Petition for Writ of Certiorari — Kevin D. Loggins, Sr., Petitioner v. Jeff Zmuda, Secretary, Kansas Department of Corrections, et al.
Supreme Court briefOct 27, 2021
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436 ORIGINAL
CASE NO.
(TO BE SUPPLIED BY COURT)
IN THE UNITED STATES SUPREME COURT-----FOR THE
C
FILED
OCT 2 7 2021
UNITED STATES OF AMERICA
KEVIN D. LOGGINS SR., PETITIONER:
VS.
JOESPH NORWOOD, RESPONDENT.
PETITION FOR WRIT OF CERTIORARI
FROM THE TENTH CIRCUIT COURT OF APPEALS
FOR THE UNITED STATES
Respectfully,
Vt kx\
^ . \ mfii i a ft
Sf.
KEVIN D . LOGGINS SR.
KDOC NO. #63088
HCF PO BOX 1568
HUTCHINSON, KANSAS
67504
MAR 2 2 2022
r
4
*
QUESTION(S) PRESENTED
I.
WHETHER THE U.S. DISTRICT COURT AND U.S. COURT OF APPEALS FOR THE
TENTH CIRCUIT ERRED IN FINDING PLAINTIFF FAILED TO STATE A CLAIM
REGARDING ENCROACHMENT UPON PLAINTIFF'S CONSTITUTIONAL PROTECTED
.5
FREEDOM OF ASSOACTION?
WHETHER PETITIONER MET THE Turner v. Safely, (1987) 482 U.S. 78,96 L.Ed. 2d 64,
H.
8
107 S.Ct. 2254
HI. WHETHER HEARING PLAINTIFF'S EX POST FACTO LAW VIOLATION CLAIM
17
WARRANTED TO PREVENT A MISCARRIAGE OF JUSTICE?
IV.
WHETHER THE U.S. DISTRICT COURT AND THE COURT OF APPEALS FOR THE
TENTH CIRCUIT ERRED IN HOLDING THAT THE HECK BAR APPLIES TO A VOID
JUDGMENT, AGAGINST TRESPASSERS OF OF LAW, AND ACCOMPLISHED THAT BY
AVOIDING ANSWERING PLAINTIFF/PETITIONERS MOTION TO IMPEACH THE VOID
.24
JUDGMENT?
WHETHER THE U.S. THE DISTRICT COURT AND U.S. COURT OF APPEALS
V.
ERRED IN FINDING PETITIONERS' SLANDER/DEFAMATION OF CHARACTER CLAIM
35
DOESN'T MEET THE ANCILLARY JURISDICTION STANDARD?
WHETHER THE U.S. DISTRICT COURT AND U.S. COURT RULED IN ERROR OF
VI.
WELL-SETTLED LAW THAT STATE OFFICIAL SUED IN THEIR INDIVIDUAL CAPACITY
.36
SHOW UP TO COURT AS INDIVIDUALS PURSUANT TO 42 U.S.C. § 1983?
i
•J
LIST OF PARTIES
[X] All parties appear in the caption of the case on the cover page.
[ ] All parties do not appear in the caption of the case on the cover page. A list of
all parties to the proceeding in the court whose judgment is the subject of this
petition is as follows:
RELATED CASES
United States Supreme Court Case No. 21-435 (Petition for the
Great writ)
United States Supreme Court Case No.
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(Appeal "No's 119*888^A/119,889-A)
(Petition for Writ of Cert.,)
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(To be supplied by Court)
TABLE OF CONTENTS
I.
WHETHER THE U.S. DISTRICT COURT AND U.S COURT OF APPEALS FOR THE
TENTH CIRCUIT ERRED IN FINDING PLAINTIFF FAILED TO STATE A CLAIM
REGARDING ENCROACHMENT UPON PLAINTIFF’S CONSTITUTIONAL PROTECTED
5
FREEDOM TO ASSOCATION?
Cleveland Bd. of Educ. v. LaFluer, 414 U.S. 632, 94 S.Ct. 791, 39 L.Ed. 2d 52 (1974).
,5
American Communication Assn. v. Douds, 339 U.S. 382, 70 S.Ct. 674, 94 L.Ed. 925 (1950)
5
Moore v. East Cleveland, 431 U.S. 494,97 S.Ct. 1932, 52 L.Ed. 2d 531 (1977).
5,6
Overton v. Bazzetta, 539 U.S. 126, 131, 123 S.Ct. 2162, 156 L.Ed. 2d 162 (2003)
6
6
Kaufman v. McCaughty, 419 F.3d 678, 685 (7th Cir. 2005)
6,36
42 U.S.C. § 1983
Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602,16 L.Ed. 2d 694 (1966).
7, 20
Perry v. United States, 294 U.S. 330, 353 (1935)
.7
Leatherman v. Tarrant County Narcotics Intelligence and Coordination Unit, 507 U.S. 163,164, 122
7
L.Ed. 2d 517, 113 S.Ct. 1160(1993).
.7
Hishon v. King & Spalding, 467 U.S. 69, 73, 81 L.Ed. 2d 59,104 S.ct. 2229 (1984)
WHETHER PETITIONER MET THE TURNER V. SAFELY, (1987) 482 U.S. 78,96 L.Ed
H.
8,9
64,107 S.CT. 2254 STANDARD?
TURNER V. SAFELY, (1987) 482 U.S. 78, 96 L.Ed 64,107 S.CT. 2254
8,9
Frazier v. Dubois, 922 F.2d 560, 562 (10th Cir. 1991)
.9
Beard v. Banks, 548 U.S. 521, 528,126 S.Ct. 2572, 165 L.Ed. 2d 697 (2006)
.9
.9
Speiser v. Randall, 37 U.S. 513, 526
Dombrowski v. Pfister, 380 U.S. at 491 n. 7
.9,10
Cantwell v. Connecticut, 310 U.S. 296, 307
10
Wirsching v. Colorado, 360 F.3d 1191, 1199-1201 (10th Cir. 2004)
11
Morrison v. Hall, 261 F.3d 896, 904 (9th Cir. 2001)
12
Mann v. Smith, 796 F.2d 79, 83 (5th Cir. 1986)
12
13
Fraud
iii
Switzer v. Coan, 261 F.3d 985, 988 (10th Cir. 2001)
14
Robinson v. Audi Aktiengesellschaft, 56 F.3d 1259, 1267 (10th Cir. 1995)
14
Weese, 98F.3dat552
14
Right to Impartial Administrator.
14
15,28
Goldberg v. Kelly, 397 U.S. 254, 271 (1970)
Ward v. Village of Monroeville, 409 U.S. 57, 61-62, 34 L.Ed. 2d 267, 93 S.Ct. 80 (1972)
16
Schweiker v. McClure, 456 U.S. 188, 195, 72 L.Ed. 2d . 102 S.Ct. 1665 (1982).
16
Turney v. Ohio, 273 U.S. 510, 522, 71 L.Ed. 749, 47 S.Ct. 437 (1927)
16, 28
16
Marshall v. Jerrico, Inc., 446 U.S. 238, 242, 64 L.Ed. 2d 182, 100 S.Ct. 1610 and n. 2 (1980)
in.
WHETHER HEARING PLAINTIFF’S EX POST FACTO LAW VIOLATION CLAIM
17
WARRNTED TO PREVENT A MISCARRIAGE OF JUSTICE?
17
Lustgarden v. Gunter, 966 F.2d 552, 553 (10th Cir. 1992)
U.S. Const. Art. I, § 10
17,21
United States v. Bell, 991 F.2d 1445, 1450 (8th Cir. 1993)
17
Collins v. Youngblood, 497 U.S. 37, 50, 111 L.Ed. 2d 30, 110 S.Ct. 2715 (1990)
17
Cummings v. Missouri, 4 Wall. 277, 325-326 (1867).
17, 23
Lindsey v. Washington, 301 U.S. 397, 401 (1937)
17
Rooney v. North Dakota, 196 U.S. 319, 324-325 (1905)
17
In re Medley, 134 U.S. 160, 171 (1890).
17
Calderv. Bull, 3 Dali. 386, 390 (1798).
17
Fed. R. Crim. P. R. 52(b)
United States v. Olano, 507 U.S. 725, 731, 113 S.Ct. 1770, 123 L.Ed. 2d 508 (1993).
18, 20
18, 19, 20
Johnson v. Zerbst, 304 U.S. 458, 464, 58 S.Ct. 1019, 82 L.Ed. 1461 (1938)
18
Yakus v. United States, 312 U.S. 414, 444, 64 S.Ct. 660, 88 L.Ed. 834 (1944)
19
Thorpe v. Housing Authority of Durham, 393 U.S. 268,281, 89 S.Ct. 518, 21 L.Ed. 2d 474
19
(1969).
iv
Ziffnn v. United States, 318 U.S. 73, 78, 63 S.Ct. 465, 87 L.Ed. 621 (1943).
19
United States v. Schooner Peggy, 5 U.S. 103,1 Cranch 103,110,2 L.Ed 49 (1801)
19
Hormelv. Helvering, 312 U.S. 552, 557, 61 S.Ct. 719, 85 L.Ed. 1037(1940)
19
United States v. Atkinson, 297 U.S. 157,160, 56 S.Ct. 391, 80 L.Ed. 555 (1936).
.20
.21
Article 1, § 9 U.S.C.S
Miller v. Florida, 482 U.S. 423,430,96 L.Ed. 2d 17, 101 S.Ct. 2446 (1987)
.21
Weaver v. Graham, 450 U.S. 24,29, 67 L.Ed. 2d 17, 101 S.Ct. 960 (1981)
.21,22, 23
State v. LaMunyon, 259 Kan. 54, 65, 911 P.2d 151 (1996)
.21
In re Petty, 22 Kan. 477,482-83 (1879)
.21
In re M.K.D., 21 Kan.App. 2d 541, 544, 901 P.2d 536 (1995)
.21
.21,22,31
46 Am. Jur. 2d, Judgments § 31, p. 393-94
Black's Law Dictionary, 1573 (6th ed. 1990) [Void Judgment]).
,21,24
Fletcher v. Peck, 6 Cranch, 138
.22
7 Moore's Federal Practice § 60.25[2], pp. 223-25 (2d ed. 1995).
.22,31
IV.
WHETHER THE U.S. DISTRICT COURT AND THE U.S. COURT OF APPEAL 10TH
CIRCUIT ERRED IN HOLDING THAT THE HECK BAR APPLIES TO A VOID JUDGMENT,
AGAINST TRESPASSER OF THE LAW, AND ACCOMPLISHING THAT BY AVOIDING
ANSWERING PLAINTIFF/PETITIONERS, MOTION TO IMPEACH THE VOID
.'.24
JUDGMENT?
Gonzales v. Crosbey, 545 U.S. 524, 529, 125 S.Ct. 2641, 162 L.Ed. 2d 480 (2005)
.24, 32
Restatement (Second) of Judgments 22 (1980)
.24
.24, 25, 32
Rule 60(b)(4)
.24
United States v. Boch Oldsmobile, Inc., 909 F.2d 657, 661 (CA1 1990)
24
Moore’s § 60.44[l][a]
11C. Wright, A Miller, & M. Kane, Federal Practice and Procedures § 2862 p. 331 (2d ed. 1995 Supp.
.24
2009),
Chicot County Drainage Dist. v. Baxter State Bank, 308 U.S. 371, 376, 60 S.Ct. 317, 84 L.Ed. 329
.24
(1940)
Stoll v. Gottlieb, 305 U.S. 165, 171-172, 59 S.Ct. 134, 83 L.Ed. 104(1938)
v
.24
United States v. Espinosa, 559 U.S. 260, 130 S.Ct. 1367, 176 L.Ed. 2d 155 (2010)
,24, 27
Elliott v. Peirsol, 1 Pet. 328, 340,26 U.S. 328, 340 (1823).
,25,34
V.T.A., Inc., v. AIRCO, Inc., 597 F.2d 220, 224 n. 8 (10th Cir. 1979)
.25
Buck, 281 F.3d at 1344
.25
In re TIP-PA-Hans Enterprises, Inc., 27 B.R. 780, 783 (1983)
.25
28 U.S.C. § 455(a)
.25
Beall v. Reidy, 457 P.2d 376
.25
Taylor v. O'Grady, 88 F.2d 1189 (7th Cir. 1989)
,25
Resolution of Judicial Conference, (Oct. 1971)
,25
Canon 3D Code of Judicial Conduct.
