Amicus Curiae Brief — Rodney Renia Young, Petitioner v. Georgia
Supreme Court briefDec 27, 2021
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No. 21-782
Capital Case
In the
Supreme Court of the United States
RODNEY RENIA YOUNG,
Petitioner,
v.
STATE OF GEORGIA,
Respondent.
On Petition for a Writ of Certiorari to
the Supreme Court of Georgia
BRIEF OF THE RUTHERFORD INSTITUTE,
CONSERVATIVES CONCERNED ABOUT THE
DEATH PENALTY, AND BRETT HARRELL AS
AMICI CURIAE IN SUPPORT OF PETITIONER
John W. Whitehead
William E. Winters
The Rutherford Institute
109 Deerwood Road
Charlottesville, VA 22911
(434) 978-3888
Attorneys for Amicus
Curiae The Rutherford
Institute
Caitlin Halligan
Counsel of Record
Hannah Belitz
Claire O’Brien
Denae K assotis
Douglas Wagner
Selendy & Gay PLLC
1290 Avenue of the Americas
New York, NY 10104
(212) 390-9000
challigan@selendygay.com
Attorneys for Amici Curiae
309373
TABLE OF CONTENTS
INTEREST OF AMICI CURIAE ................................. 1
SUMMARY OF ARGUMENT ..................................... 2
ARGUMENT ................................................................ 4
I.
II.
BURDENS OF PROOF REFLECT
SOCIETAL JUDGMENTS ABOUT THE
PROPER ALLOCATION OF RISK ..................... 4
A.
Beyond A Reasonable Doubt Is A
Burden Intended To Safeguard
Individual Liberty From
Governmental Overreach ............................. 4
B.
Preponderance Of The Evidence Is
Intended To Balance The Risk Of
Error Where An Individual Seeks To
Assert A Constitutional Right ...................... 5
C.
Only Georgia Requires Proof Beyond
A Reasonable Doubt For
Intellectually Disabled Individuals To
Invoke Their Right Not To Be
Executed ...................................................... 10
BEYOND A REASONABLE DOUBT
CANNOT BE THE STANDARD FOR
VINDICATING CONSTITUTIONAL
RIGHTS .............................................................. 12
A.
A Compelling Reason Must Exist To
Impose A Heightened Burden .................... 13
i
B.
