Opposition Brief — Khristy Goins Rismiller, Tutrix for Daniel Edward Goins, et al., Petitioners v. Gemini Insurance Company, et al.
Supreme Court briefJan 28, 2022
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No. 21-955
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In The
Supreme Court of the United States
---------------------------------♦--------------------------------KHRISTY GOINS RISMILLER, TUTRIX FOR
DANIEL EDWARD GOINS, et al.,
Petitioners,
v.
GEMINI INSURANCE COMPANY, et al.,
Respondents.
---------------------------------♦--------------------------------On Petition For Writ Of Certiorari
To The Supreme Court Of Louisiana
---------------------------------♦--------------------------------RESPONDENT GEMINI INSURANCE
COMPANY’S BRIEF IN OPPOSITION
---------------------------------♦--------------------------------SIDNEY W. DEGAN, III
SDegan@degan.com
TRAVIS L. BOURGEOIS*
*Counsel of Record
TBourgeois@degan.com
DEGAN, BLANCHARD & NASH
400 Poydras Street, Suite 2600
New Orleans, LA 70130
Telephone: (504) 529-3333
Facsimile: (504) 529-3337
Attorneys for Respondent
Gemini Insurance Company
January 28, 2022
================================================================================================================
COCKLE LEGAL BRIEFS (800) 225-6964
WWW.COCKLELEGALBRIEFS.COM
i
QUESTIONS PRESENTED FOR REVIEW
Respondent disagrees with the Question Presented
as characterized by Petitioners. Instead, the Questions
Presented are more properly characterized as follows:
1.
Does a purely statutory, state-law created right of
action to recover in tort, which allows adopted children an equal, though not identical right of action
as non-adopted children, run afoul of the Fourteenth Amendment?
2.
Does a state have a right to define the right to assert a statutorily granted cause of action, when
such enactments are not based upon race, sex, belief, legitimacy of birth, or any other suspect or
semi-suspect class, but instead, are based upon a
rational distinction as to adopted children?
3.
Can Petitioners claim unequal treatment when
they have a right to sue for the death of family
member by adoption, which is equal to that provided to non-adopted children under La. Civ. Code
arts. 2315.1 and 2315.2?
4.
Where inheritance is not at issue; where no fundamental right is at stake; where the rights of “illegitimate” children are not concerned; and where
the Louisiana legislature has a rational basis in
limiting access to a purely state-law right of action
in tort; should this Court intervene in a case twice
argued before the Louisiana Supreme Court?
ii
PARTIES TO THE PROCEEDING
The parties to the proceeding in the United States
Supreme Court are:
Petitioners:
1) Khristy Goins Rismiller, Tutrix for Daniel
Edward Goins;
2)
David Watts;
Respondents:
1)
Gemini Insurance Company;
2)
Kenneth Chad Boone d/b/a Boone Trucking;
3)
Keith Boone Trucking, LLC;
4)
Gemini Insurance Company;
5)
Mark Isiah Gordon;
Attorneys:
Franklin G. Shaw
Leger & Shaw
512 East Boston Street
Covington, LA 70433
Ph: (985) 809-6625
E-mail: fshaw@legershaw.com
Counsel for Petitioners, Khristy Goins
Rismiller, Tutrix for Daniel Edward Goins
and David Watts
iii
PARTIES TO THE PROCEEDING – Continued
D. Blayne Honeycutt
Fayard & Honeycutt
1211 S. River Road
Denham Springs, LA 70726
Ph: (225) 664-0304
E-mail: dbhoneycutt@fayardlaw.com
Counsel for Plaintiff, David Watts
Charles S. Norris
Norris Law Firm, LLC
8 N. Oak Street
Vidalia, LA 71373
Ph: (318) 336-1999
E-mail: chuck@norrisattys.com
Counsel for the Goins Plaintiffs
Jeremy Z. Soso
The Lambert Firm
701 Magazine Street
New Orleans, LA 70130
Ph: (504) 581-1750
E-mail: jsoso@thelambertfirm.com
Counsel for Plaintiff, Sheila Smith
Travis L. Bourgeois, Esq.
Degan, Blanchard & Nash
400 Poydras Street, Suite 2600
New Orleans, LA 70130
Ph: (504) 529-3333
E-mail: tbourgeois@degan.com
Counsel for Respondent, Gemini
Insurance Company
iv
PARTIES TO THE PROCEEDING – Continued
Timothy W. Hassinger
Galloway, Johnson, Tompkins, Burr & Smith
3 Sanctuary Boulevard, 3rd Floor
Mandeville, LA 70471
Ph: (985) 674-6680
E-mail: thassinger@gallowaylawfirm.com
Counsel for Respondent, Mark Gordon
Andre C. Gaudin
Burglass Tankersley
5213 Airline Drive
Metairie, LA 70001
Ph: (504) 836-0414
E-mail: agaudin@burglass.com
Counsel for Respondents, Kenneth Boone
d/b/a Boone Trucking
Alexander T. Reinboth
Assistant Attorney General
Louisiana Department of Justice
Civil Division
Post Office Box 94005
Baton Rouge, LA 70804
Ph: (225) 326-6000
E-mail: reinbotha@ag.louisiana.gov
Counsel for Respondent, Attorney General
Jeff Landry
CORPORATE DISCLOSURE STATEMENT
Gemini Insurance Company is owned at 100% by
the W.R. Berkley Corporation, which is traded publicly
on the NYSE.
v
TABLE OF CONTENTS
Page
QUESTIONS PRESENTED FOR REVIEW ........
i
PARTIES TO THE PROCEEDING ......................
ii
CORPORATE DISCLOSURE STATEMENT ......
iv
TABLE OF CONTENTS ......................................
v
TABLE OF AUTHORITIES ................................. vii
CITATION AND OPINIONS AND ORDERS ENTERED IN THE CASE .....................................
1
BASIS FOR JURISDICTION IN THIS COURT ...
1
CONSTITUTIONAL PROVISIONS, STATUTES,
AND OTHER AUTHORITIES INVOLVED IN
THIS CASE ......................................................
1
RECORD CITATIONS .........................................
2
COUNTERSTATEMENT OF THE CASE ...........
2
A.
B.
C.
UNDERLYING FACTS AND THE MULTIPLE CLAIMS AT ISSUE .......................
2
INITIAL RULING BY THE LOUISIANA
THIRD CIRCUIT REGARDING WHICH
LITIGANTS HAVE A RIGHT OF ACTION ...
3
FURTHER PROCEEDINGS AND APPEAL TO THE LOUISIANA SUPREME
COURT ......................................................
4
vi
TABLE OF CONTENTS – Continued
Page
ARGUMENTS FOR DENYING THE PETITION ....
A.
THE LOUISIANA SUPREME COURT’S
DECISION REGARDING A STATE LAW
TORT CLAIM IS CORRECT AND DOES
NOT CONFLICT WITH THE CONSTITUTION, ANY DECISION OF THIS COURT
OR ANY OTHER FEDERAL COURT OF
APPEALS, AND THERE IS NO SPLIT
AMONG THE FEDERAL CIRCUITS. FURTHER REVIEW IS NOT WARRANTED .....
7
7
B.
THERE IS NO REASON TO EXTEND
CASES INVOLVING DEPRIVATION OF
RIGHTS TO “ILLEGITIMATE” CHILDREN TO STATUTES DEALING WITH
ADOPTED CHILDREN, WHO ARE GIVEN
RIGHTS ..................................................... 18
C.
INTERMEDIATE SCRUTINY DOES NOT
APPLY; RATIONAL BASIS IS THE PROPER
TEST .......................................................... 24
D.
