Petition for Writ of Certiorari — Jeffrey Kinzle, Petitioner v. Eric Jackson
Supreme Court briefMay 26, 2022
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No. ___ – ________
In the Supreme Court of the United States
JEFFREY KINZLE,
Petitioner,
v.
ERIC JACKSON,
Respondent.
On Petition for a Writ of Certiorari to the
United States Court of Appeals for the Ninth Circuit
PETITION FOR A WRIT OF CERTIORARI
ANN K. WAGNER
Assistant Federal Public Defender
Counsel of Record
Mohammad Hamoudi
Assistant Federal Public Defender
Federal Public Defender’s Office
1601 Fifth Avenue, Suite 700
Seattle, Washington 98101
(206) 553-1100
Ann_Wagner@fd.org
Counsel for Petitioner
QUESTION PRESENTED
Whether, under § 2254(d), a federal court may “look through” to review the
decision of an inferior court when the high court offers additional reasoning
explaining the court’s decision on the relevant claim.
ii
TABLE OF CONTENTS
TABLE OF AUTHORITIES ......................................................................................... iv
QUESTION PRESENTED ............................................................................................ ii
PETITION FOR A WRIT OF CERTIORARI ................................................................ 1
OPINIONS AND ORDERS BELOW............................................................................. 1
JURISDICTION............................................................................................................. 1
STATUTORY PROVISION INVOLVED ...................................................................... 1
INTRODUCTION AND SUMMARY OF ARGUMENT ............................................... 2
STATEMENT OF THE CASE....................................................................................... 4
A.
During the Plea Process, Mr. Kinzle Received Inadequate and Irregular
Medication in Custody While His Attorney Ignored His Request to Obtain
His Mental Health Records. ......................................................................... 5
B.
In Postconviction Proceedings, the Washington Court of Appeals Rejects
Mr. Kinzle’s Personal Restraint Petition, and the Washington Supreme
Court Denies Review, Agreeing with the Court of Appeals But Adding
Additional Reasoning. .................................................................................. 9
C.
The Federal Courts, Following Ninth Circuit Precedent, Look Through
the Reasoned Washington Supreme Court Opinion to the Decision of the
Inferior Court. ............................................................................................. 10
REASONS FOR GRANTING THE PETITION .......................................................... 11
I.
The Ninth Circuit’s Doctrine Extending the Look-Through Doctrine to
Explained Decisions of the Washington Supreme Court Contravenes
Wilson v. Sellers and Conflicts With the Rule in Two Other Circuit
Courts. ......................................................................................................... 11
II.
The Decision Below Was Wrong. ............................................................... 12
CONCLUSION............................................................................................................. 17
iii
INDEX TO APPENDIX
Appendix A: Memorandum Opinion, Jeffrey Kinzle v. Eric Jackson,
No. 20-35747 (9th Cir. Feb. 25, 2022) .............................................................. 1a
Appendix B: Order Adopting Report and Recommendation, Jeffrey Kinzle v. Mike
Obenland, No. 14-cv-0703 (W.D. Wash. Aug. 21, 2020) .................................. 5a
Appendix C: Report and Recommendation, Jeffrey Kinzle v. Mike Obenland,
No. 14-cv-0703 (W.D. Wash., Oct. 9, 2019) .................................................... 17a
TABLE OF AUTHORITIES
Federal Cases
Barker v. Fleming, 423 F.3d 1085 (9th Cir. 2005) .......................................... 2, 10, 11
Barton v. Warden, Southern Ohio Correctional Facility, 786 F.3d 450 (6th Cir. 2015)
..................................................................................................................................... 12
Bond v. Beard, 539 F.3d 256 (3rd Cir. 2008) ............................................................ 12
Brumfield v. Cain, 576 U.S. 305 (2015) .................................................................... 11
Cooper v. Lafler, 376 F. App’x 563 (6th Cir. 2010) ............................................. 15, 16
Crace v. Herzog, 798 F.3d 840 (9th Cir. 2015) .......................................................... 13
Edwards v. Lamarque, 475 F.3d 1121 (9th Cir. 2007) ......................................... 2, 11
Lafler v. Cooper, 566 U.S. 156 (2012) .............................................................. 3, 12–16
Lambert v. Blodgett, 393 F.3d 943 (9th Cir. 2004) ................................................... 11
Lewis v. Lewis, 321 F.3d 824 (9th Cir. 2003) ............................................................ 11
Porter v. McCollum, 558 U.S. 30 (2009) .................................................................... 13
Strickland v. Washington, 466 U.S. 668 (1984) .......................................................... 3
Williams v. Taylor, 529 U.S. 362 (2000) ................................................................... 15
Wilson v. Sellers, 138 S. Ct. 1188 (2018) ..................................................... 2, 4, 10–13
Ylist v. Nunnemaker, 501 U.S. 797 (1991) ............................................................ 2, 11
Federal Statutes
28 U.S.C. § 1254 ........................................................................................................... 1
28 U.S.C. § 2254 ................................................................................................. 1, 4, 15
State Cases
In re Pers. Restraint of Crace, 174 Wn.2d 835 (2012) ............................................... 13
iv
PETITION FOR A WRIT OF CERTIORARI
Petitioner Jeffrey Kinzle respectfully petitions this Court for a writ of
certiorari to review the judgment of the United States Court of Appeals for the
Ninth Circuit.
