Petition for Writ of Certiorari — Loper Bright Enterprises, et al., Petitioners v. Gina Raimondo, Secretary of Commerce, et al.
Supreme Court briefNov 10, 2022
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APPENDIX
TABLE OF APPENDICES
Appendix A
Opinion, United States Court of Appeals
for the District of Columbia Circuit, Loper
Bright Enters., Inc. v. Raimondo,
No. 21-5166 (Aug. 12, 2022) ........................ App-1
Appendix B
Memorandum Opinion, United States
District Court for the District of
Columbia, Loper Bright Enters., Inc. v.
Raimondo, No. 20-466 (June 15, 2021)..... App-38
Appendix C
Relevant Statutory Provisions ................ App-115
16 U.S.C. § 1821(h) ........................... App-115
16 U.S.C. § 1853(a)-(b) ..................... App-118
16 U.S.C. § 1853a(c)(1), (e) ............... App-128
16 U.S.C. § 1862(a)-(b), (d)-(e).......... App-131
App-1
Appendix A
UNITED STATES COURT OF APPEALS
FOR THE DISTRICT OF COLUMBIA CIRCUIT
________________
No. 21-5166
________________
LOPER BRIGHT ENTERPRISES, INC., et al.,
Appellants,
CAPE TRAWLERS, INC., et al.,
v.
Appellees,
GINA RAIMONDO, IN HER OFFICIAL CAPACITY AS
SECRETARY OF COMMERCE, et al.,
Appellees.
________________
Argued: Feb. 8, 2022
Decided: Aug. 12, 2022
________________
Before: Srinivasan *, Chief Judge, Rogers and Walker,
Circuit Judges.
________________
ROGERS, Circuit Judge: In implementing an
Omnibus Amendment that establishes industryfunded monitoring programs in New England fishery
management plans, the National Marine Fisheries
Service promulgated a rule that required industry to
* Chief Judge Srinivasan was drawn to replace Judge Jackson,
now Justice Jackson, who heard argument and did not
participate in this opinion.
App-2
fund at-sea monitoring programs. A group of
commercial herring fishing companies contend that
the statute does not specify that industry may be
required to bear such costs and that the process by
which the Service approved the Omnibus Amendment
and promulgated the Final Rule was improper. We
affirm the district court’s grant of summary judgment
to the Service based on its reasonable interpretation
of its authority and its adoption of the Amendment
and the Rule through a process that afforded the
requisite notice and opportunity to comment.
I.
The Magnuson-Stevens Fishery Conservation and
Management Act of 1976 (the “Act”), 16 U.S.C.
§§ 1801-1884, in furtherance of its goal “to conserve
and manage the fishery resources . . . of the United
States,” 16 U.S.C. § 1801 (b)(1), authorizes the
Secretary of Commerce, and the National Marine
Fisheries Service (“the Service”) as the Secretary’s
delegee, to implement a comprehensive fishery
management program, id. § 1801(a)(6); see id. §§ 1854,
1855(d). Key to the statutory scheme is the
promulgation
and
enforcement
of
“fishery
management plans.” Plans and periodic amendments
are developed by regional fishery management
councils, id. § 1852(h)(1), and include measures
“necessary and appropriate for the conservation and
management of the fishery,” id. § 1853(a)(1)(A). The
proposing council may include specific conservation
and management measures enumerated in 16 U.S.C.
§ 1853(b), as well as any other measures “determined
to be necessary and appropriate,” id. § 1853(b)(14). In
App-3
addition, the council may propose implementing
regulations. Id. § 1853(c).
Nine fisheries, including the Atlantic herring
fishery, are managed by the New England Fishery
Management
Council
(the
“Council”).
Id.
§ 1852(a)(1)(A), (h)(1). The Council submitted the
Omnibus Amendment to the Service, which published
a notice of availability and subsequently opened a
comment period. Notice of Availability, 83 Fed. Reg.
47,326 (Sept. 19, 2018); Notice of Proposed
Rulemaking (“NPRM”), 83 Fed. Reg. 55,665 (Nov. 7,
2018). The Service approved the Omnibus
Amendment on December 18, 2018, and published the
Final Rule on February 7, 2020. 1 The Amendment and
the Rule set out a standardized process to implement
and revise industry-funded monitoring programs in
the New England fisheries. Omnibus Amendment at
v; Final Rule, 85 Fed. Reg. at 7,414-17. Plan coverage
requirements may be waived if monitoring is
unavailable or certain exemptions based on use of
monitoring equipment or catch size apply. See Final
Rule, 85 Fed. Reg. at 7,417, 7,419-20.
The monitoring program for the Atlantic herring
fishery covers 50 percent of herring trips. The 50percent coverage target is met through a combination
of limited Service-funded monitoring pursuant to the
1 Industry-Funded Monitoring: An Omnibus Amendment to the
Fishery Management Plans of the New England Fishery
Management Council (2018) (“Omnibus Amendment”);
Magnuson-Stevens Fishery Conservation and Management Act
Provisions; Fisheries of the Northeastern United States;
Industry-Funded Monitoring Final Rule, 85 Fed. Reg. 7,414 (Feb.
7, 2020) (“Final Rule”).
App-4
fishery management plan, see 16 U.S.C. § 1853(a)(11),
and, for the difference between the target and Servicefunded monitoring, industry-funded monitoring, with
owners of vessels selected by the Service to carry an
industry-funded monitor and pay the associated costs
(other than administrative costs). Final Rule, 85 Fed.
Reg. at 7,417. The Service estimated industry costs to
the herring fishery “at $710 per day,” which in the
aggregate could reduce annual returns by
“approximately 20 percent.” Id. at 7,418.
Appellants are commercial fishermen who
regularly participate in the Atlantic herring fishery.
They filed a lawsuit alleging, as relevant, that the Act
did not authorize the Service to create industryfunded monitoring requirements and that the
rulemaking process was procedurally irregular. The
district court ruled on the parties’ cross-motions for
summary judgment in the government’s favor. Loper
Bright Enters., Inc. v. Raimondo, 544 F. Supp. 3d 82,
127 (D.D.C. 2021).
II.
On appeal, appellants’ challenge to the Final Rule
presents the question how clearly Congress must state
an agency’s authority to adopt a course of action. This
court is aware of the Supreme Court precedent that
Congress must clearly indicate its intention to
delegate authority to take action that will have major
and far-reaching economic consequences. Util. Air
Regul. Grp. v. EPA, 573 U.S. 302, 323-24 (2014). But
that “major questions doctrine” applies only in those
“‘extraordinary cases’ in which the ‘history and
breadth of the authority that [the agency] has
asserted,’ and the ‘economic and political significance’
App-5
of that assertion, provide a ‘reason to hesitate before
concluding that Congress’ meant to confer such
authority.” West Virginia v. EPA, 142 S. Ct. 2587, 2595
(2022) (alteration in original) (quoting FDA v. Brown
& Williamson Tobacco Corp., 529 U.S. 120, 159-60
(2000)). Here, the Service’s challenged actions are
distinct. Congress has delegated broad authority to an
agency with expertise and experience within a specific
industry, and the agency action is so confined,
claiming no broader power to regulate the national
economy. The court’s review thus is limited to the
familiar questions of whether Congress has spoken
clearly, and if not, whether the implementing agency’s
interpretation is reasonable. See Chevron U.S.A., Inc.
v. Nat. Res. Def. Council, 467 U.S. 837, 842-43 (1984).
Although the Act may not unambiguously resolve
whether the Service can require industry-funded
monitoring, the Service’s interpretation of the Act as
allowing it to do so is reasonable.
A.
Appellants contend the Act permits the Service to
require at-sea monitors but prohibits any industryfunded
monitoring
programs
beyond
three
circumstances. The Service responds that the Act
unambiguously authorizes it to implement industryfunded monitoring requirements. The court applies
the familiar two-step Chevron framework. See, e.g.,
Cigar Ass’n of Am. v. FDA, 5 F.4th 68, 77 (D.C. Cir.
2021) (citing Chevron, 467 U.S. at 842-43). At Chevron
Step One, the court, “employing traditional tools of
statutory
interpretation,”
evaluates
“whether
Congress has directly spoken to the precise question
at issue.” Chevron, 467 U.S. at 842-43 & n.9. “If the
App-6
intent of Congress is clear, that is the end of the
matter; for the court, as well as the agency, must give
effect to the unambiguously expressed intent of
Congress.” Id. at 842-43. If the statute considered as a
whole is ambiguous, then at Chevron Step Two the
court defers to any “permissible construction of the
statute” adopted by the agency. Cigar Ass’n of Am., 5
F.4th at 77 (quoting Chevron, 467 U.S. at 843).
At Chevron Step One, the court “begin[s] with the
language employed by Congress and the assumption
that the ordinary meaning of that language accurately
expresses the legislative purpose.” Engine Mfrs. Ass’n
v. S. Coast Air Quality Mgmt. Dist., 541 U.S. 246, 252
(2004) (internal quotation marks omitted). Section
1853(b)(8) provides fishery management plans may
“require that one or more observers be carried on
board a vessel . . . for the purpose of collecting data
necessary for the conservation and management of the
fishery.” That text makes clear the Service may direct
vessels to carry at-sea monitors but leaves
unanswered whether the Service must pay for those
monitors or may require industry to bear the costs of
at-sea monitoring mandated by a fishery management
plan. When Congress has not “directly spoken to the
precise question at issue,” the agency may fill this gap
with a reasonable interpretation of the statutory text.
Chevron, 467 U.S. at 842.
The Service maintains that two additional
features of the Act, when paired with Section
1853(b)(8), unambiguously establish authority to
require industry-funded monitoring. First, Section
1853 contains two “necessary and appropriate”
clauses that permit plans approved by the Service to
App-7
“prescribe such other measures, requirements, or
conditions and restrictions as are determined to be
necessary and appropriate for the conservation and
management of the fishery.” Id. § 1853(b)(14); see also
id.
§ 1853(a)(1)(A)
(mandating
“measures . . . necessary and appropriate for the
conservation and management of the fishery”).
Second, the penalty provisions allow the Service to
impose permit sanctions for failure to make “any
payment required for observer services provided to or
contracted by an owner or operator,” id.
§ 1858(g)(l)(D), and make unlawful various acts
committed against “any data collector employed by the
[Service] or under contract to any person to carry out
responsibilities under [the Act],” id. § 1857(1)(L).
Taken together, these provisions of the Act signal
the Service may approve fishery management plans
that mandate at-sea monitoring for a statutory
purpose. Section 1853(b)(8) grants authority to
require that vessels carry at-sea monitors. Sections
1853(a)(l)(A) and (b)(14) grant authority to implement
measures
“necessary
and
appropriate”—a
“capacious[]” grant of power that “leaves agencies with
flexibility,” Michigan v. EPA, 135 S. Ct. 2699, 2707
(2015)—to achieve the Act’s conservation and
management goals. The penalties in Sections 1857
and 1858 further indicate that Congress anticipated
industry’s use of private contractors. Still unresolved,
however, is the question of whether the Service may
require industry to bear the costs of at-sea monitoring
mandated by a fishery management plan.
When an agency establishes regulatory
requirements, regulated parties generally bear the
App-8
costs of complying with them. In Michigan v. EPA, 135
S. Ct. 2699, 2711 (2015), the Supreme Court held that
an agency implementing a policy under wide-ranging
“necessary and appropriate” authority must consider
the costs of compliance. That principle presupposes
that a “necessary and appropriate” clause vests an
agency with some authority to impose compliance
costs. Here, the Act’s national standards for fishery
management plans direct the Service to “minimize
costs” of conservation and management measures, 16
U.S.C. § 1851(a)(7), and to “minimize adverse
economic impacts” of such measures “on [fishing]
communities,” id. § 1851(a)(8). Those statutory
admonitions to reduce costs seem to presume that the
Service may impose some costs, as “minimize” does not
mean eliminate entirely. In addition, neither Section
1853(b)(8) nor any other provision of the Act imposes
a funding-related restriction on the Service’s authority
to require monitoring in a plan. That also suggests the
Act permits the Service to require industry-funded
monitoring.
The inference that the Service may require fishing
vessels to incur costs associated with meeting the 50percent monitoring coverage target is not, however,
wholly unambiguous. Nothing in the record
definitively establishes whether at-sea monitors are
the type of regulatory compliance cost that might fall
on fishing vessels by default or whether Congress
would have legislated with that assumption. Absent
such an indication, the court cannot presume that
Section 1853(b)(8), even paired with the Act’s
“necessary and appropriate” and penalty provisions,
unambiguously affords the Service power to mandate
App-9
that vessels pay for monitors. See NY. Stock Exch.
LLC v. SEC, 962 F.3d 541,554 (D.C. Cir. 2020).
Appellants maintain that Sections 1821, 1853a(e),
and 1862, which create monitoring programs with
some similarities to the Omnibus Amendment’s
monitoring program, give rise by negative implication
to the inference that the Act unambiguously deprives
the Service of authority to create additional industryfunded monitoring requirements. This expressio unius
reasoning, “when countervailed by a broad grant of
authority contained within the same statutory
scheme, . . . is a poor indicator of Congress’ intent.”
Adirondack Med. Ctr. v. Sebelius, 740 F.3d 692, 697
(D.C. Cir. 2014). Examination of each of the three
monitoring programs further illustrates why
appellants’ view is unfounded.
First, the limited access privilege program created
in Section 1853a(e) authorizes a council to establish “a
program of fees . . . that will cover the costs of
management, data collection and analysis, and
enforcement activities.” It does not list monitoring as
a covered activity. See id. Although monitoring might
qualify as “data collection and analysis,” this provision
does not speak directly to this point, nor does it say
anything about who may fund observers. The canon
that “the specific governs the general,” RadLAX
Gateway Hotel, LLC v. Amalg. Bank, 566 U.S. 639, 645
(2012); see Genus Med. Techs. LLC v. FDA, 994 F.3d
631, 638 (D.C. Cir. 2021), is unhelpful to appellants in
this context because there is no relevant “conflict”
between statutory terms that do not address the same
subject, Genus Med. Techs., 994 F.3d at 638-39.
Section 1853a(e) therefore does not suggest any
App-10
limitation on the Service’s discretion to impose
monitoring costs on industry under Section 1853(b)(8).
Second, the North Pacific Council monitoring
program created by Section 1862, which “requires that
observers be stationed on fishing vessels” and
“establishes a system . . . of fees . . . to pay for the cost
of implementing the plan,” 16 U.S.C. § 1862(a)(1)-(2),
is similarly distinguishable. These fees are to be
“collected” by the Service, id. § 1862(b)(2), and
deposited into a North Pacific Fishery Observer Fund
established by the Act and “in the Treasury,” id.
§ 1862(d), for disbursement to cover the costs of the
monitoring program, see id. § 1862(a), (e). This special
fee program also does not suggest that the Service
lacks authority to require industry-funded observers
in all other fisheries. The fee program in Section 1862
institutes a different funding mechanism from that of
the Omnibus Amendment and Final Rule: under
Section 1862, money collected from regulated parties
passes through government coffers, while under the
Omnibus Amendment and Final Rule, regulated
vessel owners pay third-party monitors directly to
supply services required for regulatory compliance.
Congress’s specific authorization of a single fishery
program funded by fees paid to the government does
not unambiguously demonstrate that the Act
prohibits the Service from implementing a separate
program in which industry pays the costs of
compliance to service providers without any
government pass-through.
Section 1821 creates a foreign fishing vessel
monitoring program, which authorizes the Secretary
to impose a “surcharge” to “cover all the costs of
App-11
providing a United States observer” aboard foreign
vessels. Id. § 1821(h)(4). Generally, observers on
foreign vessels are funded through “surcharges [to
owners] collected by the Secretary” and deposited in
an earmarked U.S. government fund, id., a fee
program roughly analogous to the North Pacific
Council monitoring program. In the event of
insufficient appropriations, however, Section 1821
establishes a “supplementary observer program” by
which “certified observers or their agents” are “paid by
the owners and operators of foreign fishing vessels for
observer services.” Id. § 1821(h)(6). This provision for
industry-funded observers in the foreign-fishing
section of the Act, does not show that Congress
implicitly intended to preclude the Service from
requiring any other industry-funded monitoring. See
Util. Air Regul. Grp., 573 U.S. at 323-24. Its
contingency plan for monitoring in the foreign-fishing
context has no unambiguous consequences for the
Service’s authority to implement industry-funded
monitoring in other contexts. By providing for
industry-funded observers as part of a contingency in
the foreign-fishing provisions of the Act, it appears
doubtful that Congress intended implicitly to preclude
the
Service
from requiring industry-funded
monitoring in all other circumstances. Further, the
Act’s penalty provisions offset negative inferences that
might be drawn from Section 1821. See 16 U.S.C.
§§ 1857(1)(L), 1858(g)(1)(D). Rather, these broad
provisions indicate that Congress anticipated the use
of privately retained contractors to comply with the
Act’s requirements. And the penalties in a broadly
applicable section of the Act appear to recognize the
possibility of industry-contracted and funded
App-12
observers beyond the foreign-vessel context. If
Congress had intended for penalties associated with
industry-funded monitoring to apply only in the
foreign fishing context, the court would expect that
Congress in the penalty provisions would have
specifically referenced foreign vessels or included a
cross-reference to the foreign fishing provision.
Finally, appellants claim that, given the
substantial costs of industry-funded monitoring to
herring fishing companies, “Congress would not have
delegated ‘a decision of such economic and political
significance to an agency in so cryptic a fashion’” as
reliance on “necessary and appropriate” authority.
Appellants’ Br. 41 (quoting Brown & Williamson
Tobacco Corp., 529 U.S. at 160). Indeed, an agency
may not rely on a “necessary and appropriate” clause
to claim implicitly delegated authority beyond its
regulatory lane or inconsistent with statutory
limitations or directives. See, e.g., Ala. Ass’n of
Realtors v. HHS, 141 S. Ct. 2485, 2487-88 (2021);
Michigan, 135 S. Ct. at 2707-08; NY. Stock Exch., 962
F.3d at 554-55. The Service does not do so here
because its interpretation falls within the boundaries
set by the Act. Section 1853(b)(8) expressly envisions
that monitoring programs will be created and, through
its silence, leaves room for agency discretion as to the
design of such programs. In addition, at-sea
monitoring relates to the Service’s interest in fishery
management and the Act contains no bar on industryfunded monitoring programs, instead permitting
plans
to
“prescribe
such
other
measures,
requirements, or conditions and restrictions” as are
“necessary and appropriate for the conservation and
management of the fishery,” id. § 1853(b)(14); see id.
App-13
§ 1853(a)(1)(A). The Service’s understanding of
Section 1853(b)(8) and the “necessary and
appropriate” clauses as encompassing industryfunded monitoring thus does not exceed statutory
limits.
