Opposition Brief — Whole Woman's Health, et al., Petitioners v. Austin Reeve Jackson, Judge, District Court of Texas, 114th District, et al.
Supreme Court briefOct 21, 2021
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No. 21-463
In the Supreme Court of the United States
WHOLE WOMAN’S HEALTH ET AL., PETITIONERS
v.
AUSTIN REEVE JACKSON, ET AL.
ON PETITION FOR A WRIT OF CERTIORARI
TO THE UNITED STATES COURT OF APPEALS
FOR THE FIFTH CIRCUIT
BRIEF IN OPPOSITION TO PETITION FOR A WRIT
OF CERTIORARI BEFORE JUDGMENT
JONATHAN F. MITCHELL
Counsel of Record for
Respondent Dickson
Mitchell Law PLLC
111 Congress Ave., Suite 400
Austin, Texas 78701
Jonathan@mitchell.law
(512) 686-3940
HEATHER GEBELIN HACKER
Counsel of Record for
Respondent Clarkston
Hacker Stephens LLP
108 Wild Basin Road South,
Suite 250
Austin, Texas 78746
Heather@hackerstephens.com
(512) 399-3022
KEN PAXTON
Attorney General of Texas
BRENT WEBSTER
First Assistant Attorney
General
JUDD E. STONE II
Solicitor General
Counsel of Record for the
State Respondents
BETH KLUSMANN
NATALIE D. THOMPSON
Assistant Solicitors General
OFFICE OF THE
ATTORNEY GENERAL
P.O. Box 12548 (MC 059)
Austin, Texas 78711-2548
Judd.Stone@oag.texas.gov
(512) 936-1700
QU E S TIO NS PR E S E NTE D
The Texas Heartbeat Law, or SB 8, creates a cause
of action for private persons—but expressly not government officials—against those who perform or aid and
abet the performance of an abortion after the unborn
child’s heartbeat can be detected. Petitioners challenge
the constitutionality of the law and seek declaratory and
injunctive relief against a putative class of all non-federal
judges and court clerks in Texas, in addition to a private
individual and numerous Texas executive officials. The
issues presented are:
1. Whether a lawsuit against a state-court judge, because he could potentially hear a case brought under the
challenged state law, or a court clerk, based on her potential docketing of such a case, is a case or controversy
cognizable under Article III.
2. Whether, in a suit to challenge a state law, plaintiffs
can establish Article III standing to sue state officials
who are explicitly prohibited from enforcing that law.
3. Whether the Ex parte Young doctrine permits plaintiffs to challenge a state law by suing a state judge because he may hear a case brought under the challenged
law, or a state-court clerk because she may docket a case
brought under the challenged law.
4. Whether the Ex parte Young doctrine permits plaintiffs to challenge a state law by suing state officials who
are explicitly prohibited from taking any action to enforce that law.
5. Whether plaintiffs have standing to challenge a state
law by suing a private person who is authorized (but not
required) to file lawsuits under that law when he disclaims intent to file any such lawsuits.
(I)
RE L ATE D P RO C E E D ING S
Whole Woman’s Health, et al. v. Judge Austin Reeve
Jackson, et al., No. 1:21-cv-00616-RP, U.S. District
Court for the Western District of Texas. Order denying
defendants’ motions to dismiss pursuant to Federal Rule
of Civil Procedure 12(b)(1) entered August 25, 2021.
Whole Woman’s Health et al. v. Judge Austin Reeve
Jackson, No. 21-50792, U.S. Court of Appeals for the
Fifth Circuit. Appeal docketed August 25, 2021, Appellants’ opening briefs filed October 13, 2021, oral argument scheduled for the week of December 6, 2021.
Whole Woman’s Health et al. v. Judge Austin Reeve
Jackson, No. 21A24, United States Supreme Court.
Emergency Application to Justice Alito for Writ of Injunction and, in the Alternative, to Vacate Stays of District Court Proceedings, application denied September 1,
2021.
In re Clarkston, No. 21-50708, U.S. Court of Appeals
for the Fifth Circuit. Order denying petition for writ of
mandamus entered August 13, 2021.
Whole Woman’s Health, et al. v. Austin Reeve Jackson, et al., No. 21-463, United States Supreme Court. Petition for writ of certiorari before judgment filed September 23, 2021; response requested by October 21,
2021.
(II)
TA BLE O F C O NTE N TS
Page
Questions Presented ......................................................... I
Related Proceedings ....................................................... II
Table of Authorities ......................................................... V
Introduction....................................................................... 1
Statement .......................................................................... 2
I. Petitioners Filed This Lawsuit Seeking to
Have SB 8 Declared Unconstitutional. ................ 2
II. The District Court Rejected Defendants’
Jurisdictional Defenses. ........................................ 5
III. This Court and the Fifth Circuit Refused
Plaintiffs’ Emergency Requests for
Injunctive Relief Pending Appeal. ....................... 7
Reasons to Deny the Petition .......................................... 8
I. Petitioners Fail to Present a Compelling
Justification for Certiorari Before
Judgment. .............................................................. 8
A. Certiorari before judgment is
extraordinary, and for good reason................ 9
B. The merits of petitioners’ constitutional
challenges to Texas’s Heartbeat Law
are not at issue in this interlocutory
appeal.............................................................. 12
C. Petitioners’ question presented was not
passed upon below. ........................................ 13
D. Petitioners’ argument for certiorari
before judgment rests on numerous
flawed premises. ............................................ 14
(III)
IV
II. Petitioners’ “Conflicts” Are Imaginary. ............ 18
A. Court clerks: the courts of appeals allow
suits against court clerks acting outside
their adjudicative capacity, but not
within it. .......................................................... 19
B. State judges: absent state-law duties
outside the adjudicatory function, a suit
against a state judge to challenge the
constitutionality of a law is not a case or
controversy..................................................... 21
C. Attorneys general: Unlike the
Minnesota Attorney General in Ex
parte Young, the Texas Attorney
General lacks a connection to the
enforcement of SB 8 under Texas law. ........ 23
Conclusion ....................................................................... 28
V
TA BLE O F AU T HO R I TIE S
Page(s)
Cases:
Agey v. American Liberty Pipe Line Co.,
172 S.W.2d 972 (Tex. 1943) .......................................... 26
Allen v. DeBello,
861 F.3d 433 (3d Cir. 2017) .......................................... 22
Allen v. Wright,
468 U.S. 737 (1984) ....................................................... 17
Bauer v. Texas,
341 F.3d 352 (5th Cir. 2003) .............................. 5, 19, 22
Broadrick v. Oklahoma,
413 U.S. 601 (1973) ........................................... 12, 14, 15
Brown v. Bd. of Educ.,
344 U.S. 1 (1952) ............................................................. 9
California v. Texas,
141 S. Ct. 2104 (2021) ................................................. 1, 8
Chancery Clerk of Chickasaw County v.
