Amicus Curiae Brief — Michael Sackett, et ux., Petitioners v. Environmental Protection Agency, et al.
Supreme Court briefJun 17, 2022
Ask Donna
What actually matters in this document.
Text
No. 21-454
IN THE
Supreme Court of the United States
MICHAEL SACKETT & CHANTELL SACKETT,
Petitioners,
v.
ENVIRONMENTAL PROTECTION AGENCY, ET AL.,
Respondents.
On Writ of Certiorari to the United States
Court of Appeals for the Ninth Circuit
BRIEF OF ENVIRONMENTAL AND COMMUNITY
ORGANIZATIONS AS AMICI CURIAE
IN SUPPORT OF RESPONDENTS
Catherine M. Rahm
Ian Fein
NATURAL RESOURCES
DEFENSE COUNCIL
40 W. 20th Street
New York, NY 10011
Counsel for Natural
Resources Defense
Council
Nicholas S. Torrey
Counsel of Record
SOUTHERN ENVIRONMENTAL
LAW CENTER
601 West Rosemary Street,
Suite 220
Chapel Hill, NC 27516
(919) 967-1450
ntorrey@selcnc.org
Counsel for Environmental
and Community Organizations
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES ...................................... iii
INTEREST OF AMICI CURIAE ................................ 1
INTRODUCTION AND
SUMMARY OF ARGUMENT ................................ 1
ARGUMENT ............................................................... 2
I. The Clean Water Act Protects the
Chemical, Physical, and Biological
Integrity of the Nation’s Waters .......................2
A. Text
and
Structure
Confirm
Congress’s Water-Quality Objective ...........2
B. The Act Comprehensively Protects
Water Quality by Expanding Earlier
Navigation- and State-Based Efforts ..........6
C. The Court’s Decisions Recognize the
Act’s Broad Jurisdiction and WaterQuality Objective .........................................8
II. Petitioners’ Test Undermines the
Integrity of Our Nation’s Waters and
Contravenes the Act’s Water-Quality
Objective ..........................................................11
A. The Act Does Not Require a
Continuous Surface Connection or
“Relatively Permanent” Flow ....................11
B. The Clean Water Act Applies to More
Than Traditional Navigable Waters .........21
C. Regulating Discharges “Indirectly”
Does Not Close the Loopholes Opened
by Petitioners’ Approach ...........................26
ii
CONCLUSION .......................................................... 30
APPENDIX – LIST OF AMICI CURIAE .................. 1a
iii
TABLE OF AUTHORITIES
Page(s)
Cases
Azar v. Allina Health Servs.,
139 S. Ct. 1804 (2019) ......................................... 3
City of Milwaukee v. Illinois & Michigan,
451 U.S. 304 (1981) ................................... 7, 9, 23
Cnty. of Maui v. Hawai‘i Wildlife Fund,
140 S. Ct. 1462 (2020) ............................... passim
EPA v. California ex rel. State Water Res.
Control Bd., 426 U.S. 200 (1976) ........................ 6
Illinois v. Milwaukee,
406 U.S. 91 (1972) ............................................... 9
Int’l Paper Co. v. Ouellette,
479 U.S. 481 (1987) ............................... 7, 8, 9, 23
Mingo Logan Coal Co. v. EPA,
70 F. Supp. 3d 151 (D.D.C. 2014) ..................... 29
Mingo Logan Coal Co. v. EPA,
829 F.3d 710 (D.C. Cir. 2016) ............................. 5
Nat. Res. Def. Council, Inc. v. Callaway,
392 F. Supp. 685 (D.D.C. 1975) ........................ 24
Oklahoma ex rel. Phillips v. Guy F. Atkinson
Co., 313 U.S. 508 (1941) .............................. 24, 27
PUD No. 1 of Jefferson Cnty. v. Wash. Dep’t
of Ecology, 511 U.S. 700 (1994) ........................... 8
iv
Rapanos v. United States,
547 U.S. 715 (2016) ................................... passim
S.C. Coastal Conservation League v.
Wheeler,
No. 2:20-cv-01687-DCN (D.S.C. July 10,
2020)................................................................... 16
Solid Waste Agency of Northern Cook County
v. U.S. Army Corps of Engineers,
531 U.S. 159 (2001) ........................... 9, 10, 14, 15
United States v. Ashland Oil & Transp. Co.,
504 F.2d 1317 (6th Cir. 1974) ........................... 24
United States v. California,
436 U.S. 32 (1978) ............................................. 13
United States v. Deaton,
332 F.3d 698 (4th Cir. 2003) ............................. 24
United States v. Holland,
373 F. Supp. 665 (M.D. Fla. 1974) .................... 24
United States v. Rio Grande Dam &
Irrigation Co.,
174 U.S. 690 (1899) ........................................... 24
United States v. Riverside Bayview Homes,
Inc., 474 U.S. 121 (1985) ........................... passim
Statutes
Clean Water Act
33 U.S.C. § 1251(a) ......................................... passim
33 U.S.C. § 1251(a)(1)–(2)......................................... 3
v
33 U.S.C. § 1251(a)(3)-(7) ......................................... 3
33 U.S.C. § 1251(b) ............................................... 3, 8
33 U.S.C. § 1251(c) .................................................... 3
33 U.S.C. § 1251(f) .................................................... 3
33 U.S.C. § 1251(g) ................................................... 3
33 U.S.C. § 1270(g)(2) ............................................. 12
33 U.S.C. § 1311(b) ................................................... 4
33 U.S.C. § 1341(a)(2) ............................................... 5
33 U.S.C. § 1342(a)(1) ............................................... 4
33 U.S.C. § 1342(b) ................................................... 8
33 U.S.C. § 1343(c)(1) ............................................... 5
33 U.S.C. § 1344(b) ................................................... 4
33 U.S.C. § 1344(c) .............................................. 5, 29
33 U.S.C. § 1344(e) ................................................. 25
33 U.S.C. § 1344(f) .................................................. 25
33 U.S.C. § 1344(g) ................................................... 8
33 U.S.C. § 1344(g)(1) ........................... 12, 13, 17, 22
33 U.S.C. § 1362(7) ............................................... 5, 7
33 U.S.C. § 1362(14) ............................................... 20
33 U.S.C. § 1370(1) ................................................... 8
vi
33 U.S.C. § 1377(e) ................................................... 5
33 U.S.C. § 2317...................................................... 13
33 U.S.C. § 2336(b)(2) ............................................. 13
33 U.S.C. § 2802(5) ................................................. 13
Clean Water Act of 1977, Pub. L. No. 95-217,
91 Stat. 1566 (1977) .................................... 13, 25
Federal Water Pollution Control Act
Amendments of 1972, Pub. L. No. 92-500,
86 Stat. 816 (1972) .............................................. 3
Federal Water Pollution Control Act of 1948,
Pub. L. No. 80-845, 62 Stat. 1155 (1948) ............ 6
Water Resources Development Act of 1990,
Pub. L. No. 101-640, 104 Stat. 4604
(1990) ................................................................. 13
Other Authorities
123 Cong. Rec. 26,718 (1977) ................................. 25
38 Fed. Reg. 13,528 (May 22, 1973) ....................... 24
40 Fed. Reg. 31,320 (July 25, 1975) ....................... 25
42 Fed. Reg. 37,122 (July 19, 1977) ...................... 14
76 Fed. Reg. 3126 (Jan. 19, 2011) .......................... 29
80 Fed. Reg. 37,054 (June 29, 2015) ...................... 18
86 Fed. Reg. 69,372 (Dec. 7, 2021) ......................... 15
vii
86 Fed. Reg. 69,390 (Dec. 7, 2021) ......................... 23
86 Fed. Reg. 69,409 (Dec. 7, 2021) ......................... 16
C. Rhett Jackson et al., Redefining Waters of the US:
A Case Study from the Edge of the Okefenokee
Swamp, 41 Wetlands 106 (Nov. 2021) .............. 16
EPA, The Ecological and Hydrological Significance
of Ephemeral and Intermittent Streams in the
Arid and Semi-arid American Southwest
(Nov. 2008). ........................................................ 20
EPA & Dep't of the Army, Technical Support
Document (Nov. 18, 2021). ................................ 15
H.R. Rep. No. 92-911 (1972) ........................... 7, 8, 22
H.R. Rep. No. 95-830 (1977) ................................... 25
S. Rep. No. 92-414 (1971) ............................. 7, 23, 24
S. Rep. No. 92-1236 (1972) ................................. 8, 22
U.S. Congress, Office of Technology
Assessment, Wetlands: Their Use and
Regulation, OTA-O-206 (1984) ......................... 28
U.S.G.S., Manual of Hydrology: General Introduction and Hydrologic Definitions (1960) ............ 19
Webster’s New Int’l Dictionary
(2d ed. 1954) ...................................................... 18
viii
W.E. Frayer et al., U.S. Fish & Wildlife
Service, National Wetlands Inventory,
“Status and Trends of Wetlands and
Deepwater Habitats in the Conterminous
United States, 1950s to 1970s” (1983) ................ 7
1
INTEREST OF AMICI CURIAE1
Amici curiae are 114 environmental and community non-profit organizations (listed in the Appendix to
this brief) that rely on the Clean Water Act and its
comprehensive water-quality protections to help protect public health and the environment. Amici have
an interest in ensuring that the Act is interpreted consistently with Congress’s stated objective to “restore
and maintain the chemical, physical, and biological integrity of the Nation’s waters.” 33 U.S.C. § 1251(a).
