Response to application from respondent United States — Ryan Guillen, et al., Applicants v. League of United Latin American Citizens, et al.

Supreme Court briefMay 23, 2022

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No. 21A756

________________________________________________________________

________________________________________________________________

IN THE SUPREME COURT OF THE UNITED STATES

_______________

REPRESENTATIVE RYAN GUILLEN, ET AL., APPLICANTS

v.

LEAGUE OF UNITED LATIN AMERICAN CITIZENS, ET AL.

_______________

RESPONSE IN OPPOSITION TO EMERGENCY APPLICATION

FOR A STAY PENDING APPEAL OR, IN THE ALTERANTIVE,

PENDING DISPOSITION OF A PETITION FOR A WRIT OF MANDAMUS

_______________

ELIZABETH B. PRELOGAR

Solicitor General

Counsel of Record

Department of Justice

Washington, D.C. 20530-0001

SupremeCtBriefs@usdoj.gov

(202) 514-2217

________________________________________________________________

________________________________________________________________

IN THE SUPREME COURT OF THE UNITED STATES

_______________

No. 21A756

REPRESENTATIVE RYAN GUILLEN, ET AL., APPLICANTS

v.

LEAGUE OF UNITED LATIN AMERICAN CITIZENS, ET AL.

_______________

RESPONSE IN OPPOSITION TO EMERGENCY APPLICATION

FOR A STAY PENDING APPEAL OR, IN THE ALTERANTIVE,

PENDING DISPOSITION OF A PETITION FOR A WRIT OF MANDAMUS

_______________

The Solicitor General, on behalf of the United States of

America, respectfully submits this response in opposition to the

application for a stay pending appeal or, in the alternative,

pending disposition of a petition for a writ of mandamus.

This case involves an action brought by the United States

alleging that Texas’s 2021 Congressional and State House redistricting plans violate Section 2 of the Voting Rights Act (VRA),

52 U.S.C. 10301.

As is routine in redistricting cases, the United

States sought testimony from state legislators who represent some

of the challenged districts -- specifically, the three applicants

here.

Courts, including this Court, often rely on such testimony

both in assessing the motive and justification for districting

choices and in considering the “totality of circumstances” relevant to minority voters’ electoral opportunities, as the VRA di-

2

rects.

52 U.S.C. 10301(b); see, e.g., Abbott v. Perez, 138 S. Ct.

2305, 2329 (2018); Alabama Legislative Black Caucus v. Alabama,

575 U.S. 254, 265-266, 273-274 (2015); LULAC v. Perry, 548 U.S.

399, 434 (2006).

Here, however, applicants moved to quash the

subpoenas based on the state legislative privilege, a qualified

federal common-law privilege that in some circumstances prevents

inquiries into the motive for legislative acts.

Appl. App. 2.

The three-judge district court unanimously denied the motion.

The court acknowledged that applicants may have valid claims of

privilege against some potential questions.

Appl. App. 2-5.

But

the court determined that applicants’ categorical privilege claim

was “not yet ripe for decision” because “no questions have been

asked, and no answers given.”

Id. at 1-2.

And the court declined

to bar the depositions altogether because “there are likely to be

relevant areas of inquiry that fall outside of topics potentially

covered by state legislative privilege.”

Id. at 4.

The court

thus allowed the depositions to proceed subject to the same protective procedures “used by the last three-judge court to hear

Texas redistricting cases.”

Ibid.

Specifically, applicants are

free to assert the state legislative privilege in response to

particular questions.

Ibid.

Any answers given subject to an

assertion of privilege are sealed and no party may use them unless

and until the court grants a motion to compel.

Id. at 5.

The

court emphasized that “nothing” in its order “should be construed

3

as deciding any issue of state legislative privilege,” and admonished that the parties may face sanctions for any disclosure of

potentially privileged material.

Ibid.

The court of appeals denied a stay pending appeal, finding

that applicants had shown neither a likelihood of success nor

irreparable harm.

Appl. App. 8-17.

The court emphasized that

“[t]he district court is ready and willing to protect the state

legislative privilege if and when the issue arises.”

Id. at 16.

And the court of appeals praised the district court’s “prudent,

cautious, vigilant, and narrow” approach to resolving any questions of privilege.

Ibid.

Judge Willett concurred in the judg-

ment, finding that applicants had not established jurisdiction

under the collateral-order doctrine.

Id. at 13 n.1.

Applicants now seek an emergency stay from this Court.

But

as six federal judges have already concluded, applicants’ effort

to block their one-day depositions does not come close to satisfying the standard for that extraordinary remedy.

Applicants do

not challenge the lower courts’ conclusion that they have nonprivileged information relevant to this case.

so:

They could scarcely do

One of the applicants, Representative John Lujan, does not

have even an arguable claim of legislative privilege with respect

to the challenged districting plans because he was not in the

legislature when the plans were passed -- a critical fact that

applicants do not mention.

And applicants have not cited any

4

decision, from any court, granting their requested relief:

a

categorical prohibition on legislative depositions seeking concededly nonprivileged information.

Applicants instead rely on decisions holding that, in particular circumstances, private parties seeking information that

was indisputably subject to the state legislative privilege had

not made the showing necessary to overcome it.

But as the court

of appeals explained in distinguishing the cases on which applicants rely, that question is not presented here because the lower

courts have not yet decided whether the privilege applies to any

of the questions that might be asked -- let alone whether it can

be overcome.

Appl. App. 15 & n.2.

Finally, as the court of appeals emphasized, the other cases

on which applicants rely did not involve “the kind of extensive

procedural safeguards designed to protect the privilege” that the

district court adopted here.

Appl. App. 15 n.2.

Those safeguards

serve to preserve the confidentiality of any assertedly privileged

information, which means that applicants do not face any harm at

all -- let alone irreparable injury -- from the denial of a stay.

The application should be denied.

STATEMENT

1.

In October 2021, the Texas Legislature passed, and the

Governor signed into law, statewide redistricting plans based on

the 2020 Census.

Appl. App. 28, 47.

Shortly thereafter, the

5

United States filed this suit alleging that the State’s Congressional and State House redistricting plans violate Section 2 of

the VRA, 52 U.S.C. 10301.

Appl. App. 20-64.

Section 2 of the VRA prohibits States from adopting a voting

rule, including a districting plan, that “results in a denial or

abridgement of the right of any citizen of the United States to

vote on account of race or color.”

