Amicus Curiae Brief — Casondra Pollreis, on Behalf of Herself and Her Minor Children, W. Y. and S. Y., Petitioner v. Lamont Marzolf
Supreme Court briefJan 11, 2022
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No. 21-901
IN THE
Supreme Court of the United States
CASONDRA POLLREIS, ON BEHALF OF HERSELF AND
HER MINOR CHILDREN, W.Y. AND S.Y.,
v.
Petitioner,
LAMONT MARZOLF,
Respondent.
On Petition for a Writ of Certiorari
to the United States Court of Appeals
for the Eighth Circuit
MOTION FOR LEAVE TO FILE AND
BRIEF OF THE DKT LIBERTY PROJECT
AS AMICUS CURIAE
IN SUPPORT OF PETITIONER
JESSICA RING AMUNSON
JENNER & BLOCK LLP
1099 New York Avenue, N.W.
Suite 900
Washington, D.C. 20001
(202) 639-6023
jamunson@jenner.com
THOMAS H. DUPREE JR.
Counsel of Record
MATT GREGORY
TODD W. SHAW
VICTORIA C. GRANDA
ADDISON BENNETT
GIBSON, DUNN & CRUTCHER LLP
1050 Connecticut Avenue, N.W.
Washington, D.C. 20036
(202) 955-8547
tdupree@gibsondunn.com
Counsel for Amicus Curiae
MOTION FOR LEAVE TO FILE
AMICUS CURIAE BRIEF
Counsel for the DKT Liberty Project timely
notified the parties of its intention to submit an
amicus brief in this case, as required by Supreme
Court Rule 37.2(a). Counsel for petitioner consented
to the filing of the brief, but counsel for respondent
withheld consent. Accordingly, the Liberty Project
respectfully moves this Court for leave to file the
attached amicus brief in support of petitioner
pursuant to Supreme Court Rule 37.2(b).
The Liberty Project is dedicated to the protection
of constitutional rights and individual liberties. It
strongly believes that the Fourth Amendment’s
prohibition against unreasonable searches and
seizures is indispensable to American freedom, and
that the rigorous enforcement of this prohibition is
necessary to preserve our system of limited
government and individual freedom.
This case presents the Court with an opportunity
to correct course on lower courts’ erosion of the
protections of the Fourth Amendment and
unwarranted expansion of police power. This Court
has repeatedly emphasized that the terms of the
Fourth Amendment should be understood in light of
the “traditional protections against unreasonable
searches and seizures afforded by the common law at
the time of the framing.” Wilson v. Arkansas, 514 U.S.
927, 931 (1995); see also, e.g., Torres v. Madrid, 141 S.
Ct. 989, 995–96 (2021); California v. Hodari D., 499
U.S. 621, 624 (1991). The Liberty Project’s brief will
aid the Court in considering the petition for a writ of
certiorari by explaining why respondent’s actions
would constitute arrests under the common law and
2
therefore require probable cause under the Fourth
Amendment.
For these reasons, the Court should grant the
motion to file the attached brief of the DKT Liberty
Project as amicus curiae.
Respectfully submitted,
JESSICA RING AMUNSON
JENNER & BLOCK LLP
1099 New York Avenue, N.W.
Suite 900
Washington, D.C. 20001
(202) 639-6023
jamunson@jenner.com
THOMAS H. DUPREE JR.
Counsel of Record
MATT GREGORY
TODD W. SHAW
VICTORIA C. GRANDA
ADDISON BENNETT
GIBSON, DUNN & CRUTCHER LLP
1050 Connecticut Avenue, N.W.
Washington, D.C. 20036
(202) 955-8547
tdupree@gibsondunn.com
Counsel for Amicus Curiae
January 11, 2022
QUESTION PRESENTED
Does the Fourth Amendment permit the search
and seizure without probable cause of two compliant
children, handcuffed and at gunpoint, even after the
children have identified themselves to the seizing
officer and been independently identified by their
parents?
ii
TABLE OF CONTENTS
Page
INTEREST OF AMICUS CURIAE ............................ 1
SUMMARY OF ARGUMENT ..................................... 1
ARGUMENT ............................................................... 3
I.
