Amicus Curiae Brief — David Ritter, Petitioner v. Linda Migliori, et al.
Supreme Court briefAug 2, 2022
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No. 22-30
In the Supreme Court of the United States
__________
DAVID RITTER,
Petitioner,
v.
LINDA MIGLIORI, FRANCIS J. FOX, RICHARD E.
RICHARDS, KENNETH RINGER, SERGIO RIVAS, ZAC
COHEN, AND LEHIGH COUNTY BOARD OF ELECTIONS,
Respondents.
__________________________
ON PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS
FOR THE THIRD CIRCUIT
___________________________
BRIEF FOR HONEST ELECTIONS PROJECT
AS AMICUS CURIAE IN SUPPORT
OF PETITIONER
__________
CHRISTOPHER E. MILLS
Counsel of Record
Spero Law LLC
557 East Bay Street
#22251
Charleston, SC 29413
(843) 606-0640
cmills@spero.law
Counsel for Amicus Curiae
QUESTION PRESENTED
Should this Court vacate the Third Circuit’s decision
under United States v. Munsingwear, Inc., 340 U.S. 36
(1950)?
ii
TABLE OF CONTENTS
Page
Question Presented....................................................... i
Table of Authorities .................................................... iii
Interest of Amicus Curiae ........................................... 1
Summary of the Argument .......................................... 2
Argument ..................................................................... 6
I.
The decision below will disrupt elections.........6
II. The decision below threatens the
constitutionality of the
materiality provision....................................... 13
Conclusion .................................................................. 20
iii
TABLE OF AUTHORITIES
CASES
Page(s)
Allen v. Cooper, 140 S. Ct. 994 (2020) ....................... 16
Broyles v. Texas, 618 F. Supp. 2d 661 (SD Tex. 2009),
aff’d, 381 F. App’x 370 (CA5 2010) ...................... 14
City of Boerne v. Flores, 521 U.S. 507 (1997)...... 15, 18
City of Mobile v. Bolden, 446 U.S. 55 (1980) ............ 14
Commonwealth v. Cobbs, 256 A.3d 1192 (Pa. 2021) 10
Donald J. Trump for President, Inc. v. Boockvar, 493
F. Supp. 3d 331 (WD Pa. 2020) ...................... 11, 12
Fla. Prepaid Postsecondary Educ. Expense Bd. v.
Coll. Sav. Bank, 527 U.S. 627 (1999) .................. 18
Griffin v. Roupas, 385 F.3d 1128
(CA7 2004) ................................................ 10, 12, 18
Hooper v. California, 155 U.S. 648 (1895) ................ 19
In re 2,349 Ballots in 2020 Gen. Election, 241 A.3d
694, 2020 WL 6820816 (Pa. Commw. Ct. 2020) .... 3
In re Canvass of Absentee & Mail-in Ballots of Nov. 3,
2020 Gen. Election, 241 A.3d 1058 (Pa. 2020) ....... 3
In re Center Township Democratic Party Supervisor
Primary Election, 4 Pa. D. & C.4th 555
(C.P. 1989) ............................................................ 11
iv
Ind. Democratic Party v. Rokita, 458 F. Supp. 2d 775
(SD Ind. 2006), aff’d sub nom. Crawford v. Marion
Cnty. Election Bd., 472 F.3d 949 (CA7 2007), aff’d,
553 U.S. 181 (2008) .............................................. 14
Kirksey v. City of Jackson, 663 F.2d 659
(CA5 1981) ............................................................ 14
Marks v. Stinson, 19 F.3d 873 (CA3 1994) ............... 10
Mays v. LaRose, 951 F.3d 775 (CA6 2020).................. 3
McDonald v. Bd. of Election Comm’rs of Chi., 394
U.S. 802 (1969) ....................................................... 3
NAMUDNO v. Holder, 557 U.S. 193 (2009) ....... 15, 16
Opening of Ballot Box of the First Precinct of
Bentleyville, 598 A.2d 1341
(Pa. Commw. Ct. 1991)......................................... 11
Pa. Democratic Party v. Boockvar, 238 A.3d 345 (Pa.