52 U.S.C. 10301(a); see, e.g.,

Wisconsin Legislature v. Wisconsin Elections Comm’n, 142 S. Ct.

1245, 1248 (2022) (per curiam).

Such a denial or abridgement may

occur as a result of intentional discrimination by the state actors

who adopted the plan.

(1991).

Chisom v. Roemer, 501 U.S. 380, 394 n.21

Alternatively, a violation of Section 2 is established

“if, based on the totality of circumstances, it is shown that the

political processes leading to nomination or election in the State”

are “not equally open to participation by members of a [minority

group] in that its members have less opportunity than other members

of the electorate to participate in the political process and to

elect representatives of their choice.”

52 U.S.C. 10301(b).

This Court has “construed § 2 to prohibit the distribution of

minority voters into districts in a way that dilutes their voting

power.”

Wisconsin Legislature, 142 S. Ct. at 1248.

In Thornburg

v. Gingles, 478 U.S. 30 (1986), the Court “provided a framework

for demonstrating a violation of that sort.”

ture, 142 S. Ct. at 1248.

Wisconsin Legisla-

“First, three ‘preconditions’ must be

6

shown:

(1) The minority group must be sufficiently large and

compact to constitute a majority in a reasonably configured district, (2) the minority group must be politically cohesive, and

(3) a majority group must vote sufficiently as a bloc to enable it

to usually defeat the minority group's preferred candidate.” Ibid.

(quoting Gingles, 478 U.S. at 50–51).

“If the preconditions are

established, a court considers the totality of circumstances to

determine ‘whether the political process is equally open to minority voters.’”

Ibid. (quoting Gingles, 478 U.S. at 79); see

Gingles, 478 U.S. at 36-37 (listing relevant factors).

Here, the United States’ complaint alleges that Texas’s 2021

Congressional redistricting plan violates Section 2 by intentionally discriminating against minority voters in West Texas and the

Dallas-Fort Worth area, and by producing discriminatory results in

West Texas and the Harris County (Houston) area.

45.

Appl. App. 28-

With respect to the State House, the complaint alleges that

the redistricting plan produces discriminatory results in District

118 in Bexar County; District 31 in South Texas; and districts in

West Texas, including District 81.

Id. at 46-59.

The United States’ action was consolidated with several similar cases brought by private plaintiffs that are being heard by

a three-judge court consisting of Circuit Judge Jerry Smith and

District Judges David Guaderrama and Jeffrey Brown.

D. Ct. Doc.

7

83 (Dec. 10, 2021). 1

The court adopted an expedited schedule that

will allow a decision and appellate review well in advance of

preparations for the 2024 elections.

Discovery closes on July 15,

2022, and a trial is set for September 28, 2022.

D. Ct. Docs. 96

and 109 (Dec. 17 and 27, 2021).

On April 20 and May 3, 2022, the United States served subpoenas for applicants’ deposition testimony.

259-2, 259-3, 259-4 (May 4, 2022).

See D. Ct. Docs.

Applicants are the state leg-

islators representing three of the Texas House districts challenged in the United States’ complaint:

118.

Districts 31, 81, and

The first deposition is scheduled to occur on May 24.

App. 1.

Appl.

Each deposition is scheduled for a single day, and the

United States offered to conduct them at any location convenient

for applicants.

D. Ct. Doc. 271, at 3 n.2 (May 12, 2022).

Private

plaintiffs later served subpoenas seeking to depose applicants at

the same time.

Appl. App. 1.

In negotiating over the subpoenas, counsel for the United

States explained that “Section 2 requires the Court to assess the

totality of circumstances in the districts [applicants] represent,

including population patterns, political behavior, the history of

discrimination, socioeconomic disparities, campaign tactics, and

other matters.”

D. Ct. Doc. 259-1, at 1 (May 4, 2022) (citing

References to the district court docket refer to the

consolidated case, No. 3:21-cv-259 (W.D. Tex.).

1

8

Gingles, supra).

Counsel added that, “as both elected officials

and candidates, [applicants] likely have highly probative information regarding the United States’ claims.”

3.

Id. at 1-2.

After failed negotiations, applicants moved to quash the

subpoenas, or alternatively, for a protective order limiting their

testimony to matters in the “public record.”

5, 17 (May 4, 2022).

D. Ct. Doc. 259, at

The district court unanimously denied the

motion, finding that “issues of state legislative privilege are

not yet ripe for decision.”

Appl. App. 1; see id. at 1-6.

court also unanimously denied a stay pending appeal.

The

Id. at 7.

The district court acknowledged that state legislators “enjoy

broad immunity from suit for actions they take during the course

of their legislative duties.”

Appl. App. 2 (citing Tenney v.

Brandhove, 341 U.S. 367, 377-378 (1951)). But the court emphasized

that this case involves only “state legislative privilege, not

immunity.” Ibid. State legislative privilege “is a federal common

law privilege, ‘applied through Rule 501 of the Federal Rules of

Evidence.’”

Ibid. (citation omitted).

It “is not coextensive

with state legislative immunity” and confers only a “‘qualified’”

privilege that “may be limited” depending on the context and the

need for the evidence.

Id. at 2-3 (citation omitted).

The district court concluded that it was “not positioned” at

present “to rule on what information may or may not be the subject

of the state legislative privilege,” because the privilege’s ap-

9

plication is “fact- and context-specific” and “‘depends on the

question being posed.’”

Appl. App. 2 (quoting Perez v. Perry, No.

11-cv-360, Doc. No. 102, at 5 (W.D. Tex. Aug. 1, 2011) (Perez I)).

Instead, the court held only that “the privilege is not so broad

as to compel the [c]ourt to quash the deposition subpoenas” altogether or to limit questioning to matters “strictly within the

public record.”

Id. at 2-3 (citing cases).

The court acknowledged applicants’ argument that evidence related to the motive or intent behind the 2021 redistricting plans

may be protected by the legislative privilege.

Appl. App. 3.

But

the court concluded that questions about whether the privilege

applies to such evidence, and whether it could be overcome, “are

not yet directly raised” and would “depend on more detailed and

nuanced facts than those currently before the court.”

Ibid.

“In any event,” the district court concluded that “there are

other purposes for deposing [applicants]” that have nothing to do

with their motives as legislators or other potentially privileged

matters.

Appl. App. 4.