Wallace,
646 F.2d 151 (5th Cir. 1981) .................................... 5, 19
City of Austin v. Paxton,
943 F.3d 993 (5th Cir. 2019), cert.
denied 141 S. Ct. 1047 (2021) ................................ 23, 26
City of Denison v. Municipal Gas Co.,
3 S.W.2d 794 (Tex. 1928) .............................................. 24
Clapper v. Amnesty Int’l USA,
568 U.S. 398 (2013) ....................................................... 21
Coleman v. Paccar, Inc.,
424 U.S. 1301 (1976) ....................................................... 8
VI
Page(s)
Cases (ctd.):
Collins v. Yellen,
141 S. Ct. 1761 (2021) ................................................... 17
Cooper v. Rapp,
702 F. App’x 328 (6th Cir. 2017) ................................. 22
Dames & Moore v. Regan,
453 U.S. 654 (1981) ....................................................... 11
Dist. 28, United Mine Workers of Am.,
Inc. v. Wellmore Coal Corp.,
609 F.2d 1083 (4th Cir. 1979) ...................................... 16
Doran v. Salem Inn, Inc.,
422 U.S. 922 (1975) ....................................................... 15
Finberg v. Sullivan,
634 F.2d 50 (3d Cir. 1980) ............................................ 20
Fitts v. McGhee,
172 U.S. 516 (1899) ................................................... 1, 23
Forrester v. White,
484 U.S. 219 (1988) ....................................................... 17
Grant v. Johnson,
15 F.3d 146 (9th Cir. 1994) .......................................... 22
Gras v. Stevens,
415 F. Supp. 1148 (S.D.N.Y. 1976) ............................. 16
Griggs v. Provident Consumer Disc. Co.,
459 U.S. 56 (1982) ........................................................... 7
Health Sys. v. Gandy,
416 F.3d 1149 (10th Cir. 2005) .................................... 18
Henry v. First Nat’l Bank of Clarksdale,
444 F.2d 1300 (5th Cir. 1971) ...................................... 16
Hope Clinic v. Ryan,
249 F.3d 603 (7th Cir. 2001) ........................................ 18
VII
Page(s)
Cases (ctd.):
Hu v. Huey,
325 F. App’x 436 (7th Cir. 2009) ................................. 16
In re Justs. of Sup. Ct. of P.R.,
695 F.2d 17 (1st Cir. 1982) ..................................... 22, 23
K.P. v. LeBlanc,
627 F.3d 115 (5th Cir. 2010) ........................................ 20
K.P. v. LeBlanc,
729 F.3d 427 (5th Cir. 2013) ........................................ 18
Kitchen v. Herbert,
755 F.3d 1193 (10th Cir. 2014) .................................... 19
Malowney v. Fed. Collection Deposit Grp.,
193 F.3d 1342 (11th Cir. 1999) .................................... 20
Marbury v. Madison,
5 U.S. (1 Cranch) 137 (1803) ................................... 12 14
U.S. ex rel. Marcus v. Hess,
317 U.S. 537 (1943) ......................................................... 1
Martin v. Hunter’s Lessee,
14 U.S. (1 Wheat.) 304 (1816) ...................................... 15
Ex parte McCardle,
74 U.S. (7 Wall.) 506 (1868) ......................................... 15
McNeil v. Community Probation Servs., LLC,
945 F.3d 991 (6th Cir. 2019) ........................................ 20
Medrano v. Texas,
421 S.W.3d 869 (Tex. App.—Dallas 2014).................. 24
VIII
Page(s)
Cases (ctd.):
Mendez v. Heller,
530 F.2d 457 (2d Cir. 1976) .......................................... 22
Mireles v. Waco,
502 U.S. 9 (1991) ...................................................... 21-22
Mistretta v. United States,
488 U.S. 361 (1989) ................................................... 9, 10
Muskrat v. United States,
219 U.S. 346 (1911) ................................................... 1, 18
Nova Health Sys. v. Gandy,
416 F.3d 1149 (10th Cir. 2005) .................................... 18
Okpalobi v. Foster,
244 F.3d 405 (5th Cir. 2001) .................................. 18, 26
Paisey v. Vitale In & For Broward
County,
807 F.2d 889 (11th Cir. 1986) ...................................... 22
Planned Parenthood of Se. Pa. v. Casey,
505 U.S. 833 (1992) ................................................... 4, 12
Pulliam v. Allen,
466 U.S. 522 (1984) ....................................................... 21
R.R. Comm’n of Tex. v. Pullman Co.,
312 U.S. 496 (1941) ....................................................... 25
Reitman v. Mulkey,
387 U.S. 369 (1967) ................................................. 15, 16
Roe v. Wade,
410 U.S. 113 (1973) ....................................................... 12
Saldano v. Texas,
70 S.W.3d 873 (Tex. Crim. App. 2002).................. 24, 26
Sheldon v. Sill,
49 U.S. (8 How.) 441 (1850) ......................................... 15
IX
Page(s)
Cases (ctd.):
Shelley v. Kraemer,
334 U.S. 1 (1948) ..................................................... 15, 17
Slotnick v. Garfinkle,
632 F.2d 163 (1st Cir. 1980) ......................................... 16
Steffel v. Thompson,
415 U.S. 452 (1974) ....................................................... 16
Stevens v. Frick,
372 F.2d 378 (2d Cir. 1967) .......................................... 16
Stone v. Powell,
428 U.S. 465 (1976) ....................................................... 15
Strickland v. Alexander,
772 F.3d 876 (11th Cir. 2014) ................................ 20, 21
Summit Med. Assocs., P.C. v. Pryor,
180 F.3d 1326 (11th Cir. 1999) .................................... 18
Sup. Ct. of Va. v. Consumers Union of U.S., Inc.,
446 U.S. 719 (1980) ................................................. 22, 23
Susan B. Anthony List v. Driehaus,
573 U.S. 149 (2014) ....................................................... 16
Terry v. Adams,
345 U.S. 461 (1953) ....................................................... 16
Tex. Dem. Party v. Abbott,
978 F.3d 168 (5th Cir. 2020),
cert. denied 141 S. Ct. 1124 (2021) ........................ 23, 26
Turner v. City of Memphis,
369 U.S. 350 (1962) ......................................................... 9
United States v. Mendoza,
464 U.S. 154 (1984) ......................................................... 8
United States v. Nixon,
418 U.S. 683 (1974) ................................................. 10, 11
X
Page(s)
Cases (ctd.):
United States v. Texas,
No. 21A85 (U.S. Oct. 18, 2021) ...................................... 2
Van Stean, et al. v. Texas Right to Life,
No. D-1-GN-21-004179 (98th Dist. Ct.,
Travis County, Tex., Aug. 2021) ............................ 14-15
Washington v. Glucksberg,
521 U.S. 702 (1997) ....................................................... 13
Whole Woman’s Health v. Jackson,
13 F.4th 434 (5th Cir. 2021) (per
curiam) ............................................................. 1, 7, 21, 23
Whole Woman’s Health v. Jackson,
141 S. Ct. 2494 (2021) ............................. 1, 2, 8, 9, 13, 17
Ex parte Young,
209 U.S. 123 (1908) .............................................. passim
Youngstown Sheet & Tube Co. v. Sawyer,
343 U.S. 579 (1952) ...................................................... 11
Zivotofsky ex rel. Zivotofsky v. Clinton,
566 U.S. 189 (2012) ......................................................... 2
Constitutional Provisions, Statutes, and Rules:
U.S. Const.
amend. XIV, § 5 ............................................................ 27
art. I, § 8, cl. 9 ............................................................... 15
art. III................................................................... passim
art. III, § 1..................................................................... 15
Tex. Const.
art. II, § 1 ...................................................................... 25
art. IV, § 22 ............................................................. 24, 26
XI
Pages(s)
Constitutional Provisons, Statutes, and Rules (ctd.)
Tex. Civ. Prac. & Rem. Code § 30.022(a) ........................... 6
Tex. Gov’t Code § 402.021.................................................. 24
Tex. Health & Safety Code:
§ 171.005 .......................................................... 3, 4, 18, 24
§ 171.207(a)...................................................... 3, 4, 18, 24
§ 171.208(a)...................................................................... 4
§ 171.209(b) ..................................................... 3, 4, 18, 24
Fed. R. Civ. P. 12(b)(1) ................................................. III, 5
Sup. Ct. R. 11 ........................................................................ 1
Act of May 13, 2021, 87th Leg., R.S., ch. 62,
2021 Tex. Sess. Law Serv. 125 ........................... passim
Miscellaneous:
Appl. to Vacate Stay, United States v.
Texas, No. 21A85 (U.S. Oct. 18, 2021). ....................... 17
Dickson Resp. in Opp. to Application,
Whole Woman’s Health v. Jackson, No.