Nonetheless, the text does not compel the
Service’s interpretation of the Act as granting
authority by omission to require industry-funded
monitoring. Courts “construe [a statute’s] silence as
exactly that: silence.” EEOC v. Abercrombie & Fitch
Stores, Inc., 135 S. Ct. 2028, 2033 (2015). Neither
Section 1853(b)(8) nor any other provision of the Act
explicitly allows the Service to pass on to industry the
costs of monitoring requirements included in fishery
management plans. Nor do the traditional tools of
statutory interpretation provide another basis on
which to conclude that the Act unambiguously
supports the Service’s interpretation. Congress has
thus provided no wholly unambiguous answer at
Chevron Step One as to whether the Service may
require industry-funded monitoring in the Omnibus
Amendment and Final Rule. Although an agency’s
interpretation need not be compelled by the text for it
to prevail at Step One, here, where there may be some
question as to Congress’s intent, particularly in view
of appellants’ cost objection, it behooves the court to
proceed to Step Two of the Chevron analysis.
Pursuant to Step Two, an agency’s interpretation
can prevail if it is a “reasonable resolution of an
ambiguity in a statute that the agency administers,”
Michigan, 135 S. Ct. at 2707, and “the agency has
offered a reasoned explanation for why it chose that
interpretation,” Cigar Ass’n of Am., 5 F.4th at 77
App-14
(internal quotation marks omitted). Under this
deferential standard, the Service’s interpretation of
the Act as authorizing additional industry-funded
monitoring programs is reasonable. Section
1853(b)(8), paired with the Act’s “necessary and
appropriate” clauses, demonstrates that the Act
considers monitoring “necessary and appropriate” to
further the Act’s conservation and management goals.
That conclusion provides a reasonable basis for the
Service to infer that the practical steps to implement
a monitoring program, including the choice of funding
mechanism and cost-shifting determinations, are
likewise
“necessary
and
appropriate”
to
implementation of the Act. See Final Rule, 85 Fed.
Reg. at 7,422-23.
In addition, the Final Rule provides a reasoned
explanation for the Service’s interpretation. The Rule
noted that Section 1853(b)(8) authorizes the Service to
require at-sea monitors “for the purpose of collecting
data necessary for the conservation and management
of the fishery. Id. at 7,422 (quoting 16 U.S.C.
§ 1853(b)(8)). It further explained that industryfunded monitoring to reach the new 50-percent
coverage target would best serve the Act’s
conservation and management goals. In particular,
increased monitoring would permit the Service “to
assess the amount and type of catch, to more
accurately monitor annual catch limits, and/or provide
other information for management.” Id. at 7,423. The
Rule also stated that industry-funded monitoring was
consistent with other provisions of the Act that impose
compliance costs on industry. Id. at 7,422. This
explanation reasonably tied the industry-funded
monitoring requirement to the Act’s purposes. The
App-15
Service’s interpretation of the Act is therefore owed
deference at Chevron Step Two.
Our dissenting colleague agrees that the Chevron
framework governs this case but disagrees about how
it applies, asserting that the court should reach
Chevron Step Two only if “the statute is ambiguous”
and “Congress either explicitly or implicitly delegated
authority to cure that ambiguity.” Dis. Op. at 5
(internal quotation marks omitted); see id. at 5 n.16.
The dissent suggests that “Congress’s silence on a
given issue . . . [generally] indicates a lack of
authority,” id. at 6, but Chevron instructs that judicial
deference is appropriate “if the statute is silent or
ambiguous with respect to the specific issue,” 467 U.S.
at 843 (emphasis added). The Supreme Court has
affirmed its Chevron analysis, see, e.g., City of
Arlington v. FCC, 569 U.S. 290, 296 (2013), and this
court has reacknowledged its binding force, see, e.g.,
Sierra Club v. EPA, 21 F.4th 815, 818-19 (D.C. Cir.
2021). The dissent’s reference to recent cases in which
the Supreme Court has not applied the framework, see
Dis. Op. at 5 & n.6, does not affect the obligation of
this court to “leav[e] to [the Supreme] Court the
prerogative of overruling its own decisions,” Agri
Processor Co. v. NLRB, 514 F.3d 1, 8 (D.C. Cir. 2008)
(second alteration in original) (quoting Rodriguez de
Quijas v. Shearson/Am. Express, Inc., 490 U.S.
477,484 (1989)).
Not every statutory silence functions as an
implicit delegation. See U.S. Telecom Ass’n v. FCC,
359 F.3d 554, 566 (D.C. Cir. 2004). But Section
1853(b)(8)’s silence on the issue of cost of at-sea
monitoring provides no basis for applying different
App-16
standards of review here. Dis. Op. at 8-9. Under
Chevron, such silence in the context of a
comprehensive statutory fishery management
program for the Service to implement, 16 U.S.C.
§§ 1801(a)(6), 1854, 1855(d), is a lawful delegation,
Chevron, 467 U.S. at 842-44. Furthermore, the
Supreme Court has instructed that a broad “necessary
and appropriate” provision, as appears in the Act,
“leaves agencies with flexibility” to act in furtherance
of statutory goals, Michigan, 135 S. Ct. at 2707, and
here the Service pointed to the Act’s conservation and
management goals. Speculation that the Service’s
interpretation of its authority may lead to exorbitant
regulatory costs to industry, see Dis. Op. at 11,
overlooks Chevron Step Two’s reasonableness
limitation. Nor, in these circumstances, is Congress’s
provision for industry-funded monitoring in three
unique situations properly understood to eliminate
the Service’s authority to create industry-funded
monitoring programs in any other situation, see id. at
12-14. Under the well-established Chevron Step Two
framework, the Service’s interpretation of the Act to
allow industry-funded monitoring was reasonable.
B.
Appellants’ alternative challenge emphasizes that
this court reviews the grant of summary judgment de
novo and the Omnibus Amendment and Final Rule
were enacted and adopted pursuant to the
Administrative Procedure Act (“APA”). Under the
APA’s deferential standard, the court upholds agency
action unless it is “arbitrary, capricious, an abuse of
discretion, or otherwise not in accordance with law.” 5
U.S.C. § 706(2)(A); see Cigar Ass’n of Am, 5 F.4th at
App-17
74. “An agency is owed no deference,” however, “if it
has no delegated authority from Congress to act.” NY.
Stock Exch., 962 F.3d at 553. The court “determines
whether the resulting regulation exceeds the agency’s
statutory authority” before it determines whether the
regulation “is arbitrary or capricious,” id. at 546
(citing Sullivan v. Zebley, 493 U.S. 521, 528 (1990)), as
is addressed in subsection A.
Appellants urge that the Omnibus Amendment
and Final Rule are arbitrary and capricious, even if
statutorily authorized, “because they do not
adequately account for the economic cost” of industryfunded monitoring for participants in the Atlantic
herring fishery. Appellants’ Br. 55. To survive
arbitrary and capricious review, an agency “may not
‘entirely fai[l] to consider an important aspect of the
problem’ when deciding whether regulation is
appropriate.” Michigan, 135 S. Ct. at 2707 (alteration
in original) (quoting Motor Vehicle Mfrs. Ass’n of U.S.,
Inc. v. State Farm Mut. Auto. Ins. Co., 463 U.S. 29, 43
(1983)). Cost is such a factor in view of the Act’s
directive that fishery management plans minimize
adverse effects and costs to the fishing community
wherever possible. See 16 U.S.C. § 1851(a)(7), (8).
The record shows the Service took note of evidence
that the Atlantic herring industry-funded monitoring
program costs impacted vessels $710 per day and
could reduce annual returns by approximately 20
percent. Final Rule, 85 Fed. Reg. at 7,418. It evaluated
the economic impacts of the program in detail, see id.
at 7,417-22, 7,428-29, responded to comments raising
cost-related concerns, see id. at 7,424-26, and
described its efforts to minimize economic impacts on
App-18
herring fishery participants, see id. at 7,429-30. For
example, vessel owners may request waivers of
industry-funded monitoring coverage on trips
intending to land less than 50 metric tons of herring,
and midwater trawl vessels may comply with the
requirement through electronic monitoring instead of
retaining a private monitor. Id. at 7,430. Further, in
the Rule, the Service explained its choice of a 50percent coverage target as “balanc[ing] the benefit of
additional monitoring with the costs associated with
additional monitoring,” id. at 7,425, and adopted
exemptions designed to address adverse effects on
smaller vessels, see id. at 7,419-20, 7,425, 7,430. So,
the Service’s decision to proceed with an industryfunded monitoring requirement after extensive
deliberations on the question of cost was not arbitrary
or capricious.
C.
Finally, appellants contend that promulgation of
the Omnibus Amendment and the Final Rule was
procedurally improper. Specifically, appellants
challenge the Service’s failure to comply with the Act’s
timeline for review of the Amendment, see 16 U.S.C.
§§ 1853, 1854, and its use of overlapping comment
periods for the Amendment and the Rule. Neither
contention is persuasive.
That the Service did not follow the Act’s timeline
provides no basis for relief here. The Service published
the notice of availability for the Omnibus Amendment
three days after the statutory deadline, see 16 U.S.C.
§ 1854(a)(1)(A)-(B), (5), and adopted the Final Rule
more than a year after its comment period ended, see
Final Rule, 85 Fed. Reg. at 7,414, contrary to the
App-19
requirement that implementing regulations be
promulgated within thirty days of the close of their
comment period, see 16 U.S.C. § 1854(b)(3).
Procedural errors that are “technical” in nature and
“therefore harmless” are “not grounds for vacating or
remanding.” Int’l Bhd. of Teamsters v. U.S. Dep’t of
Transp., 724 F.3d 206, 217 (D.C. Cir. 2013); see
Nevada v. Dep’t of Energy, 457 F .3d 78, 90 (D.C. Cir.
2006). Appellants do not identify any harm or
prejudice resulting from the alleged delay. In addition,
“if a statute does not specify a consequence for
noncompliance with statutory timing provisions, the
federal courts will not in the ordinary course impose
their own coercive sanction.” Barnhart v. Peabody
Coal Co., 537 U.S. 149, 159 (2003) (internal quotation
marks omitted); see Transp. Div. of Int’l Ass’n of Sheet
Metal, Air, Rail & Transp. Workers v. Fed. R.R.
Admin., 10 F.4th 869, 873-74 (D.C. Cir. 2021). The Act
does not penalize missed deadlines, and appellants do
not point to any basis for this court sua sponte to
vacate the Final Rule.
Appellants’ suggestion that the Service
“prejudged the legality” of the Omnibus Amendment
through its use of overlapping comment periods with
the Final Rule fares no better. The Act requires that
notice and comment on a plan amendment and its
accompanying regulations occur in tandem. See 16
U.S.C. §§ 1853(c)(1), 1854(a)(1), (5), 1854(b)(1)(A).
Even if the statutory text did not control, the Service
may initiate implementing regulations of its own
accord, subject to APA notice-and-comment
requirements that it “publish [a] notice of proposed
rulemaking in the Federal Register and . . . accept and
consider public comments on its proposal.” Mendoza v.
App-20
Perez, 754 F.3d 1002, 1020 (D.C. Cir. 2014) (citing 5
U.S.C. § 553). Here, the Service set comment periods
of sixty and forty-five days, respectively, for the
Omnibus Amendment and the Final Rule and stated
that it would consider comments received on either
document in its decision to approve the Amendment.
NPRM, 83 Fed. Reg. at 55,667. The Act does not
require publication of approval of plan amendments.
See 16 U.S.C. § 1854(a)(3). So, the Service could
address public comments on the Omnibus
Amendment upon promulgation of the Final Rule, see
85 Fed. Reg. at 7,422-27. In view of Congress’s
expectation that the Service would consider comments
on plan amendments and implementing regulations at
the same time, see 16 U.S.C. §§ 1853(c)(1), 1854(a)(1),
(5), 1854(b)(1)(A), appellants fail to show a lack of fair
notice and a meaningful opportunity to comment as
the AP A requires. See, e.g., Conn. Light & Power Co.
v. Nuclear Regul. Comm’n, 673 F.2d 525, 528 (D.C.
Cir. 1982).
Accordingly, the court affirms the district court’s
grant of summary judgment to the Service and denial
of summary judgment to appellants.
App-21
WALKER, Circuit Judge, dissenting:
Did Congress authorize the National Marine
Fisheries Service to make herring fishermen in the
Atlantic pay the wages of federal monitors who inspect
them at sea?
Congress unambiguously did not.
I.
A fishery is both a group of fish and the fishing for
that group. 1 The Magnuson-Stevens Act governs all
fisheries in federal waters. 2 Its goal is to keep the
fisheries healthy so that Americans can enjoy the
economic, recreational, and nutritional benefits of a
marine ecosystem. 3
In pursuit of that goal, the Act allows the National
Marine Fisheries Service to approve fishery
management plans, which set rules for the fisheries
they govern. 4 Those plans are developed by regional
councils and include provisions specifying things like
the number of fish that will be harvested in the
fishery, the type of fishing gear to be used, and the
1 16 U.S.C. § 1802(13).
2 Id. § 1801 et seq.
3 Id. § 1801(b).
Id. §§ 1853, 1854(a). The Fisheries Service’s authority is
delegated from the Secretary of Commerce. Although the
Appellees also include the Secretary of Commerce, the
Department of Commerce, and officials in the National Oceanic
and Atmospheric Administration, I refer to the appellees as the
“Fisheries Service” because they are the most direct regulators in
this matter.
4
App-22
reporting methods required. 5 When a plan needs
updating, the relevant council submits a proposed
amendment to the Fisheries Service for review. 6 The
council may also propose corresponding implementing
regulations. 7 Then the Fisheries Service must publish
those proposals, take comments, and approve or
disapprove of the proposals. 8 If it approves, it will
promulgate them as final regulations. 9
That’s what happened here. The New England
Council amended the Atlantic herring fishery
management plan to require that fishermen allow atsea monitors on many of their fishing trips, and the
Fisheries Service approved its amendment. 10 The atsea monitors are third-party inspectors who go aboard
fishing vessels to keep an eye on operations. They
track things like how many of which fish are being
caught with what gear. No one disputes that the
Magnuson-Stevens Act allows the Fisheries Service to
impose this monitoring requirement.
But providing a monitor for a days-long fishing
voyage can get expensive, and the Fisheries Service
has had trouble affording its preferred monitoring
5 Id. § 1853(a)(4)-(5), (a)(11), (b)(4). The regional councils were
established by the Magnuson-Stevens Act and are made up of
representatives from various interested sectors (commercial,
recreational, governmental, and academic). Id. § 1852.
6 Id. § 1852(h)(1).
7 Id. § 1853(c).
8 Id. § 1854(a).
9 Id. § 1854(b)(3).
10 Magnuson-Stevens Fishery Conservation and Management
Act Provisions; Fisheries of the Northeastern United States;
Industry Funded Monitoring, 85 Fed. Reg. 7417 (Feb. 7, 2020).
App-23
programs with just its congressionally appropriated
funds. 11 Add to that a further problem for the
Fisheries Service: Congress generally prohibits an
agency from collecting fees and keeping the money
from those fees for the agency’s own purposes. 12
Instead, absent express statutory authority to keep
and spend that money, agencies can only spend as
much money as Congress appropriates. 13
Here, the Fisheries Service attempted a
workaround. It decided to make fishing companies,
like Loper Bright Enterprises, hire and pay for their
own at-sea monitors. The Fisheries Service estimates
that for the Atlantic Herring fishery, those monitors
Fisheries of the Northeastern United States; Atlantic
Herring Fishery; Amendment 5, 79 Fed. Reg. 8,786, 8,792-93
(Feb. 13, 2014) (The Fisheries Service has been working since at
least 2013 to find a legal way to use industry funding to increase
observer coverage as “[b]udget uncertainties prevent [the
Fisheries Service] from being able to commit to paying for
increased observer coverage in the herring fishery.”); see also
Fisheries of the Northeastern United States; Atlantic Mackerel,
Squid, and Butterfish Fisheries; Amendment 14, 79 Fed. Reg.
10,029, 10,038 (Feb. 24, 2014) (Without industry funding,
“increased observer coverage levels would amount to an
unfunded mandate, meaning regulations would obligate [the
Fisheries Service] to implement something it cannot pay for.”).
11
31 U.S.C. § 3302(b) (With one unrelated exception, “an
official or agent of the Government receiving money for the
Government from any source shall deposit the money in the
Treasury as soon as practicable without deduction for any charge
or claim.”).
12
13 Id. § 1341(a)(1) (“An officer or employee of the United States
Government or of the District of Columbia government may not—
(A) make or authorize an expenditure or obligation exceeding an
amount available in an appropriation or fund for the expenditure
or obligation”).
App-24
will cost more than $700 per day and could reduce
financial returns to the fishermen by twenty percent.
The fishermen challenged the amendment and
the implementing regulations in district court and
now appeal the court’s decision granting summary
judgment for the Fisheries Service. 14
I would reverse the judgment of the district court
because the Magnuson-Stevens Act unambiguously
does not authorize the Fisheries Service to force the
fishermen to pay the wages of federally mandated
monitors.
II.
Agencies are creatures of Congress, so they have
no authority apart from what Congress bestows. 15
The Fisheries Service points to the MagnusonStevens Act as its source of authority for requiring
fishermen to pay for at-sea monitors. We review the
Fisheries Service’s interpretation of that statute
14 Loper Bright Enterprises, LLC v. Raimondo, 544 F. Supp. 3d
82, 127 (D.D.C. 2021).
Louisiana Public Service Commission v. FCC, 476 U.S.
355,374 (1986) (“an agency literally has no power to
act . . . unless and until Congress confers power upon it”); Motion
Picture Association of America, Inc. v. FCC, 309 F.3d 796, 801
(D.C. Cir. 2002) (“An agency may not promulgate even reasonable
regulations that claim a force of law without delegated authority
from Congress.”); Railway Labor Executives’ Association v.
National Mediation Board, 29 F.3d 655, 670 (D.C. Cir.),
amended, 38 F.3d 1224 (D.C. Cir. 1994) (“Agencies owe their
capacity to act to the delegation of authority, either express or
implied, from the legislature.”); Bowen v. Georgetown University
Hospital, 488 U.S. 204, 208 (1988) (“It is axiomatic that an
administrative agency’s power to promulgate legislative
regulations is limited to the authority delegated by Congress.”).
15
App-25
under the two-step Chevron framework. 16 First, we
ask “whether Congress has directly spoken to the
precise question at issue” or “left a gap for the agency
to fill.” 17 At that stage, in searching for direction from
Congress, we empty our interpretive toolkit. 18 And if
it’s clear that the text does not authorize the agency’s
action, the analysis ends, and the agency loses. 19 Only
if the statute is ambiguous, and only if “Congress
either explicitly or implicitly delegated authority to
cure that ambiguity,” do we proceed to Chevron’s
second step and defer to the agency’s reasonable
interpretation of the ambiguity. 20
16 Chevron U.S.A., Inc. v. NRDC, Inc., 467 U.S. 837, 842-44
(1984). But see Becerra v. Empire Health Foundation, 142 S. Ct.
2354 (2022) (not mentioning Chevron); National Federation of
Independent Business v. OSHA, 142 S. Ct. 661 (2022) (same);
BNSF Railway Co. v. Loos, 139 S. Ct. 893 (2019) (same); Pereira
v. Sessions, 138 S. Ct. 2105, 2121 (2018) (Kennedy, J., concurring)
(“Given the concerns raised by some Members of this Court, it
seems necessary and appropriate to reconsider, in an appropriate
case, the premises that underlie Chevron and how courts have
implemented that decision.” (citations omitted)).
17 Chevron, 467 U.S. at 842-43.
18 Arizona Public Service Co. v. EPA, 211 F.3d 1280, 1287 (D.C.
Cir. 2000).
