Amicus Curiae Brief — Eugene Mazo, et al., Petitioners v. Tahesha Way, New Jersey Secretary of State, et al.
Supreme Court briefMay 23, 2023
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No. 22-1033
In the
Supreme Court of the United States
──────────────────────────
EUGENE MAZO, et al.,
Petitioners,
v.
TAHESHA WAY, NEW JERSEY SECRETARY OF
STATE, et al.,
Respondents.
──────────────────────────
ON PETITION FOR A WRIT OF CERTIORARI TO THE
UNITED STATES COURT OF APPEALS FOR THE
THIRD CIRCUIT
─────────────────────────
BRIEF AMICUS CURIAE OF
PROFESSOR MICHAEL R. DIMINO, SR.,
IN SUPPORT OF PETITIONERS
─────────────────────────
Riddhi Dasgupta
Counsel of Record
Taft, Stettinius & Hollister LLP
200 Massachusetts Ave NW, Suite 500
Washington, DC 20001
(202) 664-1564
sdasgupta@taftlaw.com
Counsel for Amicus Curiae
i
QUESTION PRESENTED
Whether a state that permits a political candidate to
engage in core political speech on the ballot by printing
his campaign slogan there may restrict that speech on
the basis of content and viewpoint without facing strict
scrutiny under the First Amendment?
ii
TABLE OF CONTENTS
QUESTION PRESENTED ........................................... i
TABLE OF AUTHORITIES ....................................... iv
INTEREST OF AMICI CURIAE ................................ 1
SUMMARY OF ARGUMENT ..................................... 1
ARGUMENT ................................................................ 5
I. By Allowing a Political Candidate to Print His
Campaign Slogan on the Ballot, New Jersey Has
Created a Designated Public Forum for Core
Political Speech ...................................................... 5
1. Content-Based Restrictions in a Designated
Public Forum Must Satisfy Strict Scrutiny. .... 7
2. New Jersey’s Ban on Certain Candidate Ballot
Slogans Is Content-Based and Cannot Survive
Strict Scrutiny................................................. 10
II. This Case Clearly Highlights the Problems with
the Anderson-Burdick Balancing Test, Which This
Court Should Either Clarify or Overrule ............ 13
1. It Is Unclear Why Anderson-Burdick Should
Be Applied in Election Law Cases ................. 16
2. It Is Unclear When Anderson-Burdick Should
Be Applied in Election Law Cases ................. 19
3. This Case Provides an Excellent Vehicle to
Consider the Future of Anderson-Burdick .... 23
CONCLUSION .......................................................... 24
iii
TABLE OF AUTHORITIES
Cases
Anderson v. Celebrezze,
460 U.S. 780 (1983) ................................... 2, 4, 21
Bates v. Jones,
131 F.3d 843 (9th Cir. 1997) ............................. 20
Brown v. Entertainment Merchants Ass’n,
564 U.S. 786 (2011) ........................................... 14
Brown v. Hartlage,
456 U.S. 45 (1982) ............................................... 6
Buckley v. American Constitutional Law
Foundation, Inc.,
525 U.S. 182 (1999) ............................................. 7
Buckley v. Valeo,
424 U.S. 1 (1976) (per curiam) ............................ 6
Burdick v. Takushi,
504 U.S. 428 (1992)2, 14, 15, 16, 17, 18, 19, 20, 21
City of Ladue v. Gilleo,
512 U.S. 43 (1994) ......................................... 7, 21
Cornelius v. NAACP Legal Defense & Educ.
Fund, Inc.,
473 U.S. 788 (1985) ............................................. 7
iv
Daunt v. Benson,
956 F.3d 396 (6th Cir. 2020) ................. 15, 20, 22
International Society for Krishna
Consciousness v. Lee,
505 U.S. 672 (1992) ..................................... 10, 12
Kramer v. Union Free School Dist. No. 15,
395 U.S. 621 (1969) ........................................... 22
Mays v. LaRose,
951 F.3d 775 (6th Cir. 2020) ............................. 22
Mazo v. New Jersey Secretary of State,
54 F.4th 124 (3d Cir. 2022) ....... 2, 7, 9, 19, 20, 21
McIntyre v. Ohio Elections Commission,
514 U.S. 334 .................................................. 7, 21
Meyer v. Grant,
486 U.S. 414 (1988) ............................................. 7
Mills v. Alabama,
384 U.S. 214 (1966) ......................................... 3, 7
Minnesota Voters Alliance v. Mansky,
138 S. Ct. 1876 (2018) ......................................... 3
Monitor Patriot Co. v. Roy,
401 U.S. 265 (1971) ............................................. 7
Obama for America v. Husted,
697 F.3d 423 (6th Cir. 2012) ....................... 17, 22
v
Perry Education Ass’n v. Perry Local
Educators’ Ass’n,
460 U.S. 37 (1983) ....................................... 10, 12
Purcell v. Gonzalez,
549 U.S. 1 (2006) (per curiam) .......................... 23
Reed v. Town of Gilbert,
576 U.S. 155 (2015) ..................................... 11, 12
Republican Party of Minn. v. White,
536 U.S. 765 (2002) ............................................. 6
Rosenberger v. Rector and Visitors of the
University of Virginia,
515 U.S. 819 (1995) ........................................... 10
Shurtleff v. Boston,
142 S. Ct. 1583 (2022) ............................... 8, 9, 10
Tashjian v. Republican Party of Conn.,
479 U.S. 208 (1986) ............................................. 3
Troxel v. Granville,
530 U.S. 57 (2000) ............................................. 20
United States v. Stevens,
559 U.S. 460 (2010) ........................................... 14
Walker v. Texas Division, Sons of
Confederate Veterans, Inc.,
576 U.S. 200 (2015) ......................................... 8, 9
Wood v. Georgia,
370 U.S. 375 (1962) ............................................. 6
vi
Zablocki v. Redhail,
434 U.S. 374 (1978) ............................... 16, 18, 19
Constitutional Provisions
First Amendment ................................. 3, 4, 6, 19, 23
Fourteenth Amendments ......................................... 4
State Statutes
New Jersey Stat. § 19:23-17 ................... 1, 6, 7, 8, 10
New Jersey Stat. § 19:23-25.1 .............................. 1, 6
Scholarly Authorities
Michael R. Dimino, Sr., Bradley A. Smith, and
Michael E. Solimine, Understanding Election Law
and Voting Rights (2017) ............................................ 1
Michael R. Dimino, Sr., Bradley A. Smith, and
Michael E. Solimine, Voting Rights and Election
Law: Cases, Explanatory Notes, and Problems (3d ed.
