuit can reach
disparate constructions of a statute, see supra 7-8—an
undesirable outcome that deference to reasonable
agency interpretations can help avoid.
These cases provide some insight into what could
result if the deference principles articulated in Chevron were now abandoned. If the Court were to instruct
that federal judges should determine de novo what
they believe to be the “best” reading of a statute, Brett
Kavanaugh, Fixing Statutory Interpretation, 129
Harv. L. Rev. 2118, 2121 (2016), that instruction could
invite judges to resolve interpretive disputes based on
their policy preferences. Such a result would disserve
our democratic system, where policy choices are “not
the natural province of courts.” Starr, Judicial Review
in the Post-Chevron Era, 3 Yale J. on Reg. at 312. Judicial outcomes also might become less uniform and
less predictable. Cf. Vt. Yankee Nuclear Power Corp.
v. NRDC, 435 U.S. 519, 546 (1978) (if a court reviews
agency decisions based on “what the court perceives to
be the ‘best’ or ‘correct’ result, judicial review would be
totally unpredictable”); Merrill Amicus Br. 28-29.
We say this even though NRDC could well win
more cases if Chevron is overruled. After all, NRDC
challenges more agency actions than we defend, and
agency interpretations generally fare better under
Chevron than they do without it. Barnett & Walker
Amicus Br. 28. Such interpretations include, of
course, not only those that might strengthen regulatory obligations, see EPA v. EME Homer City Generation, L.P., 572 U.S. 489, 512-13 (2014), but also—as
Chevron, Chemical Manufacturers, and Train all make
clear—those that reduce regulatory burdens and
weaken protections for public health and the
19
environment, see also Entergy Corp. v. Riverkeeper,
Inc., 556 U.S. 208, 217-18 (2009). 6
Putting that aside, we recognize and respect the
broader values served by the judicial review principles
articulated in Chevron. And we do not wish for an alternative where federal judges feel free to substitute
their policy judgment for an agency’s. Whatever one
thinks of Chevron, its principles have provided a
“background rule,” City of Arlington, 569 U.S. at 296,
on which courts, Congress, agencies, and litigants like
us have relied for decades. See Resp. Br. 27-35; Barnett & Walker Amicus Br. 8-17. We urge the Court to
exercise caution before abandoning them.
CONCLUSION
The Court should affirm.
Respectfully submitted,
David Doniger
NATURAL RESOURCES
DEFENSE COUNCIL
1152 15th Street NW,
Suite 300
Washington, DC
20005
Ian Fein
Counsel of Record
NATURAL RESOURCES
DEFENSE COUNCIL
111 Sutter Street,
21st Floor
San Francisco, CA 94104
(415) 875-6147
ifein@nrdc.org
Counsel for Natural Resources Defense Council
September 22, 2023
6 See also, e.g., NRDC v. EPA, 896 F.3d 459, 465-66 (D.C. Cir.
2018); NRDC v. EPA, 529 F.3d 1077, 1083 (D.C. Cir. 2008); NRDC
v. EPA, 937 F.2d 641, 645 (D.C. Cir. 1991).
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.