Petition for Writ of Certiorari — Shelby Hawkins, Petitioner v. Johnny Banks, III
Supreme Court briefNov 19, 2021
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No. _________
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In The
Supreme Court of the United States
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SHELBY HAWKINS,
v.
JOHNNY BANKS, III,
Petitioner,
Respondent.
−−−−−−−♦−−−−−−−
On Petition for Writ of Certiorari
To The United States Court of Appeals
For The Eighth Circuit
−−−−−−−♦−−−−−−−
PETITION FOR
A WRIT OF CERTIORARI
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SARA MONAGHAN
Counsel of Record
ARKANSAS MUNICIPAL
LEAGUE
P.O. Box 38
North Little Rock, AR 72115
Telephone: (501)978-6122
Email: smonaghan@arml.org
Counsel for Petitioner
Shelby Hawkins
===========================================
LEGAL PRINTERS LLC ! Washington, DC ! 202-747-2400 ! legalprinters.com
i
QUESTIONS PRESENTED
On February 17, 2017, Johnny Banks, and his
wife, Vanessa, had a heated argument in their home
over an anonymous letter she received accusing him
of infidelity. During the argument, Vanessa called
911. Although Vanessa failed to speak to the 911
operator, the operator could hear yelling in the
background. The City of Shannon Hills Police Officer,
Shelby Hawkins, was dispatched to the Banks’ home
to investigate the domestic disturbance and the 911
hang-up call. Officer Hawkins knocked on the front
door and announced his presence multiple times, but
his knocks went unanswered. Officer Hawkins heard
noises and what he described as muffled “nos.” Off.
Hawkins pulled his gun and began kicking the door.
Banks testified that he said, “who the fuck is this?”,
and opened the door, “with a little bit of force” with
his arm raised head high. When Banks opened the
door, something hit Officer Hawkins on the head, and
Officer Hawkins shot Banks in the leg.
The questions presented are:
1.
Whether the Eighth Circuit wrongly
denied qualified immunity to Officer
Hawkins by finding the use of force was
not reasonable as a matter of law when
Officer Hawkins had probable cause to
believe there was a threat of serious
physical injury or death?
ii
QUESTIONS PRESENTED – Continued
2.
Whether the Eighth Circuit wrongly
denied qualified immunity to Officer
Hawkins in the absence of any precedent
finding a Fourth Amendment violation
based on similar facts?
iii
PARTIES TO THE PROCEEDINGS
AND RULE 29.6 STATEMENT
The parties to the proceedings in the Court
whose judgment is sought to be reviewed are:
•
Hawkins
an
individual,
Shelby
defendant
and
appellant
below,
petitioner here.
•
Johnny Banks, III, an individual,
plaintiff and appellee below and
respondent here.
There are no publicly held corporations
involved in this proceeding.
RELATED PROCEEDINGS
•
United States District Court, Eastern
District of Arkansas, Central Division,
Case No. 2:18-cv-00039-BSM, Johnny
Banks v. Shelby Hawkins, City of
Shannon Hills; Order denying summary
judgment entered September 26, 2019.
•
United States Court of Appeals for the
Eighth Circuit, Case No. 19-3092,
Johnny Banks v. Shelby Hawkins;
Judgment entered May 27, 2021; Order
iv
RELATED PROCEEDINGS – Continued
denying rehearing entered on July 2,
2021.
v
TABLE OF CONTENTS
QUESTIONS PRESENTED...............................
Page
i
PARTIES TO THE PROCEEDINGS AND RULE
29.6 STATEMENT...........................................
iii
RELATED PROCEEDINGS...............................
iii
TABLE OF AUTHORITIES................................
x
OPINIONS BELOW............................................
1
BASIS FOR JURISDICTION IN THIS COURT
1
CONSTITUTIONAL AND STATUTORY
PROVISIONS AT ISSUE.................................
1
STATEMENT OF THE CASE............................
3
I. Facts.....................................................
3
II. Proceedings..........................................
4
A. Trial Court..................................
4
B. Court of Appeals........................
4
1. Excessive Force.................
4
2. Qualified Immunity..........
5
3. Dissent...............................
6
4. Denial of Rehearing..........
7
REASONS WHY CERTIORARI IS
WARRANTED....................................................
7
vi
TABLE OF CONTENTS – Continued
I.
Review is necessary because the panel
majority’s blatant disregard of this Court’s
precedent in deciding qualified immunity
thwarts the important public policies
underlying qualified immunity........................8
II.
The panel majority blatantly contradicted this
Court’s precedent in determining Officer
Hawkins’ use of force was unconstitutional
and in denying qualified immunity by failing
to identify a factually similar case to support
its conclusion that Officer Hawkins’s use of
force was unconstitutional and violated clearly
established law................................................10
A.
This Court should review the panel
majority’s determination that Officer
Hawkins’s use of force was
unconstitutional because that
determination by the panel
majority is inconsistent with Eighth
Circuit precedent, blatantly contradicts
this Court’s precedent, and sets bad
precedent controlling police officers’
responses to domestic disturbances in
the Eighth Circuit................................14
1.
Based on Eighth Circuit
precedent in Billingsley v. City of
vii
TABLE OF CONTENTS – Continued
Omaha, Estate of Morgan v.
Cook, and Ransom v. Grisafe,
Officer Hawkins’s shooting of Mr.
Banks was constitutional and did
not violate clearly established
law..............................................16
2.
This Court should grant review
because the panel majority’s
determination that the alleged
time lapse between Officer
Hawkins hearing noises inside
the home and Officer Hawkins’
attempted entry into the home
dissolved a reasonable belief on
Officer Hawkins’ part that there
was an imminent threat was not
supported by precedent from this
Court nor precedent from the
Eighth Circuit and sets
concerning precedent grounded
in bad public policy regarding
police officer responses to
domestic disturbances in the
Eighth Circuit………………......20
3.
Review is necessary because the
panel majority’s reliance on
Craighead v. Lee in determining
viii
TABLE OF CONTENTS – Continued
the use of force was unreasonable
blatantly contradicts this Court’s
precedent...................................23
B.
4.
Review is necessary because the
panel majority’s determination
that Banks’ demeanor when he
opened the door is “in dispute” is
“blatantly and demonstrably
false.”.........................................26
5.