2021) ............................................................................. 1
Edward B. Foley, Voting Rules and Constitutional
Law, 81 Geo. Wash. L. Rev. 1836 (2013) .................. 15
vii
Joshua A. Douglas, A Vote for Clarity: Updating the
Supreme Court’s Severe Burden Test for State
Election Regulations that Adversely Impact an
Individual’s Right to Vote, 75 Geo. Wash. L. Rev.. 372
(2007) ......................................................................... 15
1
INTEREST OF AMICUS CURIAE1
Amicus curiae Michael R. Dimino, Sr., is Professor
of Law at the Widener University Commonwealth Law
School. He teaches and writes about Election Law,
Constitutional Law, First Amendment Law, and
Federal Courts, among other subjects. He is the coauthor (with Bradley A. Smith and Michael E.
Solimine) of Voting Rights and Election Law: Cases,
Explanatory Notes, and Problems (3d ed. 2021), and
Understanding Election Law and Voting Rights
(2017). He has an interest in the creation and
application of a consistent, principled legal framework
for evaluating election-related free speech claims.
SUMMARY OF ARGUMENT
New Jersey permits primary candidates to include
on the ballot a “designation or slogan” of not more than
six words. N.J. Stat. § 19:23-17. The choice of words
is left to each candidate, except that no slogan may
include “the name of any person or incorporated
association of this State,” without the “written
consent” of the named person or corporation. Id.; see
also N.J. Stat. § 19:23-25.1. A candidate may not
identify himself as a “Never Trumper,” for example,
without obtaining the permission of the former
President (or perhaps someone else whose name is
“Trump”). The statute’s prohibition extends to “any
person,” so even a slogan that urged voters to “Oppose
1 Pursuant to Supreme Court Rule 37.6, no counsel for any party
authored this brief in whole or in part and no entity or person,
aside from amicus curiae, their members, and their counsel, made
any monetary contribution toward the preparation or submission
of this brief. Counsel provided the notice required by Rule 37.2
2
Vladimir’s Putin’s Invasion of Ukraine” could not
appear on the ballot without Putin’s consent.
By designating a space on the primary ballot for a
candidate’s speech, New Jersey has created a limited
public forum. Under well-established public-forum
precedent, content-based limitations on speech in a
limited public forum must satisfy strict scrutiny. New
Jersey’s laws are content-based because the decision
of whether to print a particular candidate’s slogan
depends on the content of that slogan—and whether it
includes the name of a person or a New Jersey
corporation or not. Because New Jersey’s laws are
wildly overinclusive and underinclusive of the state’s
purported interests in “protecting election integrity
and preventing voter deception and confusion,” Mazo
v. New Jersey Secretary of State, 54 F.4th 124, 144
n.37 (3d Cir. 2022), they are unconstitutional.
Yet the Third Circuit did not apply strict scrutiny
to evaluate New Jersey’s content-based restriction on
a political candidate’s speech. Rather, because the
state’s restrictions concerned speech appearing on the
ballot, the Third Circuit concluded that AndersonBurdick’s flexible balancing test applied. Mazo, 54
F.4th at 143-45. See Anderson v. Celebrezze, 460 U.S.
780 (1983); Burdick v. Takushi, 504 U.S. 428 (1992).
In extending Anderson-Burdick to all contexts
involving an “electoral mechanic,” Mazo, 54 F.4th at
145, the Third Circuit permitted a content-based
limitation on core political speech to be evaluated
under a standard far less speech-protective than strict
scrutiny. Contrary to the Third Circuit’s holding, the
term “election mechanic” is not a talismanic phrase
justifying content-based restrictions on political
3
speech. Strict scrutiny should have applied, just as it
would apply if New Jersey permitted a candidate with
a certain message to campaign in a polling place while
denying that right to a candidate with a different
message. Cf. Minnesota Voters Alliance v. Mansky,
138 S. Ct. 1876 (2018) (striking down a ban on
“political” apparel in polling places because it was
vague
and
therefore
could
be
applied
discriminatorily).
