Response to application from respondent United States — Ryan Guillen, et al., Applicants v. League of United Latin American Citizens, et al.
Supreme Court briefMay 23, 2022
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No. 21A756
________________________________________________________________
________________________________________________________________
IN THE SUPREME COURT OF THE UNITED STATES
_______________
REPRESENTATIVE RYAN GUILLEN, ET AL., APPLICANTS
v.
LEAGUE OF UNITED LATIN AMERICAN CITIZENS, ET AL.
_______________
RESPONSE IN OPPOSITION TO EMERGENCY APPLICATION
FOR A STAY PENDING APPEAL OR, IN THE ALTERANTIVE,
PENDING DISPOSITION OF A PETITION FOR A WRIT OF MANDAMUS
_______________
ELIZABETH B. PRELOGAR
Solicitor General
Counsel of Record
Department of Justice
Washington, D.C. 20530-0001
SupremeCtBriefs@usdoj.gov
(202) 514-2217
________________________________________________________________
________________________________________________________________
IN THE SUPREME COURT OF THE UNITED STATES
_______________
No. 21A756
REPRESENTATIVE RYAN GUILLEN, ET AL., APPLICANTS
v.
LEAGUE OF UNITED LATIN AMERICAN CITIZENS, ET AL.
_______________
RESPONSE IN OPPOSITION TO EMERGENCY APPLICATION
FOR A STAY PENDING APPEAL OR, IN THE ALTERANTIVE,
PENDING DISPOSITION OF A PETITION FOR A WRIT OF MANDAMUS
_______________
The Solicitor General, on behalf of the United States of
America, respectfully submits this response in opposition to the
application for a stay pending appeal or, in the alternative,
pending disposition of a petition for a writ of mandamus.
This case involves an action brought by the United States
alleging that Texas’s 2021 Congressional and State House redistricting plans violate Section 2 of the Voting Rights Act (VRA),
52 U.S.C. 10301.
As is routine in redistricting cases, the United
States sought testimony from state legislators who represent some
of the challenged districts -- specifically, the three applicants
here.
Courts, including this Court, often rely on such testimony
both in assessing the motive and justification for districting
choices and in considering the “totality of circumstances” relevant to minority voters’ electoral opportunities, as the VRA di-
2
rects.
52 U.S.C. 10301(b); see, e.g., Abbott v. Perez, 138 S. Ct.
2305, 2329 (2018); Alabama Legislative Black Caucus v. Alabama,
575 U.S. 254, 265-266, 273-274 (2015); LULAC v. Perry, 548 U.S.
399, 434 (2006).
Here, however, applicants moved to quash the
subpoenas based on the state legislative privilege, a qualified
federal common-law privilege that in some circumstances prevents
inquiries into the motive for legislative acts.
Appl. App. 2.
The three-judge district court unanimously denied the motion.
The court acknowledged that applicants may have valid claims of
privilege against some potential questions.
Appl. App. 2-5.
But
the court determined that applicants’ categorical privilege claim
was “not yet ripe for decision” because “no questions have been
asked, and no answers given.”
Id. at 1-2.
And the court declined
to bar the depositions altogether because “there are likely to be
relevant areas of inquiry that fall outside of topics potentially
covered by state legislative privilege.”
Id. at 4.
The court
thus allowed the depositions to proceed subject to the same protective procedures “used by the last three-judge court to hear
Texas redistricting cases.”
Ibid.
Specifically, applicants are
free to assert the state legislative privilege in response to
particular questions.
Ibid.
Any answers given subject to an
assertion of privilege are sealed and no party may use them unless
and until the court grants a motion to compel.
Id. at 5.
The
court emphasized that “nothing” in its order “should be construed
3
as deciding any issue of state legislative privilege,” and admonished that the parties may face sanctions for any disclosure of
potentially privileged material.
Ibid.
The court of appeals denied a stay pending appeal, finding
that applicants had shown neither a likelihood of success nor
irreparable harm.
Appl. App. 8-17.
The court emphasized that
“[t]he district court is ready and willing to protect the state
legislative privilege if and when the issue arises.”
Id. at 16.
And the court of appeals praised the district court’s “prudent,
cautious, vigilant, and narrow” approach to resolving any questions of privilege.
Ibid.
Judge Willett concurred in the judg-
ment, finding that applicants had not established jurisdiction
under the collateral-order doctrine.
Id. at 13 n.1.
Applicants now seek an emergency stay from this Court.
But
as six federal judges have already concluded, applicants’ effort
to block their one-day depositions does not come close to satisfying the standard for that extraordinary remedy.
Applicants do
not challenge the lower courts’ conclusion that they have nonprivileged information relevant to this case.
so:
They could scarcely do
One of the applicants, Representative John Lujan, does not
have even an arguable claim of legislative privilege with respect
to the challenged districting plans because he was not in the
legislature when the plans were passed -- a critical fact that
applicants do not mention.
And applicants have not cited any
4
decision, from any court, granting their requested relief:
a
categorical prohibition on legislative depositions seeking concededly nonprivileged information.
Applicants instead rely on decisions holding that, in particular circumstances, private parties seeking information that
was indisputably subject to the state legislative privilege had
not made the showing necessary to overcome it.
But as the court
of appeals explained in distinguishing the cases on which applicants rely, that question is not presented here because the lower
courts have not yet decided whether the privilege applies to any
of the questions that might be asked -- let alone whether it can
be overcome.
Appl. App. 15 & n.2.
Finally, as the court of appeals emphasized, the other cases
on which applicants rely did not involve “the kind of extensive
procedural safeguards designed to protect the privilege” that the
district court adopted here.
Appl. App. 15 n.2.
Those safeguards
serve to preserve the confidentiality of any assertedly privileged
information, which means that applicants do not face any harm at
all -- let alone irreparable injury -- from the denial of a stay.
The application should be denied.
STATEMENT
1.
In October 2021, the Texas Legislature passed, and the
Governor signed into law, statewide redistricting plans based on
the 2020 Census.
Appl. App. 28, 47.
Shortly thereafter, the
5
United States filed this suit alleging that the State’s Congressional and State House redistricting plans violate Section 2 of
the VRA, 52 U.S.C. 10301.
Appl. App. 20-64.
Section 2 of the VRA prohibits States from adopting a voting
rule, including a districting plan, that “results in a denial or
abridgement of the right of any citizen of the United States to
vote on account of race or color.”
