Amicus Curiae Brief — Loper Bright Enterprises, et al., Petitioners v. Gina Raimondo, Secretary of Commerce, et al.
Supreme Court briefJul 19, 2023
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No. 22-451
In the Supreme Court of the United States
__________
LOPER BRIGHT ENTERPRISES, ET AL.,
Petitioners,
v.
GINA RAIMONDO, IN HER OFFICIAL CAPACITY AS
SECRETARY OF COMMERCE, ET AL.,
Respondents.
__________________________
ON WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE
DISTRICT OF COLUMBIA
___________________________
BRIEF FOR AMERICA FIRST LEGAL
FOUNDATION AS AMICUS CURIAE IN
SUPPORT OF PETITIONERS
__________
GENE P. HAMILTON
CHRISTOPHER E. MILLS
REED D. RUBINSTEIN
Counsel of Record
ANDREW J. BLOCK
Spero Law LLC
America First Legal
557 East Bay Street
Foundation
#22251
611 Pennsylvania Ave.
Charleston, SC 29413
S.E. #231
(843) 606-0640
Washington, DC 20003
cmills@spero.law
(202) 964-3721
Counsel for Amicus Curiae
QUESTION PRESENTED
Whether the Court should overrule Chevron or at least
clarify that statutory silence concerning controversial
powers expressly but narrowly granted elsewhere in
the statute does not constitute an ambiguity requiring
deference to the agency.
ii
TABLE OF CONTENTS
Page
Question Presented....................................................... i
Table of Authorities .................................................... iii
Interest of Amicus Curiae ........................................... 1
Summary of the Argument .......................................... 2
Argument ..................................................................... 4
I.
Statutory silence does not equal ambiguity. ....4
II. Chevron should not apply outside of noticeand-comment rulemaking. .............................. 15
A. Limiting Chevron to notice-and-comment
rulemaking alleviates its constitutional
problems. .................................................... 16
B. Limiting Chevron’s presumption to noticeand-comment rulemaking makes
interpretive sense. ..................................... 20
III. Deference to Article II powers does not
translate to Chevron deference to agency
policymaking. .................................................. 25
A. Courts appropriately defer to certain
executive exercises of Article II power...... 26
B. Chevron should not apply to policymaking
governing private entities under the
Commerce Clause. ..................................... 28
Conclusion .................................................................. 30
iii
TABLE OF AUTHORITIES
Page(s)
CASES
Adams Fruit Co. v. Barrett,
494 U.S. 638 (1990) .............................................. 13
Adirondack Med. Ctr. v. Sebelius,
740 F.3d 692 (D.C. Cir. 2014) .............................. 11
Am. Bus Ass’n v. Slater,
231 F.3d 1 (D.C. Cir. 2000) ...................... 5, 6, 9, 30
Am. Petroleum Inst. v. EPA,
52 F.3d 1113 (D.C. Cir. 1995) .............................. 11
Azar v. Allina Health Servs.,
139 S. Ct. 1804 (2019) .......................................... 18
Baldwin v. United States,
140 S. Ct. 690 (2020) ........................................ 8, 20
Bayou Lawn & Landscape Servs. v. Sec’y of Lab.,
713 F.3d 1080 (11th Cir. 2013) .............................. 9
Biden v. Nebraska,
600 U.S. ___ (2023) ................................... 12, 15, 22
Biden v. Texas,
142 S. Ct. 2528 (2022) .......................................... 27
Bostock v. Clayton Cnty.,
140 S. Ct. 1731 (2020) .......................................... 19
iv
Bowsher v. Synar,
478 U.S. 714 (1986) ................................................ 7
Bradley v. Sebelius,
621 F.3d 1330 (11th Cir. 2010) ............................ 24
Chamber of Commerce v. NLRB,
721 F.3d 152 (4th Cir. 2013) .................................. 9
Cheney R.R. Co., Inc. v. I.C.C.,
902 F.2d 66 (D.C. Cir. 1990) ................................ 11
Chevron, U.S.A., Inc. v. Natural Resources Defense
Council, Inc.,
467 U.S. 837 (1984) ................ 2–5, 8–25, 28, 29, 30
Chi. & S. Air Lines v. Waterman S. S. Corp.,
333 U.S. 103 (1948) .............................................. 27
Christensen v. Harris County,
529 U.S. 576 (2000) ........................................ 15, 16
Chrysler Corp. v. Brown,
441 U.S. 281 (1979) .............................................. 17
City of Arlington v. FCC,
569 U.S. 290 (2013) .................. 6, 10, 13, 20, 21, 23
Coffelt v. Fawkes,
765 F.3d 197 (3d Cir. 2014) .................................... 9
Dep’t of Homeland Sec. v. Regents of the Univ. of Cal.,
140 S. Ct. 1891 (2020) .......................................... 18
Dep’t of Navy v. Egan,
484 U.S. 518 (1988) ........................................ 26, 27
v
Dep’t of Transp. v. Ass’n of Am. R.R.s,
575 U.S. 43 (2015) ................................................ 17
Dunn v. CFTC,
519 U.S. 465 (1997) ........................................ 20, 21
Edmond v. United States,
520 U.S. 651 (1997) .............................................. 28
Entergy Corp. v. Riverkeeper, Inc.,
556 U.S. 208 (2009) ........................................ 10, 12
Field v. Clark,
143 U.S. 649 (1892) ................................................ 7
Ford v. Wainwright,
477 U.S. 399 (1986) ........................................ 27, 28
Freeman v. Quicken Loans, Inc.,
626 F.3d 799 (5th Cir. 2010) ................................ 24
Gundy v. United States,
139 S. Ct. 2116 (2019) ........................ 14, 16, 17, 22
Hamdan v. Rumsfeld,
548 U.S. 557 (2006) .............................................. 27
Hamdi v. Rumsfeld,
542 U.S. 507 (2004) .............................................. 27
INS v. Chadha,
462 U.S. 919 (1983) ................................................ 7
Jennings v. Rodriguez,
138 S. Ct. 830 (2018) ............................................ 29
vi
La. Pub. Serv. Comm’n v. FCC,
476 U.S. 355 (1986) .............................................. 17
Lopez v. Terrell,
654 F.3d 176 (2d Cir. 2011) .................................. 23
Lujan v. Defenders of Wildlife,
504 U.S. 555 (1992) ................................................ 6
Marbury v. Madison,
5 U.S. (1 Cranch) 137 (1803) ............................ 8, 28
Marlow v. New Food Guy, Inc.,
861 F.3d 1157 (10th Cir. 2017) ............................ 13
Merck Sharpe & Dohme Corp. v. Albrecht,
139 S. Ct. 1668 (2019) ........................................ 6, 7
Michigan v. EPA,
576 U.S. 743 (2015) .......................... 4, 5, 12, 18, 29
Mistretta v. United States,
488 U.S. 361 (1989) .............................................. 17
Morrison v. Nat’l Austl. Bank Ltd.,
561 U.S. 247 (2010) .............................................. 23
Mylan Labs., Inc. v. Thompson,
389 F.3d 1272 (D.C. Cir. 2004) ............................ 24
Nat. Res. Def. Council v. Reilly,
983 F.2d 259 (D.C. Cir. 1993) .............................. 14
NLRB v. Noel Canning,
573 U.S. 513 (2014) .............................................. 28
vii
New York v. FERC,
535 U. S. 1 (2002) ................................................... 6
Oregon Rest. & Lodging Ass’n v. Perez,
816 F.3d 1080 (9th Cir. 2016) .............................. 13
Oregon Rest. & Lodging Ass’n v. Perez,
843 F.3d 355 (9th Cir. 2016) .............................. 8, 9
Perez v. Mortg. Bankers Ass’n,
575 U.S. 92 (2015) ................................ 8, 17, 18, 19
Regan v. Wald,
468 U.S. 222 (1984) .............................................. 67
Ry. Lab. Execs. ’ Ass’n v. Nat’l Mediation Bd.,
29 F.3d 655 (D.C. Cir.), amended, 38 F.3d 1224
(D.C. Cir. 1994) (en banc) ................................... 8, 9
Seila Law LLC v. CFPB,
140 S. Ct. 2183 (2020) .......................................... 28
Sierra Club v. EPA,