THERE IS NO CAUSE FOR THIS COURT
TO REVIEW THE LOUISIANA SUPREME
COURT’S ANALYSIS OF STATE LEGISLATION, AND ITS REJECTION OF PETITIONERS’ FAULTED METHODOLOGY ... 32
CONCLUSION..................................................... 36
vii
TABLE OF AUTHORITIES
Page
CASES
Allen v. Burrow,
505 So.2d 880 (La. App. 2d Cir.),
writ denied, 507 So.2d 229 (La. 1987) .............. 13, 16
Brehm v. Harris,
619 F.2d 1016 (3rd Cir. 1980) ............................ 11, 25
Cabrera v. Attorney General,
921 F.3d 401 (3rd Cir. 2019) ........................ 11, 22, 25
Chatelain v. State, Dep’t of Transp. & Dev.,
586 So.2d 1373 (La. 1991) ................................. 30, 31
Chavez-Cornejo v. Holder,
327 Fed.Appx. 760 (9th Cir. 2009) ..........................11
Christensen v. Ward,
916 F.2d 1462 (10th Cir. 1990),
cert. denied, 111 S.Ct. 559, 112 L.Ed.2d 565 ..........10
Clark v. Jeter,
486 U.S. 456, 108 S.Ct. 1910,
100 L.Ed.2d 465 (1988) ..................................... 24, 27
Colaianni v. Immigration and
Naturalization Service,
490 F.3d 185 (2nd Cir. 2007) ............................. 11, 22
Crier v. Whitecloud,
496 So.2d 305 (La. 1986) ................................... 10, 25
Dandridge v. Williams,
397 U.S. 471, 90 S.Ct. 1153,
25 L.Ed.2d 491 (1970) ....................................... 17, 25
viii
TABLE OF AUTHORITIES – Continued
Page
Dent v. Sessions,
900 F.3d 1075 (9th Cir. 2018), cert. denied,
139 S.Ct. 1472, 203 L.Ed.2d 692 (2019) ........... 12, 25
Doe v. Sundquist,
943 F.Supp 886 (M.D. Tenn. 08/23/96), aff ’d,
106 F.3d 702 (6th Cir. 1997), cert. denied,
118 S.Ct. 51, 139 L.Ed.2d 16............................. 11, 12
Domingue v. Carencro Nursing Home, Inc.,
520 So.2d 996 (La. App. 3rd Cir. 1987),
writ denied, 522 So.2d 565 (La. 1988) ................ 4, 17
Edelstein v. Wilentz,
812 F.2d 128 (3rd Cir. 1987) ......................................9
Estate of Burch v. Hancock Holding Co.,
09-1839 (La. App. 1 Cir. 5/7/10), 39 So.3d 742 .... 13, 16
F.C.C. v. Beach Commc’ns, Inc.,
508 U.S. 307, 113 S.Ct. 2096,
124 L.Ed.2d 211 (1993) ...........................................25
Ferri v. Ackerman,
444 U.S. 193, 100 S.Ct. 402,
62 L.Ed.2d 355 (1979) ...............................................9
Gibbs v. Illinois Cent.,
125 So. 445 (La. 1929) .............................................14
Glona v. American Guarantee,
391 U.S. 73, 88 S.Ct. 1515,
20 L.Ed.2d 441 (1968) ..................................... passim
Gomez v. Perez,
409 U.S. 535, 93 S.Ct. 872,
35 L.Ed.2d 56 (1973) ....................... 18, 23, 24, 27, 29
ix
TABLE OF AUTHORITIES – Continued
Page
Haas v. Baton Rouge Gen. Hosp.,
364 So.2d 944 (La. 1978) ...........................................9
Heller v. Doe,
509 U.S. 312, 113 S.Ct. 2637,
125 L.Ed.2d 257 (1993) ...........................................12
Hernandez v. State, DOTD,
02-162 (La. App. 4 Cir. 10/16/02),
841 So.2d 808, writ denied, 03-261 (La. 4/25/03),
842 So.2d 399 ...................................................... 4, 17
Hubgh v. New Orleans and
Carrollton Railroad Company,
6 La.Ann. 495 (La. 1851).........................................33
In re Puckett,
49,046 (La. App. 2 Cir. 4/17/14), 137 So.3d 1264 ......35
Jenkins v. Mangano,
2000-0790 (La. 11/28/00), 774 So.2d 101 ................30
King v. Schweiker,
647 F.2d 541 (5th Cir. 1981) .............................. 16, 25
Langlois v. Noble,
465 So.2d 108 (La. App. 4th Cir.),
writ denied, 468 So.2d 1209 (La. 1985) ..................16
Lehnhausen v. Lake Shore Auto Parts Co.,
410 U.S. 356, 93 S.Ct. 1001,
35 L.Ed.2d 351 (1973) .............................................25
Levy v. State Through Charity Hosp.,
216 So.2d 818 (La. 1968) ................................... 14, 33
x
TABLE OF AUTHORITIES – Continued
Page
Levy v. State Through Charity Hosp.,
391 U.S. 68, 88 S.Ct. 1509,
20 L.Ed.2d 436 (1968) ..................................... passim
Lewis v. Allis-Chalmers Corp.,
615 F.2d 1129 (5th Cir. 1980) ..................................16
Logan v. Zimmerman Brush Co.,
455 U.S. 422, 102 S.Ct. 1148,
71 L.Ed.2d 265 (1982) ...............................................9
Lyng v. Int’l Union, United Auto., Aerospace
& Agr. Implement Workers of Am.,
485 U.S. 360, 108 S.Ct. 1184,
99 L.Ed.2d 380 (1988) ....................................... 24, 25
Martinez v. Attorney General,
761 Fed.Appx. 133 (3rd Cir. 2019) .............. 10, 11, 25
Martinez v. California,
444 U.S. 277, 100 S.Ct. 553,
62 L.Ed.2d 481 (1980) ......................................... 9, 33
Massachusetts Bd. of Ret. v. Murgia,
427 U.S. 307, 96 S.Ct. 2562,
49 L.Ed.2d 520 (1976) ................................. 10, 24, 25
Mathews v. Lucas,
427 U.S. 495, 96 S.Ct. 2755,
49 L.Ed.2d 651 (1976) ....................................... 28, 29
Miles v. Illinois Central Gulf Railroad Co.,
389 So.2d 96 (La. App. 4th Cir.), writ denied,
394 So.2d 612 (La. 1980) ............................. 13, 16, 25
Nelson v. Burkeen Const. Co.,
605 So.2d 681 (La. App. 2nd Cir. 1992) .............. 4, 17
xi
TABLE OF AUTHORITIES – Continued
Page
Nordlinger v. Hahn,
505 U.S. 1, 112 S.Ct. 2326,
120 L.Ed.2d 1 (1992) ...............................................17
Pers. Adm’r of Massachusetts v. Feeney,
442 U.S. 256, 99 S.Ct. 2282,
60 L.Ed.2d 870 (1979) ....................................... 16, 27
Pickett v. Brown,
462 U.S. 1, 103 S.Ct. 2199,
76 L.Ed.2d 372 (1983) .............................................20
Puentes-Bejarano v. Keisler,
250 Fed.Appx. 25 (5th Cir. 2007) ...................... 11, 22
Rismiller v. Gemini Ins. Co.,
2020-0313 (La. 12/11/20),
reh’g granted, 2020-00313 (La. 1/26/21), and
opinion vacated on reh’g, 2020-00313 (La. 6/30/21),
reh’g denied, 2020-00313 (La. 9/30/21) ................... 4, 5
Roche v. Big Moose Oil Field Truck Serv.,
381 So.2d 396 (La. 1980) ................................... 13, 33
Ross v. Moffitt,
417 U.S. 600, 94 S.Ct. 2437,
41 L.Ed.2d 341 (1974) ....................................... 16, 27
San Antonio Independent
School District v. Rodriguez,
411 U.S. 1, 93 S.Ct. 1278,
36 L.Ed.2d 16 (1973) ......................................... 16, 24
Sessions v. Morales-Santana,
137 S.Ct. 1678, 198 L.Ed.2d 150 (2017) .................28
xii
TABLE OF AUTHORITIES – Continued
Page
Silver v. Silver,
280 U.S. 117, 50 S.Ct. 57, 74 L.Ed. 221 (1929) .......10
Simmons v. Brooks,
342 So.2d 236 (La. App. 4th Cir. 1977) ...................17
Smart v. Ashcroft,
401 F.3d 119 (2nd Cir. 2005) ....................... 10, 11, 22
Sonnier v. Chater,
66 F.3d 320 (5th Cir. 1995) (unpub.) ........... 11, 21, 22
State v. Granger,
2007-2285 (La. 2008), 982 So.2d 779 ......................31
Trimble v. Gordon,
430 U.S. 762, 97 S.Ct. 1459,
52 L.Ed.2d 31 (1977) ...............................................28
United States v. MacCollom,
426 U.S. 317, 96 S.Ct. 2086,
48 L.Ed.2d 666 (1976) .............................................16
United States v. Mayea-Pulido,
946 F.3d 1055 (9th Cir. 2020),
cert. denied, 141 S.Ct. 101,
207 L.Ed.2d 179 (2020) ...........................................26
Walker v. Vicksburg, S. & P. Ry. Co.,
34 So. 749 (La. 1903) ...............................................13
Walton v. Hutton,
457 So.2d 1230 (La. App. 1st Cir. 1984) ..................35
Warren v. Richard,
296 So.2d 813 (La. 1974) ............................. 29, 30, 31
xiii
TABLE OF AUTHORITIES – Continued
Page
Weber v. Aetna Cas. & Sur. Co.,
406 U.S. 164, 92 S.Ct. 1400,
31 L.Ed.2d 768 (1972) ..................................... passim
CONSTITUTIONAL PROVISIONS
U.S. Const. amend. XIV .......................................... 1, 16
STATUTES
28 U.S.C. 1254 ...............................................................1
La. Civ. Code art. 179..................................................31
La. Civ. Code art. 195..................................................30
La. Civ. Code art. 199.......................................... passim
La. Civ. Code art. 2315.1 ..................................... passim
La. Civ. Code art. 2315.2 ..................................... passim
La. Civ. Code art. 3506.......................................... 35, 36
La. Ch. Code art. 1256 ........................................ passim
La. Ch. Code art. 1264 ................................................13
La. Rev. Stat. 9:461 .....................................................13
1
CITATION AND OPINIONS AND
ORDERS ENTERED IN THE CASE
The Opinion of the Louisiana Supreme Court is reported at ___ So.3d ___, 2021 WL 2679552. (Appx. A to
Petition).