52 U.S.C. 10301(a); see, e.g.,
Wisconsin Legislature v. Wisconsin Elections Comm’n, 142 S. Ct.
1245, 1248 (2022) (per curiam).
Such a denial or abridgement may
occur as a result of intentional discrimination by the state actors
who adopted the plan.
(1991).
Chisom v. Roemer, 501 U.S. 380, 394 n.21
Alternatively, a violation of Section 2 is established
“if, based on the totality of circumstances, it is shown that the
political processes leading to nomination or election in the State”
are “not equally open to participation by members of a [minority
group] in that its members have less opportunity than other members
of the electorate to participate in the political process and to
elect representatives of their choice.”
52 U.S.C. 10301(b).
This Court has “construed § 2 to prohibit the distribution of
minority voters into districts in a way that dilutes their voting
power.”
Wisconsin Legislature, 142 S. Ct. at 1248.
In Thornburg
v. Gingles, 478 U.S. 30 (1986), the Court “provided a framework
for demonstrating a violation of that sort.”
ture, 142 S. Ct. at 1248.
Wisconsin Legisla-
“First, three ‘preconditions’ must be
6
shown:
(1) The minority group must be sufficiently large and
compact to constitute a majority in a reasonably configured district, (2) the minority group must be politically cohesive, and
(3) a majority group must vote sufficiently as a bloc to enable it
to usually defeat the minority group's preferred candidate.” Ibid.
(quoting Gingles, 478 U.S. at 50–51).
“If the preconditions are
established, a court considers the totality of circumstances to
determine ‘whether the political process is equally open to minority voters.’”
Ibid. (quoting Gingles, 478 U.S. at 79); see
Gingles, 478 U.S. at 36-37 (listing relevant factors).
Here, the United States’ complaint alleges that Texas’s 2021
Congressional redistricting plan violates Section 2 by intentionally discriminating against minority voters in West Texas and the
Dallas-Fort Worth area, and by producing discriminatory results in
West Texas and the Harris County (Houston) area.
45.
Appl. App. 28-
With respect to the State House, the complaint alleges that
the redistricting plan produces discriminatory results in District
118 in Bexar County; District 31 in South Texas; and districts in
West Texas, including District 81.
Id. at 46-59.
The United States’ action was consolidated with several similar cases brought by private plaintiffs that are being heard by
a three-judge court consisting of Circuit Judge Jerry Smith and
District Judges David Guaderrama and Jeffrey Brown.
D. Ct. Doc.
7
83 (Dec. 10, 2021). 1
The court adopted an expedited schedule that
will allow a decision and appellate review well in advance of
preparations for the 2024 elections.
Discovery closes on July 15,
2022, and a trial is set for September 28, 2022.
D. Ct. Docs. 96
and 109 (Dec. 17 and 27, 2021).
On April 20 and May 3, 2022, the United States served subpoenas for applicants’ deposition testimony.
259-2, 259-3, 259-4 (May 4, 2022).
See D. Ct. Docs.
Applicants are the state leg-
islators representing three of the Texas House districts challenged in the United States’ complaint:
118.
Districts 31, 81, and
The first deposition is scheduled to occur on May 24.
App. 1.
Appl.
Each deposition is scheduled for a single day, and the
United States offered to conduct them at any location convenient
for applicants.
D. Ct. Doc. 271, at 3 n.2 (May 12, 2022).
Private
plaintiffs later served subpoenas seeking to depose applicants at
the same time.
Appl. App. 1.
In negotiating over the subpoenas, counsel for the United
States explained that “Section 2 requires the Court to assess the
totality of circumstances in the districts [applicants] represent,
including population patterns, political behavior, the history of
discrimination, socioeconomic disparities, campaign tactics, and
other matters.”
D. Ct. Doc. 259-1, at 1 (May 4, 2022) (citing
References to the district court docket refer to the
consolidated case, No. 3:21-cv-259 (W.D. Tex.).
1
8
Gingles, supra).
Counsel added that, “as both elected officials
and candidates, [applicants] likely have highly probative information regarding the United States’ claims.”
3.
Id. at 1-2.
After failed negotiations, applicants moved to quash the
subpoenas, or alternatively, for a protective order limiting their
testimony to matters in the “public record.”
5, 17 (May 4, 2022).
D. Ct. Doc. 259, at
The district court unanimously denied the
motion, finding that “issues of state legislative privilege are
not yet ripe for decision.”
Appl. App. 1; see id. at 1-6.
court also unanimously denied a stay pending appeal.
The
Id. at 7.
The district court acknowledged that state legislators “enjoy
broad immunity from suit for actions they take during the course
of their legislative duties.”
Appl. App. 2 (citing Tenney v.
Brandhove, 341 U.S. 367, 377-378 (1951)). But the court emphasized
that this case involves only “state legislative privilege, not
immunity.” Ibid. State legislative privilege “is a federal common
law privilege, ‘applied through Rule 501 of the Federal Rules of
Evidence.’”
Ibid. (citation omitted).
It “is not coextensive
with state legislative immunity” and confers only a “‘qualified’”
privilege that “may be limited” depending on the context and the
need for the evidence.
Id. at 2-3 (citation omitted).
The district court concluded that it was “not positioned” at
present “to rule on what information may or may not be the subject
of the state legislative privilege,” because the privilege’s ap-
9
plication is “fact- and context-specific” and “‘depends on the
question being posed.’”
Appl. App. 2 (quoting Perez v. Perry, No.
11-cv-360, Doc. No. 102, at 5 (W.D. Tex. Aug. 1, 2011) (Perez I)).
Instead, the court held only that “the privilege is not so broad
as to compel the [c]ourt to quash the deposition subpoenas” altogether or to limit questioning to matters “strictly within the
public record.”
Id. at 2-3 (citing cases).
The court acknowledged applicants’ argument that evidence related to the motive or intent behind the 2021 redistricting plans
may be protected by the legislative privilege.
Appl. App. 3.
But
the court concluded that questions about whether the privilege
applies to such evidence, and whether it could be overcome, “are
not yet directly raised” and would “depend on more detailed and
nuanced facts than those currently before the court.”
Ibid.
“In any event,” the district court concluded that “there are
other purposes for deposing [applicants]” that have nothing to do
with their motives as legislators or other potentially privileged
matters.
Appl. App. 4.