,26
,27
Nederv. United States, 527 U.S. 1, 119 S.Ct. 1827,144 L.Ed. 2d 35 (1999)
18 U.S.C. § 1512(c)(1).
28
46 Am. Jur. 2d Judges § 97
.28
Yazoo, etc R. Co. v. Kirk, 102 Miss. 41, 58 So. 710
.28
State v. Brown, 8 Okla. Crim. 40, 126 Pac. 245
.28
Re Perez, 194 La. 763, 194 So. 774
.28
Partial Transcript of Preliminary Examination, pg’s 10-11
.29
U.S. v. Leuth, 807 F.2d 719, 727 (8th Cir. 1986)
.30
30
Limitation of Judicial Activism in Criminal Trials, 33 Conn. L. rev. 243, 273-74 (2000)
State v. Williamson, 253 Kan. 163 (1993)
30
Thompson v. Walker, 583 F.Supp. 175 (E.D. Va. 1984)
30
Chambers v. Bridge Manufactory, 16 Kan. 270 (1876).
,30
Barkley v. Toland, 7 Kan. App. 2d 625, 646 P.2d 1124 (1982)
.31
Main v. Thiboutot, 100 S.Ct. 2502 (1980).
.32
Basso v. Utah Power & Light Co., 495 F.2d 906, 910
.32
v Joyce v. U.S., 474F.2d215
vi
vi
.32
Application of Boykin, D.C.N.Y., 165 F.supp. 25, 30
.33
People v. Eddington, 201 Cal. App. 2d 524, 20 Cal. Rptr. 122, 124
.33
Hope v. Pelezer, 536 U.S. 730, 122 S.ct. 2508, 153 L.Ed. 2d 666 (2002)
.33
Bender v. Williamsport, Area Sch. Dist., 475 U.S. 534, 546, 89 L.Ed. 2d 501,106 S.Ct. 1326
.33
(1986)
Phelps v. Hamilton, 122 F.2d 1309, 1326 (10th Cir. 1997)
.33
FW/PBS v. City of Dallas, 493 U.S. at 231
.33
Valley v. Northern Fire & marine Ins. Co., 254 U.S. 348,41 S.ct. 116 (1920)
.34
Old Wayne Mut. I. Assoc, v. McDonough, 204 U.S. 8,27 S.Ct. 236 (1907)
34
Williamson v. Berry, 8 How. 495, 540, 12 L.Ed. 1170, 1189 (1850)
34
Rose v. Himely, 4 Cranch 241, 269, 2 L.Ed. 608, 617 (1808)
.34
V.
WHETHER THE U.S. THE DISTRICT COURT AND U.S. COURT OF APPEALS
ERRED IN FINDING PETITIONERS' SLANDER/DEFAMATION OF CHARACTER CLAIM
.35
DOESN’T MEET THE ANCILLARY JURISDICTION STANDARD?
.35
Mines Workers v. Gibbs, 383 U.S. 715, 725, 16 L.Ed. 2d 218, 86 S.Ct. 1130 (1966)
City of Chi v. Int'l College of Surgeons, 522 U.S. 156, 118 S.Ct. 523, 139 L.Ed. 2d 525 (1997)..... 35
VI.
WHETHER THE U.S. DISTRICT COURT AND U.S. COURT RULED IN ERROR OF
WELL-SETTLED LAW THAT STATE OFFICIAL SUED IN THEIR INDIVIDUAL CAPACITY
36
SHOW UP TO COURT AS INDIVIDUALS PURSUANT TO 42 U.S.C. § 1983?
Graham, 473 U.S. at 167; n. 14
36 *
Randall v. Brigham, 7 Wall. 523 74 U.S. 523. 19 L. Ed. 285 (1868)
36, 37
Bell v. Hood, 327 U.S. at 684..............................................................
.37
Marybury v. Madison, 1 Cranch 137, 163 (1803).............................
.37
vii
Appendix-(A) (United States Court of Appeals for the Tenth Circuit opinion)
Appendix-(B) (United States District Court for the District of Kansas Opinion)
Appendix-(C) (United States Court of Appeals for the Tenth Circuit denial for rehearing)
Appendix-(D) (Plaintiffs personally submitted request for Sex Offender override)
Appendix-(E) (Latest approved Overide to correspond with grandchildren)
Appendix-(F) (Censorship of Correspondence from Grandchildren)
Appendix-(G) (Partial Transcript of Preliminary Examination, 14-pg's [spolitated portion])
Appendix-(H) (Partial Transcript of Preliminary Examination, 52-pg's [Only portion of record supplied
to plaintiff/petitioner and appointed appellate counsel to perfect direct appeal])
Appendix-(1) (Transcript of Closing Arguments [Jurytrial, Case No. 95 CR 1859])
Appendix-(J) (Motion to Impeach/Response to Martinez Report/
Judicial Notice)
viii
IN THE
SUPREME COURT OF THE UNITED STATES
PETITION FOR WRIT OF CERTIORARI
Petitioner respectfully prays that a writ of certiorari issue to review the judgment below.
OPINIONS BELOW
[5Q For cases from federal courts:
The opinion of the United States court of appeals appears at Appendix
the petition and is
to
a
[^ reported at 854 F^d A p p y QS4 .MOi-h Cir . 2021^; or,
[ ] has been designated for publication but is not yet reported; or,
[ ] is unpublished.
The opinion of the United States district court appears at Appendix _B
the petition and is
[x] reported at 2020 U.S. Dist. ILelxis 13184
; or,
[ ] has been designated for publication but is not yet reported; or,
[ ] is unpublished.
[ ] For cases from state courts:
The opinion of the highest state court to review the merits appears at
Appendix_____ to the petition and is
[ ] reported at
; or,
[ ] has been designated for publication but is not yet reported; or,
[ ] is unpublished.
The opinion of the_
appears at Appendix
court
to the petition and is
[ ] reported at
; or,
[ ] has been designated for publication but is not yet reported; or,
[ ] is unpublished.
1.
to
JURISDICTION
[X] For cases from federal courts:
The date on which the United States Court of Appeals decided my case
was May 4th. 2021
[ ] No petition for rehearing was timely filed in my case.
[X] A timely petition for rehearing was denied by the United States Court of
Appeals on the following date: June 11th, 2021
, and a copy of the
d
order denying rehearing appears at Appendix
[ ] An extension of time to file the petition for a writ of certiorari was granted
to and including :______
(date) on
(date)
in Application No.__ A
The jurisdiction of this Court is invoked under 28 U. S. C. § 1254(1).
[ ] For cases from state courts:
The date on which the highest state court decided my case was
A copy of that decision appears at Appendix_______
[ ] A timely petition for rehearing was thereafter denied on the following date:
______________________, and a copy of the order denying rehearing
appears at Appendix
[ ] An extension of time to file the petition for a writ of certiorari was granted
to and including____
(date) on
(date) in
Application No.__ A
The jurisdiction of this Court is invoked under 28 U. S. C. § 1257(a).
2
CONSTITUTIONAL AND STATUTORY PROVISIONS
FREEDOM OF FAMILAL/INTIMATE ASSOCATION 1ST/14TH
AMENDMENT.......................................................................................
.5
6, 7, 36
42 U.S.C. § 1983
U.S. CONST. ARTICLE I. § 10
17,21
Fed. R. Crim. P. R. 52(b).
18,20
Article I. § 9
.21
Rule 60(b)(4).
24,25, 32
28 U.S.C. 455(a),
.26
Canon 3D Code of Judicial Conduct.
.26
18 U.S.C. 1512(c)(1).
,28
3
STATEMENT OF FACTS
In 1996 a jury convicted my persons of a crime of Aggravated Sexual Battery under
aiding and abetting with a theory that although plaintiff did not commit the crime personally, was
not present when it was committed, nor encouraged, planned or shared intent in its commission
that it was reasonably foreseeable said crime would occur since these crimes often happen at
night time. The State courts held on appeal and post-conviction relief it was uphold the
conviction "although it toed the line", because Kansas Law holds that if the intended crime is
inherently dangerous to human life, its reasonably foreseeable that a felony would occur.
After being in prison for 8-years (2003), the defendant enacted IMPP. 11-115A which
labeled all offenders convicted of a sex crime as Sex Offenders, and to house said offenders of
such. The policy removed all minor visitors from inmates visiting list. Unit Counselor was
instructed to assist these offenders in obtaining overrides to resume their visits with their
children. However the ability to communicate via phones, letters and pictures remained intact.
In 2015 the defendant authorized an amendment to IMPP. 11-115A which abrogated the
right in its entirety prohibiting any contact with any minors family and friends. Plaintiff/
petitioner sought a complete override and to be removed from being housed as a sex offender.
KDOC Unit Counselor Rank ignored plaintiffs/petitioners request and submitted an override to
only visit and communicate with plaintiff/petitioners grandchildren and plaintiff being housed as
a sex offender. The Override board granted in part the privilege of communicating .with and
visiting my grandchildren and denied the requested to be removed from being housed as a sex
offender.
Said policy does not provide a means to appeal the boards decision. So plaintiff sued and
the district court summarily denied and the court of appeals affirmed the district courts summary
judgment and plaintiff filed this forgoing Writ of Cert to vindicate the federally protected
constitutional right.
4
I.
WHETHER THE U.S. DISTRICT COURT AND U.S. COURT OF APPEALS FOR
THE TENTH CIRCUIT ERRED IN FINDING PLAINTIFF FAILED TO STATE A
CLAIM REGARDING ENCROACHMENT UPON PLAINTIFF'S CONSTITUTIONAL
PROTECTED FREEDOM TO ASSOCATION?
Standard of Review: "As early as 1909 that court said in such a case, Ex parte Dickens. 162
Ala. 272. at 276. 279-280. 50 So. 218. at 220. 221:
fi I
Originally, on certiorari, only the question ofjurisdiction was inquired into; but this limit has
been removed, and now the court 'examines the law questions involved in the case which may
affect its merits.'...
"... The judgment of this court is that the proper way to review the action of the court in cases of
this kind is by certiorari, and not by appeal.
mi
We think that certiorari is a better remedy than mandamus, because the office of a 'mandamus'
is to require the lower court or judge to act, and not 'to correct error or to reverse judicial
action,'... whereas, in a proceeding by certiorari, errors of law in the judicial action of the lower
court may be inquired into and corrected." (Quoting, NAACP v. Ala, ex rel. Patterson. 357 U.S.
449. 78 S. Ct. 1163. 2 L. Ed. 2d 1488 (19581').
"This Court has long recognized that " freedom of personal choice in matters of marriage
and family life is one of the liberties protected by the Due Process Clause of the Fourteenth
Amendment. Roe v. Wade, 410 U.S. 113; Loving v. Virginia. 388 U.S. 1. 12; Griswold v.
Connecticut. 381 U.S. 479: Pierce v. Society of Sisters. 268 U.S. 510: Meyer v. Nebraska. 262
U.S. 390. "See also Prince v. Massachusetts, 321 U.S. 158; Skinner v. Oklahoma, 316 U.S.
535. (Quoting, Cleveland Bd. of Educ. v. LaFleur. 414 U.S. 632. 94 S. Ct. 791. 39 L. Ed. 2d 52
(1974)).
"In the domain of these indispensable liberties, whether of speech, press, or assocation.
the decisions of this Court recognize that abridgment of such rights, even though unintended,
may inevitably follow from varied forms of governmental actions". See American
Communication Assn, v. Douds, 339 U.S. 382. 70 S. Ct. 674. 94 L. Ed. 925 (1950)).
"Appropriate limits on substantive due process come not from drawing arbitrary lines but
rather from careful "respect for the teachings of history [and] solid recognition of the basic values
that underlie our society." " Griswold v. Connecticut. 381 U.S., at 501 (Harlan, J., concurring)."
See generally Ingraham v. Wright. 430 U.S. 651. 672-674. and nn. 41, 42 (1977); Joint AntiFascist Refugee Committee v. McGrath. 341 U.S. 123. 162-163 (1951) (Frankfurter, J.,
concurring); Lochner v. New York, 198 U.S. 45, 76 f** 19381 (1905) (Holmes, J., dissenting).
Our decisions establish that the Constitution protects the sanctity of the family precisely because
the institution of the family is deeply rooted in this Nation's history and tradition. " It is through
5
the family that we inculcate and pass down many of our most cherished values, moral and
cultural." (Quoting, Moore v. East Cleveland. 431 U.S. 494, 97 S. Ct. 1932. 52 L. Ed. 2d 531
(19771).