---------------------------------♦---------------------------------
BASIS FOR JURISDICTION IN THIS COURT
The jurisdiction of this Court is alleged by the Petitioners to be proper under 28 U.S.C. 1254(1).
---------------------------------♦---------------------------------
CONSTITUTIONAL PROVISIONS,
STATUTES, AND OTHER AUTHORITIES
INVOLVED IN THIS CASE
United States Constitution, Amendment 14, Sec. 1:
Section 1. All persons born or naturalized in
the United States, and subject to the jurisdiction thereof, are citizens of the United States
and of the State wherein they reside. No State
shall make or enforce any law which shall
abridge the privileges or immunities of citizens of the United States; nor shall any State
deprive any person of life, liberty, or property,
without due process of law; nor deny to any
person within its jurisdiction the equal protection of the laws.
---------------------------------♦---------------------------------
2
RECORD CITATIONS
Citations to the Petition for Writ of Certiorari filed
by the Petitioners are demarcated as “Pet. ___.” Citations to the Appendix contained in the Petition are demarcated as “Appx. ___.”
---------------------------------♦---------------------------------
COUNTERSTATEMENT OF THE CASE
Gemini Insurance Company (“Gemini”) takes issue with Petitioners’ description of the “Opinions Below” and the “Statement of the Case.” See Pet. 1-3, 3-8.
A. Underlying Facts and the Multiple Claims
at Issue.
Petitioners are children born of the marriage between Richard Stewart, Jr. and Lisa Watts. Appx. 99a.
Stewart and Watts gave Petitioners up for adoption
when they were minors, years before the accident. Id.1
Goins was adopted by George and Joyce Goins, Richard
Stewart’s uncle and aunt. Id. Watts was adopted by his
maternal grandparents, Mary and Jimmy Watts. Id.
The accident at issue unfortunately resulted in the
death of Richard Stewart and two of his children,
George Stewart and Vera Cheyenne Stewart. Id.
George and Vera were children of Richard Stewart and
Brandi Hardi, who were not married. Id. George and
Vera were not under the custody of Richard Stewart.
1
Goins was adopted in 1991, and Watts was adopted in 2003.
See Record below, at 151-52.
3
Jimmy and Tammy Johnese had custody of George,
and Raymond and Donna Kelly had custody of Vera.
Id.
Multiple claims were asserted in three separate
survival and wrongful death actions. Appx. 99a. In addition to Petitioners’ lawsuits, claims were also filed by
the Stewart Succession; Stewart’s parents, Richard
Stewart, Sr. and Vera Stewart; and Vera’s custodians,
Raymond and Donna Kelly. Appx. 100a. Defendants
filed Exceptions of No Right of Action in the trial court
proceedings to determine who, among these multiple
claimants, had the right to sue for the death of Richard,
George and Vera under the Louisiana survival and
wrongful death statutes. Id. The trial court denied all
exceptions, and defendants sought Supervisory Writs
from the Louisiana Third Circuit Court of Appeal.
Appx. E.
B. Initial Ruling by the Louisiana Third Circuit Regarding Which Litigants Have a
Right of Action.
In a complex decision applying the relevant Louisiana Code articles, and the well settled law of Louisiana, the Court of Appeal determined who had valid
rights of action. Appx. E. In part of that decision, the
Court held that Petitioners have no right of action to
sue for the death of their natural father and natural
siblings, because of their adoption by new parents.
Appx. 106a-107a. The Court of Appeal applied well
settled Louisiana law establishing that children given
4
up for adoption may not sue for the death of a natural
parent or sibling. Id., citing to Domingue v. Carencro
Nursing Home, Inc., 520 So.2d 996 (La. App. 3rd Cir.
1987), writ denied, 522 So.2d 565 (La. 1988); Nelson v.
Burkeen Const. Co., 605 So.2d 681 (La. App. 2nd Cir.
1992); and Hernandez v. State, DOTD, 02-162 (La. App.
4 Cir. 10/16/02), 841 So.2d 808, writ denied, 03-261 (La.
4/25/03), 842 So.2d 399. Id.
In a subsequent interlocutory appeal to the Louisiana Supreme Court, Petitioners raised constitutional
challenges for the first time. The Louisiana Supreme
Court granted supervisory writs, and remanded the
case for Petitioners to assert constitutional challenges.
Appx. 21a.
C. Further Proceedings and Appeal to the Louisiana Supreme Court.
The trial court ruled that La. Civ. Code arts. 199,
2315.1 and 2315.2 are unconstitutional as applied to
children given in adoption, and denied defendants’ reasserted exceptions of no right of action. Appx. C. Upon
Gemini’s appeal, the Louisiana Supreme Court took in
briefing, heard oral argument, and rendered an initial
ruling. Appx. B.2 Rismiller v. Gemini Ins. Co., 20200313 (La. 12/11/20), reh’g granted, 2020-00313 (La.
1/26/21), and opinion vacated on reh’g, 2020-00313
(La. 6/30/21), reh’g denied, 2020-00313 (La. 9/30/21).
2
The initial decree was written for the majority by retired
Judge James Boddie, Jr., sitting pro tempore due to a vacancy on
the Court. Appx. B.
5
However, that ruling never became final, or the “Opinion” or “holding” of the Court, because Gemini timely
filed an Application for Rehearing, pointing out legal
errors in the initial decree, which was granted by all
seven elected and then-sitting Justices of the Louisiana Supreme Court. Appx. A (“Opinion”) 2a; Appx. J.3
Gemini objects to Petitioners’ suggestion that the
Supreme Court issued any other “holding” prior to the
decision on rehearing,4 which is the final and only “ruling” of the Louisiana Supreme Court. Opinion. Justice
John Weimer became Chief Justice after Justice Johnson’s retirement, and newly elected Justices McCallum
and Griffin, together with the other Justices, heard arguments and reconsidered the initial decree. Chief Justice Weimer authored the new majority Opinion of the
Louisiana Supreme Court, incorporating his former
dissenting Opinion. Id. The Court vacated its original
decree. Opinion 11a, 12a.
Gemini also objects to any suggestion that the
Louisiana Supreme Court issued any decisions or
holdings with respect to constitutionality in its initial
decree of December 11, 2020.5 Appx. B. The initial decree did not pass on any issue of constitutionality.
Appx. 17a-30a. The decision turns only on the issue of
3
Though the Appendix does not show it, the vote to grant a
rehearing was unanimous. Rismiller, supra, at 2021 WL 248291
(Mem).
4
Cf. Pet. ii, vi, 2, 7, 18.
5
Cf. Pet. ii.
6
whether Petitioners have a right of action. Id., Opinion
2a. Thus, Petitioners’ arguments that the Supreme
Court issued “diametrically contrary” rulings with respect to constitutional issues is unfounded.6 The initial
decree merely vacated that part of the trial court’s
judgment declaring the code articles unconstitutional,
without discussion. Appx. 30a. Former Chief Justice
Johnson did author a concurring Opinion discussing
constitutional issues, Appx. 31a-34a, but that concurrence was not part of the “majority” decision, and never
became a ruling or holding of the Court. Opinion 2a,
Appx. 17a-30a.
Justice Weimer authored a substantial dissenting
Opinion on December 11, 2020, fully discussing both
issues at bar, including constitutional issues. Appx.
50a-57a. Justice Crichton also dissented in the initial
decision, authoring a separate Opinion agreeing with
Justice Weimer and assigning additional reasons.
Appx. 58a-59a. The dissenting Opinion was adopted as
the final Opinion of the Louisiana Supreme Court.
Opinion 3a, 10a.
Respondent also takes issue with Petitioners’
characterization that the final decree of the Louisiana
Supreme Court concerned only the issue of right of action.7 Rather, Chief Justice Weimer also discussed why
the articles do not deprive Petitioners of constitutional
rights, including equal protection, and adopting the
prior dissenting Opinion as the holding of the Court.
6
7
Cf. Pet. ii.
Cf. Pet. 2, 7.
7
Opinion 9a-11a. Chief Justice Weimer’s discussion of
the constitutional issues in the decision rendered on
June 20, 2021 is the only holding of the Louisiana Supreme Court. Justice Griffin wrote one paragraph in
dissent to voice concerns about constitutionality. Appx.
A. Justice Genovese dissented for the reasons expressed in the original majority Opinion and those assigned by Justice Griffin. Id.
The Court denied Petitioners’ petition for rehearing. Appx. K. Petitioners are incorrect in suggesting
that the Louisiana Supreme Court issued inconsistent
opinions on constitutional issues in this case.
---------------------------------♦---------------------------------
ARGUMENTS FOR DENYING THE PETITION
A. The Louisiana Supreme Court’s Decision
Regarding a State Law Tort Claim is Correct and Does Not Conflict With the Constitution, Any Decision of This Court or Any
Other Federal Court of Appeals, and There
is No Split Among the Federal Circuits. Further Review is Not Warranted.
Louisiana law provides a right of action for children who are given in adoption, such as Petitioners, to
sue for the death of their parents and siblings “by
adoption.” Opinion 10a; 56a; 58a; La. Civ. Code arts.
