Amicus Curiae Brief — Michael Sackett, et ux., Petitioners v. Environmental Protection Agency, et al.
Supreme Court briefApr 18, 2022
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No. 21-454
In the Supreme Court of the United States
Michael Sackett & Chantell Sackett,
Petitioners,
v.
Environmental Protection Agency, et al.
Respondents.
On Writ of Certiorari to
The United States Court of Appeals
for the Ninth Circuit
BRIEF OF THE FARM BUREAUS OF ARKANSAS, ARIZONA,
CALIFORNIA, COLORADO, ILLINOIS, INDIANA, IOWA,
KANSAS, MINNESOTA, MISSOURI, NEBRASKA, NEW MEXICO,
NORTH CAROLINA, NORTH DAKOTA, OHIO, OKLAHOMA,
SOUTH DAKOTA, TENNESSEE, TEXAS, AND VIRGINIA AS
AMICI CURIAE SUPPORTING PETITIONERS
Philip Jacob Parker, Jr.
North Carolina Farm
Bureau Federation, Inc.
5301 Glenwood Avenue
Raleigh, NC 27612
(919) 782-1705
Counsel for the North Carolina
Farm Bureau Federation, Inc.
Kari E. Fisher
California Farm Bureau
Federation
2600 River Plaza Drive
Sacramento, CA 95833
(916) 561-5666
Counsel for the California
Farm Bureau Federation
Michael B. Kimberly
Counsel of Record
Karen Lin
McDermott Will & Emery LLP
500 North Capitol Street NW
Washington, DC 20001
(202) 756-8000
mkimberly@mwe.com
Counsel for all amici
Wendee Grady
The Kansas Farm Bureau
Legal Foundation
2627 KFB Plaza
Manhattan, KS 66503
(785) 587-6101
Counsel for the Kansas Farm
Bureau Legal Foundation
Additional counsel listed on inside cover
Chad Endsley
Leah Curtis
Amy Milam
Ohio Farm Bureau Federation
280 N High Street
Sixth Floor
Columbus, OH 43215
(614) 246-2400
Counsel for the Ohio Farm
Bureau Federation
Stephanie McMullen
Texas Farm Bureau
7420 Fish Pond Road
Waco, TX 76710
(254) 751-2280
Counsel for the Texas
Farm Bureau
Christina L. Gruenhagen
Parker & Geadelmann, P.L.L.C.
5400 University Avenue
West Des Moines, IA 50266
(515) 225-5410
Counsel for the Iowa Farm
Bureau Federation
i
TABLE OF CONTENTS
Table of Authorities ..................................................... iv
Introduction and Interests of the Amici Curiae ............ 1
Argument ......................................................................3
A. Over-federalization of water-resources
regulation has led to absurd and
unsustainable results ..........................................3
B. State and local governments are wellsuited to regulate land- and water-use............... 12
C. State and local regulations provide robust
protections for water resources ......................... 17
Conclusion ..................................................................27
Appendix A (identities of the amici) ............................ 1a
ii
TABLE OF AUTHORITIES
Cases
Hairston v. Danville & W.R. Co.,
208 U.S. 598 (1908) ........................................ 12, 13
Hess v. Port Authority Trans-Hudson Corp.,
513 U.S. 30 (1994) .................................................. 3
Rapanos v. United States,
547 U.S. 715 (2006) ............................. 1, 2, 3, 10, 12
Solid Waste Agency of New Cook County v.
Army Corps of Engineers,
531 U.S. 159 (2001)..................................... 3, 19, 23
Statutes and regulations
33 U.S.C.
§ 1251(b).............................................................. 1, 3
§ 1319 .................................................................... 10
§ 1342(a) .................................................................9
§ 1344(f) ..................................................................9
§ 1365 .................................................................... 10
80 Fed. Reg. 37053 (June 29, 2015) ............................. 4
87 Fed. Reg. 1676 (Jan. 12, 2022) .............................. 10
Ariz. Rev. Stat. Ann.
§ 49-201(50).................................................... 17, 18
§ 49-221 ................................................................ 18
iii
Statutes and regulations—continued
Cal. Water Code
§ 13000 ................................................................. 18
§ 13050(e) ....................................................... 18, 19
§ 13140 .................................................................. 19
§ 13225 .................................................................. 19
§ 13240.................................................................. 19
§ 13260 ................................................................ 20
§ 13263................................................................. 20
§ 13269 ................................................................ 20
Iowa Code
§ 455B.171............................................................ 20
§ 455B.176A .................................................... 20, 21
§ 455B.183(1)(b).................................................... 21
§ 456B.12 ........................................................ 21, 22
§ 456B.13 ........................................................ 21, 22
§ 460.203 .............................................................. 21
Iowa Admin. Code
r. 567-61.2 ............................................................. 21
r. 567-61.3 ....................................................... 20, 21
r. 567-65................................................................ 21
Kan. Stat.
§ 65-161(a) ............................................................24
§ 65-164 ................................................................24
§ 82a-907 ..............................................................24
Kan. Admin. Reg.
§ 28-16-28e ...........................................................24
§ 28-16-28b24
N.C. Gen. Stat.
§ 143-211(a) ...........................................................22
§ 143-212(6) ..........................................................23
§ 143-215.1 ............................................................23
iv
Statutes and regulations—continued
15A N.C. Admin. Code
§ 02B.0202............................................................23
§ 02H.1301 ......................................................23, 24
§ 02H.1401 ............................................................24
Ohio Admin. Code
§ 3745-1-04. ......................................................... 26
§ 3745-1-50. ......................................................... 26
§ 3745 901:13-1-01 ............................................... 26
§ 3745 1501:3-12-01 ............................................. 26
Ohio Rev. Code Ann.
§ 6111.01 ...............................................................25
§ 6111.02 .............................................................. 26
§ 6111.021 ............................................................ 26
§ 6111.028 ............................................................ 26
§ 6111.03 ........................................................ 25, 26
§ 6111.037 ...................................................... 25, 26
§ 6111.04 ...............................................................25
§ 6111.041 .............................................................25
S.D. Codified Law § 34-A-2-2(12) .............................. 26
S.D. Admin. R.