OPINIONS AND ORDERS BELOW
The opinion of the court of appeals (Pet. App. A) is unreported but is
available at 2022 WL 576017.
JURISDICTION
The judgment of the court of appeals was entered February 25, 2022. The
jurisdiction of this Court is invoked under 28 U.S.C. § 1254(1).
STATUTORY PROVISION INVOLVED
28 U.S.C. § 2254(d)(1) provides:
(d) An application for a writ of habeas corpus on behalf of a person
in custody pursuant to the judgment of a State court shall not be
granted with respect to any claim that was adjudicated on the
merits in State court proceedings unless the adjudication of the
claim-(1) resulted in a decision that was contrary to, or involved an
unreasonable application of, clearly established Federal law, as
determined by the Supreme Court of the United States; or….
1
INTRODUCTION AND SUMMARY OF ARGUMENT
In Wilson v. Sellers, this Court made clear that the “look-through” procedure
first announced in Ylist v. Nunnemaker, 501 U.S. 797 (1991), continued to apply in
habeas cases where the last decision by a state court “does not come accompanied
with [ ] reasons.” Wilson v. Sellers, 138 S. Ct. 1188, 1192 (2018). When “the last
state court to decide a prisoner’s federal claim explains its decision on the merits in
a reasoned opinion,” in contrast, “[t]his is a straightforward inquiry.” Id. The
reviewing court “simply reviews the specific reasons given by the state court and
defers to those reasons if they are reasonable.” Id; see also Wilson v. Sellers, 138 S.
Ct. 1188, 1198 (2018) (Gorsuch, J., dissenting) (citation omitted) (“As the text and
our precedent make clear, a federal habeas court must focus its review on the final
state court decision on the merits, not any preceding decision by an inferior state
court.”).
In the wake of Wilson, however, the Ninth Circuit continues to adhere to a
doctrine that allows it to look through reasoned decisions when the higher court
“adopts” the reasoning of the lower court. Barker v. Fleming, 423 F.3d 1085, 1093
(9th Cir. 2005); Edwards v. Lamarque, 475 F.3d 1121, 1126 (9th Cir. 2007). In some
cases, this may be harmless—there may be no other reasoning. But in Mr. Kinzle’s
case, this doctrine allowed the Ninth Circuit panel to ignore specific reasoning from
the Deputy Supreme Court Commissioner that was “contrary to” Lafler v. Cooper
and Strickland v. Washington in favor of arguably better reasoning from the
Washington Court of Appeals.
2
Mr. Kinzle’s federal habeas petition concerned his attorney’s failure to
investigate his uncontrolled mental illness and the erratic and insufficient
medication he was receiving in custody as compared to his preexisting medication
protocol. As Mr. Kinzle’s bipolar disorder raged, his trial attorney’s failure to follow
up on pleas to look into his mental health records led him to reject a favorable plea
offer. Once his medications were renewed and his mental illness was stabilized, he
declared that had his attorney assisted him to regain proper and consistent
medications so his mental illness was controlled during the plea process, he would
have accepted the offer.