The court explained that applicants may
have relevant, non-privileged information about topics including
“political behavior, the history of discrimination, and socioeconomic disparities,” as well as “firsthand knowledge” of issues
such as “discrimination within their home districts,” “legislator
responsiveness to communities of color,” and “alternative maps
considered during the redistricting process.”
Ibid. (citations
10
omitted).
The court thus concluded that “there are likely to be
relevant areas of inquiry that fall outside of topics covered by
state legislative privilege.”
Ibid.
Accordingly, the district court allowed the depositions to
proceed, following the procedure “originally used by the last
three-judge court to hear Texas redistricting cases.”
4 (citing Perez I, Doc. No. 102, at 5-6).
Appl. App.
Applicants must appear
and answer questions, but their answers “will be subject to the
[state legislative] privilege” if invoked.
Ibid.
The relevant
portions of the deposition transcripts must be kept confidential
unless and until the court grants a motion to compel specific
testimony.
Id. at 5.
The court warned that “any public disclosure
of information to which a privilege has been asserted may result
in sanctions, including the striking of pleadings.”
Ibid. (em-
phasis omitted).
4.
appeal.
The court of appeals unanimously denied a stay pending
Appl. App. 8-17.
jurisdiction.
The court first concluded that it had
Id. at 13 n.1.
But the court noted that Judge
Willett “concur[red] in the judgment because he is unconvinced
that we have jurisdiction under the collateral order doctrine.”
Ibid.
On the merits, the court of appeals concluded that applicants
had “not shown that they are likely to succeed.”
Appl. App. 14.
The court explained that both the Fifth Circuit and this Court
11
“have confirmed that the state legislative privilege is not absolute.”
Ibid. (citing United States v. Gillock, 445 U.S. 360, 361
(1980)).
The court emphasized that the district court “did not
deny that state legislative privilege might apply to this case,”
but instead merely concluded that disputes about the privilege are
“‘not yet ripe for decision.’”
Id. at 14-15.
And the court of
appeals concluded that the district court was “taking an admirably
deliberate and cautious approach to the legislative privilege issue.”
Id. at 15.
The court of appeals added that applicants’ motion had “mischaracterize[d]” both the district court’s order and the “law of
other circuits.”
Appl. App. 15 n.2.
The court explained that,
contrary to applicants’ description, “the First, Ninth, and Eleventh Circuits all recognize that the state legislative privilege
is qualified.”
Ibid.
And the court added that “none of the[]
cases” on which applicants relied “involved the kind of extensive
procedural safeguards” that “the district court implemented in
this case.”
Ibid.
The court of appeals also held that applicants had “not shown
that they will be irreparably injured absent a stay.”
15.
Appl. App.
The court emphasized that the district court’s “vigilant and
narrow order goes to great lengths to protect [applicants].” Ibid.
And it concluded that those procedures show that “the district
12
court is ready and willing to protect the state legislative privilege if and when the issue arises.”
Id. at 16.
Finally, the court of appeals held that “the district court’s
approach to the case thus far accords with the public interest.”
Appl. App. 16.
The court explained that “[t]he state legislative
privilege must be protected when it arises,” but “must not be used
as a cudgel to prevent the discovery of non-privileged information
or to prevent the discovery of the truth in cases where the federal
interests at stake outweigh the interests protected by the privilege.”
Ibid.
And the court reiterated that the district court’s
approach to balancing those competing interests had been “admirably prudent, cautious, vigilant, and narrow.”
Ibid.
ARGUMENT
An applicant asking this Court for a stay or injunction in a
matter “pending before [a federal] Court of Appeals,” in which
“the Court of Appeals [has] denied [a] motion for a stay,” faces
“an especially heavy burden.”
Packwood v. Senate Select Comm. on
Ethics, 510 U.S. 1319, 1320 (1994) (Rehnquist, C.J., in chambers).
To obtain such extraordinary relief, the “applicant must demonstrate:
(1) a reasonable probability that four Justices would
vote to grant certiorari; (2) a significant possibility that the
Court would reverse the judgment below; and (3) a likelihood of
irreparable harm, assuming the correctness of the applicant’s position, if the judgment is not stayed.”
Id. at 1319; cf., e.g.,
13
Hollingsworth v. Perry, 558 U.S. 183, 190 (2010) (per curiam)
(describing the standard for a stay pending disposition of a petition for a writ of certiorari).
Applicants cannot meet any element of that heavy burden.
The
district court issued a narrow decision that rejected only applicants’ sweeping claim that they need not sit for depositions at
all.
The court made clear that it will review any relevant as-
sertion of privilege and ensured that applicants’ assertedly privileged answers will remain strictly confidential until then. There
is no plausible prospect that this Court would grant review of -or ultimately reverse -- a Fifth Circuit decision affirming that
limited ruling.
Nor is there any conflict among the courts of
appeals that would warrant this Court’s review.
And there are
significant questions about whether the court of appeals even has
jurisdiction to decide applicants’ pending appeal.
All of those
considerations
request
weigh
against
granting
applicants’
for
emergency relief pending appeal.
For similar reasons, there is no merit to applicants’ alternative argument that the Court should grant a stay pending the
court of appeals’ resolution of a petition for a writ of mandamus
or that this Court should grant mandamus in the first instance.
And the Court should likewise reject applicants’ unprecedented
request for a stay pending this Court’s decision in Merrill v.
Milligan, No. 21-1086 (probable jurisdiction noted Feb. 7, 2022).
14
This Court does not grant emergency stays to superintend lower
courts’ management of their dockets.
I.
THIS COURT IS NOT LIKELY TO REVIEW OR REVERSE A FIFTH CIRCUIT
JUDGMENT AFFIRMING THE DISTRICT COURT’S DECISION
To obtain the extraordinary relief they request here, appli-
cants must show that this Court would likely grant review of -and then reverse -- a Fifth Circuit judgment affirming the district
court’s decision. See Packwood, 510 U.S. at 1319 (Rehnquist, C.J.,
in chambers).
Applicants cannot make that demanding showing for
multiple reasons.
The district court’s decision is correct.
And
in any event, this Court’s review would not be warranted, both
because no conflict among the circuits exists and because there
are serious questions about whether the court of appeals has jurisdiction over applicants’ pending appeal.
A.
The District Court’s Decision Is Correct
Applicants contend that the district court’s decision “transgresses [a] centuries-old legislative immunity and privilege conferred upon state legislators.”