§ 74:51:01:01. ........................................................ 27
§ 74:51:01:11. ........................................................ 27
Other authorities
Craig Anthony Arnold, Clean-Water Land
Use: Connecting Scale and Function, 23
Pace Envtl. L. Rev. 291 (2006) .................. 14, 15, 16
Richard Briffault, Smart Growth and American
Land Use Law, 21 St. Louis. U. Pub. L. Rev.
253 (2002) ............................................................ 16
v
Other authorities—continued
Sara C. Bronin, The Quiet Revolution Revived:
Sustainable Design, Land Use Regulation, and
the States, Minn. L. Rev. 231 (2008) ...................... 16
California Water Boards, Watershed Management, perma.cc/TN78-SKN5 ................................ 20
California Water Boards, Wetland Riparian Area
Protection Policy, perma.cc/ER5C-3B84 ............... 19
E.P.A., Economic Analysis for the Clean Water
Act Section 40 Section 401 Certification Rule
(May 28, 2020)...................................................... 15
Erosion of Exemptions and Expansion of
Federal Control—Implementation of
the Definition of Waters of the United
States Before the S. Comm. on Env.
and Public Works Subcommittee on
Fisheries, Water and Wildlife 114th
Cong. (2016) (testimony of Jody
Gallaway) .......................................... 6, 9, 10, 12, 14
Marci A. Hamilton, The Constitutional Limitations on Congress’s Power Over Local Land
Use: Why the Religious Land Use and Institutionalized Persons Act Is Unconstitutional, 2
Alb. Gov’t L. Rev. 366 (2009) ................... 12, 13, 16
Iowa Dept of Agriculture & Land Stewardship,
Iowa Water Quality Initiative 2020 Annual
Report .............................................................. 21, 22
Iowa Department of Agriculture & Land Stewardship, Iowa Water Quality Initiative 2021 Annual Report ............................................................22
vi
Other authorities—continued
Iowa Dep’t of Agriculture & Land Stewardship,
Ag Drainage Well Closure Assistance Program, perma.cc/E8BV-BQRE................................. 21
Iowa Dep’t of Agriculture & Land Stewardship et
al., Iowa Nutrient Reduction Strategy 2018-19
Annual Progress Report .........................................22
Iowa Nutrient Research and Education Council,
Crop Survey Results for 2020 (2021),
perma.cc/D6M7-PMW9 ........................................22
Jerrold A. Long, Sustainability Starts Locally:
Untying the Hands of Local Governments to
Create Sustainable Communities, 10 Wyo.
L. Rev. 1 (2010) ..................................................... 16
Kan. Dep’t of Health & Envt., Kansas Nonpoint
Source Pollution Management Plan, 2019........24, 25
Kansas Water Office, Kansas Water Authority
2022 Annual Report to the Governor and
Legislature .............................................................25
Ltr. from Lee A. Norman, M.D., Secretary of
Kansas Dep’t of Health & Environment, to
Radhika Fox and Jaime A Pinkham, Re:
Docket EPA-HQ-OW-2021-0328-001 (Oct.
4, 2021) .......................................................... 14, 15
Mem. of Understanding Between the Cal. Envt’l
Protection Agency and the Cal. Resources
Agency for the Implementation of the Framework for Protecting California’s Watersheds at
4 (rev. Nov. 30, 2004), perma.cc/33RS-2RVC...... 20
vii
Other authorities—continued
National Agricultural Statistics Services,
USDA, Land Use Practices, Results from
the 2017 Census of Agriculture ..............................22
Michael C. Pollack, Land Use Federalism’s
False Choice, 68 Ala. L. Rev. 707 (2017) .......... 14, 15
San Francisco Estuary Institute & Aquatic Science Ctr., Technical Memorandum No. 2:
(rev. Sept. 1, 2012) ................................................ 19
INTRODUCTION AND INTERESTS
OF THE AMICI CURIAE 1
Amici curiae are twenty state farm bureaus with an
interest in effective, efficient, and commonsense rules for
the protection and management of the nation’s water and
land resources.2 Agriculture is inherently and inextricably
tied to the earth. All farmers and ranchers—including
amici’s members—have a strong interest in clear and sensible regulation of water resources. That is why they historically have been at the forefront of balanced and responsible efforts to protect such resources. Many of these
efforts are conducted in conjunction with state and local
governments, who have long had primary responsibility
for regulating land and water use. Indeed, when Congress
enacted the Clean Water Act (CWA) in 1972, it expressly
intended to “recognize, preserve, and protect the primary
responsibilities and rights of States to prevent, reduce,
and eliminate pollution, to plan the development and use
(including restoration, preservation, and enhancement) of
land and water resources.” 33 U.S.C. § 1251(b).
In the decades since the CWA’s enactment, however,
the federal government has attempted to increase its authority by regulating features that are wholly intrastate
and that often are not recognizable as water bodies at all,
deeming them against both plain text and commonsense
to constitute “waters of the United States.” Even after
the Court admonished the federal government for its
overly expansive interpretation of “waters of the United
States” in Rapanos v. United States, 547 U.S. 715 (2006),
the federal government has continued to extend its
No party or counsel for a party authored this brief in whole or in
part, and no one other than amici, their members, or their counsel
funded the preparation or submission of this brief. Blanket consents
to the filing of amicus briefs are on file with the Clerk.
1
2
A list of amici is set forth in Appendix A.
2
regulatory reach over entirely local land and water features. Seizing upon the ambiguous “significant nexus”
test from Justice Kennedy’s concurring opinion in Rapanos, federal agencies have asserted jurisdiction over
isolated wetlands (like those at issue in this case), to say
nothing of dry ditches and even tire ruts—features that no
reasonable person would consider a water of any kind, let
alone one “of the United States.”
The result is a federalized regulatory system that
bears no resemblance to the model of cooperative federalism that Congress contemplated and preserved in 1972.
This intrusion by the federal government into vast swaths
of state lands and waters has led to adverse impacts and
hardships on amici’s members. Many, if not most, routine
farm operations now require farmers and ranchers first to
seek the permission of federal bureaucrats, at a substantial cost of time and money.