"Ours is by no means a tradition limited to respect for the bonds uniting the members of
the nuclear family. The tradition of uncles, aunts, cousins, and especially grandparents sharing a
household along with parents and children has roots equally venerable and equally deserving of
constitutional recognition. " Over the years millions of our citizens have grown up in just such
an environment, and most, surely, have profited from it. Even if conditions of modem society
have brought about a decline in extended family households, they have not erased the
accumulated wisdom of civilization, gained over the centuries and honored throughout our
history, that supports a larger conception of the family. Out of choice, necessity, or a sense of
family responsibility, it has been common for close relatives to draw together and participate in
the duties and the satisfactions of a common home. Decisions concerning child rearing, which
Yoder, Meyer, Pierce and other cases have recognized as entitled to constitutional protection,
long have been shared with grandparents or other relatives who occupy the same household indeed who may take on major responsibility for the rearing of the children. " Especially in times
of adversity, such as the death of a spouse or economic need, the broader family has tended to
come together for mutual sustenance and to maintain or rebuild a secure home life. This is
apparently what happened here." (Quoting, Moore v. East Cleveland. 431 U.S. 494. 97 S. Ct.
1932. 52 L. Ed. 2d 531 (1977)7
”[T]he Constitution protects 'certain kinds of highly personal relationships.'" Overton v.
Bazzetta. 539 U.S. 126, 131. 123 S.ct. 2162. 156 L.Ed. 2d 162 (2003T "Additionally, it is wellsettled that prison inmates have a First Amendment right both to send and receive mail."
Kaufman v. McCaughtrv, 419 F.3d 678. 685 (7th Cir. 2005).
Section § 1983. Civil action for deprivation of rights, provides.
"Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any
State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of
the United States or other person within the jurisdiction thereof to the deprivation of any rights,
privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured
in an action at law, suit in equity, or other proper proceeding for redress".
In the case at bar Kansas Department of Corrections policy writters at the Secretary of
6
^ ,
Corrections [Joesph Norwood] behest, draw up a policy that travels back in time to suspended
the fundamental protected freedom to Assocation with all offenders labeled as sex offenders,
with family and friends under the age of 18 years of age. This policy prohibits any
communication via mail, email, pictures as well as phone calls. "Where rights secured by the
Constitution are involved, there can be no rulemaking of legislation which abrogates them."
Miranda v. Arizona. 384 U.S. 436, 86 S.Ct. 1602.16 L.Ed 2d 694 (1966k "... the Congress
cannot revoke the Sovereign Power of the People." Perry v. United States, 294 U.S. 330, 353
(1935V
Since plaintifftpetitioners case was dismissed on the respondents motion, the Court of
Appeals was required to accept all the factual allegations in plaintiffs complaint as true. "Because
we review here a decision granting respondent's motion to dismiss, we must accept as true all of
the factual allegations contained in the complaint." See, e.g., Leatherman v. Tarrant County
Narcotics Intelligence and Coordination Unit. 507 U.S. 163.164. 122 L.ed. 2d 517,113 S.Ct.
1160 (1993V
.
.
.
»
When viewing plaintiffs complaint in this light, it cannot be said no relief is warranted.
For Plaintiffs established the right to assocation is a fundamental constitutional right, and that
after being in prison for 20 years the defendants in this case wrote a policy that encroached,
abridged and intruded upon said right. In complaince with federal rules "[a] court may dismiss a
complaint only if it is clear that no relief could be granted under any set of facts that could be
proved consistent with the alligation." Hishon v. King & Spalding. 467 U.S. 69. 73, 81 L.Ed. 2d
59. 104 S.Ct. 2229 (1984V
7
Wherefore, under the allegations and facts in this case, plaintiff is able to establish that
the Fundamental right to Freedom of Assocation 14th/1 st Amendment protected right was
abridged when Joesph Norwood sanctioned policy permitting KDOC official to deprive plaintiff
of exercising said right. Likewise, defendant Norwood also authorized the defamation and
slander of plaintiff by permitting KDOC official to post plaintiff on the worldwide web as a sex
offender. Plaintiffs case is ripe for trial and this Superior Court must find that the district court
erred in dismissing the case and order the U.S. Court of Appeals and district courts order
reversed and remanded for a full discovery and jury trial.
WHETHER PETITIONER MET THE Turner v Saflev (19871 482 U.S. 78, 96 L. Ed.
II.
2d 64. 107 S. Ct. 2254, PRONGS IN THE ALLEGATIONS IN THE COMPLAINT?
Standard of Review: We begin, as did the courts below, with our decision in Procunier v.
Martinez, supra, which described the principles that necessarily frame our analysis of prisoners'
constitutional claims. The first of these principles is that " federal courts must take cognizance of
the valid constitutional claims of prison inmates. Id., at 405. "Prison walls do not form a barrier
separating prison inmates from the protections of the Constitution. Hence, for example, prisoners
retain the constitutional right to petition the government for the redress of grievances, Johnson v.
Avery. 393 U.S. 483 (19691: and they enjoy the protections of due process, Wolff v. McDonnell.
418 U.S. 539 (T974k Haines v. Kerner, 404 U.S. 519 (19721. "Because prisoners retain these
rights, "when a prison regulation or practice offends a fundamental constitutional guarantee,
federal courts will discharge their duty to protect constitutional rights." Procunier v. Martinez,
416 U.S., at 405-406. (quoting, Turnery Saflev (19871 482 U.S. 78. 96 L. Ed. 2d 64. 107 S. Ct.
2254(19871.
"When a prison regulation impinges on inmates' constitutional rights, the regulation is
valid if it is reasonably related to legitimate penological interests. In our view, such a standard is
necessary if "prison administrators ..., and not the courts, [are] to make the difficult judgments
concerning institutional operations." Jones v. North Carolina Prisoners' Union. 433 U.S.. at
128. (quoting, Turner v Saflev (19871 482 U.S. 78. 96 L. Ed. 2d 64. 107 S. Ct. 2254 (19871.
"First, there must be a "valid, rational connection" between the prison regulation and the
legitimate governmental interest put forward to justify it. Block v. Rutherford, supra, at 586.
Thus, a regulation cannot be sustained where the logical connection between the regulation and
the asserted goal is so remote as to render the policy arbitrary or irrational. Moreover, the
governmental objective must be a legitimate and neutral one. We have found it important to
inquire whether prison regulations restricting inmates' First Amendment rights operated in a
neutral fashion, without regard to the content of the expression." See Pell v. Procunier. 417 U.S..
at 828; Bell v. Wolfish. 441 U.S., at 551. (quoting, Turner v Saflev (19871 482 U.S. 78. 96 L.
8
Turner v Saflev (19871 482 U.S. 78. 96 L. Ed. 2d 64. 107 S. Ct. 2254 (1987V
It is settled " a prison inmate "retains those [constitutional] rights that are not
inconsistent with his status as a prisoner or with the legitimate penological objectives of the
corrections system." Pell v. Procunier. supra, at 822." When viewing the Turner test prongs,
under the circumstances and facts in this case the goal of the policy [IMPP. 11-115-A] can not
be deemed legitment.
Turner Test:
The Turner test requires a court to weigh four factors: (1) whether there is a "valid,
rational connection between the prison regulation and the legitimate governmental interest put
forward to justify it"; (2) "whether there are alternative means of exercising the right that remain
open to prison inmates"; (3) "the impact accommodation of the asserted constitutional right will
have on guards and other inmates, and on the allocation of prison resources generally"; and (4)
the "absence of ready alternatives" to the regulation. 482 U.S. at 89-90 (quotations omitted).
"Courts must conduct this analysis giving "substantial deference" to prison authorities. Frazier v.
Dubois. 922 F.2d 560. 562 (10th Cir. 19911.
"In addition to the four-part test, Turner clearly establishes "restrictive prison regulations
[including restrictions on First Amendment rights] are permissible if they are reasonably related
to legitimate penological interests and are not an exaggerated response to such objectives."
Beard v. Banks. 548 U.S. 521. 528. 126 S. Ct. 2572. 165 L. Ed. 2d 697 (2006) (citation and
quotations omitted).
As to the first prong, whether there is a "valid, rational connection between the prison
regulation and the legitimate governmental interest put forward to justify it? The policy under a
particular case may have a rational connection to render it valid, however in its blanketed and
overbreadeth application it has to be deen arbitrary and irrational. This Superior Court has held in
similar cases: "This overly broad statute also creates a "danger zone" within which protected
expression may be inhibited. Cf. Speiser v. Randall. 37 U.S. 513. 526. Also see Dombrowski v.
Pfister. 380 U.S.. at 491 n. 7 ("in each of these cases the statute was not merely vague or overly
9
broad "on the face"; the statute was held vague or overly broad as construed and applied to
a particular defendant in a particular case."-) (Emphasis added).
Thus merely finding that a policy, regulation or statute has legitmacy does not answer the
question of the test as to prong-1, because said policy, regulation and statute may be deemed
legitment in one case, and arbitrary and irrational in another. In this particular case plaintiff was
subjected to said overly broad policy when after 20 years in prison, the defendant authorized the
drafting of said policy, that permits state officials to deprive plaintiff of the Fundamental Right to
Freedom of Assocation with all my minor family and friend members, on the basis that 20 years
previous to its enactment plaintiff was convicted of a sex crime.
Plainitiff ask that the Court take notice that for 20 years plaintiff exercised the right to
Intimate Assocation without incident. The policy was drawn after a state officials minor child
was found to be communicating with a KDOC inmate whom happen to be housed as a sex
offender. The vindictiveness of the policy to apply it to all inmates before evaluating any inmates
to determine if said regulation would be legitment under the circumstances or considered
arbitrary or irrational, in itself is capricious and irrational.
In respects to overbroad statutes this Superior Court said at least as early as 1940 that
when dealing with First Amendment rights we would insist on statutes "narrowly drawn to
prevent the supposed evil." Cantwell v. Connecticut. 310 U.S. 296. 307. In this case at bar the
defendants has authorized restraint upon constitution freedom 20 years after the trial. This Court
has held: "A statute authorizing previous restaint upon exercise of the guranteed freedom by
judicial decision after trial is as obnoxious to the Constitution as one providing for like restraint
by administrative actions." Cantwell v. Conn., Supra.
10
In the case at bar, the defendant in the implication of of its policy put into no place a
safeguard to plaintiffs constitutional rights. The application of the policy was blindly applied to
all defendants that the defendant and KDOC official themselve classified as sex offenders. This
application is not applied upon a case-by-case system, but a blanket application no matter the
circumstance nor facts of individual cases. In the case at bar the district court and court of
appeals looked to a Tenth Circuit case that actually disadvantage the respondents argument
because in said case, the defendant was evaluated before his restrictions by the State DOC was
applied.
Plaintiffs claims were based on a deprivation of contact with other's and family members
who are minors, the court held that he failed petitioner/plaintiff fails to identify any unreasonable
restriction on his constitutional rights. Wirsching v. Colorado. 360 F.3d 1191.1199-1201 (10th
Cir. 2004) (affirming as constitutional a ban on visitation between a convicted sex offender who
refused to comply with treatment program requirements and his child because the prisoner failed
to present evidence demonstrating the prison regulation was not reasonably related to legitimate
penological interests).
As stated above in the Wirsching case, the plaintiff was evaluated, showing that Colorado
Department of Corrections policy was being applied on a case-by-case basis. In the case at bar
the defendant and the created "Sex Offender Overview Board" all have undisputable evidence
that in the case at bar, plaintiff is not accused personally of any sexual misconduct, that plaintiff
wasn't present when the sexual misconduct occurred and that plaintiff had no knowledge of its
occurance previous to it occurring nor after its occurance.
11
1
As to prong-2 "whether there are alternative means of exercising the right that remain
open to prison inmates"? As stated in 2003 when the policy IMPP. 11-115-A was first
implemented, the policy only restricted visitation, until overides was granted. Said process was
expedient, because all unit counselors was instructed to assist inmates whom the policy affected
to achieve the overrides. However, the alternative means of talking via phone, writing, and
receiving mail and pictures was allowed. In 2015 when the current amendment was enacted to
the policy, no alternative was permitted, all contact was cut off and any incoming emails, letters,
and pictures was censored and inmates warned concerning phone calls.