2020)........................................................................ 8
Reno v. Bossier Par. Sch. Bd., 520 U.S. 471
(1997) .................................................................... 14
Ritter v. Lehigh Cnty. Bd. of Elections, 272 A.3d 989,
2022 WL 16577 (Pa. Commw. Ct. 2022) ................ 3
Ritter v. Migliori, 142 S. Ct. 1824 (2022) .............. 2, 12
Shelby County v. Holder, 570 U.S. 529
(2013) ............................................ 13, 15, 16, 17, 18
Shelby County v. Holder, 679 F.3d 848
(CADC 2012) ......................................................... 16
v
Shelby County v. Holder, 811 F. Supp. 2d 424 (DDC
2011)...................................................................... 16
Stilp v. Commonwealth, 905 A.2d 918 (Pa. 2006) ...... 9
Storer v. Brown, 415 U.S. 724 (1974) .......................... 1
Tennessee v. Lane, 541 U.S. 509 (2004) .................... 16
Tex. Democratic Party v. Abbott, 978 F.3d 168 (CA5
2020)...................................................................... 18
United States v. Davis, 139 S. Ct. 2319 (2019) ... 19, 20
United States v. Georgia, 546 U.S. 151 (2006) ......... 15
United States v. Mississippi, 380 U.S. 128 (1965) .... 13
United States v. Munsingwear, Inc., 340 U.S. 36
(1950) ....................................................................... i
CONSTITUTIONAL PROVISIONS
U.S. Const. amend. X................................................. 15
U.S. Const. amend. XV, § 2 ....................................... 15
U.S. Const. art. I, § 2, cl. 1 ........................................ 13
U.S. Const. art. I, § 4 ................................................. 13
U.S. Const. art. I, § 8 ................................................. 15
STATUTES
1 Pa. Stat. and Cons. Stat. Ann. § 1921(b) ............... 10
25 Pa. Stat. and Cons. Stat. Ann. § 3146.6(a) ............ 2
vi
25 Pa. Stat. and Cons. Stat. Ann. § 3150.16(a) .......... 2
52 U.S.C. § 10101................................................... 2, 18
Act of Oct. 31, 2019, P.L. 552, No. 77.......................... 8
OTHER AUTHORITIES
CA3 Appellants’ Reply Brief, 2022 WL 1185151 (April
15, 2022)................................................................ 12
CA3 Brief for the United States as Amicus Curiae,
2022 WL 1045078 (Apr. 1, 2022) ......................... 18
Federalist No. 59........................................................ 15
Friedman, Comment, Inseverability Clauses in
Statutes, 64 U. Chi. L. Rev. 903 (1997) ................. 9
H.R. Rep. No. 88-914 (Nov. 20, 1963), reprinted in
1964 U.S.C.C.A.N. 2391 ....................................... 17
Honorable Seth Grove, Election Reform in
Pennsylvania: Missed Opportunities and
Continued Chaos (July 19, 2022),
https://perma.cc/2V93-D6BW ......................... 7, 8, 9
Jonathan Lai & Jeremy Roebuck, Fights over Pa.
election rules that seemed settled after 2020 have
now come roaring back, The Philadelphia
Inquirer, June 15, 2022, https://perma.cc/LYW54YT8 .................................................................... 7, 8
Mem. in Supp. of Pet’rs’ Emergency Appl. for
Peremptory J. and Summ. Relief, Chapman v.
Berks Cnty. Bd. of Elections, No. 355-MD-2022
(Pa. Commw. Ct. July 11, 2022), https://perma.cc/
X77G-34NK............................................................. 7
vii
Pet. for Review in the Nature of an Action for a
Declaratory J., Bonner v. Chapman, No. 364-MD2022 (Pa. Commw. Ct. July 20, 2022),
https://perma.cc/W7NV-RB9U ............................... 9
Voting by mail and absentee voting, MIT Election
Data & Science Lab (Mar. 16, 2021),
https://perma.cc/YY6H-9YB8 ............................... 18
INTEREST OF AMICUS CURIAE
The Honest Elections Project is a nonpartisan
organization devoted to supporting the right of every
lawful voter to participate in free and honest elections.
Through public engagement, advocacy, and publicinterest litigation, the Project defends the fair,
reasonable measures that voters put in place to protect
the integrity of the voting process. The Project
supports common-sense voting rules and opposes
efforts to reshape elections for partisan gain. As this
Court has explained, “there must be a substantial
regulation of elections if they are to be fair and honest
and if some sort of order, rather than chaos, is to
accompany the democratic processes.” Storer v. Brown,
415 U.S. 724, 730 (1974). The Project thus has a
significant interest in this important case. 1
1 All parties received timely notice of and consented to the filing
of this brief. No counsel for a party authored this brief in whole
or in part, and no counsel or party made a monetary contribution
intended to fund the preparation or submission of this brief. No
person other than amicus curiae, its members, or its counsel
made a monetary contribution to its preparation or submission.
2
SUMMARY OF THE ARGUMENT
This case involves an effort to reinvent the federal
Civil Rights Act to strike down innumerable neutral
state voting laws that have nothing to do with even
alleged race discrimination. Courts have consistently
turned away similar efforts, but faced with an
emergency proceeding attacking Pennsylvania law,
the Third Circuit succumbed.
To protect voting legitimacy and orderly
administration of elections, Pennsylvania’s law
requires any person submitting a vote-by-mail ballot
to “date and sign” a declaration printed on the back of
the envelope. 25 Pa. Stat. and Cons. Stat. Ann.