Congress had good reason to limit federal jurisdiction
under the CWA and to preserve the authority of States
and localities over land and water resources. State and local governments are better suited to assess, regulate,
monitor, and make decisions about land and water use
given their relatively smaller geographical scope and their
closer relationship and access to the land, water, and communities being regulated.
Moreover, States have shown that they are capable
and willing to take on these responsibilities. As the experiences of amici in their respective States show, States
have enacted their own environmental regulations and
programs that often provide broader protections than the
CWA for the water resources within their borders and that
address the particular geographical, climatic, economic,
and social characteristics of their states.
Congress intended these state laws to be the primary
mode for regulating water resources and to be supplemen-
3
ted—not supplanted—by federal jurisdiction over “waters of the United States.” This Court should adopt a reasonable definition of “waters of the United States” that
restores the balance intended by Congress in the CWA.
ARGUMENT
A. Over-federalization of water-resources regulation
has led to absurd and unsustainable results
Since the Nation’s founding, regulation of land and
water use has been “a quintessential state and local
power.” Rapanos, 547 U.S. at 738. See also Solid Waste
Agency of New Cook County v. Army Corps of Engineers,
531 U.S. 159, 174 (2001) (recognizing “the State’s traditional and primary power over land and water use”). As
the Court elsewhere has put it, “regulation of land use [is]
a function traditionally performed by local governments.” Hess v. Port Authority Trans-Hudson Corp., 513
U.S. 30, 44 (1994). Thus, in enacting the CWA, Congress
expressed an intent not to overturn but rather to “recognize, preserve, and protect the primary responsibilities
and rights of States to prevent, reduce, and eliminate pollution, to plan the development and use * * * of land and
water resources.” 33 U.S.C. § 1251(b).
In the ensuing decades, however, the federal government has displaced States from their traditional role as exclusive land-use regulators by asserting statutory jurisdiction under the CWA over ever-increasing expanses of
land and intrastate water. In the absence of a clear and definitive test for determining whether a land feature constitutes a “water of the United States” (WOTUS) subject
to federal jurisdiction under the CWA, the Environmental
Protection Agency and U.S. Army Corps of Engineers
have relied on the nebulous “substantial nexus” test from
Justice Kennedy’s concurrence in Rapanos. Under that
test, the EPA and Corps have essentially limitless regulatory authority.
4
The one-size-fits-all “substantial nexus” test has
prompted federal regulators often to make jurisdictional
determinations based on factors that are meaningless because of the particular area’s geography and climate. For
example, federal agencies have oftentimes relied on the
presence of a bed, banks, and an ordinary high-water mark
to characterize a “tributary” of a navigable water. See 80
Fed. Reg. 37053, 37076-78, 37105-06 (June 29, 2015).
While the presence of these features may typically indicate regular flow in humid climates, that is not the case in
arid lands in the West. Due to the highly erodible nature
of the soil in the West, lack of vegetation, and enormously
variable precipitation, these physical characteristics may
form in the landscape after a single rain event and may
persist despite never carrying water again. But federal
regulators, applying their categorical rules, have not hesitated to deem such features to be WOTUS.
The experience in Arizona bears this out. Irrigation
ditches are used intermittently to channel water from
larger sources of water, such as irrigation canals or truly
navigable waters, to agricultural fields or storage. But
sometimes during large rain events, they may produce return flows that send water back to those sources. Congress could not have contemplated that usually dry, intermittently-used irrigation ditches would be considered
“waters of the United States.” But under rules prevailing
for most of the past 50 years, the great majority of ephemeral drainage features and ditches on farmland and pastures have been regulated as jurisdictional tributaries.
For example, the Redfield Canyon Wash in southeastern Arizona (Figure 1, next page) has a high-water mark
and ultimately runs into the San Pedro River (Figure 2).
But it runs only during flood events. Minor or normal rainfall events are not enough to sustain water flow in the
wash. A vast majority of the time, the wash looks as it is
pictured below: dry land with desert vegetation and no
5
surface water connection to any body of water. Under the
agencies’ standards that have historically prevailed, it
nonetheless is a “water of the United States.”
Figure 1. Redfield Canyon Wash
Figure 2. The San Pedro River
6
Making matters worse, EPA’s and the Corps’ overbroad definitions and criteria often have been applied by
federal bureaucrats sitting in remote offices, looking at
mere computer screens. These distant analysts rely on dubious interpretations of satellite images and other nonpublic surveillance data, often without ever setting foot in
the field or putting eyes on the “water” features over
which they purport to assert jurisdiction. See, e.g., Jody
Gallaway, Testimony Submitted for the Record on “Erosion of Exemptions and Expansion of Federal Control—
Implementation of the Definition of Waters of the United
States” before the S. Comm. on Env. and Public Works
Subcommittee on Fisheries, Water and Wildlife 114th
Cong. (May 24, 2016) at 4, perma.cc/HCQ4-6AGF
(Gallaway Testimony). In one instance, a Corps analyst
reviewing an aerial photo insisted that exposed lava rock
be mapped as a wetland because, based on her interpretation of the photo, it looked like a wetland. Id. at 5.
More examples abound, illustrating just how far the
federal government has strayed from the textual limitation of its jurisdiction to “waters of the United States.”
In recent years, the Corps has asserted jurisdiction over:
Figure 3: A small depression on a dirt road
7
Figure 4. Human created tire ruts
Figure 5. More human created tire ruts
8
Figure 6. Pits dug to test soil percolation
Figure 7. A ditch exhibiting an ordinary high water mark
The practical costs of the federal government’s overreaching cannot be overstated. Once a feature has been
deemed a “water of the United States” subject to federal
9
jurisdiction, regulated entities must obtain a permit from
the Corps to discharge dredged or fill material or any other
pollutant—which includes dirt and rocks. In other words,
once a feature is declared a WOTUS, landowners must secure a federal permit to undertake essentially any activity
in or around the feature, including not only land clearing
and construction, but also basic agricultural activities
like driving a tractor over the feature or applying fertilizer
to and around it. 33 U.S.C. § 1342(a).3
Even absent a definitive determination of CWA jurisdiction, the prevailing regime has had a tremendously
costly chilling effect on land use in light of the vagueness
of the applicable standards. Consider this photo:
Figure 8. Small “depressional wetland” or puddle?