2315.1(A),(D); 2315.2(A),(D). Thus, both non-adopted
and adopted children, including Petitioners, have an
equal right of action to sue. Id. This belies any suggestion that an adopted child in Louisiana “has no
8
constitutional rights after birth.” Pet. 28. Rather, the
adopted child’s former right of action to sue for the
death of natural family members, prior to his adoption,
has been legislatively redirected toward the child’s
new family, parents, and siblings, created by his adoption. Opinion 4a-7a, 10a. Appx. 37a-49a. This is entirely rational, because in an act of adoption, the
former parent/child/sibling relationship, and filiation,
is terminated “for all purposes.” La. Civ. Code art. 199.
The adopting parents become the child’s parents as
a matter of law. Id. And, the adopted child is relieved
of all duties and divested of all legal rights with respect to his natural parents and blood relatives, except the right to inherit. Opinion 7a; La. Civ. Code
art. 199; La. Ch. Code art. 1256.8 Through adoption,
a new family unit is created, and Petitioners have a
right to sue under articles 2315.1 and 2315.2 for the
death of these persons, equal to that of any other
child in Louisiana.
This case is not, and has never been about, Petitioners’ right to inherit from their natural parents or
siblings. Petitioners acknowledge they retain inheritance rights. Pet. 20, 22. Plaintiffs never sued to inherit. They sued under state-law statutes which create
a cause of action in tort, for survivors to sue for the
wrongful death of their closest relatives. The right of
action exists only in favor of a strictly defined list of
beneficiaries. La. Civ. Code art. 2315.1(A), 2315.2(A).
Petitioners’ rights to inherit are untouched by any law
8
Article 1256 is particularly relevant to Petitioners’ intrafamily adoption.
9
or statute, including the two code articles at issue, as
well as La. Civ. Code art. 199 and Ch. Code art. 1256.9
The only issue is whether Petitioners have a right to
sue in tort, under a sui generis piece of state legislation, for the wrongful death, or as survivors of their
natural parents and half-siblings, in light of their
adoption years before the accident at issue. The Louisiana Supreme Court correctly applied state law, and
consistent rulings over decades, to confirm that they do
not. Opinion 2a-9a; Appx. 37a-49a.
Petitioners err to presume that the right to file a
state-law tort lawsuit is a “fundamental right.” Cf. Pet.
22-24. It is not. “The Constitution does not create a
fundamental right to pursue specific tort actions.”
Edelstein v. Wilentz, 812 F.2d 128, 131 (3rd Cir. 1987);10
9
The wrongful death and survival actions are sui generis,
and not part of the Louisiana law of successions. See, e.g., Haas v.
Baton Rouge Gen. Hosp., 364 So.2d 944, 945 (La. 1978).
10
Speaking in terms of immunity statutes, and citing to Logan v. Zimmerman Brush Co., 455 U.S. 422, 432–33, 102 S.Ct.
1148, 1155–56, 71 L.Ed.2d 265 (1982); Martinez v. California, 444
U.S. 277, 282 & n. 5, 100 S.Ct. 553, 557 & n. 5, 62 L.Ed.2d 481
(1980); and Ferri v. Ackerman, 444 U.S. 193, 198, 100 S.Ct. 402,
406, 62 L.Ed.2d 355 (1979). In Martinez, this Court wrote: “Arguably, the cause of action for wrongful death that the State has
created is a species of ‘property’ protected by the Due Process
Clause. On that hypothesis, the immunity statute could be viewed
as depriving the plaintiffs of that property interest insofar as they
seek to assert a claim against parole officials. But even if one characterizes the immunity defense as a statutory deprivation, it
would remain true that the State’s interest in fashioning its own
rules of tort law is paramount to any discernible federal interest,
except perhaps an interest in protecting the individual citizen
from state action that is wholly arbitrary or irrational.” Martinez,
444 U.S. at 281–82 (internal citations omitted).
10
Christensen v. Ward, 916 F.2d 1462, 1471 (10th Cir.
1990), cert. denied, 111 S.Ct. 559, 112 L.Ed.2d 565
(“The Constitution does not create a fundamental right
to pursue specific tort actions.”); Silver v. Silver, 280
U.S. 117, 122, 50 S.Ct. 57, 58, 74 L.Ed. 221 (1929) (“We
need not, therefore, elaborate the rule that the Constitution does not forbid the creation of new rights, or the
abolition of old ones recognized by the common law, to
attain a permissible legislative object.”). Louisiana law
is also clear that the right to file a tort lawsuit is not a
fundamental right.11
The “equal protection analysis requires strict scrutiny of a legislative classification only when the classification impermissibly interferes with the exercise of a
fundamental right or operates to the peculiar disadvantage of a suspect class.” Massachusetts Bd. of Ret.
v. Murgia, 427 U.S. 307, 312, 96 S.Ct. 2562, 2566, 49
L.Ed.2d 520 (1976). Thus, the first test for strict or intermediate scrutiny is missing. So is the second.
Consistent decisions of the Federal Courts of Appeals hold that adoption is not a suspect category in a
constitutional analysis, and only a rational legislative
basis for the distinction is required to withstand a constitutional challenge.12 There is no split in Circuit law.
11
See Crier v. Whitecloud, 496 So.2d 305, 308 (La. 1986).
See, e.g., Smart v. Ashcroft, 401 F.3d 119, 122 (2nd Cir.
2005) (“There is no suggestion here that adopted children are a
‘protected’ class entitled to invoke heightened scrutiny.”); Martinez v. Attorney General, 761 Fed.Appx. 133, 135 (3rd Cir. 2019)
(“Adoption status is not a suspect classification under the Supreme Court’s equal protection jurisprudence.”).
12
11
In Smart,13 the Second Circuit held that, if “different
treatment between biological and adopted children is
rationally related to a legitimate government interest,”
there is no equal protection violation. The Second Circuit’s holdings14 are consistent with cases decided in
the Third,15 Fifth,16 and Ninth Circuits.17 See also Doe
13
Smart, 401 F.3d at 122 (adopted children are not a “protected” class entitled to heightened scrutiny; no equal protection
violation of a statute requiring foreign-born adoptive children,
unlike foreign-born biological children, to reside with their parents at time of parents’ naturalization in order for children to
achieve derivative citizenship).
14
See also Colaianni v. Immigration and Naturalization Service, 490 F.3d 185 (2nd Cir. 2007) (no equal protection violation
in a statute extending citizenship at birth to a person born outside
the United States of parents both of whom were citizens of the
United States and one of whom had a residence in the United
States, but which did not apply to alien who was adopted by two
United States citizens after having been born in Canada).
15
See Cabrera v. Attorney General, 921 F.3d 401 (3rd Cir.
2019) (no equal protection violation because of differential treatment to biological children and adoptive children in the derivative
citizenship statute); and Martinez v. A.G., supra (no equal protection violation in a statute distinguishing between natural and
adopted children); Brehm v. Harris, 619 F.2d 1016 (3rd Cir. 1980).
16
See Puentes-Bejarano v. Keisler, 250 Fed.Appx. 25 (5th Cir.
2007) (no equal protection violation in a statute treating differently “adopted alien children who had two parents and adopted
alien children who had only one parent”); Sonnier v. Chater, 66
F.3d 320 (5th Cir. 1995) (unpub.) (no equal protection violation in
a statute depriving “surviving-child benefits” under the Social Security laws to a biological child who has “been adopted by another
individual and the natural parent, at the time of his death” and
the decedent “was not living with or contributing to the support
of the child.”).
17
See Chavez-Cornejo v. Holder, 327 Fed.Appx. 760 (9th Cir.
2009) (no constitutional violation in a statute authorizing United
12
v. Sundquist, 943 F.Supp. 886, 893-96 (M.D. Tenn.
08/23/96), aff ’d, 106 F.3d 702 (6th Cir. 1997), cert. denied, 118 S.Ct. 51, 139 L.Ed.2d 16 (state law allowing
disclosure of previously confidential adoption records
did not violate the Equal Protection Clause because it
did not touch upon any fundamental right, and women
who surrender children for adoption are not a suspect
class nor singled out to be deprived of rights, and involved a rational governmental purpose).
This being so, the proper test to apply is not the
intermediate scrutiny urged in the Petition, but rather,
the rational basis test. “[A] classification neither involving fundamental rights nor proceeding along suspect lines is accorded a strong presumption of validity”
and “cannot run afoul of the Equal Protection Clause
if there is a rational relationship between the disparity
of treatment and some legitimate governmental purpose.” Heller v. Doe, 509 U.S. 312, 319–20, 113 S.Ct.
2637, 2642–43, 125 L.Ed.2d 257 (1993).
There is a rational basis for distinctions among
adopted and non-adopted children in the statutes. The
Louisiana Supreme Court acknowledged this, Opinion
10a; Appx. 53a-55a, as have consistent, long-standing
States citizen parents married to alien spouses to petition for naturalization on behalf of couple’s biological, but not adopted, children); Dent v. Sessions, 900 F.3d 1075, 1082 (9th Cir. 2018), cert.
denied, 139 S.Ct. 1472; 203 L.Ed.2d 692 (2019) (no equal protection violation when “biological parents could confer citizenship on
their children automatically, whereas adoptive parents had to petition for their children to become citizens.”).