INTRODUCTION AND
SUMMARY OF ARGUMENT
Congress enacted the Clean Water Act with a single stated objective: to “restore and maintain the
chemical, physical, and biological integrity of the Nation’s waters.” This objective can only be achieved if
the Act protects both navigable waters and the interconnected wetlands and tributaries that significantly
affect them.
The Act’s text, structure, and history—and this
Court’s decisions, spanning decades—confirm that
Congress enacted a comprehensive water-quality statute to do just that. With the Act’s programs, Congress
protected downstream traditional navigable waters by
regulating activities not only in those waters, but also
in upstream wetlands and tributaries that significantly affect their integrity. The Act’s application to
all “waters of the United States” has been
1 The parties have consented to the filing of this brief.
No counsel for a party authored this brief in whole or in part, and no counsel or party made a monetary contribution intended to fund the
preparation or submission of this brief. No person other than
amici or their counsel made a monetary contribution to its preparation or submission.
2
implemented consistent with this understanding—
and with great success for our nation’s water quality—
for virtually all of its 50-year history.
Petitioners now put forward a “two-step” test for
determining the Act’s scope that is, more accurately, a
giant leap backward. Their proposed reading would
protect only waters deemed navigable and wetlands
that physically abut them, “but no more.” This reading
ignores that the Act repeatedly recognizes wetlands
themselves as “waters.” And it would allow the destruction of every non-abutting wetland and non-navigable tributary of a traditional navigable water, with
obvious and significant negative impacts on the downstream water’s chemical, physical, and biological integrity. That is not the comprehensive water-quality
statute Congress enacted. The Court must reject this
backward interpretation of the Clean Water Act,
which would greatly undermine Congress’s clearly
stated objective.
ARGUMENT
I.
The Clean Water Act Protects the Chemical,
Physical, and Biological Integrity of the
Nation’s Waters
The text, structure, and history of the Clean Water
Act—as well as this Court’s decisions—all confirm that
Congress enacted a comprehensive statute with the
single objective of protecting water quality. That objective requires protections for wetlands and tributaries that significantly affect the chemical, physical, or
biological integrity of traditional navigable waters.
A. Text and Structure Confirm Congress’s
Water-Quality Objective
Congress enacted the Clean Water Act to achieve
a single objective—to ensure the integrity of our
3
nation’s water quality. The text of the Act makes this
clear, specifying that “[t]he objective of this Act is to
restore and maintain the chemical, physical, and biological integrity of the Nation’s waters.” Federal Water Pollution Control Act Amendments of 1972, Pub. L.
No. 92-500, § 101(a), 86 Stat. 816, 816 (1972) (codified
at 33 U.S.C. § 1251(a)) (emphasis added). The Act
then identifies two “goals” to achieve the objective,
both of which also focus on water quality and aquatic
ecosystems: first, eliminating “the discharge of pollutants into the navigable waters”; and second, achieving “water quality which provides for the protection
and propagation of fish, shellfish, and wildlife and provides for recreation in and on the water.” 33 U.S.C.
§ 1251(a)(1)–(2). The Act’s text thus confirms Congress’s statutory objective of ensuring water quality.
Petitioners insist that “[a]ll questions of statutory
interpretation begin with the text,” Pet’rs’ Br. 25, but
they nowhere acknowledge the statutory text that
specifies the Act’s water-quality objective. Instead,
Petitioners repeat the plurality opinion’s suggestion
from Rapanos v. United States that “clean water is not
the only purpose of the statute.” 547 U.S. 715, 755–56
(2006); Pet’rs’ Br. 46. This suggestion conflates one of
several “polic[ies]” identified by Congress, see 33
U.S.C. § 1251(a)(3)–(7), (b), (c), (f), (g); see also infra p.
8 (discussing 33 U.S.C. § 1251(b)), with the sole specified “objective” that Congress enacted the statute to
“achieve,” 33 U.S.C. § 1251(a). Because the Clean Water Act’s text distinguishes between the Act’s single
water-quality objective, on the one hand, and various
policies, on the other, it must be presumed that Congress acted “intentionally and purposefully” in selecting the disparate language. Azar v. Allina Health
Servs., 139 S. Ct. 1804, 1813 (2019) (quotation omitted).
4
Recognizing water quality as the Act’s single objective thus does not “substitut[e] the purpose of the
statute for its text,” as the Rapanos plurality suggested, 547 U.S. at 755, but rather respects the text
that Congress enacted. Indeed, as this Court correctly
(and more recently) explained, “Congress’ purpose as
reflected in the language of the Clean Water Act is to
‘restore and maintain the . . . integrity of the Nation’s
waters.’” Cnty. of Maui v. Hawai‘i Wildlife Fund, 140
S. Ct. 1462, 1468 (2020) (emphasis added) (quoting
§ 101(a), 86 Stat. at 816).
Other text in the Clean Water Act, as well as its
structure, confirm this broad water-quality objective
and show how the statute achieves it: the Act regulates
the upstream discharge of pollution and fill materials
that affect downstream water quality. The Act does
this by, among other things, including as “waters of
the United States” upstream waters that significantly
affect downstream traditional navigable waters.
The Section 402 national pollutant discharge elimination system program, for example, applies pollution
limits, which “carry out the objective of this chapter,”
33 U.S.C. § 1311(b), to every discrete source of pollution. Id. § 1342(a)(1). This approach relies on broad,
comprehensive jurisdiction to regulate such sources at
the point they discharge pollutants, rather than waiting for the cumulative effects of pollution that washes
downstream to major rivers or lakes.