Review is necessary because the
panel majority’s determination
that Officer Hawkins did not
have probable cause to believe
that Banks posed a threat of
significant injury or death
because he did not see what
struck him cannot be the
standard used to determine the
lawfulness of use of force..........27
Review is necessary because the panel
majority blatantly disregarded this
Court’s precedent by failing to identify
a factually similar case for purposes of
determining clearly established law in
deciding qualified immunity...............29
ix
TABLE OF CONTENTS – Continued
CONCLUSION..........................................................37
APPENDIX
Appendix A
Opinion, United States Court of Appeals for
the Eighth Circuit (May 27, 2021)..........................1a
Appendix B
Memorandum Opinion and Order, United States
District Court, Eastern District of Arkansas,
Central Division (September 26, 2019).................30a
Appendix C
Order Denying Rehearing, United States Court
Of Appeals for the Eighth Circuit (July 2, 2021)..40a
x
TABLE OF AUTHORITIES
CASES
Page
Alderman v. United States,
394 U.S. 165 (1969)................................................ 24
Anderson v. Creighton,
483 U.S. 635 (1987)...................................................6
Ashcroft v. al-Kidd,
563 U.S. 731 (2011).................................................12
Banks v. Hawkins,
999 F3d 521 (8th Cir. 2021)............................passim
Billingsley v. City of Omaha,
277 F.3d 990 (8th Cir. 2002)............................16,17.25
Brosseau v. Haugen,
543 U.S. 194 (2004)................................................6,12
City & Cnty. of San Francisco v. Sheehan,
575 U.S. 600 (2015).....................................................9
Craighead v. Lee,
399 F.3d 954 (8th Cir. 2005)....................4,15,23,24,31
Davis v. Scherer,
468 U.S. 183 (1984).....................................................9
xi
TABLE OF AUTHORITIES – Continued
District of Columbia v. Wesby,
138 S. Ct. 577 (2018)..............................................7,29
Edwards v. Byrd,
750 F.3d 728 (8th Cir. 2014)......................................27
Ellison v. Lesher,
796 F.3d 910 (8th Cir. 2015)........................4,6,7,33-35
Estate of Morgan v. Cook,
686 F.3d 494 (8th Cir. 2012)............................16,18,25
Graham v. Connor,
490 U.S. 368 (1989)...................................................14
Harlow v. Fitzgerald,
457 U.S. 800 (1982)................................................9,11
Hope v. Pelzer,
546 U.S. 730 (2002)................................................6,30
Hunter v. Bryant,
502 U.S. 224 (1991).....................................................9
Johnson v. Carroll,
658 F.3d 819 (8th Cir. 2011)......................................11
Kisela v. Hughes,
138 S.Ct. 1148 (2018)...................................7,13,31,33
xii
TABLE OF AUTHORITIES – Continued
Mitchell v. Forsyth,
472 U.S. 511 (1985).....................................................9
Mullenix v. Luna,
136 S.Ct. 305 (2015).....................................4,12,13,31
Nance v. Sammis,
586 F.3d 604 (8th Cir. 2009)...........................6,7,34,35
Pearson v. Callahan,
555 U.S. 223 (2009)...................................................12
Plumhoff v. Rickard,
572 U.S. 765 (2014)..............................................24,26
Ransom v. Grisafe,
79 F.3d 804 (8th Cir. 2015).................7,16,19,20,25,33
Rivas-Villegas v. Cortesluna, 595 U.S. __, 2021
WL 4822662, at *2 (2021)....................12,13,30-32,35
Saucier v. Katz,
533 U.S. 194 (2001)..................................................11
Scott v. Harris,
550 U.S. 372 (2007)...................................20,22,25,26
xiii
TABLE OF AUTHORITIES – Continued
Tennessee v. Garner,
471 U.S. 1 (1985).............................................14,25,26
White v. Pauly,
137 S.Ct. 548 (2017)...........................................passim
Wilson v. Layne,
526 U.S. 603 (1999)...................................................36
UNITED STATES CONSTITUTION AND
FEDERAL STATUTES
United States Constitution, Amendment IV....passim
28 U.S.C. § 1254(1)......................................................1
42 U.S.C. § 1983..........................................................1
1
OPINIONS BELOW
The Eighth Circuit’s opinion, the subject of this
petition, is reported at Banks v. Hawkins, 999 F.3d
521 (8th Cir. 2021) and reproduced in the Petitioner’s
Appendix A hereto at pages 1a-29a. The Eighth Circuit’s denial of petitioner’s motion for rehearing en
banc is produced in Appendix C at Pet. App. 40a. The
opinion of the District Court for the Eastern District
of Arkansas is reproduced at pages 30a-39a.
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BASIS FOR JURISDICTION IN THIS COURT
The Eighth Circuit entered its judgment and
its opinion on May 27, 2021. (Pet. App. 1a.) Petitioner
timely filed a petition for panel and en banc rehearing, and on July 2, 2021, the court denied the petition.
(Pet. App. 40a.)
This Court has jurisdiction to review the
Eighth Circuit’s May 27, 2021 decision on writ of certiorari under 28 U.S.C. § 1254(1).
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CONSTITUTIONAL AND STATUTORY
PROVISIONS AT ISSUE
Respondent brought the underlying action under 42 U.S.C. § 1983, which states:
2
Every person who, under color of
any statute, ordinance, regulation, custom, or usage of any State or Territory or
the District of Columbia, subjects, or
causes to be subjected, any citizen of the
United States or other person within the
jurisdiction thereof to the deprivation of
any rights, privileges, or immunities secured by the Constitution and laws, shall
be liable to the party injured in an action
at law, suit in equity, or other proper proceeding for redress, except that in any action brought against a judicial officer for
an act or omission taken in such officer’s
judicial capacity, injunctive relief shall
not be granted unless a declaratory decree was violated or declaratory relief
was unavailable. For the purposes of
this section, any Act of Congress applicable exclusively to the District of Columbia shall be considered to be a statute of
the District of Columbia.
Respondent alleges Petitioner violated the
rights secured by the United States Constitution’s
Fourth Amendment, which provides:
The right of the people to be secure
in their persons, houses, papers, and effects, against unreasonable searches and
seizures, shall not be violated, and no
Warrants shall issue, but upon probable
3
cause, supported by Oath or affirmation,
and particularly describing the place to
be searched, and the persons or things to
be seized.
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STATEMENT OF THE CASE
I.
Facts
On February 17, 2017, Johnny Banks, and his
wife, Vanessa, had a heated argument in their home
over an anonymous letter she received accusing him
of infidelity. During the argument, Vanessa called
911. (Pet. App. 30a.) Although Vanessa failed to
speak to the 911 operator, the operator could hear
yelling in the background. Id. The City of Shannon
Hills Police Officer Shelby Hawkins was dispatched to
the Banks’s home to investigate the domestic disturbance and the 911 hang up call. (Pet. App. 31a.) Hawkins knocked on the front door and announced his
presence multiple times, but his knocks went unanswered. Id. Hawkins heard noises and what he described as muffled “no’s.” Id. Hawkins pulled his gun
and began kicking the door. Id. Banks testified that
he said, “who the fuck is this?”, and opened the door,
“with a little bit of force” with his arm raised head
high. (Pet. App. 6a.) When Banks opened the door,
something hit Hawkins on the head, and Hawkins
shot Banks in the leg. (Pet. App. 6a-7a.)
4
II.
Proceedings
A.
Trial Court
Banks filed suit in the United States District
Court for the Eastern District of Arkansas Central Division against Officer Hawkins in his individual capacity and against the City of Shannon Hills, Arkansas, claiming, inter alia, that Officer Hawkins used excessive force, in violation of the Fourth Amendment
when Officer Hawkins discharged his gun and struck
Johnny Banks in the upper thigh. The district court
granted summary judgment for the City of Shannon
Hills and denied summary judgment and qualified immunity to Officer Hawkins. (Pet. App. 38a-39a.)