The costs of dealing with such uncertainty are very
real. If landowners choose to play it safe and seek a
Although 33 U.S.C. § 1344(f)(1) exempts normal farming practices
from the permitting requirement for dredge and fill materials under
Section 404 of the CWA, the Corps has issued landowners Letters of
Inquiry and cease and desist orders for farming their property. See
Gallaway Testimony at 7-10.
3
10
federal permit to undertake basic farming activities, they
face enormous, sometimes crushing, expenses. As the
plurality in Rapanos recognized almost two decades ago,
“[t]he average applicant for an individual permit spends
788 days and $271,596 in completing the process, and
the average applicant for a nationwide permit spends 313
days and $28,915—not counting costs of mitigation or
design changes.” Rapanos, 547 U.S. at 719 (plurality).
Costs in terms of both time and money are far greater today. See Gallaway Testimony at 14.
The burdens are even greater if the landowner
chooses to take the risk of foregoing a permit and the
Corps later determines that the subject land contains a
“water of the United States.” The agencies and private
citizens may enforce the CWA through civil and administrative actions for penalties of nearly $60,000 per violation per day and for injunctive relief. 33 U.S.C.
§§ 1319(b), (d), (g), 1365; 87 Fed. Reg. 1676, 1678 (January 12, 2022). The Act also provides for criminal penalties against violators: negligent violations bring penalties
of up to an additional $25,000 per day and one year of imprisonment, while knowing violations can trigger penalties up to $50,000 per day and three years’ imprisonment. 33 U.S.C. § 1319(c)(1)-(2).
And because there is at least a possibility that the federal government will characterize (and often has characterized) just about any puddle or rut as a “water of the
United States,” these dynamics prevail across “immense
stretches of interstate land.” Rapanos, 437 U.S. at 738.
Indeed, a map of Arizona’s intermittent streams (shown
in yellow on the next page) shows the potential for EPA
and the Corps to assert jurisdiction over virtually the entire State. That is in itself remarkable, given that most of
Arizona is a desiccated desert.
11
Figure 8. Intermittent washes and
streams in Arizona (depicted in yellow)
Accordingly, under the significant nexus test, nearly
all land use and development throughout the Nation may
be subject to costly and onerous federal requirements and
permit processes under the CWA. Amici’s members must
seek constant input and approval from the federal government to engage in the most basic agricultural activities.
That means that federal regulators often can effectively
12
dictate to farmers and ranchers which crops can be grown,
what animals can be raised, and in what location and in
what quantity. Gallaway Testimony at 10. It means that
farmers cannot plow or change to certain crops in response to droughts or other climate changes without first
asking the Corps and EPA for permission. Id. at 9-10. And
it means that the numerous soil conservation, stormwater
management, wildlife habitat, flood control, and nutrient
management activities in which farmers often engage
may be foregone because of the expense of applying for a
federal permit. That is not the “cooperative federalism”
arrangement that Congress envisioned. See Rapanos, 547
U.S. at 755-56.
B.
State and local governments are well-suited to
regulate land- and water-use
All that we have said so far underscores the importance and wisdom of leaving land- and water-use regulation principally to the States. This division of power between the federal and state governments at the Founding,
and its reaffirmation in the preamble to the CWA, was no
historical accident, but rather reflects the relative institutional competence of each level of government.
1. The relatively smaller geographical scale of States
and localities enables them to make regulations and landuse decisions that are tailored to their regional geographies, climates, and economies. Decisions about how land
and water should be used and regulated necessarily require consideration of a wide range of factors—including
“the resources, the capacity of the soil, the relative importance of industries to the general public welfare, and
the long-established methods and habits of the people.”
Hairston v. Danville & W.R. Co., 208 U.S. 598, 606
(1908). Accord Marci A. Hamilton, The Constitutional
Limitations on Congress’s Power Over Local Land Use:
Why the Religious Land Use and Institutionalized Persons
13
Act Is Unconstitutional, 2 Alb. Gov’t L. Rev. 366, 387-88
(2009) (land use planning “necessarily requires the consideration of a diverse set of factors tied to local geography, community needs, and the area’s history and vision”). The United States encompasses 2.43 billion
acres—from the redwood forest to the Gulf Stream waters, and all of the other diverse landscapes in between.
Put simply, the factors and considerations on which land
and water use decisions should be based “vary so much.”
Hairston, 208 U.S. at 606.
For example, dry western states—like the home State
of the Arizona Farm Bureau Federation—face very different issues regulating and allocating water than wetter
eastern states—like the home State of the North Carolina
Farm Bureau. Densely populated, urban areas face different land- and water-use problems than do sparsely populated, rural areas. And land-use planning for communities
in and near mountains must account for different hazards
and challenges than those on flat plains.
Similarly, States in which agricultural production is
the primary economic activity must account for different
needs and uses as compared with States where (say) manufacturing is the primary industry. And some States value
open space preservation more than others.
A federal, one-size-fits-all regulatory regime cannot
address the heterogeneous needs, goals, and issues of the
different regions of the country. State and local governments, on the other hand, are able to design approaches
that are suitable and responsive to the specific characteristics and needs of their land and communities.
2. State and local governments have the knowledge
and expertise to undertake these tasks in a sensible and
effective way. They have greater familiarity and information about the unique characteristics of the land, the
relevant weather and climate patterns, and their intera-
14
ction with the land. See Craig Anthony (Tony) Arnold,
Clean-Water Land Use: Connecting Scale and Function, 23
Pace Envtl. L. Rev. 291, 337 (2006); Michael C. Pollack,
Land Use Federalism’s False Choice, 68 Ala. L. Rev. 707,
718-19 & n.54 (2017). Thus, for example, western States
and localities would not mistake dry erosional features for
tributaries. See Ltr. from Lee A. Norman, M.D., Secretary
of Kansas Dep’t of Health & Environment, to Radhika
Fox and Jaime A Pinkham, Re: Docket EPA-HQ-OW2021-0328-001 at 6-7 (Oct. 4, 2021) (“Norman Letter”)
(explaining characteristics of Kansas streams, tributaries, and ditches). And where more information may be
needed, local government officials can put their feet on
the ground and their eyes on the land with considerably
greater ease—something that makes them more in-touch
and effective than distant federal bureaucrats. There’s no
mistaking a lava rock for water when you’re looking at it
with your own eyes.