Appl. 1; see Appl. 17-23.
That
mischaracterizes both the protection applicants seek and the scope
of the district court’s decision.
As the Fifth Circuit recognized
in denying applicants’ request for emergency relief, the district
court resolved only a narrow threshold question, and the court
resolved that threshold issue correctly.
1.
Applicants repeatedly invoke (Appl. 1, 5, 10, 16-17, 19)
state legislators’ “immunity and privilege,” which they trace to
15
“this Court’s seminal decision in” Tenney v. Brandhove, 341 U.S.
367 (1951).
Tenney is a seminal decision, but its holding is not
directed at the issue that applicants raise here.
The Court held
that state legislators are not subject to “civil liability for
acts done within the sphere of legislative activity.”
(emphasis added).
Id. at 376
Thus, state legislators may not be subjected to
“the burden of defending themselves” in a civil suit.
Dombrowski
v. Eastland, 387 U.S. 82, 85 (1967) (per curiam); see Rehberg v.
Paulk, 566 U.S. 356, 361 (2012) (“[I]n Tenney
* * *
, the Court
held that [42 U.S.C.] 1983 did not abrogate the long-established
absolute immunity enjoyed by legislators for actions taken within
the legitimate sphere of legislative authority.”); Bogan v. ScottHarris, 523 U.S. 44, 49 (1998) (“[S]tate and regional legislators
are entitled to absolute immunity from liability under § 1983 for
their legislative activities.”).
This case does not implicate that principle.
The suits filed
by the United States and private respondents do not seek to impose
“civil liability” on applicants.
Tenney, 341 U.S. at 376.
Ap-
plicants are not defendants and cannot be found “legally responsible” for any violation.
Id. at 379 (citation omitted).
Appli-
cants likewise do not face the “burden of defending themselves”
against liability, Dombrowski, 387 U.S. at 85, and their “absolute
immunity” from such liability is not in dispute, Rehberg, 566 U.S.
at 361. Indeed, the district court expressly recognized that there
16
is “[n]o doubt [that] state legislators enjoy broad immunity from
suit for actions they take during the course of their legislative
duties.”
2.
* * *
Appl. App. 2.
The dispute in this case instead involves “questions
of state legislative privilege, not immunity.”
Appl. App.
2 (emphases added); accord Jefferson Cmty. Health Care Ctrs. v.
Jefferson Parish Gov’t, 849 F.3d 615, 624 (5th Cir. 2017).
As
recognized by decisions on which applicants themselves rely (Appl.
17-18, 20-21), “[a]ssertions of legislative immunity and privilege
* * *
rely on different footing.”
American Trucking Ass’n v.
Alviti, 14 F.4th 76, 87 (1st Cir. 2021); see Lee v. City of Los
Angeles, 908 F.3d 1175, 1187 (9th Cir. 2018), cert. denied, 139
S. Ct. 2669 (2019).
Like other testimonial privileges, the state
legislative privilege is governed by Federal Rule of Evidence 501,
which permits “a claim of privilege” under the “common law -- as
interpreted by United States courts in the light of reason and
experience,” so long as no provision of federal law provides to
the contrary.
See United States v. Gillock, 445 U.S. 360, 366-
373 (1980); see also, e.g., Upjohn Co. v. United States, 449 U.S.
383, 389 (1981); Appl. App. 2-3 (citing additional cases).
The crux of applicants’ position (Appl. 1) is that the privilege bars state legislators’ testimony on matters that “probe the
very innerworkings of the legislative process, examining the legislators’ thoughts, impressions, and motivations for their legis-
17
lative acts.”
Critically, the district court did not reject that
contention; it “did not deny that state legislative privilege might
apply to this case,” and “it emphatically stated that ‘nothing in
[its] Order should be construed as deciding any issue of state
legislative privilege.’”
Appl. App. 14; see id. at 5.
The court
instead issued a “narrow” ruling that allowed the depositions to
proceed, explaining that the depositions seek “non-privileged information” and that applicants could object to any questions implicating the asserted privilege, with the court resolving those
objections after reviewing a transcript that would be kept “confidential” in the interim.
Id. at 4-5, 15; see id. at 15 (noting
that the district court’s “vigilant” approach “goes to great
lengths to protect” applicants).
Applicants do not -- and, by definition, cannot -- claim that
any privilege bars testimony on “relevant areas of inquiry that
fall outside of topics potentially covered by state legislative
privilege,” such as “‘political behavior, the history of discrimination, and socioeconomic disparities.’”
omitted).
Appl. App. 4 (citation
Such topics are undisputedly relevant to a Section 2
claim, see, e.g., Thornburg v. Gingles, 478 U.S. 30, 64 (1986)
(listing relevant considerations in the totality-of-circumstances
analysis), and unrelated to any aspect of the legislative process
that might be protected by any applicable privilege, cf. United
States v. Helstoski, 442 U.S. 477, 489 (1979) (explaining that the
18
protection provided for federal legislators by the Speech or Debate
Clause, U.S. Const. Art. I, § 6, protects only “against inquiry
into acts that occur in the regular course of the legislative
process and into the motivation for those acts”) (citation omitted).
Notably, one applicant in this case -- Representative John
Lujan -- was not even in the legislature when the relevant redistricting occurred and therefore cannot plausibly invoke legislative privilege on that basis.
Gov’t C.A. Stay Opp. 12 n.4.
Applicants instead make the sweeping claim (Appl. 1, 16, 21)
that the state legislative privilege prevents them from having to
sit for the depositions at all.
But that claim has no foundation
in this Court’s precedent. To the contrary, the Court specifically
declined to recognize an absolute testimonial privilege for state
legislators in Gillock, instead reasoning that any such privilege
must yield “where important federal interests are at stake.”
U.S. at 373.
445
Accordingly, all of the circuit court cases on which
applicants rely recognize that the state legislative privilege is
not absolute and can be overcome.
See, e.g., American Trucking,
14 F.4th at 88; Lee, 908 F.3d at 1187.
Applicants rely heavily on the Court’s earlier decision in
Village of Arlington Heights v. Metropolitan Housing Development
Corp., 429 U.S. 252 (1977).
But Arlington Heights addressed only
circumstances where legislators are called to testify “concerning
the purpose of [an] official action”; it did not impose any limit
19
on legislator testimony about nonprivileged matters.
Id. at 268.