21A24 (U.S. Aug. 31, 2021) .......................................... 17
Emergency Appl. for Inj. Pending Appeal, and
in the Alt., to Vacate Stays of D. Ct.
Proceedings, Whole Woman’s Health v.
Jackson, No. 21A24 (U.S. Aug. 30, 2021)............... 7, 14
XII
Page(s)
Miscellaneous (ctd.)
Gov’t Resp. in Opp. to Appl., Whole
Woman’s Health v. Jackson, No. 21A24
(U.S. Aug. 31, 2021) .................................................. 9, 17
Pet. for Writ of Certiorari, Mistretta v. United
States, 488 U.S. 361 (1989) (No. 87-1904). ................. 10
INT RO D U C TIO N
Petitioners seek certiorari before judgment of questions well underway in the Fifth Circuit over concerns
that, if they manifest at all, must arise in a state-court
judgment that can be reviewed in this Court in any event.
Far from the rare case that justifies “deviation from normal appellate practice” and “require[s] immediate determination in this Court,” Sup. Ct. R. 11, all of petitioners’
arguments not only can be addressed below, but also will
be argued before the Fifth Circuit in approximately a
month and a half—far faster than a petitioner to this
Court might ordinarily expect argument, and not much
longer than the petition has already waited before this
Court.
To be sure, petitioners’ lawsuit is deeply flawed and
must be dismissed for numerous reasons, some of which
the Fifth Circuit and this Court have already discussed
in denying petitioners’ requests for an injunction pending appeal. See Whole Woman’s Health v. Jackson, 141
S. Ct. 2494, 2495 (2021) (per curiam) (“Jackson II”);
Whole Woman’s Health v. Jackson, 13 F.4th 434, 443-45
(5th Cir. 2021) (per curiam) (“Jackson I”). “[F]ederal
courts enjoy the power to enjoin individuals tasked with
enforcing laws, not the laws themselves.” Jackson II, 141
S. Ct. at 2495 (citing California v. Texas, 141 S. Ct. 2104,
2115-16 (2021)). And “there is a wide difference between
a suit against [State officials] to prevent them, under the
sanction of an unconstitutional statute, from committing
by some positive act a wrong or trespass, and a suit
against officers of a state merely to test the constitutionality of a state statute.” Fitts v. McGhee, 172 U.S. 516,
529-30 (1899); see also Muskrat v. United States, 219
U.S. 346, 361-62 (1911).
(1)
2
But these interests too will be vindicated in the Fifth
Circuit and do not require the truly extraordinary remedy of certiorari before judgment. At bottom, both petitioners’ lawsuit and their insistence on this Court disrupting orderly procedures depend on a fundamental
misconception of the judicial power of the United States.
This Court has already noted that petitioners have
failed to carry their burden on the “complex and novel
antecedent procedural questions” they must address.
Jackson II, 141 S. Ct. at 2495; id. at 2496 (Roberts, C.J.,
dissenting). Petitioners do not address them further
here because they cannot be addressed; petitioners have
fatal standing problems, seek to enjoin state officials
with no connection to SB 8, and all but ignore the State’s
sovereign immunity. If the structure of Texas’s Heartbeat Law requires novel applications of this Court’s jurisdictional doctrines, that is all the more reason to let
the Fifth Circuit consider these issues first.
Given that the Fifth Circuit is prepared to do so imminently—having already set briefing for this case on an
expedited basis, with argument only 46 days away—
there is no basis for eschewing the normal avenue for appellate review by granting a writ of certiorari before
judgment. The Court should maintain its role as “a court
of final review and not first view.” Zivotofsky ex rel. Zivotofsky v. Clinton, 566 U.S. 189, 201 (2012).
The petition should be denied.
ST ATE ME N T
I. Petitioners Filed This Lawsuit Seeking to Have
SB 8 Declared Unconstitutional.
Petitioners are abortion providers and advocates for
abortion, Pet. App.12a-14a; ROA.47-52, who filed suit to
enjoin Texas’s Heartbeat Law, known as “SB 8,” see Act
of May 13, 2021, 87th Leg., R.S., ch. 62, 2021 Tex. Sess.
3
Law Serv. 125. 1 The Heartbeat Law may be enforced exclusively by private parties. Tex. Health & Safety Code
§§ 171.005, 171.207(a), 171.208(a).
Nonetheless, petitioners sought relief against a
swath of government officials.
They sued a Texas district judge and court clerk as
putative class representatives, seeking to enjoin Texas
courts from adjudicating lawsuits filed under the Heartbeat Law’s private cause of action. Pet. App. 15a;
ROA.523-42. Respondent Judge Austin Reeve Jackson
presides over Texas’s 114th District Court. Pet. App.
15a; ROA.53. The 114th District Court is one of four district courts sitting in Smith County, Texas, population
233,479. Respondent Penny Clarkston is the Smith
County district clerk. Pet. App. 15a; ROA.53-54.
They likewise sought injunctive relief against an assortment of state executive officials, including the Attorney General of Texas. Pet. App. 15a-16a; ROA.53-58. 2
These executive officials are barred by Texas law from
using the Heartbeat Law’s private cause of action, which
is its “exclusive” enforcement mechanism. Tex. Health &
Safety Code §§ 171.005, 171.207(a), 171.208(a).
Finally, petitioners sued respondent Mark Lee Dickson, who petitioners allege has threatened to file lawsuits
against them under the Heartbeat Law’s cause of action.
The operative complaint is included at pages 1-49 of respondents’ supplemental appendix in Jackson II.
1
Respondents Stephen Brint Carlton is Executive Director of
the Texas Medical Board; Katherine A. Thomas is Executive Director of the Texas Board of Nursing; Cecile Erwin Young is Executive
Commissioner of HHSC; Allison Vordenbaumen Benz is Executive
Director of the Texas Board of Pharmacy; and Ken Paxton is the
Attorney General of Texas.
2
4
Pet. App. 16a. Mr. Dickson testified he does not intend
to file any such actions. See ROA.965-69.
The Heartbeat Law creates a private cause of action
that can be brought against those who perform, or aid
and abet the performance of, abortions after a fetal
heartbeat has been detected. Tex. Health & Safety Code
§ 171.208(a). It is an affirmative defense that (1) the defendant in such an action “has standing to assert the
third-party rights of a woman . . . seeking an abortion,”
and (2) awarding relief to the claimant would impose an
undue burden on that woman. Tex. Health & Safety Code
§ 171.209(b); see Planned Parenthood of Se. Pa. v. Casey,
505 U.S. 833, 877 (1992) (plurality op.).
Such a lawsuit can be brought by “[a]ny person, other
than an officer or employee of a state or local governmental entity in this state.” Tex. Health & Safety Code
§ 171.208(a) (emphasis added). This private cause of action is the only method of enforcing the Heartbeat Law.
See id. §§ 171.005, 171.207(a). In the light of that clear
text, the Office of the Texas Attorney General interprets
the Heartbeat Law to foreclose government enforcement of that law, whether direct or indirect. See Gov’t
Resp. in Opp. to Appl., Supp. App 50-53, Jackson II, No.
21A24 (U.S. Aug. 31, 2021).
The abortion-provider plaintiffs are or have staff who
are regulated by the Texas Health and Human Services
Commission, the Texas Medical Board, the Texas Board
of Nursing, and the Texas Board of Pharmacy. Petitioners sued the heads of these agencies seeking “declaratory and injunctive relief that prevents [them] ‘from enforcing S.B. 8 in any way, including by applying S.B. 8 as
a basis for enforcement of laws or regulations in their
charge.’” ROA.746 (quoting ROA.84).
5
II. The District Court Rejected
Jurisdictional Defenses.