States and localities also have expertise and data
about the land use patterns, practices, and development
in surrounding parcels. Arnold, supra, at 337; Pollack,
supra, at 718-719. Perhaps unlike many other regulators,
state and local government officials in predominantly
agricultural States have experience “in evaluating farm
practices, activities, and crop rotation decisions based on
market conditions.” Gallaway Testimony at 7. Accordingly, they can more accurately determine whether certain
practices—such as fallowing fields or planting different
crops—are a change in land use, and they can more consistently apply standards across parcels.
Finally, States and localities possess knowledge
about the historical, cultural, social, and economic contexts in which a particular project is situated. Arnold, supra, at 337; Pollack, supra, at 718-19.
3. Because local governments have a more limited geographical scope and more specific and relevant expertise,
15
they can also process land use decisions more efficiently
than federal officials. See Arnold, supra, at 337; Pollack,
supra, at 718-19. Federalizing land and water use decisions results in a massive volume of applications that becomes bottlenecked at the federal agencies. The Corps issues an average of over 50,000 general CWA Section 404
permits and over 2,500 individual permits each year, to
say nothing of the additional number that are either rejected or abandoned due to the time and cost to pursue
them. U.S. E.P.A., Economic Analysis for the Clean Water Act Section 401 Certification Rule at 9 (May 28,
2020), perma.cc/9LBT-ZMRM. It is of little surprise then
that, as noted above, applicants often wait years to receive decisions from the Corps—all the while incurring
the significant costs of idle delay. Those costs are also imposed on the broader economy and society, which are deprived of the benefits of productive use of the land, such
as the production of crops.
Related, the institutional competencies and capacities of local governments enable them to respond quicker
to changing conditions and to innovate solutions to landand water-use problems. These factors have become all
the more important in recent years as climate and population changes are expected to continue to affect land and
water use needs with increasing intensity, and vice versa.
For example, changes in climate and water use have resulted in once-flowing streams becoming ephemeral. See
Norman Letter, supra, at 5-6. State and local officials,
who are closer to the ground, are in a better position than
federal officials in ascertaining these changes and making
appropriate regulatory adjustments.
Climate and population changes have a particularly
strong impact on agriculture. Changes in temperatures
and extreme weather events affect land productivity and
crop sustainability. For example, a five-year drought has
required farmers in the West to change the crops they
16
grow on their land, but those farmers have faced pushback
and delays from the Corps. Requiring farmers to spend
years and tens of thousands of dollars trying to reach federal regulators who are unfamiliar with farming practices
or regional issues jeopardizes individual livelihoods and
our food supply. State and local governments, by contrast,
have the expertise and capacity to respond quicker to
changes and to experiment and develop solutions to
emerging problems. Arnold, supra, at 337.
4. Finally, placing primary responsibility for land and
water use management on the States promotes participatory democracy and gives a voice to those who are most
directly impacted by land use decisions. Arnold, supra, at
328. A home—and particularly a family farm—is one of
the largest and emotional investments someone makes
and, along with the community in which it is situated,
contributes to one’s personal, social, and economic identity. Land and water use regulations and policies affect
people’s homes and communities; they shape “the character, economic health, and success or failures of towns,
cities, and counties.” Hamilton, supra, at 387; see also
Jerrold A. Long, Sustainability Starts Locally: Untying the
Hands of Local Governments to Create Sustainable Communities, 10 Wyo. L. Rev. 1, 20-21 (2010).
Local decisionmaking ensures that local residents’
voices and concerns are heard and taken meaningfully
into account. Local governments are more accessible to
and accountable to their residents, and residents have
more opportunities to participate in local policymaking.
See Arnold, supra, at 328-29; Richard Briffault, Smart
Growth and American Land Use Law, 21 St. Louis. U.
Pub. L. Rev. 253, 268 (2002); Sara C. Bronin, The Quiet
Revolution Revived: Sustainable Design, Land Use Regulation, and the States, Minn. L. Rev. 231, 239 (2008). Accordingly, individuals are more likely to participate in the
17
democratic processes, and government officials are more
likely to be responsive to that participation.
C.
State and local regulations provide robust
protections for water resources
These observations are not academic—history has
shown that State and local governments take seriously
their obligations to regulate land and water use to ensure
responsible stewardship of their natural resources. It is
often assumed that invalidating or curtailing overbroad
federal regulations will allow landowners to do as they
like, free from all constraints. That is simply wrong.
State and local governments have not hesitated to assert their regulatory powers to protect water resources
within their borders, sometimes in ways even more expansive than the federal government. In candor, amici do not
always agree with the wisdom of all those efforts, some of
which suffer from similar infirmities as the federal CWA.
But the point for present purposes is a simpler one—that
even if Congress repealed the Clean Water Act tomorrow,
America’s water resources would remain subject to extensive regulatory protections. Following are a selection of
relevant state and local regulations, illustrative of the
kinds of measures that apply all across the country.
1. Arizona’s jurisdiction over the waters within its
borders extends wider than the federal government’s under the CWA. Arizona has defined “waters of the state”
to include “all waters within the jurisdiction of this state
including all perennial or intermittent streams, lakes,
ponds, impounding reservoirs, marshes, watercourses,
waterways, wells, aquifers, springs, irrigation systems,
drainage systems and other bodies or accumulations of
surface, underground, natural, artificial, public or private
water situated wholly or partly in or bordering on the
state.” Ariz. Rev. Stat. Ann. § 49-201(50).