Here, by focusing on the fact that New Jersey’s
speech restriction applied to ballot speech, the Third
Circuit gave the state more deference than if the state
had attempted to limit that candidate’s speech
elsewhere during his campaign. While a state has
wide authority to choose the messages that it wishes
to express on the ballot, permitting content-based
restrictions on the candidate’s message imposes an
especially severe burden on core First Amendment
rights. It interposes the state between the candidate
and voters “at the crucial juncture at which the appeal
to common principles may be translated into concerted
action, and hence to political power in the
community.” Tashjian v. Republican Party of Conn.,
479 U.S. 208, 216 (1986). Cf. Mills v. Alabama, 384
U.S. 214, 219 (1966) (holding that a ban on electionday editorials was an “obvious and flagrant
abridgment” of the First Amendment because it
“silences the press at a time when it can be most
effective”). Even worse, by placing content-based
restrictions on a candidate’s ballot slogan, New Jersey
limits the candidate’s ability to express the “common
principles” he shares with voters by imposing its
limitation at the exact moment his slogan is likely to
be most effective. Id. Content-based restrictions on
4
candidate speech are most problematic, not least,
when that speech appears on the ballot.
The Third Circuit’s opinion reflects widespread
confusion over this Court’s holdings relating to the
First and Fourteenth Amendments and the power of
states over election administration. Specifically, there
is great uncertainty about which election laws should
be reviewed under Anderson-Burdick, and which laws
should be evaluated under the traditional strictscrutiny and rational-basis tests used for laws alleged
to abridge fundamental rights. The Third Circuit’s
decision threatens to countenance censorship of
speech that lies at the very heart of the First
Amendment.
The essential problem is Anderson-Burdick itself.
This Court has never explained either when
Anderson-Burdick should apply or why its more
“flexible”
test
should
replace
the
strict
scrutiny/rational basis test that usually applies to
fundamental-rights challenges. To make matters
worse, Anderson-Burdick is a “test” that places no
limit on the discretion of the judges who apply it. It
instructs courts to balance the government’s interest
in having a certain law against the “character and
magnitude” of the injury to the challenger’s
constitutional rights. Anderson, 460 U.S. at 789. In
other words, a court is invited—indeed, required—to
engage in an untrammeled weighing of whether the
benefits of an election law are worth the burdens it
places on constitutional rights.
Unsurprisingly,
Anderson-Burdick has caused widespread confusion
and arbitrary results. This Court should clarify that
test, or else overrule it and replace it with strict
5
scrutiny and rational basis—the same tests that apply
to other fundamental-rights challenges.
Aside from the future of Anderson-Burdick, the
Third Circuit’s decision raises important questions—
and demonstrates the need for this Court’s guidance—
concerning the meaning of content-neutrality and
“core political speech.” The New Jersey laws at issue
here facially discriminate against speech on the basis
of content in order to discourage candidates from
using the ballot to communicate certain messages to
their voters. Nonetheless, the Third Circuit concluded
that the laws were content-neutral, demonstrating a
misunderstanding of this Court’s precedents in a way
that will result in the significant suppression of free
speech unless the Third Circuit’s decision is corrected.
The Third Circuit concluded that speech by a
candidate to his voters explaining the candidate’s
philosophy and advocating for citizens to vote for him
was not “core political speech.” The Third Circuit
reached this Orwellian conclusion only by confining
“core political speech” to “interactive, one-on-one”
communication—a definition that would exclude most
political advertisements today. This Court should
grant certiorari and reverse the Third Circuit.
ARGUMENT
I. By Allowing a Political Candidate to Print His
Campaign Slogan on the Ballot, New Jersey
Has Created a Designated Public Forum for
Core Political Speech
New Jersey allows a candidate in a primary
election “for any office” to print a six-word campaign
slogan next to his name on the ballot, for the “purpose”
6
of allowing the candidate to indicate “any official act
or policy to which he is pledged or committed, or to
distinguish him as belonging to a particular faction or
wing of his political party.” N.J. Stat. Ann. § 19:23-17.
New Jersey, however, also places significant
restrictions on a candidate’s speech by regulating the
content of his ballot slogan. If a candidate’s slogan
refers to the “name of any person” or to “any
incorporated association of this State,” it will not be
approved by state officials unless the “written
consent” of the person or incorporated association
referenced is filed with the candidate’s nominating
petition. Id.; see also N.J. Stat. Ann. § 19:23-25.1.
The candidate slogans appearing on the ballot are
core political speech. They are statements made by
candidates for public office; they are made to voters;
they concern “official act[s] or polic[ies]” or political
associations; and their purpose is to obtain votes.
Moreover, the speech occurs on the ballot itself,
making the political nature of it indisputable. A
candidate’s slogan creates a direct connection between
a candidate’s own speech to a voter and how that voter
casts his vote. This Court has time and again
reaffirmed that speech by candidates concerning
political issues occupies the very core of “the freedom
of speech.” See, e.g., Republican Party of Minn. v.
White, 536 U.S. 765, 781-82 (2002); Brown v.