The district court noted, “Individuals have a
right to be free from excessive force if a reasonable officer could not believe that the individual posed a serious threat to the officer or others.” (Pet. App. 35a.)
(citing Ellison v. Lesher, 796 F.3d 910, 917 (8th Cir.
2015) and Mullenix v. Luna, 136 S.Ct. 305, 312 (2015).
(Pet. App 35a.) In denying qualified immunity to Officer Hawkins, the district court held, “When the parties dispute the officer’s reasonableness in using force,
qualified immunity for the officer’s use of force is inappropriate.” Id. (citing Craighead v. Lee, 399 F.3d
954, 963 (8th Cir. 2005). Id.
B.
Court of Appeals
1.
Excessive Force
5
The Court of Appeals affirmed the decision of
the U.S. District Court. The panel majority relied on
the alleged lapse of time between when Officer Hawkins heard screams inside the home and when he attempted to make entry as its basis for determining
that Officer Hawkins did not have a reasonable belief
that Vanessa Banks was in “imminent danger.” (Pet.
App. 10a-11a.) The panel majority also relied on the
assumption that because Officer Hawkins did not
know Vanessa Banks’s location when he fired the shot
that he was not acting to protect her. (Pet. App 11a.)
Finally, the panel majority concluded that because
there is no evidence in the record to suggest Officer
Hawkins’s injury was attributable to Banks, “no reasonable officer would believe he had probable cause to
use deadly force.” (Pet App. 14a-15a.)
Ultimately, the panel majority concluded that
“Hawkins may have believed his life [was] at stake because of Banks, but on this record, the reasonableness
of that belief is for the jury to decide.” (Pet. App. 15a,
fn. 8.)
2.
Qualified Immunity
After determining that the force was either not
justified, or that whether it was reasonable was a
question for a jury to decide, the panel majority
acknowledged this Court’s instruction that, “To be
clearly established, ‘[t]he contours of the right must be
sufficiently clear that a reasonable office[er] would
6
understand that what he is doing violates that right,’”
(Pet. App 16a.) (citing Anderson v. Creighton, 483 U.S.
635, 640 (1987), and that the inquiry, “must be particularized to the facts of the case.” Id. citing, White v.
Pauly, 137 S.Ct. 548, 552 (2017). The panel majority
then concluded that, “Though ‘earlier cases involving
fundamentally similar facts can provide especially
strong support for a conclusion that the law is clearly
established, they are not necessary to such a finding.’”
(Pet. App. 16a.) citing Hope v. Pelzer, 546 U.S. 730,
741 (2002).
In denying qualified immunity, the panel majority relied on two Eighth Circuit cases, Ellison v.
Lesher, 796 F.3d 910 (8th Cir. 2015) and Nance v. Sammis, 586 F.3d 604 (8th Cir. 2009). Neither case involved a police response to a domestic disturbance taking place behind closed doors, nor involved situations
where the officers were struck in the head, and in both
cases, the officers had the ability to observe what the
suspects were doing throughout the entire incident before shooting. (Pet. App. 19a.)
3.
Dissent
Judge Stras dissented. Judge Stras pointed out
that the panel majority ignored this Court’s repeated
instruction that any “’generalized right . . . must be
‘clearly established’ in a ‘particularized . . . sense’ to
overcome qualified immunity.” (Pet. App 24a.), citing
Brosseau v. Haugen, 543 U.S. 194, 197-99 (2004) (per
curiam). Judge Stras faulted the panel majority
7
formulating the right at issue as, “a reasonable officer
had fair warning in February 2017 that he may not
use deadly force against a suspect who did not present
an imminent threat of death or serious injury, even if
the officer felt attacked earlier and even if he believed
the suspect had previously posed a threat,” noting
that such a formulation risked, “sweeping too
broadly,” and pointing out that there were cases that
fell within the panel majority’s stated clearly established rule that did not involve the violation of a constitutional right, specifically noting, Ransom v. Grisafe, 79- F.3d 804 (8th Cir. 2015). (Pet. App. 25a.) Finally, the dissent noted that neither of the two cases
relied on by the panel majority in demonstrating the
law was clearly established, Ellison v. Lesher or Nance
v. Sammis, involved “similar circumstances” to the
case at hand, nor did they “squarely govern the issue.”
(Pet. App. 26a.) citing District of Columbia v. Wesby,
138 S. Ct. 577, 591 (2018) and Kisela v. Hughes, 138
S.Ct. 1148 (2018) at 1153.
4.
Denial of Rehearing
Officer Hawkins petitioned for rehearing and
rehearing en banc. (Pet. App. 40a.) The panel and
Eighth Circuit denied both. Id.
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8
REASONS WHY CERTIORARI IS WARRANTED
This Court should grant review because in
denying qualified immunity to Officer Banks, the
panel majority blatantly disregarded this Court’s
precedent setting forth the correct analysis to apply
in deciding qualified immunity in excessive force
cases. If review is not granted, the panel majority’s
opinion will thwart the policies underlying qualified
immunity, which this Court has determined to be important to “society as a whole.” See White v. Pauly, 137
S. Ct. 548, 551 (2017) (per curiam).
I.
Review is necessary because the
panel majority’s blatant disregard
of this Court’s precedent in deciding qualified immunity thwarts the
important public policies underlying qualified immunity.
As pointed out by the dissent below, the panel
majority’s decision in Banks v. Hawkins,
does more than expose Officer Hawkins
to liability. It stands as a warning to
other officers who may need to make
split second decisions to protect their
own safety. The message could not be
clearer: even in the absence of a
clearly controlling legal rule, think
twice before acting, regardless of
whether your own life is at stake,
9
because a court may step in later and
second-guess your decision.
999 F.3d 521, 534 (8th Cir. 2021) (Stras, J., dissenting). Circumstances like the ones presented in this
case are why qualified immunity exists. Id.
This Court recognizes that qualified immunity
is important to society as a whole because it protects
the public’s interest in public officials’ ability to take
legitimately required actions, with independence, and
without inhibition of discretionary action where
clearly established rights are not implicated. See
White v. Pauly, 137 S. Ct. at 551; City & Cnty. of San
Francisco v. Sheehan, 575 U.S. 600, 611, n.3 (2015);
Harlow v. Fitzgerald, 457 U.S. 800 (1982); Mitchell v.
Forsyth, 472 U.S. 511, 525–26. (1985). Failure to recognize these important interests, would not only risk
deterring lawful decisiveness of police officers in
tensely dangerous and rapidly evolving circumstances, it would also risk, “deterring able people from
public service.” Harlow, 457 U.S. at 816.
Police officers are charged with apprehending
criminals and protecting the public. Many times, as
in this case, the discharge of those duties requires
split second decisiveness under extremely tense circumstances, and this Court has recognized, “‘officials
should not err always on the side of caution’ because
they fear being sued.” Hunter v. Bryant, 502 U.S. 224,
229 (1991) (quoting Davis v. Scherer, 468 U.S. 183,
196 (1984)). The panel majority’s opinion risks law
10
enforcement officers erring on the side of caution for
fear of being sued, even where their safety, or the public’s safety is at risk. Moreover, it effectively limits
the discretion of police officers who are considering
use of force to protect themselves and/or the public in
extremely tense, split-second circumstances by sending the message to those officers that their decisions
will be subject to after the fact, second-guessing, by
judges, without consideration for the on-the-scene
judgment of the police officers who are charged with
protecting the public in the face of death or serious
injury. Limiting a police officer’s judgment in this way
does not promote the public’s interests, moreover, it
contradicts the policies that this Court determined
underlie the necessity for qualified immunity in Harlow.