The Common Law Of Arrest Should
Inform The Meaning Of “Seizure” Under
The Fourth Amendment. ...................................... 3
A. The Court’s Fourth Amendment
Precedents Apply The Common Law
Of Arrest. ........................................................ 4
B. The Text And Purpose Of The Fourth
Amendment Point Toward The
Common Law Of Arrest. ................................ 6
II. Under The Common Law, Officer Marzolf
Arrested The Children When He Forced
Them To Lay On The Ground, In
Handcuffs, At Gunpoint...................................... 10
A. Applying Physical Force To Detain An
Individual Constituted An Arrest At
Common Law. ............................................... 11
B. Even Without Physical Force,
Obtaining Submission Through A
Show Of Authority Independently
Constituted An Arrest At Common
Law................................................................ 15
CONCLUSION .......................................................... 17
iii
TABLE OF AUTHORITIES
Cases
Anonymous,
1 Vent. 306, 86 Eng. Rep. 197 (K.B. 1678) .......... 12
Anonymous,
87 Eng. Rep. 1060 (Q.B. 1702)............................. 13
Atwater v. City of Lago Vista,
532 U.S. 318 (2001) ................................................ 7
Barrett v. Copeland,
18 Vt. 67 (1844) ...................................................... 9
Burlingham v. Wylee,
2 Root 152 (Conn. Super. Ct. 1794) ....................... 9
Butler v. Washburn,
25 N.H. 251 (1852) ........................................... 2, 13
California v. Hodari D.,
499 U.S. 621 (1991) ...................................... passim
Camara v. Mun. Ct. of City & Cnty. of
San Francisco,
387 U.S. 523 (1967) .............................................. 14
Carpenter v. United States,
138 S. Ct. 2206 (2018) ........................................ 4, 7
Countess of Rutland’s Case,
6 Co. Rep. 52b, 77 Eng. Rep. 332
(Star Chamber 1605) ....................................... 2, 12
iv
TABLE OF AUTHORITIES (continued)
Page(s)
Genner v. Sparks,
6 Mod. 173, 87 Eng. Rep. 928 (Q.B. 1704) .......... 13
Hart v. Flynn’s Ex’r,
8 Dana 190 (Ky. Ct. App. 1839) ........................... 13
Hodges v. Marks,
Cro. Jac. 485, 79 Eng. Rep. 414
(K.B. 1615)...................................................... 11, 12
Hollister v. Goodale,
8 Conn. 332 (1831) ............................................... 16
Horner v. Battyn,
B.N.P. 62 (1738) (reprinted in William
Lloyd, Cases on Civil Procedure 798
(1916)) ......................................................... 2, 15, 16
Kyllo v. United States,
533 U.S. 27 (2000) ............................................ 1, 15
Lange v. California,
141 S. Ct. 2011 (2021) ............................................ 1
Michigan v. Summers,
452 U.S. 692 (1981) ................................................ 4
Minnesota v. Dickerson,
508 U.S. 366 (1993) ...................................... 4, 7, 11
Montgomery Cnty. v. Robinson,
85 Ill. 174 (1877) .................................................. 13
v
TABLE OF AUTHORITIES (continued)
Page(s)
Nicholl v. Darley,
2 Y. & J. 399, 148 Eng. Rep. 974 (Exch.
1828) ............................................................... 11, 15
Payton v. New York,
445 U.S. 573 (1980) ................................................ 4
Pike v. Hanson,
9 N.H. 491 (1838) ................................................. 15
Riley v. California,
573 U.S. 373 (2014) ............................................ 1, 7
Sherriff of Hampshire v. Godfrey,
87 Eng. Rep. 1247 (K.B. 1738)............................. 16
Smith v. McGuire,
15 Ky. (5 Litt.) 302 (1824) ...................................... 9
Terry v. Ohio,
392 U.S. 1 (1968) .......................................... 3, 5, 10
Timbs v. Indiana,
139 S. Ct. 682 (2019) ............................................ 12
Torres v. Madrid,
141 S. Ct. 989 (2021) .................................... passim
Union Pac. Ry. Co. v. Botsford,
141 U.S. 250 (1891) ................................................ 1
United States v. Benner,
24 F. Cas. 1084 (C.C.E.D. Pa. 1830).................... 13
vi
TABLE OF AUTHORITIES (continued)
Page(s)
United States v. Johnson,
921 F.3d 991 (11th Cir. 2019) .............................. 12
United States v. Martinez-Fuerte,
428 U.S. 543 (1976) .............................................. 17
Virginia v. Moore,
553 U.S. 164 (2008) ............................................ 6, 7
Whitehead v. Keyes,
85 Mass. 495 (1862) ............................................. 13
Wilson v. Arkansas,
514 U.S. 927 (1995) ............................................ 2, 5
Wise v. Withers,
7 U.S. (3 Cranch) 331 (1806) ................................. 9
Other Authorities
1 John Ash, The New and Complete
Dictionary of the English Language
(2d ed. 1795) ........................................................... 6
1 Samuel Johnson, A Dictionary of the
English Language (6th ed. 1785) .......................... 6
1 Samuel Johnson, A Dictionary of the
English Language 108 (4th ed. 1773).................... 5