19 Chevron, 467 U.S. at 842-43; see also Virginia Uranium, Inc.
v. Warren, 139 S. Ct. 1894, 1900 (2019) (plurality opinion) (“in
any field of statutory interpretation, it is our duty to respect not
only what Congress wrote but, as importantly, what it didn’t
write”).
20 Hearth, Patio & Barbecue Association v. United States
Department of Energy, 706 F.3d 499, 504 (D.C. Cir. 2013) (“The
ambiguity must be such as to make it appear that Congress
either explicitly or implicitly delegated authority to cure that
ambiguity. Mere ambiguity in a statute is not evidence of
congressional delegation of authority.” (quoting American Bar
App-26
Congress’s silence on a given issue does not
automatically create such ambiguity or give an agency
carte blanche to speak in Congress’s place. 21 In fact,
all else equal, silence indicates a lack of authority. 22
That means that when agency action is
challenged, it is not the challenger’s job to show that
Congress has specifically prohibited the challenged
action. 23 Holding challengers to that burden would be
“entirely untenable.” 24 Instead, an agency must
Association v. Federal Trade Commission, 430 F.3d 457, 469
(D.C. Cir. 2005))).
21 United States Telecom Association v. FCC, 359 F.3d 554, 566
(D.C. Cir. 2004) (“the failure of Congress to use ‘Thou Shalt Not’
language doesn’t create a statutory ambiguity of the sort that
triggers Chevron deference”); American Petroleum Institute v.
EPA, 52 F.3d 1113, 1120 (D.C. Cir. 1995) (“we will not presume a
delegation of power based solely on the fact that there is not an
express withholding of such power”).
22 United States Telecom Association, 359 F.3d at 566 (“The
statutory ‘silence’ simply leaves that lack of authority
untouched.”).
23 Bais Yaakov of Spring Valley v. FCC, 852 F.3d 1078, 1082
(D.C. Cir. 2017) (“The [agency] and the dissent seem to suggest
that the agency may take an action . . . so long as Congress has
not prohibited the agency action in question. That theory has it
backwards as a matter of basic separation of powers and
administrative law. The [agency] may only take action that
Congress has authorized.”); Railway Labor Executives’
Association, 29 F.3d at 671 (“Were courts to presume a delegation
of power absent an express withholding of such power, agencies
would enjoy virtually limitless hegemony, a result plainly out of
keeping with Chevron and quite likely with the Constitution as
well.”).
24 Motion Picture Association, 309 F.3d at 805-06; see also Gulf
Fishermens Association v. National Marine Fisheries Service, 968
App-27
positively demonstrate where Congress explicitly or
implicitly empowered it to act.
III.
Both sides agree that nowhere in the MagnusonStevens Act does Congress explicitly empower the
Fisheries Service to require the Atlantic herring
fishermen to fund an at-sea monitoring program. So to
prevail, the Fisheries Service must point to some
implicit delegation of that authority.
It has failed to do so. The Act unambiguously does
not authorize the Fisheries Service to require these
fishermen to pay the wages of at-sea monitors. 25
A.
The Fisheries Service first relies on 16 U.S.C.
§ 1853(b)(8), which provides that fishery management
plans may:
F.3d 454, 456 (5th Cir. 2020), as revised (Aug. 4, 2020) (“Congress
does not delegate authority merely by not withholding it”).
But see Relentless Inc. v. United States Department of
Commerce, 561 F. Supp. 3d 226, 238 (D.R.I. 2021) (Another group
of herring fishermen challenged the same industry-funding
provision, and citing our district court, the District of Rhode
Island found that the Fisheries Service “reasonably interpreted”
the Magnuson-Stevens Act “to authorize” industry-funded
monitors in the Atlantic herring fishery.); Goethel v. Pritzker,
No. 15-CV-497-JL, 2016 WL 4076831, at *6 (D.N.H. July 29,
2016), aff’d sub nom. Goethe! v. United States Department of
Commerce., 854 F.3d 106, 108 (1st Cir. 2017) (The district court
found that the Magnuson-Stevens Act authorized a similar
industry-funding scheme in a different fishery, but the First
Circuit affirmed on timeliness grounds, expressly declining to
decide whether industry funding violated the Act.).
25
App-28
require that one or more observers be
carried on board a vessel of the United
States engaged in fishing for species that are
subject to the plan, for the purpose of
collecting data necessary for the conservation
and management of the fishery. 26
That provision allows the agency to require that
fishermen give at-sea monitors a place on their
vessels—the fishermen must let the monitor “be
carried.”
The Fisheries Service argues that such authority
implicitly includes the authority to make the
fishermen pay the monitors’ wages because the wages
are simply an incidental cost of complying with the
duty to allow monitors onboard. In the agency’s eyes,
it’s no different than, say, the cost of buying
statutorily-required fishing gear.
But that analogy doesn’t hold up.
First, the Act’s language meaningfully differs in
its treatment of gear and observers. Section 1853(b)(4)
allows plans to “require the use” of certain fishing
gear. If the Act similarly allowed plans to require the
use of an at-sea monitor, perhaps the Fisheries Service
could argue that the cost of procuring the monitor was
incidental to that command. But § 1853(b)(8) doesn’t
allow plans to require that fishermen use observers. It
only allows them to require that fishermen let
observers “be carried on board.”
A cost incidental to carrying an observer might
include the additional fuel costs of a marginally
26 16 U.S.C. § 1583(b)(8) (emphasis added).
App-29
heavier boat or the opportunity cost of giving to the
monitor a bunk that would otherwise be occupied by a
working fisherman. Those are costs that necessarily
follow when a fisherman lets a monitor on his boat. By
contrast, there is no inherent, or even intuitive,
connection between paying a monitor’s wage and
providing him passage.
Second, inspection requirements and gear
requirements are different classes of impositions on
regulated parties, and they carry different
expectations. 27 Regulatory mandates, such as gear
requirements, often carry compliance costs. But the
Fisheries Service has identified no other context in
which an agency, without express direction from
Congress, requires an industry to fund its inspection
regime.
Even if the Fisheries Service had found a few
outliers, it is not usual to require a regulated party to
pay the wages of its monitor when the statute is silent.
Nor is it expected. In short, it is not the type of thing
that goes without saying. And here, Congress didn’t
say it. 28
B.
The Fisheries Service next asks us to find its
authority in § 1853’s “necessary and appropriate”
27 Those expectations, of course, inform our interpretation of
how “ordinary people understand the rules that govern them.”
NizChavez v. Garland, 141 S. Ct. 1474, 1485 (2021).
28 See Mozilla Corp. v. FCC, 940 F.3d 1, 83 (D.C. Cir. 2019) (“No
matter how desirous of protecting their policy judgments, agency
officials cannot invest themselves with power that Congress has
not conferred.” (citations omitted)).
App-30
clauses. 29 The first such clause, § 1853(a)(1)(A), says
that fishery management plans:
shall contain the conservation and
management measures, applicable to
foreign fishing and fishing by vessels of the
United States, which are necessary and
appropriate for the conservation and
management of the fishery, to prevent
overfishing and rebuild overfished stocks,
and to protect, restore, and promote the longterm health and stability of the fishery. 30
And the second such clause, § 1853(b)(14), similarly
says that fishery management plans:
may prescribe such other measures,
requirements, or conditions and restrictions
as are determined to be necessary and
appropriate for the conservation and
management of the fishery. 31
The Fisheries Service argues that because the
monitors’ data collection is important and because the
Fisheries Service can’t afford it, it is necessary and
appropriate to make the fishermen fund it.
For three reasons, I disagree.
First, context tells us that the Fisheries Service’s
capacious reading is wrong. Section 1853(a) says that
fishery management plans must, for example,
describe the fishery, specify a reporting methodology,
29 16 U.S.C. § 1853(a)(1)(A), (b)(14).
30 Id. § 1853(a)(1)(A) (emphases added).
31 Id. § 1853(b)(14) (emphases added).
App-31
and identify essential fish habitats. 32 And § 1853(b)
says that fishery management plans may, for
example, designate protected coral zones, limit the
type and amount of fish to be caught, and assess the
effect of plan measures on certain fish stocks. 33 Those
and the other measures surrounding the “necessary
and appropriate” provisions “inform[] the grant of
authority by illustrating the kinds of measures that
could be necessary” or appropriate. 34 And none of the
measures in those sections look anything like the
funding scheme that the Fisheries Service
contemplates here.
Second, the logic of the Fisheries Service’s
argument could lead to strange results. 35 Could the
agency require the fishermen to drive regulators to
their government offices if gas gets too expensive?
32 Id. § 1853(a)(2), (a)(11), (a)(7).
33 Id. § 1853(b)(2)(B), (b)(3)(A), (b)(9).
34 Alabama Association of Realtors v. Department of Health &
Human Services, 141 S. Ct. 2485, 2488 (2021); see also
Washington State Department of Social & Health Services v.
Guardianship Estate of Keffeler, 537 U.S. 371, 384 (2003) (“under
the established interpretative canons of noscitur a sociis and
ejusdem generis, where general words follow specific words in a
statutory enumeration, the general words are construed to
embrace only objects similar in nature to those objects
enumerated by the preceding specific words” (cleaned up)); see
also NASDAQ Stock Market, LLC v. SEC, 961 F.3d 421, 428 (D.C.
Cir. 2020) (applying the canon to reject an agency interpretation
within the Chevron framework).
35 Merck & Co., Inc., v. United States Department of Health &
Human Services, 962 F.3d 531, 541 (D.C. Cir. 2020) (“the breadth
of the Secretary’s asserted authority is measured not only by the
specific application at issue, but also by the implications of the
authority claimed”).
App-32
Having the agency officials at work may be
“appropriate” for “management of the fishery.” Yet I
doubt that Congress meant to allow for free fisherman
chauffeurs.
Or what if Congress were to entirely defund the
compliance components of the Fisheries Service—
could the agency continue to operate by requiring the
industry to fund a legion of independent contractors to
replace the federal employees? That generous
interpretation of “necessary and appropriate” could
undermine Congress’s power of the purse. 36 So
although the words “necessary and appropriate” may
be broad, they cannot be as limitless as the Fisheries
Service suggests. 37
Third, if Congress had wanted to allow industry
funding of at-sea monitors in the Atlantic herring
fishery, it could have said so. But it instead chose to
36 See, e.g., John Holland & Laura Allen, An Analysis of Factors
Responsible for the Decline of the U.S. Horse Industry: Why Horse
Slaughter Is Not the Solution, 5 Kentucky Journal of Equine,
Agriculture, and Natural Resources Law 225, 225-27 (2013)
(Congress used its funding power in its effort to end commercial
horse slaughter by defunding the requisite ante-mortem
inspections.).
37 See Alabama Association of Realtors, 141 S. Ct. at 2489 (“It
is hard to see what measures this interpretation would place
outside the CDC’s reach, and the Government has identified no
limit . . . beyond the requirement that the CDC deem a measure
necessary.” (cleaned up)); Mozilla Corp., 940 F.3d at 75 (“even the
allowance of wide latitude in the exercise of delegated powers is
not the equivalent of untrammeled freedom to regulate activities
over which the statute fails to confer, or explicitly denies,
Commission authority” (cleaned up)).
App-33
expressly provide for it in only certain other contexts. 38
The existence of specific provisions for industry
funding elsewhere—for only certain North Pacific
fisheries, foreign fishing, and limited access privilege
programs—suggests that the Fisheries Service can’t
turn to a catchall “necessary and appropriate”
prerogative to implicitly authorize industry funding in
the Atlantic herring fishery. 39
Take for example the provision governing the
North Pacific fisheries. The statute says that the
relevant council may, in certain North Pacific
fisheries, “require[] that observers be stationed on
fishing vessels” and “establish[] a system . . . of
fees . . . to pay for the cost of implementing the plan.” 40
That provision and the “necessary and
appropriate” provisions were enacted at the same
16 U.S.C. § 1862(a) (North Pacific fishery), § 1821(h)(4)
(foreign fishing), § 1853a(e)(2) (limited access privilege
programs). A limited access privilege program is one in which an
entity is permitted to catch a specified portion of the total
allowable catch for all the fishermen per fishing season. Although
the fee provision for limited access privilege programs does not
itself mention observers, it nevertheless covers them. Section
1853a(c)(1)(H) instructs that a limited access privilege program
shall “include an effective system for enforcement, monitoring,
and management of the program, including the use of observers,”
and subsection (e) instructs that “fees paid by limited access
privilege holders … will cover the costs of management, data
collection and analysis, and enforcement activities.”
38
39 Sebelius v. Cloer, 569 U.S. 369, 378 (2013) (“We have long
held that where Congress includes particular language in one
section of a statute but omits it in another section of the same
Act, it is generally presumed that Congress acts intentionally and
purposely in the disparate inclusion or exclusion.” (cleaned up)).
40 16 U.S.C. § 1862(a).
App-34
time. 41 It is hard to believe that, when Congress
decided to explicitly allow industry-funding for
observers in one way (fees) in one place (the North
Pacific), it also decided to silently allow all fisheries to
fund observers in any other way they choose. 42 The
plainer reading of the text is that Congress’s
authorization for industry funding was limited to
what it expressly authorized. 43
In its briefing, the Fisheries Service tried to
explain away the existence of this specific industryfunding provision by arguing that Congress merely
wanted to “mandate” a certain solution in the North
Pacific. 44 But that’s not what Congress did. The
41 Fishery Conservation Amendments of 1990, Pub. L. No. 101-
627, § 109(b)(2), 104 Stat. 4436, 4448 (codified at 16 U.S.C.
§ 1853(b)(8)); id. § 118(a), 104 Stat. 4457 (codified at 16 U.S.C.
§ 1862).
Gross v. FBL Financial Services, Inc, 557 U.S. 167, 175
(2009) (“negative implications raised by disparate provisions are
strongest where the provisions were considered simultaneously”
( cleaned up)).
42
See NASDAQ Stock Market LLC v. SEC, No. 21-1167, 2022
WL 2431638, at *6 (D.C. Cir July 5, 2022) (Although our Circuit
has, at times, been skeptical of the expressio unius canon, when
“a grant of authority . . . reasonably impl[ies] the preclusion of
alternatives, the canon is a useful aide.” (cleaned up)).
43
Government Brief 44 (“In this situation, ‘the contrast
between Congress’s mandate in one context with its silence in
another suggests not a prohibition but simply a decision not to
mandate any solution in the second context, i.e., to leave the
question to agency discretion.”’ (quoting Cheney Railroad Co. v
Interstate Commerce Commission, 902 F.2d 66, 69 (D.C. Cir.
1990))).
44
App-35
language of the fee provision in the North Pacific is
discretionary, not mandatory. 45
The Fisheries Service also tries to draw a
distinction between (1) making fishermen pay for
monitors through a “fee” program like the program
used in the North Pacific—where the money goes to
the government, and the government then uses that
money to pay the monitors’ wages—and (2) making
the fishermen pay the monitors directly, as here,
without the government as a middleman. 46
But if the Fisheries Service is correct that the two
schemes aren’t analogous, that shows the novelty of
the Fisheries Service’s scheme for the Atlantic herring
fishery- a novelty that cuts even more against the
Fisheries Service’s reliance on an authority either
implied or provided by the catch-all “necessary and
appropriate” clauses. And on the other hand, if the two
schemes are analogous, that suggests that Congress
made a deliberate choice when it expressly approved
fishermen-funded monitoring only for the North
16 U.S.C. § 1862(a)(2) (“The North Pacific council
may. . . require[] that observers be stationed on fishing vessels”
and “establish[] a system . . . of fees . . . to pay for the cost of
implementing the plan.” (emphasis added)).
45
46 The Fisheries Service is not eager to highlight that the North
Pacific and limited-access schemes are not at all analogous to the
scheme at issue here in at least one respect: their cost. In the
North Pacific, if fees are set as a fixed percentage, they may not
exceed two percent of the value of what the ship brings in on a
trip. 16 U.S.C. § 1862(b)(2)(E). And in the context of limited
access privilege programs, the cap is three percent. Id.
§ 1854(d)(2)(B). But here, the required payments to at-sea
monitors could reduce the fishermen’s financial returns by
twenty percent.
App-36
Pacific, foreign fishing, and limited access privilege
programs - and not here. 47
To the extent there is a meaningful difference between
paying fees to the government and paying observers directly, the
Magnuson-Stevens Act already, explicitly, contemplates both.
The Act creates more traditional fee programs in the North
Pacific, limited access privilege programs, and foreign fishing
generally. But when the Fisheries Service has “insufficient
appropriations” to provide full observer coverage for foreign
fishing, the Act calls for the implementation of a supplementary
observer program under which “certified observers” are “paid by
the owners and operators of foreign fishing vessels for observer
services.” 16 U.S.C. § 1821(h)(6)(C). So we know that Congress is
(1) aware of the possibility that appropriations are sometimes
insufficient to cover observer programs and (2) capable of
creating industry-funding schemes to resolve that dilemma. And
the Fisheries Service itself acknowledges both of those points in
a document currently posted on its website regarding limited
access privilege programs. United States Department of
Commerce, National Oceanic and Atmospheric Administration &
National Marine Fisheries Service, The Design and Use of
Limited Access Privilege Programs 3 (Lee G. Anderson & Mark
C. Holliday eds., 2007), https://www.fisheries.noaa.gov/
resource/document/design-and-uselimited-access-privilege-programs
(last updated June 13, 2019) (“In times of constant or shrinking
federal budgets, obtaining the funds to pay for new management
plans is a real concern. Congress implicitly took this into
consideration by mandating a cost recovery program for LAP
programs . . . . Funds to cover the additional costs of the
LAP program will have to come from the current
appropriations. This means that there will have to be cuts
elsewhere . . . . The [councils’] decisions should ensure that the
costs of implementation and operation do not exceed the
appropriated and cost-recovered funds available. Regardless of
whether it is a LAP program, the alternative is the potential
disapproval of a [ fishery management plan] ( or part of it) where
funds are insufficient to carry out a management choice.”
(emphasis added)).
47
App-37
*
*
*
Fishing is a hard way to earn a living. 48 And
Congress can make profitable fishing even harder by
forcing fishermen to spend a fifth of their revenue on
the wages of federal monitors embedded by regulation
onto their ships.
But until Congress does that, the Fisheries
Service cannot.
I respectfully dissent.
48 Cf Ernest Hemingway, The Old Man and the Sea (1952);
Herman Melville, Moby Dick (1851); The Perfect Storm (Warner
Bros. Pictures 2000); Billy Joel, The Downeaster “Alexa” (1990);
The Deadliest Catch (Discovery Channel 2005-present); Letter
from Vincent Van Gogh to Theo Van Gogh (on or about May 16,
1882),
https://vangoghletters.org/vg/letters/let228/letter.html
(“The fishermen know that the sea is dangerous and the storm
fearsome, but could never see that the dangers were a reason to
continue strolling on the beach.” (emphasis omitted)).
App-38
Appendix B
UNITED STATES DISTRICT COURT FOR THE
DISTRICT OF COLUMBIA
________________
No. 20-466
________________
LOPER BRIGHT ENTERPRISES, INC., et al.,
Plaintiffs,
v.
GINA RAIMONDO, in her official capacity as
Secretary of Commerce, et al.,
Defendants.