The court explained that applicants may

have relevant, non-privileged information about topics including

“political behavior, the history of discrimination, and socioeconomic disparities,” as well as “firsthand knowledge” of issues

such as “discrimination within their home districts,” “legislator

responsiveness to communities of color,” and “alternative maps

considered during the redistricting process.”

Ibid. (citations

10

omitted).

The court thus concluded that “there are likely to be

relevant areas of inquiry that fall outside of topics covered by

state legislative privilege.”

Ibid.

Accordingly, the district court allowed the depositions to

proceed, following the procedure “originally used by the last

three-judge court to hear Texas redistricting cases.”

4 (citing Perez I, Doc. No. 102, at 5-6).

Appl. App.

Applicants must appear

and answer questions, but their answers “will be subject to the

[state legislative] privilege” if invoked.

Ibid.

The relevant

portions of the deposition transcripts must be kept confidential

unless and until the court grants a motion to compel specific

testimony.

Id. at 5.

The court warned that “any public disclosure

of information to which a privilege has been asserted may result

in sanctions, including the striking of pleadings.”

Ibid. (em-

phasis omitted).

4.

appeal.

The court of appeals unanimously denied a stay pending

Appl. App. 8-17.

jurisdiction.

The court first concluded that it had

Id. at 13 n.1.

But the court noted that Judge

Willett “concur[red] in the judgment because he is unconvinced

that we have jurisdiction under the collateral order doctrine.”

Ibid.

On the merits, the court of appeals concluded that applicants

had “not shown that they are likely to succeed.”

Appl. App. 14.

The court explained that both the Fifth Circuit and this Court

11

“have confirmed that the state legislative privilege is not absolute.”

Ibid. (citing United States v. Gillock, 445 U.S. 360, 361

(1980)).

The court emphasized that the district court “did not

deny that state legislative privilege might apply to this case,”

but instead merely concluded that disputes about the privilege are

“‘not yet ripe for decision.’”

Id. at 14-15.

And the court of

appeals concluded that the district court was “taking an admirably

deliberate and cautious approach to the legislative privilege issue.”

Id. at 15.

The court of appeals added that applicants’ motion had “mischaracterize[d]” both the district court’s order and the “law of

other circuits.”

Appl. App. 15 n.2.

The court explained that,

contrary to applicants’ description, “the First, Ninth, and Eleventh Circuits all recognize that the state legislative privilege

is qualified.”

Ibid.

And the court added that “none of the[]

cases” on which applicants relied “involved the kind of extensive

procedural safeguards” that “the district court implemented in

this case.”

Ibid.

The court of appeals also held that applicants had “not shown

that they will be irreparably injured absent a stay.”

15.

Appl. App.

The court emphasized that the district court’s “vigilant and

narrow order goes to great lengths to protect [applicants].” Ibid.

And it concluded that those procedures show that “the district

12

court is ready and willing to protect the state legislative privilege if and when the issue arises.”

Id. at 16.

Finally, the court of appeals held that “the district court’s

approach to the case thus far accords with the public interest.”

Appl. App. 16.

The court explained that “[t]he state legislative

privilege must be protected when it arises,” but “must not be used

as a cudgel to prevent the discovery of non-privileged information

or to prevent the discovery of the truth in cases where the federal

interests at stake outweigh the interests protected by the privilege.”

Ibid.

And the court reiterated that the district court’s

approach to balancing those competing interests had been “admirably prudent, cautious, vigilant, and narrow.”

Ibid.

ARGUMENT

An applicant asking this Court for a stay or injunction in a

matter “pending before [a federal] Court of Appeals,” in which

“the Court of Appeals [has] denied [a] motion for a stay,” faces

“an especially heavy burden.”

Packwood v. Senate Select Comm. on

Ethics, 510 U.S. 1319, 1320 (1994) (Rehnquist, C.J., in chambers).

To obtain such extraordinary relief, the “applicant must demonstrate:

(1) a reasonable probability that four Justices would

vote to grant certiorari; (2) a significant possibility that the

Court would reverse the judgment below; and (3) a likelihood of

irreparable harm, assuming the correctness of the applicant’s position, if the judgment is not stayed.”

Id. at 1319; cf., e.g.,

13

Hollingsworth v. Perry, 558 U.S. 183, 190 (2010) (per curiam)

(describing the standard for a stay pending disposition of a petition for a writ of certiorari).

Applicants cannot meet any element of that heavy burden.

The

district court issued a narrow decision that rejected only applicants’ sweeping claim that they need not sit for depositions at

all.

The court made clear that it will review any relevant as-

sertion of privilege and ensured that applicants’ assertedly privileged answers will remain strictly confidential until then. There

is no plausible prospect that this Court would grant review of -or ultimately reverse -- a Fifth Circuit decision affirming that

limited ruling.

Nor is there any conflict among the courts of

appeals that would warrant this Court’s review.

And there are

significant questions about whether the court of appeals even has

jurisdiction to decide applicants’ pending appeal.

All of those

considerations

request

weigh

against

granting

applicants’

for

emergency relief pending appeal.

For similar reasons, there is no merit to applicants’ alternative argument that the Court should grant a stay pending the

court of appeals’ resolution of a petition for a writ of mandamus

or that this Court should grant mandamus in the first instance.

And the Court should likewise reject applicants’ unprecedented

request for a stay pending this Court’s decision in Merrill v.

Milligan, No. 21-1086 (probable jurisdiction noted Feb. 7, 2022).

14

This Court does not grant emergency stays to superintend lower

courts’ management of their dockets.

I.

THIS COURT IS NOT LIKELY TO REVIEW OR REVERSE A FIFTH CIRCUIT

JUDGMENT AFFIRMING THE DISTRICT COURT’S DECISION

To obtain the extraordinary relief they request here, appli-

cants must show that this Court would likely grant review of -and then reverse -- a Fifth Circuit judgment affirming the district

court’s decision. See Packwood, 510 U.S. at 1319 (Rehnquist, C.J.,

in chambers).

Applicants cannot make that demanding showing for

multiple reasons.

The district court’s decision is correct.

And

in any event, this Court’s review would not be warranted, both

because no conflict among the circuits exists and because there

are serious questions about whether the court of appeals has jurisdiction over applicants’ pending appeal.

A.

The District Court’s Decision Is Correct

Applicants contend that the district court’s decision “transgresses [a] centuries-old legislative immunity and privilege conferred upon state legislators.”