Defendants’
Respondents moved to dismiss under Federal Rule of
Civil Procedure 12(b)(1). Raising sovereign immunity,
the governmental respondents argued that because they
are prohibited by Texas law from enforcing the Heartbeat Bill, Ex parte Young, 209 U.S. 123 (1908), was unavailable. ROA.602-06; ROA.628-30; see also ROA.651-55,
ROA.691. Respondents also argued that petitioners lack
Article III standing because, inter alia, petitioners’ alleged injuries were not traceable to or redressable by an
order against them. ROA.607-17; ROA.626-28; ROA.64252; ROA.679-91.
A. The district court denied respondents’ motions to
dismiss. ROA.1485-1535. As to Judge Jackson and Ms.
Clarkston, the district court declined to apply Fifth Circuit precedent holding that “[t]he [Article III] requirement of a justiciable controversy is not satisfied where a
[defendant] judge acts in his adjudicatory capacity.”
Bauer v. Texas, 341 F.3d 352, 359 (5th Cir. 2003); see also
Chancery Clerk of Chickasaw County v. Wallace, 646
F.2d 151 (5th Cir. 1981). ROA.626-28; see Pet. App. 37a41a. The court did so expressly to reach the conclusion
petitioners sought: that, because “there are no other government enforcers against whom Plaintiffs may bring a
federal suit regarding S.B. 8’s constitutionality,” Pet.
App. 39a-40a, Texas judges and court clerks were acceptable defendants.
The district court next found Article III’s traceability
requirement satisfied because “although only private
parties may initiate the civil enforcement actions,” Pet.
App. 52a, Judge Jackson and Ms. Clarkston “will contribute to [plaintiffs’ alleged] injuries by exercising coercive power over [plaintiffs] in S.B. 8’s private
6
enforcement suits” by, for example, imposing “injunctive
relief and monetary penalties,” Pet. App. 52a-53a.
As to the executive officials, the district court accepted petitioners’ theory that Texas law allows “indirect” enforcement authority based on the executive officials’ general disciplinary powers over regulated professionals. Pet. App. 11a. The district court concluded that
the lack of any threatened indirect enforcement does not
matter. Pet. App. 23a-24a. It reached the same conclusion as to a provision in the Heartbeat Law that awards
attorneys’ fees to a governmental defendant sued to prevent him from enforcing abortion regulations. Pet. App.
26a-27a; see Tex. Civ. Prac. & Rem. Code § 30.022(a). Relying on that provision, the district court claimed the possibility of fee-shifting “will immediately chill [petitioners’] First Amendment right to petition the courts to vindicate their constitutional rights.” Pet. App. 30a.
Finally, the district court concluded petitioners have
standing to sue Mr. Dickson based on the allegation he
has “demonstrated his intent to enforce S.B. 8 if Plaintiffs violate the law.” Pet. App. 64a.
B. The district court also rejected the governmental
respondents’ sovereign immunity defenses. It concluded
Texas judges and county clerks “enforce” the Heartbeat
Law by adjudicating private lawsuits. Pet. App. 47a-48a
The court found it irrelevant that Ex parte Young disclaimed any authority for a federal court to enjoin state
judges from adjudicating lawsuits. Pet. App. 45a-48a
(quoting Ex parte Young, 209 U.S. at 163). And although
the Heartbeat Law contains a “prohibition on direct enforcement . . . by state officials,” the district court concluded this prohibition “does not preclude the [executive
officials’] ability to enforce violations of other state laws
triggered by a violation of S.B. 8.” Pet. App. 22a.
7
III. This Court and the Fifth Circuit Refused
Plaintiffs’ Emergency Requests for Injunctive
Relief Pending Appeal.
Respondents immediately took this interlocutory appeal, which “divest[ed] the district court of its control
over those aspects of the case involved in the appeal.”
Griggs v. Provident Consumer Disc. Co., 459 U.S. 56, 57
(1982) (per curiam). The district court therefore stayed
all proceedings as to the governmental respondents, Pet.
App. 71a-76a, and the Fifth Circuit stayed the proceedings as to Mr. Dickson, Pet. Ap. 79a. The Fifth Circuit
denied plaintiffs’ request for an injunction pending appeal, explaining that petitioners had not shown they were
likely to overcome the governmental respondents’ sovereign immunity. Pet. App. 82a; Jackson I, 13 F.4th at 44245. It did not reach respondents’ other jurisdictional
challenges to petitioners’ claims. Jackson I, 13 F.4th at
444 n.14.
Petitioners then asked this Court for an injunction to
prevent the Heartbeat Law from taking effect on September 1. See Emergency Application to Justice Alito for
Writ of Injunction and in the Alternative, to Vacate Stays
of District Court Proceedings, Jackson II, No. 21A24
(U.S. Aug. 30, 2021). The Court denied their application.
Petitioners were not entitled to an injunction, the Court
explained:
[Plaintiffs’ application] presents complex and
novel antecedent procedural questions on which
they have not carried their burden. For example,
federal courts enjoy the power to enjoin individuals tasked with enforcing laws, not the laws
themselves. And it is unclear whether the named
defendants in this lawsuit can or will seek to enforce the Texas law against the applicants in a
8
manner that might permit our intervention. The
State has represented that neither it nor its executive employees possess the authority to enforce the Texas law either directly or indirectly.
Nor is it clear whether, under existing precedent, this Court can issue an injunction against
state judges asked to decide a lawsuit under
Texas’s law. Finally, the sole private-citizen respondent before us has filed an affidavit stating
that he has no present intention to enforce the
law.
141 S. Ct. at 2495 (internal citations omitted). Dissenting
justices, too, recognized the jurisdictional hurdles petitioners must clear. See id. at 2496 (Roberts, C.J., dissenting) (“Defendants argue that existing doctrines preclude
judicial intervention, and they may be correct.” (citing
California, 141 S. Ct. at 2115-16)); id. at 2497 (Breyer,
J., dissenting).
RE A SO NS TO D E N Y THE PE T ITI O N
I. Petitioners Fail to Present a Compelling
Justification for Certiorari Before Judgment.
A grant of certiorari before judgment in the Court of
Appeals “is an extremely rare occurrence.” Coleman v.
Paccar, Inc., 424 U.S. 1301, 1304 n.* (1976) (Rehnquist,
J., in chambers). That is for good reason: This Court
“benefit[s]” when the courts of appeals “explore a difficult question before this Court grants certiorari.” United
States v. Mendoza, 464 U.S. 154, 160 (1984). Here, petitioners ask the Court to consider a question not presented below, and therefore not passed upon below. That
would make their petition a poor vehicle even in the ordinary course. Petitioners offer no compelling reason to
eschew orderly appellate review.
9
A. Certiorari before judgment is extraordinary,
and for good reason.
This case does not resemble the handful of cases in
which this Court has taken the extraordinary step of
granting certiorari before judgment. That step has been
reserved for cases requiring urgent resolution to prevent
widespread societal or monumental disruption. And the
Court has taken that step after the constitutional issue
had already been decided by multiple courts, and in cases
without jurisdictional barriers and where the facts were
either well developed or undisputed. None of those circumstances is present here.
In Brown v. Board of Education, 344 U.S. 1 (1952),
the issue of whether school segregation violated the
Fourteenth Amendment had already been decided by
multiple district courts in different States and Circuits,
and there were no threshold issues in the case that would
have prevented the Court from reaching the ultimate
constitutional question. The same was true in Turner v.
City of Memphis, 369 U.S. 350 (1962); the facts were “undisputed,” id. at 353, and the constitutionality of segregation in publicly operated facilities had been addressed
time and time again. Here, the “complex and novel” issues of Article III standing and sovereign immunity,
Jackson II, 141 S. Ct. at 2495, have only been considered
by one district court in one State (and on a highly expedited basis at that). These issues also prevent the Court
from reaching the constitutional question that petitioners argue justifies the extraordinary relief of certiorari
before judgment. See Pet. 17.