311 F.3d 853 (7th Cir. 2002) .................................. 9
Smiley v. Citibank,
517 U.S. 735 (1996) .......................................... 4, 20
Solesbee v. Balkcom,
339 U.S. 9 (1950), abrogated on other grounds by
Ford v. Wainwright, 477 U.S. 399 (1986) ...... 27, 28
Stark v. Wickard,
321 U.S. 288 (1944) ................................................ 6
viii
Swaim v. United States,
165 U.S. 553 (1897) .............................................. 27
Texas v. United States,
809 F.3d 134 (5th Cir. 2015), aff'd, 579 U.S 547
(2016) ...................................................................... 9
United States v. Comstock,
560 U.S. 126 (2010) ................................................ 6
United States v. Curtiss–Wright Exp. Corp.,
299 U.S. 304 (1936) .............................................. 27
United States v. Le Baron,
60 U.S. (19 How.) 73 (1856) ................................ 28
United States v. Mead Corp.,
533 U.S. 218 (2001) .......................... 3, 5, 15, 21–24
United States v. Morrison,
529 U.S. 598 (2000) ............................................ 6, 7
United States v. Nixon,
418 U.S. 683 (1974) .............................................. 26
U.S. Telecom Ass’n v. FCC,
359 F.3d 554 (D.C. Cir. 2004) ................................ 6
Vill. Of Barrington v. Surface Transp. Bd.,
636 F.3d 650 (D.C. Cir. 2011) .............................. 24
Virginia Uranium, Inc. v. Warren,
139 S. Ct. 1894 (2019) .......................................... 10
West Virginia v. EPA,
142 S. Ct. 2587 (2022) .................................... 15, 22
ix
Whitman v. Am. Trucking Ass’ns,
531 U.S. 457 (2001) .............................................. 12
Youngstown Sheet & Tube Co. v. Sawyer,
343 U.S. 579 (1952) .......................................... 7, 30
CONSTITUTION AND STATUTES
5 U.S.C. § 551............................................................. 25
5 U.S.C. § 553............................................................. 17
8 U.S.C. § 1103(a) ...................................................... 26
16 U.S.C. § 1858(g) .................................................... 25
U.S. Const. amend. X................................................... 6
U.S. Const. art. I .......................................................... 9
U.S. Const. art. I, § 1 ....................................... 6, 16, 22
U.S. Const. art. I, § 8, cl. 3 .................................. 25, 29
U.S. Const. art. I, § 8, cl. 11–16........................... 28, 29
U.S. Const. art. II, § 2, cl. 1 ....................................... 29
U.S. Const. art. II, §§ 2–3 .......................................... 26
OTHER AUTHORITIES
1 The Records of the Federal Convention of 1787 70
(Max Farrand ed., 1911) (King’s Notes, June 1,
1787)...................................................................... 26
x
Brett M. Kavanaugh, Fixing Statutory Interpretation,
129 Harv. L. Rev. 2118 (2016) ............................. 10
Cass R. Sunstein, Chevron Step Zero, 92 Va. L. Rev.
187 (2006) ............................................................. 19
E. Garrett West, A Youngstown for the
Administrative State, 70 Admin. L. Rev. 629
(2018) .................................................................... 28
John Locke, Second Treatise of Civil Government
(J. Gough ed. 1947) ............................................... 17
Michael Herz, Deference Running Riot: Separating
Interpretation and Lawmaking Under Chevron, 6
Admin. L.J. Am. U. 187 (1992) ...................... 10, 11
Nathan Alexander Sales & Jonathan H. Adler, The
Rest Is Silence: Chevron Deference, Agency
Jurisdiction, and Statutory Silences, 2009 U. Ill.
L. Rev. 1497 (2009) ............................................... 10
The Federalist No. 47 (Madison)
(J. Cooke ed. 1961) ........................................... 7, 20
The Federalist No. 51 (Madison) ................................. 7
Thomas W. Merrill & Kristin E. Hickman, Chevron’s
Domain, 89 Geo. L.J. 833 (2001).............. 19, 21, 29
INTEREST OF AMICUS CURIAE
America First Legal Foundation is a nonprofit
organization dedicated to promoting the rule of law in
the United States by preventing executive overreach,
ensuring due process and equal protection for every
American citizen, and encouraging understanding of
the law and individual rights guaranteed under the
Constitution and laws of the United States. Because of
this case’s implications for the constitutional
separation of powers, America First Legal has a
substantial interest in it. 1
1 No counsel for a party authored this brief in whole or in part,
and no counsel or party made a monetary contribution intended
to fund the preparation or submission of this brief. No person
other than amicus curiae, its members, or its counsel made a
monetary contribution to its preparation or submission.
2
SUMMARY OF THE ARGUMENT
Judicial deference to agency legal interpretations
sits uncomfortably with the Constitution’s separation
of powers. The power to make the law is vested in
Congress by Article I, the power to interpret the law is
vested in the judiciary by Article III, and the power to
enforce the law is vested in the Executive by Article II.
The legislative power was long considered the most
dangerous. But increasingly, executive agencies make
policy and law under the guise of interpreting statutes.
When courts defer to agency interpretations, they
bless a union of legislative and executive power that
unhinges the Constitution, simultaneously ceding
both Article I and Article III power to the Executive.
Several solutions have been proposed to address
this problem. One—for another case—is to take
seriously the Article I limits on delegating power to the
Executive. Another—for this case—is to at least
narrow the rule of deference by Article III courts that
this Court developed in Chevron, U.S.A., Inc. v.
Natural Resources Defense Council, Inc., 467 U.S. 837
(1984).
This brief proposes three clarifications to Chevron.
First, the Court should clarify that statutory silence
does not equal ambiguity justifying Chevron
deference. In general, statutory silence means both
that the national government has not asserted its
limited powers to regulate the people and that
Congress has not delegated such power to an agency.
Therefore, absent an affirmative delegation of
authority, the presumption should be that statutory
silence means that an agency has no authority to limit
freedom. But the presumption increasingly used by the
D.C. Circuit—departing from a long line of contrary
3
cases—is that broad statutory schemes let the agency
regulate willy-nilly across the whole subject area, not
just in the “gaps.” Not only does this presumption
exacerbate the tension between the Constitution and
Chevron, it also disregards this Court’s repeated
instructions to use traditional tools of statutory
interpretation—including canons like expressio
unius—before finding an ambiguity to interpret or a
gap to be filled by the agency. The Court should correct
this error.
Second, Chevron should not apply outside of noticeand-comment rulemakings specifically authorized by
Congress. Notice-and-comment procedures ensure the
involvement of the people in lawmaking, thereby
alleviating the constitutional problem of agency
policymaking outside of Article I’s strictures. And
requiring these procedures makes sense as an
interpretive matter, as Congress is more likely to have
delegated authority when it knows that the agency
will be required to follow adequate procedures
ensuring reasoned consideration. This Court has
already gone most of the way in imposing this Chevron
prerequisite, see United States v. Mead Corp., 533 U.S.