Georgia Has No Compelling Reason
For Imposing A Heightened Burden .......... 14
CONCLUSION .......................................................... 18
ii
TABLE OF AUTHORITIES
Page
Cases
Addington v. Texas,
441 U.S. 418 (1979) ..................................... 4, 5, 6
Apprendi v. New Jersey,
530 U.S. 466 (2000) ............................................. 4
Atkins v. Virginia,
536 U.S. 304 (2002) ................................... passim
Bailey v. Alabama,
219 U.S. 219 (1911) ........................................... 16
Baskerville v. Mulvaney,
411 F.3d 45 (2d Cir. 2005) ................................... 6
Bearchild v. Cobban,
947 F.3d 1130 (9th Cir. 2020) ............................. 6
Bobby v. Bies,
556 U.S. 825 (2009) ........................................... 15
Brady v. Maryland,
373 U.S. 83 (1963) ........................................... 7, 8
Campbell v. Pa. Sch. Bd. Ass’n,
972 F.3d 213 (3d Cir. 2020), cert. denied,
141 S. Ct. 2854 (2021) ......................................... 9
Castro v. County of Los Angeles,
833 F.3d 1060 (9th Cir. 2016) ............................. 6
iii
Coker v. Georgia,
433 U.S. 584 (1977) ............................................. 9
Conley v. United States,
5 F.4th 781 (7th Cir. 2021) .................................. 8
Cooper v. Oklahoma,
517 U.S. 348 (1996) ........................... 5, 11, 15, 16
Crawford-El v. Britton,
523 U.S. 574 (1998) ............................................. 9
Cruzan v. Dir., Mo. Dep’t of Health,
497 U.S. 261 (1990) ........................................... 13
Drumgold v. Callahan,
707 F.3d 28 (1st Cir. 2013) .................................. 7
Ford v. Wainwright,
477 U.S. 399 (1986) ............................................. 5
Franks v. Delaware,
438 U.S. 154 (1978) ............................................. 7
Gilmore v. Taylor,
508 U.S. 333 (1993) ........................................... 14
Grogan v. Garner,
498 U.S. 279 (1991) ............................................. 6
Hall v. Florida,
572 U.S. 701 (2014) ........................................... 12
Harris v. Ariz. Indep. Redistricting Comm’n,
578 U.S. 253 (2016) ............................................. 8
iv
Head v. Hill,
587 S.E.2d 613 (Ga. 2003) ................................. 17
Herman & MacLean v. Huddleston,
459 U.S. 375 (1983) ............................................. 6
Hill v. Humphrey,
662 F.3d 1335 (11th Cir. 2011), cert.
denied, 566 U.S. 1041 (2012) ............................ 16
Hunter v. Underwood,
471 U.S. 222 (1985) ............................................. 8
Johnson v. California,
545 U.S. 162 (2005) ............................................. 7
Jones v. Campbell,
436 F.3d 1285 (11th Cir. 2006) ........................... 8
Kyles v. Whitley,
514 U.S. 419 ......................................................... 8
Leland v. Oregon,
343 U.S. 790 (1952) ............................................. 4
Madison v. Comm’r, Ala. Dep’t of Corr.,
761 F.3d 1240 (11th Cir. 2014) ........................... 7
McCarty v. Henson,
749 F.2d 1134 (5th Cir. 1984) ............................. 8
Medina v. California,
505 U.S. 437 (1992) ........................................... 12
Moore v. Texas,
137 S. Ct. 1039 (2017) ....................................... 12
v
Patterson v. New York,
432 U.S. 197 (1977) ....................................... 5, 15
People v. Vasquez,
84 P.3d 1019 (Colo. 2004) (en banc) .................. 11
Raulerson v. Warden,
928 F.3d 987 (11th Cir. 2019), cert.
denied, 140 S. Ct. 2568 (2020) .......................... 16
Speiser v. Randall,
357 U.S. 513 (1958) ......................................... 4, 5
State v. Grell,
135 P.3d 696 (Ariz. 2006) (en banc) .................. 11
Strickland v. Washington,
466 U.S. 668 (1984) ............................................. 8
Stripling v. State,
711 S.E.2d 665 (Ga. 2011) ................................. 16
Tatro v. Kervin,
41 F.3d 9 (1st Cir. 1994) ...................................... 7
Tijani v. Willis,
430 F.3d 1241 (9th Cir. 2005) ............................. 4
United States v. Bagley,
473 U.S. 667 (1985) ............................................. 8
United States v. Garcia,
793 F.3d 1194 (10th Cir. 2015) ........................... 7
In re Winship,
397 U.S. 358 (1970) ......................................... 4, 5
vi
Woodson v. North Carolina,
428 U.S. 280 (1976) (plurality opinion) .............. 5
Young v. State,
860 S.E.2d 746 (Ga. 2021) ................................. 10
Statutes & Rules
28 U.S.C. § 2254 ...................................................... 16
42 U.S.C. § 1983 ........................................................ 9
Ga. Code § 17-7-131 ................................................ 10
Other Authorities
John H. Blume et al., A Tale of Two (and
Possibly Three) Atkins, 23 WM. & MARY
BILL RTS. J. 393 (2014) ...................................... 15
Jenny-Brooke Condon, Denialism and the
Death Penalty, 97 WASH. U. L. REV. 1397
(2020) ................................................................. 18
Facts About the Death Penalty, DEATH
PENALTY INFO. CTR.,
https://documents.deathpenaltyinfo.org/p
df/FactSheet.pdf (last updated Dec. 9,
2021)................................................................... 14
THE FEDERALIST NO. 1 (Alexander Hamilton)
(Coventry House Publishing ed., 2015) .............. 2
vii
Adam M. Gershowitz, Pay Now, Execute
Later: Why Counties Should Be Required
to Post a Bond to Seek the Death Penalty,
41 U. RICH. L. REV. 861 (2007) .......................... 17
Hon. Calvin Johnson, An Analysis of the
Economic Cost of Maintaining a Capital
Punishment System in the Pelican State
(2019),
https://law.loyno.edu/sites/default/files/ec
onomic_cost_paper_la_5.1.2019.pdf .................. 17
Lauren Sudeall Lucas, An Empirical
Assessment of Georgia’s Beyond a
Reasonable Doubt Standard to Determine
Intellectual Disability in Capital Cases,
33 GA. ST. U. L. REV. 553 (2017) ....................... 10
viii
INTEREST OF AMICI CURIAE1
The Rutherford Institute is an international
nonprofit organization headquartered in Charlottesville, Virginia. Founded in 1982 by its President,
John W. Whitehead, the Institute provides legal assistance at no charge to individuals whose constitutional
rights have been threatened or violated and educates
the public about constitutional and human rights issues affecting their freedoms. The Rutherford Institute works tirelessly to resist tyranny and threats to
freedom by seeking to ensure that the government
abides by the rule of law and is held accountable when
it infringes on the rights guaranteed to persons by the
Constitution and laws of the United States.