In Mistretta v. United States, 488 U.S. 361 (1989), the
Court granted petitions for certiorari before judgment
filed by both the United States and a criminal defendant
to decide the constitutionality of the federal sentencing
10
guidelines. Id. at 371. Fifty different district courts had
decided the question, and further delay in final resolution of the question would have required that thousands
of criminal defendants be resentenced. See Pet. for Writ
of Certiorari at 9-11, 14, Mistretta, No. 87-1904 (U.S.
May 19, 1988). In fact, the Court noted that it was granting certiorari before judgment “because of the disarray
among the Federal District Courts.” Mistretta, 488 U.S.
at 371. Again, unlike here, there were no factual or
threshold issues to prevent the Court from reaching the
merits question of whether the federal sentencing guidelines violated the Constitution.
Petitioners’ final two cases implicated the relationship between the President and the judiciary. In United
States v. Nixon, 418 U.S. 683 (1974), the traditional
means of resolving the legal question—whether the
President was required to comply with a subpoena duces
tecum requesting tape recordings and documents—was
inappropriate:
To require a President of the United States to
place himself in the posture of disobeying an order of a court merely to trigger the procedural
mechanism for review of [a contempt] ruling
would be unseemly, and would present an unnecessary occasion for constitutional confrontation
between two branches of the Government. Similarly, a federal judge should not be placed in the
posture of issuing a citation to a President simply
in order to invoke review. The issue whether a
President can be cited for contempt could itself
engender protracted litigation, and would further
delay both review on the merits of his claim of
privilege and the ultimate termination of the
11
underlying criminal action for which his evidence
is sought.
Id. at 691-92.
Finally, Dames & Moore v. Regan, 453 U.S. 654
(1981) implicated not only delicate questions of foreign
policy, but also the safe return of 52 American hostages
from Iran. “The questions presented in [Dames]
touch[ed] fundamentally upon the manner in which our
Republic is to be governed.” Id. at 659. In Dames, the
Court was asked to determine whether the President of
the United States had the constitutional authority to nullify attachments and liens on Iranian assets in the United
States, direct that the assets be transferred to Iran, and
suspend claims against Iran pursuant to an Executive
Agreement negotiated to obtain the release of the American hostages in Iran. Id. at 660, 665-66. The Court
granted certiorari before judgment “because lower
courts had reached conflicting conclusions on the validity
of the President’s actions and . . . unless the Government
acted [expeditiously], Iran could consider the United
States to be in breach of the Executive Agreement.” Id.
at 660. And even then, the Court was careful to decide
the case on the narrowest possible grounds, recognizing
that “the Framers ‘did not make the judiciary the overseer of our government.’” Id. (quoting Youngstown Sheet
& Tube Co. v. Sawyer, 343 U.S. 579, 634 (1952) (Frankfurter, J., concurring)).
This case does not merit inclusion in the small number of cases where this Court has taken the extraordinary step of granting certiorari before judgment.
12
B. The merits of petitioners’ constitutional
challenges to Texas’s Heartbeat Law are not
at issue in this interlocutory appeal.
Petitioners urge the Court to grant certiorari before
judgment because, they say (at 3, 16-17), Texas’s Heartbeat Act is unconstitutional under this Court’s decisions
in Roe v. Wade, 410 U.S. 113 (1973), and Planned
Parenthood of Southeastern Pennsylvania v. Casey, 505
U.S. 833 (1992). The continued viability of Roe and Casey
is certainly a question of great importance. But that issue
is not presented by this interlocutory appeal from the denial of a motion to dismiss based on Texas’s sovereign
immunity.
1. Petitioners suggest (at 17-22) that certiorari “before judgment in the court of appeals” is justified because “[o]nly this Court’s immediate intervention” could
prevent “irreparable harm,” but they ignore the limited
scope of the order being appealed. Even if this Court affirmed the denial of the motions to dismiss, it would
merely remand the case to the district court for further
proceedings, leaving to the lower courts whether to issue
injunctive relief. Only an injunction pending appeal
would address petitioners’ complaint, but they rightfully
do not attempt a second bite at that apple.
2. Petitioners’ constitutional grievances do not permit
the federal courts to disregard the limits of their own jurisdiction. Federal “courts are not roving commissions
assigned to pass judgment on the validity of the Nation’s
laws.” Broadrick v. Oklahoma, 413 U.S. 601, 610-11
(1973). Rather, “[c]onstitutional judgments . . . are justified only out of the necessity of adjudicating rights in
particular cases between the litigants brought before the
Court.” Id. at 611; see Marbury v. Madison, 5 U.S. (1
Cranch) 137, 177 (1803). A litigant cannot manufacture a
13
case or controversy by suing a state judge (or court
clerk) merely because the judge would apply the challenged law if a lawsuit were brought in his court. Similarly, a litigant lacks standing to sue state officials who
cannot enforce the challenged law or individuals who are
authorized (but not required) to bring lawsuits against
those who violate it. Nothing has changed since this
Court rejected petitioners’ request for an injunction
pending appeal. Jackson II, 141 S. Ct. at 2495.
3. But should the Court accept petitioners’ invitation
to depart from normal appellate practice because Petitioners say the Texas Heartbeat Law violates Roe and
Casey, the Court should also reconsider Roe and Casey.
As some respondents have explained in their contemporaneously filed conditional cross-petitions for certiorari,
those decisions created a supposed fundamental right
out of judicial say-so. There is no right to elective abortion “deeply rooted in this Nation’s history and tradition”
and “implicit in the concept of ordered liberty” such that
neither liberty nor justice would exist if [it was] sacrificed.” Washington v. Glucksberg, 521 U.S. 702, 720-21
(1997) (internal quotation marks omitted).
C. Petitioners’ question
passed upon below.
presented
was not
1. Until this petition, decisions in this case have
turned on concrete legal principles unrelated to any putative right to abortion: whether the governmental respondents have sovereign immunity, whether petitioners
have Article III standing, and whether there is a justiciable controversy between petitioners and the state judicial officers who might hear lawsuits brought under
Texas’s Heartbeat Act. For example, Petitioners’ sole argument for avoiding sovereign immunity has been to
14
invoke Ex parte Young. See, e.g., Application at 20-21,
Jackson II, No. 21A24 (U.S. Aug. 30, 2021).
Now petitioners ask this Court (at i) to grant certiorari before judgment on an abstract question: “[w]hether
a State can insulate from federal-court review a law that
prohibits the exercise of a constitutional right by delegating to the general public the authority to enforce that
prohibition through civil actions.” Divorced from the jurisdictional doctrines implicated in respondents’ interlocutory appeal, it is not at all clear what this question
encompasses. If it means something other than the application of the jurisdictional doctrines raised in the district court and Fifth Circuit, however, it was forfeited in
the courts below. This Court certainly should not be the
very first to consider it.
D. Petitioners’ argument for certiorari before
judgment rests on numerous flawed premises.
Petitioners’ argument for certiorari before judgment
rests on at least three flawed premises.
1. Petitioners begin by saying (at i) that the structure
of SB 8 “insulat[es it] from federal-court review” and go
on to claim (at 24) it deprives this Court of its “authority
to ‘say what the law is.’” (quoting Marbury, 5 U.S. at
177). Not so. The Court’s authority, of course, is limited
deciding cases and controversies. See Broadrick, 413
U.S. at 610-11. But even setting that aside, there is no
dispute that the constitutionality of the Texas Heartbeat
Act can be brought before this Court on a petition for
certiorari from the Texas Supreme Court. 3 Petitioners
Indeed, some of the respondents are currently litigating challenges to the Heartbeat Law in state court, where there are at least
fourteen such cases pending. See Van Stean, et al. v. Tex. Right to
3
15
may not want to litigate in state court, but “[s]tate
courts, like federal courts, have a constitutional obligation to safeguard personal liberties and to uphold federal
law.” Stone v. Powell, 428 U.S. 465, 493 n.35 (1976) (citing
Martin v. Hunter’s Lessee, 14 U.S. (1 Wheat.) 304, 34144 (1816)). And “state courts are fully competent to adjudicate constitutional claims.” Doran v. Salem Inn, Inc.,
422 U.S. 922, 930 (1975). Indeed, many cases petitioners
cite came before this Court through state judicial systems. See Pet. 23 (citing Reitman v. Mulkey, 387 U.S.