________________
Filed: June 15, 2021
________________
MEMORANDUM OPINION
________________
Plaintiffs, “a collection of commercial fishing firms
headquartered in southern New Jersey that
participate regularly in the Atlantic herring fishery,”
challenge the U.S. Department of Commerce
Secretary’s final rule promulgating the New England
Industry-Funded Monitoring Omnibus Amendment
(“Omnibus Amendment”) and its implementing
regulations, which establish a process for
administering future industry-funded monitoring in
Fishery Management Plans governing certain New
England fisheries and implement a required industryfunded monitoring program in the Atlantic herring
fishery. Pls.’ Mem. P. & A. Supp. Mot. Summ. J. (“Pls.’
App-39
Mot.”), ECF No. 18-1 at 22-23. 1 Plaintiffs allege that
the Omnibus Amendment suffers from procedural
flaws and violates the directives of the MagnusonStevens Fishery Conservation and Management Act
(“MSA”), 16 U.S.C. § 1801 et seq.; the National
Environmental Policy Act (“NEPA”), 42 U.S.C. § 4321
et seq.; the Regulatory Flexibility Act, 5 U.S.C. § 601
et seq.; and the Administrative Procedure Act, 5 U.S.C.
§ 701 et seq. See Compl., ECF No. 1. Plaintiffs further
contend that the industry-funded monitoring
requirement constitutes an unconstitutional tax and
violates the Anti-Deficiency Act, 31 U.S.C. § 1341; the
Independent Offices Appropriations Act, 31 U.S.C.
§ 9701; and the Miscellaneous Receipts Act, 31 U.S.C.
§ 3302. See Pls.’ Mot., ECF No. 18-1 at 38-40.
Defendants—Gina Raimondo, 2 Secretary of the U.S.
Department of Commerce; the U.S. Department of
Commerce; Benjamin Friedman, 3 Deputy Under
Secretary for Operations, performing the duties of
Under Secretary of Commerce for Oceans and
Atmosphere and National Oceanic and Atmospheric
Administration (“NOAA”) Administrator; the NOAA;
Chris Oliver, Assistant Administrator for NOAA
1 When citing electronic filings throughout this Opinion, the
Court cites to the ECF page number, not the page number of the
filed document.
2 Pursuant to Federal Rule of Civil Procedure 25(d), the Court
substitutes as defendant the United States Secretary of
Commerce, Gina Raimondo, for the former United States
Secretary of Commerce, Wilbur L. Ross.
3 Pursuant to Federal Rule of Civil Procedure 25(d), the Court
substitutes as defendant the current Official Performing the
Duties of NOAA Administrator, Benjamin Friedman, for the
former Acting NOAA Administrator, Neil Jacobs.
App-40
Fisheries; and the National Marine Fisheries Service
(“NMFS”)—dispute Plaintiffs’ claims.
Pending before the Court are Plaintiffs’ Motion for
Summary Judgment, ECF No. 18; Defendants’ CrossMotion for Summary Judgment, ECF No. 20; and
Defendants’ Motion to Exclude Plaintiffs’ ExtraRecord Declaration, ECF No. 24. Upon consideration
of the parties’ submissions, the applicable law, and the
entire record herein, the Court DENIES Plaintiffs’
Motion
for
Summary
Judgment,
GRANTS
Defendants’ Cross-Motion for Summary Judgment,
and GRANTS Defendants’ Motion to Exclude.
I.
Background
A. Statutory and Regulatory Background
1.
The
Magnuson-Stevens
Fishery
Conservation and Management Act
of 1976
The MSA “balances the twin goals of conserving
our nation’s aquatic resources and allowing U.S.
fisheries to thrive.” Oceana, Inc. v. Pritzker, 26 F.
Supp. 3d 33, 36 (D.D.C. 2014). Congress enacted the
MSA to, among other things, “conserve and manage
the fishery resources found off the coasts of the United
States,” and “promote domestic commercial and
recreational fishing under sound conservation and
management principles.” 16 U.S.C. § 1801(b)(1), (3).
The MSA tasks the Secretary of Commerce with the
pursuit of these goals, and the Secretary has in turn
delegated her responsibility to the National Marine
Fisheries Service (“NMFS” or the “Service”). 4 See 16
4 The Service is a federal agency within the Department of
Commerce’s NOAA.
App-41
U.S.C. § 1855(d). In addition, the MSA divides the
country into eight regions, and establishes a Fishery
Management Council in each region to manage the
region’s marine fisheries. 5 See id. § 1852. “Together,
the Service and the Councils act to address imbalances
in aquatic ecosystems.” Oceana, Inc., 26 F. Supp. 3d at
37.
Each Fishery Management Council must prepare
and submit to the Secretary of the U.S. Department of
Commerce a Fishery Management Plan (“FMP”),
which is approved by the Service. 16 U.S.C.§§ 1852(h),
1854(a). As is most relevant here, the New England
Fishery Management Council (“NEFMC” or the
“Council”) is responsible for developing and
recommending FMPs for fisheries in the Atlantic
Ocean seaward of Maine, New Hampshire,
Massachusetts, Rhode Island, and Connecticut,
including the Atlantic herring fishery. See id.
§§ 1852(a)(1)(A), 1852(h)(1).
FMPs contain “conservation and management
measures” that are “necessary and appropriate for the
conservation and management of the fishery, to
prevent overfishing and rebuild overfished stocks, and
to protect, restore, and promote the long-term health
and stability of the fishery.” Id. § 1853(a)(1)(A). FMPs
must also be consistent with the ten “national
standards” provided for in the MSA, as well as all
5 The MSA defines a “fishery” as “one or more stocks of fish
which can be treated as a unit for purposes of conservation and
management and which are identified on the basis of
geographical, scientific, technical, recreational, and economic
characteristics” and “any fishing for such stocks.” 16 U.S.C.
§ 1802(13).
App-42
other provisions of the MSA, and “any other applicable
law.” Id. § 1853(a)(1)(C); see also id. § 1851 (setting
forth National Standards). In this case, Plaintiffs
claim that the Omnibus Amendment violates two of
those national standards:
[“National Standard Seven”:] Conservation
and management measures shall, where
practicable, minimize costs and avoid
unnecessary duplication.
[“National Standard Eight”:] Conservation
and management measures shall, consistent
with the conservation requirements of this
chapter (including the prevention of
overfishing and rebuilding of overfished
stocks), take into account the importance of
fishery resources to fishing communities by
utilizing economic and social data that meet
the requirements of paragraph (2), in order to
(A) provide for the sustained participation of
such communities, and (B) to the extent
practicable, minimize adverse economic
impacts on such communities.
Id. § 1851(a)(7)-(8).
FMPs may also include additional discretionary
provisions to conserve and manage fisheries. Id.
§ 1853(b). Among other things, FMPs may “require
that one or more observers be carried on board a vessel
of the United States engaged in fishing for species that
are subject to the plan, for the purpose of collecting
data necessary for the conservation and management
of the fishery.” Id. § 1853(b)(8). FMPs may also
“prescribe such other measures, requirements, or
conditions and restrictions as are determined to be
App-43
necessary and appropriate for the conservation and
management of the fishery.” Id. § 1853(b)(14).
After a council prepares an FMP or amendment
and any proposed implementing regulations, it
submits them to the Service, which acts on behalf of
the Commerce Secretary, for review. See generally id.
§ 1854. The Service reviews the submission for
consistency with applicable law and solicits public
comments for sixty days. Id. § 1854(a)(1)(A)-(B).
Within thirty days of the end of the comment period,
the Service shall approve, disapprove, or partially
approve the submission. Id. § 1854(a)(3). If the Service
approves, a final rule is published in the Federal
Register. See id. § 1854(b)(3). Approved FMPs or
amendments are subject to judicial review under the
APA within thirty days. See id. § 1855(f)(1).
2.
The National Environmental Policy
Act
Congress enacted NEPA “to use all practicable
means, consistent with other essential considerations
of national policy, to improve and coordinate Federal
plans, functions, programs, and resources to the end
that the Nation may . . . fulfill the responsibilities of
each generation as trustee of the environment for
succeeding generations.” 42 U.S.C. § 4331(b). To
comply with these obligations, agencies must prepare
an Environmental Impact Statement (“EIS”) in which
the agency takes a “hard look” at the environmental
consequences before taking major action. Id. § 4332(c).
An EIS must “inform decision makers and the public
of reasonable alternatives that would avoid or
minimize adverse impacts . . . of the human
environment.” 40 C.F.R. § 1502.1.
App-44
To determine whether an EIS must be prepared,
the agency must first prepare an environmental
assessment (“EA”), which must (1) “[b]riefly provide
sufficient evidence and analysis for determining
whether to prepare an environmental impact
statement or a finding of no significant impact.” Id.
§ 1501.5(c). Even if the agency performs only an EA, it
must still briefly discuss the need for the proposal, the
alternatives, and the environmental impacts of the
proposed action and the alternatives. Id. If the agency
determines, after preparing an EA, that a full EIS is
not necessary, it must prepare a Finding of No
Significant Impact (“FONSI”) setting forth the reasons
why the action will not have a significant impact on
the environment. Id. § 1501.6. An EA and FONSI
alone will not be sufficient, however, in certain
circumstances. Agencies must prepare a supplement
to a draft or final EIS when: (1) “[t]he agency makes
substantial changes to the proposed action that are
relevant to environmental concerns”; or (2) “[t]here are
significant new circumstances or information relevant
to environmental concerns and bearing on the
proposed action or its impacts.” 40 C.F.R.
§ 1502.9(d)(1).
B.
Factual Background
Plaintiffs—a “collection of commercial fishing
firms headquartered in southern New Jersey that
participate regularly in the Atlantic herring fishery,”
Pls.’ Mot., ECF No. 18-1 at 23—challenge the
Omnibus Amendment, which the NEFMC finalized in
2018 to establish a standardized process for the
development of industry-funded monitoring in FMPs
across New England fisheries and to establish
App-45
industry-funded monitoring in the Atlantic herring
fishery. See Administrative R. (“AR”) at 17769-71. The
approved Omnibus Amendment measures include the
following “core elements”:
First, the omnibus measures establish a
process for FMP-specific industry monitoring
to be implemented through an FMP
amendment
and
revised
through
a
framework adjustment. . . .
Second, the omnibus measures identify
standard cost responsibilities for industryfunded monitoring for NMFS and the fishing
industry, dividing those responsibilities by
cost category. . . .
Third, the omnibus measures establish
standard administrative requirements for
monitoring service providers and industryfunded observers/monitors as set forth in 50
C.F.R. § 648.11(h) and (i), respectively. . . .
Fourth, the omnibus measures establish a
Council-led process for prioritizing [industryfunded monitoring] programs for available
federal funding across New England
FMPs. . . .
Fifth, the omnibus measures standardize the
process to develop future monitoring setaside programs, and allow monitoring setaside programs to be developed in a
framework adjustment to the relevant FMP.
Defs.’ Opp’n, ECF No. 20-1 at 18-19; see also Pls.’ Mot.,
ECF No. 18-1 at 22-23.
App-46
In addition, there are approved measures
establishing industry-funded monitoring in the
Atlantic herring fishery, 6 which is managed through
the Atlantic Herring FMP. See Defs.’ Opp’n, ECF
No. 20-1 at 20-21; Pls.’ Mot., ECF No. 18-1 at 22-23. In
other words, this mandate “requires herring
fishermen along the eastern seaboard of the United
States to carry [NOAA] contractors—called ‘at-sea
monitors’—on their vessels during fishing trips and,
moreover, to pay out-of-pocket for” associated costs.
Compl., ECF No. 1 ¶ 1. Among other things, the
measures establish a 50 percent monitoring coverage
target for all declared herring trips undertaken by a
vessel possessing a Category A or B limited access
herring permit. 7 See Defs.’ Opp’n, ECF No. 20-1 at 20;
6 Atlantic herring inhabit the Atlantic Ocean off of the East
coast of the United States and Canada, ranging from North
Carolina to the Canadian Maritime Provinces. AR 17103.
Atlantic herring play an important role in the Northwest Atlantic
ecosystem, serving as a “forage species” for a number of other
fish, marine mammals, and seabirds. Id. at 17070, 17161, 17511.
There is also a directed fishery for Atlantic herring, composed
primarily of vessels using midwater trawl gear, small-mesh
bottom trawl vessels, and purse seines. Id. at 17104.
“The Atlantic Herring FMP achieves the NEFMC’s
management goals through a stock-wide annual catch limit
(‘ACL’) that is allocated between four distinct geographic
management areas . . . .” Compl., ECF No. 1 ¶ 63 (citing 50
C.F.R. § 648.200(f)). The four areas include: “Area 1A - Inshore
Gulf of Maine”; “Area 1B - Offshore Gulf of Maine”; “Area 2 South Coastal Area”; and “Area 3 - Georges Bank.” Id. A Category
A permit is an All Areas Limited Access permit that allows
vessels with such permits to fish in all areas. See AR 17135, AR
17152. A Category B permit is an Areas 2/3 Limited Access
permit that allows vessels to fish in areas 2 and 3. Id. Category
A and B permit holders are not restricted in the amount of
7
App-47
Pls.’ Mot., ECF No. 18-1 at 22-23. The monitoring
coverage target includes a combination of both
industry-funded monitoring, as well as NMFS-funded
Standardized Bycatch Reporting Methodology
(“SBRM”) coverage. Defs.’ Opp’n, ECF No. 20-1 at 20;
Pls.’ Mot., ECF No. 18-1 at 23. “Vessel owners would
pay for any additional monitoring coverage above
SBRM coverage requirements to achieve the 50%
coverage target, which is calculated by combining
SBRM and [industry-funded monitoring] coverage,
thus a vessel will not have SBRM and [industryfunded monitoring] coverage on the same trip.” Defs.’
Opp’n, ECF No. 20-1 at 20-21. “On any given trip, if a
vessel is notified that it will ‘need at-sea monitoring
coverage’ and it has not already been assigned an
observer, ‘[it] will be required to obtain and pay for an
at-sea monitor on that trip.’” Pls.’ Mot., ECF No. 18-1
at 23 (quoting AR 17735). “Any additional coverage
above SBRM is contingent on NMFS having
appropriated funds to pay for its administrative costs
for [industry-funded monitoring] coverage.” Defs.’
Opp’n, ECF No. 20-1 at 21 (quoting AR 17737).
There are some exceptions to the coverage
requirements. On a trip-by-trip basis, coverage
requirements may be waived if: (1) “monitoring
coverage is unavailable”; (2) “vessels intend to land
less than 50 metric tons (mt) of herring”; or (3) “wing
vessels carry no fish on pair trawling trips.” Id. (citing
AR 17735). Furthermore, the Service may “issue an
exempted fishing permit (EFP) to midwater trawl
vessels that choose to use electronic monitoring
herring they can catch per trip or land per calendar day. Compl.,
ECF No. 1 ¶ 68.
App-48
together with portside sampling. . . . The EFP
exempts midwater trawl vessels from at-sea
monitoring coverage, and allows use of electronic
monitoring and portside sampling to comply with the
50% [industry-funded monitoring] coverage target.”
Id. (citing AR 17736-37).
NMFS has acknowledged that “[i]ndustry-funded
monitoring w[ill] have direct economic impacts on
vessels issued Category A and B permits participating
in the herring fishery,” including an estimated cost
responsibility of up to $710 per day and an
approximately 20% reduction in annual returns-toowner in some situations. AR 17735.
C. Procedural History
The NEFMC adopted the Omnibus Amendment
on April 20, 2017, and finalized the recommendations
for industry-funded monitoring in the Atlantic herring
fishery on April 19, 2018. AR 17731. On September 19,
2018, Defendants published a “notice of availability”
in the Federal Register, opening a sixty-day comment
period for the Secretary of Commerce’s decision on the
Omnibus Amendment. Id. On December 18, 2018,
NEFMC was informed by letter that NMFS had
approved the Omnibus Amendment on behalf of the
Secretary of Commerce. Id.
On November 7, 2018, Defendants also published
in the Federal Register a proposed rule to implement
the Omnibus Amendment and opened a public
comment period ending on December 24, 2019. Id.
Defendants published the final rule implementing the
Omnibus Amendment on February 7, 2020. Id. at
17731-59.
The
regulations
associated
with
establishing the standard for developing industry-
App-49
funded monitoring programs (“omnibus measures”)
became effective on March 9, 2020, and the
regulations
associated
with
industry-funded
monitoring in the Atlantic herring fishery became
effective on April 1, 2020. See Defs.’ Opp’n, ECF No.
20-1 at 23.
Plaintiffs filed suit against Defendants on
February 19, 2020. See Compl., ECF No. 1. Defendants
filed their Answer on April 9, 2020, along with a
certified list of the contents of the administrative
record. See Answer, ECF No. 12; Notice, ECF No. 13.
On May 4, 2020, the Court granted Plaintiffs’
unopposed motion to expedite the case “in every
possible way,” pursuant to the MSA, 16 U.S.C.
§ 1855(f)(4). See Min. Order (May 4, 2020).
Plaintiffs filed their motion for summary
judgment on June 8, 2020, seeking a Court order
“declar[ing] industry-funding monitoring unlawful,
enjoin[ing] Defendants from pursuing it, and
vacat[ing] the Omnibus Amendment.” Pls.’ Mot., ECF
No. 18-1 at 14. Defendants filed their opposition and
cross-motion for summary judgment on July 24, 2020.
See Defs.’ Opp’n, ECF No. 20. Plaintiffs filed their
reply brief and opposition to Defendants’ cross-motion
on August 14, 2020, see Pls.’ Reply, ECF No. 22; and
Defendants filed their reply brief on September 4,
2020, see Defs.’ Reply, ECF No. 26. In addition, on
August 25, 2020, Defendants filed a motion to exclude
Plaintiffs’ extra-record declaration (ECF No. 22-1).
Defs.’ Mot. Exclude, ECF No. 24. Plaintiffs opposed
Defendants’ motion on September 3, 2020, see Pls.’
Opp’n Exclude, ECF No. 25; and Defendants replied
on September 10, 2020, see Defs.’ Reply Exclude, ECF
App-50
No. 27. The cross-motions for summary judgment and
the motion to exclude extra-record evidence are ripe
for adjudication.
On May 17, 2021, Plaintiffs filed a notice of
factual development, informing the Court that
Defendants had “pushed back implementation” of the
industry-funded monitoring requirement to July 1,
2021. See Notice Factual Development, ECF No. 35.
II. Legal Standard
Summary judgment is appropriate where “there
is no genuine issue as to any material fact and the
movant is entitled to judgment as a matter of law.”
Fed. R. Civ. P. 56(a). Courts review agency decisions
under the MSA and NEPA pursuant to Section 706(2)
of the APA. See Oceana, Inc. v. Locke, 670 F.3d 1238,
1240-41 (D.C. Cir. 2011); C & W Fish Co. v. Fox, Jr.,
931 F.2d 1556, 1562 (D.C. Cir. 1991). Accordingly, the
Court’s review on summary judgment is limited to the
administrative record. See 5 U.S.C. § 706; Richards v.
INS, 554 F.2d 1173, 1177 (D.C. Cir. 1977) (“Summary
judgment is an appropriate procedure for resolving a
challenge to a federal agency’s administrative decision
when review is based upon the administrative
record.”); Nat’l Min. Ass’n v. Jackson, 856 F. Supp. 2d.