Hartlage, 456 U.S. 45, 52-54 (1982); Buckley v. Valeo,
424 U.S. 1, 52-53 (1976) (per curiam); Wood v. Georgia,
370 U.S. 375, 395 (1962). Indeed, the First
Amendment “has its fullest and most urgent
application precisely to the conduct of campaigns for
political office.” Monitor Patriot Co. v. Roy, 401 U.S.
265, 272 (1971).
7
The Third Circuit claimed that “core political
speech”
is
only
“interactive,
one-on-one
communication,” Mazo, 54 F.4th at 143, but such a
restrictive interpretation is directly contrary to nearly
every political speech case that this Court has decided.
Although this Court has, of course, protected one-onone communications, see, e.g., Buckley v. American
Constitutional Law Foundation, Inc., 525 U.S. 182
(1999) (petition circulation); Meyer v. Grant, 486 U.S.
414 (1988) (same), it has always—and correctly—
treated mass communications as core political speech.
See, e.g., McIntyre v. Ohio Elections Commission,
514 U.S. 334 (flyers); Gilleo, supra (lawn signs); Mills
v. Alabama, 384 U.S. 214 (1966) (newspaper
editorials). The fact that this case involves speech (1)
by candidates themselves (2) to voters (3) concerning
the reasons to vote for the candidate only makes it
even more obvious that this speech lies at the very
center of the First Amendment’s “core.”
1. Any
Content-Based
Restrictions
in
a
Designated Public Forum Must Satisfy Strict
Scrutiny
Although candidates’ slogans are core political
speech, no candidate would have a right to have a
slogan printed on the ballot if the state reserved the
ballot for the government’s own speech. Cf. Cornelius
v. NAACP Legal Defense & Educ. Fund, Inc., 473 U.S.
788 (1985) (holding that a charitable campaign
soliciting funds from federal employees was a
nonpublic forum because it was not intentionally
opened for speech). States need not allow any private
individual to use the ballot to convey a message. But,
by enacting Section 19:23-17, New Jersey has chosen
8
to open its ballot for speech. By statute, New Jersey
allows candidates to choose six-word messages that
serve as their final pitches to voters just seconds
before those same voters decide to whom they will give
their votes. The space for such messages is a
designated limited-purpose public forum.
Only last Term, this Court held unanimously that
the City of Boston had designated the flagpole outside
of its City Hall as a public forum because Boston
permitted private organizations to use that flagpole to
fly their own flags. Shurtleff v. Boston, 142 S. Ct. 1583
(2022). The flags promoted the messages of the private
organizations and were created by the organizations
themselves. Likewise, New Jersey does not require a
candidate’s ballot slogan to promote the government’s
views; these slogans are not the government’s speech.
Rather, as in Shurtleff, the government has
designated government property to be used for a
candidate to advance his own message—specifically,
to “indicat[e] either any official act or policy to which
he is pledged or committed, or to distinguish him as
belonging to a particular faction or wing of his political
party.” N.J. Stat. § 19:23-17. The candidate, not the
government, decides what the content of his message
should be. The candidate, not the government, decides
which acts or policies to highlight to voters. The
candidate, not the government, decides how to signal
his sympathies with various party constituencies.
This case is thus fundamentally different from
Walker v. Texas Division, Sons of Confederate
Veterans, Inc., 576 U.S. 200 (2015), in which this
Court held that specialty license plate designs were
government speech because of the review process that
9
the state employed before permitting any design to be
displayed on license plates. As Shurtleff explained: “In
Walker, a state board ‘maintained direct control’ over
license plate designs by ‘actively’ reviewing every
proposal and rejecting at least a dozen. Boston has no
comparable record.” 142 S. Ct. at 1592. Neither, in this
case, does New Jersey. While New Jersey certainly
has “control” over its ballot in a manner comparable to
the control that Boston had over its flagpoles, neither
Boston nor New Jersey sought to exercise that control
by approving only those messages that comported
with the government’s own views. New Jersey
candidates’ ballot slogans, then, like the private
organizations’ flags in Shurtleff, are private speech.
The Third Circuit argued that for ballots to serve
as a tool for allowing voters to select candidates
efficiently, there must be a limit on the extent to which
“the ballot may—or should—be used as a means of
political communication.” Mazo, 54 F.4th at 144
(citing, inter alia, Timmons v. Twin Cities Area New
Party, 520 U.S. 351, 365 (1997)). True. States need not
allow their ballots to be used for candidates’ speech at
all, or they may impose content-neutral restrictions on
that speech, such as the requirement that all ballot
slogans be no greater than six words in length. But if
a state chooses to permit its primary ballots to contain
short narrative statements by candidates, it cannot be
said, as the Third Circuit said here, that “ballots . . .
are . . . not suitable ‘for narrative statements by
candidates.’” Mazo, 54 F.4th at 144 (cleaned up).