Appl. 1; see Appl. 17-23.

That

mischaracterizes both the protection applicants seek and the scope

of the district court’s decision.

As the Fifth Circuit recognized

in denying applicants’ request for emergency relief, the district

court resolved only a narrow threshold question, and the court

resolved that threshold issue correctly.

1.

Applicants repeatedly invoke (Appl. 1, 5, 10, 16-17, 19)

state legislators’ “immunity and privilege,” which they trace to

15

“this Court’s seminal decision in” Tenney v. Brandhove, 341 U.S.

367 (1951).

Tenney is a seminal decision, but its holding is not

directed at the issue that applicants raise here.

The Court held

that state legislators are not subject to “civil liability for

acts done within the sphere of legislative activity.”

(emphasis added).

Id. at 376

Thus, state legislators may not be subjected to

“the burden of defending themselves” in a civil suit.

Dombrowski

v. Eastland, 387 U.S. 82, 85 (1967) (per curiam); see Rehberg v.

Paulk, 566 U.S. 356, 361 (2012) (“[I]n Tenney

* * *

, the Court

held that [42 U.S.C.] 1983 did not abrogate the long-established

absolute immunity enjoyed by legislators for actions taken within

the legitimate sphere of legislative authority.”); Bogan v. ScottHarris, 523 U.S. 44, 49 (1998) (“[S]tate and regional legislators

are entitled to absolute immunity from liability under § 1983 for

their legislative activities.”).

This case does not implicate that principle.

The suits filed

by the United States and private respondents do not seek to impose

“civil liability” on applicants.

Tenney, 341 U.S. at 376.

Ap-

plicants are not defendants and cannot be found “legally responsible” for any violation.

Id. at 379 (citation omitted).

Appli-

cants likewise do not face the “burden of defending themselves”

against liability, Dombrowski, 387 U.S. at 85, and their “absolute

immunity” from such liability is not in dispute, Rehberg, 566 U.S.

at 361. Indeed, the district court expressly recognized that there

16

is “[n]o doubt [that] state legislators enjoy broad immunity from

suit for actions they take during the course of their legislative

duties.”

2.

* * *

Appl. App. 2.

The dispute in this case instead involves “questions

of state legislative privilege, not immunity.”

Appl. App.

2 (emphases added); accord Jefferson Cmty. Health Care Ctrs. v.

Jefferson Parish Gov’t, 849 F.3d 615, 624 (5th Cir. 2017).

As

recognized by decisions on which applicants themselves rely (Appl.

17-18, 20-21), “[a]ssertions of legislative immunity and privilege

* * *

rely on different footing.”

American Trucking Ass’n v.

Alviti, 14 F.4th 76, 87 (1st Cir. 2021); see Lee v. City of Los

Angeles, 908 F.3d 1175, 1187 (9th Cir. 2018), cert. denied, 139

S. Ct. 2669 (2019).

Like other testimonial privileges, the state

legislative privilege is governed by Federal Rule of Evidence 501,

which permits “a claim of privilege” under the “common law -- as

interpreted by United States courts in the light of reason and

experience,” so long as no provision of federal law provides to

the contrary.

See United States v. Gillock, 445 U.S. 360, 366-

373 (1980); see also, e.g., Upjohn Co. v. United States, 449 U.S.

383, 389 (1981); Appl. App. 2-3 (citing additional cases).

The crux of applicants’ position (Appl. 1) is that the privilege bars state legislators’ testimony on matters that “probe the

very innerworkings of the legislative process, examining the legislators’ thoughts, impressions, and motivations for their legis-

17

lative acts.”

Critically, the district court did not reject that

contention; it “did not deny that state legislative privilege might

apply to this case,” and “it emphatically stated that ‘nothing in

[its] Order should be construed as deciding any issue of state

legislative privilege.’”

Appl. App. 14; see id. at 5.

The court

instead issued a “narrow” ruling that allowed the depositions to

proceed, explaining that the depositions seek “non-privileged information” and that applicants could object to any questions implicating the asserted privilege, with the court resolving those

objections after reviewing a transcript that would be kept “confidential” in the interim.

Id. at 4-5, 15; see id. at 15 (noting

that the district court’s “vigilant” approach “goes to great

lengths to protect” applicants).

Applicants do not -- and, by definition, cannot -- claim that

any privilege bars testimony on “relevant areas of inquiry that

fall outside of topics potentially covered by state legislative

privilege,” such as “‘political behavior, the history of discrimination, and socioeconomic disparities.’”

omitted).

Appl. App. 4 (citation

Such topics are undisputedly relevant to a Section 2

claim, see, e.g., Thornburg v. Gingles, 478 U.S. 30, 64 (1986)

(listing relevant considerations in the totality-of-circumstances

analysis), and unrelated to any aspect of the legislative process

that might be protected by any applicable privilege, cf. United

States v. Helstoski, 442 U.S. 477, 489 (1979) (explaining that the

18

protection provided for federal legislators by the Speech or Debate

Clause, U.S. Const. Art. I, § 6, protects only “against inquiry

into acts that occur in the regular course of the legislative

process and into the motivation for those acts”) (citation omitted).

Notably, one applicant in this case -- Representative John

Lujan -- was not even in the legislature when the relevant redistricting occurred and therefore cannot plausibly invoke legislative privilege on that basis.

Gov’t C.A. Stay Opp. 12 n.4.

Applicants instead make the sweeping claim (Appl. 1, 16, 21)

that the state legislative privilege prevents them from having to

sit for the depositions at all.

But that claim has no foundation

in this Court’s precedent. To the contrary, the Court specifically

declined to recognize an absolute testimonial privilege for state

legislators in Gillock, instead reasoning that any such privilege

must yield “where important federal interests are at stake.”

U.S. at 373.

445

Accordingly, all of the circuit court cases on which

applicants rely recognize that the state legislative privilege is

not absolute and can be overcome.

See, e.g., American Trucking,

14 F.4th at 88; Lee, 908 F.3d at 1187.

Applicants rely heavily on the Court’s earlier decision in

Village of Arlington Heights v. Metropolitan Housing Development

Corp., 429 U.S. 252 (1977).

But Arlington Heights addressed only

circumstances where legislators are called to testify “concerning

the purpose of [an] official action”; it did not impose any limit

19

on legislator testimony about nonprivileged matters.

Id. at 268.