150, 155 (D.D.C. 2012) (“When reviewing agency
actions under the APA, the Court’s review is limited
to the administrative record, either ‘the whole record
or those parts of it cited by a party.’” (citation
omitted)).
Under the APA, courts must set aside agency
action that is “(A) arbitrary, capricious, an abuse of
discretion, or otherwise not in accordance with law;
(B) contrary to constitutional right, power, privilege,
App-51
or immunity; (C) in excess of statutory jurisdiction,
authority, or limitations, or short of statutory right;
[or] (D) without observance of procedure required by
law.” 5 U.S.C. § 706(2)(A)-(D); see also 16 U.S.C.
§ 1855(f)(1) (stating that a court “shall only set aside
any such regulation or action on a ground specified in
section 706(2)(A), (B), (C), or (D) of [the APA]”). Under
the APA’s “narrow” standard of review, “a court is not
to substitute its judgment for that of the agency,”
Motor Vehicle Mfrs. Ass’n of U.S., Inc. v. State Farm
Mut. Auto. Ins. Co., 463 U.S. 29, 43 (1983); and “will
defer to the [agency’s] interpretation of what [a
statute] requires so long as it is ‘rational and
supported by the record.’” Oceana, Inc., 670 F.3d at
1240 (quoting C & W Fish Co., 931 F.2d at 1562).
Although “[j]udicial review of agency action under
the MSA is especially deferential,” N.C. Fisheries
Ass’n, Inc. v. Gutierrez, 518 F. Supp. 2d 62, 79 (D.D.C.
2007); to meet the APA standard an agency must
“examine the relevant data and articulate a
satisfactory explanation for its action including a
rational connection between the facts found and the
choice made,” PPL Wallingford Energy LLC v. Fed.
Energy Regulatory Comm’n, 419 F.3d 1194, 1198
(D.C.Cir.2005) (quoting State Farm, 463 U.S. at 43)
(internal quotation marks omitted). An agency acts
arbitrarily and capriciously when the agency (1) “has
relied on factors which Congress has not intended it to
consider,” (2) “entirely failed to consider an important
aspect of the problem,” (3) “offered an explanation for
its decision that runs counter to the evidence before
the agency,” or (4) “is so implausible that it could not
be ascribed to difference in view or the product of
agency expertise.” Advocates for Highway & Auto
App-52
Safety v. Fed. Motor Carrier Safety Admin., 429 F.3d
1136, 1144-45 (D.C. Cir. 2005) (quoting State Farm,
463 U.S. at 43). In addition, when a party challenges
an FMP, plan amendment, or regulation as
inconsistent with one or more of the ten National
Standards set forth in 16 U.S.C. § 1851(a), a court’s
“task is not to review de novo whether the amendment
complies with these standards but to determine
whether the Secretary’s conclusion that the standards
have been satisfied is rational and supported by the
record.” C & W Fish Co., 931 F.2d at 1562 (citing 16
U.S.C. § 1855(d)). “Fisheries regulation requires
highly technical and scientific determinations that are
within the agency’s expertise, but are beyond the ken
of most judges.” N.C. Fisheries Ass’n, 518 F. Supp. 2d
at 80; see also Ocean Conservancy v. Gutierrez, 394 F.
Supp. 2d 147, 157 (D.D.C. 2005) (“Courts defer to
NMFS decisions that are supported in the record and
reflect reasoned decision making, especially where, as
here, the dispute involves technical legal issues that
implicate substantial agency expertise.”), aff’d, 488
F.3d 1020 (D.C. Cir. 2007).
However, the “deferential standard cannot permit
courts merely to rubber stamp agency actions, nor be
used to shield the agency’s decision from undergoing a
thorough, probing, in-depth review.” Flaherty v.
Bryson, 850 F. Supp. 2d 38, 47 (D.D.C. 2012) (internal
citations and quotation marks omitted). The court
should evaluate “whether the decision was based on a
consideration of the relevant factors and whether
there has been a clear error of judgment.” Id. (quoting
Bloch v. Powell, 348 F.3d 1060, 1070 (D.C.Cir.2003)).
App-53
III. Analysis
A. The Court Will Not Consider Plaintiffs’
Extra-Record Declaration
As an initial matter, Defendants seek to exclude a
declaration signed by Jeffrey Howard Kaelin—the
Director of Sustainability and Government Relations
at Lund’s Fisheries 8—and any portion of Plaintiffs’
reply brief that relies on it. Defs.’ Mot. Exclude, ECF
No. 24-1 at 1-2; Kaelin Decl., ECF No. 22-1 ¶ 1. Mr.
Kaelin’s declaration, which Plaintiffs attached to their
reply brief, discusses the costs associated with Lund’s
Fisheries’ efforts to install video monitoring system
(“VMS”) units on several vessels during the months of
January, February, and March 2020. See Kaelin Decl.,
ECF No. 22-1 ¶¶ 7-12. The declaration also discusses
the economic feasibility of Lund’s Fisheries converting
three vessels so that they qualify for the Omnibus
Amendment’s waiver for vessels that catch less than
50 metric tons. Id. ¶¶ 13-18. According to Plaintiffs,
“Mr. Kaelin’s declaration is offered principally for
illustrative purposes and to give the Court the full
context behind costs associated with vessel monitoring
and the nature of several of the boats owned and
operated by Plaintiffs.” Pls.’ Reply, ECF No. 22 at 23
n.8. Thus, because Plaintiffs “do not rely on Mr.
Lund’s Fisheries is not a plaintiff in this case. However,
according to Plaintiffs, several Plaintiffs have the same owners
and managers as Lund’s Fisheries, and, as such, they are
operated together as a “single family of businesses.” See Compl.,
ECF No. 1 ¶ 19; Pls.’ Opp’n Exclude, ECF No. 25 at 6. For
example, Plaintiff Loper Bright Enterprises, Inc., co-owns and
operates a vessel with the owners of Lund’s Fisheries. See
Compl., ECF No. 1 ¶ 11; Pls.’ Opp’n Exclude, ECF No. 25 at 6.
8
App-54
Kaelin’s declaration in their discussion of Defendants’
failure to properly consider the costs of industryfunded monitoring,” Plaintiffs argue that the Court
may consider the information contained in the
declaration. Pls.’ Opp’n Exclude, ECF No. 25 at 7, 1011.
However, there is no “illustrative purposes”
exception to the general rule that review of an agency’s
action under the APA “is to be based on the full
administrative record that was before [the agency] at
the time [it] made [its] decision.” Citizens to Preserve
Overton Park, Inc. v. Volpe, 401 U.S. 402, 420 (1971).
While a court may consider extra-record evidence in
reviewing agency action in limited circumstances, the
party seeking admittance of the extra-record evidence
must “demonstrate unusual circumstances justifying
a departure from [the] general rule.” City of Dania
Beach v. FAA, 628 F.3d 581, 590 (D.C. Cir. 2010)
(quoting Tex. Rural Legal Aid v. Legal Servs. Corp.,
940 F.2d 685, 698 (D.C. Cir. 1991)). The Court of
Appeals for the District of Columbia Circuit (“D.C.
Circuit”) has identified only three such unusual
circumstances: “(1) if the agency ‘deliberately or
negligently excluded documents that may have been
adverse to its decision,’ (2) if background information
[is] needed ‘to determine whether the agency
considered all the relevant factors,’ or (3) if the ‘agency
failed to explain administrative action so as to
frustrate judicial review.’” Id. (quoting Am. Wildlands
v. Kempthorne, 530 F.3d 991, 1002 (D.C. Cir. 2008)).
Accordingly, given that “[t]hese narrow exceptions
must be applied sparingly to maintain incentives for
interested parties to present their evidence and views
fully before an agency renders a final decision and to
App-55
ensure that courts limit their role to the review of
what occurred before the agency,” Ctr. for Biological
Diversity v. U.S. Army Corps of Eng’rs, No. 20-cv-103,
2020 WL 5642287, at *9 (D.D.C. Sept. 22, 2020)
(citations omitted); the Court declines to review the
declaration, even for “illustrative purposes.”
Plaintiffs next argue, however, that even if the
Court declines to consider the declaration for
“illustrative purposes,” the Court may consider the
declaration under an exception to the general rule
precluding extra-record evidence.
First, Plaintiffs argue that “Mr. Kaelin’s
declaration provides information that is absent from
the administrative record and would otherwise ‘enable
the court to understand the issues [at hand more]
clearly.’” Pls.’ Opp’n Exclude, ECF No. 25 at 12 (citing
Esch, 876 F.2d at 991). In making this argument,
Plaintiffs rely on the D.C. Circuit case Esch v. Yeutter,
876 F.2d 976 (D.C. Cir. 1989), which recognized eight
exceptions to the general rule, including an exception
“when a case is so complex that a court needs more
evidence to enable it to understand the issues clearly.”
Id. at 991. However, since the D.C. Circuit decided
Esch in 1989, the case has been “given a limited
interpretation.” Hill Dermaceuticals, Inc. v. FDA, 709
F.3d 44, 47 (D.C. Cir. 2013) (citing Theodore Roosevelt
Conservation P’ship v. Salazar, 616 F.3d 497, 514
(D.C. Cir. 2010)). According to the D.C. Circuit, “at
most [Esch] may be invoked to challenge gross
procedural
deficiencies—such
as
where
the
administrative record itself is so deficient as to
preclude effective review.” Id.; see also Butte Cnty.,
Calif. v. Chaudhuri, 887 F.3d 501, 507 (D.C. Cir. 2018)
App-56
(“[T]hose narrow and rarely invoked exceptions apply
when evidence is excluded from the record because of
some ‘gross procedural deficiency.’” (quotation marks
and alteration omitted)). Indeed, “the Circuit has
gradually winnowed the number of circumstances in
which courts may consider extra-record evidence” to
only the three exceptions recited above. Oceana, Inc.
v. Ross, 454 F. Supp. 3d 62, 68 n.5 (D.D.C. 2020) (citing
Dania Beach, 628 F.3d at 590). Thus, in view of the
D.C. Circuit’s restricted view of Esch, courts in this
Circuit may no longer consider extra-record
information solely “to understand the issues [at hand
more] clearly.” And even if the Court did consider it to
be a valid exception, the facts in this case are not so
complex that it would require extra-record evidence to
clearly understand them.
Second, Plaintiffs contend that the declaration
should be admitted as extra-record evidence because
they
“have
highlighted
serious
procedural
irregularities in Defendants’ approval of the Omnibus
Amendment, which suggest prejudgment of the
legality of industry-funded monitoring.” Pls.’ Opp’n
Exclude, ECF No. 25 at 12. Specifically, Plaintiffs note
that
Defendants
published
the
Omnibus
Amendment’s implementing regulations in November
2018, prior to the Commerce Secretary’s approval of
the Omnibus Amendment in mid-December 2018. Pls.’
Mot., ECF No. 18-1 at 54. In addition, following the
Secretary’s approval of the Omnibus Amendment,
“NOAA informed the NEFMC of that approval in a
non-public letter that it never officially disseminated.”
Id. Plaintiffs’ contend that these alleged procedural
irregularities, coupled with the fact that Plaintiffs
raise claims under NEPA and the Regulatory
App-57
Flexibility Act, are sufficient reasons to justify
admitting extra-record evidence. Pls.’ Opp’n Exclude,
ECF No. 25 at 12. But this argument also fails. To the
extent that evidence of procedural irregularities
remains an exception following the D.C. Circuit’s
narrowing of Esch, a review of the MSA’s provisions
governing the Secretary’s review of FMPs and
proposed regulations shows that Defendants followed
proper procedures, as this Court more fully discusses
in Section III.I below. And in any event, Plaintiffs fail
to explain how a declaration discussing various costs
related to fishing vessels would assist the Court’s
analysis of any alleged procedural irregularities in
promulgating the final rule and regulations.
Third, Plaintiffs appear to seek to include the
declaration as “background information,” which is an
exception to the general rule when the information is
needed “to determine whether the agency considered
all the relevant factors.” Pls.’ Opp’n Exclude, ECF
No. 25 at 12. The Court remains unpersuaded. “To
satisfy the relevant factors exception, the document in
question must do more than raise nuanced points
about a particular issue; it must point out an entirely
new general subject matter that the defendant agency
failed to consider.” Ross, 454 F. Supp. 3d at 70 (quoting
Pinnacle Armor, Inc. v. United States, 923 F. Supp. 2d
1226, 1234 (E.D. Cal. 2013)) (quotation marks
omitted).
“In
a
complicated,
scientific
analysis, . . . consideration of the intermediary
evidentiary factors which lead to the ultimate
conclusion are the very means by which the agency
renders its decision and, generally speaking, any of
them can be a ‘relevant factor’ justifying
supplementation of the administrative record if
App-58
ignored.” Id. (quoting Sw. Ctr. for Biological Diversity
v. Babbitt, 131 F. Supp. 2d 1, 8 (D.D.C. 2001)).
Here, the administrative record is clear that
Defendants considered VMS installation costs and
how the 50-metric-ton exemption would affect
midwater trawl vessels. See, e.g., AR 17742 (“Waiving
industry-funded monitoring requirements on certain
trips, including trips that land less than 50 mt of
herring and pair trawl trips carrying no fish, would
minimize the cost of additional monitoring [for certain
smaller vessels]. . . . Electronic monitoring and
portside sampling may be a more cost effective way for
midwater trawl vessels to meet the 50-percent
coverage target requirement than at-sea monitoring
coverage.”); id. at 10821 (noting the “highly variable”
costs of installing electronic video monitoring
systems); see also id. at 17250; id. at 17264. Plaintiffs
also appear to concede as much. See, e.g., Pls.’ Opp’n
Exclude, ECF No. 25 at 13 (“Here, Defendants and the
NEFMC considered VMS and other operating
costs. . . . Industry stakeholders presented them with
concerns about the limited impact of the proposed 50metric-ton exemption and the viability of fish[er]men
simply moving to a different fishery. Mr. Kaelin’s
testimony merely provides more concrete detail that
shows Defendants failed to adequately consider these
issues.”). Thus, the Court finds that Mr. Kaelin’s
declaration “does not add factors that [the agency]
failed to consider as much as it questions the manner
in which [the agency] went about considering the
factors it did.” Corel Corp. v. United States, 165 F.
Supp. 2d 12, 31-32 (D.D.C. 2001).
App-59
Finally, Plaintiffs argue that “[i]f the Court
excludes Mr. Kaelin’s declaration, it may still consider
the cost survey and order Defendants to complete the
record with the data compiled by” the Mid-Atlantic
Fishery Management Council regarding compliance
cost information. Pls.’ Opp’n Exclude, ECF No. 25 at
15-16. As Plaintiffs did not object to Defendants’
compilation of the administrative record and have not
filed a motion requesting that the Court supplement
the administrative record with such information, the
Court declines to order Defendants to produce the
information now.
Accordingly, the Court finds that Plaintiffs have
not
demonstrated
exceptional
circumstances
justifying departure from the general rule against
extra-record evidence.
B. The MSA Authorizes Industry-Funded
Monitoring
Plaintiffs first contend that Defendants exceeded
their statutory authority under the MSA in
promulgating the industry-funded monitoring
measures within the Omnibus Amendment. See Pls.’
Mot., ECF No. 18-1 at 27. Plaintiffs argue that the
MSA does not authorize industry-funded monitoring
in the Atlantic herring fishery or in the other New
England fisheries contemplated in the amendment.
Id. at 28. And because the expected economic impact
of such monitoring programs is “possibly disastrous
for the herring fleet,” Plaintiffs contend that Congress
would not grant authority for such significant
measures through an implicit delegation. Id.
Defendants, in opposition, argue that “Congress has
spoken directly to the precise question at issue by
App-60
including multiple provisions in the MSA that
presuppose” industry-funded monitoring. Defs.’
Opp’n, ECF No. 20-1 at 26. Even if the Court finds that
Congress has not directly spoken on the issue,
Defendants argue that NMFS’s interpretation of the
MSA was reasonable. Id.
In reviewing an agency’s interpretation of a
statute Congress has entrusted it to administer,
courts’ analyses are governed by Chevron U.S.A. Inc.
v. Natural Resources Defense Council, Inc., 467 U.S.
837 (1984). Under step one of the Chevron analysis,
“[i]f the intent of Congress is clear, that is the end of
the matter; for the court, as well as the agency, must
give effect to the unambiguously expressed intent of
Congress.” 467 U.S. at 842-43. Courts utilize
“traditional tools of statutory construction” to
determine whether Congress has unambiguously
expressed its intent. Serono Lab’ys, Inc. v. Shalala,
158 F.3d 1313, 1319 (D.C. Cir. 1998) (quoting Chevron,
467 U.S. at 843 n.9). “When the statute is clear, the
text controls and no deference is extended to an
agency’s interpretation in conflict with the text.”
Adirondack Med. Ctr. v. Sebelius, 29 F. Supp. 3d 25,
36 (D.D.C. 2014) (citing Chase Bank USA, N.A. v.
McCoy, 562 U.S. 195 (2011)). Under step two of the
Chevron analysis, if Congress “has not directly
addressed the precise question” at issue, the agency’s
interpretation of the statute is entitled to deference so
long as it is “reasonable” and not otherwise “arbitrary,
capricious, or manifestly contrary to the statute.”
Chevron, 467 U.S. at 843-44.
“An agency is owed no deference if it has no
delegated authority from Congress to act.” N.Y. Stock
App-61
Exch. LLC v. Secs. & Exch. Comm’n, 962 F.3d 541, 553
(D.C. Cir. 2020); see also La. Pub. Serv. Comm’n v.
F.C.C., 476 U.S. 355, 374 (1986) (“[A]n agency literally
has no power to act . . . unless and until Congress
confers power upon it.”). Furthermore, “[a]gency
authority may not be lightly presumed,” and “[m]ere
ambiguity in a statute is not evidence of congressional
delegation of authority.” Michigan v. EPA, 268 F.3d
1075, 1082 (D.C. Cir. 2001) (citing Sea-Land Serv.,
Inc. v. Dep’t of Transp., 137 F.3d 640, 645 (D.C. Cir.
1998)). “Not only must an agency’s decreed result be
within the scope of its lawful authority, but the
process by which it reaches that result must be logical
and rational.” Michigan v. EPA, 576 U.S. 743, 750
(2015) (quoting State Farm, 463 U.S. at 43).
The Court’s analysis begins with the statutory
text. See S. Cal. Edison Co. v. FERC, 195 F.3d 17, 2223 (D.C. Cir. 1999). Here, Section 1853 of the MSA
explicitly provides that FMPs may require that at-sea
monitors “be carried on board a vessel of the United
States engaged in fishing for species that are subject
to the plan, for the purpose of collecting data necessary
for the conservation and management of the fishery.”
16 U.S.C. § 1853(a)(8). In the same section, the MSA
provides that FMPs may also “prescribe such other
measures,
requirements,
or
conditions
and
restrictions as are determined to be necessary and
appropriate for the conservation and management of
the fishery.” Id. § 1853(a)(14). Significantly, the MSA
also states that each FMP “shall contain the
conservation and management measures” it finds are
“necessary and appropriate for the conservation and
management of the fishery, to prevent overfishing and
rebuild overfished stocks, and to protect, restore, and
App-62
promote the long-term health and stability of the
fishery.” Id. § 1853(a)(1)(A).