18
Arizona has taken steps to ensure that its waters receive strong protection, regardless of which way the political pendulum swings at the federal level. For example,
following promulgation of the 2020 Navigable Water
Protection Rule, which narrowed the waters subject to
federal jurisdiction under the federal CWA, Arizona
tasked the State’s Department of Environmental Quality
(ADEQ) with implementing a state-level Surface Waters
Protection Program. Id. § 49-221(G). Using its expertise
and familiarity with the state’s unique hydrology, ADEQ
created a Protected Surface Waters List (PSWL). Id. § 49221(A). If a water meets the definition of “waters of the
United States,” it is automatically included on the PSWL
and subject to the federal regulatory regime. Id. § 49221(G). A water that is not considered a “water of the
United States” under the applicable federal definition
may be included if it meets the definition of a state protected surface water, and if it is, will be subject to ADEQ
water quality and permitting requirements. See id.
Through this program, Arizona ensures that Arizona’s actual waters are protected, while also providing much
needed clarity to landowners.
2. Since 1969, California has regulated the quality of
the waters within its borders under the Porter-Cologne
Water Quality Control Act. See Cal. Water Code § 13000
et seq. The Act provides that “activities and factors which
may affect the quality of the waters of the state shall be
regulated to attain the highest water quality which is reasonable, considering all demands being made and to be
made [to] those waters and the total values involved, beneficial and detrimental, economic and social, tangible and
intangible.” Id. § 13000.
The waters subject to Porter-Cologne are broad. The
State defines “waters of the state” broadly to include
“any surface water or groundwater, including saline waters, within the boundaries of the state.” Cal. Water Code
19
§ 13050(e). In response to court decisions and policy
changes that have recently pared back on federal jurisdiction under the CWA, California has worked to ensure that
no gaps in protection arise. For example, in response to
the holding in Solid Waste Agency of New Cook County
that federal jurisdiction did not extend to isolated wetlands and isolated surface waters, California adopted a
state plan for wetlands that were no longer protected under the Clean Water Act. See California Water Boards,
Wetland Riparian Area Protection Policy, perma.cc/ER5C-3B84. It also developed a new definition of “wetland” that “encompasses the full range of wetland types
commonly recognized in California, including some features not protected under federal law.” California Water
Boards, State Policy for Water Quality Control: State
Wetland Definition and Procedures for Discharges of
Dredged or Fill Material to Waters of the State at 1 (rev.
Apr. 6, 2021), perma.cc/BT8Y-6FKD. In doing so, California took into account its specific variable climate,
landscapes, and ecology. See San Francisco Estuary Institute & Aquatic Science Ctr., Technical Memorandum No.
2: Wetland Definition at 4 (rev. Sept. 1, 2012), perma.cc/8ZBZ-TJRY (“California wetland definition should reflect the natural spatial and temporal variability in wetland extent and condition.”).
California utilizes a network of entities to regulate
extensively the discharge of waste into waters of the
State. The State Water Resources Control Board sets
statewide water quality control policy. Cal. Water Code
§§ 13140-13147. It also oversees the activities of nine Regional Water Quality Control Boards, which are responsible for water quality protection, permitting, inspection,
enforcement, and formulating and adopting water quality
control plans (“basin plans”) within their respective regions. Id. §§ 13225, 13240.
20
Any “person discharging waste, or proposing to discharge waste, within any region that could affect the quality of the waters of the state, other than into a community
sewer system,” must file a report of waste discharge and
obtain the necessary permits from the Regional Water
Board. Id. §§ 13260(a)(1), 13263, 13269.
In fulfilling their responsibilities, the Water Boards
have leveraged their proximity to and relationships with
local stakeholders—including them in planning to set priorities and allocate funds, monitoring projects, developing local goals and performance standards, and reviewing
permit applications. See California Water Boards, Watershed Management, at perma.cc/TN78-SKN5; Mem. of
Understanding Between the Cal. Envt’l Protection Agency and the Cal. Resources Agency for the Implementation
of the Framework for Protecting California’s Watersheds
at 4 (rev. Nov. 30, 2004), perma.cc/33RS-2RVC. These
partnerships have enabled the Water Boards to develop
more geographically sensitive standards and process permits more quickly.
3. Iowa similarly has both broad water quality protections, as well as measures specific to Iowa’s land, economy, and communities.
Like the other States just discussed, Iowa defines
“waters of the state” expansively to include “any stream,
lake, pond, marsh, watercourse, waterway, well, spring,
reservoir, aquifer, irrigation system, drainage system, and
any other body or accumulation of water, surface or underground, natural or artificial, public or private.” Iowa Code
§ 455B.171(41) (emphasis added). And it subjects all of
the waters of the state to regulation.
Iowa imposes numeric water quality standards on all
lakes and wetlands and designated stream segments. Id.
§ 455B.176A(5); Iowa Admin. Code r. 567-61.3(1), (3).
And it subjects all other waters of the state to narrative
21
water quality standards. Iowa Code § 455B.176A(c);
Iowa Admin. Code r. 567-61.3(2). Additionally, all
wastes discharged to any waters of the state “must be of
such quality that the discharge will not cause the narrative or numeric criteria limitations to be exceeded.” Iowa
Admin. Code r. 567-61.2(3). In addition, Iowa protects
certain wetlands. Iowa Code §§ 456B.12, 456B.13. It also
prohibits discharges from a point source to a water of the
state without a permit, and effluent limits must allow the
stream to meet or exceed water quality standards. Id.
§ 455B.183(1)(b)-(c).
In addition to implementing numerous laws and regulations dealing specifically with agriculture-related water management issues,4 Iowa has also innovated to address the specific issues and needs it faces relating to water quality given its position as one of the leading agricultural producers in the nation. One major development is
the Iowa Nutrient Reduction Strategy, and the Iowa Water Quality Initiative, which are implemented by the State
in collaboration with local governments, federal government agencies, and private parties and organizations.
Iowa Dept of Agriculture & Land Stewardship, Iowa Water Quality Initiative 2020 Annual Report at 6. The Strategy assesses the specific factors contributing to Iowa’s
water quality and offers tailored solutions and practices
For example, Iowa has issued hundreds of pages of regulations relating to environmental protection requirements for animal feeding
operations. Iowa Admin. Code r. 567-ch. 65. Additionally, Iowa has
a number of agricultural drainage wells—wells that discharge
cropland tile drainage water to underground aquifers—that were constructed a century ago. Iowa has been working with landowners to
close them and been protecting the areas around them to address contamination. See Iowa Code § 460.203: Iowa Dep’t of Agriculture &
Land Stewardship, Ag Drainage Well Closure Assistance Program,
perma.cc/E8BV-BQRE.