Even then, the Court expressly contemplated that there will be

some cases where legislators may be called to testify about purpose, notwithstanding that aspects of such testimony may “be barred

by privilege.”

Ibid.

That recognition is unsurprising given that

a discriminatory legislative purpose can be the basis for a violation of Section 2 or the Constitution.

See Mobile v. Bolden,

446 U.S. 55, 66-67 (1980) (plurality opinion) (citing Arlington

Heights, supra); see also, e.g., Chisom v. Roemer, 501 U.S. 380,

394 n.21 (1991).

In keeping with those principles, district courts have routinely denied legislators’ requests for blanket protective orders

barring depositions in voting-rights actions raising statutory or

constitutional claims.

See, e.g., South Carolina State Conf. of

NAACP v. McMaster, No. 21-cv-3302, 2022 WL 425011, at *8 (D.S.C.

Feb. 10, 2022); Benisek v. Lamone, 241 F. Supp. 3d 566, 576-577

(D. Md. 2017); Nashville Student Organizing Comm. v. Hargett, 123

F. Supp. 3d 967, 971 (M.D. Tenn. 2015); Veasey v. Perry, No. 13cv-193, Doc. No. 341 (S.D. Tex. June 18, 2014); Texas v. Holder,

No. 12-cv-128, Doc. No. 84 (D.D.C. Apr. 20, 2012); Baldus v. Brennan, No. 11-cv-562, Doc. No. 74 (E.D. Wis. Dec. 8, 2011); Perez v.

Perry, No. 11-cv-360, Doc. No. 102 (W.D. Tex. Aug. 1, 2011); United

States v. County of Los Angeles, 127 F.R.D. 169, 173-174 (C.D.

Cal. 1989).

20

This Court, moreover, has frequently relied on testimony from

legislators in addressing redistricting claims under the Constitution and the VRA.

See, e.g., Abbott v. Perez, 138 S. Ct. 2305,

2329 (2018); Bethune-Hill v. Virginia State Bd. of Elections, 137

S. Ct. 788, 801 (2017); Cooper v. Harris, 137 S. Ct. 1455, 14681469 (2017); Alabama Legislative Black Caucus v. Alabama, 575 U.S.

254, 265-266, 273-274 (2015); LULAC v. Perry, 548 U.S. 399, 434

(2006); Bush v. Vera, 517 U.S. 952, 961 (1996) (plurality opinion).

Legislator testimony has already been a feature of this case

as well.

Texas presented such testimony at a preliminary injunc-

tion hearing.

D. Ct. Doc. 258, at 15 (May 4, 2022).

And in

identifying its own potential witnesses, the State’s initial disclosures under Federal Rule of Civil Procedure 26(a)(1)(A) listed

the chairs and members of the legislative committees that adopted

the challenged plans.

D. Ct. Doc. 271-6, at 4-6 (May 12, 2022);

see Fed. R. Civ. P. 26(a)(1)(A)(i) (requiring disclosure regarding

individuals “likely to have discoverable information

* * *

that

the disclosing party may use to support its claims or defenses”)

(emphasis added).

Applicants’ position that state legislators can invoke an

absolute privilege entitling them to avoid even sitting for a

deposition would thus require a sharp departure from settled litigation practices in voting-rights cases.

As the Fifth Circuit’s

21

denial of their stay motion demonstrates, that broad position is

unlikely to prevail.

B.

The Decisions Below Do Not Implicate Any Conflict Warranting This Court’s Review

Applicants scarcely acknowledge the established practice of

legislator depositions in redistricting cases.

Instead, they con-

tend (Appl. 17-21) that this Court would likely grant certiorari

if the court of appeals affirmed the district court’s order because

they assert that order is inconsistent with decisions of the First,

Ninth, and Eleventh Circuits, as well as a decision of the Texas

Supreme Court.

Those contentions lack merit.

And this Court

recently denied a petition for a writ of certiorari relying on the

same decisions and asserting a similar conflict, further underscoring that review is unlikely.

See Lee v. Los Angeles, 139

S. Ct. 2669 (2019) (No. 18-1257).

1.

As the court of appeals explained, applicants “mischar-

acterize the law of other circuits.”

Appl. App. 15 n.2.

The

First, Ninth, and Eleventh Circuit decisions on which they rely

held that, in circumstances where the legislative privilege indisputably applied, private parties had not made the showing required to overcome it.

Here, in contrast, the courts below spe-

cifically declined to decide whether the privilege applies to any

as-yet-unasked questions or whether it could be overcome because

those questions are “not yet ripe for decision.”

id. at 14-15.

Id. at 1; see

And the courts below did so in the context of an

22

enforcement action by the United States, not a suit by private

parties alone.

In American Trucking, Rhode Island state officials sought to

quash subpoenas for documents in a Dormant Commerce Clause challenge to a state law establishing bridge tolls.

14 F.4th at 81.

The First Circuit noted that “no party dispute[d]” that the subpoenas “sought evidence” of “legislative acts and underlying motives” or that “if the legislative privilege applies, the discovery

requested by those subpoenas falls within its scope.”

Id. at 87.

Thus, the court concluded that “the only question” was whether the

private plaintiffs had shown that their “interest in obtaining

evidence of the State Officials’ subjective motives outweighed”

the privilege.

Id. at 88.

In concluding that the plaintiffs had not made that showing,

the First Circuit emphasized that “no representative of the federal

government asserts any interest” in the relevant evidence.

ican Trucking, 14 F.4th at 88.

Amer-

The court stated that the privilege

might be overcome even in “a private civil case,” but it concluded

that American Trucking “was not such a case” because the plaintiffs’ Dormant Commerce Clause challenge would turn primarily on

the challenged law’s effects rather than the legislature’s intent.

Id. at 88-89; see id. at 90 (“[T]he need for the discovery requested here is simply too little.”).

23

Similarly, in In re Hubbard, 803 F.3d 1298 (2015), the Eleventh Circuit found that the subpoenas’ “sole reason for existing

was to probe the subjective motivations of the legislators who

supported” the challenged law -- “an inquiry that strikes at the

heart of the legislative privilege.”

Id. at 1310.

The court

specifically distinguished a case like this one, where “[s]ome of

the relevant information” sought by a subpoena “could have been

outside of any asserted privilege.”

Id. at 1311.