The Section 404 program, governing the discharge
of dredged or fill material, also furthers Congress’s water-quality objective and reinforces that Congress regulated at the point of pollution. Section 404(b) directs
the agencies to develop permitting guidelines, 33
U.S.C. § 1344(b), based on cross-referenced criteria
from Section 403(c), including effects on “human
health or welfare,” “marine life,” and “esthetic,
5
recreation, and economic values,” id. § 1343(c)(1). Section 404(c) then authorizes EPA to prohibit such discharges where they will have “unacceptable adverse
effect[s] on municipal water supplies, shellfish beds
and fishery areas (including spawning and breeding
areas), wildlife, or recreational areas.” Id. § 1344(c).
The reference to “effect[s]” on “municipal water supplies” and other areas highlights that Congress intended EPA to regulate the upstream discharge of fill
material that affects downstream water quality. See
Mingo Logan Coal Co. v. EPA, 829 F.3d 710, 724 (D.C.
Cir. 2016) (“[S]ection 404(c) allows the EPA to consider
the effects of spoil disposal downstream from the fill
itself and downstream water quality may enter the
equation.”).
The Section 401 water-quality certification program likewise demonstrates that Congress intended to
prevent downstream water-quality impacts, including
in downstream states. It provides for notice, hearings,
and additional permit conditions if a discharge “may
affect . . . the quality of the waters of any other State.”
33 U.S.C. § 1341(a)(2). The same is true for any downstream tribe treated as a state. Id. § 1377(e).
The Clean Water Act’s terms—including the
meaning of “waters of the United States,” 33 U.S.C.
§ 1362(7)—must be interpreted in a way that is consistent with “major congressional objectives, as revealed by the statute’s language, structure, and purposes,” Maui, 140 S. Ct. at 1477. Here, the Act’s language, structure, and purpose confirm that the Act
protects the water quality of traditional navigable waters by also protecting, as “waters of the United
States,” those interconnected waters that significantly
affect them. If those interconnected waters were omitted from the Act’s reach, the Act’s stated objective
would be undermined by allowing upstream fill and
6
pollution that would significantly degrade downstream water quality. See infra Part II.C. The Court
therefore must reject any interpretation of “waters of
the United States” that allows upstream discharges to
degrade the chemical, physical, or biological integrity
of the nation’s waters. See Maui, 140 S. Ct. at 1473
(rejecting interpretation that would create regulatory
loopholes) (citing EPA v. California ex rel. State Water
Res. Control Bd., 426 U.S. 200, 202–04 (1976) (basic
purpose of Clean Water Act is to regulate pollution at
its source)).
B. The Act Comprehensively Protects Water
Quality by Expanding Earlier
Navigation- and State-Based Efforts
The statutory history further confirms that the
Clean Water Act protects not only the traditional navigable waters encompassed by earlier, less comprehensive statutes, but also those waters that significantly
affect the chemical, physical, or biological integrity of
traditional navigable waters.
Prior to 1972, Congress largely left water pollution
control to the states. The Federal Water Pollution
Control Act of 1948, Pub. L. No. 80-845, 62 Stat. 1155,
was limited to providing technical assistance to states,
partial financing of municipal sewage treatment
works, and authority to bring public nuisance lawsuits
to abate interstate water pollution when all other
means failed. States were left to establish and enforce
treatment requirements for pollution sources. In
1965, Congress tried another unsuccessful approach,
directing states to develop ambient water-quality
standards specifying the acceptable levels of pollution
in a state’s interstate navigable waters. California,
426 U.S. at 202. That system proved unworkable because it “focused on the tolerable effects rather than
the preventable causes of water pollution.” Id.
7
These federal programs’ jurisdiction over waterways was severely limited, and the result was widespread deterioration of the nation’s waters. From the
1950s to the 1970s, for example, the United States lost
an average of over 450,000 acres of wetlands every
year. W.E. Frayer et al., U.S. Fish & Wildlife Service,
National Wetlands Inventory, “Status and Trends of
Wetlands and Deepwater Habitats in the Conterminous United States, 1950s to 1970s” (1983), available
at https://tinyurl.com/44w6svw7 (documenting 20year net loss of over 9 million acres of wetlands).
By the 1970s, Congress recognized that the nation’s waters “[we]re in serious trouble.” H.R. Rep. No.
92-911, at 66 (1972). Congress deemed its prior approaches, whose limited navigation-based federal jurisdiction had left most water protection to the states,
to be “inadequate in every vital aspect.” City of Milwaukee v. Illinois & Michigan, 451 U.S. 304, 310
(1981) (quoting S. Rep. No. 92-414, at 7 (1971)). Congress responded by enacting a “‘total restructuring’
and ‘complete rewriting’ of the existing water pollution
legislation” in the Clean Water Act of 1972. Id. at 317.
The Clean Water Act’s history makes clear that
Congress intended it to be a “comprehensive” statute
that established an “all-encompassing program of water pollution regulation.” Milwaukee, 451 U.S. at 317–
19. Among other things, the Act expanded the reach
of prior navigation-based statutes to encompass “virtually all bodies of water.” Int’l Paper Co. v. Ouellette,
479 U.S. 481, 492 (1987). Congress “chose to define
the waters covered by the Act broadly,” United States
v. Riverside Bayview Homes, Inc., 474 U.S. 121, 133
(1985); 33 U.S.C. § 1362(7), and specified that the Act’s
objective was to protect the “chemical, physical, and
biological integrity” of the nation’s waters, 33 U.S.C.
§ 1251(a). Lawmakers repeatedly reiterated that they
8
intended the Act’s scope to be “given the broadest possible constitutional interpretation.” H.R. Rep. No. 92911, at 131 (1972); accord S. Rep. No. 92-1236, at 3822
(1972) (Conf. Rep.).
Relatedly, the Clean Water Act’s history (and text)
reveals that Congress rejected the state-based approach to protecting water quality that had already
failed. Instead, Congress structured the Act around a
cooperative federalism system that established a “regulatory ‘partnership’ between the Federal Government
and the source State.” Ouellette, 479 U.S. at 490. This
system allows states to implement the Act’s programs,
see 33 U.S.C. §§ 1342(b), 1344(g); see also id. § 1251(b)
(referencing permitting programs under sections 402
and 404), and to set more protective standards for jurisdictional waters within their borders, see id.
§ 1370(1). But the Act does not give states discretion
to fall below the federal floor: Congress recognized
states’ responsibility to “prevent, reduce, and eliminate
[water] pollution,” id. § 1251(b) (emphasis added), not
to allow such pollution where a state so chooses. Congress’s stated policy of preserving the states’ role in
pollution control thus neither undermines the Act’s
specified water-quality objective, see supra Part I.A,
nor limits the Act’s comprehensive jurisdiction.
C. The Court’s Decisions Recognize the
Act’s Broad Jurisdiction and WaterQuality Objective
This Court’s decisions, spanning decades, have
recognized the Clean Water Act’s comprehensive protections for our nation’s water quality. E.g., PUD No.
1 of Jefferson Cnty. v. Wash. Dep’t of Ecology, 511 U.S.
700, 700 (1994) (describing Act as a “comprehensive
water quality statute designed to ‘restore and maintain the chemical, physical, and biological integrity of
the Nation’s waters’” (quoting 33 U.S.C. §1251(a))).
9
The Court first addressed the Act’s scope in relation to common law nuisance claims. Prior to the Act’s
passage, the Court had recognized federal common law
claims for interstate water pollution. See Illinois v.
Milwaukee, 406 U.S. 91, 107 (1972). After the Act became law, however, the Court held that Congress had
displaced such claims by establishing a “comprehensive regulatory program” for water pollution control.
Milwaukee, 451 U.S. at 317. The Court subsequently
held that the Act also preempted claims under the
common law of downstream states. Ouellette, 479 U.S.
at 491–92. The Act’s broad coverage and “pervasive
regulation,” which “applies to all point sources and virtually all bodies of water,” was “sufficiently comprehensive” to infer that “Congress left no room for supplementary state regulation.” Id. (citation and internal quotations omitted).