The new policy prohibits any contact until a override is granted for every minor family
member. However, said overrides is dependant upon a unit counselor supporting the override. In
the case at bar when plaintiff petition to override the prohibition to visit, talk via phone, write via
email, and regular mail, as well as receive photos with my three grandchildren, the request to
override for my minor family and friend members (nieces, nephews, cousins, step grandchildren
and family friends minors). The unit counselor was permitted to disregard that request and only
submit the portion of the petition for override he supported. See Appendix-( D ).
This renders the alternative means of exercising the right contingent upon the opposing
parties support. Concerning the inmates' other alternative means to exercise their First
Amendment rights, we agree that the ability to listen to the radio or watch television is not an
adequate substitute for reading newspapers and magazines. Morrison v. Halt 261 F,3d 896. 904
(9th Cir. 2001); Mann v. Smith. 796 F.2d 79. 83 (5th Cir. 1986). Likewise, in the case at bar, it
must be held that the override process and the defendants employees dictating what will be
submitted for override is not a substitute for exercising the protected right.
12
Wherefore, there lies no alternative means to exercise the constitutional rights and that
which remotely resembles a alternative means is dictated by the same party encroaching upon the
right. Thus, as to prong-2 plaintiff case meets the criterion.
As to prong-3 "the impact accomodation of asserted constitutional right will have on
guards and other inmates, and on the allocation of prison resources generally". In support of this
prong plaintiff/petitioner states that for 20-years prior to the enactment of the amendment that
violates the right, plaintiff/petitioner exercised the right with no incident, or any call for plaintiffs
/petitioners right being infringed upon. The labeling of plaintiff/petitioner as a sex offender, and
depriving my persons of the right to assocate with any of my minor family and friend members,
puts a additional strain on the prison resource to monitor all inmates labeled as sex offenders, as
well as censoring those not allowed and distinguishing which minors correspondence is allowed
due to overrides.
In fact the defendants argued to the district court that petitioners claim is mute because a
override had been granted to communicate with and visit with my grandchildren. Plaintiff argued
on appeal that the defendants are commiting fraud by fraudeleiitly arguing that I'm permit to
communicate 'with my grandchildren. See Appendix-( e?). The defendant's employee's continue
to censor correspondences from my grandchildren. See Appendix-( F ). The defendant and
KDOC officials do not have a database to determine which minors are allowed to correspond
with their loved ones thats offenders. So theres no means for mailroom officials to identify whom
the minor is in the photo's or author of a email or letter. Therefore, complicating the process and
put a strain on its own resources, which results in even the overrides permitting the exercise of
the right, being infringed upon.
13
In the U.S. Court of Appeals for the Tenth Circuit petitioner argued that the defendants
was guilty of fraud, by continuing to deprive petitioner/plaintiff of the right in question by their
continued censoring/seizing correspondences with petitioner/plaintiffs grandchildren. The
defendants argued in the Martinez report, and in its response in the district court that petitioner/
plaintiff has failed to prove that current violation has occurred and that the issue is moot, since
petitioner/plaintiff was granted a override to communicate with three grandchildren. Yet the
censoring/seizing of correspondences continues. See Appendix-( p ).
FRAUD:
Standard of review: ’’Appellate court reviews disposition of action for fraud upon the
court under abuse-of-discretion standard". Switzer v. Coanu 261 F.3d 985. 988 (10th Cir. 2001-)
"Fraud on the court," whatever else it embodies, requires a showing that one has acted
with an intent to deceive or defraud the court. A proper balance between the interests
underlying finality on the one hand and allowing relief due to inequitable conduct on the
other makes it essential that there be a showing of conscious wrongdoing-what can
properly be characterized as a deliberate scheme to defraud-before relief from a final
judgment is appropriate .... Thus, when there is no intent to deceive, the fact that
misrepresentations were made to a court is not of itself a sufficient basis for setting aside
a judgment under the guise of "fraud on the court."Robinson v. Audi
Aktiengesellschaft. 56 F.3d 1259. 1267 (10th Cir. 1995).
Proof of fraud upon the court must be by clear and convincing evidence. See Weese.
98 F,3d at 552. In the case at bar the defendants argued before the district court their was
no controversy before the court and that an override had been granted permitting the
plaintiff to exercise the Constitutional Right, however during the proceedings the
defendant continued to infringe upon the right. This is fraud in its most basic form.
Wherefore, the enforcement of the policy requires hardship upon the guards and
inmates and a reallocation of prison resources to implement it, whereas plaintiff exercise
14
of the right for 20 years prior to the policy had no effect guards, inmates or the allocation
of the prison resources.
As to prong-4, "abscence of ready alternatives”, in the case at bar there lies no
alternative, since the defendants subordinates are allow to dictate what request will be
submitted to the overview board. See Appendix-( E ). Said request was submitted to
Unit Counselors at HCF, and the counselor did not submit plaintiffs request, instead drew
up his own override request exluding the override to correspond with all my family and
friends considered minors pursuant to the policy.
The override board does not meet the standard when it comes to safeguarding a
individual concerning the exercise of the Constitutionally protected freedom of
assocation. thus leaving petitioner without a avenue to demand the right to exercise my
protected constitutional right. This is equivalent to the State Actor under the Color of
State Law writing a policy that suspends constitutional freedoms under the federal
constitution. Then set up a review board (employee's of the party) violating the right, and
allowing them the authority to dictate what will be petitioned before the reviewing board,
and the authority to rule upon the infringed right.
Right to Impartial Administration:
Standard of review: ".The due process right to a competent and impartial tribunal is quite
separate from the right to any particular form of proceeding. Due process requires a competent
and impartial tribunal in administrative hearings, Goldberg v. Kelly. 397 U.S. 254. 271
(1970V'.
15
A
Due process requires a "neutral and detached judge in the first instance," Ward v. Village
of Monroeville, 409 U.S. 57, 61-62, 34 L. Ed. 2d 267. 93 S. Ct. 80 (1972). and the command is
no different when a legislature delegates adjudicative functions to a private party, see
Schweiker v. McClure. 456 U.S. 188,195, 72 L. Ed. 2d 1. 102 S. Ct. 1665 (1982V "That
officers acting in a judicial or quasi-judicial capacity are disqualified by their interest in the
controversy to be decided is, of course, the general rule." Tumev v. Ohio, 273 U.S. 510, 522, 71
L. Ed. 749. 47 S. Ct. 437 (1927). Before one may be deprived of a protected interest whether
in a criminal or civil setting, see Marshall v. Jerrico, Inc., 446 U.S. 238, 242, 64 L. Ed. 2d
182,100 S. Ct. 1610. and n.2 (1980). one is entitled as a matter of due process of law to an
adjudicator who is not in a situation "'which would offer a possible temptation to the average
man as a judge ... which might lead him not to hold the balance nice, clear and true ...."
Ward, supra, at 60 (quoting Tumev. supra, at 532), Even appeal and a trial de novo will not
cure a failure to provide a neutral and detached adjudicator, 409 U.S. at 61.
Justice," indeed, "must satisfy the appearance ofjustice, and this stringent rule may
sometimes bar trial [even] by judges who have no actual bias and who would do their very best to
weigh the scales ofjustice equally between contending parties." Marshall v. Jerrico, Inc., supra.
at 243 (citations and internal quotation marks omitted).
In the case at bar, the adjudicator [Sex Offender Override Board] and the Defendant
Joesph Norwood are one and the same entity. Thus the defendants is not only the judicial branch,
its also the executive branch and controls the advocacy to petition the Override Board. Thus the
author of the policy that deprived plaintiff/petitioner of the fundamental constitutional right to
Intimate Assocation, also is the Sex Offender Override Board. This conflicts with the
fundamental right to due process of law.
Wherefore, there is abscence of a ready alternatives and "even appeal and a trial de
novo will not cure a failure to provide a neutral and detached adjudicator". Petitioners case
16
demands the case be reversed and remanded.
III.
WHETHER HEARING PLAINTIFF’S EX POST FACTO LAW VIOLATION
CLAIM IS WARRANTED TO PREVENT A MISCARRIAGE OF JUSTICE?
Standard of Review: A district court's determination that a state law does not violate the ex post
facto clause is a question of law we review de novo. See Lustgarden v. Gunter. 966 F.2d 552.
553 (10th Cir, 1992V
Although the constitution only prohibuts the states from passing an ex post facto law,
U.S. Const. Art. I. § 10. an agency regulation which is legislative in nature is encompassed by
this prohibition because a legislative body "cannot escape the Constitutional contraints on its
power by delegating its lawmaking function to an agency. United States v. Bell, 991 F.2d 1445,
1450 (8th Cir. 1993V
"To fall within the ex post facto prohibition, a law must be retrospective-that is, "it must
apply to events occurring before its enactment"—and it "must disadvantage the offender affected
by it," by altering the definition of criminal conduct or increasing the punishment for the crime,
see Collins v. Youngblood. 497 U.S. 37. 50. Ill L. Ed. 2d 30. 110 S. Ct. 2715 (1990V
The ex post facto prohibition " forbids the Congress and the States to enact any law
"which imposes a punishment for an act which was not punishable at the time it was committed;
or imposes additional punishment to that then prescribed." Cummings v. Missouri. 4 Wall. 277.
325-326 (1867). See Lindsey v. Washington. 301 U.S. 397. 401 (T937-); Rooney v. North
Dakota. 196 U.S. 319. 324-325 (1905): In re Medley. 134 U.S. 160.171 (1890^ Calder v.
Bull. 3 Pall. 386. 390 (1798).
In the case at bar the amendment to IMPP. 11-115A which infringes upon the right
[Intimate Assocation] was not enacted until 20-years after petitioner/plaintiff was "allegedly"
17
convicted of the crime of aiding and abetting Aggravated Sexual Battery. The policy, rule or
regulations permits the state officials to deprive plaintiff/petitioner of the fundamental right
based upon that 20-year old "alleged'' conviction. In the fall of 1995 neither Kansas Statute law
or KDOC policy annexed the lost of the Fundamental right to Intimate Assocation to a conviction
of Aggravted Sexual Battery.
So the policy authorized not only the encroachment upon the fundamental right by state
actors, but it authorized violating petitioner/plaintiffs constitutionally protected freedom, by
enacting policy in violation of law [Ex Post Facto Law]. The defendant in its response argued
that petitioner did not raise this claim in the district court and should not be able to raise the
claim on appeal, that the issue is abandoned.
Standard of Review: USCS Fed Rules Crim Proc R 52(b) "Plain error. A plain error that
affects substantial rights may be considered even though it was not brought to the court’s
attention".
"The Federal Rules of Criminal Procedure vest us with some discretion to consider
forfeited arguments for the first time on appeal. See Fed. R. Crim. P. 52(b) ("A plain error that
affects substantial rights may be considered even though it was not brought to the court's
attention."). But our discretion in these circumstances is "limited." United States v. Olano, 507
U.S.725.731. 113 S. Ct. 1770. 123 L. Ed. 2d 508 (1993).
The first limitation on appellate authority under Rule 52(b) is that there indeed be an
'error.'" Olano, 507 U.S. at 732. "Deviation from a legal rule is 'error' unless the rule has been
waived." Id. at 732-33. "Waiver is different from forfeiture. "Whereas forfeiture is the failure to
make the timely assertion of a right, waiver is the 'intentional relinquishment or abandonment of
a known right.'" Id. at 733 (quoting Johnson v. Zerbst, 304 U.S. 458. 464. 58 S. Ct. 1019. 82 L.
Ed. 1461 (19381').
18
"Is the time for determining “plainness” the time when the error is committed, or can an
error be “plain” if it is not plain until the time the error is reviewed? The question reflects a
conflict between two important, here competing, legal principles. On the one hand, “ '[n]o
procedural principle is more familiar to this Court than that a constitutional right,' or a right of
any other sort, 'may be forfeited in criminal as well as civil cases by the failure to make timely
assertion of the right before a tribunal having jurisdiction to determine it.' Plano, 507 U. S.. at
731. 113 S. Ct. 1770. 123 L. Ed. 2d 508 (quoting Yakus v. United States. 321 U. S. 414. 444.
64 S. Ct. 660. 88 L. Ed. 834 (1944V). (This principle favors assessing plainness limited to the
time the error was committed.)
"On the other hand, “[t]he general rule ... is that an appellate court must apply the law in
effect at the time it renders its decision.” Thorpe v. Housing Authority of Durham. 393 U. S.