The important policies underlying qualified immunity are compellingly illustrated by the facts in
this case: A police officer dispatched, at night, to the
residence of a domestic dispute reported by means of
a 911 hang up call on which yelling in the background
was heard, attempting to confirm the safety and provide the necessary assistance to the occupant caller,
initially unable to gain entry into the home after hearing muffled “no’s” from within the residence, then immediately suffering a blow to the head by an unknown
object once the door was finally forcefully opened by a
seemingly aggressive assailant. Society plainly has a
strong interest in allowing a police officer facing such
dangerous and tense circumstances the ability to act
with uninhibited discretion where this type of split
11
second decision making could be a matter of life or
death to himself, or those he serves to protect. Therefore, this Court should grant review to ensure the important policies underlying qualified immunity as set
out in Harlow are not thwarted by the panel majority’s opinion. If the panel majority’s opinion is allowed to stand as law in the Eighth Circuit, the public’s safety will be at risk.
II.
The panel majority blatantly contradicted this Court’s precedent in
determining Officer Hawkins’s use
of force was unconstitutional and in
denying qualified immunity by failing to identify a factually similar
case to support its conclusion that
Officer Hawkins’s use of force was
unconstitutional
and
violated
clearly established law.
The doctrine of qualified immunity shields officials from liability “unless the official’s conduct violates a clearly established constitutional or statutory
right of which a reasonable person would have
known.” Johnson v. Carroll, 658 F.3d 819, 825 (8th
Cir. 2011). When ruling on qualified immunity, a
court must first consider whether, taken in the light
most favorable to the plaintiff, the facts show a violation of a particular constitutional right. Saucier v.
Katz, 533 U.S. 194, 200 (2001). If the court finds no
constitutional violation occurred, then the official is
entitled to qualified immunity; however, if the facts
12
as construed could make out a violation, then a second
inquiry is required. Id. The second inquiry requires
determining whether the right is clearly established.
Id. Courts have discretion to find that an alleged constitutional right was not clearly established without
having to resolve first whether there was, in fact, a
constitutional violation. Pearson v. Callahan, 555
U.S. 223, 230 (2009).
This Court has emphasized that the second inquiry “must be taken in light of the specific context of
the case, not a broad general proposition.” Brosseau v.
Haugen, 125 S. Ct. 596, 599 (2004). A right is clearly
established only if “existing precedent [has] placed
the statutory or constitutional question beyond debate.” Mullenix v. Luna, 577 U.S. 7, 12 (2015) (emphasis added). “The dispositive question is ‘whether
the violative nature of particular conduct is clearly established.’” Id. at 552 (quoting Ashcroft v. al-Kidd,
563 U.S. 731, 742 (2011)(emphasis added)).
When determining clearly established law, this
Court has repeatedly held that factual “specificity is
especially important in the Fourth Amendment context, where . . . it is sometimes difficult for an officer
to determine how the relevant legal doctrine, here excessive force, will apply to the factual situation the officer confronts.” Rivas-Villegas v. Cortesluna, 595
U.S. __, 2021 WL 4822662, at *2 (2021) (quoting Mullenix, 577 U.S. at 12)). Given the fact specific nature
of excessive force claims, “officers are entitled to qualified immunity unless existing precedent ‘squarely
13
governs,’ the specific facts at issue.” Kisela v. Hughes,
138 S. Ct. 1148, 1153 (quoting Mullenix, 577 U.S. at
13). Unless the case is obvious, the correct analysis for
qualified immunity in a Fourth Amendment claim requires identification of a “case where an officer acting
under similar circumstances as [the officer] was held
to have violated the Fourth Amendment.” White, 137
S. Ct. at 552.
Of utmost importance here, the panel majority
did not conclude that Officer Hawkins’s conduct, “constituted a run-of-the-mill Fourth Amendment violation.” Id. In contrast, it recognized that the case involved, “novel factual circumstances”. Banks v. Hawkins, 999 F.3d 521, 530 (8th Cir. 2021). Therefore, in
order for the panel majority to correctly determine
clearly established law, this Court’s precedent required the panel majority to identify a factually similar case where the officer’s conduct was determined to
have violated the Fourth Amendment. White, 137 S.
Ct. at 552; see also Rivas-Villegas, 595 U.S. __, 2021
WL 4822662, at *2.
The panel majority did not identify a case that
is even remotely factually similar to demonstrate that
Officer Hawkins’s use of force violated clearly established law. In fact, the existing precedent clearly establishes that Officer Hawkins’s use of force was constitutional. Therefore, this Court should intervene, to
ensure compliance with this Court’s precedent in deciding qualified immunity in order to protect the public’s legitimate interests in allowing police officers to
14
have proper notice that their actions violate an individual’s rights, and so that the correct analysis for deciding qualified immunity in use of force cases can be
consistently and correctly applied in the Eighth Circuit.
A. This Court should review the
panel majority’s determination
that Officer Hawkins’s use of
force was unconstitutional because that determination by the
panel majority is inconsistent
with Eighth Circuit precedent,
blatantly contradicts this Court’s
precedent, and sets bad precedent controlling police officers’
responses to domestic disturbances in the Eighth Circuit.
In excessive force cases, to demonstrate that a
Fourth Amendment violation occurred, this Court requires a Plaintiff to show that the force used was objectively unreasonable. Graham v. Connor, 490 U.S.
368, 394 (1989). The use of deadly force is not constitutionally unreasonable “[w]here the officer has probable cause to believe that the suspect poses a threat
of serious physical harm, either to the officer or to others.” Tennessee v. Garner, 471 U.S. 1, 11 (1985). The
objective reasonableness standard is judged “from the
perspective of a reasonable officer on the scene, rather
than with the 20/20 vision of hindsight.” Graham, 490
U.S. at 396. Courts must “allow[ ] for the fact that
15
police officers are often forced to make split-second
judgments -- in circumstances that are tense, uncertain and rapidly evolving -- about the amount of force
that is necessary in a particular situation.” Id. at
397. Reasonableness is judged on the “facts and circumstances of each particular case.” Id. at 396.
This Court should review the panel majority’s
determination that Officer Hawkins shooting Mr.
Banks was unconstitutional, because that determination by the panel majority not only ignored precedent
from the Eighth Circuit, but blatantly contradicted
precedent from this Court with respect to the proper
standard for determining whether deadly force is reasonable. Essentially, the panel majority cited four bases for its determination that the force was unreasonable: (1) that the time lapse between Officer Hawkins
hearing noises inside the home and attempting to
gain entry dissolved a belief by Officer Hawkins that
there was an imminent threat, Banks, at 534-534 (2)
that pursuant to Craighead v. Lee, 399 F.3d 954 (8th
Cir. 2005), because Officer Hawkins fired his weapon
while unable to ascertain Vanessa Banks’s location,
“a jury could conclude that no reasonable officer
would have thought deadly force was necessary;” Id.
at 535; (3) the panel majority’s determination that
Banks’ demeanor when he opened the door is in dispute, Id. at 526; and (4) that a reasonable Officer in
Hawkins’s shoes would not believe he was under attack because he did not see Banks strike him. Id. at
527.