218, 227–28 (2001), and it should finish the job here.
Third, the Court should recognize that Chevron
deference is quite different from the proper deference
shown to the Executive’s exercise of its traditional
Article II powers over foreign affairs, the military,
immigration, and the like—especially when Chevron
enables agencies to impose policy regulations on
private entities under the guise of Congress’s
Commerce Clause power. The Constitution assigns
Congress, not the Executive, power over interstate
commerce. But too often, private entities find
themselves governed by agency policymaking
4
regulations rather than congressional statutes. The
Court should clarify this important distinction and
adopt a presumption against deference to agency
policymaking regulations issued under Congress’s
Commerce Clause authority.
ARGUMENT
I. Statutory silence does not equal ambiguity.
Chevron famously addressed the tension between
implementing agencies and reviewing courts over
statutory interpretation by propounding a two-step
test. If Congress has spoken unambiguously, “that is
the end of the matter; for the court, as well as the
agency, must give effect to the unambiguously
expressed intent of Congress.” Chevron, 467 U.S. at
842–43. But “if the statute is silent or ambiguous with
respect to the specific issue, the question for the court
is whether the agency’s answer is based on a
permissible construction of the statute.” Id. at 843
(emphasis added).
As a linguistic matter, Chevron does not teach that
silence equals ambiguity, as it refers to statutes that
are “silent or ambiguous.” The “silence” Chevron
contemplated was very different from the silence
embraced by the decision below and many other
decisions. Chevron’s “silence” was based on an
understanding that agencies would make necessary
choices in implementing the details of congressional
commands. “Chevron deference is premised on a
‘presumption that Congress, when it left ambiguity in
a statute . . . desired the agency (rather than the
courts) to possess whatever degree of discretion the
ambiguity allows.’” Michigan v. EPA, 576 U.S. 743,
761 (2015) (Thomas, J., concurring) (quoting Smiley v.
Citibank, 517 U.S. 735, 740–41 (1996)). These details
5
incident to the implementation of congressional
commands are addressed by an agency when it
resolves “ambiguity in the statute or fills a space in the
enacted law.” Id. (quoting Mead, 533 U.S. at 229).
Accordingly, Chevron’s “silence” refers only to
necessary statutory gaps about the details of the
statutory scheme.
The decision below, however, read Chevron to mean
that the lack of a prohibition on agency action amounts
to a congressional grant of authority that warrants
deference. According to the majority below, “[w]hen
Congress has not ‘directly spoken to the precise
question at issue,’ the agency may fill this gap with a
reasonable interpretation of the statutory text.” App.
6 (quoting Chevron, 467 U.S. at 842). Applying that
rule here, the court below said that because the statute
“expressly envisions that monitoring programs will be
created and, through its silence, leaves room for
agency discretion as to the design of such programs,”
the agency’s mandate—requiring the fishery to pay for
such programs—required Chevron deference. App. 12
(emphasis added); see App. 6 (explaining that the
statute’s “text makes clear the Service may direct
vessels to carry at-sea monitors but leaves unanswered
whether the Service must pay for those monitors or
may require industry to bear the costs of at-sea
monitoring” (emphasis added)).
This mode of analysis disregards constitutional
limitations on agency authority. Any authority to fill
statutory gaps does not and cannot confer authority to
supply binding answers to any and all questions not
raised or addressed by Congress. “[T]hat statutory
silences are not Chevron-triggering ambiguities
follows from the very nature of administrative
agencies.” Am. Bus Ass’n v. Slater, 231 F.3d 1, 9 (D.C.
6
Cir. 2000) (Sentelle, J., concurring). “[A]n agency
literally has no power to act . . . unless and until
Congress confers power upon it.” Merck Sharpe &
Dohme Corp. v. Albrecht, 139 S. Ct. 1668, 1679 (2019)
(quoting New York v. FERC, 535 U. S. 1, 18 (2002)).
“[S]tatutory ‘silence’ simply leaves that lack of
authority untouched.” U.S. Telecom Ass’n v. FCC, 359
F.3d 554, 566 (D.C. Cir. 2004). And when Congress
does “pass[] an Act empowering administrative
agencies to carry on governmental activities, the
power of those agencies is circumscribed by the
authority granted.” Lujan v. Defenders of Wildlife, 504
U.S. 555, 577 (1992) (quoting Stark v. Wickard, 321
U.S. 288, 309 (1944)). “Both their power to act and how
they are to act is authoritatively prescribed by
Congress.” City of Arlington v. FCC, 569 U.S. 290, 297
(2013).
These principles, in turn, follow from the limited
authority granted to the federal government to
regulate the people—authority that may be exercised
only according to the Constitution’s strictures,
including its delegation of “legislative Powers herein
granted” to Congress. See U.S. Const. art. I, § 1. From
its inception, ours has been a government of delegated
powers. See, e.g., U.S. Const. amend. X (“The powers
not delegated to the United States by the Constitution,
nor prohibited by it to the States, are reserved to the
States respectively, or to the people.”); United States v.
Comstock, 560 U.S. 126, 153 (2010) (Kennedy, J.,
concurring) (“The Constitution delegates limited
powers to the National Government and then reserves
the remainder for the States (or the people), not the
other way around . . . .”); id. at 159 (Thomas, J.,
dissenting) (“Congress has no power to act unless the
Constitution authorizes it to do so.”) (citing United
7
States v. Morrison, 529 U.S. 598, 607 (2000)); Albrecht,
139 S. Ct. at 1679.
The founders recognized that unchecked
government power poses a danger to the people. They
responded to this danger by constraining the federal
government, including through the separation of its
limited powers: “The declared purpose of separating
and dividing the powers of government, of course, was
to ‘diffus[e] power the better to secure liberty.’”
Bowsher v. Synar, 478 U.S. 714, 721 (1986) (quoting
Youngstown Sheet & Tube Co. v. Sawyer, 343 U.S. 579,
635 (1952) (Jackson, J., concurring)). Of the three
branches, the legislative power was understood as the
most potent—and most necessary to contain. See INS
v. Chadha, 462 U.S. 919, 947 (1983) (discussing “the
profound conviction of the Framers that the powers
conferred on Congress were the powers to be most
carefully circumscribed”); see also The Federalist No.
51 (Madison). The union of legislative with executive
power was thus especially to be avoided: “[T]here can
be no liberty where the legislative and executive
powers are united in the same person, or body of
magistrates.” Bowsher, 478 U.S. at 721–22 (quoting
The Federalist No. 47, at 325 (Madison) (J. Cooke ed.
1961)).
Thus, the national government’s powers are
limited, and Congress must exercise the lawmaking
component of those powers. “That Congress cannot
delegate legislative power to the President is a
principle universally recognized as vital to the
integrity and maintenance of the system of
government ordained by the Constitution.” Field v.
Clark, 143 U.S. 649, 692 (1892); id. at 693 (describing
the President’s limited “discretion” which was “simply
in execution of the act of Congress”). The rule of
8
delegated or enumerated powers, then, flows from the
national government to Congress to administrative
agencies. As Judge O’Scannlain explained, “a statute’s
deliberate non-interference with a class of activity is
not a ‘gap’ in the statute at all; it simply marks the
point where Congress decided to stop authorization to
regulate.” Oregon Rest. & Lodging Ass’n v. Perez, 843
F.3d 355, 360 (9th Cir. 2016) (dissenting from denial
of rehearing en banc).