The Court has never curtailed the Clean Water
Act’s protection of waters that significantly affect
downstream water quality. In Riverside Bayview, the
Court upheld the Act’s application to wetlands based
on the Army Corps’ “ecological judgment” that such
wetlands have “significant effects on water quality and
the aquatic ecosystem”—for example, where they “filter and purify water draining into adjacent bodies of
water” or “slow the flow of surface runoff into lakes,
rivers, and streams and thus prevent flooding and erosion.” 474 U.S. at 134–35, 135 n.9.
The Court’s decision in Solid Waste Agency of
Northern Cook County v. U.S. Army Corps of Engineers
(SWANCC), 531 U.S. 159 (2001), was also consistent
with this approach. There the Court rejected the Army
Corps’ application of the Act to isolated ponds based on
their use as migratory bird habitats, id. at 167, but did
not reject the Act’s application to waters based on their
significant effects on downstream waterways. In fact,
10
the Court distinguished Riverside Bayview on the basis of the “significant nexus between the wetlands and
‘navigable waters’” in that case, which implicated
“Congress’ concern for the protection of water quality
and aquatic ecosystems.” Id.
Justice Kennedy’s concurring opinion in Rapanos
also relied on the existence of a “significant nexus” between covered wetlands and navigable waters. 547
U.S. at 759. While that phrase itself does not appear
in the statute, Justice Kennedy made clear that the
framework is nonetheless grounded firmly in the Act.
He explained that the “required nexus must be assessed in terms of the statute’s goals and purposes,”
and that “Congress enacted the law to ‘restore and
maintain the chemical, physical, and biological integrity of the Nation’s waters.’” Id. at 779 (quoting 33
U.S.C. § 1251(a)). Therefore, because “wetlands can
perform critical functions related to the integrity of
other waters—functions such as pollutant trapping,
flood control, and runoff storage”—Justice Kennedy
explained that they fall within the Act’s coverage if
they “significantly affect the chemical, physical, and
biological integrity of other covered waters.” Id. at
779–80.
When the Court interpreted the Clean Water Act
most recently in Maui, it again reaffirmed that the Act
must be interpreted in a way that is consistent with
Congress’s stated objective to “restore and maintain
the . . . integrity of the Nation’s waters.” Maui, 140 S.
Ct. at 1468 (quoting 33 U.S.C. § 1251(a)). The Court
rejected an interpretation of the Act that would create
loopholes allowing the statute’s water-quality objective to be defeated. Id. at 1477. The Court explained
that even an interpretation that is “more absolute” and
would be “easier to administer” still must be rejected
if its consequences are “inconsistent with major
11
congressional objectives.” Id. As explained below, Petitioners’ proposed test here fails for the same reasons.
II. Petitioners’ Test Undermines the Integrity
of Our Nation’s Waters and Contravenes the
Act’s Water-Quality Objective
Because wetlands and tributaries can significantly
affect the chemical, physical, and biological integrity
of traditional navigable waters, categorically excluding most of them from the Clean Water Act’s reach
would contravene the Act’s water-quality objective and
comprehensive scope. Petitioners nonetheless define
“waters of the United States” in a way that would do
just that.
The first step of Petitioners’ test for including wetlands as “waters of the United States” would require a
continuous surface connection between the wetlands
and so-called “authentic ‘water[s],’” Pet’rs’ Br. 28, similar to the test proposed by the Rapanos plurality. Petitioners then go further than the Rapanos plurality
and, in the second step, would require that the surface
connection be to a water deemed navigable. In short,
Petitioners would define “waters of the United States”
as only waters deemed navigable and wetlands with
continuous surface connections to them. Both of these
steps contravene the Clean Water Act and share the
same fundamental flaw: they are not based on protecting water quality and would allow degradation of the
integrity of our nation’s waters.
A. The Act Does Not Require a Continuous
Surface Connection or “Relatively
Permanent” Flow
The Rapanos plurality, echoed in the first step of
Petitioners’ test, requires that wetlands have a “continuous surface connection” to another jurisdictional
water, and that tributaries have “relatively
12
permanent” flow, to be “waters of the United States.”
547 U.S. at 742. These requirements are based on misinterpretations of a dictionary and subjective assertions that these waters are not “waters.” Wetlands
and tributaries, even those that lack Petitioners’ and
the plurality’s required characteristics, are still “waters.” And, consistent with the Act’s comprehensive
reach and objective, they are “waters of the United
States” where they significantly affect the chemical,
physical, or biological integrity of traditional navigable
waters. Categorically excluding wetlands and tributaries that lack surface connections and permanent
flow would contravene the Act and undermine its objective.
1. Petitioners claim wetlands are not “waters” unless they physically abut other “waters,” such that the
wetlands become indistinguishable from them. Pet’rs’
Br. 17, 28–29; see also Rapanos, 547 U.S. at 742, 755
(plurality op.). Wetlands, however, are “waters” in
their own right; they need not be continuously connected to other waters to be protected under the Act.
Wetlands are waters or water bodies in ordinary
language. Indeed, Congress itself referred to wetlands
as waters or water bodies repeatedly in the Clean Water Act. For example, Section 404 provides that a state
may administer its own dredge-and-fill permitting
program with respect to waters other than “those waters” used or susceptible to use in interstate or foreign
commerce “including” adjacent wetlands. 33 U.S.C.
§ 1344(g)(1). The word “including”—as opposed to
“and”—makes plain that Congress understood the
wetlands to be “waters.” Other sections of the Clean
Water Act are similar. In the Lake Champlain Basin
Program, Congress referred to “streams, rivers, lakes,
and other bodies of water, including wetlands.” Id.
§ 1270(g)(2) (emphasis added). Elsewhere Congress
13
referred to “streams, rivers, wetlands, other waterbodies, and riparian areas,” id. § 2336(b)(2) (emphasis
added), and defined “coastal waters’’ to mean the waters of the Great Lakes “including” portions of other
“bodies of water” with certain features, “including wetlands,” id. § 2802(5). These examples show that there
is nothing contrary to “ordinary language” about referring to wetlands as waters or waterbodies. Pet’rs’ Br.
25. Congress itself plainly understood wetlands as waters.
Petitioners claim that wetlands cannot be waters
because they are “lands with some amount of water on
them.” Pet’rs’ Br. 25. That argument proves too much,
as it describes every water body right down to the Pacific Ocean. See United States v. California, 436 U.S.
32, 36 & n.9 (1978) (describing an area of the Pacific
as “submerged lands” with “waters located on or over”
them). Petitioners also suggest that Congress may not
have considered wetlands to be water bodies because,
in the mid-19th century, Congress supposedly viewed
wetlands as nuisances. Pet’rs’ Br. 26–27. But by 1977,
Congress made explicit its intent to protect wetlands,
see Pub. L. No. 95-217, sec. 67, 91 Stat. 1566, 1601
(1977) (codified at 33 U.S.C. § 1344(g)(1)); see alsoRiverside Bayview, 474 U.S. at 138–39 (discussing 1977
amendments to Clean Water Act), and by 1990, Congress enacted “a long-term goal to increase the quality
and quantity of the Nation’s wetlands,” Pub. L. No.
101-640, sec. 307, 104 Stat. 4604, 4635 (1990) (codified
at 33 U.S.C. § 2317). Petitioners’ idea that when enacting the Clean Water Act, Congress was still operating in a Grimm’s Fairy Tale era of “sinister and forbidding” wetlands, Pet’rs’ Br. 27, is baseless.