369, 373 (1967)); ROA.897-900 (citing Shelley v. Kraemer, 334 U.S. 1, 14 (1948)). “[F]ederal-court review” is
far from foreclosed. Contra Pet. at 24.
2. Petitioners’ arguments also rest on the unstated
premise that they are entitled to pre-enforcement review
in federal court for any state law they consider unconstitutional. That, too, is not so. The Constitution does not
guarantee that every state law will be subject to pre-enforcement federal review, much less review in the lower
federal courts, which are not mandated by the Constitution in the first place. See U.S. Const. art. I, § 8, cl. 9; id.
art. III, § 1. The federal courts can be stripped of jurisdiction to hear even cases within the judicial power
vested by Article III. See Ex parte McCardle, 74 U.S. (7
Wall.) 506, 513-14 (1868); Sheldon v. Sill, 49 U.S. (8 How.)
441, 449 (1850). They certainly cannot ignore the bounds
of that vesting in order to opine on constitutional questions not presented as part of a case or controversy. See
Broadrick, 413 U.S. at 610-11.
Petitioners identify no authority guaranteeing them
a right to pre-enforcement review of state statutes in
Life, No. D-1-GN-21-004179 (98th Dist. Ct., Travis County, Tex.,
Aug. 2021).
16
federal court. They first point (at 22-24) to cases in which
this Court treated private persons as state actors for
purposes of applying the Fourteenth and Fifteenth
Amendments. See Reitman, 387 U.S. at 373; Terry v. Adams, 345 U.S. 461 (1953). But the question of whether a
private party’s conduct can be treated as state action for
purposes of stating a claim under the Constitution is a
merits question distinct from the jurisdictional questions
at issue in this interlocutory appeal. Petitioners’ stateaction cases do not remedy their jurisdictional ills. 4
Next, petitioners say (at 24) “that a person facing irreparable harm need not violate an unconstitutional law
to challenge it.” That doctrine provides them only a
means of satisfying Article III’s injury-in-fact requirement; it is not a free-floating guarantee of pre-enforcement review. A litigant is not required to expose himself
to penalties before seeking relief to prevent the enforcement of a statute because the chilling effect imposed by
the threat of enforcement is enough to establish Article
III injury-in-fact. See, e.g., Susan B. Anthony List, 573
U.S. 149, 158 (2014); Steffel v. Thompson, 415 U.S. 452,
459 (1974). But he still must show that the defendant has
credibly threatened to enforce the statute against him.
That is because Article III standing also requires
Petitioners are also wrong: the courts of appeals that have considered the question appear to unanimously agree that “there is no
‘state action’ to be found in the mere filing of a private civil tort action in state court.” Henry v. First Nat’l Bank of Clarksdale, 444
F.2d 1300, 1312 (5th Cir. 1971); see Hu v. Huey, 325 F. App’x 436,
440 (7th Cir. 2009) (per curiam); Slotnick v. Garfinkle, 632 F.2d 163,
166 (1st Cir. 1980) (per curiam); Dist. 28, United Mine Workers of
Am., Inc. v. Wellmore Coal Corp., 609 F.2d 1083, 1086-87 (4th Cir.
1979); Stevens v. Frick, 372 F.2d 378, 381 (2d Cir. 1967); see also
Gras v. Stevens, 415 F. Supp. 1148, 1152 (S.D.N.Y. 1976) (threejudge district court) (Friendly, J.).
4
17
traceability, and “the relevant inquiry is whether the
plaintiffs’ injury can be traced to ‘allegedly unlawful conduct’ of the defendant, not to the provision of law that is
challenged.” Collins v. Yellen, 141 S. Ct. 1761, 1779
(2021) (quoting Allen v. Wright, 468 U.S. 737, 751 (1984)).
Petitioners cannot make that showing. Cf. Jackson II,
141 S. Ct. at 2495.
3. Finally, petitioners assume away the problem of
sovereign immunity. That too is flawed. Their Ex parte
Young theory is unavailing for the reasons respondents
have explained. See Gov’t Resp. in Opp. to Appl. at 12-19
Jackson II, No. 21A24 (U.S. Aug. 31, 2021), Dickson
Resp. in Opp. to Appl. at 16-20, Jackson II, No. 21A24,
(U.S. Aug. 31, 2021). Indeed, in the federal government’s
follow-on lawsuit (also set for December argument before the Fifth Circuit), the Department of Justice agrees
that Ex parte Young is not available to petitioners. See
Appl. to Vacate Stay at 22-23, United States v. Texas, No.
21A85 (U.S. Oct. 18, 2021).
In brief, Ex parte Young would have to bend past the
breaking point to accommodate petitioners’ claims
against Texas judges and court clerks. Their theory is
that because Texas executive officials do not enforce the
Heartbeat Law, it must be “enforced” by the clerks who
accept filings and the judges who preside over private
lawsuits. Pet. App. 59a; see ROA.849, ROA.897-900 (citing Shelley, 334 U.S. at 14). That is untenable. The alleged “enforcement” actions are “paradigmatic judicial
acts” like issuing injunctions, Forrester v. White, 484
U.S. 219, 227 (1988), not enforcement within the meaning
of Ex parte Young.
Ex parte Young would likewise have to bend past
breaking to allow petitioners’ claims against the Texas
executive officials. They are explicitly prohibited by law
18
from enforcing the Heartbeat Act. See Tex. Health &
Safety Code §§ 171.005, .207(a), .209(b). That means an
injunction prohibiting the executive officials from enforcing it would have no effect.
And to the extent petitioners are asking the Court to
create a new doctrine to facilitate pre-enforcement challenges to state laws not enforced by government officials,
it should assess their bold request with the benefit of review in the lower courts.
II. Petitioners’ “Conflicts” Are Imaginary.
Contrary to petitioners’ assertions, the lower courts
are not in conflict regarding the jurisdictional issues presented in this appeal. It is well established that federal
courts lack jurisdiction to decide the constitutionality of
laws implemented through private causes of action in a
suit brought against government officials. Muskrat, 219
U.S. at 361-62. Indeed, even in the area of abortion regulation, every court of appeals that has been asked to do
so has recognized this jurisdictional limit. See K.P. v. LeBlanc, 729 F.3d 427, 437 (5th Cir. 2013); Nova Health
Sys. v. Gandy, 416 F.3d 1149, 1157 (10th Cir. 2005); Hope
Clinic v. Ryan, 249 F.3d 603, 605 (7th Cir. 2001) (per curiam); Summit Med. Assocs., P.C. v. Pryor, 180 F.3d
1326, 1342 (11th Cir. 1999); cf. Okpalobi v. Foster, 244
F.3d 405, 428 (5th Cir. 2001) (en banc). The Fifth Circuit’s decision to deny petitioners an injunction is in line
with this precedent. There is no conflict that could justify
certiorari, much less certiorari before judgment.
Petitioners say at (28-35) the Fifth Circuit’s decision
conflicts with (A) other court of appeals decisions allowing lawsuits against clerks based on their ministerial duties, (B) this Court’s decisions regarding section 1983
suits against state judges, and (C) Ex parte Young’s allowance of a constitutional challenge in a lawsuit against
19
Minnesota’s attorney general. But there is no conflict:
these cases come out differently because they involved a
different legal question or because state law gave the defending official enforcement authority absent here.