The “practice” of “accord[ing] controlling weight” to
agency interpretations of statutory silence “turns on
its head the principle that the United States is ‘a
government of laws, and not of men.’” Perez v. Mortg.
Bankers Ass’n, 575 U.S. 92, 127 (2015) (Thomas, J.,
concurring) (quoting Marbury v. Madison, 5 U.S. (1
Cranch) 137, 163 (1803)) (cleaned up). It also abdicates
the duty of the judiciary to “check” the other branches
by “apply[ing] the law in cases or controversies
properly before it.” Baldwin v. United States, 140 S.
Ct. 690, 692 (2020) (Thomas, J., dissenting from denial
of certiorari). Administrative agencies do not have
plenary authority over the entire subject area in which
they are involved. All authority must be delegated to
the agency by Congress.
Any suggestion that Chevron is “implicated any
time a statute does not expressly negate the existence
of a claimed administrative power (i.e. when the
statute is not written in ‘thou shalt not’ terms)” would
be “flatly unfaithful to” these constitutional principles.
Ry. Lab. Execs.’ Ass’n v. Nat’l Mediation Bd., 29 F.3d
655, 671 (D.C. Cir.), amended, 38 F.3d 1224 (D.C. Cir.
1994) (en banc) (Edwards, J.). As the D.C. Circuit used
to understand, “[w]ere courts to presume a delegation
of power absent an express withholding of such power,
agencies would enjoy virtually limitless hegemony, a
9
result plainly out of keeping with Chevron and quite
likely with the Constitution as well.” Id. 2
Moreover, such an interpretation would give rise to
just the sort of blank checks the court below found in
this case, in which the authority to “create[]” a
“monitoring program[]” to implement Congress’
avowed intent became a limitless grant of power. App.
12. “After all, it is the norm for statutes to be silent on
whether they grant various powers to agencies.”
Slater, 231 F.3d at 9 (Sentelle, J., concurring). If such
silence is enough to trigger Chevron deference,
agencies “become the nation’s principal lawmakers.”
Id.; contra U.S. Const., art. I. This would only further
Other courts of appeals have agreed with the D.C. Circuit’s
former view. See, e.g., Coffelt v. Fawkes, 765 F.3d 197, 202 (3d Cir.
2014) (“Even where a statute is ‘silent’ on the question at issue,
such silence ‘does not confer gap-filling power on an agency unless
the question is in fact a gap—an ambiguity tied up with the
provisions of the statute.”’); Chamber of Commerce v. NLRB, 721
F.3d 152, 160 (4th Cir. 2013) (“[W]e do not presume a delegation
of power simply from the absence of an express withholding of
power.’); Texas v. United States, 809 F.3d 134, 186 (5th Cir. 2015)
(“The dissent repeatedly claims that congressional silence has
conferred on DHS the power to act. To the contrary, any such
inaction cannot create such power.” (citation omitted)), aff’d, 579
U.S. 547 (2016); Sierra Club v. EPA, 311 F.3d 853, 861 (7th Cir.
2002) (“Courts ‘will not presume a delegation of power based
solely on the fact that there is not an express withholding of such
power.”’); Bayou Lawn & Landscape Servs. v. Sec’y of Lab., 713
F.3d 1080, 1085 (11th Cir. 2013) (“[I]f congressional silence is a
sufficient basis upon which an agency may build a rulemaking
authority, the relationship between the executive and legislative
branches would undergo a fundamental change.”); see also Oregon
Rest. & Lodging, 843 F.3d at 362–63 (O’Scannlain, J., dissenting
from denial of rehearing en banc) (“[O]ur sister circuits . . . have
echoed again and again the basic reality that silence . . . often
reflects Congress’s decision not to regulate in a particular area at
all, a decision that is binding on the agency.”).
2
10
“encourage[] the Executive Branch (whichever party
controls it) to be extremely aggressive in seeking to
squeeze its policy goals into ill-fitting statutory
authorizations and restraints.” Brett M. Kavanaugh,
Fixing Statutory Interpretation, 129 Harv. L. Rev.
2118, 2150 (2016). Seemingly, agencies could even
obligate the U.S. Treasury within this space of silence.
The better presumption is, as Judge Walker
explained below, that “silence indicates a lack of
authority.” App. 26 (dissenting opinion). As with “any
field of statutory interpretation,” the Court’s “duty [is]
to respect not only what Congress wrote but, as
importantly, what it didn’t write.” Virginia Uranium,
Inc. v. Warren, 139 S. Ct. 1894, 1900 (2019) (plurality
opinion). The relevant question is “whether the
statutory text” sanctions “the agency’s assertion of
authority.” City of Arlington, 569 U.S. at 301.
To answer this question, just as Judge Walker said,
a court “empt[ies] [its] interpretive toolkit” at
Chevron’s first step. App. 25 (dissenting opinion). Only
if the court finds a legal ambiguity using its traditional
statutory analysis should it proceed to Chevron’s
reasonableness analysis. Statutory silence, however,
will normally signal a lack of delegated authority.
Generally “statutory silence, when viewed in context,
is best interpreted as limiting agency discretion,” not
creating it. Entergy Corp. v. Riverkeeper, Inc., 556 U.S.
208, 223 (2009) (cleaned up); see also Nathan
Alexander Sales & Jonathan H. Adler, The Rest Is
Silence: Chevron Deference, Agency Jurisdiction, and
Statutory Silences, 2009 U. Ill. L. Rev. 1497, 1532
(2009) (“[A] statute delegates the authority it
delegates, and the rest is silence.”); Michael Herz,
Deference Running Riot: Separating Interpretation
and Lawmaking Under Chevron, 6 Admin. L.J. Am. U.
11
187, 203 (1992) (“Congressional silence should,
therefore, be understood to leave this power—the
power to say what it is that Congress has done—with
the courts, where it has always been.”).
In prior decisions, the D.C. Circuit was faithful to
this principle. In one case, for example, it found that
the “EPA cannot rely on its general authority to make
all rules necessary to carry out its functions when a
specific statutory directive defines the relevant
functions of EPA in a particular area.” Am. Petroleum
Inst. v. EPA, 52 F.3d 1113, 1119 (D.C. Cir. 1995); see
also id. (“[T]he general grant of rulemaking power to
EPA cannot trump specific portions of the [Clean Air
Act] and” “EPA cannot use the general rulemaking
authority . . . as justification for adding new factors to
a list of statutorily specified ones.”).
But as the decision below shows, that
interpretation of Chevron has become, for the D.C.
Circuit anyway, a thing of the past. See App. 5
(“Congress has delegated broad authority to an agency
with expertise and experience within a specific
industry, and the agency action is so confined,
claiming no broader power to regulate the national
economy.” (emphasis added)). Part of the problem is
that the D.C. Circuit has abandoned “traditional tools
of statutory construction” like the expressio unius
canon. See Chevron, 467 U.S. at 843 n.9. In a case
relied on below, writing in similarly expansive
language of a “broad grant of authority contained
within the same statutory scheme,” the D.C. Circuit
dismissed expressio unius, calling it “‘a feeble helper in
an administrative setting’” and favoring deference to
the broad grant. Adirondack Med. Ctr. v. Sebelius, 740
F.3d 692, 697 (D.C. Cir. 2014) (quoting Cheney R.R.
Co., Inc. v. I.C.C., 902 F.2d 66, 69 (D.C. Cir. 1990)).
12
Abandoning ordinary interpretive tools, including
expressio unius, contradicts this Court’s teachings.