To be sure, Riverside Bayview noted that on “a
purely linguistic level, it may appear unreasonable to
classify ‘lands,’ wet or otherwise, as ‘waters.’” 474 U.S.
14
at 132. However, the Court went on to reject this assessment as “simplistic” and failing to do justice to the
“realities of the problem of water pollution.” Id. The
Court also observed that “the transition from water to
solid ground” may not be “abrupt” and it is not always
obvious where to find the limit of “waters.” Id. at 132,
134. But the Court held that the Corps could treat the
wetland at issue as a “water of the United States” not
because of an inability to distinguish it from the
nearby creek or because the wetland was frequently
flooded by the creek, but rather because of the “congressional concern for protection of water quality and
aquatic ecosystems,” and because protecting adjacent
wetlands stemmed from the Act’s goal to maintain and
improve water quality. Id. at 132–33.
The Court in Riverside Bayview never suggested
that the wetland at issue there was “indistinguishable” from the nearby creek. Rapanos, 547 U.S. at 755
(plurality op.); Pet’rs’ Br. 17. In fact, the oral argument transcript from that case makes clear that the
wetland and creek were not directly abutting. See Br.
of Amicus Curiae Idaho Conservation League 19–20
(discussing facts of Riverside Bayview); see also
SWANCC, 531 U.S. at 176 & n.2 (Stevens, J., dissenting) (same). Thus, contrary to Petitioners’ argument
here, Pet’rs’ Br. 22–23, the Court’s determination that
some wetlands are “inseparably bound up with” other
waters referred to their significant effects on water
quality, Riverside Bayview, 474 U.S. at 133–34, not
physical abutment. Notably, the Army Corps regulation discussed in Riverside Bayview protected “adjacent” wetlands as waters of the United States not only
where they physically abutted another waterway, but
also where they were “in reasonable proximity to other
waters of the United States.” Id. at 134 (quoting 42
Fed. Reg. 37,122, 37,128 (July 19, 1977)). The Court’s
15
holding addressed such “adjacent” wetlands, id. at 131
n.8, and the Court’s reasoning turned on the wetlands’
“significant effects on water quality and the aquatic
ecosystem,” id. at 135 n.9.
The Court’s holding in SWANCC also does not support requiring a “surface connection” between wetlands and other waters. In SWANCC, the Court did
not address whether filling the ponds at issue would
significantly affect the integrity of a traditional navigable water. Instead, the Court simply rejected the
Army Corps’ argument that the Act protected the
ponds at issue because they could affect interstate
commerce solely by serving as habitat for migratory
birds. 531 U.S. at 173. And as noted above, pp. 9–10,
SWANCC distinguished the ponds at issue from the
wetlands in Riverside Bayview not because the ponds
lacked a continuous surface connection to other covered waters, but rather because the wetlands in Riverside Bayview had a “significant nexus” to a navigable
water that implicated Congress’s “concern for the protection of water quality.” 531 U.S. at 167.
Consistent with SWANCC and Riverside Bayview,
the scientific literature details the myriad ways in
which wetlands play a vital role in maintaining the
chemical, physical, and biological integrity of downstream traditional navigable waters. Essential functions performed by wetlands include trapping, storing,
and filtering pollutants that would otherwise degrade
downstream waters; temporarily retaining groundwater that supports baseflow in rivers; providing habitat
for breeding fish, insects, and other species to help sustain the biological productivity of downstream waters;
and retaining stormwater, floodwater, and runoff that
would otherwise impair river quality and functioning.
86 Fed. Reg. 69,372, 69,392 (Dec. 7, 2021) (proposed
rule); EPA & Dep’t of the Army, Technical Support
16
Document 30, 173–96 (Nov. 18, 2021) (hereinafter
“TSD”), available at https://tinyurl.com/4a5eruuy.
And even wetlands that lack a direct surface connection to traditional navigable waters or their tributaries
often exert significant effects on downstream waters
through periodic flooding or shallow subsurface connections. See 86 Fed. Reg. at 69,409; TSD at 184–89.2
Despite the undisputed significance of these wetlands to downstream water quality, Petitioners push
for a test that would likely exclude over 45 million
acres of wetlands from the Act’s protections. See Mot.
Summ. J., Ex. 47 Table 2 (Doc. 58-50), S.C. Coastal
Conservation League v. Wheeler, No. 2:20-cv-01687DCN (D.S.C. July 10, 2020) (analyzing effects of sincevacated 2020 rule, which was based largely on the Rapanos plurality). These exclusions would include important wetlands at the doorstep of the Okefenokee
National Wildlife Refuge in southeastern Georgia,
which are critical to the health of the surrounding watershed because they store water during storm events
and filter water, lessening flooding and pollution
downstream. See C. Rhett Jackson et al., Redefining
Waters of the US: A Case Study from the Edge of the
Okefenokee Swamp, 41 Wetlands 106 at 8 (Nov. 2021).
Allowing these wetlands to be destroyed would harm
water quality and quantity locally and downstream,
id., including the St. Marys River and the iconic Okefenokee.
2 Notably, even adjacent wetlands with minimal (or no) hydrological connections can significantly affect downstream waters by
preventing pollution from flowing into the tributary network. See
Rapanos, 547 U.S. at 775 (Kennedy, J., concurring in the judgment) (“[I]t may be the absence of an interchange of waters prior
to the dredge and fill activity that makes protection of the wetlands critical to the statutory scheme.”).
17
Petitioners’ property also demonstrates why interpreting the Act to require “surface connected” wetlands in a statute concerned with water quality makes
little sense. Petitioners argue that Congress did not
regulate their wetland even though: (1) the Act’s single
objective is to “to restore and maintain the . . . integrity of the Nation’s waters,” 33 U.S.C. § 1251(a); (2) the
Act expressly regulates wetlands, id. § 1344(g)(1); and
(3) it is undisputed that filling Petitioners’ wetland
will harm Priest Lake, a navigable water that is only
300 feet away, JA 29, 41–42. Indeed, the record
demonstrates that Petitioners’ wetland provides water-quality improvement to Priest Lake via sediment
retention and nutrient uptake, and provides flow attenuation by retaining runoff and groundwater flow.
Id. at 41–42.
Petitioners argue that Congress nonetheless did
not want to regulate their wetland because, despite an
undisputed subsurface connection to Priest Lake, and
an undisputed influence on the water quality of the
lake, there is no visible surface connection. Pet’rs’ Br.
50; JA 29, 41. But that distinction has no basis in the
Clean Water Act, which treats wetlands as “waters”
without reference to “surface connections,” and it
would severely undermine the Act’s water-quality objective by excluding wetlands that significantly affect
traditional navigable waters. Petitioners’ argument
simply ignores the basic reality that the largest waters
are only as clean as the waters that flow into them.
2. In addition to requiring a continuous surface
connection between wetlands and jurisdictional waters, the Rapanos plurality also asserts that streams
without “relatively permanent” flows of water, such as
ephemeral streams (which flow as a result of precipitation events, such as rain or snowfall), do not count
18
as “waters.”3 Although not directly at issue in this
case—given that there are no ephemeral streams near
Petitioners’ property (JA 30), and the focus of the question presented is on the proper test for wetlands—this
too is wrong, for several reasons.
First, the plurality relies on a dictionary defining
“waters” to mean those found in “streams and bodies
forming geographical features such as oceans, rivers,
[and] lakes” or “the flowing or moving masses, as of
waves or floods, making up such streams or bodies.”