Taken together, these statutory provisions “vest[]
broad authority in the Secretary to promulgate such
regulations as are necessary to carry out the
conservation and management measures of an
approved FMP.” Nat’l Fisheries Inst., Inc. v.
Mosbacher, 732 F. Supp. 210, 216 (D.D.C. 1990).
Indeed, the Supreme Court has recognized that the
phrase “necessary and appropriate” is “capacious[]”
and “leaves agencies with flexibility.” Michigan, 576
U.S. at 752 (2015); see also Coastal Conservation Ass’n
v. U.S. Dep’t of Commerce, No. 15-1300, 2016 WL
54911, at *4 (E.D. La. Jan. 5, 2016) (describing
“necessary and appropriate” phrase in Section
1853(a)(1)(A) as “empowering language represent[ing]
a delegation of authority to the agency”). Moreover,
“the MSA defines ‘conservation and management’
measures in relevant part as ‘all of the rules,
regulations, conditions, methods, and other
measures . . . required to rebuild, restore, or maintain,
and which are useful in rebuilding, restoring, or
maintaining, any fishery resource and the marine
environment.’” Groundfish Forum v. Ross, 375 F.
Supp. 3d 72, 84 (D.D.C. 2019) (quoting 16 U.S.C.
§ 1802(5)). Given that the MSA expressly authorizes
FMPs to contain provisions requiring that vessels
carry at-sea monitors, as well any “necessary and
appropriate”
conservation
and
management
requirements, the Court declines to read the MSA as
narrowly as Plaintiffs urge. See 16 U.S.C.
§ 1853(a)(1)(A), (b)(8), (b)(14); see also Groundfish
Forum, 375 F. Supp. 3d at 84 (D.D.C. 2019) (finding
that, given the “broad” definition of “conservation and
App-63
management” measures, “the Court has no basis to
recognize a strict yet unspoken limitation on the
Service’s authority”).
Plaintiffs, however, contend that, though the
MSA authorizes placement of at-sea monitors on
vessels, the MSA is silent on whether Defendants may
further require that vessel operators pay for the
monitoring services. See Pls.’ Reply, ECF No. 22 at 13.
According to Plaintiffs, courts have rejected the
“nothing-equals-something argument,” based entirely
on the existence of the phrase “necessary and
appropriate” in a statute, “that presumed
congressional silence left the agency a ‘mere
gap’ . . . to fill.’” Pls.’ Reply, ECF No. 22 at 13 (quoting
Gulf Fishermen’s Ass’n v. Nat’l Marine Fisheries Serv.,
968 F.3d 454, 460 (5th Cir. 2020)). Plaintiffs primarily
rely on the D.C. Circuit’s decision in New York Stock
Exchange, LLC v. SEC, 962 F.3d 541 (D.C. Cir. 2020),
and the Supreme Court’s decision in Michigan v. EPA,
576 U.S. 743 (2015), in support of their argument. See
Pls.’ Reply, ECF No. 22 at 19.
However, both cases are distinguishable. In New
York Stock Exchange, LLC, the D.C. Circuit concluded
that the Securities and Exchange Commission
inappropriately relied on the phrase “necessary and
appropriate” under section 23(a) of the Securities and
Exchange Act in implementing a rule without any
regulatory agenda and without any other statutory
authority. 962 F.3d at 557. The D.C. Circuit explained
that the Commission had adopted the program
“without explaining what problems with the existing
regulatory requirements it meant to address.” Id.
Moreover, the costly program was adopted despite the
App-64
Exchange
Act’s
command
“forbid[ding]
the
Commission from adopting a rule that will
unnecessarily burden competition.” Id. at 555. Here,
in contrast, Defendants have tethered the Omnibus
Amendment measures to the congressionally
authorized purpose of “conservation and management
of the fishery.” 16 U.S.C. § 1853(b)(8). For example,
the record reflects that Defendants considered the
economic impacts to the fishing community as well as
the environmental impacts, concluding that the
preferred alternatives “may lead to direct positive
impacts on the herring resource and non-target
species if herring fishing effort is limited, by increased
information on catch tracked against catch limits, and
that increases the reproductive potential of the
herring resource and non-target species.” AR 17318.
Similarly, in Michigan, the Supreme Court
concluded that, among other things, the “established
administrative practice” to “treat cost as a centrally
relevant factor” and the “[s]tatutory context” requiring
consideration of costs in reference to various actions,
made it unreasonable for the EPA to read the phrase
“appropriate and necessary” to mean that it could
ignore cost when deciding whether to regulate power
plants. 576 U.S. at 752-57. Here, however, the
established administrative practice and statutory
context both favor Defendants. First, as Plaintiffs
concede, since 1990, the North Pacific Council has
managed an observer program that is “funded through
a combination of fees and third-party contracts
between observer providers and fishing industry
members.” Pls.’ Mot., ECF No. 18-1 at 35. Second,
regarding the statutory context, in addition to the
provision explicitly authorizing mandatory at-sea
App-65
monitors, the MSA recognizes the existence of an atsea monitoring program in which a vessel may hire
and directly provide payment for monitoring services.
In Section 1858(g), the MSA authorizes the Commerce
Secretary to issue sanctions “[i]n any case in
which . . . any payment required for observer services
provided to or contracted by an owner or
operator . . . has not been paid and is overdue.” 16
U.S.C. § 1858(g)(1) (emphasis added). “This provision
would be unnecessary if the MSA prohibited the very
type of industry funding at issue in this case.” See
Goethel v. Pritzker, No. 15-cv-497, 2016 WL 4076831,
at *5 (D.N.H. July 29, 2016) (finding that Section
1858(g) “demonstrates beyond peradventure that the
MSA contemplates—and most certainly does not
prohibit—the use of industry funded monitors”). And
while Plaintiffs argue that Section 1858(g) must only
refer to other provisions of the MSA establishing feebased monitoring programs, see Pls.’ Mot., ECF No.
18-1 at 36-37 (citing 16 U.S.C. §§ 1862, 1821(h)(4),
1853a(e)(2)); Plaintiffs’ argument lacks a textual
basis. Moreover, by mandating that conservation and
management measures, where practicable, “minimize
costs” and “minimize adverse economic impacts” on
fishing communities, the MSA acknowledges that
such measures may result in costs to the fishing
industry. See 16 U.S.C. § 1851(a)(7), (8).
The Court is mindful that “the mere reference to
‘necessary’ or ‘appropriate’ in a statutory provision
authorizing an agency to engage in rulemaking does
not afford the agency authority to adopt regulations as
it sees fit with respect to all matters covered by the
agency’s authorizing statute.” N.Y. Stock Exch. LLC,
962 F.3d at 554 (citing Michigan, 576 U.S. at 749-51).
App-66
But, as demonstrated above, the MSA contains more
than only the phrase “necessary and appropriate.”
Plaintiffs further argue that certain canons of
statutory interpretation demonstrate that Defendants
have exceeded their authority. First, Plaintiffs invoke
the anti-surplusage canon, “which encourages courts
to give effect to ‘all of [a statute’s] provisions, so that
no part will be inoperative or superfluous, void or
insignificant.’” Gulf Fishermen’s Ass’n, 968 F.3d at
464-65 (quoting Latiolais v. Huntington Ingalls, Inc.,
951 F.3d 286, 294 (5th Cir. 2020) (en banc)). Plaintiffs
contend that if Congress had intended to grant
Defendants “implied authority” to require industryfunded monitoring, it would not have specifically
authorized the collection of fees or surcharges to cover
the cost of three monitoring programs elsewhere in the
statute. See Pls.’ Mot., ECF No. 18-1 at 29-30.
Plaintiffs specifically refer to: (1) the “limited access
privilege program,” which authorizes the Council to
collect “fees” to “cover the costs of management, data
collection and analysis, and enforcement activities,”
16 U.S.C. § 1853a(e)(2); (2) the monitoring program
for foreign fishing vessels, which authorizes the
Secretary to impose a “surcharge” to “cover all the
costs of providing a United States observer aboard
that vessel,” id. § 1821(h)(4); and (3) the North Pacific
Council program, which “establishes a system . . . of
fees, which may vary by fishery, management area, or
observer coverage level, to pay for the cost of
implementing the plan,” id. § 1862(a). Second,
Plaintiffs argue that the expressio unius est exclusio
alterius canon applies for the same reasons: that the
inclusion of provisions governing fee-based monitoring
programs impliedly excludes other types of industry-
App-67
funded monitoring programs. Pls.’ Mot., ECF No. 18-1
at 30; see also Pls.’ Reply, ECF No. 22 at 14.
The Court is unpersuaded. A fee-based program—
“where the industry is assessed a payment by the
agency, authorized by statute, to be deposited in the
U.S. Treasury and disbursed for administrative costs
otherwise borne by the agency,” AR 17739—is
different from the industry-funded observer measures
at issue here, in which the fishing vessels contract
with and make payments directly to third-party
monitoring service providers. Because the Omnibus
Amendment does not involve fees or surcharges, the
Court cannot not find that the MSA’s provisions
governing cost recovery are made “superfluous, void or
insignificant,” Citizens for Responsibility & Ethics in
Wash. v. FEC, 316 F. Supp. 3d 349, 391 (D.D.C. 2018)
(quoting Rubin v. Islamic Republic of Iran, 138 S. Ct.
816, 824 (2018)); nor do the circumstances “support a
sensible inference that the term left out must have
been meant to be excluded.” Del. Riverkeeper Network
v. FERC, 857 F.3d 388, 398 (D.C. Cir. 2017) (citing
N.L.R.B. v. SW Gen., Inc., 137 S. Ct. 929, 940 (2017));
see also Goethel, 2016 WL 4076831, at *5 (finding that
“the Pacific Northwest fee mechanism is a
substantively different animal than A16’s industry
funding requirement for at-sea monitoring”).
Plaintiffs also assert that “[t]here is no evidence
of congressional recognition of any sort of pre-existing,
implied authority to impose monitoring costs on the
regulated industry.” Pls.’ Mot., ECF No. 18-1 at 31.
The Court disagrees. Rather, the legislative history
further supports the conclusion that Defendants have
acted within the scope of the MSA.
App-68
As Defendants point out, prior to Congress adding
to the MSA the provisions authorizing the mandatory
placement of at-sea monitors on fishing vessels (16
U.S.C. § 1853(b)(8)) and the fee-based observer
program in the North Pacific region (16 U.S.C. § 1862),
the Secretary had issued regulations implementing an
observer program in the North Pacific’s FMP in which
the vessel operator directly paid a third-party
monitoring services provider. See Groundfish of the
Gulf of Alaska, Groundfish Fishery of the Bering Sea
& Aleutian Islands Area, 55 Fed. Reg. 4839-02, 4840
(Feb. 12, 1990) (providing that “[a]ny vessel operator
or manager of a shoreside processing facility who is
required to accommodate an observer is responsible
for obtaining a NMFS-certified observer . . . . [and]
will pay the cost of the observer directly to the
contractor” (emphasis added)). As Plaintiffs
acknowledge, to this day, “the North Pacific observer
program is still funded through a combination of fees
and third-party contracts between observer providers
and fishing industry members.” Pls.’ Mot., ECF No.
18-1 at 35. Congress was thus aware of the industryfunded monitoring program in the North Pacific when
it authorized the at-sea monitoring requirement
located in Section 1853(b)(8), and, indeed, the
Committee on Merchant Marine and Fisheries noted
that “the Councils already have—and have used—
such authority; the amendment makes the authority
explicit.” See Defs.’ Opp’n, ECF No. 20-1 at 31-32
(quoting Comm. on Merchant Marine & Fisheries,
H.R. Rep. No. 101-393 at 38 (1990)). Congressional
committees have continued to take note of such
industry-funded programs. See, e.g., S. Rep. No. 11466 at 31-32 (June 16, 2015); S. Rep. No. 114-239 at 31-
App-69
32 (Apr. 21, 2016); H. Rpt. No. 114-605 at 17 (June 7,
2016); S. Rep. No. 115-139 at 34 (July 27, 2017); S.
Rep. No. 115-275 at 36 (June 14, 2018); S. Rpt. No.
116-127 at 42 (Sept. 26, 2019).
Accordingly, the Court concludes that Defendants
acted within the bounds of their statutory authority in
promulgating the Omnibus Amendment. Even if
Plaintiffs’ arguments were enough to raise an
ambiguity in the statutory text, the Court, for the
same reasons identified above, would conclude that
Defendants’ interpretation is a reasonable reading of
the MSA. See Groundfish Forum, 375 F. Supp. 3d at
85.
C. Industry-Funded Monitoring Does Not
Violate
Agency
Financing
and
Expenditure Statutes
Plaintiffs next argue that the Omnibus
Amendment “impliedly repeals” the Anti-Deficiency
Act, 31 U.S.C. § 1341; the Miscellaneous Receipts
Statute, 31 U.S.C. § 3302; and the Independent
Offices Appropriations Act, 31 U.S.C. § 9701. Pls.’
Mot., ECF No. 18-1 at 38-40. According to Plaintiffs,
the amendment inappropriately “offload[s] costs” of
Defendants’ observer programs onto the industry
when Defendants exceed appropriated funds. Id. at 39.
For the reasons stated below, the Court disagrees and
concludes that the industry-funded monitoring
requirement does not violate the statutes governing
agency expenditures and obligations.
Plaintiffs first argue that the industry-funded
monitoring requirement violates the Anti-Deficiency
Act, 31 U.S.C. § 1341. Pls.’ Mot., ECF No. 18-1 at 38.
The Anti-Deficiency Act provides that a federal officer
App-70
may not “(A) make or authorize an expenditure or
obligation exceeding an amount available in an
appropriation or fund for the expenditure or
obligation”; or “(B) involve [the] government in a
contract or obligation for the payment of money before
an appropriation is made unless authorized by law.”
31 U.S.C. § 1341(a)(1)(A)-(B). Here, however,
Defendants are not expending government funds
without authorization from Congress. Nor do the
monitoring requirements contemplate that NFMS will
enter into any contracts or obligations for the payment
of money. Rather, it is the vessels that directly make
payments to the monitoring service providers, subject
to any terms provided for in contracts between the two
private parties. Accordingly, based upon the statute’s
plain language, Defendants have not violated the
Anti-Deficiency Act. See Goethel, 2016 WL 4076831, at
*6 (holding that an industry funding requirement did
not violate the Anti-Deficiency Act because “the effect
of industry funding is a cessation of government
spending”).
Plaintiffs also contend that the monitoring
requirement violates the Miscellaneous Receipts Act,
31 U.S.C. § 3302, which provides that “an official or
agent of the Government receiving money for the
Government from any source shall deposit the money
in the Treasury as soon as practicable without
deduction for any charge or claim.” 31 U.S.C.
§ 3302(b). The D.C. Circuit has explained that this
provision “derives from and safeguards a principle
fundamental to our constitutional structure, the
separation-of-powers precept embedded in the
Appropriations Clause, that ‘[n]o Money shall be
drawn from the Treasury, but in Consequence of
App-71
Appropriations made by Law.’” Scheduled Airlines
Traffic Offs., Inc. v. U.S. Dep’t of Def., 87 F.3d 1356,
1361-62 (D.C. Cir. 1996) (quoting U.S. Const. art. I,
§ 9, cl. 7). “By requiring government officials to deposit
government monies in the Treasury, Congress has
precluded the executive branch from using such
monies for unappropriated purposes.” Id. at 1362.
Here, the service providers are not government
officials and do not otherwise receive money for the
government, and thus industry-funded monitoring
does not involve an “official or agent of the
Government” receiving money. See Carver v. United
States, 16 Ct. Cl. 361, 381 (1880) (“The Treasurer is
the official custodian [of public money] for Congress,
and unless money is in his custody, or in the hands of
the persons authorized by law to receive it on behalf of
the United States, it is not in the possession of the
United States.”), aff’d, 111 U.S. 609 (1884). Under the
Omnibus Amendment, the vessels pay the monitoring
service providers for services rendered under
contracts between the vessels and the service
providers. “Mindful of both the plain language of the
Miscellaneous Receipts statute and its underlying
purpose to preserve congressional control of the
appropriations power,” Scheduled Airlines Traffic
Offs., Inc., 87 F.3d at 1362; the Court concludes that
the statute is not implicated.
Plaintiffs next argue that the industry funding
requirements of the Omnibus Amendment violate the
Independent Offices Appropriations Act (“IOAA”), 31
U.S.C. § 9701, which “generally governs user fees
collected by the federal government.” Seafarers Int’l
Union of N. Am. v. U.S. Coast Guard, 81 F.3d 179, 181
n.1 (D.C. Cir. 1996). “Under the Act, the ‘head of each
App-72
agency . . . may prescribe regulations establishing the
charge for a service or thing of value provided by the
agency.’” Montrois v. United States, 916 F.3d 1056,
1062 (D.C. Cir. 2019) (quoting 31 U.S.C. § 9701(b)).
Here, Defendants are not collecting a fee from any
party related to industry-funded monitoring, and
Defendants are not providing a “service or thing of
value.” 31 U.S.C. § 9701(b). As Defendants point out,
instead, “a private entity (a monitoring provider)
collects a vessel’s payment for the service provider’s
at-sea monitoring, an arrangement under which no
government agent or official ever has custody or
possession of any public money.” Defs.’ Opp’n, ECF
No. 20-1 at 47. Accordingly, the Court concludes that
industry-funded monitoring does not violate the
IOAA.
Despite the above, Plaintiffs assert that it is “a
distinction without a difference” that “Defendants and
the Council seek to require the industry to contract
directly with monitoring service providers, in lieu of
the government paying those companies.” Pls.’ Reply,
ECF No. 22 at 29. According to Plaintiffs, “the law
looks past superficial structures to the heart of what
an agency is trying to accomplish.” Id. The Court is
unpersuaded. First, Plaintiffs fail to specify to which
“law” they are referring, and they fail to cite any case
law in support of their argument. Second, the plain
language of the three statutes unambiguously
demonstrates that they are not applicable to this case.
See Nat’l Cable Television Ass’n, Inc. v. United States,
415 U.S. 336, 342 (1974) (cautioning that the IOAA
should be read “narrowly to avoid constitutional
problems”); Davis & Assocs., Inc. v. District of
Columbia, 501 F. Supp. 2d 77, 80 (D.D.C. 2007) (“The
App-73
relevant language of the Anti-Deficiency Act is
unambiguous.”); AINS, Inc. v. United States, 56 Fed.
Cl. 522, 539 (2003) (“All the [Miscellaneous Receipts]
Act literally requires is that miscellaneous money
received by government officials be deposited in the
general Treasury.”); see also Estate of Cowart v.
Nicklos Drilling Co., 505 U.S. 469, 475 (1992) (“[W]hen
a statute speaks with clarity to an issue[,] judicial
inquiry into the statute’s meaning, in all but the most
extraordinary circumstance, is finished.”).