268. 281. 89 S. Ct. 518. 21 L. Ed. 2d 474 (19691. See Ziffrin v. United States. 318 U. S. 73. 78.
63 S. Ct. 465, 87 L. Ed. 621 (19431. Indeed, Chief Justice Marshall wrote long ago:
tut
It is in the general true that the province of an appellate court is only to enquire
whether a judgment when rendered was erroneous or not. But if subsequent to the
judgment and before the decision of the appellate court, a law intervenes and positively
changes the rule which governs, the law must be obeyed, or its obligation denied.... In
such a case the court must decide according to existing laws, and if it be necessary to set
aside a judgment, rightful when rendered, but which cannot be affirmed but in violation
of law, the judgment must be set aside.” United States v. Schooner Peggy. 5 U.S. 103.1
Cranch 103,110. 2 L. Ed. 49 (1801).
"Rule 52(b) itself makes clear that the first principle is not absolute. Indeed, we have
said that a “ 'rigid and undeviating judicially declared practice under which courts of review
would invariably and under all circumstances decline to consider all questions which had not
previously been specifically urged would be out of harmony with .., the rules of fundamental
justice.' Plano, supra, at 732, 113 S. Ct. 1770.123 L. Ed. 2d 508 (quoting Hormel v. Helvering.
312 U. S. 552, 557. 61 S. Ct. 719. 85 L. Ed. 1037 (1941): ellipsis in original). Rule 52(b) does
not give a court of appeals authority to overlook a failure to object unless an error not only
“affectfs] substantial rights” but also “seriously affect[s] the fairness, integrity or public
reputation ofjudicial proceedings.” Plano, supra, at 732, 113 S. Ct. 1770. 123 L. Ed. 2d 508
(internal quotation marks omitted; brackets in original).
19
Rule 52(b)authorizes an appeals court to correct a forfeited error only if (1) there is “an
error,” (2) the error is “ plain,” and (3) the error “affect[s] substantial rights.” 507 U. S.. at 732.
113 S. Ct. 1770.123 L. Ed. 2d 508 (internal quotation marks omitted). "Pointing out that Rule
52 “is permissive, not mandatory,” id., at 735. 113 S. Ct. 1770. 123 L. Ed. 2d 508. we added (4)
that “the standard that should guide the exercise of remedial discretion under Rule 52(b) is
whether “the error 'seriously affectfs] the fairness, integrity or public reputation ofjudicial
proceedings,' id., at 736.113 S. Ct. 1770. 123 L. Ed. 2d 508 (quoting United States v. Atkinson,
297 U. S. 157.160. 56 S. Ct. 391. 80 L. Ed. 555 (1936): brackets in original)."
In the case at bar, in the district court, plaintiff did not specifically argue that the amended
policy violates the Ex Post Facto Clause of the U.S. Constitution, but implied that the forced
application of the policy raises serious question of Ex Post Facto violation. The defendant
argued that plaintiff/petitioners claim was barred due to time limitation to raise the claim. The
defendant also argued that plainitiff/petitioners should have anticipated this change in the law
that would affect a fundamental constitutional right when the KDOC first started the labeling of
"Sex Offenders" and housing inmates as such.
This would require plaintiff/petitioner to have intuition that 20 years after the alleged
crime, and 20 years of exercising the right, that state policy writers would draft a amendment to a
policy that was written 8 years after the alleged criminal conduct, that would trigger a
amendment that would all out abrogate the constitutional right. In Miranda v. Arizona.
384 U.S. 436. 86 S. Ct. 1602. 16 L. Ed. 2d 694 (\966\ this superior court has held, "Where
rights secured by the United States Consitution are involved there can be no rule making or
legislation to abrogate them."
20
Article 1, § 9, of the United States Constitution provides: "No Bill of Attainder or ex
post facto Law shall be passed." In addition, " Article 1, § 10, provides: "No State shall... pass
any ... ex post facto Law."
"The United States Supreme Court has developed " a two-pronged test to determine
whether application of a penal law violates the Ex Post Facto Clause. "First, the law 'must be
retrospective, that is, it must apply to events occurring before its enactment'; and second, 'it must
disadvantage the offender affected by it.'" Miller v. Florida, 482 U.S. 423. 430. 96 L. Ed. 2d
351. 107 S.Ct. 2446(1987') (quoting Weaver v. Graham. 450 U.S. 24. 29. 67 L. Ed. 2d 17. 101
S. Ct. 9601198111. See State v. LaMunvon. 259 Kan. 54. 65. 911 P.2d 151 (19961 " ("An ex
post facto violation occurs when a new law is retroactively applied to events that occurred before
its enactment and the new law disadvantages the offender affected by it.").
In the case at bar, 1.) there is a plain error, the amendment to the policy that permitted the
defendant to interfer with the fundamental right 20 years after the crime, is repugnant to the
constitution. 2.) The actions of the defendant disadvantage plaintifEpetitioner, because after 20
years the defendant authorized policy that abrogated the fundamentally protected freedom.
A retrospective law violates the Ex Post Facto Clause of the Constitution and is void.
See In re Petty. 22 Kan. 477. 482-83 (1879). It follows that a conviction resulting from ex post
facto application of the law is also void. A void conviction has no force or effect so that nothing
can cure it-not even a legal fiction as attempted by the trial court in the instant case. See In re
M.K.D.. 21 Kan. App. 2d 541. 544. 901 P.2d 536 (1995s) (quoting 46 Am. Jur. 2d, Judgments §
31, p. 393-94) ("A void judgment is not entitled to the respect accorded to, and is attended by
none of the consequences of, a valid adjudication."); Black's Law Dictionary 1573 (6th ed.
1990).
21
"If the act of 1872 is an ex post facto law, it is unconstitutional, and void, as the
legislature cannot pass such a law. The supreme court of the United States has defined an ex post
facto law to be one which renders an act punishable in a manner in which it was not punishable
when it was committed." ( Fletcher v. Peck. 6 Cranch. 138.)
Seeing as how the Ex Post Facto Law is void, it becomes a constitutional obligation to
end the miscarriage ofjustice and vindicate the Federally Protected Constitutional Right, because
a void judgment is a legal nullity with no legal binding effect.
"A void judgment is not entitled to the respect accorded to, and is attended by none
of the consequences of, a valid adjudication. Indeed, a void judgment need not be recognized
by anyone, but may be entirely disregarded or declared inoperative by any tribunal in which
effect is sought to be given to it. It has no legal or binding force or efficacy for any purpose
or at any place. It cannot affect, impair, or create rights, nor can any rights be based on it."
"Although it is not necessary to take any steps to have a void judgment reversed or
vacated, it is open to attack or impeachment in any proceeding, direct or collateral, and at any
time or place, at least where the invalidity appears upon the face of the record. "All proceedings
founded on the void judgment are themselves regarded as invalid and ineffective for any
purpose." (Emphasis added.) 46 Am. .Tur. 2d, Judgments § 31. p. 393-94. Also see, 7 Moore’s
Federal Practice § 60.25121. pp. 223-25 (2d ed. 1995).
"Two critical elements must be present for a criminal' or penal law to be ex post facto: it
must be retrospective, that is, it must apply to events occurring before its enactment, " and it
must disadvantage the offender affected by it. Lindsey v. Washington, supra, at 401: Calder v.
Bull, supra, at 390.Contrary to the reasoning of the Supreme Court of Florida, a law need not
impair a "vested right" to violate the ex post facto prohibition. Evaluating whether a right has
vested is important for claims under the Contracts or Due Process Clauses, which solely protect
pre-existing entitlements. "See, e. g., Wood v. Lovett. 313 U.S. 362. 371 (1941); Dodge v.
Board of Education. 302 U.S. 74. 78-79 (T937T See also United States Railroad Retirement
Board v. Fritz. 449 U.S. 166. 174(1980). The presence or absence of an affirmative,
enforceable right is not relevant, however, to the ex post facto prohibition, which forbids the
imposition of punishment more severe than the punishment assigned by law when the act to be
punished occurred. "Critical to relief under the Ex Post Facto Clause is not an individual’s right
to less punishment, but the lack of fair notice and governmental restraint when the legislature
increases punishment beyond what was prescribed when the crime was consummated. Thus, even
if a statute merely alters penal provisions accorded by the grace of the legislature, it violates the
Clause if it is both retrospective and more onerous than the law in effect on the date of the
offense." (Quoting Weaver v. Graham. 450 U.S. 24. 101 S. Ct. 960.67 L. Ed. 2d 17 (1981))
In the case at bar, the Right to Familal Assocation is deemed a fundamental/substantial
right that was guamteed before the Bill of Rights and when viewing the conduct of defendants in
22
light of the circumstances of plaintiffs case, the encroached upon the right based upon a alleged
crime committed 20 years prior to its creation.
We have also held that " no ex post facto violation occurs if the change effected is
merely procedural, and does "not increase the punishment nor change the ingredients of the
offense or the ultimate facts necessary to establish guilt." Hopt v. Utah. 110 U.S. 574. 590
(1884). See Dobbert v. Florida. 432 U.S. 282. 293 (1977). Alteration of a substantial right
however, is not merely procedural, even if the statute takes a seemingly procedural form.
Thompson v, Utah. 170 U.S. 343. 354-355 (1898); Kring v. Missouri, supra, at 232. (quoting
Weaver v. Graham. 450 U.S. at supa 39). (Emphasis added)
"The Constitution deals with substance, not shadows. Its inhibition was levelled at the
thing, not the name. It intended that the rights of the citizen should be secure against
deprivation for past conduct by legislative enactment, under any form, however disguised."
Cummings v, Missouri, 4 Wall. 277. 325 (1867). (Emphasis added).
This court has held when such violation occurs the remedy for such conduct effecting the
right is, "The proper relief upon a conclusion that a state prisoner is being treated under an ex
post facto law is to remand to permit the state court to apply, if possible, the law in place when
his crime occurred. See Lindsey v. Washington, supra, at 402. In re Medley, supra, at 173. In
remanding for this relief, we note that only the ex post facto portion of the new law is void as to
petitioner." (Weaver v. Graham. Supra at FN 22).
Wherefore, the Court should find that the Appellate Court erred in finding petitioner was
not entitled to relief under Rule 52(b) and order the case reversed and remanded back to the
district court for jurytrial.
23
IV.
WHETHER THE US DISTRICT COURT AND THE US COURT OF APPEALS
ERRORED IN HOLDING THAT THE HECK BAR APPLIES TO A VOID JUDGMENT,
AGAINST TRESPASSERS OF THE LAW AND ACCOMPLISHED THAT BY
AVOIDED ANSWERING PLAINTIFF/PETITIONER'S MOTION TO IMPEACH THE
VOID JUDGMENT?
Standard of review: Rule 60fbL however, provides an “exception to finality,” Gonzalez v.
Crosbv. 545 U.S. 524. 529. 125 S. Ct. 2641. 162 L. Ed. 2d 480 (20051. that “allows a party to
seek relief from a final judgment, and request reopening of his case, under a limited set of
circumstances”. Specifically, Rule 60(b)(4)—the provision under which United brought this
motion-authorizes the court to relieve a party from a final judgment if “the judgment is void.”
A void judgment is a legal nullity. See Black's Law Dictionary 1822 (3d ed. 19331: see also id.,
at 1709 (9th ed. 20091. Although the term “void” describes a result, rather than the conditions
that render a judgment unenforceable, it suffices to say that a void judgment is one so affected by
a fundamental infirmity that the infirmity may be raised even after the judgment becomes final.
See Restatement (Second) of Judgments 22 (19801: see generally id., $ 12. The list of such
infirmities is exceedingly short; otherwise, Rule 60(b)(4Vs exception to finality would swallow
the rule.
Rule 60(b)(4) applies only in the rare instance where a judgment is premised either on a certain
type ofjurisdictional error or on a violation of due process that deprives a party of notice or the
opportunity to be heard. See United States v. Boch Oldsmobile. Inc.. 909 F.2d 657. 661 (CA1
1990): Moore's § 60.44T1 lfal; 11 C. Wright. A. Miller. & M. Kane. Federal Practice and
Procedure § 2862. p. 331 (2d ed. 1995 and Supp. 2009): cf. Chicot County Drainage Dist. v.
Baxter State Bank. 308 U.S. 371.376. 60 S. Ct. 317. 84 L. Ed. 329 (1940): Stoll v. Gottlieb.