547 U.S. at 732–33 (quoting Webster’s New Int’l Dictionary 2882 (2d ed. 1954)). According to the plurality,
these examples “connote continuously present, fixed
bodies of water.” Id. at 733. But the critical words
“continuously present” come from nowhere. And the
dictionary’s reference to “floods” strongly suggests that
a continuous presence of water is not a necessary feature of “waters.” Rapanos, 547 U.S. at 770 (Kennedy,
J., concurring in the judgment) (noting that a “flood or
inundation” is “impermanent by definition”).4
Second, the Rapanos plurality claims that the
word “stream” implies “continuous flow.” 547 U.S. at
733 n.6 (citing Webster’s New Int’l Dictionary 2493 (2d
3 The plurality asserts that “intermittent” streams also are not
“waters” under the Act, 547 U.S. at 732 n.5, 733–34, 739, but simultaneously allowed for coverage of streams that the agencies
deem “intermittent”—namely, ones with seasonal flow. Id. at 732
n.5; Appendices to TSD at 8, available at tinyurl.com/57ef2fmz
(classifying “intermittent stream[s]” as those that flow continuously, but only at certain times of year).
4 Many ephemeral streams also have “fixed” visually identifiable features, such as channel beds, banks, and ordinary high water marks. See 80 Fed. Reg. 37,054, 37,058 (June 29, 2015) (defining “waters of the United States” to include only tributaries, including ephemeral tributaries, with “physical indicators of flow—
bed and banks and ordinary high water mark”).
19
ed. 1954) (referring to “[a] steady flow, as of water, air,
gas, or the like”)). But “continuous flow,” in the sense
used by the dictionary, does not mean “lasting all
year.” It simply distinguishes a steady flow of liquid
(however long the flow lasts) from more discontinuous
liquid dispersal, like drops or splashes. It does not exclude a stream that flows steadily—“continuously”—
following a precipitation event for a limited time.
Third, the plurality resorts to asserting that intermittent or ephemeral streams are not streams because
of a purported “commonsense understanding.” 547
U.S. at 734. But that is simply not so, linguistically,
scientifically, or as a matter of common sense. For example, a government manual published a decade before the Clean Water Act’s enactment defined “stream”
as water flowing in natural channels, and noted that
streams may be classified as either perennial, intermittent, or ephemeral. U.S.G.S., Manual of Hydrology: General Introduction and Hydrologic Definitions
18 (1960), available at https://tinyurl.com/5f73ujvy.
The photograph below shows a flowing ephemeral
stream. Even if the channel were dry other times of
year, “common sense” does not dictate that this feature
is not a “stream” or a “water.”
20
Floodwaters in an ephemeral stream, Walnut Gulch, Arizona.
EPA, The Ecological and Hydrological Significance of Ephemeral and Intermittent Streams in the Arid and Semi-arid American Southwest 28 (Nov. 2008), available at https://tinyurl.com/3dzbxx5h.
Finally, the Rapanos plurality theorizes that intermittent or ephemeral streams are more like
“ditches” or “channels,” and therefore akin to “point
sources” under the Act. 547 U.S. at 735–36; 33 U.S.C.
§ 1362(14) (defining “point source”). But the assumption that ditches and channels have only intermittent
flow is unsupported. See Rapanos, 547 U.S. at 802
(Stevens, J., dissenting) (each example of a “point
source” in the Act, such as pipes and channels, “can all
hold water permanently as well as intermittently”). In
a lengthy footnote, the plurality claims that when
ditches and channels have permanent flows, they are
called something else—like rivers, creeks, or streams.
Id. at 736 n.7. But ephemeral streams are also called
streams—not necessarily “channels.” And the plurality acknowledges that at least some features with a
“continuous presence of water” are not “waters” under
its reading. Id. Thus, the plurality concedes that continuity of flow ultimately does not dictate whether a
feature is a “water of the United States.”
21
Instead, the Rapanos plurality’s interpretation of
“waters” boils down to say-so: whether the plurality
considers a particular feature to be a “water.” Petitioners take the same approach. See Pet’rs’ Br. 26
n.10, 23–24 (a feature is a “water” if it is “akin to”
something “normally considered ‘waters’” or “ordinarily referred to as a ‘water’”). But as explained above,
there is no basis in ordinary usage, or the Act itself, to
conclude that all streams not deemed “relatively permanent” are not “streams.”
In fact, the Act’s purpose—to restore and maintain
water quality—may be equally or more affected by impermanent tributaries than by small, continuous ones.
See Rapanos, 547 U.S. at 769 (Kennedy, J., concurring
in the judgment) (the plurality’s flow requirement
“makes little practical sense in a statute concerned
with downstream water quality,” because a continuous
“trickle” would count as a “water,” while “torrents
thundering at irregular intervals” would not); TSD at
159 (after a storm event, “contributions of the stormflow from ephemeral tributaries accounted for 76% of
the flow of the Rio Grande”).
B. The Clean Water Act Applies to More
Than Traditional Navigable Waters
Petitioners also propose a “second step” to their jurisdictional test, Pet’rs’ Br. 23, but it would be better
described as a giant leap backward: they would protect
only traditional navigable waters (and wetlands that
physically abut them), despite the fact that Congress
has repeatedly rejected this failed approach to federal
jurisdiction and this Court expressly rejected it as an
interpretation of the Act.
When Congress enacted the Clean Water Act in
1972, it retained the term “navigable waters” from
prior legislation, but—crucially—expanded the Act’s
22
scope by redefining it broadly as the “waters of the
United States.” See Riverside Bayview, 474 U.S. at
133. The House had proposed defining the Act’s jurisdiction as “navigable waters of the United States,”
H.R. Rep. No. 92-911, at 53 (1972), but the Senate conferees specifically deleted the word “navigable,” making clear that “waters of the United States” is not constrained by navigability. S. Rep. No. 92-1236, at 144
(1972) (Conf. Rep.). Congress thus intended to “repudiate limits that had been placed on federal regulation
by earlier water pollution control statutes,” and to
“regulate at least some waters that would not be
deemed ‘navigable’ under the classical understanding
of that term.” Riverside Bayview, 474 U.S. at 133.5
Congress also made this intent plain in other provisions of the Act. For example, Congress specifically
limited state permitting under Section 404 to waters
that are not traditional navigable waters, and instead
authorized it only for waters “other than those waters
which are presently used, or are susceptible to
use[,] . . . as a means to transport interstate or foreign
commerce.” 33 U.S.C. § 1344(g)(1) (emphasis added).
As the Rapanos plurality acknowledges, “[t]his provision shows that the Act’s term ‘navigable waters’ includes something more than traditional navigable waters.” 547 U.S. at 731. Indeed, the plurality goes on to
reject Petitioners’ theory that the “other” waters described in Section 404(g)(1) are strictly intrastate navigable waters. Id. at 731 n.3.
5 Notably, the significant nexus test still gives the term “navigable” some import, because the “waters of the United States”
covered by that test have at least some significant connection to
downstream traditional navigable waters. Rapanos, 547 U.S. at
779 (Kennedy, J., concurring in the judgment).
23
As explained above, supra Part I.B, Congress intended the Act to apply broadly—and to expand federal jurisdiction over water pollution control beyond
the narrow, navigability-based approach of previous
efforts—precisely because those prior efforts had
proved to be “inadequate in every vital aspect.” Milwaukee, 451 U.S. at 310 (quoting S. Rep. No. 92-414 at
7). That is why Congress replaced those prior efforts
with an “all-encompassing program of water pollution
regulation,” id. at 318, that—for the first time—“dominate[d] the field” by covering “virtually all bodies of
water,” Ouellette, 479 U.S. at 492.