Conservatives Concerned About the Death
Penalty is a network of political and social conservatives who believe that the death penalty contradicts
conservative values because it is an inefficient, arbitrary, and wasteful system that devalues human life.
Brett Harrell is an American politician from
Georgia who served as a Republican member of the
Georgia House of Representatives from the 106th District from 2011 to 2021. Before that, Harrell served as
mayor of Snellville, Georgia, from 2000 to
1 Pursuant to Supreme Court Rule 37.6, counsel for amici curiae
states that no counsel for a party authored this brief in whole or
in part, and no person or entity other than amici curiae or their
counsel made a monetary contribution to this brief’s preparation
or submission. Pursuant to Supreme Court Rule 37.2, notice was
given to all parties, and all parties have consented to the filing of
this brief.
2003. Harrell introduced House Bill 702 to repeal the
death penalty in Georgia in 2019 and is an active member of Georgia Conservatives Concerned About the
Death Penalty.
Amici have an interest in this matter because it
deals with fundamental questions about governmental
infringement on individual rights guaranteed by the
Constitution, and in particular presents an opportunity to correct Georgia’s outlier approach to the
Eighth Amendment and the Due Process Clause.
SUMMARY OF ARGUMENT
The sanctity of individual liberty and the protection of individual rights against government overreach lie at the heart of this country’s founding. See,
e.g., THE FEDERALIST NO. 1, at 3 (Alexander Hamilton)
(Coventry House Publishing ed., 2015) (“I propose, in
a series of papers, to discuss … [t]he additional security which … adoption [of the proposed Constitution]
will afford to the preservation of that species of government, to liberty, and to property.”).
One way in which our legal system protects individual rights and liberties, including those guaranteed by the Eighth and Fourteenth Amendments, is
through the imposition of standards of proof. Standards of proof serve to allocate the risk of error between
the parties involved, and reflect a societal judgement
about which party should bear that risk. Cases involving more serious consequences, such as the potential
loss of liberty, demand a higher standard of
proof. Thus, in the criminal context, the government
typically bears the risk of error: it must prove its case
beyond a reasonable doubt in order to decrease the
2
likelihood of punishing an innocent person. Preponderance of the evidence, in contrast, more evenly balances the risk of error between the parties. When an
individual alleges that the government has violated
his constitutional right, he must generally do so by a
preponderance of the evidence. This standard reflects
a societal consensus that, when constitutional rights
are at stake, the individual and the government should
typically share the risk of error.
Georgia has departed from this allocation of
risk. It requires intellectually disabled individuals
facing the death penalty to prove their disability beyond a reasonable doubt—despite this Court’s holding
in Atkins v. Virginia, 536 U.S. 304 (2002), that the
Eighth Amendment prohibits the execution of intellectually disabled individuals. No other state imposes
such a high burden. This unanimity underscores “the
consistency of the direction of change,” id. at 315, as to
the acceptable burden of proof.
The single case in which this Court has sanctioned the imposition of a heightened burden for the
vindication of a constitutional right underscores the
need for a compelling reason to do so. Georgia lacks
any such compelling reason. Although states may regulate procedural burdens, those burdens violate the
Due Process Clause if they are not sufficiently protective of fundamental constitutional rights. Post-Atkins
capital cases in Georgia demonstrate that Georgia’s
onerous burden effectively vitiates that right. Georgia’s interest in efficient operation of its criminal justice system can be achieved through the imposition of
a lesser burden, but a wrongful execution is irreversible. This Court should welcome the opportunity to correct Georgia’s deeply consequential overreach.
3
ARGUMENT
I.
Burdens Of Proof Reflect Societal Judgments About The Proper Allocation Of
Risk
Litigation always involves “a margin of error,”
Speiser v. Randall, 357 U.S. 513, 525 (1958), and “the
function of legal process is to minimize the risk of erroneous decisions,” Addington v. Texas, 441 U.S. 418,
425 (1979). Burdens of proof “serve[] to allocate the
risk of error,” id. at 423, and represent a “profound
judgment about the way in which law should be enforced and justice administered,” Apprendi v. New Jersey, 530 U.S. 466, 478 (2000) (quoting In re Winship,
397 U.S. 358, 361–62 (1970)). One such profound judgment is that, “when a fundamental right, such as individual liberty, is at stake, the government must bear
the lion’s share of the burden.” Tijani v. Willis, 430
F.3d 1241, 1245 (9th Cir. 2005) (Tashima, J., concurring) (collecting cases).