Plaintiffs also argue that “it is incorrect for
Defendants to assert that NMFS does not closely
‘control’ monitoring service providers or the
contractual relationships they enter with vessel
owners” because: (1) “the market for monitoring
service providers is highly regulated and controlled by
NMFS”; (2) “NMFS must certify the companies
permitted to provide monitors,” of which there are
only four such companies; and (3) of the certified
companies, “[n]ot all these companies operate in the
same geographic regions.” Pls.’ Reply, ECF No. 22 at
29. However, none of these details regarding
Defendants’ regulation and oversight of the required
standards set by the Council change the fact that
Defendants do not receive any payments related to
industry-funded monitoring and do not “maintain
control over the contractual relationship between the
vessel and the service provider that the vessel itself
selects.” Defs.’ Reply, ECF No. 26 at 23.
Accordingly, industry-funded monitoring does not
violate the Anti-Deficiency Act, the Miscellaneous
Receipts Act, or the IOAA.
App-74
D. The Omnibus Amendment Is Not an
Unconstitutional Tax
Plaintiffs argue that the industry-funded
monitoring measures—which they characterize as “a
government program created by the NEFMC and
Defendants, regulated by them in detail, and which
they will continue to fund in-part themselves”—are an
unconstitutional tax. See Pls.’ Mot., ECF No. 18-1 at
40.
Defendants
disagree
with
Plaintiffs’
characterization of the industry-funded monitoring
requirement and contend that there is “no
resemblance”
between
the
industry-funded
monitoring requirement and a tax levied and collected
by Congress. See Defs.’ Opp’n, ECF No. 20-1 at 49. The
Court agrees with Defendants.
“A payment made to a third party vendor (in this
case, an at-sea monitor) is not a tax simply because
the law requires it.” Goethel, 2016 WL 4076831, at *6.
As the Supreme Court has explained, the “essential
feature” of a tax is that it “produces at least some
revenue for the Government.” Nat’l Fed’n of Indep.
Bus. v. Sebelius, 567 U.S. 519, 564 (2012); see also
Black’s Law Dictionary (11th ed. 2019) (defining “tax”
as “a charge, [usually] monetary, imposed by the
government on persons, entities, transactions or
property to yield public revenue”). Here, it is
undisputed that the payment for industry-funded
monitoring flows from the vessels directly to the
monitoring service providers. See Pls.’ Mot., ECF No.
18-1 at 40; Defs.’ Opp’n, ECF No. 20-1 at 46-47. The
government receives no funds related to the
requirement, nor are the funds available to the
government to be expended for any public purpose.
App-75
And the government’s role is limited to approving atsea monitors employed by private companies to serve
as the monitoring service providers.
Accordingly, because industry-funded monitoring
generates no public revenue, it does not constitute an
unlawful tax.
E.
The Omnibus Amendment Does Not
Violate National Standard 7 and
National Standard 8
Plaintiffs contend that the Omnibus Amendment
violates National Standards 7 and 8 because any
demonstrated scientific or conservation benefits
resulting from increased monitoring services do not
outweigh the economic consequences to the fishing
community. Pls.’ Mot., ECF No. 18-1 at 41.
In reviewing the Omnibus Amendment, the
Court’s “task is not to review de novo whether the
amendment complies with [the National Standards]
but to determine whether the Secretary’s conclusion
that the standards have been satisfied is rational and
supported by the record.” C&W Fish Co., 931 F.2d at
1562.
For the reasons explained below, the Court
concludes that the Omnibus Amendment does not
violate National Standards 7 and 8.
1.
National Standard 7
National Standard 7 provides that “[c]onservation
and management measures shall, where practicable,
minimize costs and avoid unnecessary duplication.” 16
U.S.C. § 1851(a)(7). The regulations concerning
National Standard 7 instruct that management
measures should not impose “unnecessary burdens on
App-76
the economy, on individuals, on private or public
organizations, or on Federal, state, or local
governments. Factors such as fuel costs, enforcement
costs, or the burdens of collecting data may well
suggest a preferred alternative.” 50 C.F.R.
§ 600.340(b). “Any analysis for fishery management
plans ‘should demonstrate that the benefits of fishery
regulation are real and substantial relative to the
added research, administrative, and enforcement
costs, as well as costs to the industry of compliance.’”
Burke v. Coggins, No. 20-667, 2021 WL 638796, at *5
(D.D.C. Feb. 18, 2021) (quoting 50 C.F.R.
§ 600.340(c)). The regulations also provide that “an
evaluation of effects and costs, especially of differences
among workable alternatives, including the status
quo, is adequate.” 50 C.F.R. § 600.340(c).
Plaintiffs first argue that “[a]t a cost upwards of
$710 per day, many small business herring fishermen
will suffer severe economic consequence.” Pls.’ Mot.,
ECF No. 18-1 at 41. Plaintiffs contend that “[a]t no
point did Defendants justify the Omnibus Amendment
by describing less costly alternatives that the NEFMC
seriously considered.” Id. at 42.
The administrative record reflects, however, that
Defendants did consider less costly alternatives and
included exemptions to the amendment to minimize
costs. NMFS recognized that while industry-funded
monitoring coverage would cause “direct economic
impacts” on vessels participating in the herring
fishery, the requirement also would have positive
impacts, including ensuring “(1) [a]ccurate estimates
of catch (retained and discarded); (2) accurate catch
estimates for incidental species for which catch caps
App-77
apply; and (3) affordable monitoring for the herring
fishery.” AR 17740, 17744. The record also
demonstrates
that
Defendants
considered
alternatives to determine which monitoring target
goal would best achieve the agency’s goals while
minimizing the economic impact on fishing
communities. The analysis within the EA indicates
Defendants considered a “no coverage target,” a 25%
coverage target, a 50% coverage target, and a 75%
coverage target. AR 17075, 17082-83; see also id. at
17097 (“Different coverage targets (25%, 50%, 75%, or
100%) were analyzed for each gear type (midwater
trawl, purse seine, bottom trawl), but the Council
selected a 50% coverage target for all gear types.”).
After weighing the benefits against the costs,
Defendants concluded that “[t]he 50% coverage target
selected by the Council for vessels with a Category A
or B herring permit provides for the benefits of
collecting additional information on biological
resources
while
minimizing
industry
cost
responsibilities, especially when compared to nonpreferred coverage targets of 100% and 75%.” Id. at
17315.
The Omnibus Amendment also provides for
exemptions from the coverage requirements to
minimize costs where practicable. For example,
waivers are available if: (1) “monitoring coverage is
unavailable”; (2) “vessels intend to land less than 50
metric tons (mt) of herring”; or (3) “wing vessels carry
no fish on pair trawling trips.” Id. at 17735.
Furthermore, the EFP “exempt[s] midwater vessels
from the requirement for industry-funded at-sea
monitoring coverage and allow[s] midwater trawl
vessels to use electronic monitoring and portside
App-78
sampling coverage to comply with the” 50%
monitoring coverage target. Id. at 17736-37. Finally,
Defendants found that “[a]llowing SBRM coverage to
contribute toward the 50-percent coverage target for
at-sea monitoring is expected to reduce costs for the
industry.” Id. at 17742. Accordingly, Plaintiffs’
contention that Defendants “at no point” discussed
less costly alternatives is belied by the record. See
Nat’l Coal. for Marine Cons. v. Evans, 231 F. Supp. 2d
119, 133 (D.D.C. 2002) (dismissing plaintiffs’
arguments that NMFS failed to analyze alternative
conservation measures, explaining that they “ha[d]
not specified any record evidence showing that NMFS
ignored a less costly, practicable approach . . . , as
National Standard Seven prohibits”).
Plaintiffs, however, argue that Defendants’
discussion of alternatives is conclusory and that
“[m]ore detailed analysis is required, particularly
when the proposed regulation will harm most of the
herring fleet.” Pls.’ Reply, ECF No. 22 at 32. Plaintiffs
assert that the Council failed to note that midwater
trawlers will bear the brunt of the industry-funded
monitoring costs because: (1) they have low observer
coverage rates due to differences in SBRM coverage
among gear types; and (2) the majority of them would
not qualify under the 50-metric-ton exemption. Id.
However, it is settled law that “in making a decision
on the practicability of a fishery management
amendment, the Secretary does not have to conduct a
formal cost/benefit analysis of the measure.” Alaska
Factory Trawler Ass’n v. Baldridge, 831 F.2d 1456,
1460 (9th Cir. 1987); see also Nat’l Fisheries, 732 F.
Supp. at 222. As stated above, there is ample evidence
in the record that Defendants considered the costs and
App-79
benefits of choosing a 50% coverage target, which was
neither the most nor the least severe plan considered,
and took action to minimize the economic impacts of
the industry-funded monitoring measures. E.g., AR at
17005-06, 17030, 17070-71, 17075, 17082-83, 17315,
17346. In addition, the record reflects that Defendants
made efforts to minimize the economic impacts by
tailoring the industry-funded monitoring requirement
to that portion of the industry most in need of
regulatory controls. Thus, though Plaintiffs assert
that midwater trawls will end up bearing a greater
share of the costs, as Defendants assert, the
monitoring coverage target is intended to encompass
those vessels with the largest herring catch. See e.g.,
id. at 17742 (“Coverage waivers would only be issued
under specific circumstances, when monitors are
unavailable or trips have minimal to no catch, and are
not expected to reduce the benefits of additional
monitoring.” (emphasis added)); id. at 17743
(“Ultimately, the Council determined that the
potential for a relatively high herring catches per trip
aboard
those
vessels
warranted
additional
monitoring.”). Furthermore, in view of the fact that
these midwater trawl vessels would be less likely to
fall under the 50-metric-ton exception, Defendants
found that, via the EFP exemption, “[e]lectronic
monitoring and portside sampling may be a more cost
effective way for midwater trawl vessels to meet the
50-percent coverage target requirement than at-sea
monitoring coverage.” Id. at 17742.
Plaintiffs also contend that the omnibus
measures, which establish a standardized process for
developing industry-funded monitoring programs
across other New England FMPs, “may lead to the sort
App-80
of ‘duplication’ that National Standard Seven aims to
avoid” because “vessels in non-herring fisheries could
become
subject
to
concurrent
monitoring
requirements.” Pls.’ Reply, ECF No. 22 at 30.
Plaintiffs assert that the Omnibus Amendment fails
to address this potential future duplication with other
NEFMC-administered fisheries. Id. at 30-31. But
Plaintiffs’ argument fails. Defendants explained that
“[b]ecause herring and mackerel are often harvested
together on the same trip,” the Omnibus Amendment
“specifies that the higher coverage target applies on
trips declared into both fisheries. If the Council
considers industry-funded monitoring in other
fisheries in the future, the impacts of those programs
relative to existing industry-funded monitoring
programs will be considered at that time.” AR 17742.
Further, because the 50% monitoring coverage target
is calculated by combining both SBRM and industryfunded monitoring, a vessel will not have SBRM and
industry-funded monitoring coverage on the same
trip. See id. at 17315, 17734. Thus, the industryfunded monitoring requirement in the Atlantic
herring fishery “avoid[s] unnecessary duplication.” 16
U.S.C. § 1851(a)(7).
Accordingly, the Omnibus Amendment does not
violate National Standard 7.
2.
National Standard 8
National Standard 8 requires that FMPs and plan
amendments “take into account the importance of
fishery resources to fishing communities . . . in order
to (A) provide for the sustained participation of such
communities, and (B) to the extent practicable,
minimize adverse economic impacts on such
App-81
communities.” 16 U.S.C. § 1851(a)(8). The agency
“must give priority to conservation measures.” Nat.
Res. Def. Council, Inc. v. Daley, 209 F.3d 747, 753
(D.C. Cir. 2000). “It is only when two different plans
achieve similar conservation measures that the
[Department] takes into consideration adverse
economic consequences.” Id. But where two
alternatives in fact achieve similar conservation goals,
the preferred option will be the alternative that
provides the greater potential for sustained
participation of fishing communities and that
minimizes adverse economic impacts. See 50 C.F.R.
§ 600.345(b)(1). “These sometimes conflicting goals of
conservation on the one hand and minimizing harm to
fishing communities on the other mean that the
Secretary has substantial discretion to strike what he
deems an appropriate balance.” N.C. Fisheries Ass’n,
518 F. Supp. 2d at 92 (citing Alliance Against IFQs v.
Brown, 84 F.3d 343, 350 (9th Cir. 1996)). “In striking
that balance, moreover, the Secretary need not
conduct an official or numerical cost/benefit analysis.”
Id. (citing Nat'l Fisheries Inst., 732 F. Supp. at 222).
Plaintiffs argue that the Omnibus Amendment
violates National Standard 8 because Defendants
have failed to establish its scientific and conservation
need. Pls.’ Reply, ECF No. 22 at 34; see also Pls.’ Mot.,
ECF No. 18-1 at 41. The Court disagrees. It is clear
from the administrative record that Defendants
explained the scientific and conservation benefits of
the Omnibus Amendment. Defendants explained that
the
amendment
establishes
industry-funded
monitoring “to help increase the accuracy of catch
estimates,” which in turn will “improv[e] catch
estimation for stock assessments and management.”
App-82
AR 17742 (“Analysis in the EA suggests a 50-percent
coverage target would reduce the uncertainty around
estimates of catch tracked against catch caps, likely
resulting in a CV of less than 30 percent for the
majority of catch caps.”); see also id. at 17316. “If
increased monitoring reduces the uncertainty in the
catch of haddock and river herring and shad tracked
against catch caps, herring vessels may be more
constrained by catch caps, thereby increasing
accountability, or they may be less constrained by
catch caps and better able to fully harvest herring subACLs.” Id. at 17742; see also id. at 17789.
Furthermore, Defendants explained that “[i]mproving
[the] ability to track catch against catch limits is
expected to support the herring fishery achieve
optimum yield, minimize bycatch and incidental catch
to the extent practicable, and support the sustained
participation of fishing communities.” Id. at 17742; see
also id. at 17789-90. As explained above, those
conservation needs were weighed against the
associated costs to the industry, and the Council
considered significant alternatives and selected
measures to minimize adverse economic impacts on
the fishing industry and communities. See id. at
17316.
Plaintiffs also argue that the cost-minimization
efforts “impermissibly benefit a select number of
fishing communities where that sliver of the fleet
berths and does business.” Pls.’ Reply, ECF No. 22 at
34. Plaintiffs further contend that “differences in
SBRM coverage among different gear types will lead
to the midwater trawl fleet carrying more of the
financial burden in meeting the herring monitoring
coverage target.” Id. But, as stated above, the
App-83
administrative record demonstrates that Defendants
took into account the negative economic impacts upon
participants in the herring fishery “to the extent
practicable.” 16 U.S.C. § 1851(a)(8). In taking into
account the economic impacts, Defendants weighed
the alternatives and reasonably concluded that the
50% monitoring coverage target best met the balance
of the costs and benefits of additional monitoring. AR
17257, 17734.
“[C]ourts have consistently rejected challenges
under this standard where the administrative record
reveals that the Secretary was aware of potentially
devastating economic consequences, considered
significant alternatives, and ultimately concluded
that the benefits of the challenged regulation
outweighed the identified harms.” N.C. Fisheries
Ass’n, 518 F. Supp. 2d at 92 (citing cases). Accordingly,
the Court concludes that there is no violation of
National Standard Eight.
F.
The February 7, 2020 Final Rule Is Not
Substantively Deficient
Plaintiffs argue that Defendants’ responses to
comments submitted in connection with the final rule
were “substantively deficient.” Pls.’ Mot., ECF No. 181 at 43.
“The APA’s arbitrary-and-capricious standard
requires that agency rules be reasonable and
reasonably explained.” Nat’l Tel. Coop. Ass’n v. FCC,
563 F.3d 536, 540 (D.C. Cir. 2009). “An agency violates
this standard if it ‘entirely fail[s] to consider an
important aspect of the problem.’” Carlson v. Postal
Reg. Comm’n, 938 F.3d 337, 344 (D.C. Cir. 2019)
(quoting State Farm, 463 U.S. at 43). “An agency also
App-84
violates this standard if it fails to respond to
‘significant points’ and consider ‘all relevant factors’
raised by the public comments.” Id. (quoting Home Box
Office, Inc. v. FCC, 567 F.2d 9, 35-36 (D.C. Cir. 1977)).
“The fundamental purpose of the response
requirement is, of course, to show that the agency has
indeed considered all significant points articulated by
the public.” Nat. Res. Def. Council, Inc. v. EPA, 859
F.2d 156, 188 (D.C. Cir. 1988). However, “[t]he failure
to respond to comments is significant only insofar as
it demonstrates that the agency’s decision was not
based on a consideration of the relevant factors.”
Thompson v. Clark, 741 F.2d 401, 409 (D.C. Cir. 1984)
(internal quotations and citations omitted).
First, Plaintiffs argue that Defendants’ failed to
cite statutory authority supporting its statement that
Section
1853(b)(8)’s
requirement
“to
carry
observers . . . includes compliance costs on industry
participants” because “there is no statutory
authorization for industry-funded monitoring.” Pls.’
Mot., ECF No. 18-1 at 43 (emphasis omitted) (quoting
AR 17739). Plaintiffs contend that Defendants never
addressed the argument that if authorization for
industry-funded monitoring were “implied, then
Congress’s efforts to allow it elsewhere would be
rendered surplusage.” Id.
However, the Service explained in its response
that its authority derives from Section 1853(b)(8) of
the MSA, which authorizes at-sea monitors to be
placed on fishing vessels, and explained its view that
“[t]he requirement to carry observers, along with
many other requirements under the [MSA], includes
compliance costs on industry participants.” AR 17739
App-85
(explaining that “NMFS regulations require fishing
vessels to install vessel monitoring systems for
monitoring vessel positions and fishing, report catch
electronically, fish with certain gear types or mesh
sizes, or ensure a vessel is safe before an observer may
be carried on a vessel. Vessels pay costs to thirdparties for services or goods in order to comply with
these regulatory requirements that are authorized by
the Magnuson-Stevens Act. There are also
opportunity costs imposed by restrictions on vessel
sizes, fish sizes, fishing areas, or fishing seasons.”).
Defendants’ response is not “substantively deficient”
for failing to expressly mention the surplusage canon,
as Defendants had already noted their disagreement
with the premise that industry-funded monitoring
was unauthorized. Cf. Del. Dep’t of Nat. Res. & Env’t
Control v. EPA, 785 F.3d 1, 15 (D.C. Cir. 2015) (stating
that an agency need not “discuss every item of fact or
opinion included in the submissions made to it”
(citation omitted)).
Plaintiffs also assert that “there is a key
distinction
between
regulatory
costs—often
enumerated by statute—and effectively paying the
salary of your direct, government minder.” Pls.’ Mot.,
ECF No. 18-1 at 43-44. Plaintiffs contend that the
measures within the Omnibus Amendment are more
comparable to inspection costs than compliance costs.
Id. at 44. Finally, Plaintiffs argue that Defendants
“tried to dismiss arguments that industry funding is
an unlawful tax.” Id. at 45.
However, Defendants also sufficiently responded
to these concerns raised in submitted comments.
Defendants explained that the purpose of monitoring
App-86
programs was to “collect[] data necessary for the
conversation and management of the fishery” and that
“[a]t-sea monitors are not authorized officers
conducting vessel searches for purposes of ensuring
compliance with fisheries requirements.” AR 17740.
Defendants further explained that industry funding is
not a tax because the government receives no revenue.
Id.