A. Court clerks: the courts of appeals allow suits
against court clerks acting outside their
adjudicative capacity, but not within it.
Petitioners contend (at 28-30) that there is a circuit
split on whether court clerks acting in an adjudicative capacity are proper defendants in a pre-enforcement constitutional challenge. That would be surprising, given
that Ex parte Young specifically disclaimed “power to
prevent any investigation or action by a grand jury” because it “is part of the machinery of a criminal court.” 209
U.S. at 163. Court clerks are equally “part of the machinery” of state courts. Id. And in any event, there is no such
split. The cases petitioners cite did not allow suits against
court clerks performing their role in state-court adjudications. This case comes out differently than the cases
cited because of distinctions between the respective
clerks’ challenged conduct, not the legal principles applied.
In Kitchen v. Herbert, 755 F.3d 1193 (10th Cir. 2014),
the Tenth Circuit found standing for the plaintiffs to sue
the Salt Lake County Clerk based on his role in issuing
marriage licenses. But as the Tenth Circuit noted, “[i]n
Utah, marriage licenses are issued not by court clerks
but by county clerks.” Id. at 1202 (emphasis added).
Thus, the responsibility of the Salt Lake County Clerk to
issue marriage licenses was not of a “judicial nature,”
Wallace, 646 F.2d at 160, nor was it done in an “adjudicatory capacity,” Bauer, 341 F.3d at 359. By contrast,
Ms. Clarkston is the Clerk for the Smith County District
Court, Pet. App. 15a, and she is being sued for actions
20
she takes at the direction of judges, Pet. App. 98a. There
is no conflict with the Fifth Circuit.
Likewise, in McNeil v. Community Probation Services, LLC, 945 F.3d 991 (6th Cir. 2019), the Sixth Circuit
held that for purposes of Ex parte Young, the sheriff was
enforcing bail requirements by detaining individuals and
holding them pending payment of the required bail. Id.
at 994-95. This too is consistent with the Fifth Circuit’s
rule, which considers law enforcement officers proper
defendants where they detain individuals who do not
comply with the challenged law. See K.P. v. LeBlanc, 627
F.3d 115, 124 (5th Cir. 2010) (“‘Enforcement’ typically involves compulsion or constraint.”). A court clerk does not
enforce anything by docketing a petition and Ms. Clarkston cannot enforce the Heartbeat Law by its own terms.
Pet. App. 113a.
Petitioners also cite Finberg v. Sullivan, 634 F.2d 50
(3d Cir. 1980) (en banc), and Strickland v. Alexander,
772 F.3d 876 (11th Cir. 2014), but those were lawsuits
against court clerks in cases to challenge post-judgment
garnishment procedures. Garnishment is one means of
executing—or enforcing—a judgment. That would make
the court clerks in Finberg and Strickland appropriate
Ex parte Young defendants in the Fifth Circuit, too.
This, too, is no conflict.
Strickland also shows that petitioners lack standing
to sue Ms. Clarkston. An earlier Eleventh Circuit decision concluded plaintiffs lacked standing where they
failed to allege they were still judgment debtors or had
funds still likely to be subject to garnishment in the future, so their injury was too speculative. 772 F.3d at 884
(citing Malowney v. Fed. Collection Deposit Grp., 193
F.3d 1342, 1347 (11th Cir. 1999)). Strickland distinguished the case on the basis that the Strickland plaintiff
21
was still a judgment debtor and would be for some time.
Id. at 885. Here, it was not clear at the time of filing that
there would ever be a lawsuit filed under SB 8 in Smith
County (which is one of 254 Texas counties), nor did petitioners plead as much. Because SB 8 “at most authorizes—but does not mandate or direct” civil lawsuits,
much less in Smith County specifically, petitioners’ fears
regarding any lawsuits that would even tangentially involve Ms. Clarkston are “necessarily conjectural.” Clapper v. Amnesty Int’l USA, 568 U.S. 398, 412 (2013).
B. State judges: absent state-law duties outside
the adjudicatory function, a suit against a
state judge to challenge the constitutionality
of a law is not a case or controversy.
In denying petitioners’ request for an injunction
pending appeal, the Fifth Circuit panel explained:
It is absurd to contend, as Plaintiffs do, that the
way to challenge an unfavorable state law is to
sue state court judges, who are bound to follow
not only state law but the U.S. Constitution and
federal law. Plaintiffs’ position is antithetical to
federalism, violates the Eleventh Amendment
and Ex parte Young, and ignores state separation of powers.
Jackson I, 13 F.4th at 444 (footnote omitted). Petitioners
say (at 31) this “conflicts with this Court’s precedent,”
but the cases they cite are inapposite. (alterations omitted)
Petitioners rely primarily on Pulliam v. Allen, 466
U.S. 522 (1984), which held that judicial immunity does
not apply in a suit for prospective relief under section
1983. Id. at 540. Judicial immunity is not at issue in this
case. Neither is there a conflict with Mireles v. Waco, 502
22
U.S. 9 (1991) (per curiam), another case addressing the
scope of judicial immunity. Id. at 10-11 & n.1.
The problem for petitioners’ claim against Judge
Jackson is not judicial immunity, which addresses when
a judge may be held retrospectively liable for money
damages, but Article III. The Fifth Circuit has long recognized that, “[o]rdinarily, no case or controversy exists
between a judge who adjudicates claims under a statute
and a litigant who attacks the constitutionality of the
statute.” Bauer, 341 F.3d at 361 (citing In re Justs. of
Sup. Ct. of P.R., 695 F.2d 17, 22 (1st Cir. 1982) (Breyer,
J.)). The Fifth Circuit is not alone in recognizing that federal jurisdiction does not extend to such lawsuits. See
Cooper v. Rapp, 702 F. App’x 328, 333 (6th Cir. 2017);
Allen v. DeBello, 861 F.3d 433, 440 (3d Cir. 2017); Grant
v. Johnson, 15 F.3d 146, 148 (9th Cir. 1994); Paisey v.
Vitale In & For Broward County, 807 F.2d 889, 893 (11th
Cir. 1986); Mendez v. Heller, 530 F.2d 457, 461 (2d Cir.
1976). 5
To be sure, sometimes state law gives judges “nonadjudicatory (enforcement)” roles. In re Justices, 695 F.2d
at 23 (citing Sup. Ct. of Va. v. Consumers Union of U.S.,
Inc., 446 U.S. 719 (1980)). For example, a state court may
have authority to initiate disciplinary proceedings
against attorneys. See Sup. Ct. of Va., 446 U.S. at 21-22
& n.1. In such cases, the Court has been careful to distinguish between the capacities in which the judges are being sued, and to allow only those claims brought against
them in their “enforcement capacit[y].” Id. at 736; see In
Petitioners acknowledge (at 31) that the Fifth Circuit did not
pass upon how Pulliam might apply in this case. To the extent petitioners’ position is that Pulliam is relevant to Article III jurisdiction, the Fifth Circuit should be given the initial opportunity to address that question.
5
23
re Justices, 695 F.2d at 23. So the fact that some section
1983 lawsuits can be brought against state judges does
not mean this one is proper. See Fitts, 172 U.S. at 529-30.
Still searching for a conflict, petitioners suggest (at
32) the Fifth Circuit panel invented a “[n]ew prudentialstanding rule[]” in violation of this Court’s precedent. It
did not do that. It applied Bauer, a case finding there is
no Article III jurisdiction over cases like this one. Jackson I, 13 F.4th at 443, 446 n.17.
C. Attorneys general: Unlike the Minnesota
Attorney General in Ex parte Young, the
Texas Attorney General lacks a connection to
the enforcement of SB 8 under Texas law.