A.
Beyond A Reasonable Doubt Is A
Burden Intended To Safeguard Individual Liberty From Governmental
Overreach
In criminal cases, the government must prove
its case beyond a reasonable doubt. “This notion—
basic in our law and rightly one of the boasts of a free
society—is a requirement and a safeguard of due process of law in the historic, procedural content of ‘due
process.’” In re Winship, 387 U.S. at 362 (quoting Leland v. Oregon, 343 U.S. 790, 802–03 (1952) (Frankfurter and Black, JJ., dissenting)). This Court has
4
repeatedly affirmed that view. See, e.g., Speiser, 357
U.S. at 526 (“Due process commands that no man shall
lose his liberty unless the Government has borne the
burden of producing the evidence and convincing the
factfinder of his guilt.”); Addington, 441 U.S. at 423–
24 (“In a criminal case, … the interests of the defendant are of such magnitude that historically …. [society
requires] that the state prove the guilt of an accused
beyond a reasonable doubt.”). Imposing this burden on
the government reflects society’s determination that
“it is far worse to convict an innocent man than to let
a guilty man go free.” Patterson v. New York, 432 U.S.
197, 208 (1977) (quoting In re Winship, 397 U.S. at 372
(Harlan, J., concurring)).
Such risk to the individual is at its highest in a
capital case because the “consequences of an erroneous
determination … are dire.” Cooper v. Oklahoma, 517
U.S. 348, 364 (1996). In capital proceedings, this
Court has generally demanded that “factfinding procedures aspire to a heightened standard of reliability,”
because “execution is the most irremediable and unfathomable penalties.” Ford v. Wainwright, 477 U.S.
399, 411 (1986). As this Court has repeatedly admonished, “death is different.” Id. (quoting Woodson v.
North Carolina, 428 U.S. 280, 305 (1976) (plurality
opinion)).
B.
Preponderance Of The Evidence Is
Intended To Balance The Risk Of
Error Where An Individual Seeks To
Assert A Constitutional Right
A preponderance-of-the-evidence standard, in
contrast to a beyond-a-reasonable-doubt standard,
5
“allows both parties to ‘share the risk of error in
roughly equal fashion.’ Any other standard expresses
a preference for one side’s interests.” Herman & MacLean v. Huddleston, 459 U.S. 375, 390 (1983) (quoting
Addington, 421 U.S. at 423). Preponderance is therefore the default standard of proof in civil litigation,
Grogan v. Garner, 498 U.S. 279, 286 (1991), and the
overwhelming body of caselaw demonstrates that preponderance is the burden placed on an individual seeking to assert his constitutional right, including under
the Eighth Amendment and Due Process Clause of the
Fourteenth Amendment. See Petition for Writ of Certiorari at 27–29 & nn.6–14.
In the Eighth Amendment context, for example,
courts have affirmed that a plaintiff asserting a claim
must do so by a preponderance of the evidence. See,
e.g., Baskerville v. Mulvaney, 411 F.3d 45, 48 (2d Cir.
2005) (affirming jury instruction requiring plaintiff to
prove Eighth Amendment excessive-force claim by a
preponderance of the evidence); cf. Bearchild v. Cobban, 947 F.3d 1130, 1136–37 (9th Cir. 2020) (remanding jury instruction that improperly explained the substantive elements of an Eighth Amendment claim, but
impliedly approving instruction that the claim should
be demonstrated by a preponderance of the evidence).
Courts likewise have held that preponderance is
the proper standard for claims under the Due Process
Clause. See, e.g., Castro v. County of Los Angeles, 833
F.3d 1060, 1072–73 (9th Cir. 2016) (affirming jury instruction requiring pretrial detainee to prove failureto-protect claim, under the Due Process Clause, by a
preponderance of the evidence). Plaintiffs seeking to
6
establish a due-process claim under Brady v. Maryland, 373 U.S. 83 (1963), must similarly do so by a preponderance of the evidence. See, e.g., United States v.
Garcia, 793 F.3d 1194, 1205 (10th Cir. 2015);
Drumgold v. Callahan, 707 F.3d 28, 48 (1st Cir. 2013).