16
The panel majority’s conclusion that Banks’s
demeanor is in dispute is blatantly contradicted by
the record based on Banks’s own testimony. The remaining reasons cited by the panel majority for its
conclusion that the force was unreasonable are
grounded in bad policy, set bad precedent controlling
how police officers respond to domestic disturbances
in the Eighth Circuit, and blatantly contradict precedent from this court and the Eight Circuit controlling
the standard under which use of force is determined
to be constitutional. Therefore, review should be
granted.
1. Based on Eighth Circuit
precedent in Billingsley v.
City of Omaha, Estate of
Morgan v. Cook, and Ransom v. Grisafe, Officer Hawkins’s shooting of Mr.
Banks was constitutional
and did not violate clearly
established law.
As stated by the panel majority, this case involves novel factual circumstances and there is no
case factually on point for purposes of comparison in
determining the reasonableness of Officer Hawkins’s
use of deadly force; however, the panel majority’s error is demonstrated by comparison to cases from the
Eighth Circuit where officers faced circumstances less
severe than those faced by Officer Hawkins, where
17
the Eighth Circuit determined the officer was justified in using deadly force.
In Billingsley v. City of Omaha, Officer Pfeiffer
was off-duty and at home when his wife observed a
man, later found to be Paul Billingsley attempt to enter their front yard which was impeded by bushes. 277
F.3d 990, 992 (8th Cir. 2002). Billingsley then continued down the sidewalk, down a neighbor’s driveway,
then in between some houses. Id. Pfeiffer then observed Billingsley attempt to enter two different
neighbors’ homes through the back door. Id. Pfeiffer
then retrieved his service revolver and proceeded outside. Id. Billingsley crossed the neighbor’s yard and
entered the Machals’s home, and Pfeiffer then followed him inside. Id. Once inside, Pfeiffer informed
Billingsley he was a police officer, and ordered him to
put his hands up. Id. Billingsley had a purse in his
left hand, and Pfeiffer could not observe his right
hand. Id. Billingsley then ran out the back door and
jumped off a deck to the ground fifteen feet below. Id.
He landed in a crouched position and then rotated his
left shoulder. Id. Pfeiffer fired a shot from fifteen feet
above that struck Billingsley in the lower right back
and exited out his groin. Id. Billingsley was found to
be unarmed. Id.
The panel majority determined that under the
circumstances, a jury could properly draw the inference of an immediate threat of death or serious bodily
harm to Officer Pfeiffer from his inability to observe
Billingsley’s hand coupled with his shoulder
18
movement. Id. at 995. In the present case, Officer
Hawkins faced even more tense, uncertain, and rapidly evolving circumstances because he did not have
the opportunity to see Banks’s hands before he suffered a blow to his head from an unknown source, and
he did observe Banks in the doorway with his right
arm raised over his head. (Pet. App. 33a.)(Aplnt. App.
63, 85-87.) If Officer Pfeiffer’s use of deadly force was
justified simply based on his inability to see Billingsley’s right hand coupled with the turn of Billingsley’s
left shoulder, Officer Hawkins had to have been justified after having actually been struck by an unknown
object while facing Banks who was standing with his
arm raised over his head within arms-reach of Officer
Hawkins.
In Estate of Morgan v. Cook, the Eighth Circuit
held that an officer’s shooting of a domestic disturbance suspect was constitutional where, when the officer responded to the scene of a domestic call, the victim was inside the house, the suspect was standing on
the porch of the house with a kitchen knife six to
twelve feet from the officer, and the suspect lifted his
leg as if to take a step in the officer’s direction. 686
F.3d 494, 496–97 (8th Cir. 2012). The totality of the
circumstances facing Officer Hawkins were much
more severe, tense, and rapidly evolving than the circumstances set out in Cook because in Cook, the officer had a clear view of the threat he was facing and
more time to access the situation and prepare to respond. Additionally, there was more distance between
the officer and Cook than between Banks and Officer
19
Hawkins in this case. Therefore, the panel’s holding
that Officer Hawkins’s shooting of Banks was not objectively reasonable is inconsistent with the precedent set forth by Cook.
Finally, while there is nothing in the record to
suggest that Mr. Banks did not strike or cause Officer
Hawkins to be struck in the head, even if it had been
later determined that Mr. Banks did not in fact strike
Officer Hawkins, Officer Hawkins still had probable
cause to believe there was a threat of serious injury or
death, and he was still justified in using deadly force
under the circumstances even if he was mistaken as
to that belief.
In Ransom v. Grisafe, a 911 caller reported
hearing shots fired from or near a white van. 790 F.3d
804, 807 (8th Cir. 2015). When officers arrived at the
scene and identified the van, the van backfired. Id.
Just after the backfire, the occupant of the van
stepped out of the driver side door. Id. As soon as he
did, the two officers fired eight shots at him. Id. The
Eighth Circuit held that the officers were “justified in
using deadly force to neutralize what they reasonably
believed was a risk of serious physical harm, either to
themselves or others.” Id. at 811. Even though, “Ransom had done nothing wrong, and viewing the scene
in his favor, the officers’ fear of harm was reasonable,
and their gunshots did not violate the constitution.”
Id.
20
In this case, given all of the circumstances, Officer Hawkins had a reasonable fear of serious harm.
Specifically, he had reason to believe that a violent
crime was taking place inside the home, and when he
attempted to force entry, the door suddenly opened
with force to reveal a seemingly aggressive assailant.
He then immediately received a blow to the head.
Based on these tense, rapidly evolving circumstances,
even if Banks had done nothing wrong, Officer Hawkins’s gunshot did not violate the constitution pursuant to Ransom v. Grisafe.
Most notably with respect to the reasonableness of Officer Hawkins’s use of force, the panel majority expressly concluded that “Hawkins may have
believed his ‘life [was] at stake’ because of Banks.”
Banks v. Hawkins, 999 F.3d 521, 530, n.8 (8th Cir.
2021). Given this conclusion by the panel majority,
had the panel majority properly applied this Court’s
and the Eighth Circuit’s precedent with respect to the
use of deadly force to what the district court determined to be the relevant facts and inferences in this
case, the only conclusion it could have reached is that
the force used by Officer Hawkins was objectively reasonable and not in violation of clearly established law.
See, Scott v. Harris, 550 U.S. 372, 881, n.8 (2007).
Therefore, this Court should grant review to ensure
compliance in the Eighth Circuit with the standard
determined by this Court for determining the constitutionality of deadly force.
21
2. This Court should grant review because the panel majority’s determination that
the alleged time lapse between Officer Hawkins
hearing noises inside the
home and Officer Hawkins’s attempted entry into
the home dissolved a reasonable belief on Officer
Hawkins’s part that there
was an imminent threat
was not supported by precedent from this Court nor
precedent from the Eighth
Circuit and sets concerning precedent grounded in
bad public policy regarding police officer responses
to domestic disturbances
in the Eighth Circuit.