305 U.S. 165.171-172. 59 S. Ct. 134. 83 L. Ed. 104 (1938).
Federal courts considering Rule 60(b)(4) motions that assert a judgment is void because of a
jurisdictional defect generally have reserved relief only fbr the exceptional case in which the
court that rendered judgment lacked even an “arguable basis” for jurisdiction. Nemaizer v.
Baker. 793 F.2d 58, 65 (CA2 1986): see, e.g., Boch Oldsmobile. supra, at 661-662 (“[TJotal
want ofjurisdiction must be distinguished from an error in the exercise ofjurisdiction, and ...
only rare instances of a clear usurpation of power will render a judgment void” (brackets and
internal quotation marks omitted)), (quoting United Student Aid Funds. Inc, v. Espinosa. 559
U.S. 260.130 S. Ct. 1367.176 L. Ed. 2d 158 (2010)).
In the case at bar the defendant in its Martinez report argued that plaintiffs claim fails
because of the judgment of conviction for Aggravated Sexual Battery in Case No. 95 CR 1859
suffices to prove that plaintiff is correctly labeled as a sex offender. Thus the defendant argued
legal benefits of said judgment, thus bringing the matter of the judgment into the current matter.
24
This Superior Court as earily as 1828 answered this issue. In Elliott v. Peirsol. 1 Pet.
328. 340. 26 U.S. 328. 340 (1828) ("Where a Court has jurisdiction, it has a right to decide every
question which occurs in the cause; and whether its decision be correct or otherwise, its
judgment, until reversed, is regarded as binding in every other Court. But, if it act without
authority, its judgments and orders are regarded as nullities. They are not voidable, but
simply void: and form no bar to a recovery sought, even prior to a reversal, in opposition to
them. They constitute no justification: and all persons concerned in executing such
judgments or sentences, are considered, in law, as trespassers. This distinction runs through
all the cases on the subject; and it proves, that the jurisdiction of any Court exercising authority
over a subject, may be inquired into in every Court, when the proceedings of the former are
relied on and brought hefore the latter by the party claiming the benefit of such
proceedings.) Id. at 340-341.
In plaintiff/petitioner’s response to the Martinez report, plaintiff argued that the judgment
of conviction for Agg. Sexual Battery is a legal nullity, because it was imposed in contradiction
to Due Process of Law and for want of Subject-matter Jurisdiction. See Appendix-(‘ jJ).
The district court simply ignored answering the challenge and inserted a Heck Bar defense on
behalf of the defendant and summarily dismissed the case with prejudice.
A district court must grant relief under Rule 60(b)(4) if "the judgment is void." Fed. R.
Civ. P. 60(b)(4); see V.T.A.. Inc., v. AIRCO. Inc.. 597 F.2d 220. 224 n.8 (TOth Cir. 1979) ("If
voidness is found, relief is not a discretionary matter; it is mandatory."). Unlike the other
provisions of Rule 60(b). Rule 60(b)(4) is not limited by the timeliness provisions of Rule 60(0):
a motion under Rule 60(b)(4) may be made at any time. Buck, 281 F.3d at 1344; see also
V.T.A.. 597 F.2d at 224 n.9 (explaining that "if a judgment is void, it is a nullity from the outset
and any 60(b)(4) motion for relief is therefore filed within a reasonable time"). However, "[i]n
the interest of finality, the concept of setting aside a judgment on voidness grounds is narrowly
restricted." V.T.A.. 597 F.2d at 225. "A judgment is void only if the court which rendered it
lacked jurisdiction of the subject matter, or of the parties, or acted in a manner
inconsistent with due process of law." Buck. 281 F.3d at 1344 (quotation marks omitted).
25
(Emphasis added).
In In re Tip-PA-Hans Enterprises, Inc.. 27 B.R. 780. 783 (1983). it was held: ("a judge
lacks jurisdiction in a particular case until it has been demostrated that jurisdiction over the
subject matter exists*1) (when a judge acts "outside the limits of his or her jurisdiction, he or
she becomes a trespasser.,.".) (Emphasis added).
In the case at bar plaintiff/petitioner established from the record that the judgment was
void because the judge that presided over the trial, is the actual individual that brought the charge
of aggravated sexual battery, rendering her disqualified from setting in judgment on the case. See
28 U.S.C. § 455(a). "A fair trial, as required by due process, requires not only an absence of
actual bias on the part of the judge, but also that no man be a judge in his own case or try cases
where he has an interest in the outcome." In re Murchison. 349 U.S. 133. 75 S. Ct. 623. 99 L.
Ed. 942 (1955). In Beall v. Reidy, 457 P.2d 376. the court ruled and determined, "Except by
consent of all parties a judge is disqualified to sit in trial of a case if he or she comes within any
of the gounds of disqualification named in the constitution. See 28 U.S.C. § 455(a).
' In Taylor v. O'Gradv. 88 F.2d 1189 (7th Cir. 198$), the circuit ruled, "further, the judge
has a legal duty to disqualify, even if there is no motion asking for his or her disqualification. In
all cases involving actual, potential, probable or possible conflicts of interests, a judge should
reach his own determination as to whether he should recuse himself from a particular case.
without calling upon counsel to express their views as to the desirability of his remaining in
the case .,,Resolution of The Judicial Conference. Oct. 1971. Even the foregoing
admonition is now disapproved as too lax. See Canon 3D Code of Judicial Conduct: 28 U.S.C.
S 455.
26
This particular error or defect is considered structual, thus in conflict with due process of
law. As discussed in United States Aids Funds, v. Espinosa, supra, this is one of those rare
instances of clear usurpation of power, rendering this judgment void. In another United States
Supreme Court ruling, in Neder v. United States. 527 U.S. 1.119 S. Ct. 1827.144 L. Ed. 2d 35
09991.
"We have recognized that " most constitutional errors can be harmless." Fulminante.
499 U.S. 279. 309. 113 L. Ed. 2d 302. Ill S. Ct. 1246 09911: "[I]f the defendant had counsel
and was tried by an impartial adjudicator, there is a strong presumption that any other
[constitutional] errors that may have occurred are subject to harmless-error analysis." Rose v.
Clark, 478 U.S. 570. 579. 92 L. Ed. 2d 460. 106 S. Ct. 3101 09861. Indeed, we have found an
error to be "structural," and thus subject to automatic reversal, only in a "very limited class of
cases." Johnson v. United States. 520 U.S. 461. 468. 137 L. Ed. 2d 718,117 S. Ct. 1544 09971.
The error at issue here, ("Turney v. Ohio, 273 U.S. 510. 71 L. Ed. 749. 47 S. Ct. 437
09271 (biased trial judge)); is a constitutional violations this Court has found to defy harmlesserror review. This particular error in "cases, have been explained, to contain a "defect affecting
the framework within which the trial proceeds, rather than simply an error in the trial process
itself." Fulminante. supra, at 310. "Brecht v. Abrahamson. 507 U.S. 619. 630. 123 L. Ed. 2d
353, 113 S. Ct. 1710 09931. and "necessarily render a trial fundamentally unfair,” Rose.
478 U.S. at 577. "Put another wav, these errors deprive defendants of "basic protections"
without which "a criminal trial cannot reliably serve its function as a vehicle for
determination of guilt or innocence ... and no criminal punishment mav be regarded as
fundamentally fair." Id. at 577-578.
In the case at bar, not only was the judge bias, but she was aware of the bias and lack of
impartiality, and although disqualified by 28 U.S.C. § 445(a), she remained on the case, and at
the conclusion of trial ordered the court reporter Diana Nichols to spolitate the record. Thus,
27
committing a crime of Obstruction ofjustice. See 18 U.S.C. § 1512(c)(1).
In 46 Am. .Tur.2d Judges § 97 it is stated: "Thus, it would appear to be a rule of policy,
that if there is any doubt or question of the judge being 'interested' in the case, the doubt or
question should be resolved in favor of disqualification, rather than qualification of the judge and
where a judge has an interest in the result of litigation, it has been held he is disqualified to act
even if he acts in good faith without knowledge of the disqualification circumstances ...."
This judge was aware and committed a criminal act of concealing the record evidence
from appellate review of both state and federal courts. The record was made unavailable to both
petitioner and counsel until 2-days after the U.S. district court denied habeas relief. See
Appendix-( g )(Date Transcribed Sept., 13,2001). This portion of the record contains the first
9-pages and last 4-pages of the entire Preliminary Examination Transcript. These portions of the
record was spliced and contained in a seperate volume "Labeled" 'Partial Preliminary
Examination Transcript'. The remaining 52-pages was the only portion of the record turned
over to petitioner. See Related Case No. 21-436
The judge new her conduct was depriving me of my Fundamental right to an impartial
tribunal. "A fair trial in a fair tribunal is a basic requirement of due process." In re
Murchison. 349 UlS. 133.136 (1955).The due process right to a competent and impartial
tribunal is quite separate from the right to any particular form of proceeding. Due process
requires a competent and impartial tribunal in administrative hearings, Goldberg v. Kelly. 397
U.S. 254. 271 0970). and in trials to a judge, Turney v. Ohio. 273 U.S. 510 (1927)."
"Every litigant is entitled to nothing less than the cold neutrality of an impartial judge.
Yazoo, etc. R. Co. v. Kirk. 102 Miss. 41. 58 So. 710. This principle applies even to the state in
criminal cases. "State v. Brown. 8 Okla. Crim. 40.126 Pac. 245. "The law goes further than
requiring an impartial tribunal; it also requires that the tribunal appears to be impartial. Re Perez.
194 La. 763. 194 So 774."
28
I
Partial Transcript ofPreliminary Examination (containing 14-pages) Pg-10, lines 1-25:
1. a competent attorney like Mr. Zacharias would
2. recognize the danger in having a preliminary hearing
3. because additional charges can be filed.
4:
THE COURT: I saw it immediately, so —
5.
MR. KAUFMAN: Mr. Zacharias correctly does
6. perceieve that from my count, at least three charges
7. should be added. I'm not interested in an aggravated
8. sexual battery being added. I'm not interested in an
9. aggravated robbery against Sonia being added.
10.
Iam asking that the Court tack on against
11. both these defendants an aggravated kidnapping. That
12.- would be the confining of Daron for the puipose of
13. helping facilitate the commission of the crime, which
14. is the aggravated robbery, specifically by confining
15. Daron. It certainly makes it easier to go through the
16. house not worried about Daron trying to intercede or
17. prevent the robbery. The kick delievered by
18. Mr. Upchurch is the bodily harm. From where I was
19. standing, a good 15 feet away, I could see the scar or
20. the mark that was on Mr. Green's left cheek. That is
21. the only charge I'm requesting be added at this time
22. if the Court deems probable cause has been shown.
23.
THE COURT: Thank you. Mr. Zacharias?
24.
MR. ZACHARIAS: Well, I -1 think I'm
25. entitled to move to dismiss the chrages, but —
(Continues on page 11, linesl-12:)
1.
THE COURT: You c^n make argument. Til
2. listen.
3.
MR. ZACHARIAS: I dont think I'll take up
4. the court's time, Your Honor.
5.
THE COURT: Thank you. Mr. Barbara? ,
6,
MR. BARBARA:- I would move .that the Court
7.
strike the aggravated burglary charge in this case,
8.
don’t think evidence has been shown an aggravated
9. burglary occurred.
10.
THE COURT: Thank you. Well, I -1 am
11. interested in adding an aggravated sexual battery
12. charge, and I am adding aggravted sexual battery.
29
APPENDIX-(G) , pg.'s 10-11
"When a judge lose its color of neutrality and tends to accentuate and emphasize the
prosecution's case, he or she failed to play the role of Art. Ill Judicial Officer." U.S. v. Leuth.
807 F.2d 719, 727 (8th Cir. 1986J. "Once atrial judge steps outside the role of detachment, he or
she assumes the role of partisan or advocate. At that point the judge is no longer, nor even
appears to be neutral and impartial." Limitation of Judicial Activism in Criminal Trials, 33
Conn. L. rev. 243. 273-74 (2000).
It is not in a judges jurisdiction/authorization to file nor order charges filed against a
defendant, then set in trial on said charge. In re Murchison, supra Id. at 136, 75 S.ct. 623, 99
L.Ed. 942. "No man can be a judge in his own case” adding that "No man is permitted to
try cases where he has an interest in the outcome." It is the sole authority of the prosecution
on deciding what charges to file and on whom. State v. Williamson. 253 Kan. 163 ('1993). Also
see Thompson v. Walker. 583 F.Supp. 175 (E.D. Va. 19841 (the role of a judge, however is
fundamentally different from that of an advocate, a judge must remain impartial. A judge
must not forget the function of a judge and assume that of an advocate.)