This Court has also held that, when an accused
defendant seeks to suppress evidence, he needs to
prove only by a preponderance of the evidence that the
police abused their investigative discretion in violation
of the Fourth Amendment. See Franks v. Delaware,
438 U.S. 154, 156 (1978) (“In the event … the allegation of perjury or reckless disregard is established by
the defendant by a preponderance of the evidence …
the search warrant must be voided and the fruits of
the search excluded ….”). Federal circuit courts have
likewise applied preponderance to claims arising under the Fourth Amendment. See, e.g., Tatro v. Kervin,
41 F.3d 9, 14 (1st Cir. 1994) (“[Plaintiff] had to prove
by a preponderance of the evidence that police officers
violated his Fourth Amendment rights by arresting
him without probable cause … and by using excessive
force in their … arrest ….”).
The preponderance standard is similarly imposed on plaintiffs seeking to establish a Batson violation. See Johnson v. California, 545 U.S. 162, 170
(2005) (explaining that, at final step of Batson inquiry,
the judge must decide “whether it was more likely than
not that the challenge was improperly motivated”);
Madison v. Comm’r, Ala. Dep’t of Corr., 761 F.3d 1240,
1250–51 (11th Cir. 2014) (“[T]he burden on [plaintiff]
at Batson’s third step is to prove purposeful discrimination by a preponderance of the evidence.”).
7
Appellate courts have also applied the preponderance
standard to, among other things, ineffective-assistance-of-counsel claims. See Jones v. Campbell, 436
F.3d 1285, 1293 (11th Cir. 2006) (citing Strickland v.
Washington, 466 U.S. 668, 690 (1984)).2
Likewise, this Court consistently applies the
preponderance standard to equal protection claims,
ranging from redistricting, Harris v. Ariz. Indep. Redistricting Comm’n, 578 U.S. 253, 259 (2016) (using
“more probable than not”), to disenfranchisement,
Hunter v. Underwood, 471 U.S. 222, 225 (1985) (citing
with approval the Eleventh Circuit’s application of a
preponderance standard). Federal circuit courts have
also applied preponderance to equal-protection claims.
See, e.g., Conley v. United States, 5 F.4th 781, 789 (7th
Cir. 2021) (observing that “[e]qual protection claims
generally must be proven by a preponderance of the
evidence,” and applying that standard to racially selective-enforcement claims); McCarty v. Henson, 749
2 To determine prejudice under Brady and Strickland, the burden
imposed is even lower: a petitioner must show only a “reasonable
probability” of a different result. See Kyles v. Whitley, 514 U.S.
419, 434 (“[The] touchstone of materiality [for Brady] is a ‘reasonable probability’ of a different result, and the adjective is important.”); Strickland, 466 U.S. at 694 (holding that a new trial
must be granted if “there is a reasonable probability that, but for
counsel’s unprofessional errors, the result of the proceeding
would have been different”). A “reasonable probability” is less
than a preponderance, and is defined as “a probability sufficient
to undermine confidence in the outcome.” United States v. Bagley, 473 U.S. 667, 682 (1985) (quoting Strickland, 466 U.S. at
694).
8
F.2d 1134, 1136 (5th Cir. 1984) (affirming application
of preponderance standard to plaintiffs’ allegations of
vote dilution in violation of the Fourteenth and Fifteenth Amendments).
This Court has also concluded that, in the First
Amendment retaliation context, there is “no support
for making any change in the nature of the plaintiff’s
burden of proving a constitutional violation,” and has
rejected the argument that a plaintiff must demonstrate improper motive by clear and convincing evidence. Crawford-El v. Britton, 523 U.S. 574, 589
(1998). Appellate courts have repeatedly affirmed that
a preponderance standard applies generally to the assertion of constitutional rights under 42 U.S.C. § 1983.
See Campbell v. Pa. Sch. Bd. Ass’n, 972 F.3d 213, 224
(3d Cir. 2020) (“[W]e have repeatedly held preponderance of the evidence to be the proper standard for
§ 1983 claims.”), cert. denied, 141 S. Ct. 2854 (2021).
This consistent use of the preponderance standard in cases involving the assertion of constitutional
rights, including those under the Eighth and Fourteenth Amendments, reflects a societal consensus regarding the appropriate allocation of risk between the
individual and government when constitutional rights
are at stake. Cf. Atkins, 536 U.S. at 313 (“[I]n cases
involving a consensus, our own judgment is ‘brought to
bear,’ by asking whether there is reason to disagree
with the judgment reached by the citizenry and its legislators.” (quoting Coker v. Georgia, 433 U.S. 584, 597
(1977))). Mr. Young’s case involves constitutional
rights under the Eighth and Fourteenth Amendments,
and the interest at stake is not only one of liberty, but
9
of life itself. The margin of error—where error is irreversible—cannot be placed on the individual asserting
his constitutional right not to be executed.
C.