Text must be “‘interpreted in its statutory and
historical context,’” and “[t]he relevant ‘statutory
context’ include[s]” the absence of “express[]
authoriz[ation]” found elsewhere in the law. Entergy,
556 U.S. at 223 (cleaned up); accord Biden v.
Nebraska, 600 U.S. ___, ___ (2023) (slip op., at 15)
(“Congress opted to make debt forgiveness available
only in a few particular exigent circumstances”). An
agency “may not construe the statute in a way that
completely nullifies textually applicable provisions
meant to limit its discretion.” Whitman v. Am.
Trucking Ass’ns, 531 U.S. 457, 485 (2001).
Under the erroneous rule of default deference to
agencies’ “broad authority,” agencies assert an
“enabling-silence” version of Chevron that looks less
like the power to “fill gaps,” and more like the power
to legislate a plenary regulatory scheme. This errant
interpretation requires repeated corrections. Thus, the
Court was recently forced to remind the Secretary of
Education, who administers the Education Act, that
his authority does not allow him to “rewrite that
statute from the ground up.” Biden, 600 U.S. at ___
(slip op., at 12); see also id., at ___ (slip op., at 14) (“The
Secretary’s new ‘modifications’ of these provisions
were not ‘moderate’ . . . Instead, they created a novel
and fundamentally different . . . program.”). As Justice
Thomas has noted, “agencies ‘interpreting’ ambiguous
statutes typically are not engaged in acts of
interpretation at all. Instead, as Chevron itself
acknowledged, they are engaged in the ‘formulation of
policy.’” Michigan, 576 U.S. at 762 (Thomas, J.,
concurring) (cleaned up). Rather than contained and
finite, the powers asserted by these agencies are
13
general and expansive. This is not the authority to “fill
gaps.”
So what is the appropriate domain of Chevron’s
“silence”? To the extent Chevron deference is ever
appropriate, the relevant statutory “gaps” must be
contained and finite. Chevron gaps concern
“interstitial lawmaking” or “how best to construe an
ambiguous term in light of competing policy interests.”
City of Arlington, 569 U.S. at 304–05. The need for a
mere “gap” in contradistinction to “silence” was
highlighted in Adams Fruit Co. v. Barrett, in which
this Court rejected the argument that a statute’s
“failure to speak directly” to a question “create[d] a
statutory ‘gap’ within the meaning of Chevron.” 494
U.S. 638, 649 (1990). “A precondition to deference
under Chevron,” the Court explained, “is a
congressional delegation of administrative authority,”
and such a delegation must be “evident in the statute.”
Id. at 649–50. “Although agency determinations
within the scope of delegated authority are entitled to
deference,” silence does not permit an agency to
“bootstrap itself into an area in which it has no”
delegated authority. Id. at 650 (cleaned up).
Accordingly, an agency action must fall within the
delegated authority, not just within the general
subject area: there must be an authentic statutory gap
conveying (explicitly or implicitly) congressional
intent to delegate interpretive authority. “[I]t is only
in the ambiguous ‘interstices’ within the statute where
silence warrants administrative interpretation, not
the vast void of silence on either side of it.” Oregon
Rest. & Lodging Ass’n v. Perez, 816 F.3d 1080,
1094 (9th Cir. 2016) (Smith, J., dissenting); accord
Marlow v. New Food Guy, Inc., 861 F.3d 1157, 1163
(10th Cir. 2017) (“[W]hen the Court has spoken of such
14
silences or gaps, it has been considering undefined
terms in a statute or a statutory directive to perform a
specific task without giving detailed instructions.”).
In sum, “an agency can fill in statutory gaps where
‘statutory circumstances’ indicate that Congress
meant to grant it such powers.” Gundy v. United
States, 139 S. Ct. 2116, 2141 (2019) (Gorsuch, J.,
dissenting). And, assuming Chevron ever applies, it
could apply to the agency’s “fill[ing] up the details
within the framework of the policy which the
legislature has sufficiently defined.” Id. at 2138
(cleaned up). But when the traditional tools of
interpretation reveal that Congress has simply
remained silent on a policy choice, the constitutional
presumption must be that it did not intend to delegate
power over that choice to the agency—much less
intend for the courts to defer to the agency’s resulting
policy choice.
Here, the Magnuson-Stevens Act (MSA) in other
provisions expressly authorizes the collection of costs
from those regulated, while not doing so for the
Atlantic herring fishery. App. 9. Congress has the
means to delegate powers it wishes to delegate, and
withhold other powers. See Nat. Res. Def. Council v.
Reilly, 983 F.2d 259, 266 (D.C. Cir. 1993) (“[I]t is only
legislative intent to delegate such authority that
entitles an agency to advance its own statutory
construction for review under the deferential second
prong of Chevron.”). Nothing in the MSA suggests a
legislative intent to delegate to the National Marine
Fisheries Service (NMFS) the power to bypass the
appropriations process to fund its program using the
fishery’s money. Unlike a properly passed legislative
act, “[t]he [NMFS]’s assertion of administrative
authority has ‘conveniently enabled [it] to enact a
15
program’ that Congress has chosen not to enact itself.”
Biden, 600 U.S. at ___ (slip op., at 21–22) (quoting West
Virginia v. EPA, 142 S. Ct. 2587, 2596 (2022)). At a
minimum, statutory context makes clear that the
collection of costs from the New England herring
fishery is unambiguously not authorized by the MSA.
By replacing traditional statutory interpretation with
a preference for agencies’ “broad authority,” the
decision below went astray.
II. Chevron should not apply outside of noticeand-comment rulemaking.
To the extent the Court retains any form of
Chevron deference, it should minimize the doctrine’s
constitutional implications by limiting it to rules that
the public had an opportunity to weigh in on. In Mead,
this Court held that “administrative implementation
of a particular statutory provision qualifies for
Chevron deference” only “when it appears that
Congress delegated authority to the agency . . . to
make rules carrying the force of law.” 533 U.S. at 226–
27. The Court thus qualified Chevron deference,
reasoning that “[i]t is fair to assume generally that
Congress contemplates administrative action with the
effect of law when it provides for a relatively formal
administrative procedure tending to foster the fairness
and
deliberation
that
should
underlie
a
pronouncement of such force.” Id. at 230. Mead,
however, declined to provide a bright-line rule:
“[d]elegation of such authority may be shown in a
variety of ways,” as long as there was a sufficient
“indication of” “congressional intent.” Id. at 227. In
Christensen v. Harris County, the Court held that
“opinion letters—like interpretations contained in
policy statements, agency manuals, and enforcement
guidelines, all of which lack the force of law—do not
16
warrant Chevron-style deference.” 529 U.S. 576, 587
(2000).
Especially given Chevron’s inherent constitutional
liabilities, the Court should at minimum limit Chevron
deference to notice-and-comment rulemaking. First,
this limitation would reduce some of the constitutional
concerns with Chevron by involving the people in any
legislative-type rulemaking that would receive judicial
deference. Second, this limitation would be consistent
with the interpretive presumptions underlying
Chevron: it would make more sense for Congress to
delegate questions to an agency that the public would
have a chance to answer.
A. Limiting Chevron to notice-and-comment
rulemaking alleviates its constitutional
problems.