Even then, the Court expressly contemplated that there will be
some cases where legislators may be called to testify about purpose, notwithstanding that aspects of such testimony may “be barred
by privilege.”
Ibid.
That recognition is unsurprising given that
a discriminatory legislative purpose can be the basis for a violation of Section 2 or the Constitution.
See Mobile v. Bolden,
446 U.S. 55, 66-67 (1980) (plurality opinion) (citing Arlington
Heights, supra); see also, e.g., Chisom v. Roemer, 501 U.S. 380,
394 n.21 (1991).
In keeping with those principles, district courts have routinely denied legislators’ requests for blanket protective orders
barring depositions in voting-rights actions raising statutory or
constitutional claims.
See, e.g., South Carolina State Conf. of
NAACP v. McMaster, No. 21-cv-3302, 2022 WL 425011, at *8 (D.S.C.
Feb. 10, 2022); Benisek v. Lamone, 241 F. Supp. 3d 566, 576-577
(D. Md. 2017); Nashville Student Organizing Comm. v. Hargett, 123
F. Supp. 3d 967, 971 (M.D. Tenn. 2015); Veasey v. Perry, No. 13cv-193, Doc. No. 341 (S.D. Tex. June 18, 2014); Texas v. Holder,
No. 12-cv-128, Doc. No. 84 (D.D.C. Apr. 20, 2012); Baldus v. Brennan, No. 11-cv-562, Doc. No. 74 (E.D. Wis. Dec. 8, 2011); Perez v.
Perry, No. 11-cv-360, Doc. No. 102 (W.D. Tex. Aug. 1, 2011); United
States v. County of Los Angeles, 127 F.R.D. 169, 173-174 (C.D.
Cal. 1989).
20
This Court, moreover, has frequently relied on testimony from
legislators in addressing redistricting claims under the Constitution and the VRA.
See, e.g., Abbott v. Perez, 138 S. Ct. 2305,
2329 (2018); Bethune-Hill v. Virginia State Bd. of Elections, 137
S. Ct. 788, 801 (2017); Cooper v. Harris, 137 S. Ct. 1455, 14681469 (2017); Alabama Legislative Black Caucus v. Alabama, 575 U.S.
254, 265-266, 273-274 (2015); LULAC v. Perry, 548 U.S. 399, 434
(2006); Bush v. Vera, 517 U.S. 952, 961 (1996) (plurality opinion).
Legislator testimony has already been a feature of this case
as well.
Texas presented such testimony at a preliminary injunc-
tion hearing.
D. Ct. Doc. 258, at 15 (May 4, 2022).
And in
identifying its own potential witnesses, the State’s initial disclosures under Federal Rule of Civil Procedure 26(a)(1)(A) listed
the chairs and members of the legislative committees that adopted
the challenged plans.
D. Ct. Doc. 271-6, at 4-6 (May 12, 2022);
see Fed. R. Civ. P. 26(a)(1)(A)(i) (requiring disclosure regarding
individuals “likely to have discoverable information
* * *
that
the disclosing party may use to support its claims or defenses”)
(emphasis added).
Applicants’ position that state legislators can invoke an
absolute privilege entitling them to avoid even sitting for a
deposition would thus require a sharp departure from settled litigation practices in voting-rights cases.
As the Fifth Circuit’s
21
denial of their stay motion demonstrates, that broad position is
unlikely to prevail.
B.
The Decisions Below Do Not Implicate Any Conflict Warranting This Court’s Review
Applicants scarcely acknowledge the established practice of
legislator depositions in redistricting cases.
Instead, they con-
tend (Appl. 17-21) that this Court would likely grant certiorari
if the court of appeals affirmed the district court’s order because
they assert that order is inconsistent with decisions of the First,
Ninth, and Eleventh Circuits, as well as a decision of the Texas
Supreme Court.
Those contentions lack merit.
And this Court
recently denied a petition for a writ of certiorari relying on the
same decisions and asserting a similar conflict, further underscoring that review is unlikely.
See Lee v. Los Angeles, 139
S. Ct. 2669 (2019) (No. 18-1257).
1.
As the court of appeals explained, applicants “mischar-
acterize the law of other circuits.”
Appl. App. 15 n.2.
The
First, Ninth, and Eleventh Circuit decisions on which they rely
held that, in circumstances where the legislative privilege indisputably applied, private parties had not made the showing required to overcome it.
Here, in contrast, the courts below spe-
cifically declined to decide whether the privilege applies to any
as-yet-unasked questions or whether it could be overcome because
those questions are “not yet ripe for decision.”
id. at 14-15.
Id. at 1; see
And the courts below did so in the context of an
22
enforcement action by the United States, not a suit by private
parties alone.
In American Trucking, Rhode Island state officials sought to
quash subpoenas for documents in a Dormant Commerce Clause challenge to a state law establishing bridge tolls.
14 F.4th at 81.
The First Circuit noted that “no party dispute[d]” that the subpoenas “sought evidence” of “legislative acts and underlying motives” or that “if the legislative privilege applies, the discovery
requested by those subpoenas falls within its scope.”
Id. at 87.
Thus, the court concluded that “the only question” was whether the
private plaintiffs had shown that their “interest in obtaining
evidence of the State Officials’ subjective motives outweighed”
the privilege.
Id. at 88.
In concluding that the plaintiffs had not made that showing,
the First Circuit emphasized that “no representative of the federal
government asserts any interest” in the relevant evidence.
ican Trucking, 14 F.4th at 88.
Amer-
The court stated that the privilege
might be overcome even in “a private civil case,” but it concluded
that American Trucking “was not such a case” because the plaintiffs’ Dormant Commerce Clause challenge would turn primarily on
the challenged law’s effects rather than the legislature’s intent.
Id. at 88-89; see id. at 90 (“[T]he need for the discovery requested here is simply too little.”).
23
Similarly, in In re Hubbard, 803 F.3d 1298 (2015), the Eleventh Circuit found that the subpoenas’ “sole reason for existing
was to probe the subjective motivations of the legislators who
supported” the challenged law -- “an inquiry that strikes at the
heart of the legislative privilege.”
Id. at 1310.
The court
specifically distinguished a case like this one, where “[s]ome of
the relevant information” sought by a subpoena “could have been
outside of any asserted privilege.”
Id. at 1311.