§§ 3146.6(a), 3150.16(a). Tucked away in a federal
statute otherwise prohibiting race discrimination in
voting practices, the materiality provision forbids any
person “acting under color of law” “to deny the right of
any individual to vote in any election because of an
error or omission on any record or paper relating to
any application, registration, or other act requisite to
voting, if such error or omission is not material in
determining whether such individual is qualified . . .
to vote.” 52 U.S.C. § 10101(a)(2)(B).
In an unprecedented decision, the Third Circuit
held that this materiality provision provides a private
cause of action and preempts state mail-in voting
requirements. Three Justices of this Court have
already recognized and the petitioner has already
explained why the Third Circuit’s reading “seems
plainly contrary to the statutory language.” Ritter v.
Migliori, 142 S. Ct. 1824, 1824 (2022) (Alito, J.,
dissenting from denial of application for stay). Mail-in
voting requirements pertain to voting itself, not an
3
“act requisite to voting” or voter qualifications. 2 Nor do
those requirements implicate the right to vote
protected by the statute. “[T]here is no constitutional
right to an absentee ballot.” Mays v. LaRose, 951 F.3d
775, 792 (CA6 2020) (citing McDonald v. Bd. of
Election Comm’rs of Chi., 394 U.S. 802, 807–09
(1969)). And when the government limits or regulates
voting by mail but leaves unencumbered voting in
person, courts universally recognize that “[i]t is thus
not the right to vote that is at stake here but a claimed
right to receive absentee [or mail] ballots.” McDonald,
394 U.S. at 807. For that reason, this Court has held
that, short of “in fact absolutely prohibit[ing]” a
plaintiff from voting in toto, the right to vote is not
impeded. Id. at 808 n.7.
These merits points need not be belabored,
however, because the question here is primarily
whether the Court should exercise its equitable power
to vacate the decision below. And on that point, two
significant reasons exist to vacate the Third Circuit’s
2 Even if these requirements went to voter qualification, failing to
date the ballot is material. A majority of the Pennsylvania
Supreme Court held that “a voter’s failure to comply with the
statutory requirement that voters date the voter declaration” is
not a “‘minor irregularity.’” In re Canvass of Absentee & Mail-in
Ballots of Nov. 3, 2020 Gen. Election, 241 A.3d 1058, 1079 (Pa.
2020) (Wecht, J., concurring and dissenting); id. at 1090
(Dougherty, J., concurring and dissenting); see Ritter v. Lehigh
Cnty. Bd. of Elections, 272 A.3d 989, 2022 WL 16577, at *9 n.8
(Pa. Commw. Ct. 2022) (table opinion). More, “[t]he presence of
the date” “establishes a point in time against which to measure
the elector’s eligibility to cast the ballot,” among other important
uses. In re 2,349 Ballots in 2020 Gen. Election, 241 A.3d 694, 2020
WL 6820816, at *6 (Pa. Commw. Ct. 2020) (table opinion)
(reversed on other grounds). Finally, that the Pennsylvania
legislature required dating establishes the requirement’s
materiality.
4
erroneous decision, apart from the splits it produces
and its stand-alone significance.
1. The decision below will cause chaos in upcoming
elections. Plaintiffs and the United States are
invoking the Third Circuit’s reasoning in cases across
the country to attack not individual ballot
determinations but the substance of state law voting
rules. Removing these guardrails, put in place by state
legislatures to protect election integrity and orderly
administration, will be a significant disturbance to the
fall elections and potentially cast doubt on election
results.
The threat of the decision below to Pennsylvania
elections is especially severe. Wielding the decision
below, Pennsylvania has issued guidance that counties
must disregard the Commonwealth’s voting rules, and
it is suing counties that try to adhere to those rules.
Apart from that election disruption, the decision below
threatens Pennsylvania’s entire mail-in voting
process. That process was put in place for the first time
in 2019, when the General Assembly permitted noexcuse mail-in voting conditioned on guardrails like
the date requirement. It enforced that condition via a
nonseverability clause in the law by which the entire
law is voided if a provision is invalidated—even just in
an application. The decision below invalidated
Pennsylvania’s dating requirement under federal law,
so the nonseverability clause may require that the
entire mail-in process be voided. Needless to say, this
threat will exacerbate confusion in upcoming
Pennsylvania elections, making it hard for voters to
know how to vote and for Commonwealth officials to
run an orderly election. Vacatur of the decision below
is necessary.
5
2. The decision below also threatens the
constitutionality of the federal materiality provision.
Congress lacks general authority to regulate state
elections. It can rely here only on its enforcement
authority under the Fifteenth Amendment, which
prohibits intentional discrimination in voting based on
race. But breaking with other courts, the Third Circuit
held that the materiality provision was not “limit[ed]”
to “instances of racial discrimination.” App. 18 n.56.