The Ninth Circuit failed entirely to address the concluding reason given by
the Deputy Commissioner, and the basis for the certificate of appealability awarded
by a two-judge motions panel for that Court: that Mr. Kinzle could not prove the
prejudice prong of his ineffective assistance claim because Mr. Kinzle “fail[ed] to
show that under the circumstances of this case the choice to make the State prove
the charges at trial was one that a person in a stable mental condition could not
have reasonably made.” 1-ER-19 (emphasis added).” This standard was contrary to
the clearly established Lafler/Strickland inquiry because it substituted an objective
inquiry for the subjective question whether the petitioner would have accepted the
plea under the counterfactual and raised the prejudice bar far beyond “a reasonable
probability” of that result. See Lafler v. Cooper, 566 U.S. 156, 164 (2012); Strickland
v. Washington, 466 U.S. 668, 694 (1984).
3
Instead, the Ninth Circuit panel noted that the Deputy Commissioner had
initially recited the correct standard (“a reasonable probability the outcome would
have been different”). Pet. App. A at 3a; see 1-ER-19. The panel went on to
emphasize the point on which the Deputy Commissioner purportedly “incorporated”
the opinion of the Court of Appeals: that the chain of causation from seeking
treatment for Mr. Kinzle’s documented mental illness to him recovering a mental
state in which he would have pleaded guilty was “too speculative.” Pet. App. A at
3a. But it failed to note that this statement was immediately followed by the abovereferenced conclusion, directly conflicting with Lafler and Strickland, which
indicated the Deputy Commissioner had been testing the connection between the
trial attorney’s deficiency and Mr. Kinzle’s failure to plead guilty according to a
much more stringent test than the one supplied by Supreme Court precedent. 1-ER19.
Under Wilson, the Ninth Circuit should have this reviewed this conclusion
and tested it against the § 2254(d) thresholds. 138 S. Ct. at 1192. Because it
overlooked this reasoning in favor of the conclusions of the inferior court, defying a
recent decision of this Court, certiorari should be granted.
STATEMENT OF THE CASE
Mr. Kinzle presented a claim of ineffective assistance of counsel during the
plea process to the Washington Court of Appeals and the Washington Supreme
Court, which adjudicated his claim on the merits. His claim was based upon
counsel’s failure to investigate his mental state during this process.
4
The facts presented in that proceeding demonstrate that Mr. Kinzle suffered from
serious mental illness, which was not properly or regularly medicated by the
Snohomish County Jail, and which directly led to rejection of two favorable plea
offers by the state. Mr. Kinzle also established, through expert testimony, his own
declaration, and other evidence, that if he had been properly medicated, he would
have accepted the offers.
A.
During the Plea Process, Mr. Kinzle Received Inadequate and
Irregular Medication in Custody While His Attorney Ignored His
Request to Obtain His Mental Health Records.
Mr. Kinzle was charged in Snohomish County, Washington, with indecent
liberties, failure to register as a sex offender, and molestation. 2-ER-110; 2-ER-112;
2-ER-114. The Snohomish County Public Defender, through assistant public
defender Cassie Trueblood, was appointed to represent Mr. Kinzle in all three cases.
2-ER-172–77.
After his arrest, Mr. Kinzle informed jail staff that he had prescriptions for
Lithium, Efexor, Trazodone, Dexedrine, and Lorazepam. 2-ER-132. But throughout
the period between his arrest and two plea offers, he received inadequate and
irregular medication for conditions that required continuous medication and
monitoring. 2-ER-27; 2-ER-149–167; see, e.g., 2-ER-134 (written request for jail
“Medication Assistance” dated April 21, 2011: “Problem: I have been waiting since
the day I was arrested [] to get at least some of my medications the ones that are
most important are my lithium my bipolar is acting up real bad I am cycling verry
[sic] quickly and am not sleeping verry [sic] well or regularly….”). An expert
declaration in the state proceeding established that Mr. Kinzle’s bipolar disorder
5
required continuous treatment with lithium, whose dosage must be “carefully
titrated, i.e., measured, so that the dose is not toxic and is clinically effective.
Titration requires systematic blood workups to determine the patient’s lithium
level.” Decl. of Dr. Breen, 2-ER-124. Mr. Kinzle’s blood lithium levels were not even
measured until November 16, 2011, after he had already rejected the two plea
offers. 2-ER-166. As a result of this inadequate medication and monitoring, the
expert found that during the time that Mr. Kinzle first came in contact with his
defense counsel, Cassie Trueblood, he was experiencing signs of mania and likely
depression. 2-ER-121.