Accordingly, the Court concludes that the record
indicates that Defendants sufficiently considered the
relevant factors raised by the submitted comments
and provided reasonable explanations in response. See
Nat’l Tel. Coop. Ass’n, 563 F.3d at 540.
G. Defendants Did Not Violate NEPA
Plaintiffs further argue that Defendants’ EA
violates NEPA. See Pls.’ Mot., ECF No. 18-1 at 46.
While NEPA establishes a “national policy [to]
encourage productive and enjoyable harmony between
man and his environment,” 42 U.S.C. § 4321; “NEPA
itself does not mandate particular results,” Robertson
v. Methow Valley Citizens Council, 490 U.S. 332, 350
(1989). “Rather, NEPA imposes only procedural
requirements on federal agencies with a particular
focus on requiring agencies to undertake analyses of
the environmental impact of their proposals and
actions.” Dep’t of Transp. v. Public Citizen, 541 U.S.
752, 756-57 (2004). In reviewing an agency’s decision
not to issue an EIS, the court’s role is a “‘limited’ one,
designed primarily to ensure ‘that no arguably
significant consequences have been ignored.’”
Taxpayers of Mich. Against Casinos v. Norton
[“TOMAC”], 433 F.3d 852, 860 (D.C. Cir. 2006)
(quoting Pub. Citizen v. Nat’l Highway Traffic Safety
App-87
Admin., 848 F.2d 256, 267 (D.C. Cir. 1988)). Thus,
courts apply “a ‘rule of reason’ to an agency’s NEPA
analysis” and decline to “‘flyspeck’ the agency’s
findings in search of ‘any deficiency no matter how
minor.’” Myersville Citizens for a Rural Cmty., Inc. v.
FERC, 783 F.3d 1301, 1322-23 (D.C. Cir. 2015)
(quoting Nevada v. U.S. Dep’t of Energy, 457 F.3d 78,
93 (D.C. Cir. 2006)).
Plaintiffs argue that Defendants violated NEPA
because: (1) Defendants failed to take a “hard look” at
the Omnibus Amendment’s impacts; (2) Defendants
did not adequately consider regulatory alternatives or
potential mitigation measures; (3) Defendants did not
seriously consider alternatives to industry-funded
monitoring; and (4) Defendants did not submit a
supplement to their environmental impact analysis
despite reductions in herring catch. See Pls.’ Mot.,
ECF No. 18-1 at 46-51. For the reasons explained
below, the Court rejects Plaintiffs’ arguments.
1.
Plaintiffs Do Not Have a Cause of
Action Under NEPA
As a threshold matter, the Court first addresses
whether Plaintiffs’ interests fall within NEPA’s “zone
of interests.” Gunpowder Riverkeeper v. FERC, 807
F.3d 267, 273 (D.C. Cir. 2015).
“In addition to constitutional standing, a plaintiff
must have a valid cause of action for the court to
proceed to the merits of its claim.” Id. (citing Natural
Res. Def. Council v. EPA, 755 F.3d 1010, 1018 (D.C.
Cir. 2014)). As the Supreme Court has explained,
courts “presume that a statutory cause of action
extends only to plaintiffs whose interests ‘fall within
the zone of interests protected by the law invoked.’”
App-88
Lexmark Int'l, Inc. v. Static Control Components, Inc.,
572 U.S. 118, 129 (2014) (quoting Allen v. Wright, 468
U.S. 737, 751 (1984)).
“The zone of interests protected by the NEPA is,
as its name implies, environmental; economic
interests simply do not fall within that zone.”
Gunpowder Riverkeeper, 807 F.3d at 274. “To be sure,
a [party] is not disqualified from asserting a claim
under the NEPA simply because it has an economic
interest in defeating a challenged regulatory action.”
Id. (citing Realty Income Trust v. Eckerd, 564 F.2d
447, 452 (D.C. Cir. 1977). But a party “must assert an
environmental harm in order to come within the
relevant zone of interests,” and that zone of interests
“does not encompass monetary interests alone,” id.
(quoting Eckerd, 564 F.2d at 452 & n.10, n.11).
Here, while Plaintiffs refer generally to
unspecified “environmental impacts,” Plaintiffs have
not alleged that they will suffer any environmental
injury as a result of the Omnibus Amendment. Rather,
Plaintiffs’ sole concern is with the financial burden on
fishing vessels and companies as a result of industryfunded monitoring. In their motion briefing and in
their Complaint, Plaintiffs have detailed their fears
regarding the economic impact of the Omnibus
Amendment. See, e.g., Pls.’ Mot., ECF No. 18-1 at 4851; Pls.’ Reply, ECF No. 22 at 36-42; Compl., ECF
No. 1 ¶¶ 3-5, 45, 78-80, 86, 91, 98. However, Plaintiffs
have failed to name any specific harms to the
environment and have not “linked [their] pecuniary
interest to the physical environment or to the
environmental impacts.” Ashley Creek Phosphate Co.
v. Norton, 420 F.3d 934, 940 (9th Cir. 2005) (holding
App-89
that plaintiff failed to establish prudential standing
under NEPA because plaintiff’s “sole interest is in
selling phosphate to Agrium”).
Accordingly, because Plaintiffs’ interest in
challenging the Omnibus Amendment is a purely
economic interest, and economic concerns are “not
within the zone of interests protected by NEPA,” ANR
Pipeline Co v. FERC, 205 F.3d 403, 408 (D.C. Cir.
2000); Plaintiffs cannot sustain a claim under NEPA,
see Goethel, 2016 WL 4076831, at *8 (dismissing
plaintiffs’ NEPA claim because their “argument
appears limited to the claim that NMFS failed to
adequately assess the economic impact of industry
funding”).
2.
Plaintiffs’ NEPA Claims Fail on the
Merits
Even if the Court found that NEPA was applicable
to Plaintiffs’ claims, Plaintiffs’ arguments would still
fail on the merits for the reasons stated below.
a.
Defendants Took a “Hard Look”
at Environmental Impacts
Plaintiffs argue that Defendants failed to take a
“hard look” at the “complete environmental impact” of
the omnibus measures, which created a process to
implement future industry-funded monitoring
programs in other New England FMPs. Pls.’ Mot.,
ECF No. 18-1 at 47. Plaintiffs contend that despite
recognizing that future industry-funded monitoring
programs will have an “economic impact” if
implemented, Defendants undertook no analysis of
these future costs. Id. at 47-48. In Plaintiffs’ view,
Defendants’ inclusion of these measures into the
Omnibus Amendment “suggests an improper attempt
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to ‘artificially divid[e] a major federal action into
smaller components, each without significant
impact.’” Id. at 48 (quoting Jackson City v. FERC, 589
F.3d 1284, 1290 (D.C. Cir. 2009)).
Under NEPA, the EA must “take[] a hard look at
the problem.” Sierra Club v. Van Antwerp, 661 F.3d
1147, 1154 (D.C. Cir. 2011). “Although the contours of
the ‘hard look’ doctrine may be imprecise,” a court
must at a minimum “‘ensure that the agency has
adequately
considered
and
disclosed
the
environmental impact of its actions and that its
decision is not arbitrary or capricious.’” Nevada v.
Dep’t of Energy, 457 F.3d 78, 93 (D.C. Cir. 2006)
(quoting Baltimore Gas & Elec. Co. v. Nat. Res. Def.
Council, Inc., 462 U.S. 87, 97-98 (1983)). A “hard look”
includes “considering all foreseeable direct and
indirect impacts . . . . [It] should involve a discussion
of adverse impacts that does not improperly minimize
negative side effects.” N. Alaska Env’t Ctr. v.
Kempthorne, 457 F.3d 969, 975 (9th Cir. 2006)
(internal quotation marks and citation omitted).
Here, the Court notes at the outset that while
Plaintiffs broadly claim that Defendants failed to take
a “hard look” at the environmental impacts of the
future
industry-funded
monitoring
programs,
Plaintiffs only identify alleged economic impacts. See
Pls.’ Mot., ECF No. 18-1 at 48 (stating that NEFMC
recognized the “economic impact” of future monitoring
programs); id. (noting that NEFMC had suggested a
potential rise in “monitoring costs” due to overlapping
requirements); id. at 49 (arguing a NEPA violation
because the “final EA provides no detail about the
potential economic impact”); id. (citing to “meager
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evidence” in the administrative record regarding the
economic impact on the non-herring fleet); Pls.’ Reply,
ECF No. 22 at 36 (arguing the Council refused to
“recognize[] the uniformly negative expected economic
pact of future” monitoring programs). As explained
above, a party “must assert an environmental harm in
order to come within [NEPA’s] zone of interests.”
Gunpowder Riverkeeper, 807 F.3d at 274 (citing
Eckerd, 564 F.2d 447, 452 & n.10 (D.C. Cir. 1977); see
Cachil Dehe Band of Wintun Indians of Colusa Indian
Cmty. v. Zinke, 889 F.3d 584, 606 (9th Cir. 2018) (“We
have ‘consistently held that purely economic interests
do not fall within NEPA’s zone of interests.’” (quoting
Ashley Creek Phosphate, 420 F.3d at 940)).
However, even if NEPA was applicable here, the
Court’s conclusion would remain the same. Plaintiffs
dispute Defendants’ determination that the omnibus
measures “do not have any direct economic impacts on
fishery-related business or human communities
because they do not require the development of
[industry-funded monitoring] programs nor do they
directly impose any costs.” AR 17179. Plaintiffs
contend that because Defendants are aware of which
New England FMPs are in the position to implement
industry-funded programs and “have access to
extensive information about the demographics and
operation of New England fisheries,” Defendants
could conduct an analysis of economic impact of future
monitoring programs. Pls.’ Reply, ECF No. 22 at 37.
Defendants, on the other hand, argue that such future
costs are too speculative to include in the EA
“[w]ithout knowing the goals or the details of the
measures to achieve [future industry-funded
monitoring] goals.” Defs.’ Opp’n, ECF No. 20-1 at 50
App-92
(quoting AR 17741). Defendants state that “[t]he
economic impacts to fishing vessels and benefits
resulting from a future . . . program would be
evaluated in the amendment to establish
that . . . program.” Id. (quoting AR 17741).
The Court agrees with Defendants. “The ‘rule of
reason’ requires that consideration be given to
practical limitations on the agency’s analysis, such as
the information available at the time.” Wilderness
Soc’y v. Salazar, 603 F. Supp. 2d 52, 61 (D.D.C. 2009)
(citing Transmission Access Policy Study Group v.
FERC, 225 F.3d 667, 736 (D.C. Cir. 2000)). Because
the omnibus measures do not require the development
of industry-funded monitoring programs in all FMPs
but rather set up a process to be used if such programs
are developed in the future, Defendants did not know
the location of any future monitoring program or the
future program’s specific goals at the time of the EA’s
preparation. Furthermore, “[t]hat [D]efendants may
continue to assess impacts as more information
becomes available does not indicate that defendants
failed to take a ‘hard look’ at the environmental
consequences of its proposed action.” Id. at 62.
Requiring Defendants to analyze future industryfunded monitoring programs without knowing where
the programs will be implemented would be
unreasonable and beyond NEPA’s mandate. See id.;
see also WildEarth Guardians v. Zinke, 368 F. Supp.
3d 41, 66-67 (D.D.C. 2019) (finding that defendant
agency did not violate NEPA when the agency “could
not reasonably foresee the projects to be undertaken
on specific leased parcels, nor could it evaluate the
impacts of those projects on a parcel-by-parcel basis”).
For the same reasons the Court finds that Defendants
App-93
did not improperly segment the Omnibus
Amendment. See Jackson Cnty., 589 F.3d at 1291
(finding it reasonable that FERC treated two projects
separately when, among other thing, the projects were
geographically distinct and triggered separate agency
approval decisions).
b.
Defendants
Adequately
Considered Alternatives and
Potential Mitigation Measures
Plaintiffs next argue that Defendants violated
NEPA because they did not adequately address
potential mitigation measures or alternatives to the
Omnibus Amendment. Pls.’ Mot., ECF No. 18-1 at 49.
The Court disagrees.
An EA “must include a ‘brief discussion[]’ of
reasonable alternatives to the proposed action.”
Myersville, 783 F.3d at 1323 (citation omitted). “An
alternative is reasonable if it is objectively feasible as
well as reasonable in light of the agency’s objectives.”
Id. (alterations and quotation marks omitted) (quoting
Theodore Roosevelt Conservation P’ship, 661 F.3d at
72). An agency’s specification of the range of
reasonable alternatives is entitled to deference.
Citizens Against Burlington, Inc. v. Busey, 938 F.2d
190, 196 (D.C. Cir. 1991). Furthermore, an agency’s
consideration of alternatives in an EA “need not be as
rigorous as the consideration of alternatives in an
EIS.” Myersville, 783 F.3d at 1323. “In assessing
whether an agency has shown that a project’s
environmental impacts are adequately addressed by
mitigation measures, a court must ask . . . whether
the agency discussed the mitigation measures ‘in
sufficient detail to ensure that environmental
App-94
consequences have been fairly evaluated.’” Food &
Water Watch v. U.S. Dep’t of Agric., 451 F. Supp. 3d
11, 37 (D.D.C. 2020) (quoting Indian River Cnty., Fla.
V. U.S. Dep’t of Transp., 945 F.3d 515, 522 (D.C. Cir.
2019)). “NEPA does not, however, ‘require agencies to
discuss any particular mitigation plans that they
might put in place.’” Id. (quoting Theodore Roosevelt
Conservation P’ship, 616 F.3d at 503).
First, regarding consideration of alternatives, the
Court finds that Defendants have complied with
NEPA’s requirements. The EA included a brief
discussion of seven alternatives to the omnibus
measures, including an option preserving the status
quo, “that would modify all the FMPs managed by the
Council to allow standardized development of future
FMP-specific industry-funded monitoring programs.”
AR 17046-47. The EA also included a discussion of
multiple alternatives regarding increasing monitoring
in the Atlantic herring fishery specifically, including a
“no additional coverage” alternative, electric
monitoring options, and portside sampling options.
See AR 17069-101. Plaintiffs do not explain how the
EA’s discussion of these alternatives is inadequate,
nor do they argue that there were any alternatives
that
Defendants
improperly
excluded
from
consideration. To the extent that Plaintiffs suggest
that “at-sea monitoring under the Omnibus
Amendment in the herring fishery is discretionary,”
“unnecessary to advance conservation goals,” and “less
efficient than shoreside alternatives,” Pls.’ Opp’n, ECF
No. 22 at 34-35; “NEPA does not compel a particular
result,” Myersville, 783 F.3d at 1324. “Even if an
agency has conceded that an alternative is
environmentally superior, it nevertheless may be
App-95
entitled under the circumstances not to choose that
alternative.” Id.; see also Robertson, 490 U.S. at 350
(“If the adverse environmental effects of the proposed
action are adequately identified and evaluated, the
agency is not constrained by NEPA from deciding that
other values outweigh the environmental costs.”).
Thus, in view of the cursory nature of Plaintiffs’
argument, the Court finds that Defendants’ discussion
of alternatives is sufficient to meet the NEPA
obligations. Cf. Airport Impact Relief, Inc. v. Wykle,
192 F.3d 197, 205 (1st Cir. 1999) (noting arguments
raised “in a perfunctory manner, unaccompanied by
some effort at developed argumentation” are waived
when they “do not attempt to explain the manner in
which the environment will be significantly affected”).
Second, regarding mitigation measures, the Court
finds that Defendants’ EA satisfies the relevant
standard. Plaintiffs contend that although the EA
contains information regarding the negative effects
that industry-funded monitoring will have on
businesses and communities, the EA “downplays”
such impacts “by referring to the waiver of coverage
for vessels that land less than 50 metric tons of
herring per trip—a mitigation measure that applies to
an especially small portion of the herring fleet . . . —
and by vaguely referring to potential adjustments by
the NEFMC in the next two years.” Pls.’ Mot., ECF No.
18-1 at 49 (citing AR 17250, 17327); see also Pls.’
Reply, ECF No. 22 at 38 (arguing that “the exemption
for vessels landing under 50 metric tons of herring will
favor a sliver of the fleet and therefore impermissibly
benefit a select number of fishing communities”).
App-96
Again, Plaintiffs’ argument regards economic
interests, not environmental ones. See Gunpowder
Riverkeeper, 807 F.3d at 274. Furthermore, Plaintiffs’
challenge to the 50-metric-ton exemption is ultimately
based on a disagreement with the substance of the
exemption rather than on Defendants’ compliance
with NEPA’s procedural requirements. It is well
established that “[w]here NEPA analysis is required,
its role is ‘primarily information-forcing.’” Mayo v.
Reynolds, 875 F.3d 11, 15-16 (D.C. Cir. 2017) (quoting
Sierra Club v. FERC, 867 F.3d 1357, 1367 (D.C. Cir.
2017)). “As the Supreme Court has explained, ‘[t]here
is
a
fundamental
distinction . . . between
a
requirement that mitigation be discussed in sufficient
detail to ensure that environmental consequences
have been fairly evaluated, on the one hand, and a
substantive requirement that a complete mitigation
plan be actually formulated and adopted, on the
other.’” Id. (quoting Robertson, 490 U.S. at 352). In
other words, “NEPA is ‘not a suitable vehicle’ for
airing grievances about the substantive policies
adopted by an agency, as ‘NEPA was not intended to
resolve fundamental policy disputes.’” Id. (quoting
Grunewald v. Jarvis, 776 F.3d 893, 903 (D.C. Cir.
2015)).
To the extent that Plaintiffs refer to
environmental impacts in arguing that the Council’s
plan to re-evaluate the Atlantic herring monitoring
program in two years is “vague,” Pls.’ Mot., ECF No.
18-1 at 49; the EA reflects that Defendants were
aware of the environmental impacts of the Omnibus
Amendment and its alternatives and the need to
incorporate mitigation efforts to reduce any negative
impacts. See, e.g., AR 17177-241.
App-97
The omnibus measures were determined to have
“no direct impacts” on biological resources or the
physical environment. Id. at 17179. The industryfunded monitoring program in the Atlantic herring
fishery was determined to have a “negligible” impact
on the physical environment and an “indirect” impact
on biological resources because “they affect levels of
monitoring rather than harvest specifications or gear
requirements.” Id. at 17179, 17316; see also id. at
17326 (“The proposed action is not expected to cause
significant environmental impacts because it
establishes a monitoring program, rather than
specifying harvest specifications, gear requirements,
or changes in fishing behavior.”). The EA then took
into account “variations and contingencies in [the
Atlantic herring] fishery by adapting coverage levels
to available funding or logistics and allowing vessels
to choose electronic monitoring and portside sampling
coverage, if it is suitable for the fishery and depending
on a vessel owner’s preference.” Id. at 17315. The EA
explained that one of the “preferred” alternatives
“would require the Council to revisit the preferred
Herring Alternatives two years after implementation
and evaluate whether changes to management
measures are necessary.” Id. “This requirement to
evaluate the impacts of increased monitoring in the
herring fishery takes into account and allows for
variations and contingencies in the fishery, fishery
resources, and catches.” Id. Given that the Omnibus
Amendment’s measures may “increase monitoring
and that may improve management of the fishery and
provide a better opportunity for achieving optimum
yield,” resulting in indirect benefits for the
environment, id. at 17312; Plaintiffs have failed to
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show that the two-year
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