Indeed, the defining features of a designated
limited public forum are that the state (1) opens a
government-controlled resource (here, the ballot) for
10
private expression, and (2) places limits on that
expression “in light of the purpose served by the
forum.” Rosenberger v. Rector and Visitors of the
University of Virginia, 515 U.S. 819, 829 (1995)
(quoting Cornelius v. NAACP Legal Defense and
Educ. Fund, Inc., 473 U.S. 788, 804-06 (1985)). New
Jersey’s six-word limit advances the purpose of the
forum by ensuring that the slogan be reasonable in
length and not unwieldy, and its requirement that the
six words relate to a candidate’s policy commitments
or “to a particular faction or wing of his political party”
serves to limit that speech in the public forum to
certain topics. N.J. Stat. § 19:23-17. Allowing the
government to impose content-based restrictions
beyond those relating to the purpose of the forum,
however, would essentially eliminate the category of
the limited forum. See Rosenberger, 515 U.S. at 830
(“content discrimination . . . may be permissible if it
preserves the purposes of the forum”); Shurtleff, 142
S. Ct. at 1595-96 (Alito, J., concurring in judgment).
Accordingly, the space for candidates’ slogans on
New Jersey’s primary election ballots is a “designated
public forum . . . property that the State has opened
for expressive activity by part or all of the public.”
International Society for Krishna Consciousness v.
Lee, 505 U.S. 672, 678 (1992) (“ISKCON”). Content-
based restrictions on speech within that designated
public forum, therefore, must satisfy strict scrutiny.
See id.; Perry Education Ass’n v. Perry Local
Educators’ Ass’n, 460 U.S. 37, 45 (1983).
2. New Jersey's Ban on Certain Candidate
Slogans Is Content-Based and Cannot Survive
Strict Scrutiny
11
Under New Jersey’s law, a candidate’s ability to
have his or her preferred slogan appear on the primary
ballot depends on its content. Slogans that do not
contain the name of a person or name of a New Jersey
corporation appear on the ballot without triggering
the requirement of written consent. Slogans that do
contain the name of a person or the name of a New
Jersey corporation, however, do not appear on the
ballot unless the candidate obtains written consent
from the person or entity named. The law thus
distinguishes on its face between slogans based on
their content, making the law content-based. See
Reed v. Town of Gilbert, 576 U.S. 155, 163-64 (2015).
The Third Circuit concluded that, despite the
distinction that New Jersey draws between slogans
containing different words, the state’s law was not
content-based. The Third Circuit reached this
erroneous conclusion because of its misinterpretation
of City of Austin v. Reagan National Advertising, Inc.,
142 S. Ct. 1464 (2022). City of Austin held that a ban
on “off-premises” advertising was content-neutral
because Austin’s laws “d[id] not single out any topic or
subject matter for differential treatment. A sign’s
substantive message itself [wa]s irrelevant to the
application of the provisions . . .” In other words, the
laws in Austin regulated where advertisements could
be displayed, but all advertising was subject to the
same rule—it had to be displayed at the location of the
advertised business and not elsewhere—regardless of
its content. Austin had no problem with signs saying
“Joe’s Diner” or “Sally’s Insurance Agency”; Austin
simply wanted Joe and Sally to post their signs where
12
their respective businesses were located.
This case is dispositively different. New Jersey
believes that slogans with certain content—in other
words, that use certain words—create problems that
are not created by slogans with different content.
Whether or not New Jersey is correct in its belief, the
content of the slogan is more than “relevant to the
application of the” speech restriction; content is the
whole point. Thus, New Jersey’s laws are contentbased. See Reed, 576 U.S. at 163 (“Government
regulation of speech is content based if a law applies
to particular speech because of the topic discussed or
the idea or message expressed.”).
As noted above, states may not impose contentbased restrictions in a public forum—whether it is a
public forum by tradition or designation—without
satisfying strict scrutiny. See, e.g., ISKCON, 505 U.S.
at 678 (“Regulation of [a designated public forum] is
subject to the same limitations as that governing a
traditional public forum.”); Perry Ed. Assn., 460 U.S.
at 45-46 (1983).
New Jersey’s laws clearly fail to satisfy strict
scrutiny, and the Third Circuit upheld them only by
refusing to apply strict scrutiny. Even if the laws
served a compelling interest in preventing voter
confusion, they are not narrowly tailored. They are
under-inclusive in that they apply only to New Jersey
corporations. And they are over-inclusive in that they
prevent candidates from using certain names (such as
in the slogan “Never Trumper”) where there is no
reasonable possibility of confusion. It would be
narrowly tailored to impose a ban on candidate
slogans that make false statements of fact (such as the
13
slogan “Endorsed by Donald Trump”), but a state may
not assume that any use of a person’s (or New Jersey
corporation’s) name is inherently confusing to voters,
as such an assumption would ban far too much
otherwise legitimate core political speech.
Therefore, strict scrutiny should apply.
II.
This Case Clearly Highlights the Problems
with the Anderson-Burdick Balancing Test,
Which This Court Should Either Clarify or
Overrule
The Third Circuit declined to apply strict scrutiny
and instead applied the Anderson-Burdick balancing
test. That test, however, neither adequately protects
individual rights nor provides clear guidance to states
concerning the limits of their authority. The Court
should take this opportunity to jettison that
standardless test and replace it with the strictscrutiny and rational-basis tests that the Court
regularly employs whenever laws are challenged as
violating fundamental rights. Whereas the Court’s
usual standards constrain judicial discretion and lead
to consistency because of the demanding nature of
strict scrutiny and the deference of rational basis,
Anderson-Burdick
invites
arbitrariness
and
unpredictability. The Third Circuit’s decision is the
perfect illustration: A content-based restriction on core
political speech was held constitutional based on a
mere balancing of interests. Such “balancing” fails to
provide adequate protection to fundamental rights.