In the case at bar the judge gave up her impartiality and allowed the prosecution to
present the case and the charge of Agg. Sexual Battery in such a way that the jury was not
required to consider any element of the charge to convict. Said lowering of the bar was
accomplished by the prosection during closing arguments, by telling the jury the definition of the
jury instruction on that "particular charge’ [sexual battery], doesn’t required petitioner to aid,
assist, encourage, participate or even have knowledge of the crime. That petitioner can be found
guilty, because sexual offense often happen at night time so by Kansas law it was reasonable
forseeable that said crime would occur, thus establishing petitioner/plaintiffs guilt. See
30
Appendix-( I ), pg's-( 40-42). The U.S. District Court in Batts, 811 F.
Supp. 625 (D. Kan. 1993), rejected such theory.
Although a petitioner/plaintiff need not have a void judgment reversed and has the
right to have it treated as it is "A Legal Nullity", See 46 Am. Jur. 2d. Judgments $ 31. p.
393-94. Chambers v. Bridge Manufactory. 16 Kan. 270 0876): 7 Moore’s Federal
Practice § 60.25121. pp, 223-25 (2d ed. 1995), which provides:
"A void judgment is not entitled to the respect accorded to. and is attended bv none of the
consequences of, a valid adjudication. Indeed, a void judgment need not be recosnized by
anyone, but may be entirely disregarded or declared inoperative by any tribunal in which
effect is sousht to be given to it. It has no legal or binding force or efficacy for any purpose or at
any place. It cannot affect, impair, or create rights, nor can any rights be based on it."
Thus, upon the defendant claiming he is justified in his actions and relying upon this void
judgment of conviction [Agg. Sexual battery], plaintifTpetitioner is entitled to impeach said
judgment and have it declared inoperative and with no legal or binding effect.
In 7 Moore’s Federal Practice $ 60.25 [***101 T21. pp. 300-301 (2d ed. 1982). the
following discussion is found:
"A void judgment is something very different than a valid judgment. The void judgment creates
no binding obligation upon the parties, or their privies; it is legally ineffective. And while, if it is
a judgment rendered by a federal district court, the court which rendered it may set it aside under
Rule 59. within the short time period therein provided, or the judgment may be reversed or set
aside upon an appeal taken within due time where the record is adequate to show voidness, the
judgment may also be set aside under 60(b)(4) within a ’reasonable time', which, as here applied,
means generally no time limit, the enforcement of the judgment may be enjoined; or the
judgment may be collaterally attacked at any time in any proceeding, state or federal, in
which the effect of the judgment comes in issue, which means that if the judgment is void it
should be treated as legally ineffective in the subsequent proceeding. Even the party which
obtained the void judgment may collaterally attack it. And the substance of these principles are
equally applicable to a void state judgment.
"A party attacking a judgment as void need show no meritorious claim or defense
or other equities on his hehalf; he is entitled to have the judgment treated for what it is, a
legal nullity, if he establishes that the judgment is void." (quoting Barkley v. Toland. 7 Kan.
Ann. 2d 625. 646 P.2d 1124 (1982)) fEmnhasis added).
In the case at bar both the district court and the court of appeals ignored petitioners
31
argument that the Heck Bar is not applicable because the judgment in which the defendants was
seeking to rely upon to justify its action is a legal nullity. See Appendix-( j ).
This Court in Gonzalez v. Crosbv. supra. Id. held:
Rule 60(b) has an unquestionably valid role to play in habeas cases. The Rule is often
used to relieve parties from the effect of a default judgment mistakenly entered against them, e.g.,
Klapprott. 335 U.S., at 615. 93 L. Ed. 266, 69 S. Ct. 384 (opinion of Black, J.), a function as
legitimate in habeas cases as in run-of-the-mine civil cases. The Rule also preserves parties’
opportunity to obtain vacatur of a judgment that is void for lack of subject-matter
iurisdiction-a consideration just as valid in habeas cases as in any other, since absence of
jurisdiction altogether deprives a federal court of the power to adjudicate the rights of the parties.
“Steel Co. v. Citizens for Better Environment. 523 U.S. 83. 94. 101.140 L. Ed. 2d 210.118 S.
Ct. 1003 (1998). (Emphasis added).
The district court and the court of appeals ignored applying the law in the case at bar. The
law provides: "The law provides that once State or Federal Jurisdiction has been challenged, it
must be proven." Main v. Thiboutot, 100 S.Ct. 2502 (1980). "Jurisdiction can be challenged at
anytime, "and" Jurisdiction, once challenged, cannot be assumed and must be decided. Basso v.
Utah Power & Light Co.. 495 F.2d 906. 910. "There is no dsicretion to ignore the lack of
jurisdiction." Joyce v. U.S.. 474 F.2d 215.
'
The Gonzalez v. Crosbv. supra court also held, "required a movant seeking relief under
Rule 60(b)(6) to show "extraordinary circumstances" justifying the reopening of a final
judgment. Ackermann v. United States. 340 U.S. 193.199. 95 L. Ed. 207. 71 S. Ct. 209 (1950).
In the case at bar, petitioner/plaintiff showed from the record that the judge and court reporter in
the case committed the crime of obstruction ofjustice, violation of 18 U.S.C. 1512(c)(1) to
prevent the discovery of this structual error which deprived the court (Judge) ofjurisdiction to set
in judgment on the case. A Judge committing a criminal act which resulted in the deprivation of a
individuals liberty for 26 plus years must be deemed a Extraordinary Circumstances.
32
"The destruction of evidence. It constitutes an obstruction ofjustice. The destruction or
'significant and meaningful alteration of documents' or instrument. See Application of
Bodkin. D.C.N.Y.. 165 F. Supp. 25. 30. (Emphasis added). "To hide or withdraw from
observation, cover or keep from sight, or prevent discovery of." People v. Eddington. 201 Cal.
App. 2d 524, 20 Cal. Rptr. 122. 124. In the case at bar, the removal of the first 9-pages and the
last 4-pages of the Preliminary Examination transcript, was a significant and meaningful
alteration of the document. Its purpose was to prevent higher reviewing courts State and Federal
from discovering the structual/jurisdictional error. This conduct also covers a element to
establish the 'knowingly' violation of plaintiffs right. "To be clearly established, the contour of a
right "must be sufficiently clear that a reasonable official would undestand that what he is doing
violates that right." Hope v. Pelzer. 536 U.S. 730.122 S.Ct. 2508. 153 L.Ed. 2d 666 (2002).
The law provides that the jurisdiction is never presumed but must be established from the
record and not averment therein. "We presume that courts lack jurisdiction "unless 'the
contrary appears affirmatively from the record."1 Bender v. Williamsport Area Sch. Dist..
>475 U.S. 534. 546. 89 L.Ed 2d 501, 106 S.Ct. 132&(T986T quoting King Bridge Co. v. Otoe
County. 120 U.S. 225. 226. 30 L.Ed. 623. 7 S.Ct. 552 (18871. "It is a long settled principle
that standing cannot be inferred argumentivelv from averments in pleadings but rather
must affirmatively appear in the record." Phelps v. Hamilton. 122 F.2d 1309.1326 flOth Cir.
1997) (quoting FW/PBS v. City of Dallas. 493 U.S. at 231). (Emphasis added).
Neither the district court or Court of Appeals comply with the principles of these laws,
both courts simply held that the Heck Bar applies and dismissed the complaint and denied the
appeal therefrom. This required both courts to ignore the long standing law in this country.
33
Which provides:
"Where a Court has jurisdiction, it has a right to decide every question which occurs in
the cause; and whether its decision be correct or otherwise, its judgment, until reversed, is
regarded as binding in every other Court. But, if it act without authority, its judgments and
orders are regarded as nullities. They are not voidable, hut simply void: and form no bar to
a recovery soushU even prior to a reversal, in opposition to them. They constitute no
justification; and all persons concerned in executing such judgments or sentences, are considered,
in law, as trespassers. This distinction runs through all the cases on the subject; and it proves,
that the jurisdiction of any Court exercising authority f*3411 over a subject, may be inquired into
in every Court, when the proceedings of the former are relied on and brought before the latter by
the party claiming the benefit of such proceedings." Elliott v. Lessee of Peirsol, 26 U.S. 328. 7
L. Ed. 164 (1828). Id. at 340-341.
The law is well-settled that a void order or judgment is void even before reversal. Vallelv
v. Northern Fire & Marine Ins. Co.. 254 U.S. 348. 41 S.Ct. 116 0920) ("Courts are constituted
by authority and they cannot go beyond that power delegated to them. If they act beyond that
authority, and certainly in contravention of it. their judgments and orders are regarded as
nullities. They are not voidable, but simply VOID, AND THIS EVEN PRIOR TO
REVERSAL." [Emphasis added]); Old Wayne Mut. I. Assoc, v. McDonough. 204 U.S. 8. 27
S.Ct. 236 (T907T Williamson v. Berry. 8 How. 495. 540.12 L.Ed. 1170.1189 (T850E Rose v.
Himelv. 4 Cranch 241. 269. 2 L.Ed. 608, 617 (T808T (Emphasis added).
Wherefore, the judgment relied upon by the defendants to justify its actions within the
color of state law, is a legal nullity and incapable of establishing any rights on behalf of the
defendant, and since said defendant asserted the judgment in the current proceedings and relied
upon it as a defense, plaintiff/petitioners has a legal right to raise an inquiry into the jurisdiction
of said judgment. This Court must reverse and remand back to the district court and court of
appeals with orders to examine challenge of the voidness of the judgment, and answer the
question from the record. Or an alternative is that this Superior Court on its on motion examine
34
the record.
V.
WHETHER THE DISRICT AND COURT OF APPEALS ERRED IN FINDING
PETITIONERS’ SLANDER/DEFAMATION OF CHARACTER CLAIM DOESN’T
MEET THE ANCILLARY JURISDICTION STANDARD?
Standard of review: Ancillary jurisdiction may extend to claims having a factual and logical
dependence on "the primary lawsuit," ibid., but that primary lawsuit must contain an independent
basis for federal jurisdiction. The court must have jurisdiction over a case or controversy before it
may assert jurisdiction over ancillary claims. "See Mine Workers v. Gibbs. 383 U.S. 715. 725.
16 L. Ed. 2d 218. 86 S. Ct. 1130 09661.
"This Court has long adhered to principles of pendent and ancillary jurisdiction by which
the federal courts' original jurisdiction over federal questions carries with it jurisdiction over state
law claims that "derive from a common nucleus of operative fact," such that "the relationship
between [the federal] claim and the state claim permits the conclusion that the entire action
before the court comprises but one constitutional 'case.'" Mine Workers v. Gibbs. 383 U.S. 715.
725. 16 L. Ed. 2d 218. 86S.Ct. 1130 (19661: see Hurn v. Pursier. 289 U.S. 238, 77 L. Ed.
1148. 53 S. Ct 586 (1933):SiIer v. Louisville & Nashville R. Co.. 213 U.S. 175. 53 L. Ed. 753.
29 S. Ct. 451 (1909).Congress has codified those principles in the supplemental jurisdiction
statute, which combines the doctrines of pendent and ancillary jurisdiction under a'common
heading. 28 U.S.C. S 1367. " The statute provides, "in any civil action of which the district
courts have original jurisdiction, the district courts shall have supplemental jurisdiction over all
other claims that are so related to claims in the action within such original jurisdiction that they
form part of the same case or controversy under Article IH of the United States Constitution." §
1367(a). That provision applies with equal force to cases removed to federal court as to cases
initially filed there; a removed case is necessarily one "of which the district courts have original
jurisdiction." See $ 1441(a): Carnegie-Melion Univ. v. Cohill. 484 U.S. 343. 350-351. 98 L. Ed.
2d 720. 108 S. Ct. 614 (1988) (discussing pendent claims removed to federal court)." (quoting
City of Chi, v. Int’l College of Surgeons. 522 U.S. 156.118 S. Ct. 523. 139 L. Ed. 2d 525
(1997).