Consistent with Congress’s design, the scientific
literature unequivocally demonstrates that upstream
tributaries significantly affect the integrity of traditional navigable waters. TSD at 29; see also id. at 157–
73. Tributaries concentrate, mix, transform, and
transport water and other materials downstream; they
transport and transform chemical elements and compounds, influencing water quality, sediment deposition, nutrient availability, and biotic functions in
downstream waters; and they facilitate dispersal and
migration, processes that have critical biological implications for aquatic organisms that depend on downstream waters to complete their life cycles or maintain
viable populations. Id. at 158; see also 86 Fed. Reg. at
69,390–92.
Despite this science and the abundant history
above, Petitioners’ theory would require finding that
that the Clean Water Act actually shrank federal jurisdiction to cover only navigable waters and indistinguishable abutting wetlands, “but no more.” Pet’rs’ Br.
43. As Petitioners acknowledge, previous statutes
since the nineteenth century protected any “tributary
of any navigable water.” Id. at 33–34 (citing, e.g.,
United States v. Rio Grande Dam & Irrigation Co., 174
24
U.S. 690 (1899)). Likewise, courts have long affirmed
that Congress has “the authority to regulate nonnavigable waters when that regulation is necessary to
achieve Congressional goals in protecting navigable
waters.” United States v. Deaton, 332 F.3d 698, 707
(4th Cir. 2003) (collecting cases); see also Oklahoma ex
rel. Phillips v. Guy F. Atkinson Co., 313 U.S. 508, 525
(1941) (“There is no constitutional reason why Congress cannot under the commerce power treat the watersheds as a key to flood control on navigable streams
and their tributaries.”). Yet Petitioners suggest, without support, that Congress in 1972 excluded all nonnavigable tributaries of navigable waters from the
“waters of the United States.” Pet’rs’ Br. 44. The opposite is true: Congress recognized that jurisdiction
under the Act must extend to “navigable waters . . .
and their tributaries” for the health of the “aquatic ecosystem” and “well-being of human society.” S. Rep. No.
92-414, at 76–77 (1971) (emphasis added).
Developments after 1972 further refute Petitioners’ theory. In 1973, EPA promulgated regulations defining ‘‘navigable waters’’ broadly to include not only
traditional navigable waters, but also their tributaries. 38 Fed. Reg. 13,528, 13,529 (May 22, 1973). Although Army Corps regulations adopted the following
year applied only to traditional navigable waters, this
navigability approach was soundly rejected by federal
courts. See United States v. Ashland Oil & Transp.
Co., 504 F.2d 1317, 1325 (6th Cir. 1974); Nat. Res. Def.
Council, Inc. v. Callaway, 392 F. Supp. 685 (D.D.C.
1975); United States v. Holland, 373 F. Supp. 665
(M.D. Fla. 1974). Consequently, the Corps acknowledged that the Act required it to extend federal waterquality protections to non-navigable tributaries and
wetlands. 40 Fed. Reg. 31,320, 31,324–25 (July 25,
1975).
25
In response, Congress considered a 1977 legislative proposal that would have redefined and limited
federal jurisdiction to match Petitioners’ theory by
limiting the scope of Section 404 to cover only navigable-in-fact waters and their adjacent wetlands. See
Riverside Bayview, 474 U.S. at 135–38. Congress rejected this attempt to reduce the scope of the Act. H.R.
Rep. No. 95-830, at 97–105 (1977) (Conf. Rep.). As this
Court recognized, the 1977 amendments that Congress ultimately passed made explicit its intent to protect more than traditional navigable waters, and “retained the [1972 Act’s] comprehensive jurisdiction over
the Nation’s waters.” Riverside Bayview, 474 U.S. at
136–37 (quotation and alteration omitted). As lawmakers explained at the time, that “comprehensive
coverage” was “essential for the protection of the
aquatic environment” because even “seemingly separable” aquatic systems are, in fact, “interrelated and
interdependent.” 123 Cong. Rec. 26,718 (1977) (statement of Sen. Baker). One “cannot . . . preserve the remaining qualities of our water resources without
providing appropriate protection for the entire resource.” Id.
In other words, Congress in 1977 already rejected
Petitioners’ proposed theory, which would have required limiting the scope of the 1972 Act. Congress
enacted other measures, however, to soften the impact
of the Act’s broad jurisdictional scope. See, e.g., Pub.
L. No. 95-217, § 67, 91 Stat. at 1600 (adding general
permitting provision and permitting exclusions for certain agricultural and other activities) (codified at 33
U.S.C. § 1344(e), (f)). Congress understood that the
Act could not achieve its water-quality objective if it
excluded from its scope upstream tributaries and wetlands that significantly affect downstream waters.
26
C. Regulating Discharges “Indirectly” Does
Not Close the Loopholes Opened by
Petitioners’ Approach
Petitioners and the Rapanos plurality try to downplay the consequences of their tests by suggesting that
the agencies may still be able to require permits for
certain upstream discharges so long as the pollution
eventually flows downstream to “waters of the United
States.” 547 U.S. at 743; Pet’rs’ Br. 42 (suggesting that
Congress regulated discharges that “end up in” traditional navigable waters). But this “indirect discharge”
theory suffers from multiple flaws. Most significantly,
it purports to regulate harm solely from mobile pollutants (and only questionably at that), leaving unaddressed the significant harms to traditional navigable waters that result from the wholesale destruction
of streams and wetlands—like Petitioners’ wetland
here—when they are filled.
1. The “indirect discharge” theory would be the
agencies’ only means of regulating mobile pollutants
that wash downstream, according to Petitioners. Such
an approach would be highly problematic. Regulating
pollutant discharges “indirectly” only when they flow,
eventually, to a “water of the United States” might require, first, that the pollution be identified in the
(sometimes large) downstream water body, and second, that the agencies trace a given pollutant upstream to a particular tributary and a particular
source on that tributary. Even if the pollution source
is found, the agencies might have to prove that the discharge is the “functional equivalent of a direct discharge” to a downstream navigable water, applying
several different factors. Maui, 140 S. Ct. at 1468.
The Rapanos plurality questions why such tracing
would be harder than proving that the upstream tributary flows to the downstream water. 547 U.S. at 745.
27
But if arsenic or any other pollutant were found in
Lake Michigan, it is not clear whether the “indirect
discharge” theory would allow the agencies to regulate
all dischargers of that pollutant along all upstream
tributaries, without proving that each point source in
fact contributed to the pollution found in the Lake. By
contrast, if the tributaries and wetlands themselves
were (properly) regarded as “waters of the United
States,” each point source discharging into such waters would require a permit. That result is far more
consistent with the objective and structure of the Act,
which Congress designed specifically to regulate pollutants at their source—not merely in the downstream
traditional navigable waters. See supra Part I.A.
2. More fundamentally, the “indirect discharge”
theory ignores the tremendous harm to downstream
waters caused by discharging dredged or fill material
into excluded wetlands and tributaries. See Rapanos,
547 U.S. at 744 (plurality op.) (acknowledging that the
theory would not address fill that “stay[s] put”). In a
statute dedicated to protecting water quality, there is
no reason why Congress would have differentiated between the water-quality harm caused by mobile pollutants and the water-quality harm caused by filling and
destroying upstream waters. Exempting the latter activities would open a significant gap in the Act’s protection of downstream navigable waters. Indeed, even
prior to the Act’s passage, Congress regulated not only
upstream mobile pollutants that flowed to downstream waters, but also other types of upstream manipulation that influence downstream waters. See Oklahoma, 313 U.S. at 525–26 (upholding Congress’s authority to dam a tributary of the Mississippi River, noting that “control over the non-navigable parts of a river
may be essential or desirable in the interests of the
navigable portions”).