1–2 Noah Webster, An American Dictionary
of the English Language (1828) ...................... 6, 11
vii
TABLE OF AUTHORITIES (continued)
Page(s)
1 Richard Burn, The Justice of the Peace
(28th ed. 1837)...................................................... 16
1 William Dickinson, A Practical Exposition
of the Law Relative to the Office and
Duties of a Justice of the Peace
(London: Reed & Hunter 1813) ........................... 16
2 Matthew Hale, A History of Pleas of the
Crown (W.A. Stokes & E. Ingersoll eds.,
1st Am. ed. 1847) (1824) .................................. 8, 12
2 William Hawkins, A Treatise of the Pleas
of the Crown (1824) ................................................ 8
3 Joseph Story, Commentaries on the
Constitution of the United States (1833) .............. 7
4 William Blackstone, Commentaries on the
Laws of England (1769) ............................. 9, 11, 12
Ann Woolhandler, Patterns of Official
Immunity and Accountability,
37 Case W. Res. L. Rev. 396 (1987) ....................... 9
Lawrence Rosenthal, Pragmatism,
Originalism, Race, and the Case Against
Terry v. Ohio, 43 Texas Tech L. Rev. 299
(2010) .................................................................. 8, 9
Thomas Y. Davies, Recovering the Original
Fourth Amendment, 98 Mich. L. Rev. 547
(1999) ...................................................................... 7
INTEREST OF AMICUS CURIAE1
The DKT Liberty Project, a not-for-profit
organization, was founded in 1997 to promote
individual liberty against encroachment by all levels
of government, and especially encroachment on the
civil liberties of private individuals. The Liberty
Project has participated as amicus in this Court
numerous times, including in other cases involving
intrusions on Fourth Amendment rights. See, e.g.,
Lange v. California, 141 S. Ct. 2011 (2021); Riley v.
California, 573 U.S. 373 (2014); Kyllo v. United States,
533 U.S. 27 (2000). Because of its long track record of
protecting citizens from government overreach, the
Liberty Project is well situated to explain why and
how the Court should apply the common law to
determine that Fourth Amendment “seizures”
occurred here and reject the Eighth Circuit’s
unwarranted expansion of police power.
SUMMARY OF ARGUMENT
This case implicates the fundamental right to be
free from unreasonable seizures. “No right is held
more sacred, or is more carefully guarded by the
common law, than the right of every individual to the
possession and control of his own person, free from all
restraint or interference of others, unless by clear and
unquestionable authority of law.” Union Pac. Ry. Co.
v. Botsford, 141 U.S. 250, 251 (1891).
1 Pursuant to Rule 37.6, amicus curiae affirms that no counsel
for a party authored this brief in whole or in part, and no person
other than amicus curiae or its counsel made a monetary
contribution to this brief’s preparation or submission.
2
This Court has emphasized that the terms of the
Fourth Amendment should be understood in light of
the “traditional protections against unreasonable
searches and seizures afforded by the common law at
the time of the framing.” Wilson v. Arkansas, 514 U.S.
927, 931 (1995); see also, e.g., Torres v. Madrid, 141 S.
Ct. 989, 995–96 (2021); California v. Hodari D., 499
U.S. 621, 624 (1991). The Eighth Circuit’s decision
failed to engage in that inquiry and is in direct conflict
with centuries of common law. No court applying the
common law in 1791 or 1868 would comprehend the
Eighth Circuit’s holding in this case that a police
officer who detained and handcuffed two compliant
children at gunpoint had not “arrested” them.
The “vast legal library” of the common law “must
be used thoughtfully” in a manner that “respect[s]
legal history.” Torres, 141 S. Ct. at 1014 (Gorsuch, J.,
dissenting). Here, a thorough review of the common
law confirms that arrests of the children occurred in
this case under both forms of “arrest” that English and
American courts recognized decades before and after
the ratifications of the Fourth Amendment in 1791
and the Fourteenth Amendment in 1868. First,
arrests occurred when the police officer handcuffed
the two children because he intended to restrain them
and succeeded in doing so. See Countess of Rutland’s
Case, 6 Co. Rep. 52b, 77 Eng. Rep. 332 (Star Chamber
1605); accord Butler v. Washburn, 25 N.H. 251, 258
(1852) (“any touching, however slight, is enough”).
Second, arrests occurred when the officer issued
orders to, and trained his gun at, the two children
because they submitted to his “show of authority.” See
Horner v. Battyn, B.N.P. 62 (1738) (reprinted in
William Lloyd, Cases on Civil Procedure 798 (1916)).
3
The decision below is wrong and would be
unrecognizable to any common law court in 1791 or
1868. The Court should grant the petition for a writ
of certiorari and reverse the Eighth Circuit’s decision.
ARGUMENT
The Eighth Circuit’s holding is in direct conflict
with the common law of arrest and the Founding- and
Reconstruction-era understandings of a “seizure.”