In holding that the plaintiffs had not overcome the privilege,
moreover,
the
Eleventh
Circuit
emphasized
that
the
subpoenas
“d[id] not serve an important federal interest” because the case
involved a “civil action[] by private plaintiffs” and because the
plaintiffs’ First Amendment retaliation claim was not cognizable
in any event. Hubbard, 803 F.3d at 1312. The court thus emphasized
the limits of its holding, explaining that it “should not be read
as deciding whether, and to what extent, the legislative privilege
would apply to a subpoena in a private civil action based on a
different kind of constitutional claim,” id. at 1312 n.13 -- let
alone in a suit by the United States.
Finally, in Lee, the district court entered a protective order
that precluded private plaintiffs who were challenging the redistricting of the Los Angeles City Council from questioning certain
city officials “regarding any legislative acts, motivations, or
deliberations,” and prohibited the plaintiffs from deposing other
24
officials altogether.
908 F.3d at 1181.
As in American Trucking
and Hubbard, the plaintiffs did not dispute that the evidence they
sought was subject to the privilege; instead, they argued only
that the privilege “should be overcome in this case.”
Id. at
1187. 2
In rejecting that argument, the Ninth Circuit declined to
adopt the plaintiffs’ broad argument for a “categorical exception”
to state legislative privilege “whenever a constitutional claim
directly implicates the government’s intent” -- an argument the
United States and private plaintiffs do not make here.
F.3d at 1188.
Lee, 908
The court acknowledged that there are some cases in
which the privilege may be overcome, but it held that the “factual
record in [Lee] [fell] short of justifying” an “exception to the
privilege” because the plaintiffs had failed to make a sufficient
showing of impermissible racial motivation.
Ibid.
The plaintiffs in Lee sought certiorari, urging this Court to
clarify the scope of the state legislative privilege and specifically asserting that the Ninth Circuit’s decision conflicted with
the Fifth Circuit decision on which the decisions below relied and
with the approach reflected in “redistricting cases” more generally.
Pet. at 18, 20, Lee, supra (No. 18-1257) (citing Jefferson
The plaintiffs separately argued that the legislative privilege does not apply to state and local officials at all, a claim
that the court rejected. Lee, 908 F.3d at 1186-1187.
2
25
Cmty. Health Care, supra).
But this Court denied review, and it
would likely do the same here.
Indeed, this case would be a far
worse vehicle for addressing those issues because the district
court has not yet decided whether the privilege applies or whether
the United States’ interests in the evidence are sufficient to
overcome it.
2.
Applicants also briefly discuss (Appl. 18) the Texas
Supreme Court’s decision in In re Perry, 60 S.W.3d 857 (2001).
But applicants do not and could not assert that Perry reflects any
division of authority warranting this Court’s review.
There, the
Texas Supreme Court applied the legislative privilege reflected in
state law and looked to federal law only by analogy.
Id. at 859.
Here, in contrast, the relevant privilege is “a federal common law
privilege.”
Appl. App. 2; see Fed. R. Evid. 501; Gillock, 445
U.S. at 367-368, 374.
And in any event, Perry is distinguishable
on the same grounds as American Trucking, Hubbard, and Lee:
It
involved subpoenas that sought only evidence concededly covered by
the legislative privilege, and it arose in a private suit, not an
enforcement action by the United States.
C.
60 S.W.3d at 858-859.
This Court Would Be Unlikely To Grant Review Because
There Are Serious Doubts About The Court Of Appeals’
Jurisdiction
This Court would be unlikely to grant certiorari for an additional reason:
As Judge Willett observed, there are serious
doubts about the court of appeals’ jurisdiction over applicants’
26
appeal.
Appl. App. 13 n.1.
The jurisdictional question appears
to arise infrequently, and applicants do not suggest that it independently warrants this Court’s review.
But the Court would
have to confront that thorny threshold question if it were to grant
certiorari.
See Steel Co. v. Citizens for a Better Env’t, 523
U.S. 83, 94-95 (1998).
Courts of appeals have jurisdiction to review “final decisions of the district courts.”
28 U.S.C. 1291.
Pursuant to the
collateral-order doctrine, this Court has construed that language
to allow review of a “small category” of orders “that are conclusive, that resolve important questions separate from the merits,
and that are effectively unreviewable on appeal from the final
judgment in the underlying action.”
Swint v. Chambers County
Comm’n, 514 U.S. 35, 42 (1995).
In Mohawk Industries, Inc. v. Carpenter, 558 U.S. 100 (2009),
this Court held that “disclosure orders adverse to the attorneyclient privilege” are not immediately appealable pursuant to the
collateral-order doctrine because such orders are not effectively
unreviewable on appeal from a final judgment.
Id. at 103.
The
Court explained that it “ha[s] generally denied review of pretrial
discovery orders.”
Id. at 108 (citation omitted).
And it found
that the relevant interests are adequately protected by alternative mechanisms for review, which may include an appeal from a
final judgment, a certified appeal under 28 U.S.C. 1292(b), peti-
27
tioning for mandamus, or refusing compliance and appealing the
resulting contempt citation.
Mohawk, 558 U.S. at 109-112.
Applicants assert (Appl. 5-6) that Mohawk is distinguishable
because they are “third parties to the underlying litigation” and
thus could not appeal from a final judgment.
But the other avenues
for review identified in Mohawk remain available to applicants.
For that reason, this Court has not recognized the third-party
exception applicants invoke.
To the contrary, the Court has held
that the possibility of review following a contempt citation is by
itself sufficient to justify denying an immediate appeal.
See
United States v. Ryan, 402 U.S. 530, 532-534 (1971). 3
In any event, even if applicants’ third-party distinction had
merit in other circumstances, it would not apply here.
are hardly strangers to this litigation.
Applicants
They are officers of the
State of Texas, and they are represented by the Texas Attorney
General, who also represents the State and the state officials who
are named defendants -- and who will presumably continue to represent applicants’ interests in any post-judgment appeal.
Those jurisdictional questions provide still further reason
why this Court would be unlikely to grant certiorari in this case.
The Court has made an exception to that principle only
when a party to the litigation seeks to appeal a discovery order
directed to a “disinterested” custodian, because such a custodian
“presumably lacks a sufficient stake in the proceeding to risk
contempt by refusing compliance.” Church of Scientology of California v. United States, 506 U.S. 9, 18 n.11 (1992).