28
Petitioners claim that Congress “recognized” that
upstream fill “likely would never reach navigable waters,” and regulating it would “do little” for downstream water quality. Pet’rs’ Br. 42; see also Rapanos,
547 U.S. at 743–44 & n.11 (plurality op.). These claims
are manifestly incorrect. Even assuming fill does not
migrate downstream, depositing dredge and fill material into an upstream wetland or tributary—such as by
converting that wetland or tributary to dry land, or
significantly changing its structure and function—can
unquestionably harm the integrity of downstream waters.
Filling wetlands that lack surface connections to
other covered waters can significantly impair downstream navigable waters. See supra p. 16 (discussing
wetlands near Okefenokee National Wildlife Refuge).
A wetland lacking a surface connection can significantly affect the condition and function of downstream
waters by storing water and thus attenuating downstream flooding and reducing nutrient and soil pollution in downstream waters. Rapanos, 547 U.S. at 775
(Kennedy, J., concurring in the judgment). When wetlands perform filtering and runoff-control functions,
“filling them may increase downstream pollution,
much as a discharge of toxic pollutants would.” Id. (citing U.S. Congress, Office of Technology Assessment,
Wetlands: Their Use and Regulation, OTA–O–206, pp.
43, 48–52 (Mar. 1984)).
Filling tributaries can also harm downstream waters. Tributaries, even when they are seasonal or
ephemeral, are the dominant source of water in most
rivers. TSD at 159; see also id. at 166. Small tributary
streams “often have the greatest effect” on downstream water quality by storing and reducing chemical
inputs, serving as a sink for contaminants that would
otherwise reach downstream waters. Id. at 162–63.
29
Headwater streams can also provide habitat for species that use downstream waters and can serve as a
food source to organisms living in downstream waters.
Id. at 164. In specific cases, EPA has found that the
“burial” of certain headwater streams and their tributaries by filling them would result in unacceptable adverse effects on wildlife downstream, by removing the
buried streams’ functions and resulting in a significant
loss of habitat, degrading downstream aquatic ecosystems. See 76 Fed. Reg. 3126, 3128 (Jan. 19, 2011);
Mingo Logan Coal Co. v. EPA, 70 F. Supp. 3d 151, 169–
70, 177–78 (D.D.C. 2014).
The Act itself also belies Petitioners’ assumption
that Congress was not concerned with the discharge of
dredged or fill material that can significantly affect
downstream water quality. Section 404(c) grants EPA
authority to prohibit the disposal of dredged or fill material in specified areas if it “will have an unacceptable
adverse effect on municipal water supplies, shellfish
beds and fishery areas (including spawning and breeding areas), wildlife, or recreational areas.” 33 U.S.C.
§ 1344(c); see supra pp. 4–5. The disposal site itself
need not be a municipal water supply, fishery, or recreational area—rather, EPA is empowered to regulate
the disposal of fill that may “have an . . . effect” on such
areas. “Because an entity will never be permitted to
discharge dredged and fill material directly into municipal water supplies, it follows that Congress must
have contemplated that EPA would be concerned with
an effect occurring downstream from the discharge
site.” Mingo Logan Coal, 70 F. Supp. 3d at 178.
Notwithstanding Congress’s textual requirement
to prevent downstream water-quality impacts from
discharged fill, Petitioners’ and the Rapanos plurality’s theories would allow discharges of fill in wetlands
or tributaries that would degrade downstream
30
municipal water supplies, fisheries, and recreational
areas—exactly the harmful outcomes Congress enacted the statute to prevent. Indeed, Petitioners’ theory would allow the unpermitted destruction of every
non-navigable tributary to a river system, so long as
the fill did not make its way downstream. Because
these theories would unquestionably degrade the
chemical, physical, and biological integrity of our Nation’s waters, they are contrary to the Clean Water Act
and must be rejected.
CONCLUSION
The Court should affirm the judgment below.
Respectfully submitted,
Catherine M. Rahm
Ian Fein
NATURAL RESOURCES
DEFENSE COUNCIL
40 W. 20th Street
New York, NY 10011
Counsel for Natural
Resources Defense
Council
Nicholas S. Torrey
Counsel of Record
SOUTHERN ENVIRONMENTAL
LAW CENTER
601 West Rosemary Street,
Suite 220
Chapel Hill, NC 27516
(919) 967-1450
ntorrey@selcnc.org
Counsel for Environmental
and Community Organizations
APPENDIX
1a
Appendix A
The Environmental and Community Organizations
participating as amici curiae are:
10,000 Hawks
Alabama Rivers Alliance
Alaska Environment
Alliance for the Great Lakes
Alliance of Nurses for Healthy Environments
American Rivers, Inc.
American Whitewater
Amigos Bravos
Anthropocene Alliance
Black Warrior Riverkeeper, Inc.
Buffalo River Watershed Alliance
Cahaba River Society
California Environmental Voters
Cape Fear River Watch
Carolina Wetlands Association
2a
Center for a Sustainable Coast
Center for Biological Diversity
Charles River Watershed Association
Charleston Waterkeeper
Chattahoochee Riverkeeper, Inc.
Chesapeake Bay Foundation, Inc.
Choctawhatchee Riverkeeper
Citizens for Pennsylvania’s Future
Clean Water Action
The Clinch Coalition
Coastal Conservation League
Congaree Riverkeeper
Connecticut League of Conservation Voters
Conservation Alabama
Conservation Federation of Missouri
Conservation Voters New Mexico
Dan River Basin Association
Dogwood Alliance
3a
Endangered Habitats League
Environment America
Environment Arizona
Environment California
Environment Colorado
Environment Florida
Environment Georgia Research & Policy Center
Environment Maine
Environment Michigan
Environment Minnesota
Environment Montana
Environment New Hampshire
Environment New Jersey
Environment New Mexico
Environment New York
Environment Ohio
Environment Rhode Island
Environment Texas
4a
Environmental Law & Policy Center
Flint Riverkeeper Inc.
Flood Naught
Florida Wildlife Federation, Inc.
Food & Water Watch
Friends of the Rappahannock
Friends of the Rivers of Virginia
Georgia Audubon
Georgia Canoeing Association
Georgia Conservation Voters
Georgia Interfaith Power and Light
Georgia River Network
Good Stewards of Rockingham
Great Egg Harbor Watershed Association
Harpeth Conservancy
Haw River Assembly
Healthy Gulf
Kentucky Waterways Alliance
5a
Lake Watch of Lake Martin, Inc.
League of Conservation Voters
Lynnhaven River NOW
Maine Conservation Voters
Maryland League of Conservation Voters
Massachusetts Rivers Alliance
Memphis Community Against Pollution (MCAP)
Michigan League of Conservation Voters
Mobile Baykeeper
Montana Conservation Voters Education Fund
MountainTrue
Musconetcong Watershed Association
National Trust for Historic Preservation in the
United States
National Wildlife Refuge Association
Natural Resources Defense Council
NC League of Conservation Voters
New York League of Conservation Voters
Obed Watershed Community Association
6a
Ogeechee Riverkeeper
One Hundred Miles
Oregon League of Conservation Voters
The People’s Justice Council
Potomac Riverkeeper Network
Protect Our Aquifer
Public Employees for Environmental Responsibility,
Inc.
The River Project
Satilla Riverkeeper
Savannah Riverkeeper
Save Our Saluda
Saving Island Green Wildlife & Beyond
Shoals Environmental Alliance
Sierra Club
Sound Rivers
SouthWings
Tennessee Citizens for Wilderness Planning
Tennessee Environmental Council
7a
Tennessee Riverkeeper
Tennessee Scenic Rivers Association
Tip of the Mitt Watershed Council
Upstate Forever
Vermont Natural Resources Council
Waterway Advocates, Inc.
Wetlands Watch
Wisconsin Conservation Voters
Wisconsin Environment
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.