4
22
for Iowa’s farms, businesses, and communities to protect
and improve water quality. As part of the Strategy, the
Iowa Department of Agriculture and Land Stewardship
and its partners work with farmers to educate them about
and help fund land use and water quality practices—such
as cover crops, tillage practices, bioreactors, buffer strips,
saturated buffers, and restored wetlands. Id. at 5.
As a result of Iowa’s efforts, cover crops planted in
Iowa increased from 379,000 acres in 2011 to over 3.1
million acres in 2020. Iowa Nutrient Research and Education Council, Crop Survey Results for 2020 (2021),
perma.cc/D6M7-PMW9; Iowa Dep’t of Agriculture &
Land Stewardship et al., Iowa Nutrient Reduction Strategy 2018-19 Annual Progress Report at 4 (June 2020).
Iowa leads the nation in “reduced tillage” acres—more
than 10.1 million acres—and is third in no-till acres—
more than 8.2 million acres. National Agricultural Statistics Services, USDA, Land Use Practices, Results from
the 2017 Census of Agriculture at 1, perma.cc/3JMYKDC4. Iowa has also increased the number of bioreactors
and saturated buffers in the state. Iowa Department of
Agriculture & Land Stewardship, Iowa Water Quality Initiative 2021 Annual Report at 1. And the State is currently constructing 40 new conservation wetlands. Id.
According to a 2018 statewide LiDAR mapping of just six
types of conservation practices, the value of the long-term
investment by farmers and the public has been estimated
at $6.2 billion. Iowa State University, Iowa Department
of Nature Resources, Iowa BMP Mapping Project.
4. North Carolina has recognized that the “prudent
utilization of” its water and air resources is “essential to
the general welfare” of its people and, as such, has declared that it is the “State’s ultimate responsibility for the
preservation and development of these resources in the
best interest of all its citizens.” N.C. Gen. Stat. § 143211(a). Accordingly, North Carolina has codified its
23
commitment to “maintain, protect, and enhance water
quality in North Carolina.” Id. § 143-211(a).
In carrying out this commitment and responsibility,
North Carolina generally prohibits any person from discharging waste into the waters of the State, unless he or
she has obtained a permit. N.C. Gen. Stat. § 143-215.1.
And that protection applies broadly: “Waters” of the
State is defined to include “any stream, river, brook,
swamp, lake, sound, tidal estuary, bay, creek, reservoir,
waterway, or other body or accumulation of water, whether
surface or underground, public or private, or natural or artificial, that is contained in, flows through, or borders
upon any portion of this State, including any portion of
the Atlantic Ocean over which the State has jurisdiction.”
Id. § 143-212(6) (emphasis added). “Waters” includes
“wetlands” that are “inundated or saturated by an accumulation of surface or ground water at a frequency and
duration sufficient to support, and that under normal circumstances do support, a prevalence of vegetation typically adapted for life in saturated soil conditions,” with
the exception of prior converted cropland. 15A N.C. Admin. Code § 02B.0202(61).
Furthermore, North Carolina, like California, has responded to limitations on federal jurisdiction by expanding its jurisdiction and consequent protections. In response to Solid Waste Agency of New Cook County, North
Carolina’s Department of Environmental Quality
(NCDEQ) asserted regulatory authority over isolated
wetlands. See 15A N.C. Admin. Code § 02H.1301.
NCDEQ subjected discharges “resulting from activities
that require State review after October 22, 2001 and that
require a Division determination concerning effects on
isolated wetlands and isolated classified surface waters”
to its permitting requirements. Id. § .1301(b). And it expressly provided that the requirements applied to waters
that the Corps determined are “not regulated under
24
Section 404 of the Clean Water Act” if the waters meet
the definition of isolated waters. Id.
In 2021, NCDEQ again clarified its jurisdiction in response to the 2020 Navigable Water Protection Rule.
NCDEQ adopted a temporary rule that broadened the definition of “isolated waters,” id. § .1301(f)(7), and also
broadened the agency’s authority to include “federally
non-jurisdictional wetlands and federally non-jurisdictional classified isolated wetlands.” Id. § .1401(a)-(b). In
short, the State’s authority extends to all state wetlands
and surface waters that were not jurisdictional under the
federal CWA.
5. Kansas’s regulatory regime also covers a broad
range of water features. Kansas asserts jurisdiction over
“waters of the state,” which includes “all streams and
springs, and all bodies of surface and subsurface waters
within the boundaries of the state”—in short, all waters,
including wetlands. See Kan. Stat. § 65-161(a); Kan. Admin. Reg. § 28-16-28b(sss).
Kansas prohibits the discharge of sewage into all of
these waters and applies general narrative criteria to them
as well. See Kan. Stat. § 65-164; Kan. Admin. Reg. § 2816-28e(b). Kansas also applies numeric criteria to designated uses of surface waters and to “classified” stream
segments, surface waters, lakes, wetlands, and ponds.
Kan. Admin. Reg. § 28-16-28e(d).
Kansas also continues to develop and implement a
state Water Plan, which sets forth policies and programs
for the comprehensive management, conservation, and
development of water resources—including water quality
and water quantity issues. See Kan. Stat. § 82a-907. The
development and implementation of the Plan is done in
collaboration with state, local, and federal agencies, regional advisory committees, organizations, and the general public. Kan. Dep’t of Health & Envt., Kansas
25
Nonpoint Source Pollution Management Plan 2019 Update at 22, perma.cc/6KKN-HWNQ (NPS 2019 Update).
Pursuant to the Water Plan, Kansas has developed a
number of strategies for managing nonpoint sources. For
example, it provides information, technical assistance,
and financial assistance to landowners and citizens to implement best management practices—including terraces,
filter strips, and pasture and rangeland planting. Id. at 30,
33; see also Kansas Water Office, Kansas Water Authority 2022 Annual Report to the Governor and Legislature
at 16, 18, perma.cc/2VJ3-ANRE. And, recognizing that
management of nonpoint source pollution is a shared responsibility between local, state, and federal bodies, the
State works with local conservation districts to develop
Local NPS Management Plans, local environmental protection plans, and local water quality protection plans.