3
28
Even if the scope of the state legislative privilege otherwise
warranted this Court’s consideration, applicants have identified
no reason why the Court would not await a case arising in a posture
that was free of such threshold obstacles -- especially because
such a case would also present the privilege question in the concrete form that is lacking here.
Cf. American Trucking, 14 F.4th
at 84-85 (mandamus); Lee, 908 F.3d at 1181-1182 (final judgment).
II.
APPLICANTS DO NOT FACE IRREPARABLE HARM AND THE BALANCE OF
THE EQUITIES WEIGHS AGAINST RELIEF
Even if applicants were able to show that this Court would be
likely to ultimately grant review and reverse a Fifth Circuit
decision affirming the district court, they have not established
that the applicable equitable factors warrant a grant of emergency
relief.
See, e.g., Nken v. Holder, 556 U.S. 418, 425-426 (2009).
A.
Applicants have not shown that they face irreparable
harm from the denial of a stay.
The district court’s order simply
requires them to appear for one-day depositions and “goes to great
lengths” to protect the confidentiality of any assertedly privileged material.
Appl. App. 15.
establishes
cognizable
any
Neither of applicants’ arguments
injury
--
much
less
irreparable
harm -- from that “prudent, cautious, vigilant, and narrow” approach.
Id. at 16.
First, applicants assert that “[o]nce the deposition occurs,”
the “cat is out of the bag” on any assertedly privileged testimony.
Appl. 29 (quoting In re Kellogg Brown & Root, Inc., 756 F.3d 754,
29
761 (D.C. Cir. 2014) (Kavanaugh, J.)); see Appl. 26-28.
not accurate.
That is
In fact, the district court employed procedures
from past redistricting cases to ensure that the bag remains
tightly cinched.
Applicants are free to assert privilege, and the
portions of the deposition transcripts containing assertedly privileged material are “deemed to contain confidential information”
and thus subject to the operative confidentiality and protective
order in this case.
Appl. App. 4-5 (citation omitted).
Before
using any part of the deposition testimony that may be subject to
legislative privilege, a party “must seal those portions and submit
them to the [c]ourt for in camera review, along with a motion to
compel.”
Id. at 6.
The court also admonished counsel that they
face sanctions for any unapproved disclosures.
Ibid.
Applicants cite no decision finding irreparable harm in the
presence of such safeguards.
This case is nothing like Kellogg
Brown & Root, where the district court had already concluded that
the privilege did not apply and ordered the relevant documents
disclosed.
756 F.3d at 756.
And applicants only underscore the
lack of support for their position in asserting (Appl. 28) that
this case is “similar” to In re United States, 138 S. Ct. 371
(2017).
The orders at issue there would have compelled the United
States to “publicly file” privileged documents.
In re United States, supra (No. 17A570).
Stay Appl. at 27,
And although the orders
allowed the United States to lodge other privileged documents for
30
in camera review, the government faced irreparable harm because it
would have been forced to divert resources from “essential programmatic functions” to review more than 21,000 “internal [Executive
Branch]
timeframe.
documents”
Id. at 26-27.
on
an
extraordinarily
compressed
Applicants face no such burden here.
Applicants protest (Appl. 27) that “there is no guarantee”
that the district court “will keep the privileged testimony out of
the public record” because the court may disagree with applicants’
future assertions of privilege.
But that only confirms that ap-
plicants do not presently face any irreparable harm. If applicants
assert privilege over particular information, and if the district
court concludes that the information is not privileged or that the
privilege has been overcome, applicants can seek review at that
point, and the privilege issue will then be presented in concrete
form.
But the possibility that applicants might disagree with the
court’s future rulings does not establish irreparable harm now.
Second, applicants assert (Appl. 28-29) that merely being
required to participate in a deposition is itself irreparable harm.
But they err in repeatedly invoking “the burden of defending themselves.”
Appl. 4 (quoting Dombrowski, 387 U.S. at 95); see Appl.
2, 10, 15, 19, 25, 28-29.
As noted above, Dombrowski concerned
legislative immunity from suit, but applicants have not been sued
and have no need to “defend” themselves.
hazard of a judgment against them.”
Nor do they face “the
Appl. 31 (quoting Tenney, 341
31
U.S. at 377).
Instead, they need only appear for single-day dep-
ositions held at a location of their choosing.
Applicants protest (Appl. 2) that even those brief depositions will take them “away from the duties of their office.”
But
applicants are not Cabinet Secretaries or close presidential advisors; this is not a case where a discovery request “interfere[s]
with a coequal branch’s ability to discharge its constitutional
responsibilities.”
Cheney v. United States Dist. Court, 542 U.S.
367, 382 (2004); see In re Dep’t of Commerce, 139 S. Ct. 16 (2018).
Nor are they heads of state agencies with ongoing day-to-day responsibilities. Instead, applicants are three of Texas’s 181 parttime state legislators.
The State Legislature is not in session,
and its next regular session will not begin until January 2023.
See Tex. Gov’t Code § 301.001.
There is thus no reason to think
that the depositions will detract from applicants’ duties at all
-- much less to a degree that might constitute irreparable harm.
B.
Even if applicants could establish some form of irrepa-
rable harm, the balance of the equities and the public interest
would weigh against a stay.
Where, as here, the United States is
a party, “[t]hese factors merge.”
Nken, 556 U.S. at 435.
And the
United States and the public have a strong interest in ensuring
that these serious challenges to the legality of Texas’s statewide
redistricting plans are adjudicated promptly and with the benefit
of all relevant and admissible evidence.
32
Granting a stay pending appeal would compromise that interest.
Discovery closes on July 15, 2022, less than eight weeks
from now.
D. Ct. Doc. 96 (Dec. 17, 2021).
Even with extraordi-
narily expedited proceedings in the Fifth Circuit, it is unlikely
that the court would resolve the appeal in time for depositions to
be taken by that deadline.
Delaying the current schedule would also compromise the public interest.
Since this Court’s decision in Purcell v. Gonzalez,
549 U.S. 1 (2006) (per curiam), the Court “has repeatedly stated
that federal courts ordinarily should not enjoin a state’s election
laws in the period close to an election,” including the process
leading up to the primaries.
Merrill v. Milligan, 142 S. Ct. 879,
880 (2022) (Kavanaugh, J., concurring in grant of stays) (collecting cases).
In part because of that principle, the 2022 elections
will occur under Texas’s current plans before the legality of those
plans can be adjudicated.