Under Article I of the Constitution, “[a]ll legislative
Powers herein granted shall be vested in a Congress of
the United States.” § 1. The framers understood this
power “to mean the power to adopt generally
applicable rules of conduct governing future actions by
private persons—the power to prescribe the rules by
which the duties and rights of every citizen are to be
regulated, or the power to prescribe general rules for
the government of society.” Gundy, 139 S. Ct. at 2133
(Gorsuch, J., dissenting) (cleaned up). Because
“[a]ccompanying that assignment of power to Congress
is a bar on its further delegation,” id. at 2123 (majority
opinion), Congress must “make[] the policy decisions
when regulating private conduct,” id. at 2136
(Gorsuch, J., dissenting). By that assignment of power,
the framers protected the individual liberty “‘to have a
standing rule to live by . . . made by the legislative
power,’ and to be free from ‘the inconstant, uncertain,
17
unknown, arbitrary will of another man.’” Dep’t of
Transp. v. Ass’n of Am. R.R.s, 575 U.S. 43, 75–76
(2015) (Thomas, J., concurring in the judgment)
(quoting John Locke, Second Treatise of Civil
Government 13 (J. Gough ed. 1947)).
Though this Court has largely “abandoned all
pretense of enforcing a qualitative distinction between
legislative and executive power,” id. at 84, it still
recognizes that agencies can only regulate pursuant to
a delegation from the people’s representatives in
Congress. As discussed above, legislative “rulemaking
power originates in the Legislative Branch and
becomes an executive function only when delegated by
the Legislature to the Executive Branch.” Mistretta v.
United States, 488 U.S. 361, 386 n.14 (1989). “To
permit an agency to expand its power . . . would be to
grant to the agency power to override Congress.” La.
Pub. Serv. Comm’n v. FCC, 476 U.S. 355, 374–75
(1986).
Limiting Chevron deference to rules promulgated
after notice and comment would be “in service of the
constitutional rule that Congress may not divest itself
of its legislative power by transferring that power to
an executive agency.” Gundy, 139 S. Ct. at 2142
(Gorsuch, J., dissenting). “Rules issued through the
notice-and-comment process are often referred to as
‘legislative rules’ because they have the ‘force and
effect of law.’” Perez, 575 U.S. at 96 (quoting Chrysler
Corp. v. Brown, 441 U.S. 281, 302–303 (1979)).
In 5 U.S.C. § 553, the Administrative Procedure Act
(APA) lays out a notice and comment process that
must generally be followed when an agency makes a
rule with the force of law pursuant to a congressional
delegation:
18
First, the agency must issue a “[g]eneral notice
of proposed rule making,” ordinarily by
publication in the Federal Register. § 553(b).
Second, if “notice [is] required,” the agency
must “give interested persons an opportunity to
participate in the rule making through
submission of written data, views, or
arguments.” § 553(c). An agency must consider
and respond to significant comments received
during the period for public comment. Third,
when the agency promulgates the final rule, it
must include in the rule’s text “a concise
general statement of [its] basis and purpose.”
§ 553(c).
Perez, 575 U.S. at 96 (citations omitted). 3
Thus, “[n]otice and comment gives [the public] fair
warning of potential changes in the law and an
opportunity to be heard on those changes.” Azar, 139
S. Ct. at 1816. These are the “procedures by which
federal agencies are accountable to the public.” Dep’t
of Homeland Sec. v. Regents of the Univ. of Cal., 140
S. Ct. 1891, 1905 (2020).
Limiting Chevron deference to rules promulgated
after these notice-and-comment procedures alleviates
some of the constitutional problems underlying this
Court’s administrative law precedents. To be sure,
notice-and-comment rulemaking is no substitute for
the people speaking through their representatives,
and it does not resolve the constitutional problem that
“a body other than Congress [would] perform a
function that requires an exercise of the legislative
power.” Michigan, 576 U.S. at 762 (Thomas, J.,
3 Other statutes have similar procedures. See, e.g., Azar v. Allina
Health Servs., 139 S. Ct. 1804, 1809 (2019).
19
concurring). But providing the public an opportunity
to weigh in on such rules takes some of the sting out of
transferring to the Executive Branch the legislative
power to make rules governing private conduct.
Whatever rule the Executive Branch makes, the public
will at least have had “an opportunity to be heard,”
and the agency will have to “offer[] reasoned responses
to what people have to say.” Cass R. Sunstein, Chevron
Step Zero, 92 Va. L. Rev. 187, 225 (2006). “[O]ther
modes of announcing agency interpretations do not
offer
equivalent
opportunities
for
public
participation.” Thomas W. Merrill & Kristin E.
Hickman, Chevron’s Domain, 89 Geo. L.J. 833, 886
(2001). Thus, when Congress has specifically directed
an agency to engage in notice-and-comment
rulemaking on a given issue, these procedures might
partially alleviate the consequences of that delegation.
Relatedly, this public input reduces the
consequences of transferring the judicial “power to
resolve [statutory] ambiguities” to the Executive
Branch. Perez, 575 U.S. at 119 (Thomas, J., concurring
in the judgment). Because the judicial power is to
interpret the law “in accord with the ordinary public
meaning of its terms,” Bostock v. Clayton Cnty., 140
S. Ct. 1731, 1738 (2020), public input through noticeand-comment rulemaking should, other things equal,
lead the law in the direction of its proper public
meaning. Requiring notice-and-comment rulemaking,
then, would serve as a “surrogate safeguard[] for the
protections in the Constitution itself.” Sunstein, supra,
at 225.
In sum, limiting Chevron deference to cases in
which Congress has expressly granted an agency
authority to issue a particular rule subject to public
notice and comment procedures would promote the
20
separation of powers. That separation is a bulwark
against tyranny. See The Federalist No. 47, at 324
(Madison) (J. Cooke ed. 1961) (“The accumulation of
all powers, legislative, executive, and judiciary, in the
same hands, whether of one, a few, or many, and
whether hereditary, self-appointed, or elective, may
justly be pronounced the very definition of tyranny.”).
“The Constitution carefully imposes structural
constraints on all three branches, and the exercise of
power free of those accompanying restraints subverts
the design of the Constitution’s ratifiers.” Baldwin,
140 S. Ct. at 691 (Thomas, J., dissenting from denial
of certiorari). “When the Executive exercises judicial
or legislative power,” “it does so largely free of these
safeguards.” Id. at 692. Limiting Chevron deference to
rules after notice and comment would minimize the
difference between how the executive power is
exercised now through the “headless fourth branch of
government,” City of Arlington, 569 U.S. at 314
(Roberts, J., dissenting), and how it should be under
the Constitution’s design.
B. Limiting Chevron’s presumption to noticeand-comment
rulemaking
makes
interpretive sense.
If nothing else, applying Chevron only to rules
issued after notice and comment makes sense as a
matter of congressional intent. The Court has said that
it
“accord[s]
deference
to
agencies
under
Chevron . . . because of a presumption that Congress,
when it left ambiguity in a statute meant for
implementation by an agency, understood that the
ambiguity would be resolved, first and foremost, by the
agency.” Smiley, 517 U.S. at 740–741. Put another
way, Chevron deference “arises out of background
presumptions of congressional intent.” Dunn v. CFTC,
21
519 U.S. 465, 479 n.14 (1997). Of course, “Chevron’s
attribution of a general intention to Congress that
agencies be the front-line interpreters of regulatory
statutes has been described by” Justice Scalia, once
the doctrine’s “strongest defender,” “as ‘fictional.’”
Merrill & Hickman, supra, at 871–72. Still, “for
Chevron deference to apply, the agency must have
received congressional authority to determine the
particular matter at issue in the particular manner
adopted.” City of Arlington, 569 U.S. at 306.