This holding would unmoor the materiality
provision from its constitutional dock. The provision
would not be congruent and proportional to any record
of Fifteenth Amendment violations, for Congress was
clear that the provision targeted discriminatory acts
by local officials, not discriminatory laws. Congress
has no current record of voting rules (much less
absentee requirements) being used as cover for
pervasive race discrimination. And as interpreted by
the Third Circuit, the materiality provision has no
nexus to discrimination, for it does not require even a
showing of discriminatory effect, much less intent.
Constitutional avoidance—the real canon applicable
when
a
statutory
reading
is
actually
unconstitutional—thus reiterates the need for this
Court to vacate the decision below, if not reverse it.
Otherwise, the materiality provision may well be
unconstitutional.
To prevent chaos from overtaking elections this
fall, the Court should vacate or reverse the decision
below.
6
ARGUMENT
I. The decision below will disrupt elections.
This Court should vacate the Third Circuit’s
decision to prevent it from spawning chaos in
upcoming elections. The petitioner has identified cases
nationwide in which professional plaintiffs and the
United States are seeking to leverage the Third
Circuit’s erroneous reading of the materiality
provision to work mischief in state elections. Pet. 21,
29–30. That consequence is bad enough. But the Third
Circuit’s decision will cause special chaos in
Pennsylvania elections, for two reasons. First,
Pennsylvania itself is suing counties that dare follow
Commonwealth voting requirements. Second, noexcuse mail-in voting in Pennsylvania was permitted
for the first time in 2019, and included with the
legislative safeguards that the decision below
destroyed was a robust non-severability clause. Thus,
the decision below could well bring the entire
Pennsylvania mail-in voting regime into serious
question.
On the first point, not only has Pennsylvania
ordered all counties to count undated ballots in future
elections and started helping professional plaintiffs to
pick off other voting requirements one at a time, Pet.
11–12, its Department of State is now suing individual
counties that try to adhere to those requirements. As
the Philadelphia Inquirer recently explained, “[n]ew
lawsuits have revived questions that many thought
were long settled, beginning with the question of
whether to count undated mail ballots.” 3 Invoking the
3 Jonathan Lai & Jeremy Roebuck, Fights over Pa. election rules
that seemed settled after 2020 have now come roaring back, The
7
decision below and departing from its demand just last
year that counties “throw out undated mail ballots,” 4
Pennsylvania’s Department of State is now arguing
that “no county board can exclude a ballot from its
final election returns based on” a failure “to date the
declaration on a ballot return envelope.” 5 It argues
that “[t]he Third Circuit’s interpretation of federal law
should be followed” by the state courts, and it relies
even on the decision below’s questionable § 1983
analysis. 6
These efforts by Pennsylvania to undermine its
own voting rules will confuse voters, disrupt election
administration, and interfere with the integrity of
upcoming elections. As one recent report explained,
“Pennsylvanians continue to experience poorly
administered and somewhat chaotic elections, with
less access to the ballot, expensive litigation, and
delayed election results.” 7 Pennsylvania’s efforts to
use the decision below to further meddle with the
General Assembly’s work will heighten the difficulties
faced by Pennsylvanians. Pennsylvania “elections
officials . . . say[] the shifting landscape has left them
mired in uncertainty as rules that seem to be everchanging fuel public distrust and confusion.” 8 The
Philadelphia Inquirer, June 15, 2022, https://perma.cc/LYW54YT8.
4 Ibid.
5 Mem. in Supp. of Pet’rs’ Emergency Appl. for Peremptory J. and
Summ. Relief at 6, Chapman v. Berks Cnty. Bd. of Elections, No.
355-MD-2022 (Pa. Commw. Ct. July 11, 2022), https://perma.cc/
X77G-34NK.
6 Id. at 19.
7 Honorable Seth Grove, Election Reform in Pennsylvania: Missed
Opportunities and Continued Chaos, at 9 (July 19, 2022),
https://perma.cc/2V93-D6BW.
8 Lai & Roebuck, supra note 3.
8
decision below “left elections administrators and
candidates across the state scrambling.” 9 Particularly
given that the controversy giving rise to the decision
below appears moot, this Court should follow its usual
procedures and vacate the decision below, thereby
preventing the decision from spawning chaos in the
Commonwealth’s elections—many of which are
determined by a few votes. 10 The decision below leaves
critical questions about Pennsylvania elections up in
the air: “Which votes should be counted, which should
be rejected, and where does Pennsylvania draw the
line?” 11
The second and even more fundamental threat of
the decision below to Pennsylvania elections comes
from its effect on the entire mail-in voting regime. As
the decision below recognized, “[i]n 2019, the
Pennsylvania General Assembly enacted new mail-in
voting provisions.” App. 5. This law, Act 77, “created
for the first time in Pennsylvania the opportunity for
all qualified electors to vote by mail, without requiring
the electors to demonstrate their absence from the
voting district on Election Day.” Pa. Democratic Party
v. Boockvar, 238 A.3d 345, 352 (Pa. 2020); see Act of
Oct. 31, 2019, P.L. 552, No. 77. Like all voting
legislation, Act 77 entailed safeguards on these
expanded voting opportunities, and it involved
extensive legislative and executive compromises.