This Court’s precedents establish that, in keeping
with the text and purpose of the Fourth Amendment,
the common law of arrest informs whether a person
has been “seized.” At common law, an arrest occurred
where an officer used “either physical force” or
obtained “submission to the assertion of authority” to
detain an individual. Torres, 141 S. Ct. at 995
(quoting Hodari D., 499 U.S. at 626) (quotation marks
and emphasis omitted). The police officer here
accomplished arrests through both means.
I.
The Common Law Of Arrest Should Inform
The Meaning Of “Seizure” Under The Fourth
Amendment.
The Eighth Circuit followed its version of an
amorphous balancing test to determine whether the
officer’s stop and search of the two children
constituted arrests. See Pet. 16–20 (describing circuit
split over the application and expansion of Terry v.
Ohio, 392 U.S. 1 (1968)). In this case, the balancing
inquiry led to the bizarre and mistaken decision that
the officer did not arrest two compliant children when
he handcuffed them and held them on the ground at
gunpoint.
The Eighth Circuit’s decision countenances police
misconduct that “the fiercely proud men who adopted
4
our Fourth Amendment would [not] have allowed
themselves”—or their children—“to be subjected” to.
Minnesota v. Dickerson, 508 U.S. 366, 381 (1993)
(Scalia, J., concurring). By contrast, grounding the
determination of what constitutes a “seizure” in the
common law of arrest is faithful to the text and
purpose of the Fourth Amendment, as this Court has
recognized time and again. The Court should grant
the petition to reaffirm the common law’s relevance to
the Fourth Amendment and prevent the further
unwarranted expansion of the “narrow” and “limited”
exception in Terry. Michigan v. Summers, 452 U.S.
692, 698 (1981); Pet. 13.
A. The
Court’s
Fourth
Amendment
Precedents Apply The Common Law Of
Arrest.
The Fourth Amendment provides that “[t]he right
of the people to be secure in their persons, houses,
papers, and effects, against unreasonable searches
and seizures, shall not be violated.” As this Court has
“repeatedly recognized, ‘the arrest of a person is
quintessentially a seizure’” for purposes of the Fourth
Amendment. Torres, 141 S. Ct. at 996 (quoting Payton
v. New York, 445 U.S. 573, 585 (1980)); see also Hodari
D., 499 U.S. at 624; Dickerson, 508 U.S. at 380–81
(Scalia, J., concurring). Because “[t]he ‘seizure’ of a
‘person’ plainly refers to an arrest,” this Court
“properly look[s] to the common law of arrest for
‘historical understandings of what was deemed an
unreasonable search and seizure when the Fourth
Amendment was adopted.’” Torres, 141 S. Ct. at 996
(quoting Carpenter v. United States, 138 S. Ct. 2206,
2214 (2018)) (quotation marks from Carpenter
5
omitted).2
In Hodari D., for example, the Court held that a
person who failed to comply with a police officer’s
show of authority was not “seiz[ed]” within the
meaning of the Fourth Amendment. Central to that
decision was the common law of arrest—under the
common law, an arrest required “either physical force
. . . or, where that is absent, submission to the
assertion of authority.” 499 U.S. at 626.
In Torres, this Court reaffirmed that approach by
noting the key “linkage” between a “seizure” of a
“person” and an “arrest” at the Founding. 141 S. Ct.
at 996 (citing 1 Samuel Johnson, A Dictionary of the
English Language 108 (4th ed. 1773)). Notably,
although the Court split 5–3, both the majority and
dissent agreed that the common law of arrest was
central to the Fourth Amendment inquiry. See id. at
1003 (majority op.); id. at 1008–14 (Gorsuch, J.,
dissenting).
The Court also regularly examines the
“traditional
protections
against
unreasonable
searches and seizures afforded by the common law at
the time of the framing” in evaluating the scope of the
Fourth Amendment as a whole. Wilson, 514 U.S. at
2 In Terry, the Court arguably departed from the common-law
understanding of an “arrest” in the context of a police officer’s
pat-down of suspects the officer reasonably suspected were
armed and dangerous. 392 U.S. at 7–8. As Petitioner explains,
Pet. 14–17, this Court has made clear that Terry is a narrow
exception to the ordinary rule that any common-law arrest
requires probable cause, and has never extended Terry’s
amorphous test to seizures as violent and intrusive as occurred
here.
6
931; cf. Virginia v. Moore, 553 U.S. 164, 168 (2008)
(“In determining whether a search or seizure is
unreasonable, we begin with history. We look to the
statutes and common law of the founding era to
determine the norms that the Fourth Amendment
was meant to preserve.”).
B. The Text And Purpose Of The Fourth
Amendment Point Toward The Common
Law Of Arrest.