In holding that the plaintiffs had not overcome the privilege,

moreover,

the

Eleventh

Circuit

emphasized

that

the

subpoenas

“d[id] not serve an important federal interest” because the case

involved a “civil action[] by private plaintiffs” and because the

plaintiffs’ First Amendment retaliation claim was not cognizable

in any event. Hubbard, 803 F.3d at 1312. The court thus emphasized

the limits of its holding, explaining that it “should not be read

as deciding whether, and to what extent, the legislative privilege

would apply to a subpoena in a private civil action based on a

different kind of constitutional claim,” id. at 1312 n.13 -- let

alone in a suit by the United States.

Finally, in Lee, the district court entered a protective order

that precluded private plaintiffs who were challenging the redistricting of the Los Angeles City Council from questioning certain

city officials “regarding any legislative acts, motivations, or

deliberations,” and prohibited the plaintiffs from deposing other

24

officials altogether.

908 F.3d at 1181.

As in American Trucking

and Hubbard, the plaintiffs did not dispute that the evidence they

sought was subject to the privilege; instead, they argued only

that the privilege “should be overcome in this case.”

Id. at

1187. 2

In rejecting that argument, the Ninth Circuit declined to

adopt the plaintiffs’ broad argument for a “categorical exception”

to state legislative privilege “whenever a constitutional claim

directly implicates the government’s intent” -- an argument the

United States and private plaintiffs do not make here.

F.3d at 1188.

Lee, 908

The court acknowledged that there are some cases in

which the privilege may be overcome, but it held that the “factual

record in [Lee] [fell] short of justifying” an “exception to the

privilege” because the plaintiffs had failed to make a sufficient

showing of impermissible racial motivation.

Ibid.

The plaintiffs in Lee sought certiorari, urging this Court to

clarify the scope of the state legislative privilege and specifically asserting that the Ninth Circuit’s decision conflicted with

the Fifth Circuit decision on which the decisions below relied and

with the approach reflected in “redistricting cases” more generally.

Pet. at 18, 20, Lee, supra (No. 18-1257) (citing Jefferson

The plaintiffs separately argued that the legislative privilege does not apply to state and local officials at all, a claim

that the court rejected. Lee, 908 F.3d at 1186-1187.

2

25

Cmty. Health Care, supra).

But this Court denied review, and it

would likely do the same here.

Indeed, this case would be a far

worse vehicle for addressing those issues because the district

court has not yet decided whether the privilege applies or whether

the United States’ interests in the evidence are sufficient to

overcome it.

2.

Applicants also briefly discuss (Appl. 18) the Texas

Supreme Court’s decision in In re Perry, 60 S.W.3d 857 (2001).

But applicants do not and could not assert that Perry reflects any

division of authority warranting this Court’s review.

There, the

Texas Supreme Court applied the legislative privilege reflected in

state law and looked to federal law only by analogy.

Id. at 859.

Here, in contrast, the relevant privilege is “a federal common law

privilege.”

Appl. App. 2; see Fed. R. Evid. 501; Gillock, 445

U.S. at 367-368, 374.

And in any event, Perry is distinguishable

on the same grounds as American Trucking, Hubbard, and Lee:

It

involved subpoenas that sought only evidence concededly covered by

the legislative privilege, and it arose in a private suit, not an

enforcement action by the United States.

C.

60 S.W.3d at 858-859.

This Court Would Be Unlikely To Grant Review Because

There Are Serious Doubts About The Court Of Appeals’

Jurisdiction

This Court would be unlikely to grant certiorari for an additional reason:

As Judge Willett observed, there are serious

doubts about the court of appeals’ jurisdiction over applicants’

26

appeal.

Appl. App. 13 n.1.

The jurisdictional question appears

to arise infrequently, and applicants do not suggest that it independently warrants this Court’s review.

But the Court would

have to confront that thorny threshold question if it were to grant

certiorari.

See Steel Co. v. Citizens for a Better Env’t, 523

U.S. 83, 94-95 (1998).

Courts of appeals have jurisdiction to review “final decisions of the district courts.”

28 U.S.C. 1291.

Pursuant to the

collateral-order doctrine, this Court has construed that language

to allow review of a “small category” of orders “that are conclusive, that resolve important questions separate from the merits,

and that are effectively unreviewable on appeal from the final

judgment in the underlying action.”

Swint v. Chambers County

Comm’n, 514 U.S. 35, 42 (1995).

In Mohawk Industries, Inc. v. Carpenter, 558 U.S. 100 (2009),

this Court held that “disclosure orders adverse to the attorneyclient privilege” are not immediately appealable pursuant to the

collateral-order doctrine because such orders are not effectively

unreviewable on appeal from a final judgment.

Id. at 103.

The

Court explained that it “ha[s] generally denied review of pretrial

discovery orders.”

Id. at 108 (citation omitted).

And it found

that the relevant interests are adequately protected by alternative mechanisms for review, which may include an appeal from a

final judgment, a certified appeal under 28 U.S.C. 1292(b), peti-

27

tioning for mandamus, or refusing compliance and appealing the

resulting contempt citation.

Mohawk, 558 U.S. at 109-112.

Applicants assert (Appl. 5-6) that Mohawk is distinguishable

because they are “third parties to the underlying litigation” and

thus could not appeal from a final judgment.

But the other avenues

for review identified in Mohawk remain available to applicants.

For that reason, this Court has not recognized the third-party

exception applicants invoke.

To the contrary, the Court has held

that the possibility of review following a contempt citation is by

itself sufficient to justify denying an immediate appeal.

See

United States v. Ryan, 402 U.S. 530, 532-534 (1971). 3

In any event, even if applicants’ third-party distinction had

merit in other circumstances, it would not apply here.

are hardly strangers to this litigation.

Applicants

They are officers of the

State of Texas, and they are represented by the Texas Attorney

General, who also represents the State and the state officials who

are named defendants -- and who will presumably continue to represent applicants’ interests in any post-judgment appeal.

Those jurisdictional questions provide still further reason

why this Court would be unlikely to grant certiorari in this case.

The Court has made an exception to that principle only

when a party to the litigation seeks to appeal a discovery order

directed to a “disinterested” custodian, because such a custodian

“presumably lacks a sufficient stake in the proceeding to risk

contempt by refusing compliance.” Church of Scientology of California v. United States, 506 U.S. 9, 18 n.11 (1992).