Only Georgia Requires Proof Beyond A Reasonable Doubt For Intellectually Disabled Individuals To
Invoke Their Right Not To Be Executed
Georgia Code § 17-7-131(c)(3) provides: “The
defendant may be found ‘guilty but with intellectual
disability’ if the jury, or court acting as trier of facts,
finds beyond a reasonable doubt that the defendant is
guilty of the crime charged and is with intellectual disability.” If “the jury or court find[s] in its verdict that
the defendant is guilty of the crime charged but with
intellectual disability, the death penalty shall not be
imposed and the court shall sentence the defendant to
imprisonment for life.” Id. § 17-7-131(j)(2). The Georgia Supreme Court has interpreted § 17-7-131 to require a defendant to prove that he “is with intellectual
disability” beyond a reasonable doubt. See Young v.
State, 860 S.E.2d 746, 769 & n.9 (Ga. 2021).
Georgia’s requirement that an intellectually
disabled individual must bear the risk of error makes
it an outlier among the states. See Pet. at 11–17. Of
the jurisdictions that retain the death penalty, the majority impose a preponderance standard—and no other
state requires proof beyond a reasonable doubt. See
Lauren Sudeall Lucas, An Empirical Assessment of
Georgia’s Beyond a Reasonable Doubt Standard to Determine Intellectual Disability in Capital Cases, 33 GA.
ST. U. L. REV. 553, 560-61 & nn.22–25 (2017)
10
(collecting statutes and cases). Likewise, state supreme courts that have considered the question have
overwhelmingly held that only the preponderance
standard satisfies the Due Process Clause—and no
other state supreme court has affirmed the constitutionality of beyond a reasonable doubt. See Pet. at 11–
17 & nn.2–3.3
This outlier status is particularly meaningful in
light of this Court’s ruling in Atkins. In assessing the
“evolving standards of decency” regarding execution of
intellectually disabled individuals, the Court relied on
the significance of “the consistency of the direction of
change” in state legislatures prohibiting such executions to determine that the practice violated the
Eighth Amendment. See Atkins, 536 U.S. at 315.
Here, too, the states have spoken with a unified voice,
requiring a lesser burden of proof to assert an Atkins
claim. Cf. Cooper, 517 U.S. at 362 (“The near-uniform
application of a standard that is more protective of the
defendant’s rights than Oklahoma’s clear and convincing evidence rule supports our conclusion that the
heightened standard offends a principle of justice that
is deeply ‘rooted in the traditions and conscience of our
3 Colorado’s high court previously upheld a clear-and-convincing
standard, see People v. Vasquez, 84 P.3d 1019, 1022–23 (Colo.
2004) (en banc), but Colorado has since abolished the death penalty. See Pet. at 17 n.4. One other state supreme court—Arizona—has upheld a clear-and-convincing standard. See State v.
Grell, 135 P.3d 696, 705 (Ariz. 2006) (en banc). Neither of these
decisions suggested that beyond a reasonable doubt would be constitutional. See Pet. at 17 n.4. Florida’s high court has never
squarely addressed the constitutionality of its clear-and-convincing standard. See id.
11
people.’” (quoting Medina v. California, 505 U.S. 437,
445 (1992))); see also Moore v. Texas, 137 S. Ct. 1039,
1057 (2017) (Roberts, C.J., dissenting) (“Our decisions
addressing capital punishment for the intellectually
disabled recognize the central significance of state consensus.”); Hall v. Florida, 572 U.S. 701, 718 (2014)
(“The rejection of [Florida’s rule] in the vast majority
of States and the consistency in the trend, toward recognizing [another approach] provide strong evidence of
consensus that our society does not regard [Florida’s
rule] as proper or humane.” (internal quotation marks
and citation omitted)). This Court need not resolve
whether any lesser evidentiary burden satisfies due
process and the Eighth Amendment in order to hold
that Georgia’s use of the beyond-a-reasonable-doubt
standard does not. Georgia’s burden forces the individual seeking to vindicate his constitutional right to
disproportionately bear the risk of error, running afoul
of the consensus of the other states, Atkins, and the
Due Process Clause.
II.
Beyond a Reasonable Doubt Cannot Be
The Standard For Vindicating Constitutional Rights
Counsel for amici is not aware of any situation
in which this Court has sanctioned a state’s imposition
of the beyond-a-reasonable-doubt standard on an individual seeking to vindicate a constitutional right. In
the single instance in which this Court has permitted
a more demanding standard, it has authorized only the
imposition of the clear-and-convincing-evidence standard, and has required compelling reasons justifying
the heightened standard.