In the area of free speech, especially, this Court has
been insistent on the need for clear rules and bright
lines, and it has disavowed the power to distinguish
14
between protected and unprotected speech based on “a
free-floating . . . ad hoc balancing of relative social
costs and benefits.” United States v. Stevens, 559 U.S.
460, 470 (2010). Such a power would be utterly
inconsistent with the Constitution’s determination to
protect even unpopular speech—and, for that reason,
“startling and dangerous.” Id.; see also Brown v.
Entertainment Merchants Ass’n, 564 U.S. 786, 792
(2011) (characterizing Stevens as “emphatically
reject[ing]” the idea that a “simple balancing test”
could determine if a category of speech was entitled to
constitutional protection).
Yet “ad hoc balancing of relative social costs and
benefits,” Stevens, 559 U.S. at 470, is exactly what
Anderson-Burdick requires. Under that mis-guided
precedent:
[a] court considering a challenge to a
state election law must weigh “the
character and magnitude of the asserted
injury to the rights protected by the First
and Fourteenth Amendments that the
plaintiff seeks to vindicate” against “the
precise interests put forward by the State
as justifications for the burden imposed
by its rule,” taking into consideration
“the extent to which those interests make
it necessary to burden the plaintiff ’s
rights.”
Burdick, 504 U.S. at 434 (1992) (quoting Anderson,
460 U.S. at 789; Tashjian v. Republican Party of Conn.,
479 U.S. 208, 213-14 (1986)). That kind of balancing
test is full of imponderable and immeasurable parts
virtually inviting courts to be results-oriented. As a
15
result of the “flexible” nature of Anderson-Burdick,
504 U.S. at 434, judges have “far too much discretion,”
which leads to anomalous, inconsistent results. Daunt
v. Benson, 956 F.3d 396, 424 (6th Cir. 2020) (Readler,
J., concurring in the judgment) (explaining that
“Anderson-Burdick is a dangerous tool. In sensitive
policy-orientated cases, it affords far too much
discretion to judges in resolving the dispute before
them.”); see also Edward B. Foley, Voting Rules and
Constitutional Law, 81 Geo. Wash. L. Rev. 1836, 1859
(2013) (noting that Anderson-Burdick is “imprecise”
and subject to differing application in the hands of
different judges); Joshua A. Douglas, A Vote for
Clarity: Updating the Supreme Court’s Severe Burden
Test for State Election Regulations that Adversely
Impact an Individual’s Right to Vote, 75 Geo. Wash. L.
Rev.. 372, 373 (2007) (noting that Anderson-Burdick
“is nebulous and unclear, resulting in vague decisions
that fail to distinguish between constitutional and
unconstitutional state election regulations.”).
The Burdick Court asserted that its test would
apply in challenges to “state election law[s],” 504 U.S.
at 434, but it did not explain what sorts of laws fit that
category and provided no rationale that could allow
lower courts to fashion a test of their own. The result
is the Third Circuit’s opinion here, which extended
Anderson-Burdick to uphold a content-based
limitation on a political candidate’s message to his
voters—without even applying strict scrutiny.
The Burdick Court explained its decision to apply
its “more flexible standard” by pointing out that:
[e]lection laws will invariably impose
some burden upon individual voters.
16
Each provision of a code, “whether it
governs
the
registration
and
qualifications of voters, the selection and
eligibility of candidates, or the voting
process itself, inevitably affects—at least
to some degree—the individual’s right to
vote and his right to associate with
others for political ends.” Consequently,
to subject every voting regulation to
strict scrutiny and to require that the
regulation be narrowly tailored to
advance a compelling state interest, as
petitioner suggests, would tie the hands
of States seeking to assure that elections
are operated equitably and efficiently.
504 U.S. at 433 (internal citations omitted). Burdick
was undoubtedly correct that courts should not apply
strict scrutiny to “every voting regulation.” Id. It does
not follow, however, that there is anything about
election laws that should cause this Court to abandon
its usual two-track approach to fundamental-rights
cases, applying strict scrutiny or rational basis,
depending on the “directness and substantiality of the
interference with” a fundamental right. Zablocki v.
Redhail, 434 U.S. 374, 387 n.12 (1978).
1. It Is Unclear Why Anderson-Burdick Should Be
Applied in Election Law Cases
The key error in Burdick was in acting as if every
law that “affects . . . an individual’s right to vote,” id.
(quoting Anderson, 460 U.S. at 788), interferes with
the right to vote. In no other fundamental-rightsbased constitutional challenge does this Court indulge
such an assumption, even though virtually every law
17
“affects” a fundamental right. That is why AndersonBurdick’s policy-based balancing test is so anomalous.
In other fundamental-rights challenges, rational basis
applies if a law does not “direct[ly] and substantial[ly]
. . . interfere with” a fundamental right, and strict
scrutiny applies if there is such a direct and
substantial interference. Id.
Thus, rational basis applies to an infinite number
of potential challenges to state laws that “affect”
fundamental rights. To note only a few obvious
examples, the state regulation of employment
relationships, the practice of law and medicine,
commercial transactions, land use, and education
“inevitably affects—at least to some degree,” Burdick,
504 U.S. at 433, fundamental rights to individual
autonomy and familial privacy that this Court has
found in the Due Process Clauses. Yet those
regulations are non-controversially evaluated under
the rational-basis test unless they directly and
substantially interfere with a fundamental right. If
there is such a direct and substantial interference
with a fundamental right, then strict scrutiny applies.