Petitioners’ final attempt (at 33-35) to contrive a conflict—this time between the Fifth Circuit’s denial of injunctive relief and this Court’s decision in Ex parte
Young itself—is similarly meritless. Petitioners’ claimed
conflict rests on the observation that in Ex parte Young
this Court permitted a suit to go forward against Minnesota’s Attorney General, but here—and in two other
cases—the Fifth Circuit did not permit a lawsuit to go
forward against Texas’s Attorney General. Pet. 34 (citing
Tex. Dem. Party v. Abbott, 978 F.3d 168 (5th Cir. 2020),
cert. denied 141 S. Ct. 1124 (2021) (mem.), and City of
Austin v. Paxton, 943 F.3d 993 (5th Cir. 2019), cert. denied 141 S. Ct. 1047 (2021) (mem.)).
This superficial discrepancy between the outcome of
the Fifth Circuit’s decisions and Ex parte Young hardly
has the trappings of a split of authority warranting this
Court’s intervention. The argument is premised entirely
upon Petitioners’ misunderstanding of the scope of the
Attorney General’s enforcement authority under Texas
law and upon their mistaken assumption that the Texas
and Minnesota attorneys general have “identical”
24
enforcement power under their respective state laws. Cf.
Saldano v. Texas, 70 S.W.3d 873, 880-81 (Tex. Crim. App.
2002) (describing the Texas Attorney General’s authority as “unusual in comparison to that of other attorneys
general”).
1. Under state law, the Texas Attorney General and
other state officials are expressly forbidden to enforce
S.B. 8. See Tex. Health & Safety Code §§ 171.005, .207(a),
.209(b). Notwithstanding this plain statutory text, Petitioners insist (at 34-35) that the Texas Attorney General
has residual enforcement authority under article IV, section 22 of the Texas Constitution. This provision of the
Texas Constitution authorizes the “Attorney General
[to] represent the State in all suits and pleas in the Supreme Court of the State in which the State may be a
party.” Tex. Const. art. IV, § 22; see also Tex. Gov’t Code
§ 402.021. That provision of the Texas Constitution also
requires the Attorney General to “perform such other
duties as may be required by law,” Tex. Const. art. IV,
§ 22—a clause that provides “legislative authority to empower the [Attorney General] with other duties.”
Medrano v. Texas, 421 S.W.3d 869, 878-79 (Tex. App.—
Dallas, 2014). 6
To the extent Petitioners mean to argue the Texas
Attorney General has constitutional authority to override the Texas Legislature—or that the Texas Legislature has violated the Texas Constitution’s Separation of
For this reason, City of Denison v. Municipal Gas Co., 3
S.W.2d 794 (Tex. 1928), which concerned the authority of the Texas
Legislature to expand the constitutional duties of the Texas Railroad Commission, is unhelpful to petitioners. See Pet. 35. In this
case, unlike City of Denison, there is a constitutional provision allowing the Legislature to grant the relevant executive officer (the
Attorney General) authority to perform additional duties.
6
25
Powers Clause, Tex. Const. art. II, § 1, by restricting the
Attorney General’s authority to enforce SB 8—these are
important questions of state law that were not presented
or considered below. This Court is certainly not the
proper venue for their consideration in the first instance.
Rather, such questions of state law should first be presented to, and resolved by, the Texas state courts. See
R.R. Comm’n of Tex. v. Pullman Co., 312 U.S. 496, 499500 (1941).
Petitioners also cite (at 35) the Texas Constitution’s
grant of authority to the Attorney General to:
inquire into the charter rights of all private corporations, and from time to time in the name of
the State, take such action in the courts as may
be proper and necessary to prevent any private
corporation from exercising any power or demanding or collecting any species of taxes, tolls,
freight or wharfage not authorized by law.
Tex. Const. art. IV, § 22. If Petitioners’ position is that
this case implicates “the charter rights” of the incorporated Petitioners, that too is a novel state-law theory this
Court should abstain from deciding.
2. Because the Texas Attorney General cannot enforce SB 8, Petitioners’ effort (at 34) to analogize the
scope of the Texas Attorney General’s enforcement authority here to the Minnesota Attorney General’s in Ex
parte Young is inapt. In Ex parte Young, the Minnesota
Attorney General “under his power existing at common
law, and by virtue of . . . various statutes, had a general
duty imposed upon him, which includes the right and the
power to enforce the statutes of the state, including, of
course, the act in question, if it were constitutional,”
which he had specifically accepted under the facts of that
case. Ex parte Young, 209 U.S. at 161 (emphasis added).
26
But unlike the Minnesota Attorney General, the Texas
Attorney General has no comparable “general duty” to
enforce state law and, particularly, no specific duty to enforce the “act in question,” id.; see Saldano, 70 S.W.3d at
878-83 (describing the constitutional and statutory authority of the Attorney General and the historical development of the Office). Indeed, he is precluded by law
from enforcing SB 8.
Petitioners cite Agey v. American Liberty Pipe Line
Co., 172 S.W.2d 972, 947 (Tex. 1943), for the proposition
that the Texas Attorney General has “broad authority to
enforce and defend state laws.” Pet. 34. That case addressed whether a statute creating penalties to be recovered “in the name of the State” allowed a private party
to sue on behalf of the State without joining the Attorney
General. Agey, 172 S.W.2d at 974. The Texas Supreme
Court held that the answer was no. See id. at 974-75. In
dicta, the court observed, “it is incumbent upon [the Attorney General] to institute in the proper courts proceedings to enforce or protect any right of the public that is
violated.” Id. at 974. Whether that principle overrides
the explicit text of SB 8 is yet another state-law question
not appropriate for first consideration in this Court.
The Fifth Circuit (along with the other courts of appeals) has been applying the Ex parte Young doctrine
regularly for decades. See, e.g., Okpalobi, 244 F.3d at
416. And this Court has declined numerous invitations to
review the Fifth Circuit’s Ex parte Young decisions. See,
e.g., Tex. Democratic Party, 141 S. Ct. 1124; City of Austin, 141 S. Ct. 1047. If the Court does want to consider
the scope of Ex parte Young’s requirement that the defendant state official “ha[ve] some connection with the
enforcement of the [challenged] act,” 209 U.S. at 157, it
should do so in a case where the issue is fully considered
27
below. The Court should not jettison decades of Fifth
Circuit precedent in a case the Fifth Circuit never got a
chance to decide.
* * *
Petitioners say (at 26) the Heartbeat Act “will set a
dangerous precedent that other States will be sure to follow.” Even if federal-court review of Texas’s Heartbeat
Law were foreclosed (though it is not), there is a remedy
from another branch of the federal government. If the
government is of the view that State laws violate citizens’
constitutional rights, Congress can use its Fourteenth
Amendment enforcement power to preempt state law.
U.S. Const. amend. XIV, § 5. Breaking the bounds of the
judicial power vested in Article III is not necessary to
protect constitutional rights.
28
C O NC LU SIO N
The petition for a writ of certiorari before judgment
should be denied.
Respectfully submitted.
JONATHAN F. MITCHELL
Counsel of Record for
Respondent Dickson
Mitchell Law PLLC
111 Congress Ave., Suite 400
Austin, Texas 78701
Jonathan@mitchell.law
(512) 686-3940
HEATHER GEBELIN HACKER
Counsel of Record for
Respondent Clarkston
Hacker Stephens LLP
108 Wild Basin Road South,
Suite 250
Austin, Texas 78746
Heather@hackerstephens.com
(512) 399-3022
OCTOBER 2021
KEN PAXTON
Attorney General of Texas
BRENT WEBSTER
First Assistant Attorney
General
JUDD E. STONE II
Solicitor General
Counsel of Record for the
State Respondents
BETH KLUSMANN
NATALIE D. THOMPSON
Assistant Solicitors General
OFFICE OF THE
ATTORNEY GENERAL
P.O. Box 12548 (MC 059)
Austin, Texas 78711-2548
Judd.Stone@oag.texas.gov
(512) 936-1700
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.