Although Ms. Trueblood had in her file a pretrial interview with Mr. Kinzle
indicating he suffered from bipolar disorder, and Mr. Kinzle specifically requested
that she obtain his “mental helth [sic] records from Anchorage Jail anchorage AK –
2010 – palmer correctional center – palmer AK – Mat-Sue – pretrial – palmer AK, Mat-Sue – behavioral helth [sic] – Wasilla AK – bolth 2004-2005 records and 20102009,” 2-ER-190, she never made an attempt to obtain these records or further
investigate his mental health.
On April 7, 2011, the State made a plea offer to Mr. Kinzle which encompassed
all three of his cases; Ms. Trueblood received the offer on April 26, 2011. 2-ER-304.
If Mr. Kinzle pled guilty to both the indecent liberties and child molestation
charges, he could expect a standard guideline range suggesting a minimum of
between 108 and 144 months of imprisonment to life, and the prosecutor would
recommend the low-end standard-range sentence of a minimum of 108 months to
6
life for both convictions. The prosecutor would also dismiss the failure-to-registeras-a-sex-offender charge. 2-ER-304. Ms. Trueblood conveyed this offer to Mr. Kinzle.
2-ER-71.
When the prosecutor’s deadline to accept the offer passed on May 20, 2011, the
State amended the information on June 10, 2011, adding a second count of child
molestation. 2-ER-3–14.
In late June of 2011, Mr. Kinzle made a counter offer through Ms.
Trueblood to plead to a single sex offense. 2-ER-316–32. The prosecutor responded
with some hesitation about “get[ting] the emotional roller coaster going,” but
ultimately, on June 28, 2011, agreed to drop the indecent liberties charge and have
him plead to child molestation and a non-sex related assault—which would have
resulted in a range of 108 to 144 months. 2-ER-334. Mr. Kinzle rejected this offer. 2ER-337.
On July 6, 2011, Ms. Trueblood wrote the prosecutor informing him that
Mr. Kinzle had reconsidered his opinion on the June 28, 2011 offer he had
rejected. 2-ER-339. She added “he indicates he would accept it and plea ASAP.
Any chance that’s still open?” Id.
Immediately following this query, Mr. Kinzle’s medication was abruptly
discontinued: he did not receive any medication from July 7–31, 2011. 2-ER-151. On
July 8, 2011, the prosecutor, after checking with the victims, responded
7
“[r]e Kinzle, I am inclined to do it…Will he really pull the trigger? I don’t want to
waste their time and emotions if he is not committed.” 2-ER-342. Ms. Trueblood
reassured him, and they scheduled a change of plea hearing for July 21, 2011. Id.
On July 21, 2011, after two weeks of receiving no psychiatric medication
whatsoever, Mr. Kinzle appeared before the Honorable Eric Z. Lucas. 1-ER-33–38.
The prosecutor informed the court that if Mr. Kinzle did not accept the offer, he
would never see this offer again. 1-ER-35. Ms. Trueblood responded that the case
should be set over for the following day so Mr. Kinzle could move to replace her
because there had been a severe breakdown in communications. 1-ER-35–36. Judge
Lucas inquired with Mr. Kinzle directly. 1-ER-36–38. Mr. Kinzle rejected the plea
offer; acknowledged that his request to have Ms. Trueblood replaced would disrupt
the interview process of two witnesses; and announced his intention to have Ms.
Trueblood replaced. Id.
Mr. Kinzle proceeded to trial (with Ms. Trueblood as counsel) and was
convicted. By rejecting the plea offers, Mr. Kinzle exposed himself to both a higher
sentence range and consecutive sentencing on the three separate cases. Had he
accepted the original offer, under Washington State’s mandatory sentencing
guideline scheme his minimum term for all three cases could be no greater than 144
months and, given the prosecutor’s recommendation, could be as low as 108 months.
After going to trial, Mr. Kinzle received a total minimum term of 273 months. 2-ER75, 2-ER-93.
8
Once he was stabilized, Mr. Kinzle stated in his declaration that had he been
mentally stable and been able to trust Ms. Trueblood’s advice, he would have
accepted the offer and not gone to trial on any of his cases. 2-ER-68–70.
B.
In Postconviction Proceedings, the Washington Court of Appeals
Rejects Mr. Kinzle’s Personal Restraint Petition, and the
Washington Supreme Court Denies Review, Agreeing with the
Court of Appeals But Adding Additional Reasoning.