Mead already held that courts should only presume
such authority was given to the agency if
“circumstances implying such [a congressional]
expectation exist.” 533 U.S. at 229. “[A] very good
indicator of delegation meriting Chevron treatment” is
“express congressional authorizations to engage in the
process of rulemaking.” Id. “It is fair to assume
generally that Congress contemplates administrative
action with the effect of law when it provides for a
relatively formal administrative procedure tending to
foster the fairness and deliberation that should
underlie a pronouncement of such force.” Id. at 230. As
Professor Sunstein put it, “[t]he best reconstruction of
congressional will is that agencies receive Chevron
deference if and only if they have availed themselves
of” such procedures. Supra, at 225; see Merrill &
Hickman, supra, at 878 (arguing that “the
combination of enacting an ambiguous statute and
conferring powers on an agency to make legally
binding decisions under that statute represents a
choice to give the agency the primary power of
interpretation”).
This presumption echoes the presumption
underlying the Court’s major questions doctrine. As
the Court recently explained that presumption, it will
22
“not assume that Congress entrusted [the
interpretation of a major question] to an agency
without a clear statement to that effect.” Biden, 600
U.S. at ___ (slip op., at 24). “[S]eparation of powers
principles and a practical understanding of legislative
intent” form the foundation of the major questions
doctrine. West Virginia, 142 S. Ct. at 2609. The Court
presumes Congress’s intent to reserve major questions
to itself because “the balance of power between those
in a relationship inevitably frames our understanding
of their communications. And when it comes to the
Nation’s policy, the Constitution gives Congress the
reins.” Biden, 600 U.S. at ___ (Barrett, J., concurring)
(slip op., at 10); see also U.S. Const. art. 1, § 1; Gundy,
139 S. Ct. at 2141 (Gorsuch, J., dissenting) (“[T]he
‘major questions’ doctrine . . . [allows] an agency [to]
fill in statutory gaps where ‘statutory circumstances’
indicate that Congress meant to grant it such
powers.”).
Mead, however, declined to take the logical next
step of requiring the notice and comment procedure as
evidence of congressional intent. It stated that “as
significant as notice-and-comment is in pointing to
Chevron authority, the want of that procedure here
does not decide the case.” Mead, 533 U.S. at 230–31.
The Court in Mead had no need to go that far, as there
were “ample reasons to deny Chevron deference” there.
Id. at 231. But as the decision below makes clear, it is
now time for the Court to extend Mead’s logic and limit
Chevron deference to rules requiring notice-andcomment procedures.
Not only would such an extension be more
consistent with the presumption about congressional
intent underlying Mead and Chevron, but it would also
provide a more stable rule against which Congress
23
could legislate. This Court has pointed out the
significance of having a stable background rule so that
Congress’s legislation can have “predictable effects.”
Morrison v. Nat’l Austl. Bank Ltd., 561 U.S. 247, 261
(2010); see also City of Arlington, 569 U.S. at 296
(stating that stability allows Congress to know exactly
when,
“within
the
bounds
of
reasonable
interpretation,” an agency can resolve “[s]tatutory
ambiguities”). Though the Court has said that Chevron
“provides a stable background rule,” id., the
uncertainty and questions surrounding the doctrine
over the three decades since it was established
undermine its stability. Limiting Chevron deference to
rules requiring notice-and-comment procedures would
prevent Congress from questioning whether its
delegation is explicit enough. It would also prevent
situations like the one that has now enveloped the
New England fishing industry, in which Congress’s act
of explicitly allowing for a certain procedure to be
established in some contexts, but not explicitly
mentioning it in others, is interpreted broadly as a
license to do it anywhere. See App. 33 (Walker, J.,
dissenting). Instead, Congress would have to grant
rulemaking authority, subject to the notice-andcomment process, over a particular area before
deference would be given to an agency’s interpretation.
This would render Chevron’s threshold determination,
laid out in Mead, predictable and concrete by defining
exactly what a rule carrying the force of law is. See
Mead, 533 U.S. at 226–27.
After Mead, many lower courts have assumed that
only notice-and-comment rulemaking can create a rule
carrying the force of law and qualifying for Chevron
deference. See, e.g., Lopez v. Terrell, 654 F.3d 176,
182–83 (2d Cir. 2011) (declining to apply Chevron
24
deference to a decision given in a Bureau of Prisons
Administrative Remedy Program letter due to the lack
of the notice-and-comment process); Freeman v.
Quicken Loans, Inc., 626 F.3d 799, 805 (5th Cir. 2010)
(“Where the agency has not used a deliberative process
such as notice-and-comment rulemaking . . . the court
cannot presume Congress intended to grant the
interpretation the force of law”); Bradley v. Sebelius,
621 F.3d 1330, 1338 & n.18 (11th Cir. 2010) (rejecting
HHS claim to Chevron deference for a Medicare field
manual lacking approval via the notice-and-comment
process).
But the D.C. Circuit has applied Chevron
notwithstanding the lack of congressionally mandated
notice-and-comment rulemaking. See Vill. Of
Barrington v. Surface Transp. Bd., 636 F.3d 650, 658–
59 (D.C. Cir. 2011) (holding that the lack of notice and
comment rulemaking did not prevent Chevron
deference from applying); Mylan Labs., Inc. v.
Thompson, 389 F.3d 1272, 1279 (D.C. Cir. 2004)
(similar). At a minimum, then, the Court should clarify
Mead to explain that the presumption of congressional
intent to delegate the interpretation of ambiguities
applies only where Congress has also required noticeand-comment procedures.
If such a limitation is adopted, then no deference is
due to the NMFS or to other agencies governed by
similar statutes. The operative section of the MSA
does not explicitly authorize the NMFS to engage in
rulemaking subject to public notice and comment to
create this type of policy. There is no statutory text in
the MSA directing the NMFS to prescribe
compensation rates—to be paid by the fishermen—of
mandated observers on the herring boats of New
England fishermen. Rather, the MSA grants the
25
agency the ability to license, illustrated by the fact that
the punishment for not paying an observer fee involves
revoking, suspending, denying, or limiting the owner
or operator’s permit. 16 U.S.C. § 1858(g). A “license”
and “licensing” under the APA are separate and
distinct from a “rule” and “rulemaking.” 5 U.S.C.
§ 551.
To give effect to Chevron’s underlying presumption
of congressional intent—and to limit the doctrine’s
constitutional shortcomings—a court should not
employ Chevron deference unless it finds an explicit
congressional delegation of authority to create a
particular rule subject to the public notice-andcomment process.
III. Deference to Article II powers does not
translate to Chevron deference to agency
policymaking.
Last, to the extent the Court retains any form of
Chevron deference, it should make clear that deference
does not apply to agency policymaking decisions made
outside the Executive’s traditional Article II powers—
and particularly not regulatory decisions made under
the federal government’s Commerce Clause power.
That power, of course, resides in Congress. U.S. Const.
art. I, § 8, cl. 3. Thus, deference to agency policymaking
choices issued pursuant to a Commerce Clausejustified statute is different from the (appropriate)
deference shown to the Executive Branch, when it
exercises core Article II power in areas like national
defense, foreign affairs, and public safety and
immigration. Though the courts should defer to the
Executive in appropriate situations when it exercises
its own power, courts should not blind themselves to
the reality that agency policy regulations of businesses
26
are often an exercise of the legislative power. And if
the Court cannot resolve that problem on nondelegation grounds, the least it can do is to decline to
defer to the resulting policy choices on matters of
statutory interpretation.
A. Courts appropriately defer to certain
executive exercises of Article II power.