1. During the Founding era, an “arrest” was a
“seizure” of a person. Just six years before the Fourth
Amendment was ratified, Samuel Johnson defined
“arrest” to mean “any . . . seizure of the person.” 1
Samuel Johnson, A Dictionary of the English
Language (6th ed. 1785); see also id. (defining the verb
“arrest” as “[t]o seize; to lay hands on; to detain by
power”); 1 John Ash, The New and Complete
Dictionary of the English Language (2d ed. 1795)
(defining the verb “arrest” as “[t]o seize a man for
debt, to apprehend by virtue of a writ from any court
of justice, to stop, to hinder”).
This understanding of “arrests” and “seizures”
persisted after the Founding. For example, in the
early nineteenth century, Noah Webster defined
“arrest” to mean “[a]ny seizure, or taking by power.”
1 Noah Webster, An American Dictionary of the
English Language (1828); see also id. (defining the
verb “arrest” as “[t]o take, seize or apprehend by
virtue of a warrant from authority”). Webster noted
that in using the word “seize,” “[w]e say, to arrest a
person, to seize goods.” 2 Webster, Dictionary of the
English Language (emphasis added).
Those who ratified the Fourth and Fourteenth
7
Amendments would have therefore understood that
“seizures” included common law “arrests.” “Joseph
Story, among others, saw the Fourth Amendment as
‘little more than the affirmance of a great
constitutional doctrine of the common law[.]’” Moore,
553 U.S. at 169 (quoting 3 Joseph Story,
Commentaries on the Constitution of the United
States § 1895, at 748 (1833)); see also Atwater v. City
of Lago Vista, 532 U.S. 318, 326 (2001) (“an
examination of the common-law understanding of an
officer’s authority to arrest sheds light on the
obviously relevant, if not entirely dispositive,
consideration of what the Framers of the Amendment
might have thought to be reasonable” (alteration and
quotation marks omitted)).3
2. The core purpose of the Fourth Amendment is
to “safeguard the privacy and security of individuals
against arbitrary invasions by governmental
officials.” Carpenter, 138 S. Ct. at 2213 (quotation
marks omitted). By looking to the common law of
arrest, this Court ensures that the Fourth
Amendment’s protections stand firm over time. See
Dickerson, 508 U.S. at 380 (Scalia, J., concurring)
(“The purpose of the [Fourth Amendment] . . . is to
3 To be sure, the Amendment expanded the scope of
protections English law afforded in important ways. See, e.g.,
Riley, 573 U.S. at 403 (discussing “the reviled ‘general warrants’
and ‘writs of assistance’ of the colonial era, which allowed British
officers to rummage through homes in an unrestrained search
for evidence of criminal activity”); see also Thomas Y. Davies,
Recovering the Original Fourth Amendment, 98 Mich. L. Rev.
547, 723 (1999) (explaining that the Fourth Amendment was
adopted to address “a specific vulnerability in the protections
afforded by common-law arrest and search authority”).
8
preserve th[e] degree of respect for the privacy of
persons and the inviolability of their property that
existed when the provision was adopted—even if a
later, less virtuous age should become accustomed to
considering all sorts of intrusion ‘reasonable.’”).
Lower courts’ growing departure from the common
law, exemplified below by the Eighth Circuit, deviates
from the original understanding that the right to be
free from unreasonable seizures would be vindicated
by private parties in suits for false arrest.
To avoid potentially significant personal liability
at common law, a person charged with making a
warrantless arrest was required to show that it was
based on “suspicion.”
See Lawrence Rosenthal,
Pragmatism, Originalism, Race, and the Case Against
Terry v. Ohio, 43 Texas Tech L. Rev. 299, 333 (2010).
Contemporary treatises spoke of “suspicion” as a
requirement similar to today’s probable cause
standard:
[W]hoever would justify the arrest of an
innocent person by reason of any such
suspicion, must not only shew that he
suspected the party himself, but must also set
forth the cause which induced him to have
such a suspicion, that it may appear to the
court to have been a sufficient ground for his
proceeding.
2 William Hawkins, A Treatise of the Pleas of the
Crown 120 (1824); see also 2 Matthew Hale, A History
of Pleas of the Crown 88 (W.A. Stokes & E. Ingersoll
eds., 1st Am. ed. 1847) (1824) (contemporary editor’s
notes) (“[S]uspicion must not be a mere causeless
suspicion, but must be founded on some probable
9
reason.”).
In general, an arrest for a misdemeanor was
“justifiable only if the offense occurred in the presence
of the person making the arrest and the arrestee was
in fact guilty, meaning that the acquittal of the
arrestee exposed the individual making the arrest to
liability for trespass.” Rosenthal, 43 Texas Tech L.