But judges do not get to determine whether the
government’s “precise interests” outweigh the
“magnitude” of an impingement on a fundamental
right. Id. at 434.
If Burdick’s analysis were applied outside the
election law context, this Court’s standard two-tiered
analysis of fundamental-rights claims would be
replaced by an unadministrable sliding scale. And
there is no principled reason to confine AndersonBurdick to the realm of election law.
Burdick’s stated reason for applying its “flexible
18
standard” rather than strict scrutiny was that the
Court did not want to “tie the hands of States seeking
to assure that elections are operated equitably and
efficiently.” Burdick, 504 U.S. at 433. Strict scrutiny
would indeed have tied the hands of states, and
therefore the Court was correct not to apply strict
scrutiny to every law that “affects—at least to some
degree—the individual’s right to vote.” Id. But what
Burdick failed to recognize was that its choice was not
between its “flexible standard” and a requirement that
strict scrutiny be applied to all laws that “affect”
voting rights. Rather, the choice was the identical one
that this Court has faced when dealing with laws that
affect other fundamental rights: between strict
scrutiny for laws that directly and substantially.
interfere with a fundamental right and rational basis
for laws that do not. Redhail, 434 U.S. at 387 n.12.
While it is certainly true that states must construct
and enforce election laws that achieve their
“‘important regulatory interests,’” Burdick, 504 U.S.
at 434 (quoting Anderson, 460 U.S. at 788), the
standard rational-basis/strict-scrutiny framework
permits state interests to be taken into account. Even
if a challenged law “direct[ly] and substantial[ly]”
interferes with a fundamental right, Redhail, 434 U.S.
at 387 n.12, the state can still enforce its law under
traditional strict scrutiny so long as the government’s
interest is compelling and the law is narrowly tailored.
And if there is no direct and substantial interference
with a fundamental right, then the rational-basis test
should apply and states should encounter little
difficulty in enforcing election laws that are rationally
19
related to a legitimate governmental interest. Id.
Thus, the Third Circuit was incorrect in asserting
that “a traditional First Amendment test fails to
account for the fact that, for elections to run smoothly,
some restrictions on expression and association are
necessary.” Mazo, 54 F.4th at 137. On the contrary, the
traditional strict scrutiny test is focused on assessing
whether a restriction on a fundamental right is
“necessary.” Id. That is the entire point of narrow
tailoring: it requires the law to be the least restrictive
means of achieving a compelling interest.
Furthermore, states always—not just when
administering elections—have “important regulatory
interests,” Burdick, 504 U.S. at 434, that they must
achieve while being mindful of individuals’
fundamental rights. There is nothing special about the
regulatory interests in election law cases that requires
a different standard of constitutional review than the
one applicable to regulations of health, business,
education, or law enforcement. If states must comply
with strict scrutiny when, for example, their attempts
to achieve the best interest of children compromise
fundamental rights, see Troxel v. Granville, 530 U.S.
57 (2000), they should have to comply with strict
scrutiny when their election regulations “direct[ly]
and substantial[ly] . . . interfere[],” Redhail, 434 U.S.
at 387 n.12, with a fundamental right, too.
2. It Is Unclear When Anderson-Burdick Should
Be Applied in Election Law Cases
To make matters worse, the Burdick Court’s
decision to apply its “flexible standard” to “state
election law[s],” 504 U.S. at 434, begs the question
20
about what exactly an “election law” even is. (On that
topic, the Third Circuit itself confessed the absence of
“a clear rule or set of criteria to distinguish between”
election-related cases in which Anderson-Burdick
applies and those in which it does not. Mazo, 54 F.4th
at 137.) Does the category of election laws include, for
example, laws governing the structure of government,
which may not be part of the electoral “mechanics” but
nevertheless “affect” the right to vote? If so, the
category is so broad as to require a dangerous amount
of judicial policymaking in the electoral arena; if not,
the limitation of “election laws” only to those laws
governing electoral mechanics would appear arbitrary.
Compare Daunt v. Benson, 956 F.3d 396, 406-07 (6th
Cir. 2020) (applying Anderson-Burdick to a law
requiring five members of an independent
redistricting commission to be unaffiliated with a
political party, after concluding that the requirement
“could conceivably be classified as an ‘election law’”);
Bates v. Jones, 131 F.3d 843, 846-47 (9th Cir. 1997)
(applying Burdick to evaluate a term limit), with
Daunt v. Benson 956 F.3d at 423-424 (Readler, J.,
dissenting) (disagreeing with the majority that
Anderson-Burdick applies); Bates v. Jones, 131 F.3d at
859 (Rymer, J., concurring in result) (same). Does the
“election law” category include bans on anonymous
political speech or restrictions on lawn signs like the
ones struck down in McIntyre, supra, and City of
Ladue v. Gilleo, 512 U.S. 43 (1994)? McIntyre
attempted to distinguish Anderson by characterizing
the anonymous-speech ban as a regulation of “pure
speech” rather than “the mechanics of the electoral
process.” McIntyre, 514 U.S. at 345. But candidates’
ballot slogans are also “pure speech” and yet the Third
21
Circuit applied Anderson-Burdick to them. Id. at 347.