As the Chairman of Pennsylvania’s House State
Government Committee has explained (and a recent
9 Ibid.
10 Grove, supra note 7, at 17–20, 24.
11 Lai & Roebuck, supra note 3.
9
lawsuit 12 alleges), “part of that compromise” was to
“include[] a clause declaring that its provisions are
nonseverable.” 13 Section 11 of Act 77 provides: “If any
provision of this act or its application to any person or
circumstance is held invalid, the remaining provisions
or applications of this act are void.” 14 Lest there be any
doubt, Section 11 specifically says that Sections 6 and
8—which included the requirement that mail-in
ballots be dated—is “nonseverable.” 15
Under
Pennsylvania
law,
“nonseverability
provisions are constitutionally proper.” Stilp v.
Commonwealth, 905 A.2d 918, 978 (Pa. 2006). They
are a vital expression of legislative intent. They
establish the General Assembly’s determination “that
a taint in any part of the statute ruins the whole.” Ibid.
And they are often used to vindicate “the concerns and
compromises which animate the legislative process” by
“‘bind[ing] the benefits and concessions that constitute
the deal into an interdependent whole.’” Ibid. (quoting
Friedman, Comment, Inseverability Clauses in
Statutes, 64 U. Chi. L. Rev. 903, 914 (1997)). When an
act “involv[es] such compromise,” “a nonseverability
provision . . . may be essential to securing the support
necessary to enact the legislation in the first place.”
Ibid. As the House State Government Committee
Chairman recently explained, “[i]n the absence of a
nonseverability clause, negotiations for compromise on
[a wide-ranging] bill could simply become a prelude to
lawsuits seeking the nullification of provisions which
12 Pet. for Review in the Nature of an Action for a Declaratory J.,
Bonner v. Chapman, No. 364-MD-2022 (Pa. Commw. Ct. July 20,
2022), https://perma.cc/W7NV-RB9U.
13 Grove, supra note 7, at 158.
14 Ibid.
15 Ibid.
10
had been weighed and bargained for in negotiations.” 16
In short, the nonseverability clause is an essential part
of the statute, and “the plain language of the
statute . . . is the best indicator of legislative intent.”
Commonwealth v. Cobbs, 256 A.3d 1192, 1216 (Pa.
2021) (cleaned up); see 1 Pa. Stat. and Cons. Stat. Ann.
§ 1921(b) (“When the words of a statute are clear and
free from all ambiguity, the letter of it is not to be
disregarded under the pretext of pursuing its spirit.”).
Even if Pennsylvania courts were to look beyond
the text of the nonseverability clause, the need to
vindicate legislative compromises about mail-in voting
is clear. Vote-by-mail options involve a tradeoff; as
ballot-casting convenience expands, regulation must
counterbalance risk. As Judge Posner explained,
“[v]oting fraud is a serious problem in U.S. elections
generally,” “and it is facilitated by absentee voting.”
Griffin v. Roupas, 385 F.3d 1128, 1130–31 (CA7 2004).
After comparing no-excuse absentee voting to takehome exams, Judge Posner warned that absentee
voters “are more prone to cast invalid ballots than
voters who, being present at the polling place, may be
able to get assistance from the election judges if they
have a problem with the ballot.” Id. at 1131.
Indeed, the Commonwealth itself has faced voting
fraud, illegal vote-by-mail activity, and improperly
cast and handled mail ballots:
•
In Marks v. Stinson, 19 F.3d 873 (CA3
1994), two elections officials conspired with
a candidate to cause illegally obtained
absentee ballots to be cast and County
Board of elections rejected four-hundred
16 Id. at 159.
11
absentee ballots because they were from
unregistered voters).
•
In Opening of Ballot Box of the First Precinct
of Bentleyville, 598 A.2d 1341 (Pa. Commw.
Ct. 1991), four signatures on absentee
ballots did not match those on applications
for the absentee ballots, and six
independent voters were improperly given
partisan ballots.
•
In In re Center Township Democratic Party
Supervisor Primary Election, 4 Pa. D. &
C.4th 555 (C.P. 1989), absentee ballot
applications and absentee ballots were
completed and submitted for fifteen
fictitious persons. The candidate then beat
their opponent by 14 votes. The nomination
was voided, and a run-off election was
ordered.