Mr. Kinzle brought his IAC claim in a personal restraint petition in the
Washington Court of Appeals. While he alleged that Ms. Trueblood’s failure to
investigate his inadequate and irregular medication at the jail led directly to his
manic decision to decline the two plea favorable offers, the Washington Court of
Appeals ruled that this link was “speculative and tenuous,” and that he therefore
had not shown a reasonable probability that he would have pled guilty absent Ms.
Trueblood’s deficient performance. 1-ER-31–32.
The Washington Supreme Court then issued a “reasoned” opinion denying
review of the petition. Although it agreed with the Court of Appeals that the link
was “tenuous,” the Deputy Supreme Court Commissioner also offered his own
reasoning, indicating that he had measured this causal claim under a much higher
standard than that required by Strickland and Lafler: “He fails to show that under
the circumstances of this case the choice to make the State prove the charges at
trial was one that a person in a stable mental condition could not have reasonably
made.” 1-ER-19. This standard was not only higher than a “reasonable probability”
of pleading guilty, but also turned the subjective question of whether this petitioner
9
would have accepted the plea into whether any objective “reasonable person” could
have made the same decision the petitioner did.
C.
The Federal Courts, Following Ninth Circuit Precedent, Look
Through the Reasoned Washington Supreme Court Opinion to the
Decision of the Inferior Court.
In assessing Mr. Kinzle’s IAC claim, the federal district court analyzed not
the Washington Supreme Court opinion, but the decision of the lower court: “[T]he
Court is assured by the Commissioner’s report that the Court of Appeals’ decision
resolved Petitioner’s claim on the merits and applied the appropriate constitutional
standard.” Pet. App. B at 10a.
The Ninth Circuit ignored this Court’s holding in Wilson, then invoked Ninth
Circuit precedent allowing the federal court to look through the last reasoned
decision if that decision “adopted or substantially incorporated the reasoning from a
previous decision.” Pet. App. A at 3a (quoting Barker, 423 F.3d at 1093). Reviewing
the decisions in tandem, the Court held that the Court of Appeals and Deputy
Supreme Court Commissioner had reasonably reasoned that the “logical chain
necessary” to demonstrate prejudice was too “speculative.” Pet. App. A at 3a–4a. It
did not quote or discuss the wildly incorrect prejudice standard that the Deputy
Commissioner had used to measure this argument—the issue on which the
certificate of appealability and the briefing had been based.
//
10
REASONS FOR GRANTING THE PETITION
I.
The Ninth Circuit’s Doctrine Extending the Look-Through
Doctrine to Explained Decisions of the Washington Supreme
Court Contravenes Wilson v. Sellers and Conflicts With the Rule
in Two Other Circuit Courts.
This Court has emphasized multiple times that the look-through doctrine is a
limited exception to the general rule that federal courts review the last decision of a
state court. See Ylst v. Nunnemaker, 501 U.S. 797, 803 (1991); Wilson v. Sellers, 138
S. Ct. 1188 (2018); Brumfield v. Cain, 576 U.S. 305, 313 (2015). It applies only to
“an unexplained order (by which we mean an order whose text or accompanying
opinion does not disclose the reason for the judgment).” Ylst, 501 U.S. at 802. In
contrast, “when the last state court to decide a prisoner’s federal claim explains its
decision on the merits in a reasoned opinion […] a federal habeas court simply
reviews the specific reasons given by the state court and defers to those reasons if
they are reasonable. We have affirmed this approach time and again.” Wilson, 138
S. Ct. at 1192; see also Wilson, 138 S. Ct. at 1198 (Gorsuch, J., dissenting) (“As the
text and our precedent make clear, a federal habeas court must focus its review on
the final state court decision on the merits, not any preceding decision by an inferior
state court.”).
The Ninth Circuit’s pre-Wilson court-made exception to this doctrine when an
opinion “adopted or substantially incorporated the reasoning from a previous
decision,” violates this rule. Barker, 423 F.3d at 1093 (9th Cir. 2005) (citing Lambert
v. Blodgett, 393 F.3d 943, 970 n.17 (9th Cir. 2004); Lewis v. Lewis, 321 F.3d 824, 829
(9th Cir. 2003)); see also Edwards, 475 F.3d at 1126. If a higher court offers its own
11
reasons in addition to its approval of the lower court opinion, the latter decision is
“reasoned” and the federal court must assess those reasons, not those of the inferior
court.