12
Georgia has no compelling reason for imposing
a heightened burden on intellectually disabled individuals asserting their right not to be executed. The
state’s interest in efficient operation of its criminal justice system can be achieved through the imposition of
a lesser burden, and the heightened burden creates an
increased risk of execution in violation of the Eighth
Amendment—which is irreversible.
A.
A Compelling Reason Must Exist To
Impose A Heightened Burden
The only instance in which this Court has sanctioned the imposition of a heightened burden for the
vindication of a constitutional right underscores its
singularity, and the concomitant need for a compelling
reason to do so. See Cruzan v. Dir., Mo. Dep’t of
Health, 497 U.S. 261, 280–83 (1990).
Cruzan applied the clear-and-convincing burden because the case involved the interest in life, and
the right asserted (to withdraw life support) was being
maintained by a surrogate, rather than the individual
herself. Id. at 280. This Court explained that a state
is entitled to impose a heightened burden on a surrogate seeking to demonstrate someone else’s wishes,
particularly where “[a]n erroneous decision … is not
susceptible of correction.” Id. at 283.
This limited exception underscores that the default standard of proof to prove facts underlying the
assertion of a constitutional right is preponderance.
Only when that standard may compromise other constitutional rights or imperatives has this Court permitted deviation from the preponderance standard.
13
B.
Georgia Has No Compelling Reason
For Imposing A Heightened Burden
Georgia lacks any comparable compelling reason for imposing a greater burden on an intellectually
disabled individual invoking his right not to be executed. The risk involved—that of wrongful, irreversible execution—supports imposing a higher burden on
the state, not the individual. Cf. Gilmore v. Taylor,
508 U.S. 333, 342 (1993) (“[W]e have held that the
Eighth Amendment requires a greater degree of accuracy and factfinding than would be true in a noncapital
case.”).
That risk is not merely hypothetical: since
1973, more than 185 people have been released from
death row with evidence of their innocence. See Facts
About the Death Penalty, DEATH PENALTY INFO. CTR.,
https://documents.deathpenaltyinfo.org/pdf/FactSheet.pdf (last updated Dec. 9, 2021). Put another
way, an average of 3.94 wrongly convicted death-row
prisoners have been exonerated each year since 1973.
Id.
The risk of error is compounded in cases involving defendants with intellectual disabilities. This
Court recognized in Atkins that defendants with intellectual disabilities “may be less able to give meaningful assistance to their counsel and are typically poor
witnesses.” 536 U.S. at 320–21. In much the same
way that intellectually disabled individuals are less
able to help their defense, they are less able to help
prove their intellectual disability. Raising the burden
of proof to achieve that end is counterintuitive and
cruel, in contravention of the Eighth Amendment.
14
The record of Georgia’s post-Atkins cases suggests a risk that individuals with intellectual disability might have been, or might be, sentenced to death
in violation of their Eighth Amendment right not to be
executed. See Pet. at 18 (explaining that only one out
of eighteen asserted Atkins claims in Georgia has succeeded through 2014, whereas Atkins claims outside of
Georgia have succeeded at a rate of approximately one
in three (citing John H. Blume et al., A Tale of Two
(and Possibly Three) Atkins, 23 WM. & MARY BILL RTS.
J. 393, 412–13 (2014))).4
States can regulate procedural burdens, see
Bobby v. Bies, 556 U.S. 825, 831 (2009), but that power
is “subject to proscription under the Due Process
Clause if it ‘offends some principle of justice so rooted
in the traditions and conscience of our people as to be
ranked as fundamental,’” Cooper, 517 U.S. at 367
(quoting Patterson, 432 U.S. at 201–02). Atkins definitively established that “death is not a suitable punishment for a[n intellectually disabled] criminal,” 536
U.S. at 321, and the Due Process Clause demands that
this Court examine “whether a State’s procedures for
4 Georgia’s provision of additional procedures for establishing an
Atkins claim does not mitigate the impact of its heightened burden. The Georgia Supreme Court noted in its decision that, although this Court has never deemed due process to require a full
trial on the issue of intellectual disability, Georgia nevertheless
provides that full panoply of protections to individuals charged
with capital crimes who seek to assert their Eighth Amendment
right under Atkins. Pet. App. at 48a. A trial serves no practical
protective purpose, however, where the burden of proof imposed
on an individual is so high that he has no reasonable chance of
vindicating his constitutional right.
15
guaranteeing a fundamental constitutional right are
sufficiently protective of that right,” Cooper, 517 U.S.
at 367–68. Georgia’s heightened burden has effectively, and impermissibly, nullified the constitutional
right guaranteed by the Eighth Amendment. Cf. Bailey v. Alabama, 219 U.S. 219, 244 (1911) (“What the
state may not do directly it may not do indirectly.”).