13
decisions in Louisiana.18 There is nothing irrational
about the policy determination made by the legislature
in 1960 to revise the survival and wrongful death statutes to conform harmoniously with the law of adoption,
and to provide a single action for a child given in adoption to sue only in the event of the death of a parent or
sibling, “by adoption.” There is no duplicate right of action provided to sue for his former natural parents’
death, with whom he has no legal relationship, no filiation, and who no longer owes him duties of care or
support.19 Once a child is given up for adoption, “the
adopting parent becomes the parent of the child for all
purposes and the filiation between the child and his
legal parents is terminated, except as otherwise provided by law.” La. Civ. Code art. 199.20 Likewise, under
18
See, e.g., Walker v. Vicksburg, S. & P. Ry. Co., 34 So. 749,
750 (La. 1903); Roche v. Big Moose Oil Field Truck Serv., 381
So.2d 396, 399 (La. 1980); Miles v. Illinois Central Gulf Railroad
Co., 389 So.2d 96, 98 (La. App. 4th Cir.), writ denied, 394 So.2d
612 (La. 1980); Allen v. Burrow, 505 So.2d 880, 887 (La. App. 2nd
Cir.), writ denied, 507 So.2d 229 (La. 1987); Estate of Burch v.
Hancock Holding Co., 09-1839 (La. App. 1 Cir. 5/7/10), 39 So.3d
742, 748-49.
19
See Opinion 5a-7a, 10a-11a; Appx. 43a-44a, 49a, 54a-55a,
58a-59a.
20
Express legislative enactments provide the “exceptions” to
the total termination of rights and filiation between the adopting
child and parent “as provided by law.” They include the retention
of the right of inheritance, under article 199 and La. Ch. Code art.
1256; retention of parental status when the legal parent is married to an adopting parent, under La. Ch. Code art. 1256 and La.
R.S. 9:461; and the right of visitation with grandparents, under
La. Ch. Code art. 1264. But, this “exception” language in article
199 does not create a right of action under articles 2315.1 and
2315.2. The right of a child “given in adoption” to sue under
14
Ch. Code art. 1256, the natural parent is divested of
their former duties to the child, and the child is divested of rights and duties with respect to his natural
parents and blood relations.
Upon adoption, such children gain survival and
wrongful death actions on behalf of their parent and
siblings “by adoption.” La. Civ. Code art. 2315.1(A),(D),
2315.2(A),(D). Children who have never been given in
adoption have a right to sue for natural parents and
siblings. Id. Thus, each has an equal right to sue. Because wrongful death and survival actions are not heritable rights, and because adoption terminates filiation
between the child and the child’s biological parent,
there is nothing irrational or improper about the legislature excluding children given in adoption from bringing a duplicate wrongful death or survival action on
behalf of a biological parent, who deliberately, knowingly, and voluntarily, severed all filiation rights, and,
by law, “terminated” the child-parent relationship.21 As
former article 2315 for the death of a natural parent or sibling
(created in 1948, and rescinded in 1960) is clearly no longer “provided by law.” Opinion, 5a-6a, Appx. 46a-47a. Further, the survival and wrongful death actions, are sui generis and strictly
construed laws. Id.; Levy v. State Through Charity Hosp., 216
So.2d 818, 819 (La. 1968). They are the only statutes which can
create a right of action. Id. If an individual is not included in the
list of beneficiaries as provided in the legislation, he is excluded.
Gibbs v. Illinois Cent., 125 So. 445, 446 (La. 1929).
21
Petitioners cite to La. Ch. Code art. 1101, et seq., relevant
to Surrender of Parental Rights, wherein a parent voluntarily relinquishes his parental rights to a child for the ultimate purpose
of adoption. Pet. 20. Once the adoption is finalized, both the parent, and child, are relieved of all their legal duties and divested of
15
noted by Chief Justice Weimer, adoption has “weighty
consequences,” and causes a significant change in legal
status which is not entered into lightly, and not without legal effects. Appx. 43a, citing to Article 199. Such
decisions carry with them manifold obligations, benefits, and duties, Opinion 5a-6a, Appx. 56a, which Petitioners ask this Court to sweep aside. On this issue,
Chief Justice Weimer wrote:
. . . as it concerns the legislature’s justification for limiting the category of claimants
in La. C.C. arts. 2315.1 and 2315.2, ample
grounds have been recognized in the jurisprudence. As here, in the context of a constitutional challenge, the following observations
were made to the stated limitations:
It has been recognized that, of necessity, the legislature was burdened with a
need to place some reasonable limitation
on the number of potential beneficiaries
and that this limitation has obvious benefit to judicial efficiency and economy. . . .
[T]he chosen classes reasonably embrace
those individuals that are likely to be
most affected by the death of the deceased
and yet reflect a reasonably appropriate
limitation on the right of action.
all legal rights with respect to each other, and other blood relatives. Ch. Code art. 1256. The natural parental and blood relationships are terminated, and a new family unit is created. La.
Civ. Code art. 199.
16
Estate of Burch [supra] (citing Allen [supra]).
Relatedly, the court in Allen explained: “It has
been recognized that, of necessity, the legislature was burdened with a need to place some
reasonable limitation on the number of potential beneficiaries” for survival actions. Id., 505
So.2d at 887. Children who depend on a parent for support would be required to share a
tort recovery with children born of the marriage who, because they were given in adoption, would be potential strangers to the
family of the deceased parent.
Appx. 54a-55a (emphasis in original). Louisiana Courts
have consistently upheld the constitutionality of the
legislative classification of beneficiaries in the statute,
which allow a right to some, and disallow a right to
others, as a rational exercise of legislative power.22
Both adopted and non-adopted children enjoy an
equal right to assert an action. “The Fourteenth
Amendment ‘does not require absolute equality or precisely equal advantages’.” Ross v. Moffitt, 417 U.S. 600,
612, 94 S.Ct. 2437, 2444, 41 L.Ed.2d 341 (1974) (quoting San Antonio Independent School District v. Rodriguez, 411 U.S. 1, 24, 93 S.Ct. 1278, 1291, 36 L.Ed.2d 16
(1973)); United States v. MacCollom, 426 U.S. 317, 324,
96 S.Ct. 2086, 2091, 48 L.Ed.2d 666 (1976). It “guarantees equal laws, not equal results.” Pers. Adm’r of Massachusetts v. Feeney, 442 U.S. 256, 273, 99 S.Ct. 2282,
22
See Estate of Burch; Allen; Miles; Langlois v. Noble, 465
So.2d 108 (La. App. 4th Cir.), writ denied, 468 So.2d 1209 (La.
1985). See also Lewis v. Allis-Chalmers Corp., 615 F.2d 1129 (5th
Cir. 1980); King v. Schweiker, 647 F.2d 541 (5th Cir. 1981).
17
2293, 60 L.Ed.2d 870 (1979). Nor does it forbid classifications. Nordlinger v. Hahn, 505 U.S. 1, 10, 112 S.Ct.
2326, 2331, 120 L.Ed.2d 1 (1992). A state “does not violate the Equal Protection Clause merely because the
classifications made by its laws are imperfect. If the
classification has some ‘reasonable basis,’ it does not
offend the Constitution simply because the classification ‘is not made with mathematical nicety or because
in practice it results in some inequality’ . . . The problems of government are practical ones and may justify,
if they do not require, rough accommodations—illogical, it may be, and unscientific. . . . A statutory discrimination will not be set aside if any state of facts
reasonably may be conceived to justify it.” Dandridge
v. Williams, 397 U.S. 471, 485, 90 S.Ct. 1153, 1161, 25
L.Ed.2d 491 (1970) (internal quotations and citations
omitted).
That children given in adoption in Louisiana have
no right to sue for the death of their natural parents or
siblings has been well settled law since the statutory
revision in 1960, Opinion 4a-7a, and in over forty years
of consistent jurisprudence. See Simmons v. Brooks;23
Domingue; Nelson; Hernandez, supra; Stewart v. Gordon.24 Petitioners are mistaken to suggest that no one
ever questioned that adopted children had causes of
action for the wrongful death of their biological parents and siblings from 2009 to 2019. Pet. 16, 20. To the
contrary, no one ever expected since 1960 that a child
23
24
342 So.2d 236, 237 (La. App. 4th Cir. 1977).
Appx. E.
18
given in adoption had a right to sue for the wrongful
death of a natural parent or sibling. Opinion 4a-9a;
Appx. 41a-49a. There was no judicial decision which
parted from these uniform holdings prior to the instant
initial decree, which was properly vacated on rehearing. As noted by the Chief Justice, contrary to Petitioners’ arguments, this is a very stable area of Louisiana
law. Appx. 47a.
B. There is No Reason to Extend Cases Involving Deprivation of Rights to “Illegitimate”
Children to Statutes Dealing With Adopted
Children, Who Are Given Rights.