3

28

Even if the scope of the state legislative privilege otherwise

warranted this Court’s consideration, applicants have identified

no reason why the Court would not await a case arising in a posture

that was free of such threshold obstacles -- especially because

such a case would also present the privilege question in the concrete form that is lacking here.

Cf. American Trucking, 14 F.4th

at 84-85 (mandamus); Lee, 908 F.3d at 1181-1182 (final judgment).

II.

APPLICANTS DO NOT FACE IRREPARABLE HARM AND THE BALANCE OF

THE EQUITIES WEIGHS AGAINST RELIEF

Even if applicants were able to show that this Court would be

likely to ultimately grant review and reverse a Fifth Circuit

decision affirming the district court, they have not established

that the applicable equitable factors warrant a grant of emergency

relief.

See, e.g., Nken v. Holder, 556 U.S. 418, 425-426 (2009).

A.

Applicants have not shown that they face irreparable

harm from the denial of a stay.

The district court’s order simply

requires them to appear for one-day depositions and “goes to great

lengths” to protect the confidentiality of any assertedly privileged material.

Appl. App. 15.

establishes

cognizable

any

Neither of applicants’ arguments

injury

--

much

less

irreparable

harm -- from that “prudent, cautious, vigilant, and narrow” approach.

Id. at 16.

First, applicants assert that “[o]nce the deposition occurs,”

the “cat is out of the bag” on any assertedly privileged testimony.

Appl. 29 (quoting In re Kellogg Brown & Root, Inc., 756 F.3d 754,

29

761 (D.C. Cir. 2014) (Kavanaugh, J.)); see Appl. 26-28.

not accurate.

That is

In fact, the district court employed procedures

from past redistricting cases to ensure that the bag remains

tightly cinched.

Applicants are free to assert privilege, and the

portions of the deposition transcripts containing assertedly privileged material are “deemed to contain confidential information”

and thus subject to the operative confidentiality and protective

order in this case.

Appl. App. 4-5 (citation omitted).

Before

using any part of the deposition testimony that may be subject to

legislative privilege, a party “must seal those portions and submit

them to the [c]ourt for in camera review, along with a motion to

compel.”

Id. at 6.

The court also admonished counsel that they

face sanctions for any unapproved disclosures.

Ibid.

Applicants cite no decision finding irreparable harm in the

presence of such safeguards.

This case is nothing like Kellogg

Brown & Root, where the district court had already concluded that

the privilege did not apply and ordered the relevant documents

disclosed.

756 F.3d at 756.

And applicants only underscore the

lack of support for their position in asserting (Appl. 28) that

this case is “similar” to In re United States, 138 S. Ct. 371

(2017).

The orders at issue there would have compelled the United

States to “publicly file” privileged documents.

In re United States, supra (No. 17A570).

Stay Appl. at 27,

And although the orders

allowed the United States to lodge other privileged documents for

30

in camera review, the government faced irreparable harm because it

would have been forced to divert resources from “essential programmatic functions” to review more than 21,000 “internal [Executive

Branch]

timeframe.

documents”

Id. at 26-27.

on

an

extraordinarily

compressed

Applicants face no such burden here.

Applicants protest (Appl. 27) that “there is no guarantee”

that the district court “will keep the privileged testimony out of

the public record” because the court may disagree with applicants’

future assertions of privilege.

But that only confirms that ap-

plicants do not presently face any irreparable harm. If applicants

assert privilege over particular information, and if the district

court concludes that the information is not privileged or that the

privilege has been overcome, applicants can seek review at that

point, and the privilege issue will then be presented in concrete

form.

But the possibility that applicants might disagree with the

court’s future rulings does not establish irreparable harm now.

Second, applicants assert (Appl. 28-29) that merely being

required to participate in a deposition is itself irreparable harm.

But they err in repeatedly invoking “the burden of defending themselves.”

Appl. 4 (quoting Dombrowski, 387 U.S. at 95); see Appl.

2, 10, 15, 19, 25, 28-29.

As noted above, Dombrowski concerned

legislative immunity from suit, but applicants have not been sued

and have no need to “defend” themselves.

hazard of a judgment against them.”

Nor do they face “the

Appl. 31 (quoting Tenney, 341

31

U.S. at 377).

Instead, they need only appear for single-day dep-

ositions held at a location of their choosing.

Applicants protest (Appl. 2) that even those brief depositions will take them “away from the duties of their office.”

But

applicants are not Cabinet Secretaries or close presidential advisors; this is not a case where a discovery request “interfere[s]

with a coequal branch’s ability to discharge its constitutional

responsibilities.”

Cheney v. United States Dist. Court, 542 U.S.

367, 382 (2004); see In re Dep’t of Commerce, 139 S. Ct. 16 (2018).

Nor are they heads of state agencies with ongoing day-to-day responsibilities. Instead, applicants are three of Texas’s 181 parttime state legislators.

The State Legislature is not in session,

and its next regular session will not begin until January 2023.

See Tex. Gov’t Code § 301.001.

There is thus no reason to think

that the depositions will detract from applicants’ duties at all

-- much less to a degree that might constitute irreparable harm.

B.

Even if applicants could establish some form of irrepa-

rable harm, the balance of the equities and the public interest

would weigh against a stay.

Where, as here, the United States is

a party, “[t]hese factors merge.”

Nken, 556 U.S. at 435.

And the

United States and the public have a strong interest in ensuring

that these serious challenges to the legality of Texas’s statewide

redistricting plans are adjudicated promptly and with the benefit

of all relevant and admissible evidence.

32

Granting a stay pending appeal would compromise that interest.

Discovery closes on July 15, 2022, less than eight weeks

from now.

D. Ct. Doc. 96 (Dec. 17, 2021).

Even with extraordi-

narily expedited proceedings in the Fifth Circuit, it is unlikely

that the court would resolve the appeal in time for depositions to

be taken by that deadline.

Delaying the current schedule would also compromise the public interest.

Since this Court’s decision in Purcell v. Gonzalez,

549 U.S. 1 (2006) (per curiam), the Court “has repeatedly stated

that federal courts ordinarily should not enjoin a state’s election

laws in the period close to an election,” including the process

leading up to the primaries.

Merrill v. Milligan, 142 S. Ct. 879,

880 (2022) (Kavanaugh, J., concurring in grant of stays) (collecting cases).

In part because of that principle, the 2022 elections

will occur under Texas’s current plans before the legality of those

plans can be adjudicated.