The Third Circuit decided that the question of
whether to apply Anderson-Burdick amounted to
whether the challenged law “primarily regulate[d] a
mechanic of the electoral process, rather than core
political speech.” Mazo, 54 F.4th at 144. Obviously,
the challenged New Jersey laws regulating the
content of candidates’ ballot slogans both “regulate[d]
a mechanic of the electoral process” and “regulate[d] .
. . core political speech”; they did so because they
incorporated a candidate’s “core political speech” into
“a mechanic of the electoral process.” Accordingly, the
Third Circuit’s interpretation of Burdick rests on a
false dichotomy between speech and electoral
mechanics, and this very case demonstrates why that
supposed distinction is unworkable.
The Sixth Circuit has pointed out yet another
problem with Anderson-Burdick: No one knows
whether it applies to alleged violations of equal
protection, or whether it is only limited to alleged
abridgments of the right to vote and the freedom of
speech. See Daunt v. Benson, 956 F.3d 396 (6th Cir.
2020); Mays v. LaRose, 951 F.3d 775, 783 n.4 (6th Cir.
2020); Obama for America v. Husted, 697 F.3d 423 (6th
Cir. 2012). The Sixth Circuit extended AndersonBurdick to equal-protection challenges, reasoning that
Burdick’s rationale of permitting states some freedom
to structure their electoral laws was equally
applicable regardless of the source of the
constitutional challenge, but that court’s holdings are
difficult to square with this Court’s application of the
traditional two-tiered standard of review to equalprotection challenges of election laws. Compare, e.g.,
22
Mays, supra (applying Anderson-Burdick to evaluate
the constitutionality of a “moderate” restriction on the
right to vote imposed by a law that made it impossible
for a jailed person to vote), with, e.g., Kramer v. Union
Free School Dist. No. 15, 395 U.S. 621 (1969) (applying
strict scrutiny to a law that restricted the right to vote
in school board elections to property owners and
parents with children enrolled in the public schools).
In short, Anderson-Burdick was poorly reasoned, is
inconsistent with scores of fundamental-rights
decisions, establishes a non-administrable standard
that requires judicial policymaking in the political
area (where judicial policymaking is most harmful to
the legitimacy of the courts), and has led to chaos that
extends beyond the Third Circuit’s baffling ruling
here. Anderson-Burdick should be overruled.
In its place, this Court should reinstitute the
approach
that
governs
innumerable
other
constitutional challenges: substantive-due-process
challenges (including those based on the right to vote)
are evaluated under strict scrutiny or rational basis
depending on whether there is a direct and substantial
interference with a fundamental right; free-speech
challenges are evaluated under strict scrutiny or
intermediate scrutiny depending on whether the
speech restriction is content-based or content-neutral;
and equal-protection challenges are evaluated under
strict scrutiny or rational basis depending on whether
there is discrimination against a suspect class. At the
very least, this Court should grant certiorari to clarify
the scope of Anderson-Burdick and to ensure that its
balancing test never be used to validate content-based
23
restrictions on candidates’ core political speech.
3. This Case Provides an Excellent Vehicle to
Consider the Future of Anderson-Burdick
This case is a particularly good vehicle for
considering the future of Anderson-Burdick. Unlike
many election law cases, this case would not require
expedited consideration, and so the Court would be
able to consider the important questions fully before
issuing a decision. See, e.g., Purcell v. Gonzalez, 549
U.S. 1, 5-6 (2006) (per curiam) (eschewing judicial
intervention in elections “[g]iven the imminence of the
election and the inadequate time to resolve the factual
disputes”). Furthermore, this case presents an
important election law issue without any partisan
overtones. It would be beneficial for the Court to
consider this issue now, rather than to have to
consider Anderson-Burdick in a context where time is
short and a contested election is on the horizon.
Finally, the issues in this case are particularly
starkly presented. It is difficult to imagine speech that
is more at the heart of the First Amendment than a
political candidate’s ballot slogan. Yet, because of the
uncertainty surrounding when and why AndersonBurdick applies, a content-based restriction on core
political speech was upheld by the Third Circuit under
a balancing test that did not provide the protection for
free speech as strict scrutiny would. This case provides
an opportunity for this Court to make clear that
Anderson-Burdick may not be used in way that dilutes
the Constitution’s protection of political speech.
CONCLUSION
Anderson-Burdick is an outlier. It requires the
24
Court to undertake standardless balancing in some of
the country’s most contentious political disputes,
virtually guaranteeing arbitrary results. This Court
does not apply Anderson-Burdick-style balancing
outside of election law, and the Court has never
explained why it has made an exception for election
law cases in the first place. The Court should clarify
Anderson-Burdick, or else overrule it entirely and
apply the same standards it applies in other
fundamental rights challenges: strict scrutiny and
rational basis, depending on whether there is a direct
and substantial interference with a fundamental
right, and depending on whether the challenged law is
a content-based restriction on protected expression.
To resolve these issues, certiorari is warranted.
Respectfully submitted,
Riddhi Dasgupta
Counsel of Record
Taft, Stettinius & Hollister LLP
200 Massachusetts Ave NW, Suite 500
Washington, DC 20001
(202) 664-1564
sdasgupta@taftlaw.com
Counsel for Amicus Curiae
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.