The Ninth Circuit exception conflicts with the Third Circuit, in which the
lower court decision is only consulted when it “has not been supplemented in a
meaningful way by the higher state court.” Bond v. Beard, 539 F.3d 256, 289 (3rd
Cir. 2008). It also conflicts with the Sixth Circuit, which holds,
[W]e must [ ] defer to the last reasoned state-court opinion, rather
than try to string together a series of state opinions piecemeal for
each claim. As the Supreme Court made clear in Ylst, the core
purpose of this rule is to improve “administrability” and “accuracy”
amongst the lower federal courts . . . These objectives are
contravened when a court attempts to combine various state-court
decisions together for purposes of reviewing a single claim.
Barton v. Warden, Southern Ohio Correctional Facility, 786 F.3d 450, 463 (6th Cir.
2015). In either of these Circuits, Mr. Kinzle’s claim would be assessed solely on
review of the Deputy Commissioner’s reasoned decision, including the concluding
sentence, which was contrary to the prejudice standard in Strickland and Lafler.
II.
The Decision Below Was Wrong.
The panel decision ignored the concluding sentence in the last reasoned
opinion showing that the Deputy Commissioner had applied a prejudice standard
contrary to Strickland and Lafler, while deferring to an amalgamation of the bestreasoned portions of the inferior court and higher court decisions. Pet. App. A at 3a.
This was error, because under Wilson, a federal court’s task is to identify a single,
final decision that explains the court’s reasoning: “[W]hen the last state court to
decide a prisoner’s federal claim explains its decision on the merits in a reasoned
12
opinion[,] a federal habeas court simply reviews the specific reasons given by the
state court and defers to those reasons if they are reasonable.” Wilson, 138 S. Ct. at
1192 (emphasis added). Here, the last state court to decide Mr. Kinzle’s ineffective
assistance claim was the Washington Supreme Court, through its Deputy
Commissioner, and that court supplied its decision on the merits in a reasoned
opinion.
The decision of the Washington Supreme Court Deputy Commissioner was
“contrary to” or “an unreasonable application of” Lafler and Strickland because it
substituted an objective prejudice standard for Lafler’s subjective one, and thereby
distorted the Strickland query into the existence of a “reasonable probability of a
different result.” It also found evidence of Mr. Kinzle’s subjective probability of
accepting the plea offer “speculative,” even though Lafler endorsed the Sixth
Circuit’s finding of prejudice based on the same kind of evidence. Finally, it imposed
a higher prejudice standard than that found in either Lafler or Strickland.
Because the Deputy Commissioner did not address whether counsel was
deficient under Strickland, the deficiency prong is subject to de novo review.
Porter v. McCollum, 558 U.S. 30, 39 (2009). As to prejudice, the Deputy
Commissioner at first correctly framed the rule under Strickland: “Mr. Kinzle does
not show, as he must, that there is a reasonable probability the outcome would have
been different in the absence of the deficient performance.” 1-ER-19. 1 But when it
1 Notably, however, the authority the Deputy Commissioner cited for this standard
was a Washington case, In re Pers. Restraint of Crace, 174 Wn.2d 835, 842 (2012),
13
came to explaining how this rule applied to the specific plea argument controlled by
Lafler, the Deputy Commissioner neither cited this Court’s opinion in Lafler nor
stated the correct rule from Lafler. Lafler makes clear that Mr. Kinzle’s burden was
to demonstrate that but for his attorney’s deficiency in failing to investigate his
mental state, there was “a reasonable probability that . . . the defendant would have
accepted the plea . . . and that the conviction or sentence, or both, under the offer’s
terms would have been less severe than under the judgment and sentence that in
fact were imposed.” Lafler, 566 U.S. at 164. But the Deputy Commissioner stated
this burden very differently:
[H]ow Mr. Kinzle may have judged a plea offer under a different
mental state is wholly speculative, despite Mr. Kinzle’s assertion.
He fails to show that under the circumstances of this case the choice
to make the State prove the charges at trial was one that a person in
a stable mental condition could not have reasonably made.