Rev. at 333 (citation omitted). Even a felony arrest
was justified only “if a felony had in fact been
committed and there was ‘probable cause of suspicion’
to believe that the arrestee had committed the
offense.” Id. (citation omitted); see also 4 William
Blackstone, Commentaries on the Laws of England
289 (1769) (noting that an officer “may, without
warrant, arrest any one for a breach of the peace
. . . [a]nd, in case of felony actually committed, or a
dangerous wounding whereby felony is likely to
ensue, he may upon probable suspicion arrest the
felon”).
Suits for civil damages alleging unlawful seizures
were familiar to Americans at the time of the
Founding and through Reconstruction. See, e.g., Wise
v. Withers, 7 U.S. (3 Cranch) 331, 337 (1806);
Burlingham v. Wylee, 2 Root 152 (Conn. Super. Ct.
1794); Smith v. McGuire, 15 Ky. (5 Litt.) 302 (1824);
Barrett v. Copeland, 18 Vt. 67 (1844).
“The
predominant method of suing officers in the early
nineteenth century was an allegation of common law
harm, particularly a physical trespass,” and, like the
English common law suits alleging unlawful arrest,
the legality of the officer’s conduct and the legitimacy
of the arrest provided a defense. Ann Woolhandler,
Patterns of Official Immunity and Accountability, 37
Case W. Res. L. Rev. 396, 399 (1987).
10
In short, the generations that ratified the Fourth
and Fourteenth Amendments would have expected
that civil damages would be available against law
enforcement officers who, as here, make an
unjustified arrest without probable cause. The circuit
courts’ escalating departure from the common law
frustrates those expectations and dilutes the Fourth
Amendment’s protections.
II. Under The Common Law, Officer Marzolf
Arrested The Children When He Forced
Them To Lay On The Ground, In Handcuffs,
At Gunpoint.
Common law jurists would have been perplexed
by the Eighth Circuit’s holding that Officer Marzolf
did not arrest two compliant children when he ordered
them to the ground at gunpoint and handcuffed them.
As this Court has consistently recognized, an arrest
occurred at common law whenever an officer used
“either physical force” or “submission to the assertion
of authority” to detain an individual. Torres, 141 S.
Ct. at 995 (quoting Hodari D., 499 U.S. at 626)
(quotation marks and emphasis omitted). Here,
Officer Marzolf arrested the boys through both
means.4
4 The Court need not decide whether Officer Marzolf’s initial
stop of the two children could be justified under the narrow
exception in Terry, since his subsequent conduct plainly went far
beyond the minimal intrusions the Court allowed in that case.
11
A. Applying Physical Force To Detain An
Individual Constituted An Arrest At
Common Law.
1. At common law, the “quintessential ‘seizure of
the person’ . . . [was] the mere grasping or application
of physical force with lawful authority . . . .” Hodari
D., 499 U.S. at 624 (quoting 2 Webster, Dictionary of
the English Language). “All the authorities, from the
earliest time to the present, establish that a corporal
touch is sufficient to constitute an arrest, even though
the defendant do not submit.” Nicholl v. Darley, 2 Y.
& J. 399, 400, 148 Eng. Rep. 974 (Exch. 1828) (citing
Hodges, Cro. Jac. at 485, 79 Eng. Rep. at 414; see also
Torres, 141 S. Ct. at 996 (relying on Nicholl and
Hodges). At least where, as here, an officer intends to
detain a suspect, physically touches the suspect, and
the application of force is accompanied by the
suspect’s apprehension, there is no serious question
whether the officer arrested the suspect within the
common law meaning. Compare Torres, 141 S. Ct. at
1012 n.4 (Gorsuch, J., dissenting) (“Blackstone
equated a criminal arrest with ‘apprehending or
restraining one’s person . . . .’” (quoting 4 Blackstone,
Commentaries 1008 (alteration adopted))), with id. at
998 (majority op.) (arrest occurs where “force [is] used
to apprehend,” regardless of whether the suspect is
apprehended).
Common law courts have applied this rule for
centuries.5 More than four hundred years ago—and
5 Concurring in Minnesota v. Dickerson, Justice Scalia opined
that “the so-called night-walker statutes” existing at common
law “suggested” that “the ‘stop’ portion of the Terry ‘stop-andfrisk’ holding accords with the common law.” 508 U.S. at 380
12
decades before the Glorious Revolution and its
“attendant English Bill of Rights,” Timbs v. Indiana,
139 S. Ct. 682, 688 (2019)—the Star Chamber
considered whether a noble woman was immune from
arrest to execute a writ for a judgment of debt.
Rutland’s Case, 77 Eng. Rep. 332. The Countess was
indeed immune, meaning the serjeants-at-mace had
committed an unauthorized arrest because they
“shewed her their mace, and touching her body with
it, said to her, ‘we arrest you, madam . . . .” Id. at 336.