Petitioners base their case upon Levy v. State
through Charity Hospital,25 Glona v. American Guarantee,26 Weber v. Aetna,27 Gomez v. Perez,28 and following cases. Pet. 8-14. While those admirable decisions
are well reasoned and correct, they concern the total
deprivation of rights to “illegitimate” children, and are
not applicable to adopted children, who: (1) enjoy
rights equal to other children and citizens of Louisiana; (2) have rights equal to other non-adopted children under the statutes at issue; and (3) are provided
with a single cause of action under a rational legislative purpose of directing an adopted child’s tort action
solely toward his new family in adoption. Petitioners
25
391 U.S. 68, 88 S.Ct. 1509, 20 L.Ed.2d 436 (1968).
391 U.S. 73, 88 S.Ct. 1515, 20 L.Ed.2d 441 (1968).
27
406 U.S. 164, 92 S.Ct. 1400, 31 L.Ed.2d 768 (1972).
28
409 U.S. 535, 93 S.Ct. 872, 35 L.Ed.2d 56 (1973).
26
19
are not denied all rights due to their “birth,” or because
they were born out of wedlock, which they were not.29
Legitimacy or illegitimacy of a child’s birth is not the
basis of the legislative distinction at issue. Rather the
fact that a child is adopted is the only distinction. Any
case discussing denial of rights based upon “birth” or
“illegitimacy” is not relevant to the facts of this case.
Levy and Glona were decided in 1968, when judicial and legislative discrimination of illegitimate children was commonplace. Louisiana barred access to the
survival and wrongful death actions to “illegitimately”
conceived children, along with a total deprivation of a
multitude of other basic rights. This is no longer the
law in Louisiana, and the distinction at issue here is
not based on Petitioners’ “legitimacy” or “illegitimacy”
of birth. Cf. La. Civ. Code arts. 2315.1, 2315.2. As stated
in Levy, Louisiana previously denied rights to illegitimates to promote “morals and general welfare because
it discourages bringing children into the world out of
wedlock.” Levy, at 70. This Court noted that illegitimates were, in effect, treated as “non persons” by the
state and denied all rights. Id. Yet the laws imposed
duties upon them (such as taxes and conscription),
while denying “correlative rights which other citizens
enjoy.” Id. at 71-72. The Court applied intermediate
scrutiny, based upon the distinction there, which was
29
Petitioners admit that they were legitimately born, but
given up for adoption. Pet. 4. See also Appx. 19a; Appx. 99a; 110a,
115a, 125a. The words legitimate or illegitimate are not in the
statutes, nor was “legitimacy” the basis for any distinction in any
of the rulings, below.
20
“birth,” i.e. “illegitimacy,” and easily found that the
stated legislative purpose behind the denial of all
rights to illegitimate children was “invidious,” unreasonable and irrational, and thus, unconstitutional. Id.
at 72.
Children given in adoption, and here, legitimate
children, are not deprived of correlative rights with
other children or citizens in any respect, much less by
the terms of the statutes under review, which expressly
provide them with a right to sue. See La. Civ. Code art.
2315.1, 2315.2; Opinion 10a. As noted, the right to file
a tort suit is not a fundamental right, and adoptees,
such as Petitioners, are not part of a suspect class.30
The Louisiana legislature did not refine rights as to
adopted children on the basis of their legitimacy, or any
“moral” grounds such as discouraging births out of
wedlock. The redirection of rights for adopted children
to sue, away from the former parents and toward their
new parents and family by adoption, is rational, orderly, and harmonious with the law of adoption, which
terminates the old family unit, and creates a new one.
See Opinion 5a, 10a, Appx. 43a-44a, 47a, 49a, 54a, 56a57a.
In Glona, a mother sued for the death of her son,
but was denied that right because her child was born
out of wedlock. The stated legislative purpose behind
30
Cf. Pickett v. Brown, 462 U.S. 1, 8, 103 S.Ct. 2199, 2204,
76 L.Ed.2d 372 (1983) (“In view of the history of treating illegitimate children less favorably than legitimate ones, we have subjected statutory classifications based on illegitimacy to a
heightened level of scrutiny.”).
21
the denial of rights was to “deal with sin.” Id. at 75.
This Court found such a legislative basis to be irrational:
Yet we see no possible rational basis . . .
for assuming that if the natural mother is allowed recovery for the wrongful death of her
illegitimate child, the cause of illegitimacy
will be served. It would, indeed, be farfetched
to assume that women have illegitimate children so that they can be compensated in damages for their death. . . .
Glona, 391 U.S. at 75-76. Such reasoning does not apply to a classification based on the effects of an adoption, and the termination of the old, and the creation of
a new family unit. No case cited in the Petition deals
with children given in adoption, who have a new family
as the result of their adoption, and who do, in fact, have
a right of action under the statutes to sue a tortfeasor.
Petitioners are not treated as “non persons” or denied
rights other citizens enjoy. Cf. Glona, at 75; Levy, at 70.
They have a right of action under the statutes, and full
protection under the laws of adoption as well as all
other laws allowing rights to every other child in Louisiana.
Petitioners’ reliance on cases dealing with illegitimacy has also been rejected in decisions like Sonnier,
which involved the denial of social security benefits for
a surviving child if the child had been previously
adopted, and was not living with, or supported by the
wage earner. The Fifth Circuit rejected counsel’s analogy to cases involving illegitimate children: “We reject
22
Appellant’s equal protection argument out of hand,”31
finding the statute applied “equally regarding one who
is a natural child, whether that natural child is legitimate or illegitimate.”32 Other federal decisions are consistent with the instant ruling, holding that there is no
constitutional prohibition on distinguishing between
children who have been adopted and those who have
not when a rational basis exists.33
Weber was a workers’ compensation case arising
from a holding that “unacknowledged” illegitimate
children are not “children” under compensation law.
Weber, 406 U.S. at 168. Legitimate children had 100%
of the recovery, whereas “unacknowledged” illegitimates received nothing. Id. at 166-67. The Court applied Levy and Glona, noting a pattern in Louisiana
law to disallow rights to illegitimates, and that all children in that case were equally dependent upon the decedent for support. Id. at 172. The Court, again, found
no “rational relationship” of the restriction with the
legislature’s stated purpose: “to protect legitimate family relationships.” Id. at 173. That goal would not “shun
illicit relationships,” id., simply because an offspring
might not collect compensation benefits. Id. Here, any
duty of support akin to that in Weber is incumbent
upon Petitioners’ new parents by adoption, not by their
31
66 F.3d at 320.
Id.
33
See note 12-17, and Smart; Colaianni; Cabrera; PuentesBejarano, supra.
32
23
natural parents or natural half-siblings. La. Civ. Code
art. 199; La. Ch. Code art. 1256.
Petitioners argue that these cases should be expanded to children given in adoption because they had
no say in their adoption. Pet. 13. But, the Louisiana
law does not require a child’s consent to adoption.
Appx. 54a.34 Petitioners’ parents knowingly decided to
put their children up for adoption, a decision in the
best interests of the child, and which had “weighty consequences,” as noted by Chief Justice Weimer. Adoptions are beneficial for the child, ensuring the love,
protection and financial support of new parents. The
law, as applied, does not “discourage” adoption. While
the loss of their natural parents may be difficult, the
same difficult decision was made as to the custodians
of Vera, who had filed a suit in this case, as well as
Stewart’s parents. Appx. E. As difficult as those decisions may have been, state law simply provided no
remedy. Appx. 136a.
In Gomez, the Court struck Texas laws which disallowed the parent of illegitimate children to file a petition for support. The Court again applied Levy and
Glona, noting that the restrictive legislation did not
serve the stated legislative purpose. The Court found
that there was no “constitutionally sufficient justification” for denying essential rights to a child “simply because its natural father has not married its mother.”
34
Also noting that a parent’s act of surrender is final and irrevocable.
24
For a state to do so is “illogical and unjust.” Gomez, 409
U.S. at 538. Again, the statutes at issue do not base
their limitation on the grounds of legitimate or illegitimate birth, Petitioners are not illegitimate, and they
enjoy substantially identical rights as non-adopted
children to sue under the statutes. There is no cause to
extend Levy, Glona, Weber, Gomez, or similar authority
cited by Petitioners.
C. Intermediate Scrutiny Does Not Apply; Rational Basis is the Proper Test.
. . . San Antonio School District v. Rodriguez, 411 U.S. 1, 16, 93 S.Ct. 1278, 1287, 36
L.Ed.2d 16 (1973), reaffirmed that equal protection analysis requires strict scrutiny of a
legislative classification only when the classification impermissibly interferes with the exercise of a fundamental right or operates to the
peculiar disadvantage of a suspect class. . . .
Murgia, 427 U.S. at 312 (footnotes omitted). Intermediate scrutiny has generally been applied to discriminatory classifications based on sex or illegitimacy.
Clark v. Jeter, 486 U.S. 456, 461, 108 S.Ct. 1910, 1914,
100 L.Ed.2d 465 (1988). Laws which do not proceed
along suspect or semi-suspect lines, and do not infringe
on fundamental rights or affect a protected class need
only be “rationally related to a legitimate governmental interest.” Lyng v. Int’l Union, United Auto.,
Aerospace & Agr. Implement Workers of Am., 485 U.S.