Id. (emphasis added). Rather than being asked to show a reasonable probability
that he, the defendant, would have accepted the plea, the Deputy Commissioner
required him to show that an objectively reasonable person in his position would
necessarily have accepted the plea. The declaration was not the only piece of
evidence provided. Mr. Kinzle accepted responsibility for his actions at sentencing
after his medication had been increased. 2-ER-293; see Lafler at 171 (“[A] court may
take account of a defendant’s earlier expressed willingness, or unwillingness, to
accept responsibility for his or her actions.”).
that was later held to be an unreasonable application of Strickland’s prejudice
analysis by the Ninth Circuit. See Crace v. Herzog, 798 F.3d 840 (9th Cir. 2015).
14
The Lafler standard specifically asks for subjective evidence of what the
defendant himself would have done. See Lafler, 566 U.S. at 167 (“He maintains
that, absent ineffective counsel, he would have accepted a plea offer for a sentence
the prosecution evidently deemed consistent with the sound administration of
criminal justice.”). Indeed, the Lafler Court agreed that “respondent ha[d] shown”
prejudice in the record before the Sixth Circuit, which consisted of the petitioner’s
own testimony on the question of what he would have done under the
counterfactual. See id. at 174 (citing Cooper v. Lafler, 376 F. App’x. 563, 571–72
(6th Cir. 2010)).
By changing the subjective prejudice test from Lafler to an objective test, the
Deputy Commissioner’s decision was “contrary to” Lafler because it “applie[d] a rule
that contradicts the governing law set forth in our case[ ],” Williams v. Taylor, 529
U.S. 362, 405 (2000). This alteration of the required test for prejudice is quite
similar to the “contrary to” example discussed in Williams itself. Id. at 405–06
(substituting a preponderance-of-the-evidence standard for Strickland’s “reasonable
probability of a different result” standard would be “contrary to” Strickland). The §
2254(d) standard is met for this reason alone.
Second, the Deputy Commissioner’s decision rejected Mr. Kinzle’s own
“assertion” of what he would have done if properly medicated as “merely
speculative,” despite the fact that this Court had endorsed a similar counterfactual
showing before the lower courts in Lafler. Specifically, at the precise pin cite where
the this Court had endorsed the prejudice showing of the Lafler petitioner, the Sixth
15
Circuit had rejected the state’s argument that the petitioner’s own statement was
insufficient to demonstrate he would have accepted the guilty plea:
He testified that, had he known that a conviction for assault with
intent to commit murder was possible, he would have accepted the
state’s offer. Nevertheless, although this evidence is uncontradicted,
the state suggests that petitioner cannot show prejudice with his
“own self-serving statement.” Appellant’s Br. at 27. There is no legal
basis for us to impose a requirement that habeas petitioners provide
additional evidence, and we have declined to create this rule in the
past. To do so would contradict the Supreme Court’s holdings that
petitioner need only establish a “reasonable probability” that the
result would have been different. See Hill [v. Lockhart], 474 U.S.
[52,] 59, 106 S. Ct. 366.
Cooper, 376 F. App’x at 571–72 (non-Supreme Court citations omitted). Mr. Kinzle’s
showing that he would have accepted the plea bargain offered absent his attorney’s
failure to consider, investigate, and evaluate his mental state, was precisely the
same kind of evidence; and dismissing it as “merely speculative” was therefore
contrary to or an “unreasonable application” of the Strickland/Lafler standard.
Finally, the Washington Deputy Commissioner invented a likelihood
requirement out of whole cloth: that Mr. Kinzle prove that a reasonable person in
his position would never have rejected the plea offer. 1-ER-19 (“He fails to show
that under the circumstances of this case the choice to make the State prove the
charges at trial was one that a person in a stable mental condition could not have
reasonably made.”). The Lafler standard, like the general Strickland standard it is
derived from, requires something less than a preponderance. See Strickland, 466
U.S. at 694. The question Lafler poses is the existence of “a reasonable probability
that . . . the defendant would have accepted the plea . . .”, Lafler, 566 U.S. at 164, so
requiring Mr. Kinzle to prove that any reasonable person in his position would have
16
taken the plea offer improperly raised the standard, in addition to displacing the
analysis from his subjective mental state onto that of a reasonable person. Because
the Commissioner applied the wrong legal standard, the prejudice prong is subject
to de novo review.
CONCLUSION
For the foregoing reasons, this Court should grant the Petition for a Writ of
Certiorari.
Respectfully submitted this 26th day of May, 2022.
s/ Ann K. Wagner
Counsel of Record
Assistant Federal Public Defender
s/ Mohammad Hamoudi
Assistant Federal Public Defender
Counsel for Petitioner
17
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