The panel majority held that a jury “could
credit” Vanessa Banks’s testimony that ten minutes
had elapsed between the time when Officer Hawkins
heard the screams and when he attempted to make
entry. Banks, 999 F.3d at 525. First, a jury would not
make this determination because according to the
timestamped 911 audio recording, Officer Hawkins
arrived at the residence at 21:26:08, radioed that he
was about to make forced entry at 21:28:55, and radioed that shots had been fired at 21:31:12. (Aplnt. App,
22
471-473.) There was nothing to suggest that this time
stamped audio recording was altered in any way.
This time stamped audio recording of the 911 call is
the type of evidence contemplated by Scott v. Harris
that is so reliable that it forecloses a “genuine issue
for trial” as to its content. 550 U.S. 372, 379 (2007).
The panel majority’s determination that Vanessa
Banks’s testimony on this issue creates a genuine factual dispute directly contradicts this Court’s holding
in Scott v. Harris. Pursuant to Scott v. Harris,
Vanessa Banks’s testimony on this issue is immaterial as to the timing of the events which were accurately indicated in the 911 recording.
Even assuming ten minutes had elapsed between the screams and attempted entry, any reasonable and competent police officer arriving to a scene
of a domestic dispute on the facts assumed by the district court, would believe he/she had probable cause
to believe that there was an imminent threat to the
occupant caller in the home. The succession of “no’s”
and/or noises coupled with no answer at the door
could likely mean the occupant caller was injured or
being restrained inside the home in response to law
enforcement arriving, and no competent officer would
simply leave this scene without taking the necessary
steps to confirm the safety of the caller. At the same
time, it would not be unreasonable for an officer to attempt to wait for back up before attempting to force
entry, like Officer Hawkins did here.
23
The panel majority also stressed the fact that
Officer Hawkins “never saw anyone commit a crime”
Banks, 999 F.3d at 525. Of course, an officer in a situation like this would never have seen anyone commit
a crime if he was not able to gain entry to the home
where the crime was suspected to be occurring. The
subsequent silence after hearing the concerning
noises would only add to the perception of an imminent threat where the officer cannot confirm there is
NOT a serious crime or assault occurring, or that
someone was not injured, or being restrained inside
the home in response to law enforcement arriving.
Regardless of the timing of the noises in relation to when Officer Hawkins began to force entry, the
totality of the circumstances supported a reasonable
belief that an occupant of the home was in imminent
danger of death or serious injury which, in addition to
the events that unfolded once the door was opened,
supports a finding that his shooting of Banks was objectively reasonable. Even further, the findings by
the panel majority on this point go against the public’s
interests in allowing a police officer to exercise on-thescene discretion on how to properly respond in domestic disturbance situations. Thus, this Court should
grant review to ensure police officers in the Eighth
Circuit do not follow bad precedent set by the panel
majority’s opinion in responding to domestic disturbances.
3. Review is necessary because the panel majority’s
24
reliance on Craighead v.
Lee in determining the use
of force was unreasonable
blatantly contradicts this
Court’s precedent.
While citing to Craighead v. Lee, 399 F.3d 954,
962 (8th Cir. 2005), the panel majority held that because Officer Hawkins fired his weapon while unable
to ascertain Vanessa Banks’s location, “a jury could
conclude that no reasonable officer would have
thought deadly force was necessary in that moment to
protect Vanessa Banks.” Banks, 999 F.3d at 526. This
holding blatantly contradicts precedent from this
Court on two points.
First, the panel’s reliance on Craighead v. Lee,
399 F.3d 954, 962 (8th Cir. 2005) as a basis for its determination that Officer Hawkins’s use of deadly force
was not justified to protect Vanessa Banks because
Officer Hawkins could not confirm Vanessa’s location
when he shot at Banks blatantly contradicts this
Court’s precedent which holds, “Fourth Amendment
rights are personal rights which . . . may not be vicariously asserted.” Plumhoff v. Rickard, 572 U.S. 765,
777 (2014) (quoting Alderman v. United States, 394
U.S. 165, 174 (1969). The question in this case is
whether Officer Hawkins violated Johnny Banks’s
Fourth Amendment rights, not Vanessa Banks’s. “If
a suit were brought on behalf of [Vanessa Banks] under either § 1983 or state tort law, the risk to [Vanessa
Banks] would be of central concern, not [Johnny
25
Banks’s].” Plumhoff, 572 U.S. at 777. But, Vanessa
Banks’s presence in the house cannot, “enhance
[Johnny Banks’s] Fourth Amendment rights.” Id.
Secondly, this determination based on what “a
jury could conclude,” should be reviewed because at
the summary judgment stage, this Court has previously held that the reasonableness of an officer’s use
of deadly force is not a question for a jury, rather, is a
pure legal question to be decided by the court by applying existing precedent to the facts that are determined to be the undisputed facts of the case. Scott v.
Harris, 550 U.S. 372, 881, n.8 (2007). Applying the
analogous precedent to the facts of the case at hand,
Officer Hawkins’s use of deadly force was objectively
reasonable. See Estate of Cook v. Morgan, 686 F.3d
494 (8th Cir. 2012); Billingsley v. City of Omaha, 277
F.3d 990 (8th Cir. 2002); Ransom v. Grisafe, 790 F.3d
804 (8th Cir. 2015).
Finally, the panel majority’s determination
that the deadly force was not justified based on
Vanessa Banks’ location blatantly contradicts this
Court’s precedent regarding the standard for deciding
the lawfulness of a use of deadly force. According to
this Court’s precedent, the use of deadly force is not
constitutionally unreasonable “[w]here the officer has
probable cause to believe that the suspect poses a
threat of serious physical harm, either to the officer
or to others.” Garner, 471 U.S. at 11. Under the correct standard set out by Garner, Officer Hawkins
shooting Banks under the circumstances in this case
26
was constitutional. Therefore, review should be
granted because the panel’s reliance on Craighead v.
Lee as its basis for determining that a jury could determine Officer Hawkins’s use of force was unreasonable blatantly contradicts this Court’s precedent set
out in Plumhoff v. Rickard, Scott v. Harris, and Tennessee v. Garner.
4. Review is necessary because the panel majority’s
determination that Banks’
demeanor when he opened
the door is “in dispute” is
“blatantly and demonstrably false.”
The panel further held that because Banks’s
demeanor when he opened the door was “in dispute,”
Officer Hawkins should not have felt “threatened by
Johnny Banks’s ‘aggressive composure,” nor thought
he was “being attacked.” Banks, 999 F.3d at 526. The
panel majority’s finding that Banks’s demeanor when
he opened the door is in dispute is “blatantly and demonstrably false.” Plumhoff v. Rickard, 572 U.S. 765,
770 (2014). In fact, Banks aggressive demeanor when
he opened the door is not in dispute, and his aggressive demeanor supports a holding that Officer Hawkins had probable cause to believe that Banks posed
a significant threat of injury or bodily harm.