As these examples illustrate, unsecure vote-bymail processes only increases the chance for fraud,
other illegal electoral activity, and improperly cast
ballots. It makes good sense that a legislative
compromise expanding mail-in voting would insist on
guardrails like the date requirement. Mail-in voting
entails “increased risk[s],” and “in enacting the ‘no
excuse’ mail-in voting system that it did, the
Pennsylvania legislature chose to tolerate the risks
inherent in that approach”—while implementing
many “safeguards” “to catch or deter fraud and other
illegal voting practices.” Donald J. Trump for
President, Inc. v. Boockvar, 493 F. Supp. 3d 331, 395–
96 (WD Pa. 2020). These safeguards, including the
dating requirement, are “inherent in th[e] legislative
plan.” Id. at 395. Because “balancing the competing
12
interests involved in the regulation of elections is
difficult and an unregulated election system would be
chaos, state legislatures may” “impose extensive
restrictions on voting.” Griffin, 385 F.3d at 1130.
“[T]he striking of the balance between discouraging
fraud and other abuses and encouraging turnout is
quintessentially a legislative judgment with which”
“judges should not interfere.” Id. at 1131; see
Boockvar, 493 F. Supp. 3d at 396 (“Pennsylvania may
balance the many important and often contradictory
interests at play in the democratic process however it
wishes”).
Given that text and purpose point to the same
conclusion—that expanded mail-in voting is
predicated on protections like the date requirement—
Pennsylvania courts will likely apply
the
nonseverability provision of Act 77. And there is no
question that the Third Circuit below held invalid a
provision of Act 77 “or its application.” § 11.
Pennsylvania law requires that mail-in ballots be
dated, see supra p. 3 note 2, and “the Third Circuit
held that this state-law rule is preempted by” the
federal materiality provision. Ritter, 142 S. Ct. at 1826
(Alito, J., dissenting from denial of application for
stay); App. 22 (following Pennsylvania law “will
violate the Materiality Provision”). In other words, the
Third Circuit invalidated this provision, at least as
applied to respondents, just as they asked it to. See
CA3 Appellants’ Reply Brief 28, 2022 WL 1185151
(April 15, 2022) (“disenfranchising voters for failure to
comply with the immaterial envelope-dating
requirement is unlawful”). Because at least this
application of Pennsylvania law was “held invalid,”
Section 11 of Act 77 states that “the remaining
provisions or applications of this act are void.”
13
Therefore, the decision below may well mean that
the no-excuse mail-in voting process authorized for the
first time by Act 77 is invalid in toto. And that would
mean that for the upcoming elections, voters who rely
on this process are submitting invalid ballots that will
not count. Havoc in Pennsylvania elections is thus
imminent. Voters will not know whether they can mail
in their ballots, and election administrators will not
know whether to plan for a deluge of in-person voting.
Election pandemonium is a real possibility. And these
issues may not be settled until emergency litigation
comes after ballots are being counted, only continuing
the chaos started by the thinly reasoned decision
below. The best course is to vacate that decision,
leaving these serious questions for full adjudication in
a proper case.
II. The
decision
below
threatens
the
constitutionality of the materiality provision.
Another reason to vacate the decision below is that
its interpretation of the materiality provision raises
severe constitutional problems. “[T]he Framers of the
Constitution intended the States to keep for
themselves, as provided in the Tenth Amendment, the
power to regulate elections.” Shelby County v. Holder,
570 U.S. 529, 543 (2013). Though Congress can modify
some state regulations of federal congressional
elections, U.S. Const. art. I, § 4; but see id. art. I, § 2,
cl. 1, it generally lacks power to modify state
regulations of state elections. Thus, the materiality
provision “was passed by Congress under the
authority of the Fifteenth Amendment” to enforce its
protection of “the right to vote regardless of race.”
United States v. Mississippi, 380 U.S. 128, 138 (1965).
Under
this
Court’s
precedents,
“racially
discriminatory motivation is a necessary ingredient of
14
a Fifteenth Amendment violation.” City of Mobile v.
Bolden, 446 U.S. 55, 62 (1980) (plurality opinion).
Accordingly, lower courts have “held that only
racially motivated deprivations of rights are
actionable under” the materiality provision. Broyles v.
Texas, 618 F. Supp. 2d 661, 697 (SD Tex. 2009) (citing
Kirksey v. City of Jackson, 663 F.2d 659, 664–65 (CA5
1981)), aff’d, 381 F. App’x 370 (CA5 2010). These
courts agree that the materiality provision cannot “be
applied outside the context of racial discrimination.”
Ind. Democratic Party v. Rokita, 458 F. Supp. 2d 775,
839 n.106 (SD Ind. 2006), aff’d sub nom. Crawford v.
Marion Cnty. Election Bd., 472 F.3d 949 (CA7 2007),
aff’d, 553 U.S. 181 (2008).
The Third Circuit, however, departed from this
constitutionally grounded approach. Though this case
involves no allegations of intentional race
discrimination—indeed, election officials do not even
know the race of the voter when they apply the date
requirement to mail-in ballots—the court rejected the
argument that the materiality provision “applies only
to instances of racial discrimination.” App. 18 n.56.