360, 370, 108 S.Ct. 1184, 1192, 99 L.Ed.2d 380 (1988);
25
Murgia, supra.35 The “rational basis” standard “employs a relatively relaxed standard reflecting the
Court’s awareness that the drawing of lines that create
distinctions is peculiarly a legislative task and an unavoidable one. Perfection in making the necessary classifications is neither possible nor necessary.” Murgia,
427 U.S. at 314 (citing Dandridge, supra, 397 U.S. at
485). Such action by a legislature is presumed to be
valid. Id.36
Classification “by adoption” is not a suspect or
semi-suspect classification requiring strict or intermediate scrutiny, and federal courts have applied this
standard to claims that classifications based on adoptive status were unconstitutional. Appx. 51a-52a (citing to Cabrera, Brehm, Dent, supra). See also, King,
647 F.2d at 546 (“The claimant admits that equitably
adopted children do not constitute a suspect class. Furthermore, no fundamental right is adversely affected
by this statute.”); Martinez, supra.
35
Petitioners likewise have no loss of a property interest, because the state law does not provide a remedy in tort. See Crier,
496 So.2d at 308-09; Miles, 389 So.2d at 98-99.
36
“On rational-basis review, a classification in a statute . . .
comes to us bearing a strong presumption of validity, see Lyng
[supra], and those attacking the rationality of the legislative classification have the burden ‘to negative every conceivable basis
which might support it,’ Lehnhausen v. Lake Shore Auto Parts
Co., 410 U.S. 356, 364, 93 S.Ct. 1001, 1006, 35 L.Ed.2d 351 (1973)
(internal quotation marks omitted).” F.C.C. v. Beach Commc’ns,
Inc., 508 U.S. 307, 315, 113 S.Ct. 2096, 2102, 124 L.Ed.2d 211
(1993).
26
In urging the use of intermediate scrutiny due to
their alleged discrimination by “birth,” Petitioners
equate the concept of “birth” to “legitimacy” or “illegitimacy.” Pet. 26.37 The statutes at issue do not discriminate in terms of legitimate or illegitimate children, or
even legitimate or illegitimate adopted children. See
La. Civ. Code art. 2315.1, 2315.2. Petitioners are not
“illegitimate.” Appx. 99a. Petitioners admit that
adopted children both born in, and out of wedlock, have
no right of action for the death of a natural family
member. Pet. 23. And, both previously “illegitimate”
children and “legitimate” adopted children have a right
to sue for a death in their new family, by adoption, under the statutes. Thus, Petitioners’ argument, that the
statutes discriminate against them by “birth,” is not
supported by the laws or the facts.
Petitioners also assert disparate treatment among
“the same class of beneficiaries.” Pet. 27. This is not correct. First, children given in adoption are simply not
among the beneficiaries who may assert a claim for the
death of a natural parent. This is seen by a straightforward reading of the statutes. See Opinion 2a-9a. Second, children given in adoption do have a right of
37
“It has more recently been stated that heightened scrutiny
would apply to any different treatment ‘turning on legitimacy,’ i.e.
birth. . . . The case at bar turns on the child’s birth status.” Pet.
26, citing to United States v. Mayea-Pulido, 946 F.3d 1055 (9th
Cir. 2020), cert. denied, 141 S.Ct. 101, 207 L.Ed.2d 179 (2020).
Mayea-Pulido turned on an immigration statute’s classification of
children based on their parent’s marital status at the time of
birth, as well as issues of custody. Even in that case the court
refused to apply a heightened level of scrutiny.
27
action to assert a claim for their parents and siblings
“by adoption,” which is equal to the right of nonadopted children to assert a claim for their parent or
siblings. Thus, there is no disparate treatment among
any “class” of child under the statute, because nonadopted and adopted children each have a right to file
a lawsuit. The rights at issue do not have to be identical, only equal in nature. Ross, Feeney, supra. To the
contrary, no class of beneficiaries under the statute has
two sets of rights to sue, which is the unbalanced outcome Petitioners seek. See, e.g., Appx. 48a, 58a-59a.
All of the cases cited by Petitioners in which intermediate scrutiny was employed undeniably concern
unequal treatment to illegitimate vs. legitimate children (or their parents), as a suspect or semi-suspect
class. See Levy, Glona, Weber, Gomez, supra. Petitioners’ other cited authority is similarly inapposite. Clark
concerned the six year statute of limitations for paternity actions for illegitimate children under Pennsylvania law. The Court noted that intermediate scrutiny is
typically applied to cases involving discriminatory
classifications based on sex or illegitimacy. Id. at 461.
And, the legislative goal of preventing “stale” or “fraudulent” claims was suspect, because a child had longer
than six years, in certain situations, to litigate paternity, and in some cases, no limits at all. Id. at 464. Thus,
the law was struck down. The classification at issue
here is not based upon illegitimacy, but rather, adoption.
28
Sessions v. Morales-Santana,38 concerned gender
discrimination, and a law which treated mothers and
fathers differently for the purposes of transmitting citizenship. Id. at 1686, 1688-89. Gender classifications
are clearly suspect, and fall under strict scrutiny. Id. at
1689.39 Petitioners here are not denied rights due to
gender. Petitioners cite to dicta in Sessions regarding
differential treatment “of marital children in comparison to nonmarital children.” Id. at 1700; Pet. 26. But,
the statutes at issue do not discriminate among marital or nonmarital children, adopted or not, and Petitioners are not “nonmarital” children.
Trimble v. Gordon,40 involved an Illinois law which
allowed illegitimate children to inherit by intestate
succession only from their mothers, id. at 763, and the
“total statutory disinheritance of illegitimate children
whose families die intestate.” Id. at 772. The laws at
issue here do not limit, in any way, an adopted person’s
right to inherit, as Petitioners admit. See pp. 8-9; Pet.
at 22.
Mathews v. Lucas,41 questioned the constitutionality of conditions placed on entitlement to Social Security benefits for illegitimate children. Legitimate
38
137 S.Ct. 1678, 198 L.Ed.2d 150 (2017).
“Laws granting or denying benefits ‘on the basis of the sex
of the qualifying parent,’ our post-1970 decisions affirm, differentiate on the basis of gender, and therefore attract heightened review under the Constitution’s equal protection guarantee.” Id. at
1689.
40
430 U.S. 762, 97 S.Ct. 1459, 52 L.Ed.2d 31 (1977).
41
427 U.S. 495, 96 S.Ct. 2755, 49 L.Ed.2d 651 (1976).
39
29
children were presumed to be dependent on the deceased, whereas illegitimate children were not, and it
was conceded that the law treated illegitimate children
differently from legitimate children. Id. at 503. The
lower courts struck the statute, but this Court reversed
those decisions, finding the distinctions in the law reasonably related to the likelihood of dependency upon
the decedent. Id. at 509, 511, 516. The Court easily distinguished the type of discrimination in Gomez and
Weber, as total deprivation of rights, id. at 511, but
an illegitimate child under the scheme at issue in
Mathews could prove dependency, and thus receive
benefits. Id. at 513.
Warren v. Richard,42 concerned a wrongful death
action by an illegitimate daughter for the death of her
natural father. As a child of the decedent, her claims
preempted claims filed by the decedent’s mother and
brother, whose claims were dismissed. The mother and
brother appealed, arguing that the child’s claim should
be dismissed because she was born to the decedent out
of wedlock. The Louisiana Supreme Court properly rejected that argument, building on Levy and Glona,
again in a case involving historical discriminatory
treatment based on illegitimacy.
Petitioners misunderstand the holding of that case
in suggesting that courts have substituted “a biological
classification for the legal classification Louisiana has
long since observed.” Pet. 14-15, citing to Warren, at 816.
That may be true for the legal classification of children
42
296 So.2d 813 (La. 1974).
30
as “illegitimates,” which was used to deny all rights,
but has never been applied in any case to children who
are adopted, and who enjoy rights. Indeed, the “legal
classification” to which the Weber Court was speaking
is aptly demonstrated in the paragraph preceding the
passage cited by Petitioners. In that paragraph, the
Weber Court described the code articles classifying
children as “either legitimate, illegitimate or legitimated.” Id. at 816. Further to this, Louisiana further
sub-classified illegitimate children according to those
whose parents had an impending marriage, as opposed
to a distasteful classification of “adulterous bastards,”
otherwise. Id. None of these discriminatory classifications apply to legitimate, and later formally adopted
children such as Petitioners, who now have a new set
of parents, a right to sue, and who enjoy rights equal
to non-adopted children and other citizens.
Jenkins v. Mangano,43 considered whether an informally acknowledged illegitimate child had a wrongful death or survival claim which outranked that of the
parents of the tort victim. Id. at 103-05. The effect of
an adoption was never at issue. In speaking of the “biological relationship” in that case, Jenkins relied upon
Warren, Levy, and Chatelain44 (which also relied on
43
2000-0790 (La. 11/28/00), 774 So.2d 101.