The King’s Bench in 1615 likewise found that a
bailiff’s placing his hand on an arrestee and
announcing, “[h]ere I do arrest you by virtue of a
warrant that I have,” was an arrest. Hodges v. Marks,
Cro. Jac. 485, 79 Eng. Rep. 414 (K.B. 1615). And in
1678, the King’s Bench found an arrest when a “bailiff
caught one by the hand (whom he had a warrant to
arrest) as he held it out of a window,” demonstrating
that the touch alone accomplished the seizure.
Anonymous, 1 Vent. 306, 86 Eng. Rep. 197 (K.B.
1678).
(Scalia, J., concurring). The Nightwalker Statutes did permit lay
“[w]atchmen . . . [to] virtue officii arrest all offenders, and
particularly nightwalkers, and commit them to custody till the
morning.” 4 Blackstone, Commentaries 289. But these statutes
merely specified who could lawfully make arrests, and for what
conduct. They provide no evidence that a watchman’s physical
detention of a suspicious person would not be considered an
arrest under the common law. See 2 Hale, A History of the Pleas
of the Crowns 88 (stating that “the constable may arrest
suspicious nightwalkers” (emphasis added)); 4 Blackstone,
Commentaries 289 (permitting a watchman to “commit [the
offender] to custody till the morning”); see also United States v.
Johnson, 921 F.3d 991, 1009–10 (11th Cir. 2019) (en banc)
(Jordan, J., dissenting) (collecting academic authorities).
13
This rule persisted beyond the Glorious
Revolution and reached the English pre-colonial
period unbroken. See, e.g., Anonymous, 87 Eng. Rep.
1060 (Q.B. 1702) (“If a window be open, and a bailiff
put his hand and touch one for whom he has a
warrant, he is thereby his prisoner, and may break
open the door to come at him.”). For example, in
Genner v. Sparks, the Queen’s Bench found no arrest
where a bailiff announced an arrest “but did not lay
his hands” on the suspect, having been warded off by
the suspect wielding a pitchfork as he retreated into
his home. 6 Mod. 173, 87 Eng. Rep. 928, 928–29 (Q.B.
1704). The court observed, however, that an arrest
would have occurred if the bailiff “had but touched the
defendant even with the end of his finger.” Id.; accord
Butler, 25 N.H. at 258 (“any touching, however slight,
is enough”).
The common law rule then crossed the Atlantic,
where American courts applied it at the Founding and
through the adoption of the Fourteenth Amendment
in similar fashion. Hodari D., 499 U.S. at 624 (citing
Whitehead v. Keyes, 85 Mass. 495, 501 (1862)); see also
Hart v. Flynn’s Ex’r, 8 Dana 190, 191 (Ky. Ct. App.
1839) (“Arrest signifies a restraint of the person, a
restriction of the right of locomotion[.]”); Montgomery
Cnty. v. Robinson, 85 Ill. 174, 176 (1877) (Arrest is the
“apprehension or detaining of the person in order to
be forthcoming to answer to an alleged or supposed
crime.”).
2. Under the common law, therefore, courts would
have agreed that Officer Marzolf’s handcuffing the
boys constituted arrests, and thus “seizures,” because
he touched them with the intent to apprehend them.
See United States v. Benner, 24 F. Cas. 1084, 1086–87
14
(C.C.E.D. Pa. 1830) (“An arrest is the taking, seizing
or detaining the person of another, touching or
putting hands upon him in the execution of process, or
any act indicating an intention to arrest.”). Of course,
Officer Marzolf did not merely touch the children—he
did much more. That he went beyond touching and
used handcuffs to detain them confirms that arrests
occurred under any reasonable interpretation of the
common law. See Torres, 141 S. Ct. at 1008 (Gorsuch,
J., dissenting) (concluding that “an ‘arrest’ at common
law ordinarily required possession”).
Given the breadth of the rule, which applies to far
less intrusive touching, it is of no consequence that
common law cases generally did not specifically rely
on the application of handcuffs. Courts should not
decline to “carve out [a] greater intrusion on personal
security” than the Framers foresaw “just because
founding-era courts did not confront apprehension” by
modern means. Torres, 141 S. Ct. at 998 (majority
op.). Here, placing the children in handcuffs—as they
lay face down on the ground—imposed an even greater
restraint on their liberty than simply grasping them,
and under any reading of the common law courts in
1791 and 1868 would have recognized that the officer
arrested them. See id. at 996–97; id. at 1008–10
(Gorsuch, J., dissenting) (arguing that an arrest
required a restraint on the suspect’s liberty in
addition to a physical touching).