NPS 2019 Update at 41.
6. Ohio similarly asserts authority over “all streams,
lakes, ponds, marshes, watercourses, waterways, wells,
springs, irrigation systems, drainage systems, and other
bodies or accumulations of water, surface and underground, natural or artificial, regardless of the depth of the
strata in which underground water is located, that are situated wholly or partly within, or border upon, this state,
or are within its jurisdiction, except those private waters
that do not combine or effect a junction with natural surface or underground waters.” Ohio Rev. Code Ann.
§ 6111.01(H).
All of the waters of the state are subject to a prohibition on pollution without a permit and subject to water
quality standards, plans, and programs developed and
adopted by Ohio’s Environmental Protection Agency. Id.
§§ 6111.03(A) (“develop plans and programs for the prevention, control, and abatement of new or existing pollution of the waters of the state”), 6111.04(A) (prohibition
on pollution), 6111.037 (funding for control of non-point
26
sources of pollution), 6111.041 (adopt standards of water
quality); Ohio Admin. Code §§ 3745 (implementing regulations), 901:13-1-01 et seq. (agricultural pollution abatement rules), 1501:3-12-01 et seq. (silvicultural pollution
abatement rules).
All surface waters are subject to narrative water quality criteria, and additional numeric criteria apply to designated uses and specific waters within Ohio. Ohio Admin.
Code § 3745-1-04 et seq. Wetlands—which are defined at
least as broadly as the federal definition, see Ohio Rev.
Code Ann. § 6111.02(P)—are similarly subject to narrative and numeric criteria. Ohio Admin. Code §§ 3745-150 to -54.
Furthermore, Ohio expressly protects “isolated wetlands.” An “isolated wetland” is defined as “a wetland
that is not subject to regulation under the Federal Water
Pollution Control Act.” Ohio Rev. Code Ann. § 6111.02(F). Any person that seeks to engage in an activity that
involves the filling of an isolated wetland or that discharges dredged material5 into isolated wetlands must
first apply for and obtain a permit from Ohio’s Environmental Protection Agency. Id. §§ 6111.021(B), 6111.028(A). Accordingly, Ohio law occupies any space that federal law does not cover.
7. South Dakota also has robust protections for the
waters of its state, which include “all waters within the
jurisdiction of this state, including all streams, lakes,
ponds, impounding reservoirs, marshes, watercourses,
waterways, wells, springs, irrigation systems, drainage
systems and all other bodies or accumulations of water,
surface and underground, natural or artificial, public or
As under the CWA, “normal farming, silviculture, and ranching
activities, such as plowing, cultivating, seeding, and harvesting, for
production of food, fiber, and forest products” are exempt. Ohio Rev.
Code Ann. § 6111.028(B)(2).
5
27
private, situated wholly or partly within or bordering
upon the state.” S.D. Codified Law § 34-A-2-2(12). Wetlands are considered “waters of the state” and afforded
accordant protection. S.D. Admin. R. 74:51:01:11.
Since 1972, the State has maintained a State Water
Plan, which seeks to conserve, develop, and manage use
of the State’s water resources for the optimum benefit of
current and future generations. Additionally, South Dakota applies strict water quality standards that provide
criteria for the State’s bodies of water, as well as designating their beneficial uses. Id. § 74:51:01 et seq.
The efforts of these seven States are just a few examples of state engagement across the country. Against this
background, the Court (and public) should have comfort
knowing that, although the federal CWA no doubt will
continue to play an important role in the protection of the
Nation’s water resources, it does not operate in a regulatory void. The States take seriously their role in land- and
water-use regulation. This Court should adopt a standard
to determine what constitutes “waters of the United
States” that recognizes this role, as Congress intended.
CONCLUSION
The Court should reverse the decision below.
Respectfully submitted.
Philip Jacob Parker, Jr.
North Carolina Farm
Bureau Federation, Inc.
5301 Glenwood Avenue
Raleigh, NC 27612
(919) 782-1705
Counsel for the North Carolina
Farm Bureau Federation, Inc.
Michael B. Kimberly
Counsel of Record
Karen Lin
McDermott Will & Emery LLP
500 North Capitol Street NW
Washington, DC 20001
(202) 756-8000
Counsel for all amici
28
Kari E. Fisher
California Farm Bureau
Federation
2600 River Plaza Drive
Sacramento, CA 95833
(916) 561-5666
Counsel for the California
Farm Bureau Federation
Wendee Grady
The Kansas Farm Bureau
Legal Foundation
2627 KFB Plaza
Manhattan, KS 66503
(785) 587-6101
Chad Endsley
Leah Curtis
Amy Milam
Ohio Farm Bureau Federation
280 N High Street, Sixth Floor
Columbus, OH 43215
(614) 246-2400
Counsel for the Ohio Farm
Bureau Federation
Stephanie McMullen
Texas Farm Bureau
7420 Fish Pond Road
Waco, TX 76710
(254) 751-2280
Counsel for the Kansas Farm Counsel for the Texas Farm
Bureau
Bureau Legal Foundation
Christina L. Gruenhagen
Parker & Geadelmann,
P.L.L.C.
5400 University Avenue
West Des Moines, IA 50266
(515) 225-5410
Counsel for the Iowa Farm
Bureau Federation
APPENDIX
1a
IDENTITIES OF THE AMICI
Amici are:
Arizona Farm Bureau Federation
California Farm Bureau Federation
Colorado Farm Bureau
Illinois Farm Bureau
Indiana Agricultural Law Foundation
Iowa Farm Bureau Federation
Kansas Farm Bureau Legal Foundation
Minnesota Farm Bureau Federation
Missouri Farm Bureau Federation
Nebraska Farm Bureau Federation
New Mexico Farm & Livestock Bureau
North Carolina Farm Bureau Federation
North Dakota Farm Bureau
Ohio Farm Bureau Federation
Oklahoma Farm Bureau Legal Foundation
South Dakota Farm Bureau Federation
Tennessee Farm Bureau Federation
Texas Farm Bureau
Virginia Farm Bureau
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.