Cf. D. Ct. Doc. 258, at 56-58 (May 4,

2022) (denying private plaintiffs’ motion for a preliminary injunction on some of their claims).

That makes it all the more important that this case be resolved before the run-up to the 2024 election, which begins with

candidate-qualifying deadlines in late 2023.

Recognizing that

concern, the district court established an expedited schedule with

trial set to begin on September 28, 2022.

27, 2021).

D. Ct. Doc. 109 (Dec.

Delaying that trial -- and the subsequent appellate

33

proceedings -- would increase the risk that this case is not resolved before the Purcell principle comes into play for a second

election cycle.

Applicants wave away those concerns, asserting (Appl. 30)

that even if the practical effect of a stay would be to “bar[]

altogether” any legislators’ depositions, their testimony is not

important.

wise.

But decades of redistricting experience show other-

As described above, testimony from legislators has been a

frequent -- even ubiquitous -- feature of redistricting litigation

for decades, and this Court and lower courts have repeatedly relied

on such testimony in considering the “totality of circumstances”

relevant to minority voters’ electoral opportunities, as the VRA

directs, 52 U.S.C. 10301(b).

See p. 20, supra.

Applicants’ un-

precedented effort to exclude that traditional form of evidence

entirely would seriously undermine the public interest.

III. MANDAMUS RELIEF IS UNWARRANTED

As an alternative to their principal request for relief, applicants briefly contend (Appl. 23-26) that this Court should either grant a stay pending the court of appeals’ resolution of a

petition for a writ of mandamus or grant a writ of mandamus in the

first instance.

Those requests are unavailing because applicants

cannot support the “drastic and extraordinary” remedy of a writ of

mandamus.

Cheney, 542 U.S. at 380 (citation omitted).

34

To support issuance of a writ of mandamus, “three conditions

must be satisfied.”

Cheney, 542 U.S. at 380.

First, the peti-

tioner’s “right to issuance of the writ” must be “‘clear and indisputable.’”

Id. at 381 (citation omitted).

Second, the peti-

tioner must “have no other adequate means to attain the relief he

desires.”

Ibid.

“Third, even if the first two prerequisites have

been met, the issuing court, in the exercise of its discretion,

must be satisfied that the writ is appropriate under the circumstances.”

Ibid.

Applicants fall far short of meeting those demanding conditions.

First, as explained above (see pp. 14-21, supra), appli-

cants’ entitlement to relief is hardly “clear and indisputable.”

Cheney, 542 U.S. at 381 (citation omitted).

To the contrary, this

Court has rejected suggestions of an absolute privilege of the

kind applicants assert, see Gillock, 445 U.S. at 366-373; Arlington

Heights, 429 U.S. at 268, and lower courts have routinely declined

to enter blanket protection orders of the kind applicants request,

see p. 19, supra.

Second, applicants have “other adequate means to attain the

relief” they seek.

Cheney, 542 U.S. at 381.

As explained above,

the district court’s careful procedures ensure that the court will

rule on all of their assertions of legislative privilege and that

their assertedly privileged answers will remain confidential in

35

the meantime.

See p. 29, supra.

The same “vigilant” approach has

been used in past redistricting litigation.

Appl. App. 8.

Finally, granting mandamus would not be “appropriate under

the circumstances.”

Cheney, 542 U.S. at 381.

As explained above,

any conceivable harm to applicants from sitting for one day of

depositions (after which their assertedly privileged answers will

be kept confidential) is negligible.

By contrast, the harm to the

United States, the private respondents, and the public would be

significant, because pausing this litigation over Texas’s redistricting plan would make it more difficult to resolve the claims

before the 2024 elections.

IV.

See pp. 32-33, supra.

THERE IS NO BASIS FOR A STAY PENDING THIS COURT’S DECISION IN

MERRILL

Finally, there is no basis for applicants’ brief alternative

request (Appl. 32-34) for a stay pending this Court’s decision in

Merrill v. Milligan, No. 21-1086.

A stay is an extraordinary

remedy intended to preserve this Court’s jurisdiction and prevent

irreparable harm; it is not a device for superintending lower

courts’ routine docket-management choices.

Applicants assert (Appl. 33-34 & n.29) that this Court has

previously “stayed discovery pending its disposition of the underlying merits of cases.”

But in each of the examples applicants

cite, the Court was reviewing the same case in which it granted a

stay, and the Court’s review bore directly on the propriety of the

stayed discovery.

This case is entirely different:

Applicants

36

seek

a

stay

simply

because

they

believe

(Appl.

32-33)

that

“[p]laintiffs’ claims in the underlying litigation” will “be affected by” the Court’s interpretation of Section 2 in Merrill.

Applicants do not identify any prior instance in which this

Court has stayed discovery simply because it was considering related substantive issues in a different case.

Nor do they attempt

to reconcile their request with this Court’s stay standard, which

demands a showing of a likelihood of success on the merits and

irreparable harm -- not merely the possibility of relevant legal

developments.

See Hollingsworth, 558 U.S. at 190.

In any event, the Court’s decision in Merrill will not likely

affect the matters about which the United States intends to depose

applicants.

All of those matters concern Section 2’s textually

mandated “totality of circumstances” standard, 52 U.S.C. 10301(b).

See p. 17, supra.

The appellants’ brief in Merrill, in contrast,

focuses on the rules that plaintiffs’ experts must follow to show

that their demonstrative maps meet the “reasonable compactness”

element of the first Gingles precondition, as well as whether

plaintiffs must simulate “race-neutral” maps to show that the enacted map violates Section 2.

Appellants’ Br. at 42-50, 53-80,

Merrill, supra (No. 21-1086).

The Merrill appellants do not ques-

tion the relevance of legislative testimony like that sought here;

to the contrary, they have affirmatively relied on it.

See, e.g.,

id. at 21 (citing testimony from “Former District 1 Congressman

37

Bradley Byrne” about the “communities of interest” and other political dynamics in the districts at issue); Singleton v. Merrill,

No. 21-cv-1291, 2022 WL 265001, at *41, 43-44 (N.D. Ala. Jan. 24,

2022).

To the extent Merrill is relevant at all, therefore, it

only further confirms that applicants’ unprecedented request to

categorically bar such testimony should be rejected.

CONCLUSION

The application should be denied.

Respectfully submitted.

ELIZABETH B. PRELOGAR

Solicitor General

MAY 2022

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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