Numerous judges on the Eleventh Circuit and
on the Supreme Court of Georgia have, in concurrences and dissents, condemned Georgia’s procedure
for these reasons. See Raulerson v. Warden, 928 F.3d
987, 1009 (11th Cir. 2019) (Jordan, J., concurring in
part and dissenting in part) (“[Georgia’s] burden of
proof creates an intolerable risk that intellectually disabled defendants will be put to death.”), cert. denied,
140 S. Ct. 2568 (2020);5 Hill v. Humphrey, 662 F.3d
1335, 1364 (11th Cir. 2011) (Tjoflat, J., concurring)
(“By erecting this higher burden, [Georgia] effectively
put its thumb on the scale against a defendant’s mental-retardation defense.”), cert. denied, 566 U.S. 1041
(2012); id. at 1365 (Barkett, Marcus, and Martin, JJ.,
dissenting) (“Although Georgia was the first state to
declare that the mentally retarded should not be executed, it is the only one to guarantee precisely the opposite result by requiring offenders to prove beyond a
reasonable doubt that they are mentally retarded.”);
Stripling v. State, 711 S.E.2d 665, 671 (Ga. 2011)
5 The majority in Raulerson held that the lower court’s determi-
nation that Georgia’s burden of proof did not violate the Due Process Clause was not an unreasonable application of clearly established federal law under “the deferential framework imposed by
section 2254(d)(1),” 928 F.3d at 1000, but this case presents the
opportunity to review the Georgia statute on direct review.
16
(Benham, J., dissenting in part) (“Today Georgia
stands alone in severely inhibiting Eighth Amendment
protections by applying the most stringent standard
available in our system of justice …. Georgia’s requirement … is too rigorous a standard to sufficiently uphold th[e] constitutional protection [established by Atkins].”); Head v. Hill, 587 S.E.2d 613, 628 (Ga. 2003)
(Sears, J., dissenting) (“[T]he state’s power to establish
the procedures necessary to enforce the federal constitutional ban on executing the mentally retarded is not
left to the state’s wholesale discretion, but rather must
conform to the United States Constitution’s guarantee
of procedural due process. The majority errs by holding otherwise.”).
Moreover, the risk borne by the state as a result
of lessening the burden imposed on the individual is
comparatively slight: an erroneous decision would
mean the individual spends life in prison, rather than
being executed. Such a result would continue to serve
the state’s interest in maintaining its criminal justice
system and public safety.6 The unanimity of the other
6 It would also save the state—and the taxpayers—extraordinary
sums of money. The financial cost of the death penalty is exorbitant: Louisiana’s capital punishment system, for example, costs
the state at least $15,600,000 per year. Hon. Calvin Johnson, An
Analysis of the Economic Cost of Maintaining a Capital Punishment System in the Pelican State at 1 (2019),
https://law.loyno.edu/sites/default/files/economic_cost_paper_la_5.1.2019.pdf. Capital trials cost millions of dollars to prosecute and post-conviction review costs millions of dollars to litigate—significantly more than non-capital prosecutions. See
Adam M. Gershowitz, Pay Now, Execute Later: Why Counties
Should Be Required to Post a Bond to Seek the Death Penalty, 41
U. RICH. L. REV. 861, 890 (2007) (collecting studies); see also
17
states, in imposing a lesser burden than beyond a reasonable doubt in order to establish intellectual disability under Atkins, further underscores that states can
efficiently administer their criminal justice systems
with a lower standard of proof.
***
CONCLUSION
For the foregoing reasons, the Court should
grant the writ of certiorari or, in the alternative, grant
the writ, vacate the decision and remand for further
proceedings.
Jenny-Brooke Condon, Denialism and the Death Penalty, 97
WASH. U. L. REV. 1397, 1424 n.172 (2020).
18
Dated: New York, NY
December 27, 2021
Respectfully submitted,
JOHN W. WHITEHEAD
WILLIAM E. WINTERS
THE RUTHERFORD
INSTITUTE
109 Deerwood Road
Charlottesville, VA
22911
(434) 978-3888
Attorneys for Amicus
Curiae The Rutherford
Institute
CAITLIN HALLIGAN
Counsel of Record
HANNAH BELITZ
CLAIRE O’BRIEN
DENAE KASSOTIS
DOUGLAS WAGNER
SELENDY & GAY PLLC
1290 Avenue of the
Americas
New York, New York
10104
(212) 390-9000
challigan@selendygay.com
Attorneys for Amici Curiae
19
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