In deciding this issue, this Court must view
“the evidence in the light most favorable to Johnny
27
Banks and give him the benefit of all reasonable inferences.” Banks, 999 F.3d at 524 (citing Edwards v.
Byrd, 750 F.3d 728, 731 (8th Cir. 2014). The record
clearly shows that Banks himself testified that after
stating, “who the fuck is this,” he opened his door
with force with his left hand while placing his right
arm on the door frame above his head. (Pet. App.
6a.) (Aplnt. 63, 85-87.) Therefore, this Court must assume that this is what happened when Banks opened
the door, rather than the district court’s characterization of the facts that “all he did was open the door,”
or, that his demeanor upon opening the door was in
dispute. Banks, 999 F.3d at 526. According to the
district court, after the door was opened, Hawkins
was struck in the head, and then Hawkins shot
Johnny Banks. (Pet. App. 31a.) On those facts, as the
panel conceded, “Hawkins may have believed his life
was at stake because of Banks,” Banks, 999 F.3d at
534, fn. 8. In other words, Officer Hawkins had probable cause to believe that there was a significant
threat of death or serious bodily harm to himself or
others, and he was justified in shooting Banks.
Therefore, this Court should grant review.
5. Review is necessary because the panel majority’s
determination that Officer
Hawkins did not have
probable cause to believe
that Banks posed a threat
of significant injury or
death because he did not
28
see what struck him cannot
be the standard used to determine the lawfulness of
use of force.
Finally, the panel held that the fact that a reasonable officer in Hawkins’s shoes would not believe
that he was under attack based on the fact that he
was struck in the head by an unknown object because
“there is nothing to suggest that the injury was attributable to Banks.” Banks, 999 F.3d at 527. While
this statement by the panel is true, it could also be
argued that in a split-second moment, an objectively
reasonable officer in Officer Hawkins’s position had
no reason to believe that whatever struck him did
NOT come from Banks, given that Banks was the only
person in front of him, Banks was in what could be
perceived by an objectively reasonable officer as an
aggressive stance, and no one was on either side of
Officer Hawkins or behind Officer Hawkins. Additionally, if Banks had been holding a weapon or any
other object when the door was opened, Officer Hawkins likely could not have actually seen it because he
was struck in the head instantly when the door was
opened, and he also did not have a clear view of his
hands because it was dark. Under the panel’s logic,
even if it had been determined that Banks struck Officer Hawkins, if Officer Hawkins did not see it, his
reaction in shooting Banks was unreasonable. This
cannot be the standard for determining the lawfulness of police officers’ uses of force. The fact of the
matter remains on the scene, Officer Hawkins only
29
had a split second to decide, and under these circumstances, it was not unreasonable for Officer Hawkins
to believe there was a threat of death or serious injury, and the panel majority even said that he “may
have held” such a belief. Therefore, he was justified in
shooting Mr. Banks.
B. Review is necessary because the
panel majority blatantly disregarded this Court’s precedent by
failing to identify a factually similar case for purposes of determining clearly established law in
deciding qualified immunity.
This Court should grant review because, in
denying qualified immunity to Officer Hawkins, the
panel majority blatantly disregarded this Court’s
precedent regarding the appropriate analysis to be
applied to a claim for qualified immunity where the
case is not obvious, by failing to identify a case where
the officer was held to have violated the Fourth
Amendment under similar facts.
This Court has not yet decided what precedents, other than its own, qualify as controlling authority for determining clearly established law for
qualified immunity purposes. District of Columbia v.
Wesby, 138 S. Ct. 577, 591 n. 8 (2018). Regardless,
neither the panel below, or the appellee, cited to any
precedent which determines clearly established law
for the purpose of deciding qualified immunity in this
30
case because no precedent with the requisite factual
similarity exists from either this Court or any United
States Circuit Court. The panel majority admitted
this fact by noting that this case involves a “novel factual circumstance” Banks, 999 F.3d at 530, which only
supports the conclusion that there cannot be precedent with the requisite factual similarity that would
have put Officer Hawkins on fair notice in February
2017 that his actions would violate clearly established
law.
Due to the lack of a factually similar case, the
panel majority blatantly disregarded this Court’s instruction to federal circuit courts: in deciding clearly
established law in excessive force cases, where the
case is not obvious, the court must identify a case
where the officer acting under similar facts was held
to have violated the Fourth Amendment. White v.
Pauley, 137 S. Ct. 548 92017);Rivas-Villegas v. Cortesluna, 595 U.S. __, 2021 WL 4822662 (2021). Rather
than applying the requisite analysis and granting
qualified immunity, the panel majority expressly disregarded this Court’s mandate regarding the correct
analysis to apply when deciding qualified immunity
and stated, “[t]hough ‘earlier cases involving fundamentally similar facts can provide especially strong
support for a conclusion that the law is clearly established, they are not necessary to such a finding.’”
Banks, 999 F.3d 521, 528 (quoting Hope v. Pelzer, 536
U.S. 730, 741 (2002)). The panel majority further disregarded this Court’s mandate in stating, “Banks
31
does not have to point to a nearly identical case on the
facts for the right to be clearly established,” Id., and
[t]he issue is not whether prior cases present facts substantially similar to the
present case but whether prior cases
would have put a reasonable officer on
notice that the use of deadly force in
these circumstances would violate [the
plaintiff’s] right not to be seized by the
use of excessive force.
Id. (quoting Craighead v. Lee, 399 F.3d 954, 962 (8th
Cir. 2005). Finally, the panel majority expressly disregarded this Court’s precedent controlling qualified
immunity in excessive force cases by concluding that
a constitutional violation may be “sufficiently clear,”
even in “unique circumstances,” and that “that principle repeats itself through Eighth Circuit jurisprudence.” Banks, 999 F.3d at 529. All of these statements by the panel majority expressly disregard the
express instructions set out by opinions from this
Court over the past five years in White, Kisela, and
Rivas regarding the correct analysis to apply in deciding qualified immunity in excessive force cases: unless the case is an obvious one, police officers are entitled to qualified immunity unless existing precedent
“‘squarely governs’” the specific facts at issue. Kisela
v. Hughes, 138 S. Ct. 1148, 1153 (2018) (quoting Mullenix v. Luna, 136 S. Ct. 305 (2015)). In other words,
in denying qualified immunity in a claim involving a
police officer’s use of force, if the case isn’t obvious, as
32
the panel majority admitted is true in this case, a
court must identify a factual similar case where it was
determined the officer’s use of force violated the plaintiff’s civil rights. White, 137 S. Ct. at 552.
In applying what the panel majority determined to be the appropriate level of specificity for determining clearly established law, the panel majority
concluded that
a reasonable officer had fair warning in
February 2017 that he may not use
deadly force against a suspect who did not
present an imminent threat of death or
serious injury, even if the officer felt attacked earlier and even if he believed the
suspect had previously posed a threat.
Banks, 999 F.3d at 529. Importantly, the panel majority did not cite to any case factually on point which
establishes that conclusion, nor does that statement
even correctly encompass the facts of this case. The
facts in this case demonstrate that Officer Hawkins
did reasonably believe there was an imminent threat
of death or serious harm. Further, that conclusion by
the panel majority is precisely the defining of the constitutional right at a high level of generality which
has been explicitly rejected by this Court in cases
which are not obvious. See White v. Pauly, 137 S. Ct.