Cf. D. Ct. Doc. 258, at 56-58 (May 4,
2022) (denying private plaintiffs’ motion for a preliminary injunction on some of their claims).
That makes it all the more important that this case be resolved before the run-up to the 2024 election, which begins with
candidate-qualifying deadlines in late 2023.
Recognizing that
concern, the district court established an expedited schedule with
trial set to begin on September 28, 2022.
27, 2021).
D. Ct. Doc. 109 (Dec.
Delaying that trial -- and the subsequent appellate
33
proceedings -- would increase the risk that this case is not resolved before the Purcell principle comes into play for a second
election cycle.
Applicants wave away those concerns, asserting (Appl. 30)
that even if the practical effect of a stay would be to “bar[]
altogether” any legislators’ depositions, their testimony is not
important.
wise.
But decades of redistricting experience show other-
As described above, testimony from legislators has been a
frequent -- even ubiquitous -- feature of redistricting litigation
for decades, and this Court and lower courts have repeatedly relied
on such testimony in considering the “totality of circumstances”
relevant to minority voters’ electoral opportunities, as the VRA
directs, 52 U.S.C. 10301(b).
See p. 20, supra.
Applicants’ un-
precedented effort to exclude that traditional form of evidence
entirely would seriously undermine the public interest.
III. MANDAMUS RELIEF IS UNWARRANTED
As an alternative to their principal request for relief, applicants briefly contend (Appl. 23-26) that this Court should either grant a stay pending the court of appeals’ resolution of a
petition for a writ of mandamus or grant a writ of mandamus in the
first instance.
Those requests are unavailing because applicants
cannot support the “drastic and extraordinary” remedy of a writ of
mandamus.
Cheney, 542 U.S. at 380 (citation omitted).
34
To support issuance of a writ of mandamus, “three conditions
must be satisfied.”
Cheney, 542 U.S. at 380.
First, the peti-
tioner’s “right to issuance of the writ” must be “‘clear and indisputable.’”
Id. at 381 (citation omitted).
Second, the peti-
tioner must “have no other adequate means to attain the relief he
desires.”
Ibid.
“Third, even if the first two prerequisites have
been met, the issuing court, in the exercise of its discretion,
must be satisfied that the writ is appropriate under the circumstances.”
Ibid.
Applicants fall far short of meeting those demanding conditions.
First, as explained above (see pp. 14-21, supra), appli-
cants’ entitlement to relief is hardly “clear and indisputable.”
Cheney, 542 U.S. at 381 (citation omitted).
To the contrary, this
Court has rejected suggestions of an absolute privilege of the
kind applicants assert, see Gillock, 445 U.S. at 366-373; Arlington
Heights, 429 U.S. at 268, and lower courts have routinely declined
to enter blanket protection orders of the kind applicants request,
see p. 19, supra.
Second, applicants have “other adequate means to attain the
relief” they seek.
Cheney, 542 U.S. at 381.
As explained above,
the district court’s careful procedures ensure that the court will
rule on all of their assertions of legislative privilege and that
their assertedly privileged answers will remain confidential in
35
the meantime.
See p. 29, supra.
The same “vigilant” approach has
been used in past redistricting litigation.
Appl. App. 8.
Finally, granting mandamus would not be “appropriate under
the circumstances.”
Cheney, 542 U.S. at 381.
As explained above,
any conceivable harm to applicants from sitting for one day of
depositions (after which their assertedly privileged answers will
be kept confidential) is negligible.
By contrast, the harm to the
United States, the private respondents, and the public would be
significant, because pausing this litigation over Texas’s redistricting plan would make it more difficult to resolve the claims
before the 2024 elections.
IV.
See pp. 32-33, supra.
THERE IS NO BASIS FOR A STAY PENDING THIS COURT’S DECISION IN
MERRILL
Finally, there is no basis for applicants’ brief alternative
request (Appl. 32-34) for a stay pending this Court’s decision in
Merrill v. Milligan, No. 21-1086.
A stay is an extraordinary
remedy intended to preserve this Court’s jurisdiction and prevent
irreparable harm; it is not a device for superintending lower
courts’ routine docket-management choices.
Applicants assert (Appl. 33-34 & n.29) that this Court has
previously “stayed discovery pending its disposition of the underlying merits of cases.”
But in each of the examples applicants
cite, the Court was reviewing the same case in which it granted a
stay, and the Court’s review bore directly on the propriety of the
stayed discovery.
This case is entirely different:
Applicants
36
seek
a
stay
simply
because
they
believe
(Appl.
32-33)
that
“[p]laintiffs’ claims in the underlying litigation” will “be affected by” the Court’s interpretation of Section 2 in Merrill.
Applicants do not identify any prior instance in which this
Court has stayed discovery simply because it was considering related substantive issues in a different case.
Nor do they attempt
to reconcile their request with this Court’s stay standard, which
demands a showing of a likelihood of success on the merits and
irreparable harm -- not merely the possibility of relevant legal
developments.
See Hollingsworth, 558 U.S. at 190.
In any event, the Court’s decision in Merrill will not likely
affect the matters about which the United States intends to depose
applicants.
All of those matters concern Section 2’s textually
mandated “totality of circumstances” standard, 52 U.S.C. 10301(b).
See p. 17, supra.
The appellants’ brief in Merrill, in contrast,
focuses on the rules that plaintiffs’ experts must follow to show
that their demonstrative maps meet the “reasonable compactness”
element of the first Gingles precondition, as well as whether
plaintiffs must simulate “race-neutral” maps to show that the enacted map violates Section 2.
Appellants’ Br. at 42-50, 53-80,
Merrill, supra (No. 21-1086).
The Merrill appellants do not ques-
tion the relevance of legislative testimony like that sought here;
to the contrary, they have affirmatively relied on it.
See, e.g.,
id. at 21 (citing testimony from “Former District 1 Congressman
37
Bradley Byrne” about the “communities of interest” and other political dynamics in the districts at issue); Singleton v. Merrill,
No. 21-cv-1291, 2022 WL 265001, at *41, 43-44 (N.D. Ala. Jan. 24,
2022).
To the extent Merrill is relevant at all, therefore, it
only further confirms that applicants’ unprecedented request to
categorically bar such testimony should be rejected.
CONCLUSION
The application should be denied.
Respectfully submitted.
ELIZABETH B. PRELOGAR
Solicitor General
MAY 2022
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.