Moreover, “the focus of the Fourth Amendment is
‘the privacy and security of individuals,’ not the
particular manner of ‘arbitrary invasion by
governmental officials.’” Torres, 141 S. Ct. at 998
(majority op.) (quoting Camara v. Mun. Ct. of City &
Cnty. of San Francisco, 387 U.S. 523, 528 (1967))
15
(alteration adopted). The Court “must take the long
view, from the original meaning of the Fourth
Amendment forward.” Kyllo, 533 U.S. at 40. Under
that view, an arrest undoubtedly occurred here.
B. Even Without Physical Force, Obtaining
Submission Through A Show Of
Authority Independently Constituted An
Arrest At Common Law.
Centuries of common law show that Officer
Marzolf also arrested W.Y. and S.Y. when he pointed
his gun at them and forced them to lay on the ground.
1. By the time of the Founding, common law
courts had established that an arrest occurs where an
officer obtains submission to a show of authority even
where physical touch is absent. The watershed case
came in 1738, in Horner v. Battyn, where “it was
objected that there had not been a legal arrest, as the
bailiff had never touched the defendant.” Nicholl, 148
Eng. Rep. at 974 (summarizing Horner, B.N.P. 62
(reprinted in William Lloyd, Cases on Civil Procedure
798 (1916))). The court nevertheless held that “this is
a good arrest; and if the bailiff who has a process
against one, says to him when he is on horse-back, or
in a coach, ‘you are my prisoner, I have a writ against
you,’ upon which he submits, turns back, and goes
with him, though the bailiff never touched him, yet it
is an arrest, because he submitted to process . . . .” Id.
at 974–75.
Since Horner, Anglo-American courts have
recognized this second form of arrest—where an
officer obtains submission to his show of authority
even without a physical touching. See, e.g., Pike v.
Hanson, 9 N.H. 491, 493 (1838) (citing Horner);
16
Hollister v. Goodale, 8 Conn. 332, 335 (1831) (same);
see also 1 William Dickinson, A Practical Exposition
of the Law Relative to the Office and Duties of a
Justice of the Peace 117 (London: Reed & Hunter
1813) (“If an officer say to the party, ‘I arrest you in
the king’s name;’ the party at his peril ought to obey
him; and if he have no lawful authority, the party
grieved may have his action of false imprisonment.”);
Sherriff of Hampshire v. Godfrey, 87 Eng. Rep. 1247,
1247 (K.B. 1738) (“[I]f he knows there is a process
against him, and submit to it, it is an arrest[.]”); 1
Richard Burn, The Justice of the Peace 275 (28th ed.
1837) (“In making the arrest, the constable or party
making it should actually seize or touch the offender’s
body, or otherwise restrain his liberty.” (emphasis
added)).
2. Accordingly, courts applying the common law
would have agreed that arrests occurred when Officer
Marzolf issued a command to stop, and the children
complied. Horner, B.N.P. 62. Based on only the
dispatcher’s description that one suspect was taller
than the other, Officer Marzolf instructed the boys to
stop, drew his weapon, ordered them to lie on the
ground, and stood over them with his weapon trained
on their backs even after their parents arrived on the
scene to identify them. Pet. 5–9.
The boys’ immediate compliance with Officer
Marzolf’s orders, faced with potentially deadly force,
was a quintessential “submission to the assertion of
authority.” Hodari D., 499 U.S. at 626 (emphasis
omitted). Founding- and Reconstruction-era courts
applying the common law would have thus found that
Officer Marzolf arrested the boys even before he
applied handcuffs and physically detained them.
17
*
*
*
In sum, the decision below would be
unrecognizable to those who ratified the Fourth and
Fourteenth Amendments. No common law court in
1791 or 1868 would have concluded that an officer did
not “arrest” two compliant children when he
handcuffed them and held them on the ground at
gunpoint. The Eighth Circuit’s contrary decision risks
the “arbitrary and oppressive interference by
enforcement officials with the privacy and personal
security of individuals” that the Fourth Amendment
was crafted to prevent. United States v. MartinezFuerte, 428 U.S. 543, 554 (1976).
CONCLUSION
The petition for a writ of certiorari should be
granted.
Respectfully submitted,
JESSICA RING AMUNSON
JENNER & BLOCK LLP
1099 New York Avenue, N.W.
Suite 900
Washington, D.C. 20001
(202) 639-6023
jamunson@jenner.com
THOMAS H. DUPREE JR.
Counsel of Record
MATT GREGORY
TODD W. SHAW
VICTORIA C. GRANDA
ADDISON BENNETT
GIBSON, DUNN & CRUTCHER LLP
1050 Connecticut Avenue, N.W.
Washington, D.C. 20036
(202) 955-8547
tdupree@gibsondunn.com
Counsel for Amicus Curiae
January 11, 2022
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.