According to the court, because “the text of the
provision does not mention racial discrimination,” “we
cannot find that Congress intended to limit this
statute to” “instances of racial discrimination.” Ibid.
Because “the Constitution requires a showing of”
intentional discrimination that the decision below’s
theory of the materiality provision does not, a violation
of the materiality provision on that theory is not “a
fortiori a violation of the Constitution.” Reno v. Bossier
Par. Sch. Bd., 520 U.S. 471, 482 (1997). But the
Fifteenth Amendment only permits Congress to
“enforce” its substantive provisions “by appropriate
15
legislation.” U.S. Const. amend. XV, § 2. Congress may
enforce the Fifteenth Amendment by creating
“remedies . . . for actual violations.” United States v.
Georgia, 546 U.S. 151, 158 (2006) (emphasis omitted).
Thus, the Fifteenth Amendment cannot provide a
basis for the materiality provision to the extent that
the statute reaches beyond intentional discrimination.
Absent other authority, the materiality provision
would be unconstitutional. See U.S. Const. art. I, § 8;
id. amend. X. “States have broad powers to determine
the conditions under which the right of suffrage may
be exercised,” and “each State has the power to
prescribe . . . the manner in which [its officers] shall be
chosen.” Shelby County, 570 U.S. at 543 (cleaned up).
Alexander Hamilton emphasized the point: “Suppose
an article had been introduced into the Constitution,
empowering the United States to regulate the
elections for the particular States, would any man
have hesitated to condemn it . . . as a premeditated
engine for the destruction of the State governments?”
Federalist No. 59. “State autonomy with respect to the
machinery of self-government defines the States as
sovereign entities rather than mere provincial
outposts subject to every dictate of a central governing
authority.” NAMUDNO v. Holder, 557 U.S. 193, 217
(2009) (Thomas, J., concurring in judgment in part and
dissenting in part).
This Court has held that “[l]egislation which deters
or remedies constitutional violations can fall within
the sweep of Congress’ enforcement power even if in
the process it prohibits conduct which is not itself
unconstitutional.” City of Boerne v. Flores, 521 U.S.
507, 518 (1997). Elsewhere, plaintiffs and the United
States have advanced a trendy theory that this
congruent and proportional test applies only to
16
Congress’s Fourteenth Amendment enforcement
authority, not its Fifteenth Amendment authority.
Given the textual identity between the two
amendments’ enforcement mechanisms, that theory
lacks any foundation in the Constitution. This Court’s
decisions in Shelby County and NAMUDNO reinforce
the point, for they addressed “the very questions one
would ask to determine whether [a statute] is
congruent and proportional” even though the statute
there was founded on the Fifteenth Amendment.
Shelby County v. Holder, 679 F.3d 848, 859 (CADC
2012) (Tatel, J.) (cleaned up); see id. at 885 (Wiliams,
J., dissenting, but agreeing on this point); accord
Shelby County v. Holder, 811 F. Supp. 2d 424, 449
(DDC 2011) (Bates, J.); NAMUDNO, 557 U.S. at 224–
26 (Thomas, J., concurring in judgment in part and
dissenting in part); Shelby County, 570 U.S. at 542 n.1.
Of course, the congruent and proportional test may
well be suspect, but only because it permits Congress
to go beyond remedying actual constitutional
violations. See Tennessee v. Lane, 541 U.S. 509, 555–
60 (2004) (Scalia, J., dissenting).
Thus, to justify a statute under Congress’s
Fourteenth and Fifteenth Amendment authority, this
Court has required at least “a congruence and
proportionality between the injury to be prevented or
remedied and the means adopted to that end.” Allen v.
Cooper, 140 S. Ct. 994, 1004 (2020) (cleaned up). “On
the one hand, courts are to consider the constitutional
problem Congress faced—both the nature and the
extent of state conduct violating the [Constitution].
That assessment usually . . . focuses on the legislative
record.” Ibid. “On the other hand, courts are to
examine the scope of the response Congress chose to
address that injury.” Ibid. In applying these tests, “a
17
statute’s current burdens must be justified by current
needs.” Shelby County, 570 U.S. at 550 (cleaned up).
As interpreted by the decision below, the
materiality provision flunks this means-ends test.
Congress has no current record of States adopting
neutral voter registration rules to discriminate based
on race. And the materiality provision (again, as
understood by the Third Circuit) cannot be congruent
and proportional to the Fifteenth Amendment because
the statute lacks any nexus to intentional racial
discrimination.