The Executive’s Article II powers are “confined and
defined”—but important. 4 The President “shall be
Commander in Chief” of the United States’ armed
forces; may “grant Reprieves and Pardons” to federal
offenders; may “make Treaties” and appoint public
ministers, judges, and federal officers “by and with the
Advice and Consent of the Senate”; may make recess
appointments; shall deliver reports on the “State of the
Union”; may convene and adjourn Congress; may
receive ambassadors and public ministers; shall “take
Care that the Laws be faithfully executed”; and shall
commission all federal officers. U.S. Const. art. II,
§§ 2–3; see also 8 U.S.C. § 1103(a) (noting the
Secretary of Homeland Security’s broad immigration
and naturalization powers).
In many contexts, courts defer to the Executive’s
exercise of these powers over national security, safety,
and foreign affairs. See, e.g., Dep’t of Navy v. Egan, 484
U.S. 518, 529–30 (1988) (“‘As to these areas of Art. II
duties the courts have traditionally shown the utmost
deference to Presidential responsibilities.’” (quoting
United States v. Nixon, 418 U.S. 683, 710 (1974)));
Regan v. Wald, 468 U.S. 222, 243 (1984) (emphasizing
“the traditional deference to executive judgment ‘[i]n
4 1 The Records of the Federal Convention of 1787 70 (Max
Farrand ed., 1911) (King’s Notes, June 1, 1787).
27
this vast external realm’” (quoting United States v.
Curtiss–Wright Exp. Corp., 299 U.S. 304, 319 (1936))).
That deference is especially strong when it comes to
“military and national security affairs,” where “courts
traditionally have been reluctant to intrude upon the
authority of the Executive.” Egan, 484 U.S. at 530; see
Hamdan v. Rumsfeld, 548 U.S. 557, 623 (2006)
(“assum[ing] that complete deference is owed [the
President’s] determination” of whether certain legal
rules are practicable in a trial by military commission);
Swaim v. United States, 165 U.S. 553 (1897)
(upholding the proceedings of a court-martial
convened by the President); see generally Hamdi v.
Rumsfeld, 542 U.S. 507, 580–86 (2004) (Thomas, J.,
dissenting) (discussing the President’s broad authority
in the national security context).
Because the President acts as “the Nation’s organ
in foreign affairs,” Chi. & S. Air Lines v. Waterman S.
S. Corp., 333 U.S. 103, 109 (1948), “the Court has
taken care to avoid the danger of unwarranted judicial
interference in the conduct of foreign policy, and
declined to run interference in the delicate field of
international relations without the affirmative
intention of the Congress clearly expressed,” Biden v.
Texas, 142 S. Ct. 2528, 2543 (2022) (cleaned up). “That
is no less true in the context of immigration law, where
the dynamic nature of relations with other countries
requires the Executive Branch to ensure that
enforcement policies are consistent with this Nation’s
foreign policy.” Id. (cleaned up).
A similarly deferential approach applies to many
other articulated Article II powers. The pardon power
has “[s]eldom, if ever” “been subjected to review by the
courts.” Solesbee v. Balkcom, 339 U.S. 9, 12 (1950),
abrogated on other grounds by Ford v. Wainwright,
28
477 U.S. 399 (1986). So too the powers to deliver
reports on the State of the Union and to convene and
adjourn Congress. The power to commission officers
has undergone judicial review only to decide whether
the officer had been commissioned. United States v. Le
Baron, 60 U.S. (19 How.) 73, 79 (1856) (concerning the
validity of a postmaster’s presidential commission);
Marbury, 5 U.S. (1 Cranch) at 151 (concerning the
commissioning of an executive officer). The
appointment power is similarly uncomplicated, see
Edmond v. United States, 520 U.S. 651, 659 (1997),
though the recess appointment power underwent some
review to determine what period constitutes a recess,
see generally NLRB v. Noel Canning, 573 U.S. 513
(2014) (discussing the scope of the power). The rise of
independent agencies has complicated review of the
removal power, but the Court is trending toward a
deferential approach there as well. See Seila Law LLC
v. CFPB, 140 S. Ct. 2183, 2191–92 (2020).
In short, the Court often and properly defers, at
least to some extent, to the Executive’s exercise of its
Article II powers, even when that exercise implicates
questions of legal interpretation.
B. Chevron should not apply to policymaking
governing private entities under the
Commerce Clause.
Some commentators have suggested that Chevron
deference can be similarly justified as another
manifestation of judicial hesitation to interfere with
the Executive’s exercise of its Article II powers. E.g.,
E. Garrett West, A Youngstown for the Administrative
State, 70 Admin. L. Rev. 629, 650–53 (2018). But that
can only be true if the Executive is engaging in the
exercise of its traditional Article II powers. And the
29
ordinary Chevron case involves no such exercise.
Instead, the typical Chevron case—like this one—
involves agency policymaking under a statute passed
pursuant to Congress’s Commerce Clause authority.
In such cases, Chevron deference is improper.
As discussed above, Chevron’s interpretive
presumption is (per Justice Scalia) “fictional.” Merrill
& Hickman, supra, at 872. It is another “fiction” that
agencies setting policies to regulate private entities
are just exercising the executive power to enforce the
law and incidentally interpret it. (This stacking of
fiction upon fiction should suggest a deeper problem
with
Chevron.)
Again,
“as
Chevron
itself
acknowledged, [such agencies] are engaged in the
“‘formulation of policy’”—“formulat[ing] legally
binding rules to fill in gaps based on policy judgments
made by the agency rather than Congress.” Michigan,
576 U.S. at 762 (Thomas, J., concurring). They are, in
short, exercising the legislative prerogative to set
policy under the power granted to Congress via (in
most cases) the Commerce Clause. U.S. Const. art. I,
§ 8, cl. 3.
The Executive’s Article II powers contain no
analogue to Congress’s Commerce Clause power. And
generally, the enumeration of a power means the
exclusion of other powers left unmentioned. See, e.g.,
Jennings v. Rodriguez, 138 S. Ct. 830, 844 (2018)
(applying the “Negative-Implication Canon,” defined
as the principle that “[t]he expression of one thing
implies the exclusion of others (expressio unius est
exclusio alterius)”). The founders were of course
familiar with this maxim, and they included
corresponding war powers in Articles I and II, giving
the Executive and legislative some overlapping
jurisdiction over military issues. U.S. Const. art. I, § 8,
30
cl. 11–16; id. art. II, § 2, cl. 1. But no Article II power
hints at giving the executive authority to regulate
private entities engaged in commerce. Instead, the
“Founders of this Nation entrusted the lawmaking
power to the Congress alone in both good and bad
times.” Youngstown, 343 U.S. at 589.
Therefore, the contrast between the exercise of
traditional Article II powers and agency policymaking
underscores the inappropriateness of applying
Chevron deference in cases like this one. Again, in an
ideal world, agencies could not engage in Article I
policymaking at all. But until the Court returns to that
world, it should abandon an undue standard of
deference to regulatory legislative actions by
administrative agencies. “[C]ourts need not defer to an
agency’s interpretation, reasonable or otherwise, of a
non-existent grant of power.” Slater, 231 F.3d at 10
(Sentelle, J., concurring). Chevron deference should
not generally apply to agency regulation of private
entities under Commerce Clause statutes.
CONCLUSION
The Court should reverse.
31
Respectfully submitted,
GENE P. HAMILTON
REED D. RUBINSTEIN
America First Legal
Foundation
611 Pennsylvania Ave.
S.E. #231
Washington, DC 20003
(202) 964-3721
CHRISTOPHER E. MILLS
Counsel of Record
Spero Law LLC
557 East Bay Street
#22251
Charleston, SC 29413
(843) 606-0640
cmills@spero.law
Counsel for Amicus Curiae
JULY 19, 2023
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.