548; Rivas-Villegas, No. 20-1539, 2021 WL 4822662.
As the dissent noted, “[n]ot only is this formulation so
broad that it risks sweeping too broadly. The proof is
33
in the pudding: there are cases that both fall within
the court’s supposed clearly established rule and do
not involve the violation of a constitutional right.”
Banks, 999 F.3d at 532 (Stras, J., dissenting). As the
dissent pointed out, both cannot be true and pointed
to the Eighth Circuit case, Ransom v. Grisafe, 790
F.3d 804 (8th Cir. 2015) (per curiam) to demonstrate
this point. Id. As set out above, Ransom involved a
case where officers used deadly force against a suspect who did not present an imminent threat of death
or serious injury, which fits within the panel majority’s proposed rule below. Id. The panel majority in
Ransom granted qualified immunity to the officers because, “though the driver had done nothing wrong, . .
. the officers’ fear of harm was reasonable.” Id. (citing
Ransom, 790 F.3d at 811). At the least, based on Ransom, a reasonable officer in Officer Hawkins’s shoes
would not have had “fair notice” that shooting Banks
that night was constitutionally excessive based on his
reasonable fear of harm. Kisela v. Hughes, 138 S. Ct.
1148, 1152 (2018) (quotation marks omitted).
Ultimately, in an attempt to demonstrate the
clearly established law in this case, the panel majority relied on two cases which did not involve even remotely similar circumstances to the case at hand as
the basis for its holding that Officer Hawkins’s conduct violated clearly established law.
The first case, Ellison v. Lesher, as the dissent
pointed out, did not involve similar circumstances to
the present case for two reasons. Banks, 999 F.3d at
34
533. First, in the present case Officer Hawkins was
called to the scene of a reported domestic disturbance
which was taking place behind closed doors. Id. at
523–24, 532. In contrast, the officers in Ellison, who
merely passed by the open door of Ellison’s apartment
while patrolling an apartment complex on foot for security, walked by the open door of an apartment and
saw Mr. Ellison “‘relaxed’” and “‘sitting on his couch,’”
and initiated contact with Ellison to make sure he was
“okay.” Ellison v. Lesher, 796 F.3d 910, 915 (8th Cir.
2015). They could fully observe him throughout their
entire contact with him. Id. Additionally, in Ellison,
the Eighth Circuit denied qualified immunity based
on a disputed material fact, specifically, as to whether
Mr. Ellison was merely holding his cane, or swinging
it in a threatening manner at the moment he was
shot. Ellison v. Lesher, 796 F.3d 910, 916–17 (8th Cir.
2015).
In this case, it is not disputed that Officer Hawkins was struck in the head immediately after Mr.
Banks forcefully swung the door open, after stating,
“who the fuck is this,” and with his right hand raised
above his head. (Pet. App. 23a.) Thus, Ellison is not
a case with substantially similar facts for purposes of
determining clearly established law in this case.
The second case, Nance v. Sammis, involved a
fatal shooting of a twelve-year-old boy who was displaying a toy gun. 586 F.3d 604, 607–08 (8th Cir.
2009). “Viewing the facts in the light most favorable
to the plaintiffs, we ‘presume[d] that the officers
35
approached [the boy] without identifying themselves
as police officers, that the toy gun was tucked in [his]
pants throughout the entire confrontation, that [the
officer] shot him twice without warning.” Banks, 999
F.3d at 533 (Stras, J., dissenting) (quoting Nance, 586
F.3d at 610–11). Like the distinguishing factor in Ellison, the officers in Nance were never instantaneously struck by an unknown source, and the circumstances were less tense, rapidly evolving, and splitsecond because they “had the opportunity to observe
what the boy was doing the entire time.” Id. (citing
Nance, 586 F.3d at 607). In this case, Officer Hawkins
had no time to observe Mr. Banks before the door
swung open and he was struck in the head. Therefore,
Officer Hawkins had less time to contemplate a response. Thus, like Ellison, Nance is not factually similar enough to establish clearly established law in this
case.
As set out above, Ellison and Nance are factually distinguishable from the present case. In Ellison
and Nance, the officers had an opportunity to fully observe the suspects before engaging with them.
Whereas here, Officer Hawkins had no opportunity to
observe Banks before he was struck in the head with
an object as the suspect opened the door.
As a result, the panel majority conducted no
particularized factual analysis in order to determine
clearly established law relevant to the circumstances
Officer Banks faced, as required by White and Rivas.
36
The Eighth Circuit was not allowed to disregard this Court’s prior instruction to identify a factually similar case holding that an officer acting under
similar facts as Officer Hawkins violated the Fourth
Amendment before denying qualified immunity. No
case involving facts similar to the facts in this case
holds that an officer would not be justified in using
deadly force in these circumstances. Therefore, Officer Hawkins was not given fair notice that shooting
Banks under the circumstances he faced violated
clearly established law. Because there is no clearly
established law on this point, Officer Hawkins is entitled to qualified immunity.
Notably, not even the panel judges could agree
as to the state of the clearly established law as it pertains to the facts of this case, or to the constitutionality of Officer Hawkins shooting Mr. Banks. Judge
Stras dissented from the panel majority’s determination that the use of force was unconstitutional, and
that Officer Hawkins violated clearly established law.
“If judges…disagree on a constitutional question, it is
unfair to subject police to money damages for picking
the losing side of the controversy.” Wilson v. Layne,
526 U.S. 603, 618 (1999). If a panel of judges who
have months to consider the reasonableness of a use
of force from the comfort of their chambers cannot
agree on its lawfulness, then a police officer making a
split second judgment on the scene facing tensely dangerous circumstances cannot be expected to reach the
correct conclusion in a split second moment.
37
Under these circumstances, review is necessary to ensure consistency with the mandate of this
Court in applying the correct analysis for qualified
immunity to which Officer Hawkins is entitled under
this court’s precedent. Most importantly, review of
the denial of qualified immunity in this case is necessary to ensure the protection of officer discretion in
taking required legitimate actions in split second circumstances where clearly established rights are not
at issue, which as this Court has recognized, is important to society as a whole.
−−−−−−−♦−−−−−−−
CONCLUSION
There is simply no precedential case that
makes it “sufficiently clear” that Officer Hawkins’s
actions violated a constitutional right. Under these
circumstances, Officer Hawkins should be granted
qualified immunity. Officer Hawkins hereby respectfully requests review of the panel majority’s opinion,
so that he may be granted the protection afforded by
qualified immunity and the dismissal of this instant
case, and so that society’s interests which underly
qualified immunity will not be thwarted by the panel
majority’s opinion.
38
Respectfully submitted,
SARA MONAGHAN
Counsel of Record
ARKANSAS MUNICIPAL
LEAGUE
P.O. Box 38
North Little Rock, AR 72115
Telephone: (501)978-6122
Email: smonaghan@arml.org
Counsel for Petitioner
Shelby Hawkins
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.