In the case at bar the federal claim [Deprivation of the Fundamental right to
Familal/Intimate Assocation] and state claim [Slander/Defamation of Character] stems from a
common nucleus, and is operative of the same facts, [The judgmet of Conviction for agg. Sexual
battery and labeling petitioner/plaintiff as a SEX OFFENDER] as a result. The defendants
claimed benefits of that 20 year old judgment, which plaintiff argued is a legal nullity for want of
jurisdiction and its imposition being in contradiction to due process of law.
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Wherefore, the Constitutional abridgment of plaintiff/petitioners Fundamental right to
Familal/Intimate Assocation 1 st/14th Amendment was accomplished based off the defendants,
labeling plaintiff/petitioner "A Sex Offender” [The Slander/Defamation]. Therefore, the State
libel claim and the Constititional violation is one consitutional case, warranting the exercise of
Ancillary or Pendent Jurisdiction. Thus the district court and Court of Appeals erred in not
hearing the claim, and this Superior Court should issue the Writ and remand for hearing on the
matter in favor of exercising Pendent or Ancillary jurisdiction on the slander/defamation claim.
VI.
WHETHER THE DISTRICT COURT AND COURT OF APPEALS RULED IN
ERROR OF WELL-SETTLED LAW THAT STATE OFFICIALS SUED IN THEIR
INDIVIDUAL CAPACITY SHOW UP TO COURT AS INDIVIDUALS PURSUANT TO
42 U.S.C. § 1983?
Standard of Review: State officers sued for damages in their official capacity are not "persons”
for purposes of the suit because they assume the identity of the government that employs them.
Ibid. By contrast, "officers sued in their personal capacity come to court as individuals. A
government official in the role of personal-capacity defendant thus fits comfortably within
the statutory term “person." Cf. Will v. Mich. Dep't of State Police. 491 U.S. id., at 71, n. 10
" ("[A] state official in his or her official capacity, when sued for injunctive relief, would be a
person under § 1983 because ’official-capacity actions for prospective relief are not treated as
actions against the State"') (quoting Graham. 473 U.S. at 167. n. 14).
Under §1983. Section 1983 provides, in relevant part:
n h
Every person who, under color of any statute, ordinance, regulation, custom, or usage,
of any State ... subjects, or causes to be subjected, any citizen of the United States or
other person within the jurisdiction thereof to the deprivation of any rights, privileges, or
immunities secured by the Constitution and laws, shall be liable to the party injured .. ..”
"In an action against a judge of any court, whether of record or otherwise, for any act
done by him or by his command, the question in every case to be determined is, was the act done
ajudicial act, done within his jurisdiction? If it was not, he can claim no immunity or
exemption by virtue of his office from liability as a trespasser: "for if he has acted without
jurisdiction, he has ceased to be a judge." See 2 Institutes. 427: The Marshalsea Case. 10
Reports. 76 A.. Flovd v. Barker. 12 Id. 23: Hoskins v. Matthews. 1 Levinz. 292: Martin v.
Marshall. Hobart. 63: Bushell’s Case. 1 Modem. 119: Hamond v. Howell. 2 Id. 219: Smith v.
Bouchier. 2 Strange. 993: Groenvelt v. Burwell, 1 Ld. Raymond, 454: Miller v. Seare. 2 W.
Blackstone. 1141: Perkin v. Proctor. 2 Wilson. 386: Mostyn v. Fabrigas. 1 Cowper. 161: Sutton
v. Johnstone. 1 Term. 493: Welch v. Nash. 8 East 402: Burdett v. Abbott. 14 Id. 1; Ackerlev v.
Parkinson, 3 Maule & Selwyn, 411: Mitchell v. Foster, 4 Perry & Davison, 153; S.C.^ 12
36
Adolphus & Ellis. 472: Garnett v. Ferrand. 9 Dowling & Ryland. 670: Van Sandau v. Turner. 6
O.B. 773; Gossett v. Howard. 10 Id. 411: Houlden v. Smith. 14 Id. 841: Kinning v. Buchanan. 8
C.B. 271; Watson v. Bodell, 14 Meeson & Welsbv. 70; Fergurson v. Kinnoull. 9 Clark & Finellv.
296; Miller v. Hope. 2 Shaw's Appeal Cases. H.L. 125: Calder v. Halket 3 Moore's Privy
Council. 28; Taaffe v. Downes. Id. 36: Gahan v. Lafitte. Id. 382; Hill v. Bigge. Id. 465: Wise v.
Withers. 3 Cranch. 331; Anderson v. Dunn. 6 Wheaton. 204; Kendall v. Stokes. 3 Howard. 89;
Mitchell v. Harmony. 13 Id. 144; Dynes v. Hoover. 20 Id. 65; Yates v. Lansing. 5 Johnson. 282;
Bigelow v. Steams. 19 Id. 39: Cunningham v. Bucklin. 8 Cowen. 178: Horton v. Auchmoodv. 7
Wendell. 200; Bevard v. Hoffinan. 18 Maryland. 479; Lining v. Bentham. 2 Bay. 1; Miller v.
Grice. 2 Richardson. 27; Greene v. Mumford. 5 Rhode Island. 472; Scovil v. Geddings. 7 Ohio.
566; Piper v. Pearson. 2 Gray. 120; Clarke v. May, Id. 410; Kelly v. Bemis. 4 Id. 83; Noxon v.
Hill. 2 Allen. 215; Revill v. Pettit. 3 Metealf. Kentucky. 314.
"Where legal rights have been invaded, and a federal statute provides for a general right
to sue for such invasion, federal courts may use any available remedy to make good the wrong
done." Bell v. Hood, 327 U.S.. at 684 (footnote omitted)." "The very essence of civil liberty
certainly consists in the right of every individual to claim the protection of the laws, whenever he
receives an injury." Marburvv. Madison, 1 Cranch 137. 163 (1803).
Plaintiff/petitioner seeks to sue Joesph Norwood [The Defendant] in his individual
capacity for monetary damages and in his official capacity for injunctive relief to cease and desist
the unlawful action of interferring with the Fundamental Constitutional right to Familal/Intimate
Assocation, and the slander/defamation of character by broadcasting my persons on the KDOC
website as a Sex Offender, Managing my person as a sex offender and requirement that petitioner
attend sex offender treatment classes, under the unique circumstance in this case.
Wherefore, this Superior Court should find that the district court and Court of Appeals
erred in finding that the defendant [state official] sued in his individual capacity was a suit
against a official in his official capacity, and that petitioner seeking said relief is not barred by the
11th Amendment, since the defendants actions based upon the void judgment renders him a
trespasser of the law.
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CONCLUSION
After 8-years in prison the defendant enacted a policy IMPP. 11-115A which labels all
inmates convicted of a sex crime as "Sex Offenders", and housed them as such. The new
implementation of the policy, required inmates to seek sex offender overrides for visits of ones
minor children from the party implementing the policy [KDOC's Secretary of Corrections].
However, inmates fundamental right to Assocation remained unabridged because the offender
labeled as a sex offender still had alternative means to associate with loved ones via mail, phone
calls, pictures and cards.
After 20-years in prison, the KDOC's Secretary of Corrections authorized an amendment
to the policy [IMPP. 11-115A], which sanctioned depriving inmates considered sex offenders of
any right to association with friends or family under 18-years of age, including children,
grandchildren, siblings, nephews, nieces, cousins, other relatives or friends. This Amendment
left no alternative means to exercise the right There was no evaluations of each case on a case
by case basis, no due process hearings held before the infringement upon the constitutional right
nor any notice or an opportunity to be heard before said deprivation of the right.
The policy provides that a offender may request a override to associate with a particular
minor. Plaintiff/petitioner submitted a override requesting override of my grandchildren, nieces
and nephews, as well as all family and friend members. See Appendix-( p ). However, the
policy permits the KDOC assigned Unit Counselor to submit the override based on his own
approval and request. No Due Process hearing was held, and the board granted overrides for
plaintiff/petitioners three granchildren, and upheld housing plaintiff/petitioner as a sex offender
and requirement to atend sex offenders treatment despite the unique circumstances of the case.
38
The following law suit pursued and the district court granted summary judgment and
dismissed the case with prejudice. The defendant argued that there is no controversy since a
override had been granted for my grandchildren, and that the injury is not a ongoing injury, since
the deprivation of the Constitutional right is not additional punishment. The defendant also
argued that plaintiff was sueing the defendant in his official capacity which is barred by the 11th
Amendment. The court ultimately held plaintiffs claims was habeas in nature and that the Heck
Bars favorable termination is required.
The fact of the matter is that, KDOC's Secretary of Corrections, sanctioned the writing of
state penal policy that abrogated a fundamentally protected constitutional right. Article VL. The
Supremecv Clause provides:
"This Constitution, and the Laws of the United States which shall be made in Pursuance
thereof: and all Treaties made, or which shall be made, under the Authority of the United States.
shall be the supreme Law of the Land: and the Judges in every State shall be bound
thereby, any Thing in the Constitution or Laws of any State to the Contrary
notwithstanding." (Emphasis added). This Superior Court in Miranda v. Arizona, supra echoed
this holding when it found, "Where rights secured by the consitution are involved, there can br no
rulemaking of legislation which abrogates them."
The right to Familal/Intimate Assocation is a secured right pursuant to the 1st & 14th
Amendment of the United States Constitution. Thus KDOC's Secretary of Corrections was
without authority to authorize policy writers to write policy that abrogated the right. Likewise,
Article 1 §§ 9,10 of the United States Constitution prohibits the enactment of Ex Post Facto
Laws. The defendant accomplished the encroachment/violation of the right through violation of
Article 1 §§ 9,10, Ex Post Facto Violation.
In 1995 when petitioner alleged sexual offense occurred there was no law, rule nor policy
that gave noticed to individuals that if one is convicted of a crime considered a sexual crime,
39
that the right to Familal/Intimate Assocation woud be taken away 20-years later. Ex Post Facto
Violation is defined as
"[EJvery law that changes the punishment, and inflicts a greater punishment, then the law
annexed to the crime, when committed." Calder v. Bull. 3 Dali. 386. 390. 3 U.S. 386. 1 L.Ed
648 (1798V "States are prohibited from enacting ex post facto law. U.S. Const., Art. I, § 10, cl.
1. One function of Ex Post Facto Clause is to bar enactments which, by retroactive operation,
increase the punishment for a crime after its commision". Collins v. Youngblood. 497 U.S. 37,
42. Ill L.Ed. 2d 30. 110 S.Ct. 2715 (1990) (citing Beazell v. Ohio. 269 U.S. 167. 169-170. 70
L.Ed. 216. 46 S.Ct. 68 (1925)1.
In the case at bar, the defendant did just that, changed my punishment and inflicted a
greater punishment, by the deprivation of my Familal/Intimate Assocation with all my minor
relatives and friends. The defendant accomplished that by labeling me as a sex offender 8-years
after the alleged conviction, and deprived me of the constitutional right 20-years after the alleged
conviction, implicitly in retrospect. The defendant claimed benefit of the alleged judgment of
conviction of Aggravated Sexual battery.
Plaintiff/petitioner challenged the judgment as void for want ofjurisdiction and the
judgment being entered in contradiction to Due Process of Law. V.T.A., Inc.. 597 F.2d at
224-25; Arthur Andersen & Co. v. Ohio (In re Four Seasons Sec. Laws Litig.L 502 F.2d 834.
842 ClOth Cir.L cert, denied. 419 U.S. 1034. 42 L. Ed. 2d 309. 95 S. Ct. 516 0974'): Automatic
Feeder Co. v. Tobev. 221 Kan. 17. 558 P.2d 101 (19761. There is no discretion in the matter for
relief from a void judgment is applicable, it is mandatory. Oraer v. Shalala, 30 F.3d 1307 (10th
Cir. 1994V Likewise, there is no discretion to ignore the lack ofjurisdiction. Joyce v. U.S.. 474
F.2d 215. Jurisdiction, once challenged, cannot be assumed and must be decided. Basso v. Utah
Power & Light Co.. 495 F.2d 906. 910.
Wherefore, neither the district court or court of appeals answered the challenge, nor did
the defendant refute the allegation of lack ofjurisdiction. The defendant is guilty of abrogating
the constitutional protected right in violation of law [Ex Post Facto law] and petitioner is entitled
to have this Superior Court vindicate the Federally protected right. The writ should issue and the
case reversed and remanded for a full discovery and jury trial.
V.U3 \n. X) . Varva VAjfi S ^ «
Kevin D . Loggi ns Sr.
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This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.