Chatelain v. State, Dep’t of Transp. & Dev., 586 So.2d 1373
(La. 1991), also turned on denial of rights based upon illegitimacy,
and the legislative classification of a child as legitimate, legitimated or illegitimate. Id. at 1373. That case was legislatively
overruled. See La. Civ. Code art. 195 com. (a). The issues considered were the time limits and requirements for the child to prove
legitimation. Id. at 1373-79.
44
31
Warren and Levy), which all concern unequal treatment in the classification of illegitimate children,
where the “biological relationship” was the only important factor, given the classification of “legitimacy”
or “illegitimacy,” the reason for discrimination. The
rest of Petitioners’ cases urging intermediate scrutiny
are also irrelevant. Cf. Chatelain; Granger.45
None of this jurisprudence applies to a child, who
is later adopted, and who does, in fact, enjoy equal
rights. None of these cases discuss the new parental
relationship created through adoption, which makes
the “biological” factor meaningless, as carefully discussed in the decision on review. See La. Civ. Code arts.
179, 199, and La. Ch. Code art. 1256. Here, Petitioners
are now only the “children of,” and filiated to, their
adopting parents. Id. And, they have the right to sue
for their deaths. There is simply no unconstitutional
inequality.
Petitioners argue that they were not responsible
for their adoption, or the harm of being excluded from
asserting a claim, citing to Levy, Glona, Warren and
similar cases. Pet. 19-20, 23, 25, 28. But, the “harm”
that Petitioners refer to in these cases was condemnation for what the government believed was “irresponsible liaisons beyond the bonds of marriage.” Warren,
45
State v. Granger, 982 So.2d 779 (La. 2008) involved the
constitutionality of an expungement law as to DWI offenders who
participate in pretrial diversion programs, vis-a-vis those applicable to other offenses, and has nothing to say about adoption.
The law there was declared constitutional because the legislative
purpose was reasonable.
32
at 816-817; Weber, at 175. Petitioners are subject to
no such condemnation. Adopted children enjoy rights
equal to non-adopted children. Their natural parents,
for the good of the child, willingly entered into an intrafamily adoption. The adopted child has new parents
and siblings, and has a right of action to sue for their
deaths. There is no invidious discrimination visited on
them as illegitimates. There is no denial of equal rights
warranting intermediate level scrutiny.
D. There is No Cause for This Court to Review
the Louisiana Supreme Court’s Analysis of
State Legislation, and Its Rejection of Petitioners’ Faulted Methodology.
The Petition is peppered with argument that the
Louisiana Supreme Court misinterpreted code articles
with respect to their right of action. That decision involved an analysis of Louisiana state law, involved no
federal questions, no federal statutes, and no decisions
of This Court. Opinion 2a-9a. The decision causes no
constitutional impediment of equal rights. Id. at 9a12a. The decision was reached after four rounds of
briefing, during which multiple briefs were filed by the
parties and amici.46 Two en banc arguments occurred.
Petitioners’ application for rehearing, after all of
this, was denied. Appx. K. There is no cause for This
Court to intervene to review Louisiana’s highest
46
Petitioners’ Counsel of Record initially appeared only as
counsel for an amicus (the Zigler plaintiff mentioned in note 2 in
the Petition. Pet. 21). Four amici filed briefs in the lower proceedings, as well as the Louisiana Attorney General.
33
court’s interpretation of Louisiana statutes. See Opinion at 2a-11a; Martinez, 444 U.S. at 282 (“that the
State’s interest in fashioning its own rules of tort law
is paramount to any discernible federal interest, except perhaps an interest in protecting the individual
citizen from state action that is wholly arbitrary or irrational”).
The Opinion itself demonstrates the error in Petitioners’ analysis of state statutes. Opinion 2a-9a; Appx.
37a-49a. The survival and wrongful death actions are
creatures of legislation,47 and sui generis causes of action.48 The list of beneficiaries are to be strictly construed. Opinion 4a.49 Adoption is also a creature of the
Louisiana legislature. Id. The original versions of the
actions did not create a right in favor of adopted children. Opinion 4a-5a. Only in 1932 were “adopted children” granted a right of action. Id. In 1948, another
amendment created a new cause of action for a child
“given in adoption,” and the right of “blood brothers
and sisters” to sue. Id. That right was extinguished
through very specific legislative amendments in 1960,
which deleted the words “given in adoption,” and
“blood brothers and sisters,” and replaced them with
the words “by adoption,” in a definitional paragraph
47
The survival and wrongful death actions were first created
by the Louisiana legislature in 1855 and 1884 respectively. Prior
to these enactments, no such cause of action existed in Louisiana.
See Levy, 216 So.2d at 819, and Hubgh v. New Orleans and Carrollton Railroad Company, 6 La.Ann. 495 (La. 1851).
48
See Levy, 216 So.2d at 819.
49
See also Roche, 381 So.2d at 399.
34
added to article 2315. Id. at 5a-7a. Thus, between the
years of 1948 and 1960, adopted children such as Petitioners had a right to sue for the death of natural relatives, but that right was extinguished in 1960. Such
children were instead granted a right to sue for a parent or sibling “by adoption.” Id. This has been the “stable” law of Louisiana for over six decades. Opinion 5a6a, Appx. 47a.
Misinterpretation of the statutes is what prompted
the rehearing. Opinion 2a. The Court subsequently vacated its initial decree, correcting the errors, and finding that Petitioners had no right of action. Opinion 11a.
The Court then explained why the classification is constitutional. Opinion 9a-11a, Appx. 50a-57a.
Petitioners incorrectly argue that La. Civ. Code
art. 199 “repealed” former article 214 and allows for
their recovery. Pet., 16, 22. At the time article 199 was
enacted, in 2009, children given in adoption had long
since been deleted from the list of beneficiaries (in
1960), and no longer had a right to sue for the death of
a natural parent. Appx. 47a. Article 199 could not independently create a right of action the legislature expressly deleted in the very statutes governing the
right. Appx. 45a-47a. Appellate court cases since the
1960 revision, and before and after the incorporation
of article 199, are consistent that children given in
adoption do not have a right to sue for the death of natural parents or siblings. Id. at 47a, and 49a-50a, n. 9.
35
Under article 199, the biological parent and adopted
child become “legal strangers,”50 and the “parent/child
relationship” is severed. La. Civ. Code art. 199 com. (a).51
While former article 214 was deleted, La. Ch. Code art.
1256(A) was enacted. Under that article, the natural
parent is divested of rights and duties toward the child
given in adoption, and the adopted child is divested of
rights and duties with respect to his natural parents
and blood relatives.
While Petitioners suggest that the Court “revived”
former La. Civ. Code art. 214, Pet. 24, it did not. It was
Petitioners who asked the Court to “revive” the law as
it existed prior to 1960, and to disregard specific
amendments to the legislation, as well as articles 199
and 1256. The Louisiana Supreme Court flatly refused
to do so. Opinion 6a-7a, 35a.
Petitioners also cite La. Civ. Code art. 3506(8).
That article never included “children given in adoption” under the general definition of “child” in the Civil
Code. Cf. Opinion at 7a-9a, Appx. 29a-30a, 47a-48a.
The original predecessor article (3556(8)) made no
mention of children who had been adopted, or children given in adoption. Opinion 8a. Had children
given in adoption already possessed the right of action under the general definitional term, there would
have been no need for the legislature to add those
50
Walton v. Hutton, 457 So.2d 1230, 1231 (La. App. 1 Cir.
1984).
51
In re Puckett, 49,046 (La. App. 2 Cir. 4/17/14), 137 So.3d
1264, 1274.
36
individuals to the list of eligible claimants in 1932. Id.
at 4a-5a, 8a. The term “those adopted” was only first
added to article 3556 in 1981 (long after the 1960 revision), but no mention was made of those “given in
adoption.” Id. In 2004 the article was amended to define a child as including a child “adopted by [his parents]” but not those “given in adoption.” Thus, article
3506(8) never did include children “given in adoption.”
Opinion 9a.
---------------------------------♦---------------------------------
CONCLUSION
Petitioners have failed to present any reason for
granting a Writ of Certiorari. The decision of the Louisiana Supreme Court, rendered after multiple hearings, is correct. Petitioners’ cited authority is not
applicable to the laws dealing with the effects of adoption. The Louisiana Supreme Court did not decide the
case in any way that conflicts with decisions of this
Honorable Court, or any other Circuit Court of Appeals. There is no split in Circuit Court decisions.
There is no fundamental right at issue, adoption is
not a suspect category under constitutional inquiries, and Petitioners’ inheritance rights remain untouched.
The Louisiana legislature has a rational basis in
defining, and limiting, the beneficiaries to a statutorily
created, state law tort claim. Children given in adoption have a right to sue equal to non-adopted children
37
and other listed beneficiaries. The Court should deny
the Petition for Writ of Certiorari.
Respectfully submitted,
SIDNEY W. DEGAN, III
SDegan@degan.com
TRAVIS L. BOURGEOIS*
*Counsel of Record
TBourgeois@degan.com
DEGAN, BLANCHARD & NASH
400 Poydras Street, Suite 2600
New Orleans, LA 70130
Telephone: (504) 529-3333
Facsimile: (504) 529-3337
Attorneys for Respondent
Gemini Insurance Company
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.