Start with Congress’s failure to identify any
constitutional problem with voter registration (much
less absentee application) laws themselves. The
legislative history of the materiality provision noted
that “registrars will overlook minor misspelling errors
or mistakes in age or length of residence of white
applicants, while rejecting a Negro application for the
same or more trivial reasons.” H.R. Rep. No. 88-914
(Nov. 20, 1963), reprinted in 1964 U.S.C.C.A.N. 2391,
2491. It says that “the crux of the problem” “c[a]me not
from
discriminatory
laws,”
but
“from
the
discriminatory application and administration of
apparently nondiscriminatory laws.” Ibid. (cleaned
up). “[F]or th[is] reason” Congress passed the
materiality provision. Ibid. Yet this case, like other
recent challenges that invoke the materiality
provision, attacks a neutral rule of state law—not
discriminatory administration by a voting official.
More, as suggested by the legislative example,
Congress was not focused on absentee rules at all.
Absentee voting was rarely used before the 1970s and
did not become prominent until recent years. See Tex.
Democratic Party v. Abbott, 978 F.3d 168, 188 (CA5
18
2020) (“[T]he right to vote in 1971 did not include a
right to vote by mail. In-person voting was the rule,
absentee voting the exception.”); see also Voting by
mail and absentee voting, MIT Election Data & Science
Lab (Mar. 16, 2021), https://perma.cc/YY6H-9YB8. As
noted, absentee voting “facilitate[s]” “[v]oting fraud.”
Griffin, 385 F.3d at 1130–31. State attempts to combat
this fraud—while expanding opportunities to vote
more broadly—have nothing to do with racial
discrimination. Congress never pointed to any history
of “pervasive,” “flagrant,” “widespread,” and
“rampant” discrimination in absentee voting rules.
Shelby County, 570 U.S. at 554. And certainly
Congress has not pointed to “current conditions” of
such discrimination. Id. at 550.
Next consider the materiality provision’s means.
This Court has looked to limitations like “termination
dates, geographic restrictions, [and] egregious
predicates” “to ensure Congress’ means are
proportionate to ends legitimate.” City of Boerne, 521
U.S. at 533. As interpreted by the Third Circuit, the
materiality provision’s “indiscriminate scope offends
th[ese] principle[s].” Fla. Prepaid Postsecondary Educ.
Expense Bd. v. Coll. Sav. Bank, 527 U.S. 627, 647
(1999). It has no relation at all to intentional
discrimination. It requires no proof of any
discrimination at all: not discriminatory effects, not
past discrimination, not current discrimination. And it
has no limits in time, space, or scope.
Moreover, as the United States itself argued below,
the statute elsewhere (specifically Section 10101(a)(1))
“already covers the waterfront of direct racial
discrimination in voting.” CA3 Brief for the United
States as Amicus Curiae 23, 2022 WL 1045078 (Apr. 1,
2022). According to the United States, “a ban on racial
19
discrimination in voting is already explicitly achieved
by another portion of the same statute.” Ibid. (cleaned
up). On this understanding too, the materiality
provision does nothing to combat intentional race
discrimination.
In sum, the materiality provision as applied to
state elections is unconstitutional if the Third Circuit’s
interpretation is correct. “It is an elementary principle
of statutory interpretation that an ambiguous statute
must be interpreted, whenever possible, to avoid
unconstitutionality.” United States v. Davis, 139 S. Ct.
2319, 2350 (2019) (Kavanaugh, J., dissenting). This is
not “a case of avoiding possible unconstitutionality.
This is a case of avoiding actual unconstitutionality.”
Id. at 2351. Thus, “every reasonable construction must
be resorted to in order to save [the materiality
provision] from unconstitutionality.” Hooper v.
California, 155 U.S. 648, 657 (1895). “This Court’s
longstanding practice of saving ambiguous statutes
from unconstitutionality where fairly possible affords
proper respect for the representative branches of our
Government.” Davis, 139 S. Ct. at 2350 (Kavanaugh,
J., dissenting).
As noted, many courts have reasonably interpreted
the materiality provision to stay within Fifteenth
Amendment bounds. See supra p. 14. The Third
Circuit did not, and indeed failed to grasp the
constitutional issue here at all. Not only does this
problem show the error of the Third Circuit’s
interpretation, it shows why this Court should vacate
the decision below.
Leaving the Third Circuit’s unconstitutional
interpretation on the books would perpetuate an
unlawful scheme. This scheme disregards Congress’s
20
goals and prerogatives. See Davis, 139 S. Ct. at 2350
(Kavanaugh, J., dissenting) (“[A] presumption never
ought to be indulged, that congress meant to exercise
or usurp any unconstitutional authority, unless that
conclusion is forced upon the Court by language
altogether unambiguous.” (cleaned up)). And this
scheme impedes the States in ensuring the integrity of
their own election processes.
CONCLUSION
For these reasons, the Court should vacate the
decision below or grant certiorari.
Respectfully submitted,
CHRISTOPHER E. MILLS
Counsel of Record
Spero Law LLC
557 East Bay Street
#22251
Charleston, SC 29413
(843) 606-0640
cmills@spero.law
Counsel for Amicus Curiae
AUGUST 2, 2022
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.